We introduce and demonstrate use of a novel, diffuse optical tomography (DOT) based breast cancer signature for monitoring progression of neoadjuvant chemotherapy. This signature, called probability of malignancy, is obtained by statistical image analysis of total hemoglobin concentration, blood oxygen saturation, and scattering coefficient distributions in the breast tomograms of a training-set population with biopsy-confirmed breast cancers. A pilot clinical investigation adapts this statistical image analysis approach for chemotherapy monitoring of three patients. Though preliminary, the study shows how to use the malignancy parameter for separating responders from partial-responders and demonstrates the potential utility of the methodology compared to traditional DOT quantification schemes.
We introduce and demonstrate use of a novel, diffuse optical tomography (DOT) based breast cancer signature for monitoring progression of neoadjuvant chemotherapy. This signature, called probability of malignancy, is obtained by statistical image analysis of total hemoglobin concentration, blood oxygen saturation, and scattering coefficient distributions in the breast tomograms of a training-set population with biopsy-confirmed breast cancers. A pilot clinical investigation adapts this statistical image analysis approach for chemotherapy monitoring of three patients. Though preliminary, the study shows how to use the malignancy parameter for separating responders from partial-responders and demonstrates the potential utility of the methodology compared to traditional DOT quantification schemes.
Entities:
Keywords:
(170.1610) Clinical applications; (170.3830) Mammography; (170.3880) Medical and biological imaging; (170.6510) Spectroscopy, tissue diagnostics
An increasingly popular treatment protocol for breast cancer is neoadjuvant chemotherapy, which
involves administration of chemotherapy drugs prior to surgical removal of the tumor tissue [1]. The treatment goal is to reduce the tumor size and eliminate or
reduce micro-metastases before surgery. During treatment, it is desirable to observe the effects of
particular drug regimens on tumor physiology which, in turn, could potentially permit early
determination of the effectiveness of the chemotherapy regimen. For this reason, neoadjuvant
chemotherapy monitoring is an active area of research in clinical medicine [2-4],
including optical imaging and monitoring [5-10].Diffuse Optical Tomography (DOT) is an evolving biomedical optics technique that readily provides
full three-dimensional (3D) images of tissue hemoglobin concentration, blood oxygen saturation, and
optical scattering coefficients in breast tissue. Recently, we developed a statistical image
analysis technique for DOT [11] and applied it to a breast
cancer data set [12]. The statistical approach derives a
probability of malignancy signature for normal and cancerous tissues based on a collection of
optical parameters within each subject and across the full subject population. Specifically, the
approach converts 3D DOT reconstructions of total hemoglobin concentration, blood oxygen saturation,
and tissue scattering coefficient into a single 3D DOT-based probability of
malignancy image, which, in turn, enables volumetric segmentation of the tissue into
‘normal’ and ‘cancerous’ regions.In this contribution we explore application of this statistical image analysis technique for
monitoring the evolving tumor physiology of three subjects undergoing neoadjuvant chemotherapy. Our
investigation acquires and employs DOT images of chemotherapy-patient breasts, along with
probability of malignancy training set data. We show how to adapt these statistical imaging concepts
to the chemotherapy monitoring problem; we measure longitudinal changes in tumor-region probability
of malignancy during chemotherapy, and we compare these variations to those of clinical radiology.
Finally, we find, in this limited data set, that the novel statistical image analysis scheme appears
useful for prediction of chemotherapy response during the course of therapy, especially when
compared to more traditional DOT quantification schemes. Thus, the results from this pilot study
suggest that the probability of malignancy approach to DOT data holds potential to provide useful
quantitative information about therapeutic effects during neoadjuvant chemotherapy.
2. Study populations
2.1. The training data set
Optical tomograms were collected on a population of 30 biopsy-confirmed lesions (i.e., the
training set), and logistic regression was used to generate an optimized weighting vector for
computation of tissue probability of malignancy based on optically measured total hemoglobin
concentration, blood oxygen saturation, and reduced scattering coefficient [11]. Our training population consisted of 30 subjects with Invasive Ductal
Carcinoma (IDC) and with or without an associated Ductal Carcinoma In Situ (DCIS);
the demographic details of this population are described in Table
1. Note, we have matched the diagnosis in the training set to that of the test set (available
from pre-therapy biopsy, Section 2.2). We also compared results utilizing a training subset of only
the post-menopausal subjects (N=14) and utilizing an expanded training set with a few more
additional diagnoses (N=35). While small differences were found, our major conclusions were not
changed by these choices of training set data. The results from the full training data set (N=35)
(i.e., the training set employed in Ref. [11]) are given in
the appendix (Section A.3).
Table 1
Demographic breakdown of cancers used to derive the probability of malignancy in this study.
Diagnosis
#
Age [yrs]
BMI [kg/m2]
Tumor Size [cm3]
IDCIDC & DCIS
822
44±1149±10
27.4±6.227.5±7.0
2.9±1.21.8±0.97
30
48±10
27.5±6.7
2.1±1.1
IDC: Invasive Ductal Carcinoma; DCIS: Ductal Carcinoma In Situ; BMI: Body Mass
Index. Numeric data is given as mean ± standard deviation. 16 subjects were pre-menopausal and 14
were post-menopausal. The tumor size reported here is the longest dimension recorded in clinical
radiology reports. These subjects are a subset of the population described in [12] with selection criteria described in [11].
Demographic breakdown of cancers used to derive the probability of malignancy in this study.IDC: Invasive Ductal Carcinoma; DCIS: Ductal Carcinoma In Situ; BMI: Body Mass
Index. Numeric data is given as mean ± standard deviation. 16 subjects were pre-menopausal and 14
were post-menopausal. The tumor size reported here is the longest dimension recorded in clinical
radiology reports. These subjects are a subset of the population described in [12] with selection criteria described in [11].
2.2. The test data set
We applied the probability of malignancy weighting scheme to data from three new subjects who
were imaged by DOT during neoadjuvant chemotherapy. The subjects received four cycles of Adriamycin
with Cyclophosphamide and then three or four cycles of Taxane every two to three weeks. Two subjects
(1 and 2) were post-menopausal at the beginning of therapy. Subject 3 was peri-menopausal when
therapy began and was post-menopausal after therapy. The first DOT measurements were made prior to
or within the first chemotherapy cycle, and subsequent measurements were made at various time points
thereafter.The subjects were imaged with standard clinical techniques (Subject 3, X-Ray mammogram and
ultrasound) or were recruited into a research study with serial MR imaging (Subjects 1 and 2).
Optical imaging was performed opportunistically throughout the course of patient treatment. Details
for each subject are given in the appendix (Section A.1).We determined the tumor region, or tumor volumetric mask, in two ways. The primary technique,
presented in the main text, derived a tumor mask at each time point for the test subjects by (1)
identifying the tumor location (e.g., from MRI), (2) identifying the nearby local maximum in the
probability of malignancy distribution, P(ℳ), and then (3) creating the tumor mask
by use of a region growing algorithm [12] based on
P(ℳ). This algorithm gave tumor dimensions that were constrained by the maximum
size of the tumor as extracted from radiology reports (i.e., pre-therapy size) and by the size
corresponding to tissue boundaries at 25% of the local maximum in P(ℳ). A second
approach, presented in the appendix (Section A.2), derived a single tumor mask from data at the
first time point using the same region growing algorithm based on the tissue attenuation coefficient
[12]; this mask was then held constant for all chemotherapy
time points. This second approach essentially makes an assumption that the tumor is in roughly the
same geometrical position for each serial image (see Section A.2). In both approaches, we determined
the healthy tissue as any region of the breast excepting the tumor, excepting a 2 cm penumbra around
the tumor, and excepting all tissues within 1 cm of the breast compression plates. Note, as will be
seen later in the paper (and appendix), use of one or the other of these two methods of segmentation
did not significantly modify our major conclusions.Several approaches could be used for normalization, and it is not a priori clear
which approach is optimal. This is especially true since chemotherapy affects both normal and tumor
tissue, i.e., it produces changes in optically measured physiological properties of both tissue
types [13]. Here, for example, we have chosen to normalize
the tissue optical properties in each subject to data taken from the patient’s healthy tissue at the
first time point. Then we follow the patient’s probability of malignancy parameter over the
treatment time course. The differences between subjects with complete versus incomplete responses to
chemotherapy were thus characterized. For completeness, we also examined the effects of a second
normalization approach, i.e., normalization to healthy tissue optical properties at each time
point.Finally, systematic errors were minimized, and tissue changes due to chemotherapy emphasized, by
choosing a test data set such that only those subjects imaged in similar geometries throughout the
course of their chemotherapy were selected (i.e., same compression plate separations, breast
positioning, etc.).
3. Method
Broadly, the data processing procedure can be broken down into several distinct steps: (1)
Identification of the cancer signature from the training set data (Section 3.1); (2) Normalization
of time course data in a new (test) subject using logarithmic and Z-Score transformations (Section
3.2); (3) Calculation of probability of malignancy images for new (test) subjects at each accessible
imaging time point during neoadjuvant chemotherapy (Section 3.3). A schematic of this process is
provided in Fig. 1.
Fig. 1
Data processing flow chart for a single subject with multiple measurements while undergoing
neoadjuvant chemotherapy. The weighting vector (β⃗, defining a
‘signature of malignancy’) is derived from a population of 30 biopsy confirmed cancers (blue boxes,
Section 3.1). It essentially provides a weighting for each optical parameter per its importance for
malignancy. Data is then normalized with logarithmic and Z-Score transformations for each subject
across multiple time points designated by τ, red boxes, Section 3.2) using the mean
(〈Ln[X(0)]〉) and standard deviation
(σ[Ln[X(0)]]) of
healthy tissue from the earliest available time-point (τ = 0) during the process.
This normalized data is combined with β⃗ to produce a probability of malignancy for
each patient and at each time point (purple boxes, Section 3.3).
Data processing flow chart for a single subject with multiple measurements while undergoing
neoadjuvant chemotherapy. The weighting vector (β⃗, defining a
‘signature of malignancy’) is derived from a population of 30 biopsy confirmed cancers (blue boxes,
Section 3.1). It essentially provides a weighting for each optical parameter per its importance for
malignancy. Data is then normalized with logarithmic and Z-Score transformations for each subject
across multiple time points designated by τ, red boxes, Section 3.2) using the mean
(〈Ln[X(0)]〉) and standard deviation
(σ[Ln[X(0)]]) of
healthy tissue from the earliest available time-point (τ = 0) during the process.
This normalized data is combined with β⃗ to produce a probability of malignancy for
each patient and at each time point (purple boxes, Section 3.3).
3.1. Training data set
A detailed explanation of the technique to derive a probability of malignancy for each voxel of
the 3D tomogram of the cancer-bearing breast can be found in Ref. [11]. Note, we have matched the diagnosis in the training set to that of the test set (using
information available from pre-therapy biopsy). Briefly, we identified ‘normal’ breast tissue in
each subject and log-transformed each reconstructed parameter (total hemoglobin concentration,
Hb ; blood oxygen saturation, StO2; and reduced scattering
coefficient, μ′) in each tissue voxel. The
log-transformed data were then normalized using healthy-tissue averages to derive a ‘Z-Score’ for
each parameter in each tissue voxel (e.g., the difference of tissue voxel property “Ln(X)” and its
corresponding mean in the healthy-tissue region was determined, and the result was then divided by
the standard deviation of “Ln(X)” in the healthy region). For example, the ‘Z-Score’ for total
hemoglobin isHere, the subscript index H specifies the healthy tissue region. Notice, the
denominator is the standard deviation (σ) of the log-transformed voxel data in the
patient’s healthy tissue. We note that inter-subject variations in healthy tissue (due to age, body
mass index, menopausal status, etc.) are significantly reduced in these normalized data [11]. The statistical approach employs these Z-scores for total
hemoglobin (zHb), scattering
(zμ′), and blood oxygen saturation
(zStO2).The ‘Malignancy Parameter’ (ℳ) at each position (r⃗) within the breast is
defined as where the last term in the data vector accounts for effects due to
parameters not considered in the current analysis (see Refs. [14, 15]). Logistic regression is then applied to
optimize the weighting vector (β⃗). That is, from ℳ, we compute a tissue (voxel)
probability of malignancy using the probability of malignancy function, P(ℳ), i.e.,
and we optimize β⃗ such that the difference between
healthy (P(ℳ) ∼0) and malignant (P
(ℳ) ∼1) tissues in our training set is maximized. The resultant
weighting vector (β⃗) was tested for generalizability using a leave-one-out
protocol in a population of 35 biopsy confirmed lesions [11].
For the present study, to maximize connections between test and training sets we utilized the
β⃗ derived from a subset of our total population (diagnosis of IDC or DCIS+IDC,
N=30) (〈β〉 = 0.93,
〈β〉 = −0.42,
〈β〉 = 3.62, 〈β0〉 = −5.67).
3.2. Normalization for serial imaging (test set)
Chemotherapy affects both healthy and tumor tissue, changing the optically derived physiological
properties [13]. We therefore choose to modify our previously
described procedure [11] slightly by using parameters
extracted from healthy tissue measured at a pre- or early-chemotherapy time point for the Z-scores
(see Eqn. (4)). In one subject, we lacked a
pre-chemotherapy time point; in this case we utilized healthy-tissue obtained at the first available
time point, taken between the first and second chemotherapy cycles, in order to derive the Z-scores.
This choice of Z-score healthy-tissue-normalization emphasizes changes in physiological properties
during the course of chemotherapy by comparing to pre-/early-chemotherapy
healthy-tissue rather than comparing to the difference between tumor- and healthy-tissue at
each time point. (For completeness, however, we also investigated the latter normalization scheme
(see Section 4).)As an example, we normalize total hemoglobin concentration (Hb) in a
single tissue voxel according to the formula: Here, zHb is the Z-Score total hemoglobin
concentration. Again, the subscript index H specifies the healthy tissue region.
Time points are designated by τ; τ = 0 is the baseline measurement. Notice, the
denominator is the standard deviation (σ) of the log-transformed hemoglobin data in
the patient’s pre-/early-chemotherapy healthy-tissue. (Note, parameters, i.e., β⃗,
are derived from the various training sets using the approach in our previous work, Ref. [11].)
3.3. Application to serial chemotherapy imaging
We employed the optimized weighting vector, β⃗ (Section 3.1), to generate a 3D
malignancy parameter map for each time point with Z-scores normalized by healthy-tissue at a
pre-/early-chemotherapy time point (e.g., Eqn. (4)).
We then calculated a 3D probability of malignancy tomogram from the malignancy parameter tomogram,
i.e.,
where r⃗ is the spatial position of each voxel and other
variables were previously defined. Using a 3D region growing algorithm [12] based on a tumor location defined by clinical imaging, we can readily
identify the spatial extent of the tumor in DOT images. We performed this spatial segmentation at
each time point (Section 2.2) based on P(ℳ). As noted earlier (Section 2.2), we
also utilized the spatial mask derived from the first time point to segment the healthy and tumor
tissue at all time points (see appendix, Section A.2). Both techniques led us to similar primary
conclusions, but we use the per-time-point region approach in the main text, because this scheme
accounts better for uncontrolled changes in geometry.Several metrics can be used to extract comparative information from this data, and while
quantitatively different, they lead to similar conclusions. A metric that captures both changes in
tumor volume and magnitude of P(ℳ) essentially sums P(ℳ) over the
tumor region or healthy region. We use these parameters, i.e.,
for tracking the responses to chemotherapy and comparing responders to
partial-responders.
3.4. MRI segmentation
Two subjects (1 and 2) also took part in a Dynamic Contrast Enhanced MRI (DCE-MRI) imaging study,
and these data were available to extract 3D tumor volumes. We utilized contrast enhanced subtraction
images taken approximately 10 minutes after injection of Gadolinium Diethylenetriamine Penta-acetic
Acid (Gd-DTPA). Segmentation was accomplished by thresholding image data at 3.5 times the signal
level of fatty tissue, then smoothing the edges [16,17]. Artifacts (primarily at the skin-air boundary) were removed
manually.
4. Results and discussion
The procedure described in the previous section produces a 3D map of the probability of
malignancy at each time point during chemotherapy. Example slices through the center of the tumor in
the malignancy maps of Subject 2 are shown in Fig. 2. Notice
that the probability of malignancy in the tumor region decreases significantly over time; by the
last time point (post-chemotherapy, pre-surgery), the probability of malignancy has only a few
scattered non-zero regions. This prediction was later validated by histology which determined that
Subject 2 had complete pathologic response to chemotherapy.
Fig. 2
Subject 2. Cranio-caudal slices through the center of a tumor located in the upper right of this
image from a 3D reconstruction of Hb and the probability of malignancy,
P(ℳ), at three time points during neoadjuvant chemotherapy. Data shown was
collected prior to the start of chemotherapy (top), after 4 cycles of Adriamycin + Cyclophosphamide
(middle), and after an additional 3 cycles of Taxane (bottom). Gd-enhanced MRI subtraction images
were collected ∼10 min. after injection. MRI images are scaled individually to improve visibility.
Due to differences in equipment geometry, the optical and MR images were acquired in different
planes. The tumor boundary is marked by black line contours in both the
Hb and P(ℳ) images. P(ℳ) was
calculated from a training set of IDC and IDC+DCIS subjects (N=30).
Subject 2. Cranio-caudal slices through the center of a tumor located in the upper right of this
image from a 3D reconstruction of Hb and the probability of malignancy,
P(ℳ), at three time points during neoadjuvant chemotherapy. Data shown was
collected prior to the start of chemotherapy (top), after 4 cycles of Adriamycin + Cyclophosphamide
(middle), and after an additional 3 cycles of Taxane (bottom). Gd-enhanced MRI subtraction images
were collected ∼10 min. after injection. MRI images are scaled individually to improve visibility.
Due to differences in equipment geometry, the optical and MR images were acquired in different
planes. The tumor boundary is marked by black line contours in both the
Hb and P(ℳ) images. P(ℳ) was
calculated from a training set of IDC and IDC+DCIS subjects (N=30).In Fig. 3 we show fractional changes in the summed
malignancy parameter, S (τ) (where d
= H, M), for the healthy and malignant tissues of each patient
during neoadjuvant chemotherapy. (Note, unless stated otherwise in the caption, dashed (solid) lines
correspond to malignant (healthy) tissues.) Results using two training sets are shown. One training
set had all subjects with IDC or IDC+DCIS (N=30); the other training set used only post-menopausal
subjects with IDC or IDC+DCIS (N=14). Subjects 1 and 2 were complete responders as determined by MRI
and pathology, and Subject 3 was a partial responder by ultrasound and pathology. We see that
Subject 3, with a partial pathological response, exhibited a rise in S
(τ) over the course of her therapy, while in Subjects 1 and 2,
S (τ) fell with time. These data have limitations.
Unfortunately, Subject 3 left the study prior to acquisition of later time points, and Subject 1 did
not join our study until after her first dose of chemotherapy. Thus, even though Z-score variables
are employed instead of absolute properties, these results should be interpreted with caution. With
these caveats, the observations clearly reveal the potential utility of the probability of
malignancy scheme for monitoring chemotherapy.
Fig. 3
Fractional change in S for healthy (d =
H) and malignant (d = M) tissues. In calculating
P(ℳ), data are normalized to healthy tissue at the first optical
measurement using a training set of subjects with IDC or IDC+DCIS (a, N=30) or post-menopausal
subjects with IDC or IDC+DCIS (b, N=14). Tumor tissue (S
(τ)) is denoted with dashed lines and healthy tissue
(S (τ)) with solid lines. Subjects 1 and 2 were
complete responders by pathology. Subject 3 was a partial responder by pathology. Note, Subject 1
did not have an optical measurement prior to beginning chemotherapy, and the τ = 0
time point is defined to be 100%. In panel b, Subjects 1 and 2 have very low
S (τ) and S
(τ) in both the tumor and healthy tissue at later time points, resulting in
overlapping traces.
Fractional change in S for healthy (d =
H) and malignant (d = M) tissues. In calculating
P(ℳ), data are normalized to healthy tissue at the first optical
measurement using a training set of subjects with IDC or IDC+DCIS (a, N=30) or post-menopausal
subjects with IDC or IDC+DCIS (b, N=14). Tumor tissue (S
(τ)) is denoted with dashed lines and healthy tissue
(S (τ)) with solid lines. Subjects 1 and 2 were
complete responders by pathology. Subject 3 was a partial responder by pathology. Note, Subject 1
did not have an optical measurement prior to beginning chemotherapy, and the τ = 0
time point is defined to be 100%. In panel b, Subjects 1 and 2 have very low
S (τ) and S
(τ) in both the tumor and healthy tissue at later time points, resulting in
overlapping traces.We also performed the analysis described in Section 3.3 with a modification of the normalization
procedure (previously described in Section 3.2), in this case utilizing the healthy tissue at each
chemotherapy time point for normalization (i.e., 〈Ln
[Hb (0)]〉 → 〈Ln
[Hb (τ)]〉 ;
σ [Ln [Hb
(0)]] → σ [Ln
[Hb (τ)]] in Eqn. (4)). The resulting changes in our calculated
probability of malignancy during the course of chemotherapy are shown in Fig. 4. We were unable to discriminate between the partial and complete
chemotherapeutic responses using the new normalization scheme in the same limited sample. These
effects are possibly due to concurrent changes in healthy tissue as a result of the chemotherapy.
Thus it appears desirable to normalize using healthy tissue at an “early” time point, rather than
serially at each time point in the chemotherapy process.
Fig. 4
Fractional change in S for healthy (d =
H) and malignant (d = M) tissues. In calculating
P(ℳ), data are normalized to healthy tissue at the each optical
measurement time point using a training set of subjects with IDC or IDC+DCIS (a, N=30) or
post-menopausal subjects with IDC or IDC+DCIS (b, N=14). Tumor tissue
(S (τ)) is denoted with dashed lines and healthy
tissue (S (τ)) with solid lines. The legend is the
same as Fig. 3; only the normalization scheme is changed.
Fractional change in S for healthy (d =
H) and malignant (d = M) tissues. In calculating
P(ℳ), data are normalized to healthy tissue at the each optical
measurement time point using a training set of subjects with IDC or IDC+DCIS (a, N=30) or
post-menopausal subjects with IDC or IDC+DCIS (b, N=14). Tumor tissue
(S (τ)) is denoted with dashed lines and healthy
tissue (S (τ)) with solid lines. The legend is the
same as Fig. 3; only the normalization scheme is changed.We utilized DCE-MRI to measure tumor volume at each time point for Subjects 1 and 2 and then
compared DCE-MRI data to our calculated S (τ). In
Fig. 5, the changes in these MRI volumes are directly
compared to S (τ). Both metrics showed similar changes
over the course of therapy. This segmentation does not take into account the overall impression of
the clinical radiologist, leading to some discrepancy between the calculated volume and radiological
impression, e.g., Subject 2 has a complete response by pathology and radiology, but had a 1.6 cc
segmented cancer volume at the end of treatment. (Note, Subject 3 was not imaged with MRI, and we
are therefore unable to report changes in her tumor volume.)
Fig. 5
Fractional change in predicted response to chemotherapy using tumor
S (τ) (normalized to initial time point) and change in
tumor volume measured by MRI relative to initial measurements. Results from DOT-CAD
(S (τ), solid lines) were calculated from a training
set of IDC and IDC+DCIS subjects (N=30), normalized to the pre-/early-chemotherapy time point. Note:
MRI volumes were obtained by a simple segmentation of late contrast enhanced subtraction images and
do not include the overall radiological impression (dashed lines). Subject 3 was
not imaged with MRI during the course of her treatment.
Fractional change in predicted response to chemotherapy using tumor
S (τ) (normalized to initial time point) and change in
tumor volume measured by MRI relative to initial measurements. Results from DOT-CAD
(S (τ), solid lines) were calculated from a training
set of IDC and IDC+DCIS subjects (N=30), normalized to the pre-/early-chemotherapy time point. Note:
MRI volumes were obtained by a simple segmentation of late contrast enhanced subtraction images and
do not include the overall radiological impression (dashed lines). Subject 3 was
not imaged with MRI during the course of her treatment.Subject 3 exhibited a partial response (∼1.6 and 0.2 cm residual cancer foci at surgery) to
chemotherapy in both imaging (mammography and ultrasound) and pathology. Previous work has suggested
that partial responders to chemotherapy may have significantly different optical signatures (e.g.,
Ref. [6,9,18-22]). Encouragingly, the
results of the present pilot study based on tumor probability of malignancy trajectories are in line
with these earlier contributions. Note, however, the results of the present study are suggestive but
preliminary, because the population is small and the number of time points few.One of the advantages of multi-wavelength diffuse optical techniques is the simultaneous
measurement of multiple physiologically relevant chromophores, providing the opportunity for
multi-dimensional data analysis. We also extracted time courses of the response to chemotherapy for
Hb, StO2, and
μ′, but no obvious trend separating responding and
partial-responding subjects was apparent in these data (Fig.
6). Several research groups have previously examined metrics for cancer detection or
chemotherapy tracking combining multiple chromophores with hypothesis-driven [12, 23] or data-set derived [24-28] functions. Our study
further illustrates the potential of optical metrics derived from multiple physiological parameters
as a means to assess the efficacy of chemotherapy.
Fig. 6
Hb, StO2, and
μ′ as a function of chemotherapy cycle for Subjects
1–3. Dashed (solid) lines denote the average value in malignant (healthy) tissue. The obvious trends
found in this paper, utilizing the probability of malignancy approach, are not apparent in this
un-normalized and un-weighted data. Masks were derived from region growing on P(ℳ)
(Section 3.3, i.e., as in Fig. 2).
Hb, StO2, and
μ′ as a function of chemotherapy cycle for Subjects
1–3. Dashed (solid) lines denote the average value in malignant (healthy) tissue. The obvious trends
found in this paper, utilizing the probability of malignancy approach, are not apparent in this
un-normalized and un-weighted data. Masks were derived from region growing on P(ℳ)
(Section 3.3, i.e., as in Fig. 2).Finally, the present work tracking tumor variation due to neoadjuvant chemotherapy is notable, in
part because it applies a signature derived from DOT measurements of a population of known cancers
in a completely different study. Thus the pilot study suggests that such signatures may be robust,
and points to the promise of using such signatures for tracking and modifying the course of
chemotherapy treatment with relatively inexpensive and non-ionizing diffuse optical systems. It lays
more groundwork towards use of Computer Aided Detection schemes based on DOT (i.e., DOT-CAD).
5. Conclusion
We have introduced and demonstrated a statistical technique for automated analysis of tumor
response to neoadjuvant chemotherapy. The method utilizes the probability of
malignancy concept; coefficients of a malignancy parameter derived from a population of
known cancers were applied in patients undergoing neoadjuvant chemotherapy to assess therapeutic
response. The probability of malignancy in the tumor region differed significantly during the course
of treatment in two complete responders compared to the partial responder. Interestingly, clear
distinctions between the responding and partially-responding patients were not evident in single
parameter (Hb, StO2,
μ′) analyses. Thus the multiparameter analysis of DOT
data appears to provide additional diagnostic merit that is not apparent in the univariate analysis
of individual optical properties.In total, the pilot study suggests that variation of a composite cancer signature measured by
diffuse optical tomography, i.e., the malignancy parameter, may be an effective means for monitoring
the progression and efficacy of neoadjuvant chemotherapy. Further study of this approach is
warranted. Clearly, the present work represents a proof of principle and will require more subjects
for full validation of this preliminary result.
Table 2
Subject 1.
Cycle
Week
Subject 1, Age 51 yr., BMI 34.9 kg/m2Notes
−1
Biopsy: IDC/DCIS
0
0
Baseline MRI
1.0
1.0
Chemotherapy Begins
1.0
3.0
DOT Baseline
2.0
6.0
DOT
3.9
11.6
DOT
3.9
11.6
MRI marked decrease in enhancement
5.0
15.0
DOT
7.9
23.9
MRI
post
26.7
Surgical Pathology: complete response
Timeline is zeroed at the beginning of chemotherapy. No metastatic carcinoma cells were found in
axillary lymph nodes after surgery. IDC: Invasive Ductal Carcinoma; DCIS: Ductal Carcinoma
In Situ. 8 total cycles of chemotherapy.
Table 3
Subject 2.
Cycle
Week
Subject 2, Age 51 yr., BMI 24.3 kg/m2Notes
0
0
Biopsy: IDC
0
0
Baseline MRI
0
0
DOT Baseline
1.0
1.0
Chemotherapy Begins
1.0
1.0
Biopsy: IDC, no change
4.1
8.1
MRI: much less enhancement
4.1
8.1
DOT
7.0
16.7
MRI: complete response
7.0
16.7
DOT
post
20
Surgical Pathology: complete response
Timeline is zeroed at the beginning of chemotherapy. No metastatic carcinoma cells were found in
axillary lymph nodes after surgery. IDC: Invasive Ductal Carcinoma. 7 total cycles of
chemotherapy.
Table 4
Subject 3.
Cycle
Week
Subject 3, Age 47 yr., BMI 22.1 kg/m2Notes
0
−3
Biopsy: IDC/DCIS
0
0
DOT Baseline
1.0
1.0
Chemotherapy Begins
3.9
5.9
DOT
post
17.7
Surgical Pathology: 2 foci of IDC (1.6 and 0.2 cm)
This subject did not have MRI exams during her course of treatment. Timeline is zeroed at the
beginning of chemotherapy. No metastatic carcinoma cells were found in axillary lymph nodes after
surgery. IDC: Invasive Ductal Carcinoma; DCIS: Ductal Carcinoma In Situ. 7 total
cycles of chemotherapy.
Table 5
Demographic breakdown of cancers used to derive the probability of malignancy presented in
Section A.3.
Diagnosis
#
Age [yrs]
BMI [kg/m2]
Tumor Size [cm3]
IDC
8
44±11
27±6.2
2.9±1.2
IDC & DCIS
22
49±10
28±7
1.8±0.97
DCIS
2
60±4.9
29±6.6
0.7±0.28
ILC
2
62±3.5
22±2
1.4±0.35
DCIS & LCIS
1
39
19
5
35
49±11
27±6.5
2.1±1.2
IDC: Invasive Ductal Carcinoma; DCIS: Ductal Carcinoma In Situ; ILC: Invasive
Lobular Carcinoma; LCIS: Lobular Carcinoma In Situ; BMI: Body Mass Index. Numeric
data is given as mean ± standard deviation. 16 subjects were pre-menopausal and 19 were
post-menopausal. The tumor size reported here is the longest dimension recorded in clinical
radiology reports. These subjects are a subset of the population described in [12] with selection criteria described in [11].
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