| Literature DB >> 25865655 |
Siew Kuan Lim1, Moo Hyun Lee2, In Hae Park2, Ji Young You2, Byung-Ho Nam3, Byeong Nam Kim2, Jungsil Ro2, Keun Seok Lee2, So-Youn Jung2, Young Mee Kwon2, Eun Sook Lee2.
Abstract
PURPOSE: The aim of this study was to examine molecular subtype conversions in patients who underwent neoadjuvant chemotherapy (NAC) and analyze their clinical implications.Entities:
Keywords: Breast neoplasms; Molecular subtype; Neoadjuvant chemotherapy; Receptor status
Mesh:
Year: 2015 PMID: 25865655 PMCID: PMC4720061 DOI: 10.4143/crt.2014.262
Source DB: PubMed Journal: Cancer Res Treat ISSN: 1598-2998 Impact factor: 4.679
Patient and tumor characteristics according to molecular subtype at diagnosis
| Characteristic | HR+/HER2- | HR+/HER2+ | HR-/HER2+ | TN | p-value |
|---|---|---|---|---|---|
| Histologic type (n=317)a) | |||||
| Invasive ductal carcinoma | 157 (95.2) | 64 (100) | 35 (100) | 53 (100) | 0.056 |
| Invasive lobular carcinoma | 8 (4.8) | 0 | 0 | 0 | |
| Age (yr) (n=322)[ | |||||
| < 45 | 79 (47.3) | 29 (44.6) | 9 (25.7) | 23 (41.8) | 0.134 |
| ≥ 45 | 88 (52.7) | 36 (55.4) | 26 (74.3) | 32 (58.2) | |
| Clinical stage (n=328)[ | |||||
| Stage II | 44 (27.3) | 17 (27.0) | 5 (14.3) | 10 (19.2) | 0.300 |
| Stage III | 117 (72.7) | 46 (73.0) | 30 (85.7) | 42 (80.8) | |
| Grade of tumor (n=293)[ | |||||
| Grade 1 or 2 | 93 (62.4) | 32 (51.6) | 9 (27.3) | 14 (28.6) | < 0.001 |
| Grade 3 | 56 (37.6) | 30 (48.4) | 24 (72.7) | 35 (71.4) | |
| Ki-67 (%)[ | |||||
| < 15 | 107 (70.4) | 35 (62.5) | 10 (40.0) | 16 (32.0) | < 0.001 |
| ≥ 15 | 45 (29.6) | 21 (37.5) | 15 (60.0) | 34 (68.0) | |
| Lymphatic invasion[ | |||||
| Yes | 132 (86.8) | 47 (92.2) | 21 (80.8) | 46 (92.0) | 0.376 |
| No | 20 (13.2) | 4 (7.8) | 5 (19.2) | 4 (8.0) | |
| Vascular invasion[ | |||||
| Yes | 4 (2.7) | 2 (4.0) | 0 | 3 (6.4) | 0.473 |
| No | 144 (97.3) | 48 (96.0) | 26 (100) | 44 (93.6) | |
| Response to NAC[ | |||||
| Yes | 102 (63.4) | 44 (71.0) | 31 (88.6) | 30 (57.7) | 0.013 |
| No | 59 (36.6) | 18 (29.0) | 4 (11.4) | 22 (42.3) |
Values are presented as number (%). HR, hormone receptor; HER2, human epidermal growth factor 2; TN, triple negative; NAC, neoadjuvant chemotherapy.
n is the number of patients in each analysis after omission of patients with missing data,
Ki-67, lymphatic invasion, and vascular invasion were recorded from the surgical specimen (after NAC),
Response to NAC: decrease in pathological stage of surgical specimen (after NAC) compared to clinical stage.
Change in the molecular subtypes, hormone receptor and HER2 status after NAC
| Before NAC (n=290) | After NAC | p-value | |||||||
|---|---|---|---|---|---|---|---|---|---|
| HR+/HER2- | HR+/HER2+ | HR-/HER2+ | TN | HR+ | HR- | HER2+ | HER2- | ||
| HR+/HER2- | 140 (89.7) | 0 | 0 | 16 (10.3) | - | - | - | - | < 0.001 |
| HR+/HER2+ | 12 (21.4) | 37 (66.1) | 6 (10.7) | 1 (1.8) | - | - | - | - | |
| HR-/HER2+ | 1 (3.8) | 10 (38.5) | 12 (46.2) | 3 (11.5) | - | - | - | - | |
| TN | 18 (34.6) | 0 | 0 | 34 (65.4) | - | - | - | - | |
| HR+ | - | - | - | - | 189 (89.2) | 23 (10.8) | - | - | < 0.001 |
| HR- | - | - | - | - | 29 (37.2) | 49 (62.8) | - | - | |
| HER2+ | - | - | - | - | - | - | 65 (79.3) | 17 (20.7) | < 0.001 |
| HER2- | - | - | - | - | - | - | 0 | 208 (100) | |
Values are presented as number (%). HER2, human epidermal growth factor 2; NAC, neoadjuvant chemotherapy; HR, hormone receptor; TN, triple negative.
Change in estrogen receptor and progesterone receptor Allred scores after neoadjuvant chemotherapy
| Change (n=290) | Decrease in score | No change | Increase in score |
|---|---|---|---|
| ER Allred score change | 69 (23.8) | 172 (59.3) | 49 (16.9) |
| PR Allred score change | 113 (39.0) | 110 (37.9) | 67 (23.1) |
Values are presented as number (%). ER, estrogen receptor; PR, progesterone receptor.
Fig. 1.Kaplan-Meier plots of recurrence free survival and overall survival for HR+/HER– tumors which remained unchanged vs. those which turned to TN (A) and HR status changes (B). HR, hormone receptor; HER2, human epidermal growth factor 2; TN, triple negative.
Analysis of recurrence-free survival with clinical characteristics and molecular subtype changes
| Factor | Univariate | Multivariate[ | ||
|---|---|---|---|---|
| Hazard ratio (95% CI) | p-value | Hazard ratio (95% CI) | p-value | |
| Age (yr) | ||||
| < 45 | 1 | 0.678 | - | - |
| ≥ 45 | 0.92 (0.64-1.34) | - | ||
| Clinical stage | ||||
| Stage II | 1 | 0.003 | 1 | 0.001 |
| Stage III | 2.23 (1.32-3.76) | 2.93 (1.54-5.58) | ||
| Grade | ||||
| Grade 1 or 2 | 1 | 0.035 | 1 | 0.889 |
| Grade 3 | 1.52 (1.03-2.25) | 1.04 (0.63-1.72) | ||
| Ki-67 (%)[ | ||||
| < 15 | 1 | 0.002 | 1 | 0.030 |
| ≥ 15 | 1.85 (1.26-2.73) | 1.70 (1.05-2.74) | ||
| Response to NAC[ | ||||
| Yes | 1 | 0.011 | 1 | 0.016 |
| No | 1.65 (1.12-2.42) | 1.71 (1.11-2.63) | ||
| Molecular subtype conversions | ||||
| HR+/HER2- to HR+/HER2- | 1 | 1 | ||
| HR+/HER2- to TN | 3.62 (1.84-7.10) | 0.001 | 3.54 (1.60-7.85) | 0.002 |
| HR+/HER2+ to HR+/HER2+ | 0.97 (0.52-1.82) | 0.924 | 0.94 (0.49-1.82) | 0.862 |
| HR+/HER2+ to HR+/HER2- | 0.73 (0.23-2.38) | 0.604 | 0.62 (0.15-2.65) | 0.521 |
| HR-/HER2+ to HR-/HER2+ | 1.16 (0.45-2.96) | 0.758 | 1.06 (0.35-3.22) | 0.921 |
| HR-/HER2+ to HR+/HER2+ | 1.24 (0.44-3.48) | 0.683 | 1.06 (0.36-3.11) | 0.921 |
| TN to TN | 3.28 (1.89-5.70) | < 0.001 | 3.70 (1.86-7.36) | 0.001 |
| TN to HR+/HER2- | 2.25 (1.09-4.67) | 0.029 | 1.59 (0.63-4.02) | 0.324 |
CI, confidence interval; NAC, neoadjuvant chemotherapy; HR, hormone receptor; HER2, human epidermal growth factor 2; TN, triple negative.
Multivariate analysis was performed with covariates of clinical stage, grade, Ki-67 and response to NAC,
Ki-67 was recorded from the surgical specimen (after NAC),
Response to NAC: decrease in pathological stage of surgical specimen (after NAC) compared to clinical stage.
Analysis of overall survival with clinical characteristics and molecular subtype changes
| Factor | Univariate | Multivariate[ | ||
|---|---|---|---|---|
| Hazard ratio (95% CI) | p-value | Hazard ratio (95% CI) | p-value | |
| Age (yr) | ||||
| < 45 | 1 | 0.543 | - | - |
| ≥ 45 | 0.86 (0.54-1.38) | - | ||
| Clinical stage | ||||
| Stage II | 1 | 0.001 | 1 | 0.004 |
| Stage III | 5.45 (1.98-15.02) | 5.72 (1.74-18.81) | ||
| Grade | ||||
| Grade 1 or 2 | 1 | 0.012 | 1 | 0.702 |
| Grade 3 | 2.04 (1.17-3.55) | 1.13 (0.60-2.13) | ||
| Ki-67 (%)[ | ||||
| < 15 | 1 | < 0.001 | 1 | 0.066 |
| ≥ 15 | 3.01 (1.78-5.11) | 1.86 (0.96-3.60) | ||
| Response to NAC[ | ||||
| Yes | 1 | 0.012 | 1 | 0.013 |
| No | 1.91 (1.15-3.15) | 2.06 (1.17-3.65) | ||
| Molecular subtype conversions | ||||
| HR+/HER2- to HR+/HER2- | 1 | 1 | ||
| HR+/HER2- to TN | 4.02 (1.65-9.79) | 0.002 | 3.73 (1.34-10.38) | 0.012 |
| HR+/HER2+ to HR+/HER2+ | 1.07 (0.39-2.92) | 0.897 | 1.20 (0.42-3.38) | 0.737 |
| HR+/HER2+ to HR+/HER2- | 1.28 (0.29-5.55) | 0.746 | 1.02 (0.13-8.00) | 0.984 |
| HR-/HER2+ to HR-/HER2+ | 2.75 (0.92-8.22) | 0.071 | 2.50 (0.77-8.18) | 0.129 |
| HR-/HER2+ to HR+/HER2+ | 0.77 (0.10-5.79) | 0.797 | 0.70 (0.09-5.52) | 0.736 |
| TN to TN | 6.30 (3.17-12.50) | < 0.001 | 5.85 (2.53-13.51) | < 0.001 |
| TN to HR+/HER2- | 3.22 (1.26-8.22) | 0.015 | 2.74 (0.92-8.19) | 0.071 |
CI, confidence interval; NAC, neoadjuvant chemotherapy; HR, hormone receptor; HER2, human epidermal growth factor 2; TN, triple negative.
Multivariate analysis was performed with covariates of clinical stage, grade, Ki-67 and response to NAC,
Ki-67 was recorded from the surgical specimen (after NAC),
Response to NAC: decrease in pathological stage of surgical specimen (after NAC) compared to clinical stage.