Ashwinkumar A Bhirde1, Sergio A Hassan2, Erick Harr1, Xiaoyuan Chen1. 1. Laboratory of Molecular Imaging and Nanomedicine, National Institute of Biomedical Imaging and Bioengineering, National Institutes of Health, Bethesda, Maryland 20892, United States. 2. Center for Molecular Modeling, Division of Computational Bioscience, CIT, National Institutes of Health, Bethesda, Maryland 20892, United States.
Abstract
Recently, small (<5 nm diameter) nanoparticles (NPs) have shown improved in vivo biocompatibility compared to that of larger (>10 nm) NPs. However, the fate of small NPs under physiological conditions is poorly understood and remains unexplored. Here, the long-term aggregation behavior of gold nanoparticles (AuNPs) exposed to serum proteins in a near-physiological setup is studied using continuous photon correlation spectroscopy and computer simulations. It is found that the medium, temperature, and NP concentration affect the aggregation of AuNPs, but the observed aggregates are much smaller than previously reported. Simulations show that a single layer of albumin is deposited on the NP surface, but the properties of the aggregates (size, shape, and internal structure) depend critically on the charge distribution on the proteins, which changes with the conditions of the solution. These results explain the seemingly conflicting data reported in the literature regarding the size of aggregates and the morphology of the albumin corona. The simulations suggest that controlling the concentration of NPs as well as the pH and ionic strength of the solution prior to intravenous administration may help to preserve properties of the functionalized NPs in the bloodstream.
Recently, small (<5 nm diameter) nanoparticles (NPs) have shown improved in vivo biocompatibility compared to that of larger (>10 nm) NPs. However, the fate of small NPs under physiological conditions is poorly understood and remains unexplored. Here, the long-term aggregation behavior of gold nanoparticles (AuNPs) exposed to serum proteins in a near-physiological setup is studied using continuous photon correlation spectroscopy and computer simulations. It is found that the medium, temperature, and NP concentration affect the aggregation of AuNPs, but the observed aggregates are much smaller than previously reported. Simulations show that a single layer of albumin is deposited on the NP surface, but the properties of the aggregates (size, shape, and internal structure) depend critically on the charge distribution on the proteins, which changes with the conditions of the solution. These results explain the seemingly conflicting data reported in the literature regarding the size of aggregates and the morphology of the albumin corona. The simulations suggest that controlling the concentration of NPs as well as the pH and ionic strength of the solution prior to intravenous administration may help to preserve properties of the functionalized NPs in the bloodstream.
The
use of nanomaterials in biomedical applications has advanced considerably
in recent years. Plasmonic nanomaterials such as gold nanoparticles
(AuNPs) hold great promise in medicine because of their exceptional
electro-optical properties and ease of surface modification.[1−3] Although AuNPs have been tested for diagnostics and therapeutics,
important challenges, such as physiological fate, still need to be
elucidated for routine clinical applications. A major concern is the
propensity for NPs to aggregate when exposed to biological media,
resulting in toxicity and inflammation.[4−6] Recently, small-sized
AuNPs have emerged as promising agents for imaging and clinical use[7,8] because of their potential for reduced toxicity and faster clearance
from the body. Little is known, however, about their behavior in the
presence of biological agents under physiological conditions, and
progress has been slow because of technological limitations and the
complexity of the biological microenvironment. The problem is also
complicated by the fact that most serum proteins, particularly albumin,
are comparable in size to small NPs. A variety of experimental techniques
are currently being tested to gain insight into the behavior of NPs
in serum.[9−14]In vitro experiments have been conducted to quantify
the strength of AuNP–albumin interactions, but results are
sensitive to the experimental conditions, including albumin concentration,
NP size, temperature, ionic strength, and acidity of the solution.
Disagreements exist on whether albumin stabilizes AuNPs or instead
induces/mediates aggregation: some studies suggest that albumin and
AuNPs do not associate in water, whereas others suggest monolayer
and even multilayer adsorption.[9−11,14] To prevent aggregation and increase dispersion stability, NPs are
coated with organic compounds,[12,15,16] including poly(ethylene glycol) (PEG), citrate, and n-alkyl thiols of varying chain lengths, that impart biocompatibility
and increase the circulation time in the bloodstream. NP size and
surface chemistry also affect serum protein adsorption and may determine
the biological response in vivo.[17] The role of serum proteins in mediating interactions between
coated NPs and in (de)stabilizing the NP aggregates is a topic of
active research. Recent reports suggest, however, that the coatings
may fall off once the NPs are introduced into the body, possibly as
a result of steric hindrance or instability of the coating material
in the biological medium.[18,19] Therefore, finding
the right experimental conditions under which the coating can be protected
or stabilized is of great interest as well.Experiments have
commonly been conducted under nonphysiological conditions using NPs
with diameters larger than ∼10 nm. The focus here is on near-physiological
serum and NPs with diameters in the 2–5 nm range. Particles
within this size range have been shown to facilitate body clearance
and to have less toxicity than larger particles,[20] although the molecular basis for decreased toxicity is
not presently known. A combined experimental/simulation approach is
used here to gain insight into the behavior of NPs in physiological
serum, the role of albumin in NP aggregation, and the structural and
hydrodynamic properties of the aggregates. Answering these questions
may help to better understand the toxic response of small NPs and
to pave the way toward rational design of NPs with desired properties
for clinical use. In this study, continuous photon correlation spectroscopy
is used, for the first time, to monitor the change in hydrodynamic
size of NPs without interruption, unlike conventional end-point-based
approaches. It is found that, when monitored continuously under physiological
temperature and serum-like conditions, smaller NP aggregates emerge
within a size range that might allow efficient body clearance. A general
multiscale algorithm was developed to obtain coarse-grain models of
globular proteins, which is applied here to albumin at physiological
concentrations. The resulting model preserves structural features
of the protein as well as the charge distribution on its surface,
both found to be important for a realistic representation of the medium.
The simulations provide a molecular view of the NP aggregates, their
internal structures, and the role of albumin in their formation and
stabilization.
Experimental Setup
The monodispersed bare-gold nanoparticles in water (∼5.0 ×
1013 particles mL–1) were procured from
Ted Pella Inc. (Redding, CA). The AuNPs were citrate-stabilized with
a negative surface charge. Serum albumin was purchased from Sigma.
Ultrapure water (biology grade) was purchased from K·D Medical,
Inc. (Columbia, MD).
Continuous Photon Correlation
Spectroscopy (CPCS)
To test the serum stability and size
distribution of 5 nm AuNPs, a physiologically relevant experimental
model was used. A Zetasizer Nano series, Zen3600, from Malvern with
Zetasizer software 6.0 as the interface instrumentation for CPCS was
used under predefined conditions to mimic an in vivo microenvironment. The instrument was set to 37 °C before the
introduction of the sample. For each measurement, the AuNP dispersion
was placed in a DTS0012 cell type disposable sizing cuvette. Measurement
was set to 100 iterations with a 1800 s delay between measurements.
The measurement angle was set to 173° backscatter, with an equilibration
time of 120 s. Hydrodynamic size acquisition was set to take readings
every hour. Known amounts of AuNP solution were then added to cell
media containing 10% FBS, and the solution was placed in the capped
cuvette holder. It was ensured that there were no air bubbles in the
solution, which could otherwise interfere with the acquisition and
yield inconsistent data. The advantage of this experimental setup
is that once the NPs are introduced into the physiological medium
they are continuously exposed to the serum proteins, thus mimicking
the conditions of an in vivo environment while measurements
are being performed.
Transmission Electron
Microscopy (TEM)
A specimen of 5 nm AuNPs for TEM imaging
was obtained by depositing a 5 μL droplet from the aqueous solution
onto a Quantifoil grid and leaving it to dry in air. After adsorption
for 5 min, the excess solution was blotted with filter paper, washed
with a few 5 μL droplets of deionized water in order to remove
any dirt, and left to dry. Images were recorded in a Tecnai TF30 TEM
(FEI, Hillsboro, OR) equipped with a Gatan Ultrascan 1000 CCD camera
(Gatan, Pleasaton, CA). For TEM imaging of AuNPs exposed to physiological
media, 5 nm AuNPs were aged in a cell serum medium solution for 24
h before preparing the sample for imaging. Sample preparation was
similar as that described above for the aqueous sample.
UV–Vis Absorption Measurement
Optical property
of AuNPs dispersion was monitored using a UV–vis Spectrophotometer
(Thermo Scientific, Waltham, MA). UV absorbance measurements of AuNPs
in both water and serum media were carried out. Absorbance at 520
nm was used as a marker for 5 nm AuNPs.
Model
and Simulations Setup
For statistical analysis of the system
behavior, a sufficiently large number of NPs are required. Given the
NP concentration, this condition determines the size of the simulation
box and the level of coarsening of the proteins. An all-atom representation
of the system, including water, would require at least ∼108 atoms (assuming a physiological concentration of albumin),
an untreatable computational problem. The algorithm developed here
reduces the size of the system to ∼104 particles.
Coarse-Grain Models of Serum Proteins
The coarsening
algorithm is as follows: (i) the heavy atom i1 closest to the protein center of mass (CoM) is first identified;
(ii) all of the atoms {I}1 within a distance
λ from i1 are represented by a spherical
particle of radius R1, mass M1, and charge Q1, centered
at the CoM of the set {I}1; (iii) the
heavy atom i2 ⊄ c1 = {I}1 that is closest to
the protein CoM is then identified; (iv) all of the atoms {I}2 ⊄ c1 within
a distance λ from i2 are represented
by a spherical particle of radius R2,
mass M2, and charge Q2, centered at the CoM of {I}2; (v) the process continues so that in step N the
atom i ⊄ c = {I}1 ∪ {I}2 ∪ ... ∪
{I} closest
to the protein CoM is identified; (vi) all of the atoms {I} ⊄ c within a distance λ from i are then represented by a sphere of
radius R, mass M, and charge Q, centered at the CoM of {I}. After Nλ cycles, all of the atoms have been grouped into Nλ spheres; the parameter λ defines the level
of coarsening (upper limit of the spatial resolution). The radii,
masses, and charges are given, respectively, by R = R(n/n)1/3, M =
∑m, and Q = ∑jq, where i = 1, ..., Nλ and j = 1, ..., n, and n is the number of atoms in {I}; where R ∼
3.5 Å and n ∼15.5 are the
average radius and the number of atoms per residue of a typical protein.The algorithm described above is general for globular proteins
(or globular domains in multidomain proteins) and reversible, i.e.,
a coarse-grained system can be fine-grained at any stage over the
course of a simulation. The method is used here to model albumin,
the most abundant protein in serum. Human serum albumin is a 66.4
kDa protein with a pH-dependent conformation in solution.[21] Hydrodynamic data indicate that, under physiological
conditions, albumin adopts a heart-shaped conformation, as observed
in the crystal.[22] The coarsening process
is illustrated in Figure 1. For evaluation
of the charge distribution at pH 7, standard protonation states are
assumed. The model preserves the overall shape of the protein and
the anisotropy of the charge distribution, as both features determine
the protein–protein and NP–protein interactions.
Figure 1
Structural
coarse-graining of albumin (based on PDB: 1AO6). Reverse coarsening (fine graining)
to any λ level is straightforward (used in Figures 6–8). The hydrodynamic
radius RH of albumin in water has been
measured at ∼3.2–3.48 nm.[22,44] For the rigid
model used here, n = 7 and ρ = R + dw, where dw is the
average thickness of the hydration layer surrounding the protein.
Using a single layer (dw = 2.8 Å),
eq 6 yields RH =
3.33 nm. The calculated translational and rotational diffusion constants
are DT ∼ 6.6 × 1011 m2 s–1 and DR ∼ 4.4 × 106 1 s–1, respectively,
close to the experimental values.[21] The
rotational correlation times τD(1) and
τD(2) (Debye’s relaxation time)
of the albumin macrodipole (∼500 D[21]) are thus ∼33 ns and ∼0.1 μs, respectively.
The model can be used to calculate dielectric and spectroscopic properties
of albumin solutions, although the relaxation times indicate that
long dynamics simulations would be needed to properly sample the conformational
space, which justifies the choice of Monte Carlo sampling used in
this study.
Structural
coarse-graining of albumin (based on PDB: 1AO6). Reverse coarsening (fine graining)
to any λ level is straightforward (used in Figures 6–8). The hydrodynamic
radius RH of albumin in water has been
measured at ∼3.2–3.48 nm.[22,44] For the rigid
model used here, n = 7 and ρ = R + dw, where dw is the
average thickness of the hydration layer surrounding the protein.
Using a single layer (dw = 2.8 Å),
eq 6 yields RH =
3.33 nm. The calculated translational and rotational diffusion constants
are DT ∼ 6.6 × 1011 m2 s–1 and DR ∼ 4.4 × 106 1 s–1, respectively,
close to the experimental values.[21] The
rotational correlation times τD(1) and
τD(2) (Debye’s relaxation time)
of the albumin macrodipole (∼500 D[21]) are thus ∼33 ns and ∼0.1 μs, respectively.
The model can be used to calculate dielectric and spectroscopic properties
of albumin solutions, although the relaxation times indicate that
long dynamics simulations would be needed to properly sample the conformational
space, which justifies the choice of Monte Carlo sampling used in
this study.
Figure 6
Hydrodynamic
radii (RH) and morphology of AuNP/albumin
complexes at physiological pH (A) and at the isoelectric point (IEP)
(B) in a diluted nanoparticle solution at 37 °C and physiological
albumin concentration, obtained from canonical Monte Carlo simulations.
The nanoparticles have a diameter of 5 nm. The geometric arrangement
of proteins and the number (n) of proteins bound
to the nanoparticle (histograms in inset of panel B) depend on the
charge distribution on the protein, which is controlled by the pH
and the ionic strength of the solution. The aggregates shown in the
insets are snapshots taken from the equilibrated simulations and are
drawn to scale (yellow, AuNPs; green, atomic representation of albumin
obtained after fine graining).
Figure 8
Same as in Figure 7 except
that the 5 nm NP solution is evaluated. In this case, the larger aggregates
are porous, highly irregular structures containing both NP monomers
and clusters (multimers) stabilized by a network of proteins (G and
H, snapshots from the simulations; both aggregates shown contain the
same number of NPs as that in Figure 7D but
a very different number of proteins). Monomers are omitted in panel
B but are shown in panel C as part of the aggregates.
Modeling
of Interactions
The energy E of an aqueous
solution of nanoparticles and proteins is given bywhere the indices np and np′ refer to the NPs, P and P′ refer to the proteins, and V are
the interaction energies. All of the components of the system are
treated as rigid bodies, so intramolecular energy terms are omitted.
The effects of water are treated implicitly. The direct interaction
between AuNP cores in vacuum is typically represented[23] by an attractive Hamaker potential.[24] In solution, however, solvent-induced forces are much stronger,
so the direct forces between NP cores can be neglected. Hydrophobic
attraction plays the major role in the interactions between bare AuNPs
in water. On the other hand, the interaction between coated NPs is
determined mainly by the type of surfactant and the surface-coverage
density, in which case electrostatics and depletion forces play a
major role.[5] In this study, a generic Lennard–Jones
potential is used to represent the interactions between NPs, a choice
justified by results from atomistic simulations.[23,25−27] The mean-field effects of ions can eventually be
incorporated separately, e.g., using the DLVO or related theories.[28,29] Such corrections are not needed here because the ion concentration
is fixed and their nonspecific effects are incorporated in the LJ
parameters. Because of their small sizes, the NPs are here assumed
to be spherical,[30] so the NP–NP
interaction energy of a monodisperse solution is given bywhere r is the distance between the centers of np and np′, ε is the strength of the
interaction, and σ is the effective NP diameter. Likewise, the
interaction energy between a NP and a protein iswhere r is the distance between the centers
of np and a sphere i of the coarse
model of P. The interaction energy between two proteins
is divided into electrostatic and van der Waals contributions, in
the form V = V + V + V + V. The electrostatic terms are represented by the screened Coulomb
potentials implicit solvent model (SCPISM),[31,32] aswhereas the van
der Waals component is given bywhere Nλ and Nλ′ are the total number of spheres in P and P′, respectively, and r are the distances between the centers of spheres i in P and j in P′. The first and second terms on the r.h.s. of eq 4 are interaction energies and self-energies, respectively,
and D and R are effective screening
functions and radii, both dependent on the configuration (r) of the system[31,32] that capture the solvent-exclusion
effects of hydration in the crowded environment.
Model Parametrization
Equations 2–5 contain a number of parameters that
must be determined. Both ε and σ in eqs 2 and 3 depend on the size of the NP
core and the physicochemical properties of the coating molecules.
In a few cases, these parameters have been estimated from simulations,
but these estimates are mostly in the gas phase or in nonaqueous solvents.
Considering ε and σ as variables, it is possible to carry
out systematic simulations of more general validity, where neither
the core material nor the type of surfactant is specified. The effective
size of the NPs is varied from σ = 2 to 5 nm, and the strength
of the NP–NP interactions is varied from ε = 0.1 kcal
mol–1 to a maximum value εmax chosen
on the basis of the strength of hydrophobic attraction between bare
AuNPs. The hydrophobic potential ΔG(r) depends on the change Δγ of the solvent-accessible
surface area γ of the NPs, in the form ΔG = aΔγ, where a ∼
5.5 cal mol–1 Å–1. Two NPs
with diameters σ at close contact bury a surface Δγ
= πσdw; thus, ΔG ∼ 2.5 kcal mol–1 (for σ
= 5 nm) and ∼ 1.0 kcal mol–1 (for σ
= 2 nm). The polarity/charge of the coating weakens the NP–NP
interactions in pure water. In serum, however, the presence of small
molecules and ions could either weaken or strengthen the interactions
and even promote self-assembly into superlattices. To better capture
this broader range of possibilities, the maximum strength is set at
εmax ∼ 2ΔG.The
effective radius R in
eq 4 is taken as the radius of the sphere i; the screening functions D contain Nλ parameters α, which are here assumed
to be the same for all of the spheres. The dependence of α on
the system configuration, charge, and temperature has been discussed.[31] To estimate this parameter, a Monte Carlo (MC)
simulation of an albumin binary complex is first carried out using
a fully atomistic representation of the protein, and energies are
calculated with the all-atom SCPISM in CHARMM.[33] The initial configuration is the same as in the crystallized
homodimer (1AO6). The system is heated gradually to dissociation starting from 37
°C, and the dissociation energy is estimated.[31,32] Similar calculation is carried out with the coarse-grain model of
the proteins, and the dissociation energy is reproduced with α
= 0.195 nm–1. The parameters ε in eq 5 are determined by
heating the coarse dimer, using a single εalb for
all ε and σ = (σ + σ)/2. Assuming a vdW contribution on the order
of kT (dispersion makes relatively small contributions
to protein–protein interaction in water[34,35]), the calculations yield εalb ∼ 0.1 kcal
mol–1.Experiments have been conducted[9,11] to quantify the strength of the interaction between albumin and
bare AuNPs, although the main focus has been on NPs with diameters
larger than ∼10 nm. Fluctuation correlation spectroscopy[14] has recently been used to estimate the binding
affinity between BSA and AuNPs with diameters of ∼5 nm. The
dissociation constant in water at 23 °C and albumin concentration
of 0.9 mM was measured at Kd ∼79
μM, which corresponds to an energy ΔG = kT ln(Kd/cØ) ∼ 5.7 kcal mol–1. Assuming a single ε for all of the interactions in eq 3 and setting σ = 5 nm, this dissociation energy
is reproduced with ε = 1.9 kcal
mol–1. Although the experimental conditions are
different than those in physiological serum, the results provide an
estimate of the expected order of magnitude of the NP–albumin
interactions. These studies have also shown that increasing the NP
diameter up to ∼20 nm weakens the NP–albumin interaction,
although other studies suggest a reversal of this trend for particles
with diameter less than ∼60 nm and yet another reversal for
larger NPs. This behavior is not universal, as changing the NP coating
may increase or decrease the strength of the interactions. To facilitate
a systematic study in the reduced ε–σ space, these
variations are represented here through a dependence of ε on ε using a simple mixing rule,
ε = (εalbε)1/2.
Simulations Setup
The system consists of a spherical container with a diameter of
0.109 μm filled with NPs at the desired molar concentration c. The effects of NP size and coating are studied by changing
σ and ε. For each ε–σ–c point, two canonical MC simulations are performed at 37
°C: one in water and one in serum. The physiological concentration
of albumin is ∼0.64 mM (human serum), or ∼2000 albumin
molecules, corresponding to a macromolecular crowding of ∼30%
in volume. The level of coarsening is such that Nλ = 7; two test simulations using Nλ = 5 and 9 showed no qualitative differences in
the results. The NP concentration is varied from c = 0.1 to 2 mM, which provides adequate statistics. At the beginning
of the simulations, all of the components are distributed randomly
within the container, and 106 rigid-body rotations, translations,
or roto-translations of one component at a time are performed to create
equilibrated initial distributions. Each production run consists of
an additional 106 trial moves, enough to generate stable
distributions of NP aggregates, which is used here as a criterion
for convergence.
Results and Discussion
Experimental Results
A survey of the literature indicates
that physicochemical characterizations for toxicological interpretation
are typically performed under nonphysiological conditions, most commonly
at room temperature, and at the beginning and end of the exposure
times.[9,36] Because the behavior of NP varies with temperature
and protein crowding, NP–protein interactions must be studied
as close to physiological conditions as possible. Once NPs are introduced
into the body, they are in continuous contact with the proteins. Therefore,
to probe the real-time dynamics of the NP–protein system, data
should be collected continuously. CPCS is used here to probe the hydrodynamic
behavior of 5 nm diameter, citrate-reduced and capped AuNPs at 37
°C in a near-physiological fluid (serum proteins, pH 7.4). Measurements
are performed continuously once the AuNPs are introduced into serum.
In plain water at 37 °C, the NPs form clusters with an average
hydrodynamic radius RH of ∼10 nm
(Figure 3A), but TEM data show that the size
of the NP core is not affected (Figure 3B).
This contrasts with the situation in serum, where a 2-fold increase
in the average size of the aggregates is observed, along with a significant
shift in the size distribution (Figure 3C,D).
Data collected at 24 °C confirm the sensitivity of hydrodynamic
measurements to the temperature of the solution (Figure 2). The size distribution at lower temperatures
is generally shifted toward larger values of RH and displays multiple peaks at long exposure times. This
is consistent with stronger effective NP–NP and/or NP–protein
interactions and reduced NP mobility. A dependence of aggregate size
on the AuNP concentration in serum is also apparent: concentrated
solutions tend to broaden and shift the distribution toward larger RH values (Figure 4).
However, the optical property is not affected by the medium (Figure 5). These data show the extent to which measured
properties of AuNPs in biological fluids are sensitive to temperature
and NP concentration. Contrary to published studies, only minimal
variations were observed in the values of RH for the small particles considered in this study.
Figure 3
Hydrodynamic size and aggregation behavior of 5 nm AuNPs in water
and serum media. (A) Continuous photon correlation spectroscopy histogram
of 5 nm AuNPs in water at 37 °C; the inset shows the AuNP solution
being measured. (B) TEM image shows individually dispersed AuNPs with
a core size of 5 nm. (C) Hydrodynamic size of 5 nm AuNPs increases
when exposed to serum, as is evident from the histogram; the inset
shows the AuNP solution being measured. (D) TEM image shows an increased
core size of AuNPs, and the data corroborates with the hydrodynamic
data. These data show that both the hydrodynamic and core size of
the AuNPs are dependent of the media to which they are exposed.
Figure 2
Histograms showing hydrodynamic
size distribution of 5 nm AuNPs at 4, 12, and 24 h time points from
top to bottom. Size measurements of AuNP solutions were carried out
in the presence of serum proteins at RT and 37 °C and were continuously
measured for 24 h. Data shows absolutely no change in hydrodynamic
size when measured in serum at RT (4 h, 10 nm; 12 h, 10 nm; 24 h,
10 nm), whereas there was an observable change in the AuNP size when
measured in serum (4 h, 19 nm; 12 h, 18 nm; 24 h, 18 nm) as well as
a broad size distribution.
Figure 4
Histogram showing hydrodynamic size distribution
of 5 nm AuNPs at 4, 12, and 24 h time points from top to bottom. A
highly concentrated AuNP solution was exposed to serum proteins at
37 °C and continuously measured for 24 h. Data shows an uneven,
inconsistent (4 h, 54 nm; 12 h, 18 nm; 24 h, 57 nm), and broad size
distribution.
Figure 5
UV–vis absorption
spectroscopy of 5 nm AuNPs. (A) UV spectra of 5 nm AuNPs in water
showing a peak at 520 nm. (B) UV spectra of 5 nm AuNPs exposed to
serum media showing the characteristic peak at 520 nm. Media did not
influence the optical property of the AuNPs.
Histograms showing hydrodynamic
size distribution of 5 nm AuNPs at 4, 12, and 24 h time points from
top to bottom. Size measurements of AuNP solutions were carried out
in the presence of serum proteins at RT and 37 °C and were continuously
measured for 24 h. Data shows absolutely no change in hydrodynamic
size when measured in serum at RT (4 h, 10 nm; 12 h, 10 nm; 24 h,
10 nm), whereas there was an observable change in the AuNP size when
measured in serum (4 h, 19 nm; 12 h, 18 nm; 24 h, 18 nm) as well as
a broad size distribution.Hydrodynamic size and aggregation behavior of 5 nm AuNPs in water
and serum media. (A) Continuous photon correlation spectroscopy histogram
of 5 nm AuNPs in water at 37 °C; the inset shows the AuNP solution
being measured. (B) TEM image shows individually dispersed AuNPs with
a core size of 5 nm. (C) Hydrodynamic size of 5 nm AuNPs increases
when exposed to serum, as is evident from the histogram; the inset
shows the AuNP solution being measured. (D) TEM image shows an increased
core size of AuNPs, and the data corroborates with the hydrodynamic
data. These data show that both the hydrodynamic and core size of
the AuNPs are dependent of the media to which they are exposed.Histogram showing hydrodynamic size distribution
of 5 nm AuNPs at 4, 12, and 24 h time points from top to bottom. A
highly concentrated AuNP solution was exposed to serum proteins at
37 °C and continuously measured for 24 h. Data shows an uneven,
inconsistent (4 h, 54 nm; 12 h, 18 nm; 24 h, 57 nm), and broad size
distribution.UV–vis absorption
spectroscopy of 5 nm AuNPs. (A) UV spectra of 5 nm AuNPs in water
showing a peak at 520 nm. (B) UV spectra of 5 nm AuNPs exposed to
serum media showing the characteristic peak at 520 nm. Media did not
influence the optical property of the AuNPs.
Computational Results
Current instrumentation
has a number of limitations[37] that prevent
obtaining a detailed molecular picture of the aggregation mechanism
and the role of serum proteins in the formation/stabilization of aggregates.
Consequently, it is difficult to predict the behavior of NPs with
different sizes, surfactants, and concentrations. The computer simulations
carried out here are designed to fill this experimental gap and provide
molecular insight into the aggregation process. The model used, although
a simplification of complex physiological serum, allows a realistic
representation of the medium with the desired level of structural
detail, including the anisotropy of the charge distribution on the
albumin proteins.The simulations are carried out in the σ–ε–c space, where neither the NP material nor the nature of
the surfactant is specified a priori. Thus, specific
behaviors can be identified in different regions of the σ–ε–c space, which can then be used for reverse-engineering
NPs with desired aggregation properties.[28,38] Molecular features inferred from in vitro experiments,
such as the number of proteins bound to the NPs and the modes of association,
depend on the properties of the NPs and the conditions of the solution.[9−12,14,39] To identify the origin of this sensitivity, simulations are first
carried out in a diluted solution of bare AuNPs of 5 nm in diameter
under conditions resembling physiological serum. Albumin contains
many acidic and basic amino acids on its surface and can easily bind
inorganic ions and fatty acids that change its overall charge. Two
charge distributions are considered here: one corresponding to physiological
(blood) pH 7 (total charge −15 e), and one corresponding to
the isoelectric pH 4.7 (IEP). Most experimental conditions fall between
these limits.Advanced algorithms exist to calculate hydrodynamic
parameters of bodies of arbitrary shapes.[40] Hydrodynamic radii (RH) are estimated
here from a generalization of the Kirkwood equation for a cluster
of n spherical units, as[41]where ρ is the hydrodynamic radius of unit i, r is the
distance between i and j, and ⟨
⟩ is an ensemble average over all the conformations of the
cluster.[42] Figure 6 shows the hydrodynamic
radii of AuNP/albumin aggregates obtained from the simulations. The
remarkable differences in behavior between both charge distributions
are qualitative as well as quantitative and are attributed only to
the electrostatic interactions between the proteins. At pH 7 (Figure 6A), the aggregates contain a small number of proteins
bound to a central particle (typically two or three and never more
than five; cf. histogram in the inset of Figure 6B). Because of the electrostatic repulsion between the proteins,
they tend to accommodate in specific geometric patterns that minimize
the system’s free energy by maximizing the average protein–protein
distances. This conformational requirements yield characteristic peaks
in the RH distributions, which are expected
to broaden or coalesce in a polydisperse solution. In the conventional
representation of albumin as an equilateral triangular prism, the
base of the prism is typically in contact with the NP surface, whereas
the tip tends to point away from it; this distribution is similar
to that proposed for polymer-coated FePt and CdSe/ZnS nanoparticles.[39] Therefore, for a given number of bound proteins,
this arrangement maximizes RH. At the
IEP, the number of albumins in the aggregates increases significantly
(Figure 6B), with six or seven proteins most
frequently bound to the central particle, although up to 13 can be
accommodated. In the absence of electrostatic repulsion between the
proteins, their spatial distributions are now more compact, which
tends to decrease RH for a given number
of bound proteins. No preferential binding modes can be identified
in this case, because the weak protein–protein interactions
perturb any arrangement that would otherwise be selected. The variability
of binding modes yields a single, broad peak in the RH distribution centered at ∼6.5 nm. These results
show how the properties of the albumin layer (and, presumably, of
other protein corona) depend on the pH and the ionic strength of the
solution, as both determine the charge distribution on the proteins.Hydrodynamic
radii (RH) and morphology of AuNP/albumin
complexes at physiological pH (A) and at the isoelectric point (IEP)
(B) in a diluted nanoparticle solution at 37 °C and physiological
albumin concentration, obtained from canonical Monte Carlo simulations.
The nanoparticles have a diameter of 5 nm. The geometric arrangement
of proteins and the number (n) of proteins bound
to the nanoparticle (histograms in inset of panel B) depend on the
charge distribution on the protein, which is controlled by the pH
and the ionic strength of the solution. The aggregates shown in the
insets are snapshots taken from the equilibrated simulations and are
drawn to scale (yellow, AuNPs; green, atomic representation of albumin
obtained after fine graining).The qualitative features of the single-AuNP/albumin aggregates
hold for NPs of different sizes and surfactants. Increasing the NP
concentration, however, leads to the formation of stable multi-NP/albumin
aggregates. The structural features of such aggregates, the conditions
under which they emerge, and the role of albumin in their formation
and stabilization are studied next. Figure 7 shows the general effects of albumin on a concentrated solution
of NPs at physiological concentration and temperature. Two characteristic
NP sizes are shown, with diameters of 2 and 5 nm, at a concentration
of 2 × 1017 particles mL–1. The
particles are coated with a surfactant that yields an effective NP–NP
attraction of 2.5 kcal mol–1. In pure water at 37
°C, large clusters containing up to ∼40 (for 2 nm) and
∼60 (for 5 nm) particles are formed at equilibrium (Figures 7A and 8A). The peak centered at ∼10 nm in the RH distribution of the 5 nm NPs (Figure 8D) is consistent with the CPCS data (Figure 3A). When the NPs are diluted in serum, however, only small
NP clusters are observed (Figures 7B and 8B), mainly dimers, although trimers and tetramers
can be detected in trace amounts, as evidenced by the peaks in the
size distributions (Figures 7E and 8E). This dissolution mechanism of NP clusters in
serum was observed in all of the simulations (Figure 9) and is likely to be a general feature of NPs with sizes
comparable to that of albumin. It seems that both excluded-volume
effects of the crowded medium and electrostatic repulsion between
the crowding agents play a role. This is supported by two observations:
a small fraction of multimers remains in the case of 2 nm NPs (Figure 7E), but not in the solution of 5 nm NPs, as the
smaller particles can more easily accommodate in the interstitial
space between the proteins. In addition, the particles tend to form
slightly larger clusters at the IEP (Figure 9), as uncharged proteins can be more easily displaced to create transient
cavities to form larger clusters; at pH 7, this would be energetically
unfavorable because the displaced proteins would need to move closer
to other charged proteins.
Figure 7
Effect of albumin on a concentrated monodisperse
solution of nanoparticles with a diameter of 2 nm at 37 °C and
pH 7. (A) NPs form compact clusters in pure water. (B) Clusters dissolve
in the presence of albumin at physiological concentrations. (C) Disperse
clusters are actually part of large, morphologically irregular cluster/albumin
aggregates stabilized by the proteins that bind to the outer layer
of the compact clusters. (D) Atomistic representation of a representative
aggregate in the 2 nm NPs serum solution (snapshot from the simulation).
Hydrodynamic radii of the NP clusters and aggregates are displayed
in panels D–F (n and N are
the number of albumin molecules and the number of NPs in the aggregates,
respectively). At the IEP, the clusters are slightly larger and the
aggregates are more compact, as expected from reduced electrostatic
repulsion between proteins (cf. Figure 9).
Figure 9
Snapshot of the equilibrated simulations for the ε–σ–c points discussed in the text for a NP concentration c ∼ 2 × 1017 particles mL–1. Specific behaviors can be identified in different regions of the
ε–σ–c space, which can
be used to guide the design of NPs (size and coating material) for
given solution conditions.
Effect of albumin on a concentrated monodisperse
solution of nanoparticles with a diameter of 2 nm at 37 °C and
pH 7. (A) NPs form compact clusters in pure water. (B) Clusters dissolve
in the presence of albumin at physiological concentrations. (C) Disperse
clusters are actually part of large, morphologically irregular cluster/albumin
aggregates stabilized by the proteins that bind to the outer layer
of the compact clusters. (D) Atomistic representation of a representative
aggregate in the 2 nm NPs serum solution (snapshot from the simulation).
Hydrodynamic radii of the NP clusters and aggregates are displayed
in panels D–F (n and N are
the number of albumin molecules and the number of NPs in the aggregates,
respectively). At the IEP, the clusters are slightly larger and the
aggregates are more compact, as expected from reduced electrostatic
repulsion between proteins (cf. Figure 9).Same as in Figure 7 except
that the 5 nm NP solution is evaluated. In this case, the larger aggregates
are porous, highly irregular structures containing both NP monomers
and clusters (multimers) stabilized by a network of proteins (G and
H, snapshots from the simulations; both aggregates shown contain the
same number of NPs as that in Figure 7D but
a very different number of proteins). Monomers are omitted in panel
B but are shown in panel C as part of the aggregates.Snapshot of the equilibrated simulations for the ε–σ–c points discussed in the text for a NP concentration c ∼ 2 × 1017 particles mL–1. Specific behaviors can be identified in different regions of the
ε–σ–c space, which can
be used to guide the design of NPs (size and coating material) for
given solution conditions.A closer inspection shows, however, that the seemingly dispersed
NP clusters in serum are actually part of extended cluster/albumin
aggregates of highly irregular morphologies (Figures 7C and 8C) that are stabilized by the
proteins. The presence of such aggregates tends to shift the hydrodynamic
size distribution toward values larger than those in pure water (Figures 7F and 8F), a result also
consistent with CPCS data (Figure 3). A detailed
structural analysis reveals the presence of two kinds of aggregates
that are most critically dependent on core size and coating material:
(1) aggregates formed by small NP clusters that bind albumin directly
to their outer surfaces, thereby creating a protein corona that further
stabilizes the compact core of the cluster (Figure 8G) (this kind of aggregate is more common for the smaller
NPs and/or lower concentrations), and (2) aggregates formed by unclustered
NPs (monomers) and small clusters that are brought together and stabilized
by albumin, which is now an integral part of the aggregates (Figure 8G,H); these aggregates are common for larger NPs
and/or higher NP concentrations. These mixed aggregates are likely
the colloids observed in the CPCS and TEM experiments (Figure 3), as they could survive long enough for detection and contain a sufficient amount
of AuNP for optical contrast. The porosity of these aggregates results
from the extended network of charged proteins in their interior that
mediate and stabilize the cluster–cluster interactions. These
aggregates are expected to be more labile than aggregates that contain
compact clusters, which tend to have higher cohesive energy. These
observations may have clinical significance: rational design of porous,
labile aggregates may resolve two obstacles for successful therapeutic
applications, namely, toxicity (even the largest aggregates contain
a rather small number of NPs) and degradation of the bioactive coating
(albumin, which acts as a glue to maintain the integrity of the aggregates,
prevents the medium from accessing the buried NP surfaces, at least
until the aggregates dissolve). Similar results were observed in simulations
at the IEP, although, in this case, the aggregates are less porous
and tend to have smaller hydrodynamic radii. This is a direct consequence
of the reduced electrostatic repulsion between proteins and is consistent
with the results obtained at high dilution (Figure 6). It is finally noted that over the course of the simulations
large aggregates that develop in close proximity tend to merge and
break down at equilibrium. These are telltale signs of speciation
events that may occur during the system dynamics (not studied here),
which could also be controlled through a judicious choice of the system
parameters.
Conclusions
Recently,
small AuNPs (∼2–5 nm) have shown extraordinary potential
for biomedical applications as inert imaging agents with better body
clearance. For their successful clinical translation, the physiological
fate of NPs needs to be characterized. Given the size of the NPs,
it is a technical challenge to predict the nature of their behavior
under physiological conditions. Using continuous photon correlation
spectroscopy, it was shown here that AuNP aggregates develop under
near-physiological conditions, but they are small and may thus show
improved clearance from the body. A multiscaling approach was used
to model albumin at physiological concentrations (∼30% in volume),
which allowed a systematic computational study and collection of statistically
meaningful data. The algorithm is general and can be equally applied
to other serum proteins, such as histone, fibrinogen, and globulins,
to simulate increasingly realistic serum environments. The limitation
is imposed by the computer resources, which determines the level of
coarsening, and by the availability of experimental data on NP–protein
interactions for use in the model parametrization.[19,43] It was found that, unlike aggregates formed in water, which tend
to be rather compact and stable, albumin is an integral component
of the aggregates, which are structurally porous. The stability of
the aggregates is determined by the NP–albumin interactions,
which can be controlled by a judicious choice of the coating molecules
and density. It was found that the distribution of albumin in the
aggregates depends critically on the charge distribution on the proteins,
which can be controlled through the pH and the ionic strength of the
solution. Experimental data, such as the zeta potential and DLS spectra,
are typically interpreted on the basis of simple models of the colloids
(e.g., unstructured spherical particles with smooth surfaces). Attention
to the irregular morphology and the internal structure of the aggregates
found in this study may help to develop improved models for data interpretation.
The structural features of the aggregates may lead to reduced toxicity
and prevent or delay coating degradation by protecting the NP surfaces
buried in the aggregate interior. The simulations suggest that adjusting
the concentration of small NPs and the conditions of the albumin solution
prior to intravenous administration may help to preserve the properties
of the functionalized NPs in the bloodstream and thus to rationally
design clinically useful nanomaterials.
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