We report the latent production of free radicals from energy stored in a redox potential through a 2e(-)/1H(+) transfer process, analogous to energy harvesting in photosynthesis, using visible-light organic photoredox catalysis (photocatalysis) of methylene blue chromophore with a sacrificial sterically hindered amine reductant and an onium salt oxidant. This enables light-initiated free-radical polymerization to continue over extended time intervals (hours) in the dark after brief (seconds) low-intensity illumination and beyond the spatial reach of light by diffusion of the metastable leuco-methylene blue photoproduct. The present organic photoredox catalysis system functions via a 2e(-)/1H(+) shuttle mechanism, as opposed to the 1e(-) transfer process typical of organometallic-based and conventional organic multicomponent photoinitiator formulations. This prevents immediate formation of open-shell (radical) intermediates from the amine upon light absorption and enables the "storage" of light-energy without spontaneous initiation of the polymerization. Latent energy release and radical production are then controlled by the subsequent light-independent reaction (analogous to the Calvin cycle) between leuco-methylene blue and the onium salt oxidant that is responsible for regeneration of the organic methylene blue photocatalyst. This robust approach for photocatalysis-based energy harvesting and extended release in the dark enables temporally controlled redox initiation of polymer syntheses under low-intensity short exposure conditions and permits visible-light-mediated synthesis of polymers at least 1 order of magnitude thicker than achievable with conventional photoinitiated formulations and irradiation regimes.
We report the latent production of free radicals from energy stored in a redox potential through a 2e(-)/1H(+) transfer process, analogous to energy harvesting in photosynthesis, using visible-light organic photoredox catalysis (photocatalysis) of methylene blue chromophore with a sacrificial sterically hindered amine reductant and an onium salt oxidant. This enables light-initiated free-radical polymerization to continue over extended time intervals (hours) in the dark after brief (seconds) low-intensity illumination and beyond the spatial reach of light by diffusion of the metastable leuco-methylene blue photoproduct. The present organic photoredox catalysis system functions via a 2e(-)/1H(+) shuttle mechanism, as opposed to the 1e(-) transfer process typical of organometallic-based and conventional organic multicomponent photoinitiator formulations. This prevents immediate formation of open-shell (radical) intermediates from the amine upon light absorption and enables the "storage" of light-energy without spontaneous initiation of the polymerization. Latent energy release and radical production are then controlled by the subsequent light-independent reaction (analogous to the Calvin cycle) between leuco-methylene blue and the onium salt oxidant that is responsible for regeneration of the organic methylene blue photocatalyst. This robust approach for photocatalysis-based energy harvesting and extended release in the dark enables temporally controlled redox initiation of polymer syntheses under low-intensity short exposure conditions and permits visible-light-mediated synthesis of polymers at least 1 order of magnitude thicker than achievable with conventional photoinitiated formulations and irradiation regimes.
Free
radicals (radicals) participate in a wide variety of organic
synthetic[1] and polymerization reactions,[2] e.g., vinyl homo- and copolymerizations,[3] thiol–ene click chemistry,[4] Cu-catalyzed azide–alkyne cycloadditions,[5] atom-transfer radical additions,[6,7] and alcohol to halide conversions.[8] Radical
production by light activation provides unique temporal control of
reactions. However, radicals must be produced continuously by large
irradiation doses to sustain the balance between competing creation
and termination of radicals. As a result, radical-initiated reactions
characteristically halt quickly due to efficient radical termination
when the external energy supply (light) is extinguished. Persistent
or trapped radicals in dense polymer networks allow a limited degree
of polymerization after light-cessation.[3,9] Whereas in
controlled or “living” polymerization, the termination
process is altered through an equilibrium that favors radicals in
a dormant state so active radical concentrations remain low and essentially
constant.[10,11] However, living radical photopolymerization
is usually slow and still requires continued irradiation.[10] Furthermore, no scheme has yet been devised
to sustain radical production after the energy supply is extinguished
without altering the radical termination process. Here, we report
the first use of organic photoredox catalysis to continue radical
production for extended time intervals in the dark after a brief initial
low-intensity light exposure, opening new opportunities in photoactivated
polymer and possibly organic synthesis.[12]Conventionally, light-activated radical-based polymer synthesis
entails radical production via photolytic bond cleavage, e.g., phosphine
oxides or acetophenones,[13] or by light-mediated
electron transfer or exchange between a chromophore, such as camphorquinone,
and either a reductant or an oxidant.[14] In principle, radical generation in both of these approaches is
restricted to where the excited molecules reside, i.e., within the
imprint and penetration depth of photons. Examples of applications
that rely on spatiotemporal controlled processing include the creation
of patterned materials for nano- and microscale devices, metamaterials,
laser imaging, and holography.[15−18] However, in optically thick materials, light absorption,
scattering, and reflection limit light penetration and thus polymerization
to mere millimeters, or often, to just tens to hundreds of micrometers
from the irradiated surface while requiring high irradiation intensities
or extended photocuring intervals.[19,20] As a result,
through-plane polymerization is severely limited, which is detrimental
in applications such as dental and orthopedic composites, irregular
surface coatings, photolithographic resists, and cell-encapsulation
hydrogels,[17,21−23] where unintentional
property gradients and residual monomer beyond the light penetration
depth limit is generally unacceptable. Ultimately, layer-by-layer
polymerization is thus required if conventional free-radical photopolymer
initiators are to be used for optically thick materials.In
contrast, radical generation through chemically activated redox
initiation, such as with peroxide/amine combinations, allows synthesis
of thick polymeric materials under ambient conditions upon in situ mixing of two-part formulations, as in bone cements.[24] However, this redox approach lacks temporal
control of the initiation reaction beyond the mixing process. In other
instances “dual-cure” systems require postirradiation
heating or moisture cure.[25] “Dual-cure”
systems, in which photo- and redox-activated chemistries work more
or less simultaneously, introduce some temporal control. However,
the two initiation modes work relatively independently, and mixing
immediately prior to use is still required; thus, imposing similar
temporal control limitations as redox systems.[26]Frontal polymerization has been reported to allow
deep shadow cure
in free-radically and cationically initiated thick (centimeter scale)
or opaque samples upon UV exposure.[27] Despite
its attractive simplicity, limited storage stability of the peroxide-containing
formulations and its inherent dependence on the self-propagated (by
polymerization exothermicity) temperature wavefront (over 100 °C)
have precluded the use of this technique in most applications.[28−30] No reports were found of free-radical photopolymerization of (meth)acrylates
in which initiation extends beyond the irradiation space and time
under ambient conditions without depending on the polymerization exotherm
to sustain initiation in the dark.In this contribution, we
introduce the concept of organic photoredox
catalysis as a novel approach to combine the temporal onset control
of conventional photoactivation with the spatial reach of redox-activated
radical production. We demonstrate that the combination of these phenomena
extends the capabilities of prevailing photoinitiated processes and
enables the practical synthesis of initially optically thick, centimeter-scale
vinyl photopolymers at ambient conditions.In recent years,
photoredox catalysis has gained attention as an
alternative to achieve faster rates of radical-initiated polymerization
upon low-intensity visible-light irradiation.[31] Almost all of the reported mechanisms, including those for similar
methylene blue (MB+)/amine/onium salt formulations, rely
on sequential 1e– transfers to and from the photocatalyst,
as is characteristic of ruthenium and iridium complexes.[31−38] In these mechanisms, transfer of a single electron allows production
of (open-shell) radicals from the photoinduced electron-transfer (PET)
step and essentially initiates the polymerization process immediately
after the light-absorption event. Then, the consecutive 1e– transfer step(s), responsible for the regeneration of the photocatalyst,
occur(s) so fast that light-energy “stored” in the photocatalyst
as chemical energy is used shortly (less than a few seconds) after
the PET step; thus these radical production approaches are incapable
of sustaining the polymer synthesis for prolonged periods (hours)
following light cessation.[10,33]To the best of
our knowledge, we report the first energy-harvesting
approach using organic photocatalysis for latent light-induced radical-initiated
polymer synthesis that relies on a two-electron/one-proton (2e–/1H+) transfer mechanism. Using a sterically
hindered amine (N,N-diisopropylethylamine,
DIPEA) as a sacrificial donor that induces a 2e–/1H+ transfer to the organic photocatalyst MB+ in a 1-to-1 fashion, we prevent immediate free-radical initiation
of polymer synthesis of (meth)acrylate monomers upon light absorption
and enable visible-light energy storage as chemical energy in a metastable
closed-shell species: leuco-methylene blue (LMB). The stored energy
is subsequently utilized to generate two initiating phenyl radicals
per photocatalytic cycle from the ground-state redox reaction between
the metastable LMB and the oxidizer (diphenyliodonium, DPI+) for extended time intervals (hours) after short, low-intensity
irradiation.Using photocatalysis to store light-energy in a
metastable species
(via a 2e–/1H+ transfer mechanism) in
order to sustain ground-state reactions (e.g., radical generation
that initiates polymer synthesis) for extended periods (hours) after
a brief light activation is the basis of the approach presented herein.
Similar PET-based mechanisms have been envisioned as the basis for
‘molecular circuits’ and ‘molecular computing
devices’,[39,40] but we present the first example
of a PET-based scheme for light harvesting analogous to photosynthesis
that allows photopolymerization be extended well beyond irradiation.
In this paper, we: (1) describe coupled experimental and quantum chemical
studies that support the photoinduced redox radical formation via
the 2e–/1H+ transfer mechanism and (2)
demonstrate the capabilities of this new radical production approach
within the scope of radical chain-growth polymer synthesis.
Results and Discussion
Fast Radical Production
in MB+/DIPEA/DPI+ Formulations
Radical
production was analyzed by
monitoring the disappearance of the infrared absorption corresponding
to the vinyl group (=CH2) of the monomer with Fourier
transform near-infrared spectroscopy (FT-NIR).[41] The extent of vinyl group consumption indicates monomer
conversion due to polymerization, which correlates with radical production.
Under continuous, low-intensity visible-light irradiation, monomer
solution (e.g., 2-hydroxyethyl methacrylate; HEMA) containing methylene
blue (MB+, 1), N,N-diisopropylethylamine (DIPEA, 2), and diphenyliodonium
cation (DPI+, 3) reaches a vitrification-limited
85% conversion in 500 s (Figure 1a). Under
the same conditions, formulations where either or both DIPEA and DPI+ are absent (MB+/DIPEA; MB+/DPI+; or MB+) exhibit less than 2% monomer consumption.
Figure 1
Evidence of radical production via photoredox
catalysis of methylene
blue (MB+). (a) Conversion of vinyl group (polymerization)
of 2-hydroxyethyl methacrylate (HEMA) during continuous irradiation
of 1 mm thick samples. MB+ (1)/DIPEA (2)/DPI+ (3) are required for polymerization
at a rate comparable to the conventional CQ/EDMAB formulation with
the same amount of photons absorbed (∼13 and 22 mW/cm2, respectively). (b) Initial rates of polymerization (Rpo from numerical differentiation of FT-IR data, see SI section 4) and initial rates of MB+ bleaching (with UV–vis spectroscopy at ∼60 mW/cm2). MB+/DIPEA leads to efficient consumption of
MB+ (2.1 × 10–5 M/s) but no radical
production (which correlates to the vinyl group conversion and Rpo), whereas MB+/DIEPA/DPI+ increases radical production rate dramatically (∼100-fold
based on Rpo) with no significant improvement
on MB+ consumption rate (2.7 × 10–5 M/s). Rates of bleaching without DIPEA are negligible. This indicates
that DIPEA does not produce radicals efficiently (shows negligible
polymerization). Thus, DPI+ should play the main role in
terms of radical production. (c) Photoredox cycle in methanol with
DIPEA and O2 or DPI+. MB+ in methanol
is bleached, photoreduced to colorless LMB and regenerated by an oxidant.
The process can be repeated as MB+ is regenerated after
each cycle, i.e., photocatalysis cycle.
To further probe the initiation process, the concentration of MB+ was analyzed via real-time ultraviolet–visible (UV–vis)
spectroscopy. MB+ is consumed efficiently (Figure 1b) in the presence of DIPEA with or without DPI+. However, the MB+/DIPEA formulation is ineffectual
toward initiating polymerization, whereas the MB+/DIPEA/DPI+ formulation leads to a significant radical production rate,
as demonstrated by HEMA conversion, that is comparable to the reaction
kinetics and conversion achieved with a conventional visible-light
initiator composed of camphorquinone (CQ) and ethyl 4-dimethylaminobenzoate
(EDMAB), for which equivalent amounts of photons are absorbed (Figure 1a and see the Experimental Section). Hence, direct radical production from MB+ consumption
by DIPEA is negligible. This indicates that MB+ consumption
and radical production involve separate reaction steps (described
in detail in Sections 2.2 and 2.3); while MB+ consumption is primarily dependent
on the presence of DIPEA; the oxidant (DPI+) plays the
main role in radical production.Evidence of radical production via photoredox
catalysis of methylene
blue (MB+). (a) Conversion of vinyl group (polymerization)
of 2-hydroxyethyl methacrylate (HEMA) during continuous irradiation
of 1 mm thick samples. MB+ (1)/DIPEA (2)/DPI+ (3) are required for polymerization
at a rate comparable to the conventional CQ/EDMAB formulation with
the same amount of photons absorbed (∼13 and 22 mW/cm2, respectively). (b) Initial rates of polymerization (Rpo from numerical differentiation of FT-IR data, see SI section 4) and initial rates of MB+ bleaching (with UV–vis spectroscopy at ∼60 mW/cm2). MB+/DIPEA leads to efficient consumption of
MB+ (2.1 × 10–5 M/s) but no radical
production (which correlates to the vinyl group conversion and Rpo), whereas MB+/DIEPA/DPI+ increases radical production rate dramatically (∼100-fold
based on Rpo) with no significant improvement
on MB+ consumption rate (2.7 × 10–5 M/s). Rates of bleaching without DIPEA are negligible. This indicates
that DIPEA does not produce radicals efficiently (shows negligible
polymerization). Thus, DPI+ should play the main role in
terms of radical production. (c) Photoredox cycle in methanol with
DIPEA and O2 or DPI+. MB+ in methanol
is bleached, photoreduced to colorless LMB and regenerated by an oxidant.
The process can be repeated as MB+ is regenerated after
each cycle, i.e., photocatalysis cycle.
PET Reaction of MB+/DIPEA Generates
the Colorless LMB
Now, we reevaluate the MB+/DIPEA
system to establish the connection between photoreduction of MB+ and the subsequent radical generation that necessitates the
presence of DPI+. In general, the reduction of MB+ has been proposed to proceed via a 2e–/1H+ process to produce the leuco product LMB in a reducing environment,[42,43] as represented in reaction 1.Under irradiation, the 2e–/1H+ transfer process (reaction 1) is driven by light and is referred to as PET.[44,45] The PET of specific interest here is the reduction of MB+ to the colorless LMB in the presence of DIPEA (reductant). For example,
in Figure 1b, we see that the rates of MB+ consumption for the MB+/DIPEA and MB+/DIPEA/DPI+ formulations are 2.1 × 10–5 and 2.7 × 10–5 M/s, respectively. Reduction
of MB+ to LMB is identified by the decrease of the ∼650
nm centered peak and appearance of a ∼250 nm centered peak
(Figure 1b and see SI section 7). This process is commonly known as “photobleaching”,
where the signature blue color of MB+ (λmax = ∼650 nm) disappears and the mixture turns colorless (Figure 1c).Free radical-initiated polymer synthesis with light energy
harvesting
cycle. Step 1: Visible-light (hv) excitation of MB+ to the singlet state (not shown), which quickly decays to
the longer-lived triplet state (MBt+*) via intersystem
crossing. Step 2: Excess DIPEA quenches MBt+* to colorless LMB via transfer of two electrons and one proton (reaction 1) through formation of a charge-transfer excited-state
complex (exciplex). Step 3: After a 2e–/1H+ transfer, the exciplex separates into LMB and DIPEA-decomposition
products. DIPEA decomposes to closed-shell molecules and does not
initiate polymerization. Step 4: LMB is oxidized back to MB+ by DPI+ to produce two phenyl radicals per LMB. Phenyl
radicals are responsible for the fast initiation of chain-growth polymerization
of HEMA. Faster (thicker arrows) MB+ reduction and slower
(thinner arrows) reoxidation steps allow LMB to accumulate and also
create a lag time between light absorption and radical generation.
Thus, energy is stored as an electrochemical potential between LMB
and DPI+, which produces radicals beyond light absorption.
This is analogous to the NADP+/NADPH cycle (inset) known
in photosynthesis in which the transfer of 2e–/1H+ in the photoredox cycle stores light energy in the form of
a chemical potential that is used to reduce carbon dioxide to higher
molecular weight sugars and carbohydrates.Next, we describe the PET process in greater detail, as illustrated
in Figure 2. In step 1, absorption of photons
excites MB+, which undergoes intersystem crossing to ultimately
produce the triplet excited-state MBt+*. Subsequently
in step 2, an excited-state complex (exciplex) forms between DIPEA
and MBt+* prior to the PET reaction.[46] It is important to note that in conventional
PET reactions involving amines and chromophores, the amine reductant
typically provides one electron (e–) and one proton
(H+) to the photoexcited chromophore.[32−34,44,45,47] For example, with the CQ chromophore and EDMAB reductant, transfer
of 1e–/1H+ results in the production
of the alpha-aminoalkyl radical that is reactive toward vinyl monomers
and thus initiates polymerization.[38,48] If the analogous
1e–/1H+ transfers occur in MB+/DIPEA photoreduction, two DIPEA molecules would be required for
each bleached MB+ (reaction 1). As
a result, each amine would result in an alpha-aminoalkyl radical that
would be expected to cause fast polymerization of the methacrylate
monomer. Quantum chemical simulations predict that creation of a monomer-based
radical with the alpha-aminoalkyl radical, i.e., initiation of the
polymerization, is barrierless and thus confirms that polymerization
would be fast and diffusion-limited in solution if DIPEA-based radicals
were produced. In Figure 3, we show the equilibrium
structures of (a) reactant, (b) transition state (TS), and (c) product
for the C–C bond formation reaction between the alpha-aminoalkyl
radical and HEMA monomer.
Figure 2
Free radical-initiated polymer synthesis with light energy
harvesting
cycle. Step 1: Visible-light (hv) excitation of MB+ to the singlet state (not shown), which quickly decays to
the longer-lived triplet state (MBt+*) via intersystem
crossing. Step 2: Excess DIPEA quenches MBt+* to colorless LMB via transfer of two electrons and one proton (reaction 1) through formation of a charge-transfer excited-state
complex (exciplex). Step 3: After a 2e–/1H+ transfer, the exciplex separates into LMB and DIPEA-decomposition
products. DIPEA decomposes to closed-shell molecules and does not
initiate polymerization. Step 4: LMB is oxidized back to MB+ by DPI+ to produce two phenyl radicals per LMB. Phenyl
radicals are responsible for the fast initiation of chain-growth polymerization
of HEMA. Faster (thicker arrows) MB+ reduction and slower
(thinner arrows) reoxidation steps allow LMB to accumulate and also
create a lag time between light absorption and radical generation.
Thus, energy is stored as an electrochemical potential between LMB
and DPI+, which produces radicals beyond light absorption.
This is analogous to the NADP+/NADPH cycle (inset) known
in photosynthesis in which the transfer of 2e–/1H+ in the photoredox cycle stores light energy in the form of
a chemical potential that is used to reduce carbon dioxide to higher
molecular weight sugars and carbohydrates.
Figure 3
Reaction between alpha-aminoalkyl radical and
HEMA monomer. Equilibrium
structures of (a) reactant, (b) TS, and (c) product are determined
using unrestricted M06/6-311G(d,p)/CPCM-methanol. The enthalpic barrier
for this reaction is determined to be ΔH0act = −1.4 kcal/mol, after zero-point-energy
(ZPE) and thermal corrections to 298 K. Note that although ΔE0act is positive, thermal and zero-point
corrections often produce a negative ΔH0act for reactions that are essentially barrierless.
Reaction between alpha-aminoalkyl radical and
HEMA monomer. Equilibrium
structures of (a) reactant, (b) TS, and (c) product are determined
using unrestricted M06/6-311G(d,p)/CPCM-methanol. The enthalpic barrier
for this reaction is determined to be ΔH0act = −1.4 kcal/mol, after zero-point-energy
(ZPE) and thermal corrections to 298 K. Note that although ΔE0act is positive, thermal and zero-point
corrections often produce a negative ΔH0act for reactions that are essentially barrierless.Despite the formation of LMB,
we observed no significant polymerization
with MB+/DIPEA (Figure 1a). This
contrasts with other tertiary aliphatic amines that photoreduce MB+ via 1e–/1H+ transfers to produce
alpha-aminoalkyl radicals that initiate polymerization efficiently,
as previously reported[37,49,50] and confirmed by our FT-NIR spectroscopy measurements with other
tertiary amines (SI, section 2). This observation
compelled us to propose that the strong and sterically hindered DIPEA
base plays a unique role in the MB+ PET reaction examined
here: it reacts rapidly with the photoexcited MBt+* in a 1-to-1 fashion, where DIPEA serves as a 2e–/1H+ donor. Hence, closed-shell degradation products are
produced from the PET reaction (Figure 2, step
3) but not DIPEA-based (alpha-aminoalkyl) radicals. Using electrospray
ionization-mass spectrometry (ESI+), we identified both
2-ethyliminopropane and propene as the byproducts of the entropy-driven
DIPEA decomposition via carbon–nitrogen σ-bond cleavage
(SI, section 3).To our knowledge, this is the first time a 2e–/1H+ transfer mechanism has been demonstrated for the
photoreduction of a photocatalyst (MB+) with an amine (DIPEA)
in 1:1 ratio that produces no alpha-aminoalkyl radicals during the
PET reaction.Dearomatization of MB+ after a 2e–/1H+ transfer. (a) MB+ is a planar aromatic
molecule that absorbs strongly in the visible light spectrum (λmax = ∼650 nm). (b) LMB is a photoproduct of a 2e–/1H+ transfer in MB+/DIPEA PET
reaction. After a 2e–/1H+ transfer, the
thiazine ring in LMB is dearomatized and is significantly bent from
the original planar structure. Time-dependent DFT (TD-DFT, Experimental Section) using ωB97XD/LANL2dz/CPCM-methanol
predicts that LMB absorbs at λmax = ∼300 nm,
which corroborates the observed blue-shift of λmax to ∼250 nm and explains the bleaching of the solution to
its colorless form.Finally, the PET reaction
in step 3 leads to the desired LMB product.
Examination of the calculated LMB equilibrium structure (Figure 4) suggests that a dearomatization process occurs
after 2e–/1H+ transfer (reaction 1), where the thiazine ring distorts significantly
from its original planar structure. Furthermore, excited-state calculations
using TD-DFT predict that the PET process significantly blue-shifts
MB+ absorption, which is typical of a dearomatization process.
LMB is predicted to absorb only in the near-UV region at ∼300
nm (compared to ∼650 nm for MB+), which agrees with
the appearance of the ∼250 nm peak during PET. Next, we examine
how LMB, a metastable closed-shell product from PET, participates
in a ground-state reaction with the DPI+ oxidant to generate
the radicals responsible for polymerization.
Figure 4
Dearomatization of MB+ after a 2e–/1H+ transfer. (a) MB+ is a planar aromatic
molecule that absorbs strongly in the visible light spectrum (λmax = ∼650 nm). (b) LMB is a photoproduct of a 2e–/1H+ transfer in MB+/DIPEA PET
reaction. After a 2e–/1H+ transfer, the
thiazine ring in LMB is dearomatized and is significantly bent from
the original planar structure. Time-dependent DFT (TD-DFT, Experimental Section) using ωB97XD/LANL2dz/CPCM-methanol
predicts that LMB absorbs at λmax = ∼300 nm,
which corroborates the observed blue-shift of λmax to ∼250 nm and explains the bleaching of the solution to
its colorless form.
Radical
Production From LMB/DPI+ Reaction
If photoreduction
of MB+ by DIPEA produces
LMB by reaction 1 but generates no radicals,
then the radicals responsible for the fast polymerization of the monomer
with MB+/DIPEA/DPI+ must arise from the ground-state
oxidation of LMB back to MB+ by DPI+. This proposal
is based on the fact that LMB has been observed to oxidize to MB+ with O2 as the oxidant, consistent with the observed
gradual return of MB+’s blue color (Figure 1c). Furthermore, LMB is an efficient reducing agent.[37,51−53] Herein we propose that radical production in MB+/DIPEA/DPI+ (Figure 2, step
4) occurs as follows:DFT calculations performed at the uM06/6-311G**//uωB97XD/LANL2dz
level of theory in CPCM implicit methanol solvent (see Experimental Section) support reaction 2 with a predicted ΔG0rxn of −5.2 kcal/mol. Furthermore, production of two highly reactive
phenyl radicals per LMB accounts for the fast polymerization rate
observed with MB+/DIPEA/DPI+ (Figure 1a) under irradiation. ESI+ shows the
production of iodobenzene-based products (SI, section 3), which provides additional evidence for (reaction 2); the oxidation of LMB by DPI+ via (reaction 2) also explains the observed return of MB+’s blue color.To further investigate the radical generation
process described
by reaction 2, we performed an Arrhenius analysis
to determine that the activation barrier for the free radical production
step in the polymerization of HEMA with MB+/DIPEA/DPI+ is ΔEact = 6.6 ± 1.0
kcal/mol (Figure 5a and SI, section 3). Next, we used real-time UV–vis to quantify
the regeneration rate of MB+ at various temperatures after
a 10 s irradiation (Figure 5b). We observed
that light-activated MB+ consumption is temperature independent
(Figure 3b, light), as expected for a PET reaction
where diffusion restrictions are mitigated by excess reductant (DIPEA).
In contrast, MB+ regeneration is strongly temperature sensitive
(Figure 5b, shaded). From the UV–vis
results, we estimate that ΔEact for
MB+ regeneration is 7.2 ± 1.3 kcal/mol (SI, section 4).
Figure 5
Activation
energy for MB+ regeneration matches initiation
of polymerization. (a) Vinyl conversion (red continuous line) and Rp (blue dashed line-obtained from numerical
differentiation of FT-IR data) under illumination show Arrhenius (temperature)
dependence. Activation energy for initiation of polymerization (ΔEact = 6.6 ± 1 kcal/mol) is due to the redox
reaction between LMB and DPI+ (arrows indicate temperature
increase). (b) Absorbance monitoring (650 nm, MB+ peak)
proves temperature-insensitive (light-dependent) photoreduction of
MB+ by DIPEA, i.e., bleaching of the blue color. After
10 s of irradiation, MB+ is regenerated in the absence
of light. Activation energy for MB+ regeneration (ΔEact = 7.2 ± 1.2 kcal/mol) agrees with the
estimated activation energy for the initiation of polymerization (from
FT-NIR) because both are due to the LMB/DPI+ reaction.
Statistical agreement in
ΔEact values from independent Arrhenius
analyses of both monomer consumption
and MB+ regeneration effectively confirms that the two
observations are due to reoxidation of LMB by DPI+. Notably,
there is an alternative radical production pathway based on direct
redox reaction between DIPEA and DPI+; however, its ΔEact is 13.1 ± 1.0 kcal/mol (SI, section 4). From this we calculate that well
over 90% (depending on MB+/DIPEA/DPI+ concentrations)
of the phenyl radicals originate from the LMB/DPI+ reaction
once LMB is generated via MB+ photoreduction.Activation
energy for MB+ regeneration matches initiation
of polymerization. (a) Vinyl conversion (red continuous line) and Rp (blue dashed line-obtained from numerical
differentiation of FT-IR data) under illumination show Arrhenius (temperature)
dependence. Activation energy for initiation of polymerization (ΔEact = 6.6 ± 1 kcal/mol) is due to the redox
reaction between LMB and DPI+ (arrows indicate temperature
increase). (b) Absorbance monitoring (650 nm, MB+ peak)
proves temperature-insensitive (light-dependent) photoreduction of
MB+ by DIPEA, i.e., bleaching of the blue color. After
10 s of irradiation, MB+ is regenerated in the absence
of light. Activation energy for MB+ regeneration (ΔEact = 7.2 ± 1.2 kcal/mol) agrees with the
estimated activation energy for the initiation of polymerization (from
FT-NIR) because both are due to the LMB/DPI+ reaction.
Stored
Energy in LMB Extends Radical Production
after Irradiation
Having demonstrated that this photocatalysis
mechanism most likely proceeds via a 2e–/1H+ transfer, we now show that MB+/DIPEA/DPI+ can be tuned so that the polymerization reaction continues for hours
after light cessation. In Figure 6a, we show
that during a 1 min low-intensity light exposure, the bulk polymerization
of HEMA reached ∼8% conversion for MB+/DIPEA/DPI+. Extinguishing the irradiation at this point led to the continued
rise in conversion in the dark over the next 2 h to reach 80%, with
radical formation likely persisting over even longer time scales.
This offers additional proof that the above-described radical production
by LMB/DPI+ occurs via a ground-state “dark”
reaction. Similar studies with additional irradiation times are provided
in SI section 5 to confirm this unique
behavior. The initial PET reaction “charges” the photocatalytic
cycle by quickly converting MB+ into LMB via steps 1–3
of Figure 2, also demonstrated in Figure 3b. The sample bleaches as LMB accumulates because
step 4 (or equivalently reaction 2) is rate
limiting. Light energy is subsequently harvested as the chemical potential
between MB+ and LMB, and “dark” reaction
with DPI+ drives radical production and polymerization
after the brief PET reaction. In contrast, polymerization did not
continue in the dark for MB+/DIPEA or CQ/EDMAB in HEMA.
It is noteworthy that the final “dark” conversion achieved
with MB+/DIPEA/DPI+ is nearly the same as that
obtained with continuous light exposure (86%, Figure 1a), which indicates the final conversion is not significantly
hampered by such a short initial light exposure period.
Figure 6
Radical generation in
the dark from stored energy in LMB. (a) HEMA
with MB+/DIPEA/DPI+ reaches 80% conversion with
60 s of illumination after having achieved only 8% conversion during
active irradiation. MB+/DIPEA and CQ/EDMAB show no energy-harvesting
capability. (b) Stable LMB diffuses and extends radical production
beyond the light absorption site. Polymerization is initiated into
a masked region 3.7 ± 0.7 mm (standard deviation, n = 3) away from the illuminated region (2 mm in width) with MB+/DIPEA/DPI+. Statistically negligible extension
of polymerization was observed in the masked region with CQ/EDMAB
at equivalent conditions. (c) Polymerization of optically thick 1.2
cm (height) HEMA and GDMA. Poly-HEMA discs were made with 1 min irradiation
(from the top). An analogous sample with CQ/EDMAB was irradiated with
an equivalent number of absorbed photons showing negligible polymerization
and remained liquid (SI section 5). (d)
Vinyl conversion by FT-NIR (with standard deviation, n = 3) is more uniform throughout the depth in a 10 times more optically
opaque MB+/DIPEA/DPI+ sample than in a conventional
CQ/EDMAB sample. Dashed lines indicate the linear regression of the
final conversion profile, and solid lines indicate the local light
transmission profile at the start of irradiation (based on the respective
active wavelengths and molar absorptivities of CQ and MB+ in GDMA).
Photocatalysis Cycle Mimics Photosynthesis
The photoredox
catalysis here mimics nature’s photosynthesis
where energy from visible light is stored as the chemical potential
in the MB+/LMB redox couple. This is analogous to photosynthesis,
where visible-light absorbing proteins in Photosystems I and II undergo
PET reactions to store energy in the NADP+/NADPH redox
couple. Both redox couples store energy using a 2e–/1H+ transfer reaction and participate in ground-state
(light-independent analogous to the Calvin cycle) reactions to release
the stored energy. While the closed-shell NADPH energy carrier drives
the synthesis of sugars and natural polymers in the absence of light;[54,55] the system utilizes its stored energy, originally derived from light,
in LMB to generate radicals (reaction 2) that
initiate polymerization for the synthesis of macromolecules in the
absence of light.
Spatial Extension of Radical
Production beyond
the Irradiation Site
Next, we demonstrate that polymer synthesis
with MB+/DIPEA/DPI+ not only extends temporally
but also spatially beyond the reach of photons (Figure 6b). HEMA was polymerized on a glass substrate by exposing
the unmasked 2 mm fringe of an 8 mm long monomer sample to continuous
irradiation for 10 min. The lateral extent of photoactivated polymerization
into the shadowed region was determined by washing away unreacted
monomer with acetone after 30 min of storage in the absence of light.
CQ/EDMAB yielded a patterned polymer that extended only 170 ±
190 μm into the masked region (Figure 6b, islet). Notably, during this time, the MB+/DIPEA/DPI+ formulation shows 3.73 ± 0.73 mm of lateral polymerization
into the dark area. This is due to relatively stable LMB produced
in the irradiated region (reaction 2) diffusing
into the masked region and reacting with DPI+; thus, generating
radicals and initiating polymerization “far” (millimeters)
from the LMB-formation site. Using embedded thermocouples, we verified
that there is no thermal front involved in the extension of polymerization
beyond the direct light activation.[56] While
many photopolymer applications rely on the intrinsic spatial control
associated with conventional photoinitiating systems, this approach
uniquely decouples spatial restrictions from the photoactivation process.
It is certainly advantageous in instances where radical generation
around corners and into shadowed regions is desirable, such as in
automotive and aerospace coatings of irregular surfaces and polymers
for in situ biomedical applications.Radical generation in
the dark from stored energy in LMB. (a) HEMA
with MB+/DIPEA/DPI+ reaches 80% conversion with
60 s of illumination after having achieved only 8% conversion during
active irradiation. MB+/DIPEA and CQ/EDMAB show no energy-harvesting
capability. (b) Stable LMB diffuses and extends radical production
beyond the light absorption site. Polymerization is initiated into
a masked region 3.7 ± 0.7 mm (standard deviation, n = 3) away from the illuminated region (2 mm in width) with MB+/DIPEA/DPI+. Statistically negligible extension
of polymerization was observed in the masked region with CQ/EDMAB
at equivalent conditions. (c) Polymerization of optically thick 1.2
cm (height) HEMA and GDMA. Poly-HEMA discs were made with 1 min irradiation
(from the top). An analogous sample with CQ/EDMAB was irradiated with
an equivalent number of absorbed photons showing negligible polymerization
and remained liquid (SI section 5). (d)
Vinyl conversion by FT-NIR (with standard deviation, n = 3) is more uniform throughout the depth in a 10 times more optically
opaque MB+/DIPEA/DPI+ sample than in a conventional
CQ/EDMAB sample. Dashed lines indicate the linear regression of the
final conversion profile, and solid lines indicate the local light
transmission profile at the start of irradiation (based on the respective
active wavelengths and molar absorptivities of CQ and MB+ in GDMA).
Photoactivated
Synthesis of Thicker Polymers
The aforementioned temporal
and spatial extension of radical generation
is utilized to achieve light-mediated synthesis of polymers at least
an order of magnitude thicker than the millimeter-scale of conventional
photoinitiated formulations under low-intensity and short exposure
conditions. The full depth of ∼1.2 cm thick HEMApolymer specimens
(Figure 6c) was photocured with a 1 min exposure
to 3.4 mW/cm2 light. Under these very mild conditions,
the photoreduction of MB+ to LMB initially occurs near
the top surface, close to the irradiation source, where photon flux
is highest. As MB+ is transformed into LMB, bleaching occurs
in a gradient fashion allowing the light to penetrate deeper into
the originally optically thick sample. Within 1 min of illumination
the sample is entirely colorless but not yet polymerized. HEMA polymerization
then continued in the dark using the radicals from the LMB/DPI+ reaction. After 30 min, the sample was gelled throughout
with polymerization continuing to completion in the dark over several
hours.Due to diffusion constraints in the polymer, the blue
color in the polymer does not fully regenerate, as not all LMB is
able to oxidize to MB+. The multimillimeter diffusion of
the relatively stable high-energy close-shell LMB (Figure 4b) can aid in achieving centimeter plus-scale polymerization
even if MB+ photobleaching were not complete throughout
the entire depth of the sample. For instance, CQ transmits more light
through the 1.2 cm samples and can be bleached efficiently with EDMAB
allowing for progressive light penetration in the same sample geometry;
however, CQ/EDMAB specimens show noticeably less polymerization at
equivalent photon absorption, i.e., essentially no polymerization
of HEMA at these mild conditions (SI section
6).These capabilities can also be exploited with other monomers,
such
as the cross-linking photopolymerization of glycerol dimethacrylate
(GDMA) or triethylene glycol di(meth)acrylate. The higher modulus
GDMA polymer was used to prepare similarly thick samples, which were
then sectioned (∼1 mm slices) to reveal a much more uniform
conversion profile to a depth of at least 1 cm, than what is achieved
with the analogous CQ/EDMAB sample, which has an initially 10-fold
greater optical transparency (Figure 6d). The
limiting GDMA conversion (∼65%) is achieved in the top layer
with either initiator system with an equivalent amount of photons
absorbed. However, it is remarkable that conversion in the MB+/DIPEA/DPI+ system reduces only marginally (∼5%)
at a depth of 1 cm under such mild irradiation conditions, while conversion
in the CQ/EDMAB formulation drops precipitously to zero, as is typical
for conventional radical-initiated photopolymerizations. In general,
much higher intensities and/or longer exposures are needed to achieve
this same outcome with conventional photoinitiators as demonstrated
using CQ/EDMAB.Such a small variation in monomer vinyl conversion
with depth permits
the design of photoactivated initiation systems for synthesis of optically
thick polymers under milder, highly energy-efficient irradiation regimes
and within a time scale comparable to conventional redox initiators,[57] but with unprecedented temporal activation control.
We contend that this is the first photoredox catalysis employed to
design a temporally controlled redox initiation system where the active
radicals are not generated directly by the light-dependent reaction,
and in which the rates of photoreduction and oxidation in the photoredox
cycle can be tuned to achieve energy storage that extends polymerization
well beyond the time and distance associated with the light absorption
process.
Conclusions
The
key to extend initiation beyond irradiation with this photoredox
catalysis concept is achieving a fast, efficient photochemical storage
step (photobleaching), in which light energy is converted into chemical
energy and later released in a much longer time interval based on
the chemical potential of the redox pair (e.g., LMB/DPI+). The energy utilization on much longer time scales than that of
light absorption is tuned by the kinetics of the ground-state redox
reaction. Thus, the primary reason for the use of DIPEA as the reductant
in the presented system is its fast bleaching “rate”
with MB+ and the lack of alpha-aminoalkyl radical formation.
This approach unlocks new opportunities for the application of other
chemistries that enable energy storage in bulk and solution polymer
and possibly organic synthesis.[1]The concentration of MB+, and the associated LMB, will
affect the rate (kinetics) and duration (thermodynamics) of the polymerization
after the short light pulse. The experimental parameters used herein
were not optimized, and we expect that this concept can be improved
to synthesize even thicker polymers. This work serves only as proof
of concept for the novel initiation scheme and can be extended to
a range of polymer applications and likely organic synthesis as well.Ruthenium and iridium complexes produce photoexcited states that
are a more powerful source of electrochemical potential,[12] which may allow for greater potential, however
different sacrificial reductants or oxidants would be required to
allow analogous storage of energy derived from light and to avoid
initiation shortly after the light-absorption event. Ultimately we
propose that additional organic and organometallic photocatalysis
schemes can be engineered to delay light-energy utilization to hours
after light absorption by appropriate formulation design. Photoredox
organocatalysis is an attractive alternative for any synthetic applications
in which expensive photocatalysts (i.e., organometallic) cannot be
recovered, as would be the case in bulk polymerizations. Additionally,
organic photocatalysts are more versatile, lower-cost, and usually
less toxic alternatives.This concept could provide significant
advantages, including photopolymerization
of optically thick UV-absorbing monomer formulations, in wide ranging
industrial and biomedical applications, such as cell encapsulation,
orthopedic and dental cements, tumor phototherapy, adhesives, and
high-throughput polymer films. The final blue tone of the polymer
films and discs varied with irradiation dose and initial concentrations.
However, if desired, the reformed MB+ and the blue color
can be partially or completely removed from most polymers by swelling,
as seen in SI section 7, depending on cross-linked
density of the polymer network.
Experimental Section
Materials
Methylene
blue (MB+), N,N-diisopropylethylamine
(DIPEA), and
diphenyliodonium chloride salt (DPI-Cl) were used as received. 2-Hydroxyethyl
methacrylate (HEMA) and glycerol dimethacrylate (GDMA) were selected
as monomers because they readily dissolve MB+/DIPEA/DPI+. Homogeneous samples were prepared by vortex mixing. Methanol
(MeOH), acetonitrile (ACN), and DI-water were used as solvents (spectro
grade). All materials were commercially obtained from Aldrich (Milwaukee,
WI) and used as received.
Light Source
A halogen dental curing
light (Max, DENTSPLY/Caulk,
Milford, DE) modified to deliver broadband 500–800 nm light
was used in the MB+/DIPEA/DPI+ photopolymerization
experiments. Incident irradiance was measured with a radiometer (6253,
International Light Technologies, Peabody, MA) within the 400–700
nm range, i.e., not all of which is absorbed by MB+. For
all the CQ/EDMAB-initiated formulations, the 400–500 nm output
of an unaltered halogen lamp was applied with the incident irradiance
verified by radiometer.
FT-IR
Bulk polymerizations of HEMA
were monitored in
real-time with a FT-near-IR spectrophotometer (Nicolet Magna-IR Series
II, Thermo Scientific, West Palm Beach, FL) by following the peak
area of the first overtone absorption band for the methacrylate =CH2 group (6167 cm–1). The spectrophotometer
was equipped with a KBr beam splitter, a MCT/A detector, and an in-house
fabricated horizontal stage adapted for in situ photopolymerization
experiments.[41] The distance between the
light source and the sample was ∼7 cm to ensure uniform irradiation
across the entire sample with controlled irradiance values. An 800
nm cutoff filter was used to eliminate the 633 nm HeNe reference beam
within the NIR output signal. The sample holder for the in
situ polymerization, both in the dark and in the light, consisted
of a 1 mm height, 1.6 cm diameter disc fabricated by interjecting
a perforated silicone rubber shim in between two 1 mm thick glass
slides. Rate of polymerization was calculated by numerically differentiating
the peak area as a function of time. Concentrations used were as follows:
[MB+] = 4 mM, [DIPEA] = 0.2 M, [DPI+] = 0.04
M, [CQ] = 0.02 M, and [EDMAB] = 0.04 M. All FT-NIR-monitored polymerizations
with MB+/DIPEA/DPI+ were performed with 12–13
mW/cm2. For the CQ/EDMAB system the intensity used was
22–23 mW/cm2. These intensities gave an approximate
3 × 10–8 Einsteins/s·cm2 of
photons absorbed in both systems based on differences in molar absorptivities
and concentrations of the MB+ and CQ species.
UV–vis
(electronic) Spectroscopy
A diode array
spectrophotometer (Evolution 300, Thermo-Scientific, West Palm Beach,
FL) was employed. Absorbance spectra were collected in quartz cuvettes
with a 1 cm path length (l). FT-NIR samples were also employed to
remotely monitor MB+ bleaching in real-time by UV–vis
in the same horizontal stage but separately from the IR experiments.
Concentrations used were as follows: [MB+] = 4 mM, [DIPEA]
= 0.2 M, and [DPI+] = 0.04 M. UV–vis experiments
were performed with an intensity of 60 mW/cm2 to accelerate
the bleaching rate of MB+ and avoid significant polymer
diffusion constraints to the reoxidation reaction between LMB and
DPI+.
Electrospray Ionization Mass Spectrometry
(ESI-MS)
Identification of the intermediates and final products
of the reaction
was performed in a LC/MS/MS mass spectrometer system (ABI 4000 Q TRAP,
Life Technologies, Carlsbad, CA) equipped with a triple quadruple/linear
ion trap analyzer and ESI detection.
Quantum Chemical Calculations
Excited-state calculations
were performed using TD-DFT with the uωB97XD[58]/6-311G** level of theory where solvation in methanol was
described using a polarizable continuum model (CPCM).[59] The reaction between an alpha amino-alkyl radical (derived
from DIPEA) and HEMA monomer was determined to be barrierless, where
the calculations were performed using uM06[60]/6-311G**/CPCM-methanol. In predicting the thermochemistry in reaction 2, we employed uM06/6-311G**//uωB97XD/LANL2dz
in CPCM described methanol solvent. To estimate the entropy contribution
to the free energy, a frequency calculation was performed using uωB97XD/LANL2dz.
All calculations were performed using the GAUSSIAN09[61] and GAMESS[62] computational chemistry
software packages.
Lateral Polymerization Experiments
Experiments were
performed in a J500 Mask Aligner from Optical Associates. Exposed
monomer borders a 500 μm thick opaque rubber spacer on all sides
such that photogenerated molecules can diffuse only in one direction.
The exposed fringes were 2 × 18 mm, and the total monomer samples
were 8 × 18 mm. Light intensity was chosen so Rp is equal in the MB+/DIPEA/DPI+ and CQ/EDMAB initiating systems, hence achieving ∼80% conversion
during the 10 min irradiance in both cases, i.e., diffusion restrictions
are roughly equivalent. The use of a collimated light beam and a nonreflective
surface prevented light from reflecting into the masked region from
the exposed region of the sample. A black mask was used as a substrate
at the bottom of the samples to eliminate any reflectance of photons
into the masked region. A glass microscope slide was used as the top
boundary to be able to obtain final polymer samples that adhered to
the glass. Concentrations used were as follows: [MB+] =
0.4 mM, [DIPEA] = 0.2 M, [DPI+] = 0.04 M, [CQ] = 0.02 M,
and [EDMAB] = 0.04 M. Light intensity used was 12 mW/cm2 for the MB+/DIPEA/DPI+ system and 23 mW/cm2 for the CQ/EDMAB system to obtain approximately equivalent
amounts of absorbed photons.
Thick Disc Polymerization Experiments
MB+/DIPEA/DPI+ and CQ/EDMAB samples were prepared
in HEMA.
Monomer (1.5 mL) with each initiator in glass vials was irradiated
for 1 min at 3.4 mW/cm2 (>500 nm) for MB+/DIPEA/DPI+ and 6.6 mW/cm2 (400–500
nm) for CQ/EDMAB
to achieve equivalent photon absorption. Samples were then stored
in a closed container with no light access for over 30 min. The progression
of the viscosity of the samples was periodically monitored in both
cases qualitatively and photographed. Concentrations used in these
experiments were as follows: [MB+] = 0.4 mM, [DIPEA] =
0.2 M, [DPI+] = 0.04 M, [CQ] = 0.02 M, and [EDMAB] = 0.04
M. At these conditions the HEMA with CQ/EDMAB remains liquid and cannot
be sectioned for FT-NIR analysis. Thus, additional experiments with
GDMA were performed using 9–10 mW/cm2 for MB+/DIPEA/DPI+ and 17–18 mW/cm2 for
CQ/EDMAB. At these intensities, the ∼1.2 cm thick samples were
sectioned to ∼1.5 mm slices, which were analyzed with FT-NIR
after 60 s irradiation and 90–120 min in dark storage. To determine
conversion means and standard deviations as a function of depth, the
experiments were repeated 3–4 times. All samples were purged
with nitrogen for 5 min before irradiation at a pressure of 10–20
psi.
Methylene Blue Extraction from Poly-HEMA Gel
A 1.2
× 1.1 cm poly-HEMA disc was polymerized from bulk HEMA (97%)
with MB+/DIPEA/DPI+ using 5 min irradiation
at 11 mW/cm2 of a white LED lamp. The sample was left to
react in the dark for 30 min. Then, the polymer gel was removed from
the mold and introduced into 20 mL of water. UV–vis absorbance
of the water solution was monitored with time to track the change
in the peak at ∼660 nm, indicative of the MB+ concentration
in solution.
Authors: Brian J Adzima; Youhua Tao; Christopher J Kloxin; Cole A DeForest; Kristi S Anseth; Christopher N Bowman Journal: Nat Chem Date: 2011-01-30 Impact factor: 24.427
Authors: Alejo M Lifschitz; Ryan M Young; Jose Mendez-Arroyo; Charlotte L Stern; C Michael McGuirk; Michael R Wasielewski; Chad A Mirkin Journal: Nat Commun Date: 2015-03-30 Impact factor: 14.919