Olga Daneyko1, Natale Stucchi2,3, Daniele Zavagno2,3,4. 1. Department of Psychology, Sociology and Politics, Sheffield Hallam University, Sheffield, UK of Great Britain and Northern Ireland. 2. Department of Psychology, University of Milan-Bicocca, Milano, Lombardia, Italy. 3. NeuroMI, Milan Center for Neuroscience, Milano, Lombardia, Italy. 4. BiPac, Centro Interdipartimentale di Ricerca sul Patrimonio Artistico e Culturale, Milano, Lombardia, Italy.
Abstract
Two experiments are described, the purpose of which was to investigate the presence of a misalignment illusion caused by Poggendorff-like conditions in two paintings by Peter Paul Rubens, both depicting the Descent from the Cross, one located in Antwerp (Belgium), the other in Lille (France). The first shows a geometrical misalignment made by Rubens in a minor detail, which is considered proof that the artist observed the Poggendorff illusion. The second painting, instead, shows a perfect geometrical alignment in a similar detail. In experiment 1, participants were asked to align a top segment to a lower one in two types of stimuli: a full-size digitally manipulated reproduction of the painting and a Poggendorff-like configuration that recalled the painting's lines displacement and tilt. Adjustments were performed from two distances, one up close (painting distance) and one from below and far (observation distance). Results confirmed the presence of the Poggendorff illusion, but mean adjustments significantly differed from the misalignment perpetrated by Rubens. Experiment 2 was set up in a similar fashion with the Lille painting. Results confirmed the presence of the Poggendorff illusion also in this painting; however, the alignment by Rubens coincides with the geometrical one. Results from both experiments do not support the claim that Rubens observed the Poggendorff illusion and therefore corrected for it in the Antwerp painting. An alternative account is discussed, which relates to the structural layout of the painting.
Two experiments are described, the purpose of which was to investigate the presence of a misalignment illusion caused by Poggendorff-like conditions in two paintings by Peter Paul Rubens, both depicting the Descent from the Cross, one located in Antwerp (Belgium), the other in Lille (France). The first shows a geometrical misalignment made by Rubens in a minor detail, which is considered proof that the artist observed the Poggendorff illusion. The second painting, instead, shows a perfect geometrical alignment in a similar detail. In experiment 1, participants were asked to align a top segment to a lower one in two types of stimuli: a full-size digitally manipulated reproduction of the painting and a Poggendorff-like configuration that recalled the painting's lines displacement and tilt. Adjustments were performed from two distances, one up close (painting distance) and one from below and far (observation distance). Results confirmed the presence of the Poggendorff illusion, but mean adjustments significantly differed from the misalignment perpetrated by Rubens. Experiment 2 was set up in a similar fashion with the Lille painting. Results confirmed the presence of the Poggendorff illusion also in this painting; however, the alignment by Rubens coincides with the geometrical one. Results from both experiments do not support the claim that Rubens observed the Poggendorff illusion and therefore corrected for it in the Antwerp painting. An alternative account is discussed, which relates to the structural layout of the painting.
While admiring artwork, it is not uncommon to wonder why an artist adopted certain
solutions instead of others. In some cases, partial answers can be found in
documents left by the artist, such as notes, sketches, preparation studies (e.g.,
Arnheim, 1962), or
even specific art theory treatises (e.g., Da Vinci, 1804; Kandinsky, 1977; Lomazzo, 1584; see Zavagno et al., 2022). Sometimes, however,
there are questions that arise from observing a specific artwork, the answer to
which cannot be found in written documents. Here we address the issue of whether
Peter Paul Rubens (1577–1640) was aware of the Poggendorff illusion (Figure 1a) while painting his
famous masterpiece Descent from the Cross (Figure 1b) for the Cathedral of Our Lady in
Antwerp. In this painting, the two visible portions of the ladder's right-side rail,
partially occluded by one of the characters, are geometrically misaligned. In 1984,
by comparing the painting with its preparatory study, the Courtauld oil sketch
(Figure 1c) in which
the two visible portions of the ladder's right-side rail are instead geometrically
collinear, Topper concluded that Rubens discovered the Poggendorff illusion. Ever
since, Topper's (1984) conclusion has been taken for granted as if it were ground
truth (e.g., Ninio,
2001; Solso,
2003).
Figure 1.
(a) A Poggendorff configuration derived from Ruben’s Descent from the
Cross in Antwerp (b). (c) Ruben’s preparatory study is now
conserved in the Courtauld Gallery (The Courtauld, London, Samuel Courtauld
Trust).
(a) A Poggendorff configuration derived from Ruben’s Descent from the
Cross in Antwerp (b). (c) Ruben’s preparatory study is now
conserved in the Courtauld Gallery (The Courtauld, London, Samuel Courtauld
Trust).Following Topper's hypothesis, the geometric misalignment in the Antwerp painting
should be considered as an attempt to achieve a perceptual alignment to overcome the
Poggendorff illusion. The hypothesis is indeed fascinating and rather convincing, as
there are not many paintings for which a perceptual alignment has been preferred
over a geometrical one (Zavagno
et al., 2015). Actually, the only other case we are aware of can be
observed in the Lunetta di San Lorenzo (before 450 AD, Mausoleum of
Galla Placidia, Ravenna), in which the martyrdom of Saint Lawrence is represented.
The saint is depicted crowned in a golden halo, holding a book in his left hand and
a long golden rod cross in his right hand. The cross leaning on his shoulder slips
behind his neck from which it becomes visible again as it intersects the saint's
halo. The intersection was rendered by the mosaicists with a transparency effect, a
truly fascinating artifice created to show the integrity of the cross (Zavagno, 1996). Moreover,
the two visible segments of the cross carried by the saint are not geometrically
collinear (Daneyko et al.,
2011). By employing an adjustment method, Zavagno et al. (2015) showed that the
physical misalignment in the mosaic is consistent with the mean perceptual alignment
by participants when adjustments were performed from a position that is consistent
with the observation distance in the Mausoleum. Such findings support the hypothesis
that the geometrical misalignment of the two visible portions of the long cross was
perpetrated to adjust for the perceptual misalignment caused by the Poggendorff
illusion.In their paper, Zavagno et al.
(2015) also considered Ruben's case with the Antwerp masterpiece. In
their experiment, a thick line was superimposed on the lower visible portion of the
ladder's rail, while the upper portion of the rail was digitally removed from the
scene and replaced with another thick line. Participant's task was to align the
upper line with the lower line, which was fixed. The mean geometrical misalignment
by the participants, indeed caused by the Poggendorff illusion, was significantly
inferior to Ruben's misalignment. Such findings does not support Topper's claim.
However, the experiment was conducted on a computer screen, hence with a gigantic
difference in size with respect to the original painting, factor which may account
for the discrepancy between the mean adjustments and Ruben's own misalignment. It is
known, in fact, that the magnitude of the Poggendorff illusion can be affected by
many factors (Vicario,
2008, 2011):
the amplitude of the acute angles formed by the abutting oblique lines and the
occluder (Gallace et al.,
2012); the orientation of the illusion's configuration (Gallace et al., 2012; Green & Hoyle, 1964;
Leibowitz & Toffey,
1966; Morgan,
1999); the presence of 3D information (Koning & van Lier, 2007). It is
therefore possible that the size of the configuration employed, along with the
viewing position of the observer, may also influence the outcome of the
illusion.To test the effect of such factors on the adjustment performance for the illusion in
the Antwerp masterpiece, we conducted a new experiment in which we employed the same
stimuli as in Zavagno et al.
(2015) but projected on a screen, such that the projections matched in
size the original painting (422 × 311 cm),
Experiment 1: The Poggendorff Illusion in the Antwerp Masterpiece
Method
Participants: Twenty people (14 females) with an age range
between 18 and 31 years old (M = 25.1, SD = 4.63), all studying
or working at the University of Milano-Bicocca, participated in the experiment.
None of the participants were aware of the purpose of the experiment, but
obviously many may have been familiar with the painting and some participants
may have had some knowledge of the classic Poggendorff illusion. Participants
were not informed about authorship or the title of the painting. Written
informed consent was obtained from all participants, in compliance with the
tenets of the Declaration of Helsinki. The number of participants meets the
sample size (19) required to obtain statistical power of 0.8 with an effect size
f = .25.Material and procedure: We employed a within-participants
design. The three within factors were stimuli (two levels),
viewing distance (two levels), and
repetitions (six levels).The stimuli employed were two: (1) a digital copy of the central
panel of the Antwerp triptych (412 × 304 cm) similar to the one employed by
Zavagno et al.
(2015), but projected on a large screen in an auditorium (Figure 1b) and (2) a
textbook version of the Poggendorff illusion (Figure 1a) projected on a large screen,
designed so that it would match the painting's “Poggendorff” in spatial
configuration, inclination, and size. The Antwerp stimulus was digitally
modified by removing from the scene the upward portion of the right rail. A
thick blue line was superimposed on the bottom portion of the right rail, while
the upper portion was replaced by a similar blue line bearing the same
inclination. This second line was adjustable in a position sideways.The factor “viewing distance” was set to reproduce two possible
viewing positions of the original painting: (1) near (∼50–60 cm
from the screen), which mimics the position and distance from which the artist
would have been painting, and (2) far (∼700 cm), which mimics a
ground level distance from which the entire painting can be admired in the
Cathedral. The order of the two viewing distances was randomized across
participants.With regards to repetition, participants performed in random
order 12 adaptive adjustments for each stimulus type and distance, 6 starting
with the upper line randomly positioned at the left side with respect to
geometrical collinearity and 6 starting with the upper line randomly positioned
at the right side with respect to geometrical collinearity.Participants’ task was to achieve perceptual collinearity between the upper and
lower blue lines by shifting horizontally the upper one. Participants performed
alignments from both viewing conditions using simple vocal commands (left or
right).In the near trials, the top blue line was positioned 15 cm above
the average height of our observers (168 cm). In the far
trials, participants performed the adjustments sitting in front of the screen at
a distance of 800 cm, with the top blue line 235 cm above the average height of
our observers. Trials for the two stimuli and viewing
distances were grouped in four distinct experimental sessions with
starting session randomized across participants.
Results and Discussion
Results for both stimuli are shown in Figure 2a-b. A check for outliers led us
to exclude 11 extreme values out of 480 (outlier boundaries were set at ± 2.5
SDs). An ANOVA for repeated measures was carried out on the
data, with stimulus, viewing distance, and
replications as within-subjects factors. Factor
viewing distance (F(1,
19) = 99.95, p < .001,
η2p = .84) and the interaction viewing distance by
stimulus (F(1, 19) = 5.30, p < .05,
η2p = .22) determined significant effects. The
significant interaction is mainly due to a significant difference between
Antwerp and Poggendorff in the far condition, as resulted from a post hoc
comparison (Bonferroni, p = .01) contrasted to the absence of
difference in the near condition, as can be visually appreciated in Figure 2b.
Figure 2.
Results for experiment 1. Panel (a) shows the mean adjustment on from 800
cm. Panel (b) shows mean adjustments in pixels for the two types of
stimuli (Antwerp and Poggendorff) in the two conditions of observation
(far and near). Adjustments of the upper light blue line were repeated
six times. Vertical error bars represent standard errors; the top dashed
line corresponds to Ruben’s original displacement. Positive values
indicate that adjustments were made to the right and negative to the
left of the images with respect to geometrical alignment.
Results for experiment 1. Panel (a) shows the mean adjustment on from 800
cm. Panel (b) shows mean adjustments in pixels for the two types of
stimuli (Antwerp and Poggendorff) in the two conditions of observation
(far and near). Adjustments of the upper light blue line were repeated
six times. Vertical error bars represent standard errors; the top dashed
line corresponds to Ruben’s original displacement. Positive values
indicate that adjustments were made to the right and negative to the
left of the images with respect to geometrical alignment.Results confirm that viewing distance modulates perceived
collinearity of the illusion in the stimuli employed. As shown
in in Figure 2b, when
both stimuli were viewed from distance far,
mean adjustments (Antwerp 24.38 px; Poggendorff 40.51 px) are in line with the
direction of Rubens’ actual displacement (56 px); when stimuli
are viewed from distance near, mean adjustments (Antwerp
M = -10.37; Poggendorff M = −8.89) are shifted to the left with respect to both
the actual displacement and the point of the geometrical alignment (0 px). In
other words, the perceived alignment from the near distance was contralateral to
the adjustments that the Poggendorff illusion would usually require. This may
depend on several factors, among which the size of the visual angles with which
the painting is observed from up close.These findings confirm an effect of viewing position/distance in the perceptual
outcome of the Poggendorff illusion.As confirmed by one-sample t-tests conducted to compare mean
adjustment with the point of geometrical alignment, participants corrected for
the Poggendorff illusion in both stimuli: Antwerp far
t(19) = 4.91, p < .001, d = 1.09; near
t(19) = −2.39 p < 0.05, d = −.53;
Poggendorff far t(19) = 8.04,p < 0.001,
d = 1.79; near t(19) = −1.95, p = .06,
d = −.43). However, one-sample t-tests
conducted to compare mean adjustments with the artist's adjustment shows that
performed adjustments for both stimuli are not comparable to
the artist's geometrical misalignment, which was further to the right (56 pxl):
Antwerp far t(19) = −6.37,
p < .001,d = −1.42; near t(19) = −15.29
p < .001,d = −3.41; Poggendorff far
t(19) = −3.07, p < .01,d = −0.68; near
t(19) = -14.21, p < .001,d =−3.17.The fact that mean adjustments are different from the geometrical alignment from
both distances confirms the presence of the Poggendorff illusion. Moreover, the
position from which alignments were performed deeply affected how the illusion
appeared. In particular, adjustments from up close are somewhat closer to the
point of geometrical alignment but shifted to the left. Adjustments from afar,
instead, are bigger and shifted to the right: the direction is the same as the
misalignment by Rubens, but statistically different from it. Such findings do
not support the claim that Rubens corrected for the Poggendorff illusion in the
Antwerp masterpiece. We, therefore, considered the hypothesis that maybe Rubens
perpetrated the misalignment for another purpose. Our hypothesis is that the
misalignment was perpetrated to fix an issue related to the displacement of the
characters in Rubens’ Baroque composition, which mimics but does not reproduce
the exact proportions of the Courtauld oil study. Our hypothesis will be
addressed in full in the General discussion and it builds upon a historical
fact: just 2–3 years after the completion of the Antwerp masterpiece, Rubens
depicted yet another Descent from the Cross (now in Palais des
Beaux-Arts, Lille) that matches in size the previous painting (Figure 3a). In this other
version, the left rail of a ladder is partially occluded but the two visible
parts are geometrically aligned. Could it be that the configuration of the Lille
painting does not determine a Poggendorff illusion (Figure 3b)? If this second painting
induces a perceptual misalignment that however was not corrected for, there are
only two possible alternative explanations: either Rubens forgot about
misalignment issues altogether, or these were never really an issue to begin
with.
Figure 3.
(a) The Descent from the Cross conserved in the Palais
des Beaux-Arts in Lille, France and (b) the derived Poggendorff
configuration.
(a) The Descent from the Cross conserved in the Palais
des Beaux-Arts in Lille, France and (b) the derived Poggendorff
configuration.
Experiment 2: The Poggendorff Illusion in the Descent From the
Cross in Lille
If Rubens became aware of the Poggendorff illusion, he probably would have corrected
for it also in his works painted after the Antwerp masterpiece, unless, of course,
the illusion was not present in those later artworks where the pictorial
configuration might yet recall a Poggendorff-like situation. The Descent
from the Cross in Lille represents therefore an ideal case study, as it
was painted in 1616–1617, which is about 2–3 years after the
Descent in Antwerp was completed. The two paintings are similar
in size, but in the Descent in Lille, the two visible portions of
the ladder's left rail are geometrically aligned.The two paintings bear important differences in terms of their overall color scheme
and their structural layout. Yet, the inclination of the ladders in the two
paintings is rather similar, leading to a similar Poggendorff-like configuration.
Hence, differences aside, the question is intriguing: does the painting give rise to
a Poggendorff illusion?Participants: Twenty-two people (15 females), with an age range
between 18 and 56 years old (M = 26.9, SD = 8.10), who did not
take part to experiment 1. All participants were studying or working at the
University of Milano-Bicocca. Participants completed an informed consent with an
overview of the experimental procedure, in compliance with the tenets of the
Declaration of Helsinki. None of the participants were aware of the purpose of
the experiment. However, some participants may have had knowledge of the classic
Poggendorff illusion. The painting, instead, is not much represented in the
history of art books and is not easy to find on the web. Moreover, participants
were informed about the authorship and title of the painting only after the
experimental sessions were completed.Material and procedure: Apart from the images, the experimental
design and its location were the same as in experiment 1, with three within
factors: stimuli, viewing distance, and
repetitions. The two sets of stimuli projected on the big
screen were a digital copy of the Lille Descent and a textbook
version of the Poggendorff illusion designed so that it would match the
painting's “Poggendorff” in terms of its spatial configuration, inclination, and
size (Figure 3b). The
Descent was digitally manipulated as the Antwerp stimuli in
exp. 1 (Figure 4a). The
procedure adopted was the same as in experiment 1.
Figure 4.
Panel (a) shows the mean adjustment from the distance far. Panel (b)
shows the mean adjustments in pixels for the two types of stimuli (Lille
and Poggendorff) in the two distance conditions (far and near).
Adjustments of the upper light yellow line were repeated six times.
Vertical error bars represent standard errors. Positive values indicate
that adjustments were made to the right and negative to the left of the
images with respect to geometrical alignment.
Panel (a) shows the mean adjustment from the distance far. Panel (b)
shows the mean adjustments in pixels for the two types of stimuli (Lille
and Poggendorff) in the two distance conditions (far and near).
Adjustments of the upper light yellow line were repeated six times.
Vertical error bars represent standard errors. Positive values indicate
that adjustments were made to the right and negative to the left of the
images with respect to geometrical alignment.Results for the two stimuli are shown in Figure 4b. A check for outliers led us
to exclude 14 extreme values out of 528 (outlier bounderies were set at ±2 SDs).
An ANOVA for repeated measures was carried out on the estimated alignments, with
stimulus, distance, and
replication as within factors. Both factors
stimuli (F(1, 21) = 71.16,
p < 0.001,η2p = 0.77) and
distance (F(1, 21) = 17.65,
p < 0.001, η2p = 0.46) determined
significant effects. None of the interactions reached statistical
significance.Experiment 2 was designed to test whether the Poggendorff illusion is present in
Lille's version of the Descent from the cross. Results confirm
that the illusion is present in such painting as observers’ adjustments made
from both distances are statistically different from the geometrical alignment
made by the artist: Lille distance far (M = −14.61)
t(21) = −3.69,
p = .001,d = −.78; distance near (M = −35.77)
t(21) = −5.87
p < .001,d = −1.25.Adjustments made for the Poggendorff-like configuration differed from the point
of geometrical alignment for the distance far—t(21) = 4.49,
p < .001, d = 1.05—but not for the
distance near as shown in Figure 4b (p = .7). Moreover, the difference in the
adjustments for the two types of stimuli suggests that figural complexity of the
image plays an important role in the perceptual outcome of the illusion (Spivey-Knowlton &
Bridgeman, 1993).
General Discussion
The experiments we presented show that the internal configurations of the two
Descents can generate a Poggendorff illusion. However, only the
Antwerp painting shows a geometrical misalignment, and this alleged correction for a
Poggendorff illusion is both statistically and perceptually different from the
perceptual alignment made by our participants. This fact, combined with the fact
that no correction has been made to perceptually align the two visible portions of
the ladder's left-side rail in Lille's Descent from the cross
allows us to draw the conclusion that Rubens did not misalign the two visible
portions of the ladder's right rail in the Antwerp masterpiece to correct for the
Poggendorff illusion. In fact, by looking at the actual painting in the cathedral
(Figure 5), the
misalignment chosen by Rubens is clearly visible, yet it is not a detail that
disturbs the beauty of this masterpiece. The question, therefore, is why Rubens
chose to misalign the upper portion of the ladder's right-side rail. It is most
unlikely that Rubens made a mistake. Hence, as we see it, there is only one answer
to the aforementioned question, and this is related to the layout of the
painting.
Figure 5.
The current location of the altarpiece in Antwerp Cathedral.
The current location of the altarpiece in Antwerp Cathedral.Rubens various versions of the Descent from the Cross are theatrical
machines, in which every character fulfills a role also in terms of weight, balance,
and dynamicity (Arnheim,
1974). In the Antwerp masterpiece, there is an ascending movement from
bottom left to top right (and of course a descending movement from top right to
bottom left); there are also two pivotal characters in the central part of the
painting which entertain an action in the opposite direction, and which are most
likely to catch the viewer's immediate attention: St. John dressed in red and the
pale figure of Christ. Christ is the real core of this amazing theatrical machine,
participating in both the left-to-right ascending movement (or right-to-left
descending movement) and in the central action, the latter parallel to the ladder on
which St. John's foot is positioned. The right rail of the ladder is the troublesome
detail on which we are focusing.Rubens studied in detail the setup of this theatrical machine in the Courtauld oil
sketch (Figure 1c), of
which the Antwerp masterpiece looks like a rather precise enlargement. In Figure 6, the Courtauld oil
sketch is superimposed as a semitransparent layer on top of a grayscale rendering of
the Antwerp masterpiece, showing how these would map on a canvas of the same size.
As one can see, the Antwerp composition is much “tighter”; the ladder's right rail
would have fallen underneath the white cloth. Is the ladder such an important detail
that it could not be ignored?
Figure 6.
In this image, the Courtauld Descent is superimposed on the
Antwerp painting. The digital images were scaled such that the two
representations of Christ would overlap almost perfectly. The Antwerp
painting is rendered in gray scale, while the Courtauld painting is in color
but semitransparent. The characters in the Antwerp painting are closer to
each other but the shrouds in the two paintings practically overlap. Hence,
in the Antwerp painting, the upper part of the ladder on the right would
have been completely hidden, hadn't Rubens misaligned the upper portion of
its right rail.
In this image, the Courtauld Descent is superimposed on the
Antwerp painting. The digital images were scaled such that the two
representations of Christ would overlap almost perfectly. The Antwerp
painting is rendered in gray scale, while the Courtauld painting is in color
but semitransparent. The characters in the Antwerp painting are closer to
each other but the shrouds in the two paintings practically overlap. Hence,
in the Antwerp painting, the upper part of the ladder on the right would
have been completely hidden, hadn't Rubens misaligned the upper portion of
its right rail.The answer is both no and yes. No,
in the sense that the ladder is not a relevant feature in the evangelical narrative.
Yes, because it is a crucial component of Ruben’s theatrical
machine: geometrical collinearity would have jeopardized the fine dynamic
equilibrium of the entire painting, as the ladder in question would appear falling
backwards. It was therefore necessary to portray its continuation, given also that
the left rail is only visible in its lower part. Figure 7a shows a wood engraving by Édouard
Manche dated around the mid-19th century. In this print, the draughtsman displaces
the upper portion of the right rail, but only slightly to the right. It is curious
that he did not reproduce Ruben’s displacement; but it is even more curious that
this displacement corresponds to the mean adjustment found in the experiment
conducted by Zavagno et al.
(2015), in which the stimuli (renderings of the Antwerp
Descent) were presented on a computer screen, hence book size
compatible. One might be tempted to say that the draughtsman corrected for the
Poggendorff illusion as shown in Figure 7a. We are more cautious, and suggest that the misalignment
served for another purpose, that is to show the upper part of the right rail, which
would have otherwise disappeared under the shroud, as exemplified by the red dotted
line. Moreover, the coincidence between the two misalignments shown in in Figure 7(a) and (b) could be
just a “happy” one, in the sense that we do not know what Manche actually copied.
The real thing or is his a copy of a copy[1]? Let's play with the idea that Manche copied from the original
painting in Antwerp: in such a case we suspect that his correction for the
Poggendorff illusion would have been more similar to the one shown in Figure 2a, which, however,
would render the upper portion of the rail barely visible. Our hypothesis is that
Manche misaligned the upper portion of the rail just as much to avoid the impression
of a ladder falling backwards.