Timothy C Johnstone1, Stephen J Lippard. 1. Department of Chemistry, Massachusetts Institute of Technology , Cambridge, Massachusetts 02139, United States.
Abstract
The monofunctional platinum complex cis-[Pt(NH3)2Cl(Am)](+), also known as phenanthriplatin, where Am is the N-heterocyclic base phenanthridine, has promising anticancer activity. Unlike bifunctional compounds such as cisplatin, phenanthriplatin can form only one covalent bond to DNA. Another distinguishing feature is that phenanthriplatin is chiral. Rotation about the Pt-N bond of the phenanthridine ligand racemizes the complex, and the question arises as to whether this process is sufficiently slow under physiological conditions to impact its DNA-binding properties. Here we present the results of NMR spectroscopic, X-ray crystallographic, molecular dynamics, and density functional theoretical investigations of diastereomeric phenanthriplatin analogs in order to probe the internal dynamics of phenanthriplatin. These results reveal that phenanthriplatin rapidly racemizes under physiological conditions. The information also facilitated the interpretation of the NMR spectra of small molecule models of phenanthriplatin-platinated DNA. These studies indicate, inter alia, that one diastereomeric form of the complexes cis-[Pt(NH3)2(Am)(R-Gua)](2+), where R-Gua is 9-methyl- or 9-ethylguanine, is preferred over the other, the origin of which stems from an intramolecular interaction between the carbonyl oxygen of the platinated guanine base and a cis-coordinated ammine. The relevance of this finding to the DNA-damaging properties of phenanthriplatin and its biological activity is discussed.
The monofunctional platinum complex cis-[Pt(NH3)2Cl(Am)](+), also known as phenanthriplatin, where Am is the N-heterocyclic base phenanthridine, has promising anticancer activity. Unlike bifunctional compounds such as cisplatin, phenanthriplatin can form only one covalent bond to DNA. Another distinguishing feature is that phenanthriplatin is chiral. Rotation about the Pt-N bond of the phenanthridine ligand racemizes the complex, and the question arises as to whether this process is sufficiently slow under physiological conditions to impact its DNA-binding properties. Here we present the results of NMR spectroscopic, X-ray crystallographic, molecular dynamics, and density functional theoretical investigations of diastereomeric phenanthriplatin analogs in order to probe the internal dynamics of phenanthriplatin. These results reveal that phenanthriplatin rapidly racemizes under physiological conditions. The information also facilitated the interpretation of the NMR spectra of small molecule models of phenanthriplatin-platinated DNA. These studies indicate, inter alia, that one diastereomeric form of the complexes cis-[Pt(NH3)2(Am)(R-Gua)](2+), where R-Guais 9-methyl- or 9-ethylguanine, is preferred over the other, the origin of which stems from an intramolecular interaction between the carbonyl oxygen of the platinated guanine base and a cis-coordinated ammine. The relevance of this finding to the DNA-damaging properties of phenanthriplatin and its biological activity is discussed.
Platinum drugs are
a mainstay of cancer therapy. Approximately
half of all cancerpatients receiving chemotherapy are given a platinum-containing
drug.[1] Cisplatin, carboplatin, and oxaliplatin
(Chart 1) – three platinum complexes
approved by the US FDA for the treatment of humancancer –
are commonly applied to treat bladder, testicular, head and neck,
ovarian, colon, and small cell and nonsmall cell lung cancers.[2] Despite such widespread use, these treatments
are accompanied by a number of shortcomings.[3] The cytotoxicity of these drugs is not limited to cancer cells,
and off-target activity results in emesis, alopecia, nausea, kidney
damage, myelosuppression, and peripheral neuropathy. Moreover, many
tumors are either inherently resistant to the currently employed platinum-based
therapies or acquire resistance during treatment. In an attempt to
find molecules with improved potency, fewer side effects, and a novel
spectrum of activity, researchers have prepared thousands of platinum
complexes and tested them for anticancer activity. One strategy used
to address the foregoing issues is to devise complexes that depart
from the neutral, square-planar, DNA-cross-linking cis-dia(m)mine–platinum(II) paradigm that has long dominated
the field.[4] A current manifestation explores
cationic monofunctional platinum(II) complexes,[5] which bear only one labile ligand and form one bond to
the DNA nucleobases. The significant difference in the interaction
of monofunctional complexes with DNA compared to classical bifunctional
cross-linking compounds very likely contributes to the unique response
that phenanthriplatin, or cis-[Pt(NH3)2(phenanthridine)Cl]+ (Chart 1), elicits when used to treat cancer cells.[6] Studies with the monofunctional compound pyriplatin (Chart 1), cis-[Pt(NH3)2(pyridine)Cl]+, reveal that little distortion of
the DNA double helix is induced upon platination,[7] and a similar situation is likely to be obtained with phenanthriplatin.
This result is very different from the significant DNA bending at
1,2-intrastrand cross-links that occurs following treatment with bifunctional
platinum agents such as cisplatin.[8]
Chart 1
Bifunctional and Monofunctional Platinum Anticancer Agentsa
Nonleaving group ligands are
colored blue, and leaving group ligands are red.Crystallographic and biochemical studies have revealed the mechanism
by which pyriplatin exerts its anticancer activity, most likely transcription
inhibition followed by consequent apoptosis.[7,9,10] Structural studies suggest that the steric
bulk of the pyridine ring is crucial for activity.[9] This hypothesis provides an explanation for the contrast
between the activity of pyriplatin and the inactivity previously observed
for monofunctional compounds such as [Pt(NH3)3Cl]+ and [Pt(dien)Cl]+.[11] A systematic variation of the N-heterocyclic
ring Am in compounds of the form cis-[Pt(NH3)2(Am)Cl]+ resulted in the discovery of the
far more potent analog phenanthriplatin.[6,12] In a preliminary
screen of cultured humancancer cells, phenanthriplatin displayed
significantly greater cytotoxicity than cisplatin and showed a pattern
of activity distinct from that of either cisplatin/carboplatin or
oxaliplatin. A more detailed understanding of the spectrum of activity
was gained by analyzing the cytotoxicity of phenanthriplatin in the
NCI60 panel of cancer cells. The pattern of cell killing was uncorrelated
with that of any other platinum agent in the NCI database. Unlike
pyriplatin, the asymmetry of the phenanthridine ring renders phenanthriplatin
chiral. That phenanthriplatin can exist as two distinct enantiomers
is of potential importance because the two enantiomers may display
different pharmaceutical activity.Nuclear DNA is the presumed
target of most platinum anticancer
agents.[13] Initial experiments revealed
that phenanthriplatin binds DNA and that it does so in a covalent,
rather than intercalative, manner.[6] Moreover,
studies with E. coli, analogous to those initially
performed to investigate the mechanism of action of cisplatin, corroborate
the hypothesis that the interaction of phenanthriplatin with DNA is
responsible for its anticancer effects.[14]To gain more insight into the nature of the interaction of
phenanthriplatin
with DNA, we prepared small molecule complexes that model its reactions
with guanosine residues (Chart 2).
Chart 2
Platinum
Complexes Investigated in This Article
The N7 position of guanine is the most nucleophilic among
DNA bases
and, as a result, it is the primary binding site for platinum agents.[15] The model complexes cis-[Pt(NH3)2(R-Gua)(Am)](OTf)2, where R-Gua is
a 9-alkylguanine, Am is phenanthridine, and OTf is trifluoromethanesulfonate
or triflate, were therefore prepared using the triflate salt of phenanthriplatin
as a synthetic precursor. The chirality of phenanthriplatin combined
with coordination to R-Gua creates diastereomers, the nature of which
was investigated by X-ray crystallography and NMR spectroscopy.Here we report the results of an investigation of these diastereomeric
analogs of phenanthriplatin (Chart 2), which
were prepared to investigate whether the two phenanthriplatin enantiomers
can be resolved on the physiological time scale. These studies reveal
that phenanthriplatin rapidly racemizes in solution. Consideration
of its dynamics is crucial for interpreting the conformational isomerism
observed with the 9-alkylguanine model complexes. Evidence in both
the solid state and solution phase indicates that, when phenanthriplatin
reacts with guanine, diastereomeric selection occurs among the possible
conformational isomers that can form. The origin of this selection
has been identified, as described in this article.
Experimental Section
The synthesis and characterization
of the compounds under discussion
are presented in the Supporting Information along with crystallographic details and specifications of the instruments
used for physical measurements.
Line Shape Analysis of Variable Temperature
NMR Data
1H NMR spectra were acquired over a temperature
range
for 2–4 to investigate potential
fluxional behavior exhibited by these compounds. The rate of exchange
at the temperature at which two peaks coalesce was estimated using
eq 1, in which k is the rate
of exchange at the coalescence temperature and Δν is the
difference in Hz between the two signals in the low temperature (slow
exchange) limit.[16−18] This estimate was used to inform the initial guess
in a full line shape analysis. This more detailed analysis was conducted
using the MEXICO series of computer programs.[19,20] Simulated spectra were fit to experimental spectra at the different
temperatures, and the corresponding rate constants were extracted.
These rate constants were used to construct Eyring plots and determine
activation parameters.
Nuclear Overhauser Effect NMR Experiments
Deuterated
DMSO solutions of 6 and 8, both of which
are 9-methylguanine complexes, were sparged with N2 for
2 min and then sealed in an NMR tube under a blanket of nitrogen.
Saturation transfer experiments were conducted on the deoxygenated
samples. Briefly, for each sample, a 1H NMR spectrum was
acquired following preirradiation at the frequency of the methylguanineH8 (H8G) resonance. The preirradiation power was chosen
so as to just saturate the H8G signal and eliminate it
from the spectrum. A second spectrum was then acquired with identical
parameters, but with the saturation frequency set to a region downfield
and devoid of signals. The second spectrum was subtracted from the
first.No cross peaks between H8G and any of the
phenanthridine protons were observed in a NOESY experiment. Rotating-Frame
Overhauser effect (ROESY) spectra were collected on samples prepared
in deoxygenated acetone-d6. A mixing time
of 200 ms was employed with a 90° pulse of 11 μs.
Computational
Details
Molecular Mechanics (MM)
The complex cation of 6 was constructed in GaussView, and the planes
of the phenanthridine and 9-ethylguanine ligands were set perpendicular
to the coordination plane. Two conformers were investigated, one in
which the H6 proton of the phenanthridine ligand (H6P)
and H8G were on the same side of the platinum coordination
plane and the other in which they were on opposite sides. An MM geometry
optimization was carried out for each conformer using Gaussian03.[21] The universal force field[22] was employed using technical details described
previously.[23]
Density Functional Theory
Geometry optimizations were
carried out using ORCA.[24] Calculations were carried out using the pure GGA functional, BP86.[25,26] The zero order relativistic approximation (ZORA), along with the
attendant TZV-ZORA basis set, was applied to treat relativistic effects.[27] The resolution of the identity approximation
and the appropriate auxiliary basis set were used to accelerate computations.
The stationary nature of the structures obtained from geometry optimizations
was confirmed using numerical frequency calculations. Optimizations
were conducted in either the gas phase or in solution by using an
implicit conductor-like screening model (COSMO). To model aqueous
solvation, the dielectric constant of the polarizable continuum was
set to 80.400 and the refractive index to 1.3300. PyMol and Mercury were used for molecular visualization.
Results
Synthesis and Characterization
Monofunctional
complexes
having the formula cis-[Pt(NH3)2(Am)Cl]+, where Am is an N-heterocyclic
ligand, have previously been obtained as nitrate salts by treating
cisplatin, cis-[Pt(NH3)2Cl2], with 1 equiv of silver nitrate followed by an equivalent
of Am.[6,7,28] Alternatively, cis-[Pt(NH3)2(Am)Cl]Cl can be obtained
by heating cisplatin with Am to displace one of the chloride ligands.[28] A major problem with these methods, however,
is that neither silver-mediated halide abstraction nor direct ligand
substitution proceeds selectively at just one coordination site. As
a result, in addition to the desired cis-[Pt(NH3)2(Am)Cl]+ complex, appreciable amounts
of cis-[Pt(NH3)2(Am)2]2+ form together with unreacted cisplatin.Here
we use silver triflate to prepare 7 and 1, triflate salts of pyriplatin and phenanthriplatin, respectively,
to provide a much wider range and degree of solubility in organic
solvents. As a result, addition of acetone to the residue that remains
following removal of DMF from the synthesis mixtures of 1 and 7 dissolves the triflate salts of cis-[Pt(NH3)2(Am)Cl]+ and cis-[Pt(NH3)2(Am)2]2+. Unreacted
cisplatin, on the other hand, does not dissolve in acetone and can
be removed by filtration. When ether is layered onto the acetone filtrate,
crystals of cis-[Pt(NH3)2(Am)Cl]OTf
deposit over the course of a few days. These crystals can be harvested
before the more soluble cis-[Pt(NH3)2(Am)2]OTf2 precipitates, providing access
to analytically pure material.Spectroscopic characterization
of these complexes was consistent
with that which had been previously reported for the nitrate salts
of these cations. The assignment of the peaks in the 1H
NMR spectrum of 1 was carried out using a combination
of COSY and NOESY spectra (Figure S4).
This peak assignment was used to interpret saturation transfer NMR
experiments.The syntheses of 2–4 proceeded
in an analogous manner. The NMR spectra for these compounds (Figure S19–S22) show a multitude of peaks
arising from different rotamers that interconvert slowly on the NMR
time scale at room temperature. The syntheses of 5, 6, and 8 were achieved by treating either 1 or 7 with an additional equivalent of silver
triflate and adding the appropriate 9-alkylguanine.
Line Shape
Analysis
As described above, the 1H NMR spectra
of 2–4 exhibit peak
multiplicity as a result of slow to intermediate exchange between
conformational isomers. Upon heating, these signals broaden, coalesce,
and finally sharpen as the rate of exchange increases. These processes
are reversible for all three compounds. Although some regions of the
spectra have complex overlapping features, other regions show well-resolved
peaks and coalescence events. The line shapes of portions of the 1H NMR spectra of 2–4 that
showed well-defined, baseline-resolved coalescing signals were simulated.
The simulated spectra were fit to the experimental data by varying
the rate constant. A two-site model was used for 2 and 4, and a four-site model was used for 3. An example
of the simulated and experimental data for 4 is shown
in Figure 1. Data for all compounds can be
found in the Supporting Information (Figures
S23–S25).
Figure 1
Experimental and simulated line shapes of portions of
the 1H NMR spectrum of 4. The temperature
at which
the experimental data were collected and the rate constant used to
generate the simulation are shown next to each set of data. The signals
shown arise from the proton labeled C in Figure S7.
Experimental and simulated line shapes of portions of
the 1H NMR spectrum of 4. The temperature
at which
the experimental data were collected and the rate constant used to
generate the simulation are shown next to each set of data. The signals
shown arise from the proton labeled C in Figure S7.The variation in rate constant with temperature can be used
to
determine the activation parameters for the interconversion. The enthalpy
and entropy of activation, ΔH‡ and ΔS‡ respectively, are
obtained from the first order rate constants using an Eyring analysis
(Figure 2). Eyring plots for all the coalescence
events simulated are presented in the Supporting
Information. The Gibbs free energy of activation at a given
temperature T, ΔG‡, can be obtained using eq 2.The values of ΔG298.15‡ for compounds 2–4 are collected in Table 1. Using eq 3, where k is Boltzmann’s constant, h is Planck’s
constant, and R is
the universal gas constant, the rate constant at a given temperature, k, can be obtained. The lifetime
of the molecule in a given conformational state at temperature T, τ, for the process
can be obtained by taking the inverse of the rate constant. The values
of τ298.15 are also presented in Table 1. The errors for ΔG298.15‡ are obtained by standard propagation of the errors
of ΔH‡ and ΔS‡ obtained from the least-squares linear
regression Eyring plots. The errors should be taken only as estimates
of the true errors and are presented to indicate the relative precision
with which the different determinations were made. The approximate
nature of the error estimate arises from the fact that this analysis
treats data across a logarithmic scale on equal footing. Moreover,
it equally weights the rate constants from near the coalescence point,
which are more accurate, and rate constants obtained far from coalescence,
which are less accurate. The error propagation was not carried out
for the lifetimes because only modification by physical constants
is involved.
Figure 2
Eyring plot of the conformational isomerism of 4 using
the data from Figure 1.
Table 1
Free Energies of Activation for Rotation
about the Pt–NP Bond and Lifetimes of Each Conformera
ΔG298.15‡(kJ mol–1)
τ298.15(s)
2b
70.1(1.7); 70.2(2.2)
0.31; 0.32
3
71.5(1.4)
0.55
4
77.1(1.1)
5.3
See main text for a discussion of
the error estimates.
Values
are presented from determinations
using two different coalescence events.
Eyring plot of the conformational isomerism of 4 using
the data from Figure 1.See main text for a discussion of
the error estimates.Values
are presented from determinations
using two different coalescence events.
X-ray Crystallography
Pertinent crystallographic data
for 1, 5, 7, and 8 are summarized in Table S1. Crystallographic
data for trans-[Pt(pyridine)2Cl2] are presented in the Supporting Information. The crystal structure of 1 (Figure 3) shows the cis-[Pt(NH3)2(phenanthridine)Cl]+ cation to be similar
in structure to that present in the structure of the nitrate salt,[6] with bond lengths and angles falling within expected
ranges. The geometry of the primary coordination sphere in both structures
is essentially identical with an RMSD of 0.023 Å. The most significant
differences are found in the orientation of the phenanthridine rings
as shown in Figure S30. In the nitratesalt, the phenanthridine plane does not contain the line
connecting the platinum atom and the nitrogen atoms of the phenanthridine
and the trans ammine. This line instead forms an
angle of 18° with the phenanthridine plane. In the
triflate salt, this angle is only 10°. An important aspect of
the structure of the complex is that the asymmetry of the phenanthridine
ligand about the platinum coordination plane produces a chiral molecule.
The space group Pbca requires that both enantiomers
are present within the crystal.
Figure 3
Molecular diagrams of the platinum complexes
from the crystal structures
of 1, 5, 7, and 8 with thermal ellipsoids drawn at the 50% probability level. Color
code: N blue, O red, C gray, Cl green, Pt magenta, H open circles.
Molecular diagrams of the platinum complexes
from the crystal structures
of 1, 5, 7, and 8 with thermal ellipsoids drawn at the 50% probability level. Color
code: N blue, O red, C gray, Cl green, Pt magenta, H open circles.The chirality originates about
the bond between the platinum center
and the phenanthridinenitrogen atom (Pt–NP) and can be classified according to the conventions of axial
chirality.[29,30] Viewed along the Nammine–Pt–NP vector, the platinum coordination
plane lies in front of the perpendicular plane of the phenanthridine
ring. Priority is assigned according to atomic number and degree of
substitution. The direction in which the front ring needs to be rotated
so as to have the priority substituent of the front plane coincide
with the priority substituent of the back plane dictates the stereochemistry.
Clockwise rotation is denoted P and counterclockwise
rotation M. The different enantiomers of phenanthriplatin
are shown in Figure 4.
Figure 4
(A) The enantiomers of
phenanthriplatin and (B) the
convention used to classify them. In part B, the complex is viewed
along the ammine–platinum–phenanthridine
vector. The coordination plane is shown as a darkened line, and the
phenanthridine plane as a dashed line.
(A) The enantiomers of
phenanthriplatin and (B) the
convention used to classify them. In part B, the complex is viewed
along the ammine–platinum–phenanthridine
vector. The coordination plane is shown as a darkened line, and the
phenanthridine plane as a dashed line.The structure of 7 (Figure 3), the triflate salt of pyriplatin, also displays
expected bond lengths
and angles. In this complex, unlike 1, the line connecting
the platinum atom and the nitrogen atoms of the pyridine and the trans ammine is essentially contained by the plane of the N-heterocycle. The ring deviates significantly, however,
from a perpendicular orientation with respect to the platinum coordination
plane. The dihedral angle of 60° between the pyridine and the
coordination plane is consistent with the angle of 56° observed
for trans-[Pt(pyridine)2Cl2]. Details of the determination of the structure of a nonmerohedral
trilling of this latter compound are presented in the Supporting Information. Given the lack of steric
or electronic factors to enforce strict perpendicularity between the
pyridine ring and the coordination plane, the angle in both cases
is most likely dictated by crystal packing interactions.The
solution and refinement of the structure of 8 (Figure 3) proceeded smoothly, except for the presence of
a void about the 0, 0, 1/4 special position containing disordered
electron density. The density could not be successfully modeled as
either a molecule of DMF, diethyl ether, or a 1:1 disorder of the
two, any of which would be consistent with the 41 e– within the void. The SQUEEZE algorithm was applied to account for
this disordered solvent. One DMF molecule disordered across each of
the 4 voids of 228 Å3 within the unit cell (Z = 8) would be consistent with the combustion analysis
results obtained from this material. The pyridine and 9-methylgunanine
rings are both canted in the same direction by 19° and 23°,
respectively.The structure of 5, the product of
the reaction of
activated 1 with 9-ethylguanine, was also solved (Figure 3). The salt crystallized along with one water molecule,
located on the 2-fold proper rotation axis, and one disorderedacetone
molecule. The presence of 0.5 equiv of water is consistent with the
elemental analysis of this compound. The acetone present in the structure
is not observed during combustion analysis and is probably removed
during the vacuum drying of the substance. The phenanthridine
ligands lie parallel to the ac plane, and the 9-ethylguanine
ligands and the platinum coordination plane lie perpendicular to this
crystallographic plane. The phenanthridine and 9-ethylguanine
ligands of the square-planar complex cation are coordinated cis to each other. The former is oriented essentially perpendicular
to the coordination plane but the latter is canted by 23°, such
that the guanine carbonyl oxygen approaches the ammine coordinated cis to it. The O···N distance is 3.19 Å.Preirradiation
at the frequency of the H8G signal in solutions of 6 and 8 induced perturbations in the signals
of those protons that interact with H8G in a through-space
manner. In the difference spectrum of 8, obtained as
described above, negative peaks were seen arising from the CH3 protons of the 9-methyl group as well as the ortho hydrogen atoms of the pyridine ring (Figure
S26). In the difference spectrum of 6, a negative
peak was again seen for the CH3 protons of the 9-methyl
group. Negative peaks were also observed for H6 and H7 of the phenanthridine
ring (Figure S27) owing to their close
proximity to H8G. The ROESY spectrum of 6 also
confirms the presence of the through-space interaction between H8G and H6 of the phenanthridine ring (Figure
S28).
Molecular Modeling
Molecular Mechanics
Geometry optimizations were performed
on two conformational isomers of 5 that are related by
a 180° rotation about the Pt–NP bond. In calculations
in which the starting geometry had both N-heterocyclic
ligands perpendicular to the coordination plane, optimization did
not significantly alter the geometries of either of the conformers,
which exhibited a negligible difference in strain energy. An overlay
of the optimized structures of both conformers is shown in Figure 5.
Figure 5
Overlay of the molecular mechanics optimized geometries
obtained
by setting the aromatic ligands perpendicular to the platinum coordination
plane and rotating 180° about the platinum–phenanthridine
bond.
Overlay of the molecular mechanics optimized geometries
obtained
by setting the aromatic ligands perpendicular to the platinum coordination
plane and rotating 180° about the platinum–phenanthridine
bond.More rigorous geometry optimization
using DFT methods reproduced the canting of the alkylguanine ligand
that was observed in the crystal structure of 5 (Figure 6). In the gas phase, the distance of 2.72 Å
between the carbonyl oxygen and the amminenitrogen is sufficiently
small to propose the presence of an intramolecular hydrogen bond.
The calculations were also carried out with implicit aqueous solvation.
As expected, the interaction between the carbonyl oxygen atom and
the amminenitrogen atom is attenuated, but the resulting O···N
distance of 2.86 Å suggests that the interaction persists even
in the presence of highly polar solvents.
Figure 6
The canting of the guanine
ring in (A) the crystal structure and
(B) the DFT-optimized structure of 5. Color code: N blue,
O red, C gray, Pt magenta, H atoms omitted for clarity. (C) Schematic
representation of the dihedral angle formed between the platinum coordination
plane (black) and the phenanthridine ring of 5 in the
MM calculations (red), the crystal structure (blue), the DFT calculations
with implicit water solvation (purple), and the DFT calculations in
the gas phase (green).
The canting of the guanine
ring in (A) the crystal structure and
(B) the DFT-optimized structure of 5. Color code: N blue,
O red, C gray, Pt magenta, H atoms omitted for clarity. (C) Schematic
representation of the dihedral angle formed between the platinum coordination
plane (black) and the phenanthridine ring of 5 in the
MM calculations (red), the crystal structure (blue), the DFT calculations
with implicit water solvation (purple), and the DFT calculations in
the gas phase (green).
Discussion
The Chirality of Phenanthriplatin
Studies with pyriplatin
showed that this compound has a spectrum of activity that differs
significantly from those of the clinically employed platinum anticancer
drugs.[10] The low potency of pyriplatin
prompted a search for molecules that maintain this distinct spectrum
of activity, but display higher activity. Phenanthriplatin was developed
as the result of a systematic variation of the N-heterocyclic
amine ligand, Am, of cis-[Pt(NH3)2(Am)Cl]+.[6] It was found
to be 7–40-fold more potent that cisplatin across a variety
of cell lines, and the distinct spectrum of activity was maintained.In an effort to better understand the mechanism of anticancer action
of phenanthriplatin, we sought to investigate the structures
of the adducts formed by phenanthriplatin and analogs
of guanosine. For these studies, the triflate salt of the cis-[Pt(NH3)2(Am)Cl]+ cation
was prepared to facilitate subsequent synthetic steps. In the process
of analyzing the solid state structure of the compound, however, we
realized an aspect of the structure of this complex that had previously
gone unnoticed: in the solid state, the complex cation is chiral.
The centrosymmetric space group of the structure requires that both
enantiomers be present in the crystal in equal portions. The chirality
arises from the asymmetry of the phenanthridine ring about the coordination
plane to which it is perpendicular. This asymmetry is not present
in the pyridine derivative, pyriplatin.The importance of chirality
in pharmacological agents has long
been recognized. Different enantiomers of pharmaceutics typically
display different activity because these molecules interact with biological
systems that are inherently chiral. One example of direct relevance
to the field of platinum anticancer research is oxaliplatin, which
contains only one enantiomer in the form that is marketed for clinical
use.[31] The R,R isomer of trans-diaminocyclohexaneoxalatoplatinum(II)
has greater activity than that of the enantiomeric S,S form.[32] If phenanthriplatin
is indeed a racemic mixture of two stable enantiomers, then one might
have significantly different activity than the other.It is
crucial to realize, however, that the two enantiomers can
interconvert via rotation about Pt–NP. If rotation
about this bond is rapid at ambient or physiological temperatures,
then the complex is effectively achiral. As will be discussed below,
in addition to implications for the enantiomeric resolution of the
compound, asymmetry of the phenanthridine ligand about
the platinum coordination plane also has implications for its interaction
with DNA. Investigation of the phenanthridine rotation
is similar in nature to studies that have been carried out on models
and retro-models of 1,2-d(GpG) intrastrand cross-links formed by bifunctional
platinum compounds.[33] This similarity arises
from the fact, as will become important below, that both the phenanthridine
ligand and guanine derivatives coordinate in a manner that is asymmetric
about the platinum coordination plane. The chirality present in models
of the intrastrand [Pt(NH3)2{d(GpG)}] adduct
was first recognized by Cramer et al.[34] The phenomenon has subsequently been investigated in great detail
by Marzilli, Natile, and co-workers, among others.[33]Dynamic NMR spectroscopy is a method ideally suited
to investigate
whether rotation about a chemical bond is hindered.[35] Rotation about Pt–NP in phenanthriplatin
interconverts two enantiomers with identical NMR properties, however,
and so this dynamic process will induce no change in the line shape
of the spectrum, regardless of the rate at which it occurs. Accordingly,
the room temperature 1H NMR spectrum of 1 shows
a single set of well-defined resonances. The signals in the aromatic
region are particularly sharp, and the breadth of the signals arising
from the two ammines is due to a combination of quadrupolar relaxation
from 14N and coupling to CSA-broadened 195Pt.
To investigate rotation about the Pt–NP bond, the
rotamers must be rendered diastereomeric. This goal was accomplished
by replacing the two ammine ligands with the enantiomerically pure R,R-diaminocyclohexane (DACH) chelate.
The C2 symmetry of this ligand ensures
that the coordination sites trans to the two coordinated
nitrogen atoms are chemically equivalent. In the room temperature 1H NMR spectrum of 2, the signals arising from
the protons on the aromatic ring are all cleanly doubled (Figures 1 and S19). Moreover,
raising the temperature of the sample induces broadening, coalescence,
and subsequent sharpening of the signals (Figure
S19). This behavior is consistent with the presence of two
rotamers that interconvert rapidly on the NMR time scale at elevated
temperature. The conformations of these two rotamers are equivalent
to those of the enantiomers of phenanthriplatin, i.e. M and P, giving rise to (R,R)M and (R,R)P diastereomers.Detailed information about
the energetics of the rotamer interconversion
can be obtained by simulating the experimental line shapes obtained
at different temperatures. The fit of the simulation to the experimental
data can be optimized by varying k, the rate constant
for interconversion. These k values obtained at different
temperatures can be used to construct an Eyring plot from which the
activation parameters for the interconversion can be extracted. The
Gibbs free energy of activation for the interconversion of the (R,R)M and (R,R)P diastereomers of 2 at room temperature, ΔG298.15‡, was 70 kJ mol–1, and the corresponding
rate constant at this temperature was 3.2 s–1. The
inverse of this rate constant reveals that 63% of a diastereomerically
pure sample of 2 would racemize within about 300 ms of
dissolution at ambient conditions.This result would appear
to indicate that rotation about the Pt–NP bond in
phenanthriplatin is rapid. The validity
of this conclusion, however, rests on the accuracy with which 2 models the structure of 1. The most significant
difference of relevance to the discussion at hand is in the N–Pt–N
angle formed by either the ammines of 1 or the DACH of 2. The former, obtained from the crystal structure of 1, is 89.1°, and the latter, from the crystal structure
of oxaliplatin, is 83.5°.[31,36] The smaller angle enforced
by the chelator relieves the steric interactions that provide a barrier
to rotation of the phenanthridine ring. The barrier obtained
with 2, therefore, provides an upper estimate to the rate of rotation in phenanthriplatin.
It is possible that the rotation about Pt–NP in
phenanthriplatin will be sufficiently slower that enantiomeric
resolution may be possible.To obtain a diastereomeric analog
of 1 in which the
N–Pt–N angle formed by the ammines is left unperturbed, 4 was prepared. The addition of a second Pt–NP bond as a center of chirality creates (P,M), (M,P), (P,P), and (M,M)
conformational isomers. The (P,P) and (M,M) designations describe
a meso compound, and the (P,M) and
(M,P) rotamers are enantiomers.
Hindered rotation about the Pt–NP bonds would, therefore,
give rise to two sets of signals. Using a dynamic NMR analysis analogous
to that described above for 2, activation parameters
can be extracted (Table 1, Figure S25). In addition to adding a second chiral center,
however, the second phenanthridine ligand may introduce
steric bulk that inhibits Pt–NP rotation to a degree
greater than in 1.To assess the influence of the cis disposition
of two phenanthridine rings on Pt–NP rotation, 3 was prepared. The set of conformers listed for 3 is also present for 4, but the presence of the R,R-DACH ligand renders all four rotamers
diastereomeric: (R,R)(P,M), (R,R)(M,P), (R,R)(P,P), and (R,R)(M,M). Dynamic
NMR spectroscopy again reveals the activation parameters for interconversion
(Table 1) through a simulation of the line
shapes of the four distinct sets of 1H NMR signals that
coalesce on heating (Figure S24).A comparison of the results obtained from the dynamic NMR experiments
on 2–4 is shown in Scheme 1. Upon transitioning from 2 to 3, the addition of the extra phenanthridine ligand
raised the barrier to rotation, but the lifetime only changed by a
factor of 1.7. Exchanging the chelating DACH present in 3 for the two ammine ligands in 4 increased the lifetime
by an order of magnitude. Even so, the lifetime of a given diastereomer
of 4 is about 5 s. Importantly, unlike 2, 4 provides an upper estimate of the barrier to rotation
in phenanthriplatin. The results with 3 and 2 indicate that transitioning from 4 to 1 will lower the barrier to phenanthridine rotation. It is,
therefore, reasonable to conclude that rotation about the Pt–NP bond in phenanthriplatin is rapid on the pharmacological
time scale and that enhanced activity cannot be obtained by isolating
and administering one of the isolated enantiomers. The rotation about
this bond does, however, play a significant role in the interaction
of 1 with DNA.
Scheme 1
Comparison of the Rates of Interconversion
of Diastereomeric Isomers
of 1–4
Interactions with 9-Alkylguanine
The interaction of
phenanthriplatin with DNA can be modeled by preparing
complexes with the formula cis-[Pt(NH3)2(phenanthridine)(9-alkylguanine)]2+. Compounds 6 and 5 (Chart 2) were prepared using 9-methyl- and 9-ethylguanine,
respectively. The guanine is expected to coordinate to the platinum
through the N7 position. This mode of coordination is corroborated
by the shift in the H8G1H NMR signal observed
on binding to the platinum.[37] As a result
of this coordination geometry, the guanine ring is asymmetric about
the coordination plane. The bond between the platinum center and the
N7 of the guanine (Pt–NG) acts as a center of chirality
in the same manner as Pt–NP. Multiplicity in the 1H signals was expected to arise due to the slow interconversion
of (PP,MG),
(MP,PG), (PP,PG), and (MP,MG), where the
subscripts indicate the coordinate bond to either phenanthridine
(P) or 9-alkylguanine (G). Surprisingly, however, only a single
set of signals was observed (Figure S8).
Cooling an NMR sample to −60 °C did not induce any decoalescence
or broadening (Figure S22). In these molecules,
therefore, either intramolecular rotation is occurring significantly
more rapidly than in complexes 1–4 or one particular set of conformers is preferentially formed. Note
that, for instance, (PP,PG) and (MP,MG) are enantiomers and would produce identical NMR spectra.Through-space dipolar interactions between NMR active nuclei provide
an ideal means with which to probe three-dimensional molecular structure
in solution. Before investigating the more complex phenanthridine-containing
compounds, however, a simpler pyriplatin analog was prepared and studied.
In 8, the pyridine ring is symmetric about the platinum
coordination plane and so the platinum–pyridine bond is not
a center of chirality. The chirality about Pt–NG produces enantiomers but not diastereomers. In the crystal structure
of 8, there are 2 sets of protons that are close enough
to suggest that a nuclear Overhauser effect (NOE) will occur involving
H8G: the CH3 of the 9-methyl group (2.52 Å)
and the ortho protons from the pyridine ring (3.56
Å). The methyl group provides a particularly convenient internal
standard because the rigidity of the guanine ring ensures that the
methyl protons will stay in close proximity to H8G regardless
of the relative orientation of the pyridine and guanine rings. A 1H saturation transfer NMR experiment was carried out with
preirradiation at the frequency of the H8G signal and revealed
a through-space interaction between H8G and the 9-methyl
protons as well as the ortho protons of the pyridine
ring (Figure S26).In the (MP,PG) isomer of 6, as well as the enantiomeric (PP,MG), H8G and H6P are on the same side of the coordination plane.
In (PP,PG)
and (MP,MG), which are diastereomers of the first pair, H8G and
H4P are on the same side of the platinum coordination plane.
Only those protons that are on the same side of the platinum coordination
plane as H8G are expected to undergo through-space interactions
with this nucleus. When a saturation transfer experiment analogous
to that described for 8 was conducted with 6, an interaction was observed between H8G and the 9-methyl
protons, as expected, and with the H6P proton. No significant
interaction was observed with H4P (Figure S27). Moreover, an interaction was also seen with H7P, further confirming that the (MP,PG)/(PP,MG) enantiomeric pair is preferentially formed
in solution over the (PP,PG)/(MP,MG) pair. A though-space interaction was also observed in the
ROESY spectrum (Figure S28). A crystal
structure of 5 was solved (Figure 3), and it also showed only the presence of (MP,PG) and (PP,MG). The centrosymmetry of the
space group C2/c in which the complex
crystallized requires the presence of both enantiomers.Molecular
mechanics calculations were initially performed to interrogate
the origin of the diastereoselectivity exhibited by 5 and 6. Calculations in which the aromatic ligands were
set perpendicular to the coordination plane (Figure 5) revealed little energetic difference between the two diastereomeric
forms. Inspection of the crystal structure of 5, however,
reveals that the guanine ligand is not perpendicular to the coordination
plane. Rather, it cants so as to direct the carbonyl oxygen toward
the cis-coordinated ammine. The O···N
distance of 3.19 Å is too long to constitute a formal intramolecular
hydrogen bond in the solid state, but such an interaction may occur
in solution. A similar interaction between the carbonyl of a pyriplatin-platinated
guanosine and the cis ammine of the platinum complex
was observed in the crystal structure of pyriplatin-platinated dodecamer
duplex DNA.[7]DFT geometry optimization
was able to reproduce the canting of
the 9-alkylguanine. In the optimized gas phase geometry, the O···N
distance is 2.72 Å. Inclusion of implicit aqueous solvation weakens
the interaction somewhat, but the O···N separation
remains short at 2.86 Å. The origin of the diastereoselectivity
appears to result from this canting of the guanine ligand, which relieves
steric congestion over one face of the platinum complex. One side
of the phenanthridine ligand has a greater degree of steric
bulk in the vicinity of the platinum center than the other, as illustrated
in Figure 6. In the favored diastereomer, this
bulkier portion of the phenanthridine is directed toward
the vacant space formed by the canting of the guanine. It remains
to be seen whether the conformational preference is maintained in
full length DNA polymers or during complexation with proteins that
recognize platinum lesions.As a final comment, we note that
if rotation about the Pt–N
bonds in phenanthriplatin were not rapid, then different
diastereomeric forms of the platinum adduct could be kinetically trapped
regardless of the energetic preference that might exist for one conformer.
Instead, the unhindered bond rotation established above allows the
complex to assume the thermodynamically favorable conformation, regardless
of the manner in which it initially binds to the 9-alkylguanine.
Conclusions
The solid state structure of phenanthriplatin
highlights the fact
that asymmetry of the phenanthridine ligand about the
platinum coordination plane results in chirality. The two enantiomers
are, however, interconvertible via rotation about the Pt–NP bond. The use of model compounds with diastereomeric rotamers
provides evidence that rotation about this bond in phenanthriplatin
is rapid, eliminating any need to isolate and administer an enantiomerically
pure compound. Rapid rotation about the this bond also prevents the
kinetic resolution of diastereomers in complexes of the type cis-[Pt(NH3)2(phenanthridine)(9-alkylguanine)]2+, which mimic the interaction of phenanthriplatin
with DNA. Rather, it permits the more stable diastereomer to form.
The (MP,PG) and (PP,MG) diastereomers observed in both solution and the solid state are
those in which the H8G and H6P are located on
the same side of the platinum coordination plane. The experimental
data described above indicate that interaction between the guanine
carbonyl and cis-coordinated ammine determines the
preferential diastereomer formation.
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