| Literature DB >> 22136318 |
Inez Mikkelsen-Lopez1, Kaspar Wyss, Don de Savigny.
Abstract
As countries strive to strengthen their health systems in resource constrained contexts, policy makers need to know how best to improve the performance of their health systems. To aid these decisions, health system stewards should have a good understanding of how health systems operate in order to govern them appropriately. While a number of frameworks for assessing governance in the health sector have been proposed, their application is often hindered by unrealistic indicators or they are overly complex resulting in limited empirical work on governance in health systems. This paper reviews contemporary health sector frameworks which have focused on defining and developing indicators to assess governance in the health sector. Based on these, we propose a simplified approach to look at governance within a common health system framework which encourages stewards to take a systematic perspective when assessing governance. Although systems thinking is not unique to health, examples of its application within health systems has been limited. We also provide an example of how this approach could be applied to illuminate areas of governance weaknesses which are potentially addressable by targeted interventions and policies. This approach is built largely on prior literature, but is original in that it is problem-driven and promotes an outward application taking into consideration the major health system building blocks at various levels in order to ensure a more complete assessment of a governance issue rather than a simple input-output approach. Based on an assessment of contemporary literature we propose a practical approach which we believe will facilitate a more comprehensive assessment of governance in health systems leading to the development of governance interventions to strengthen system performance and improve health as a basic human right.Entities:
Year: 2011 PMID: 22136318 PMCID: PMC3247022 DOI: 10.1186/1472-698X-11-13
Source DB: PubMed Journal: BMC Int Health Hum Rights ISSN: 1472-698X
Chronology of major health system definitions, frameworks and concepts
| Conceptualisation | Main governance aspects | Reference |
|---|---|---|
| Health System Performance | First emphasis on stewardship as a health system function | [ |
| Essential Public Health Functions | Strengthening public health regulation and enforcement capacity as one of the eleven essential public health function | [ |
| Control Knobs | Regulation as one of the health system control knobs to improve performance | [ |
| Strengthening Health Systems | Strengthening health system capacity by focusing on stewardship and regulation | [ |
| Health System Building blocks | Articulation of governance as one of the six major building blocks of the health system, and rephrasing stewardship into governance | [ |
| Health Systems Dynamics | Identifying stewardship and organizational arrangements as one of the four levers available to policy makers to achieve objectives and goals | [ |
| Maximizing positive synergies | Ensuring that governance along with the other six functions of a health system are driven by people to promote equity | [ |
| Systems thinking for Health Systems Strengthening | Links system thinking to health system building blocks, and conceptualizes governance across the building blocks. | [ |
| Monitoring Building Blocks of the Health System | Proposes indicators for monitoring governance and the other building blocks of the health system | [ |
Summary of governance elements as addressed in selected contemporary health literature
| WHO 2007 | Islam 2007 | Siddiqi et al. 2009 | Lewis & Pettersson 2009 | |
|---|---|---|---|---|
| ○ | ||||
| ○ | ||||
| ○ | ○ | ○ | ||
| ○ | ||||
Key: ● indicates the governance element is identified as an discrete element
○ indicates the governance element is mentioned in context of other elements
Figure 1Major interdependent health system building blocks. Reproduced with permission from de Savigny and Adam (2009).
Figure 2Assessing governance across the health system. Note: 'strategic vision & policy design' and 'participation & consensus orientation' can be viewed more conventionally as governance inputs, whilst 'addressing corruption', 'being transparent', and 'being accountable' are more governance processes.
Illustration of application of framework: Considering the determinants for unauthorized health worker absenteeism in public facilities
| Governance Element | Building Block | ||||
|---|---|---|---|---|---|
| Financing Governance | Human Resources Governance | Information Governance | Medicines & Technology Governance | Governance | |
| Low participation from health workers in setting appropriate salary scales | Few ways of including community in health facility boards which provide oversight or advice to management. | Information on how community can participate in human resource decisions is not clear | Limited channels (such as health boards) for community or health workers to participate and have their voices heard | ||
| The system does not allow for incentives to be provided for working in less attractive areas; | No overtime payments structured in; Lack of performance appraisals; Distribution of staff is not based on service population making some environments more stressful | The design of the system does not require that data are regularly collected on staff attendance and transmitted to the district or above | Medicine delivery system is poorly designed leading to a lack of resources at health facility which make working environments less attractive as there are fewer resources available to staff. | System not designed to include sanctions that can be placed on health worker by management unit thereby reducing the ability to hold absent staff accountable | |
| "Ghost" workers continually receive payments and are not identified by the system | Inability to replace ghost workers | Information on absenteeism is altered at health facility before it is transmitted, therefore hiding the problem | Absent staff may be taking publicly funded resources with them to sell in the private sector thus increasing incentive to be absent | Lack of supervision to ensure that health workers are present | |
| Transparent information on salary scales and overtime payments is not available to staff | A list of staff who are supposed to be on call or at work is not available to the public | Information on staff attendance is not transferred to the authorities | Knowledge on future stock and flow is not transparent which could reduce the motivation for health staff to be present | Decisions made by health facility boards or management unit on hiring, promotions and firing are not made available to community | |
| Ministry of Finance is not held to account when salary or bonus payments are late | Staff are not held to account when absent | No one is accountable for ensuring that regular, transparent data on staff attendance is collected and turned into information; Lack of information on sanctions options available to management unit to hold staff accountable | No one is held accountable if medicines go missing | Lack of enforcement options to hold absent staff accountable at the community or district level when staff are absent | |