Nicholas A Donnelly1,2, Ullrich Bartsch3,4, Marianne B M van den Bree5, Matt W Jones6, Hayley A Moulding5, Christopher Eaton5, Hugh Marston4, Jessica H Hall5, Jeremy Hall5, Michael J Owen5. 1. Centre for Academic Mental Health, University of Bristol, Bristol, United Kingdom. 2. Avon and Wiltshire Partnership NHS Mental Health Trust, Avon, United Kingdom. 3. School of Physiology, Pharmacology and Neuroscience, University of Bristol, Bristol, United Kingdom. 4. Translational Neuroscience, Eli Lilly, Windlesham, United States. 5. Medical Research Council Centre for Neuropsychiatric Genetics and Genomics, Cardiff University, Cardiff, United Kingdom. 6. University of Bristol, Bristol, United Kingdom.
Abstract
Background: Young people living with 22q11.2 Deletion Syndrome (22q11.2DS) are at increased risk of schizophrenia, intellectual disability, attention-deficit hyperactivity disorder (ADHD) and autism spectrum disorder (ASD). In common with these conditions, 22q11.2DS is also associated with sleep problems. We investigated whether abnormal sleep or sleep-dependent network activity in 22q11.2DS reflects convergent, early signatures of neural circuit disruption also evident in associated neurodevelopmental conditions. Methods: In a cross-sectional design, we recorded high-density sleep EEG in young people (6-20 years) with 22q11.2DS (n=28) and their unaffected siblings (n=17), quantifying associations between sleep architecture, EEG oscillations (spindles and slow waves) and psychiatric symptoms. We also measured performance on a memory task before and after sleep. Results: 22q11.2DS was associated with significant alterations in sleep architecture, including a greater proportion of N3 sleep and lower proportions of N1 and REM sleep than in siblings. During sleep, deletion carriers showed broadband increases in EEG power with increased slow-wave and spindle amplitudes, increased spindle frequency and density, and stronger coupling between spindles and slow-waves. Spindle and slow-wave amplitudes correlated positively with overnight memory in controls, but negatively in 22q11.2DS. Mediation analyses indicated that genotype effects on anxiety, ADHD and ASD were partially mediated by sleep EEG measures. Conclusions: This study provides a detailed description of sleep neurophysiology in 22q11.2DS, highlighting alterations in EEG signatures of sleep which have been previously linked to neurodevelopment, some of which were associated with psychiatric symptoms. Sleep EEG features may therefore reflect delayed or compromised neurodevelopmental processes in 22q11.2DS, which could inform our understanding of the neurobiology of this condition and be biomarkers for neuropsychiatric disorders. Funding: This research was funded by a Lilly Innovation Fellowship Award (UB), the National Institute of Mental Health (NIMH 5UO1MH101724; MvdB), a Wellcome Trust Institutional Strategic Support Fund (ISSF) award (MvdB), the Waterloo Foundation (918-1234; MvdB), the Baily Thomas Charitable Fund (2315/1; MvdB), MRC grant Intellectual Disability and Mental Health: Assessing Genomic Impact on Neurodevelopment (IMAGINE) (MR/L011166/1; JH, MvdB and MO), MRC grant Intellectual Disability and Mental Health: Assessing Genomic Impact on Neurodevelopment 2 (IMAGINE-2) (MR/T033045/1; MvdB, JH and MO); Wellcome Trust Strategic Award 'Defining Endophenotypes From Integrated Neurosciences' Wellcome Trust (100202/Z/12/Z MO, JH). NAD was supported by a National Institute for Health Research Academic Clinical Fellowship in Mental Health and MWJ by a Wellcome Trust Senior Research Fellowship in Basic Biomedical Science (202810/Z/16/Z). CE and HAM were supported by Medical Research Council Doctoral Training Grants (C.B.E. 1644194, H.A.M MR/K501347/1). HMM and UB were employed by Eli Lilly & Co during the study; HMM is currently an employee of Boehringer Ingelheim Pharma GmbH & Co KG. The views and opinions expressed are those of the author(s), and not necessarily those of the NHS, the NIHR or the Department of Health funders.
Background: Young people living with 22q11.2 Deletion Syndrome (22q11.2DS) are at increased risk of schizophrenia, intellectual disability, attention-deficit hyperactivity disorder (ADHD) and autism spectrum disorder (ASD). In common with these conditions, 22q11.2DS is also associated with sleep problems. We investigated whether abnormal sleep or sleep-dependent network activity in 22q11.2DS reflects convergent, early signatures of neural circuit disruption also evident in associated neurodevelopmental conditions. Methods: In a cross-sectional design, we recorded high-density sleep EEG in young people (6-20 years) with 22q11.2DS (n=28) and their unaffected siblings (n=17), quantifying associations between sleep architecture, EEG oscillations (spindles and slow waves) and psychiatric symptoms. We also measured performance on a memory task before and after sleep. Results: 22q11.2DS was associated with significant alterations in sleep architecture, including a greater proportion of N3 sleep and lower proportions of N1 and REM sleep than in siblings. During sleep, deletion carriers showed broadband increases in EEG power with increased slow-wave and spindle amplitudes, increased spindle frequency and density, and stronger coupling between spindles and slow-waves. Spindle and slow-wave amplitudes correlated positively with overnight memory in controls, but negatively in 22q11.2DS. Mediation analyses indicated that genotype effects on anxiety, ADHD and ASD were partially mediated by sleep EEG measures. Conclusions: This study provides a detailed description of sleep neurophysiology in 22q11.2DS, highlighting alterations in EEG signatures of sleep which have been previously linked to neurodevelopment, some of which were associated with psychiatric symptoms. Sleep EEG features may therefore reflect delayed or compromised neurodevelopmental processes in 22q11.2DS, which could inform our understanding of the neurobiology of this condition and be biomarkers for neuropsychiatric disorders. Funding: This research was funded by a Lilly Innovation Fellowship Award (UB), the National Institute of Mental Health (NIMH 5UO1MH101724; MvdB), a Wellcome Trust Institutional Strategic Support Fund (ISSF) award (MvdB), the Waterloo Foundation (918-1234; MvdB), the Baily Thomas Charitable Fund (2315/1; MvdB), MRC grant Intellectual Disability and Mental Health: Assessing Genomic Impact on Neurodevelopment (IMAGINE) (MR/L011166/1; JH, MvdB and MO), MRC grant Intellectual Disability and Mental Health: Assessing Genomic Impact on Neurodevelopment 2 (IMAGINE-2) (MR/T033045/1; MvdB, JH and MO); Wellcome Trust Strategic Award 'Defining Endophenotypes From Integrated Neurosciences' Wellcome Trust (100202/Z/12/Z MO, JH). NAD was supported by a National Institute for Health Research Academic Clinical Fellowship in Mental Health and MWJ by a Wellcome Trust Senior Research Fellowship in Basic Biomedical Science (202810/Z/16/Z). CE and HAM were supported by Medical Research Council Doctoral Training Grants (C.B.E. 1644194, H.A.M MR/K501347/1). HMM and UB were employed by Eli Lilly & Co during the study; HMM is currently an employee of Boehringer Ingelheim Pharma GmbH & Co KG. The views and opinions expressed are those of the author(s), and not necessarily those of the NHS, the NIHR or the Department of Health funders.
22q11.2 microdeletion syndrome (22q11.2DS) is caused by a deletion spanning a~2.6 megabase region on the long arm of chromosome 22. It occurs in ~1:3000–4000 births and is associated with increased risk of neuropsychiatric conditions including intellectual disability, autism spectrum disorder (ASD), attention-deficit hyperactivity disorder (ADHD), and epileptic seizures. (Cunningham et al., 2018; Eaton et al., 2019; Moulding et al., 2020; Niarchou et al., 2014). 22q11.2DS is also considered to be one of the largest biological risk factors for schizophrenia, with up to 41% of adults with 22q11.2DS having psychotic disorders (Karayiorgou et al., 1995; Monks et al., 2014; Schneider et al., 2014). However, the neurobiological mechanisms underlying psychiatric symptoms in 22q11.2DS remain unclear. Deep phenotyping of young people with 22q11.2DS may allow their elucidation and therefore enable early detection and/or intervention.The electroencephalogram (EEG) recorded during non-rapid eye movement (NREM) sleep features spindle and slow-wave (SW) oscillations: highly conserved and non-invasively measurable signatures of neuronal network activity generated by corticothalamic circuits (Adamantidis et al., 2019). The properties and co-ordination of these oscillations are candidate biomarkers of brain dysfunction in neuropsychiatric disorders (Ferrarelli and Tononi, 2017; Gardner et al., 2014; Manoach et al., 2016).Sleep EEG features are altered across many neurodevelopmental disorders, including schizophrenia, including first episode psychosis, as well as first degree relatives (Chouinard et al., 2004; Cohrs, 2008; Ferrarelli et al., 2007; Ferrarelli et al., 2010; Göder et al., 2014; Bartsch et al., 2019; Demanuele et al., 2017; Wamsley et al., 2012; Manoach and Stickgold, 2019; Castelnovo et al., 2018; Keshavan et al., 1998); ADHD (Cortese et al., 2009; Gorgoni et al., 2020; Lunsford-Avery et al., 2016), ASD although findings have been inconsistent (Gorgoni et al., 2020; Lehoux et al., 2019) and a range of rare genetic conditions, including Down syndrome, Fragile-X syndrome and Angelman syndrome (Angriman et al., 2015).We have recently shown that the majority of young people with 22q11.2DS have sleep problems, particularly insomnia and sleep fragmentation, that associate with psychopathology (Moulding et al., 2020). However, this analysis was based on parental report; the neurophysiological properties of sleep in this condition remain unexplored. Furthermore, it has been demonstrated that neuroanatomical features associated with psychopathology in 22q11.2DS significantly converge with those in idiopathic psychiatric disorders (Ching et al., 2020). Therefore, studying the sleep EEG in 22q11.2DS may produce insights that can be generalized to broader populations, affording a unique opportunity to clarify the relationship between sleep EEG and psychiatric risk.We hypothesized that 22q11.2DS would be associated with alterations in sleep EEG features relative to controls, including altered spindle and SW events, and aberrant spindle-SW coupling. We investigated these hypotheses in a cross-sectional study of young people with 22q11.2DS and unaffected sibling controls, combining detailed neuropsychiatric assessments with overnight high-density EEG recordings and a sleep-dependent memory task.
Results
Psychopathology and sleep architecture in 22q11.2 DS
Young people living with 22q11.2DS (n=28) and healthy control siblings (n=17) completed semi-structured research diagnostic interviews to quantify Full Spectrum Intelligence Quotient (FSIQ), neuropsychiatric symptoms and self- and carer-reported sleep behavioral problems (Table 1 and Figure 1—figure supplement 1). Participants with 22q11.2DS had a lower mean FSIQ (reported as Odds Ratio (OR) or group difference (GD) with [95% confidence interval]): FSIQ, GD = − 28.70 [- 40.48, – 16.92], p<(0.001), and higher incidence of anxiety (OR = 3.10 [1.93, 4.99], p<0.001), ADHD (OR = 9.46 [5.12 – 17.48], p<0.001) and ASD symptoms (Odds Ratio [OR]=7.46 [4.76, 11.70], p<0.001), but did not show significantly more psychotic experiences than controls (OR = 4.05 [0.67, 43.67], p = 0.096). Details of the specific psychotic symptoms reported are shown in Table 2.
Table 1.
Psychiatric characteristics and sleep architecture.
Variable
Group
Type
Statistic (95% CI)
p-value
22q11.2DS,n=28 a
SiblingControl,n=17 a
Age @ EEG
14.6 (3.4)
13.7 (3.4)
Group Difference (22q - Sib) b
0.897 [-1.219, 3.013]
0.397
Sex
Chi-Squared c
0
1
Female
14 (50%)
9 (53%)
Male
14 (50%)
8 (47%)
Sleep Problem
1.32 (1.70)
0.24 (0.56)
Odds Ratio d
6.269 [2.118, 18.556]
0.001
FSIQ
76 (13)
105 (27)
Group Difference (22q - Sib) e
–28.696 [-40.478,–16.915]
<0.001
missing
0
1
Anxiety Symptoms
5.0 (7.8)
1.4 (2.8)
Odds Ratio d
3.101 [1.929, 4.986]
<0.001
ADHD Symptoms
6.0 (6.0)
0.7 (2.1)
Odds Ratio d
9.456 [5.117, 17.475]
<0.001
ASD Symptoms
11 (6)
1 (2)
Odds Ratio d
7.463 [4.762, 11.697]
<0.001
missing
1
1
Psychotic Experiences
Odds Ratio f
4.047 [0.698, 43.668]
0.096
No PE
18 (64%)
15 (88%)
PE
10 (36%)
2 (12%)
N1 (%)
10.4 (4.7)
13.6 (4.3)
Group Difference (22q - Sib) e
–2.707 [-5.05,–0.363]
0.044
N2 (%)
26.2 (8.2)
27.1 (5.9)
Group Difference (22q - Sib) e
–1.089 [-5.146, 2.967]
0.620
N3 (%)
30 (7)
25 (6)
Group Difference (22q - Sib) e
5.473 [1.984, 8.962]
0.009
REM (%)
14.4 (4.6)
18.2 (5.6)
Group Difference (22q - Sib) e
–4.198 [-7.1,–1.296]
0.012
N1 Latency (Minutes)
23 (18)
21 (9)
Group Difference (22q - Sib) e
3.486 [-5.538, 12.509]
0.470
REM Latency (Minutes)
143 (69)
140 (49)
Group Difference (22q - Sib) e
9.368 [-19.312, 38.048]
0.549
Sleep Efficiency (%)
88 (8)
89 (9)
Group Difference (22q - Sib) e
–1.845 [-5.826, 2.136]
0.398
Total Sleep Time (Minutes)
456 (122)
485 (79)
Group Difference (22q - Sib) e
–27.206 [-88.489, 34.077]
0.413
Awakenings (n)
42 (52)
42 (40)
Group Difference (22q - Sib) e
3.097 [-19.732, 25.925]
0.802
a Mean (SD); n (%)
b Linear Model
c Pearson’s Chi Squared Test
d Generalised Linear Mixed Model
e Linear Mixed Mode
f Fisher’s Exact Test
Figure 1—figure supplement 1.
Individual Psych Hypno Data.
(A) Boxplots and overplotted individual data for participant age, Full Spectrum IQ (FSIQ) and psychiatric symptoms. ADHD = Attention Deficit Hyperactivity Disorder symptoms, from the CAPA interview; ASD = Autism Spectrum Disorder symptoms, from the SCQ interview. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (B) Line plots and overplotted individual data for FSIQ, psychiatric and hypnographic measures, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models. Acronyms: TST = Total Sleep Time (in minutes); SE = Sleep Efficiency (%); N1 Lat = Latency to reach first N1 sleep epoch, (in minutes); REM Lat = Latency to reach first REM sleep epoch (in minutes); N1 = Percentage of night in N1 sleep; N2 = Percentage of night in N2 sleep; N3 = Percentage of night in N3 sleep; REM = Percentage of night in REM sleep.
Table 2.
Psychotic experiences details.
Frequency of specific psychotic experiences
Type of PE
22q11.2DS
Sibling
Unusual thought content/Delusional ideas
8
1
Suspiciousness/Persecutory ideas
5
0
Grandiose Ideas
3
2
Perceptual Abnormalities/Hallucinations
8
2
Disorganised communication
4
0
Count of total distinct types of psychotic experience
Number of PE
22q11.2DS
Sibling
0
18
15
1
2
0
2
2
1
3
2
1
4
4
0
Details of psychotic experiences reported by participants with 22q11.2DS and unaffected sibling controls in the CAPA interview.
Details of psychotic experiences reported by participants with 22q11.2DS and unaffected sibling controls in the CAPA interview.Participants with 22q11.2DS also experienced more sleep problems (OR = 6.27 [2.12, 18.56], p=0.001); more sleep problems were associated with younger age, 22q11.2DS genotype and anxiety symptoms but not with gender, family income, psychotic experiences, ADHD, or ASD symptoms (Table 3).
Table 3.
CAPA sleep problem adjusted model.
Term
Odds ratio
p-value
Genotype
Sibling
Reference
22q11.2DS
7.867 [1.71, 36.186]
0.008
Gender
Female
Reference
Male
1.557 [0.486, 4.986]
0.456
Age @ EEG
0.757 [0.622, 0.921]
0.005
Family income (£PA)
<19,999
Reference
20,000–39,999
0.38 [0.068, 2.13]
0.271
40,000–59,999
0.227 [0.034, 1.505]
0.124
>60,000
0.297 [0.043, 2.058]
0.219
Anxiety symptomsa
1.117 [1.031, 1.21]
0.007
ADHD symptomsa
1.025 [0.945, 1.112]
0.546
ASD symptomsa
0.964 [0.869, 1.07]
0.488
Psychotic experiences (PEs)
No PEs
Reference
PEs
1.369 [0.646, 2.9]
0.413
aContinuous variables (no reference category)
Associations between CAPA sleep problem count and group, demographic, family and psychiatric covariates, modeled with a generalized linear mixed model, with a poisson distribution and family identity as a random (varying) intercept. Data shown are odds ratios and the 95% confidence interval.
Associations between CAPA sleep problem count and group, demographic, family and psychiatric covariates, modeled with a generalized linear mixed model, with a poisson distribution and family identity as a random (varying) intercept. Data shown are odds ratios and the 95% confidence interval.Participants were asked to perform a delayed recall 2D object location task (Figure 1A) to test sleep-dependent memory consolidation. Of 42 participants who engaged in the task, those with 22q11.2DS needed more training cycles to reach a 30% performance criterion (Hazard Ratio [95% CI]=0.328 [0.151, 0.714], p=0.005, Figure 1B, Table 4) and made fewer correct responses in the morning test session (OR = 0.631 [0.45, 0.885], p=0.008, Figure 1C, Table 4). However, there was no difference between groups in overnight change in correct responses between the evening learning session and the morning test session (Figure 1D, Table 4). Additionally, there was no association between task performance or accuracy in the morning test session and any psychiatric measure, or FSIQ (Table 4).
Figure 1.
Memory task performance and sleep architecture features of 22q11.2DS.
(A): Schematic of the 2D object location task. The evening before sleep EEG recordings, participants first were sequentially presented with pairs of images on a 5 x 6 grid. In a subsequent test cycle, they were presented with one image of the pair, and were required to select the grid location of the other half of the pair. If the participant did not achieve > 30% accuracy, they would have another learning cycle. In the morning a single test cycle was undertaken.
(B): Plot of performance in acquiring the 2D object location task, showing the proportion of participants in each group reaching the 30% performance criterion after each learning cycle. Shaded areas represent the 95% confidence interval. Black dots show when participants were right-censored due to stopping the task prior to reaching the 30% criterion.
(C): Box plots of performance in the morning test session, where participants had one cycle of the memory task. Number of correct responses is out of a possible 15. Asterix indicate the group difference is statistically significant, generalised linear mixed model, p<0.05 (see Table 2 for full statistics).
(D): Plots of change in performance between the final evening learning session and the morning test session. Each participant is represented as a point, with a line connecting their evening and morning performance. Points have been slightly jittered to illustrate where multiple participants had the same score.
(E): Box and whisker plots showing sleep architecture features: Total sleep time (TST) in minutes, Sleep efficiency (SE) as a percentage, Latency to N1 sleep (minutes), Latency to first REM sleep (minutes), Number of awakenings after sleep onset (n), Percentage of hypnogram in N1 sleep, Percentage of hypnogram in N2 sleep, Percentage of hypnogram in N3 sleep, and Percentage of hypnogram in REM sleep. Asterixes indicate the group difference is statistically significant, linear mixed model, P<0.05 (see Table 1 for full statistics). Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results.
(A) Boxplots and overplotted individual data for participant age, Full Spectrum IQ (FSIQ) and psychiatric symptoms. ADHD = Attention Deficit Hyperactivity Disorder symptoms, from the CAPA interview; ASD = Autism Spectrum Disorder symptoms, from the SCQ interview. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (B) Line plots and overplotted individual data for FSIQ, psychiatric and hypnographic measures, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models. Acronyms: TST = Total Sleep Time (in minutes); SE = Sleep Efficiency (%); N1 Lat = Latency to reach first N1 sleep epoch, (in minutes); REM Lat = Latency to reach first REM sleep epoch (in minutes); N1 = Percentage of night in N1 sleep; N2 = Percentage of night in N2 sleep; N3 = Percentage of night in N3 sleep; REM = Percentage of night in REM sleep.
Table 4.
Memory task acquisition and test session performance.
Cycles to Criterion Cox Model
Term
Hazard ratio
p-value
Group
Control
Reference
22q11.2DS
0.328 [0.151, 0.714]
0.005
Gender
Female
Reference
Male
1.389 [0.642, 3.005]
0.400
Age @ EEG
1.029 [0.91, 1.164]
0.650
Cycles to Criterion Cox Model – Adjusted for Psychiatric Measures - 22q11.2DS Only
Term
Hazard Ratio
p-value
Gender
Female
Reference
Male
2.314 [0.542, 9.882]
0.257
Psychotic experiences
No PEs
Reference
PEs
0.203 [0.041, 1.012]
0.052
Age @ EEG
1.139 [0.933, 1.390]
0.200
FSIQ
1.026 [0.972, 1.082]
0.355
Anxiety symptoms
0.992 [0.879, 1.120]
0.900
ADHD symptoms
0.915 [0.760, 1.102]
0.349
ASD symptoms
1.027 [0.926, 1.139]
0.616
Morning Accuracy Binomial Model
Term
OR
p-value
Group
Control
Reference
22q11.2DS
0.631 [0.45, 0.885]
0.008
Gender
Female
Reference
Male
1.083 [0.762, 1.538]
0.657
Age @ EEG
0.997 [0.945, 1.051]
0.900
Morning Accuracy Binomial Model - Adjusted for Psychiatric Measures - 22q11.2DS Only
Term
OR
p-value
Gender
Female
Reference
Male
1.623 [0.807, 3.268]
0.174
Psychotic experiences
No PEs
Reference
PEs
0.556 [0.296, 1.032]
0.065
Age @ EEG
1.012 [0.924, 1.108]
0.803
FSIQ
1.004 [0.982, 1.027]
0.716
Anxiety symptoms
1.028 [0.969, 1.091]
0.353
ADHD symptoms
0.973 [0.924, 1.023]
0.288
ASD symptoms
1.018 [0.973, 1.066]
0.441
Evening – Morning Difference
Term
Group Difference
p-value
Group
Control
Reference
22q11.2DS
–0.424 [-1.923, 1.074]
0.565
Gender
Female
Reference
Male
–0.5 [-2.036, 1.035]
0.512
Age @ EEG
–0.023 [-0.256, 0.21]
0.839
Associations between genotype group, sex, age and psychiatric symptoms and performance in the 2D object location task.
Memory task performance and sleep architecture features of 22q11.2DS.
(A): Schematic of the 2D object location task. The evening before sleep EEG recordings, participants first were sequentially presented with pairs of images on a 5 x 6 grid. In a subsequent test cycle, they were presented with one image of the pair, and were required to select the grid location of the other half of the pair. If the participant did not achieve > 30% accuracy, they would have another learning cycle. In the morning a single test cycle was undertaken.(B): Plot of performance in acquiring the 2D object location task, showing the proportion of participants in each group reaching the 30% performance criterion after each learning cycle. Shaded areas represent the 95% confidence interval. Black dots show when participants were right-censored due to stopping the task prior to reaching the 30% criterion.(C): Box plots of performance in the morning test session, where participants had one cycle of the memory task. Number of correct responses is out of a possible 15. Asterix indicate the group difference is statistically significant, generalised linear mixed model, p<0.05 (see Table 2 for full statistics).(D): Plots of change in performance between the final evening learning session and the morning test session. Each participant is represented as a point, with a line connecting their evening and morning performance. Points have been slightly jittered to illustrate where multiple participants had the same score.(E): Box and whisker plots showing sleep architecture features: Total sleep time (TST) in minutes, Sleep efficiency (SE) as a percentage, Latency to N1 sleep (minutes), Latency to first REM sleep (minutes), Number of awakenings after sleep onset (n), Percentage of hypnogram in N1 sleep, Percentage of hypnogram in N2 sleep, Percentage of hypnogram in N3 sleep, and Percentage of hypnogram in REM sleep. Asterixes indicate the group difference is statistically significant, linear mixed model, P<0.05 (see Table 1 for full statistics). Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results.
Individual Psych Hypno Data.
(A) Boxplots and overplotted individual data for participant age, Full Spectrum IQ (FSIQ) and psychiatric symptoms. ADHD = Attention Deficit Hyperactivity Disorder symptoms, from the CAPA interview; ASD = Autism Spectrum Disorder symptoms, from the SCQ interview. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (B) Line plots and overplotted individual data for FSIQ, psychiatric and hypnographic measures, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models. Acronyms: TST = Total Sleep Time (in minutes); SE = Sleep Efficiency (%); N1 Lat = Latency to reach first N1 sleep epoch, (in minutes); REM Lat = Latency to reach first REM sleep epoch (in minutes); N1 = Percentage of night in N1 sleep; N2 = Percentage of night in N2 sleep; N3 = Percentage of night in N3 sleep; REM = Percentage of night in REM sleep.Associations between genotype group, sex, age and psychiatric symptoms and performance in the 2D object location task.All participants completed one night of full polysomnography with 64-channel high density EEG recorded at their home. After expert sleep scoring, we compared sleep architecture between 22q11.2DS and controls (Figure 1E and Table 1). There was no difference in gross measures of sleep such as Total Sleep Time and Sleep Efficiency, suggesting that our EEG recordings did not disrupt sleep differently between groups. However, 22q11.2DS was associated with a reduced percentage of N1 (GD = −2.71 [-5.05,–0.36], p = 0.044) and REM sleep (GD = −4.20 [-7.10,–1.30], p = 0.012) while the percentage of N3 sleep was increased (GD = 5.47 [1.98, 8.96], p = 0.009). There were no significant relationships between sleep architecture metrics and psychiatric measures or FSIQ in 22q11.2DS (Table 5).
Table 5.
Regression of sleep architecture features in 22q11.2DS.
Measure
Variable
Beta (95% CI)
Adjusted P-value (BH)
N1 (%)
Sex
–0.059 [-5.21, 5.092]
0.981
Age @ EEG
0.101 [-0.808, 1.01]
0.963
CAPA sleep problems
0.003 [-1.632, 1.639]
0.963
FSIQ
0.135 [-0.044, 0.313]
0.963
Anxiety symptoms
0.158 [-0.38, 0.696]
0.963
ADHD symptoms
–0.288 [-0.682, 0.105]
0.963
ASD symptoms
0.33 [-0.006, 0.666]
0.963
Psychotic experiences
–2.758 [-6.921, 1.404]
0.963
N2 (%)
Sex
2.183 [-8.465, 12.831]
0.963
Age @ EEG
0.097 [-1.782, 1.976]
0.915
CAPA sleep problems
–0.407 [-3.787, 2.974]
0.915
FSIQ
0.195 [-0.174, 0.564]
0.915
Anxiety symptoms
0.254 [-0.859, 1.366]
0.915
ADHD symptoms
–0.691 [-1.505, 0.123]
0.915
ASD symptoms
0.28 [-0.414, 0.974]
0.915
Psychotic experiences
–3.603 [-12.208, 5.002]
0.915
N3 (%)
Sex
–0.849 [-10.545, 8.847]
0.915
Age @ EEG
0.675 [-1.037, 2.386]
0.915
CAPA sleep problems
1.399 [-1.68, 4.477]
0.997
FSIQ
–0.062 [-0.398, 0.273]
0.997
Anxiety symptoms
–0.43 [-1.442, 0.583]
0.816
ADHD symptoms
0.359 [-0.382, 1.1]
0.816
ASD symptoms
–0.05 [-0.682, 0.582]
0.997
Psychotic experiences
3.852 [-3.984, 11.688]
0.816
REM (%)
Sex
2.516 [-2.744, 7.775]
0.816
Age @ EEG
–0.682 [-1.61, 0.246]
0.816
CAPA sleep problems
–1.168 [-2.837, 0.502]
0.816
FSIQ
0.138 [-0.044, 0.32]
0.235
Anxiety symptoms
0.732 [0.182, 1.281]
0.421
ADHD symptoms
–0.295 [-0.697, 0.107]
0.788
ASD symptoms
–0.054 [-0.397, 0.288]
0.235
Psychotic experiences
–0.404 [-4.655, 3.847]
0.719
N1 Latency (Minutes)
Sex
–8.061 [-32.213, 16.092]
0.235
Age @ EEG
–1.225 [-5.487, 3.037]
0.235
CAPA sleep problems
0.484 [-7.184, 8.152]
0.947
FSIQ
–0.237 [-1.073, 0.6]
0.235
Anxiety symptoms
–0.62 [-3.143, 1.902]
0.638
ADHD symptoms
0.143 [-1.703, 1.989]
0.638
ASD symptoms
–0.194 [-1.769, 1.38]
0.638
Psychotic experiences
1.894 [-17.625, 21.414]
0.107
REM Latency (Minutes)
Sex
–30.174 [-110.781, 50.433]
0.638
Age @ EEG
1.517 [-12.707, 15.741]
0.638
CAPA sleep problems
10.761 [-14.83, 36.353]
0.638
FSIQ
–2.491 [-5.283, 0.301]
0.638
Anxiety symptoms
–2.763 [-11.183, 5.656]
0.638
ADHD symptoms
3.909 [-2.251, 10.069]
0.254
ASD symptoms
–2.116 [-7.371, 3.139]
0.254
Psychotic experiences
–14.904 [-80.048, 50.24]
0.363
Sleep Efficiency (%)
Sex
1.813 [-8.177, 11.802]
0.254
Age @ EEG
–0.099 [-1.862, 1.663]
0.872
CAPA sleep problems
–0.979 [-4.151, 2.192]
0.256
FSIQ
0.286 [-0.06, 0.632]
0.254
Anxiety symptoms
0.587 [-0.456, 1.63]
0.254
ADHD symptoms
–0.671 [-1.435, 0.092]
0.256
ASD symptoms
0.444 [-0.207, 1.096]
0.483
Psychotic experiences
–1.347 [-9.42, 6.726]
0.736
Total Sleep Time (Minutes)
Sex
76.874 [-63.554, 217.302]
0.87
Age @ EEG
–14.689 [-39.469, 10.092]
0.87
CAPA sleep problems
–13.13 [-57.714, 31.453]
0.87
FSIQ
0.156 [-4.708, 5.021]
0.736
Anxiety symptoms
9.132 [-5.536, 23.799]
0.507
ADHD symptoms
–10.338 [-21.069, 0.394]
0.87
ASD symptoms
–0.955 [-10.11, 8.2]
0.507
Psychotic experiences
–121.448 [-234.938,–7.958]
0.772
Awakenings (n)
Sex
5.695 [-44.381, 55.77]
0.772
Age @ EEG
0.932 [-7.904, 9.769]
0.772
CAPA sleep problems
4.938 [-10.96, 20.836]
0.844
FSIQ
–1.403 [-3.138, 0.332]
0.844
Anxiety symptoms
–2.383 [-7.613, 2.848]
0.844
ADHD symptoms
2.443 [-1.383, 6.27]
0.844
ASD symptoms
–2.331 [-5.596, 0.933]
0.336
Psychotic experiences
–15.59 [-56.06, 24.879]
0.772
Associations between sleep architecture measures (proportion of N1, N2, N3 and REM sleep, latency to N1 and REM sleep, Sleep Efficiency, Total Sleep Time and total Awakenings), sex, age and psychiatric and cognitive (FSIQ) covariates, in participants with 22q11.2DS. Regression models were fit with linear mixed models, with family identity as a random (varying) intercept. Data presented are regression beta coefficients with 95% confidence intervals.
Associations between sleep architecture measures (proportion of N1, N2, N3 and REM sleep, latency to N1 and REM sleep, Sleep Efficiency, Total Sleep Time and total Awakenings), sex, age and psychiatric and cognitive (FSIQ) covariates, in participants with 22q11.2DS. Regression models were fit with linear mixed models, with family identity as a random (varying) intercept. Data presented are regression beta coefficients with 95% confidence intervals.
Altered spectral properties of the sleep EEG in 22q11.2DS
Given the above evidence for an altered overall distribution of sleep stages in 22q11.2DS, we next used spectral analyses to quantify sleep EEG oscillations in our sample.Before analyzing all 60 EEG electrodes, we calculated power spectral density (PSD) across frequencies from 0.5 to 20 Hz for controls and in 22q11.2DS for electrode Cz, as both spindle and slow wave oscillations can be reliable detected at this location (Figure 2A). We found that power in lower frequencies appeared to be increased in 22q11.2DS across N2 and N3 as well as across a range of frequencies during REM sleep (cluster-corrected p<0.05).
Figure 2.
Increased PSD power and Sigma Frequency in 22q11.2DS.
(A) Raw Welch Power Spectral Density (PSD, in decibels, 10 * log. (B) Welch PSD of Z-Scored EEG signals on electrode Cz, as in () (C) Fractal (1 /f) component of EEG signal processed using the IRASA method on electrode Cz, conventions as (. (D) Oscillatory component of the EEG signal processed using the IRASA method on electrode Cz, conventions as (). (E) Topoplots of group difference calculated from multilevel generalized additive models fit to the full 60 channel dataset for the five measures (mean Slow Delta power, mean Sigma power and peak Sigma frequency, 1 /f Intercept and 1 /f Slope) recorded in N2 sleep. Positive differences represent z score group differences indicate 22q11.2DS >Sibling (red colors); negative group differences (blue colors) indicate 22q11.2DS 0.995 are colored. (F) As in (. (G) As in (.
(A)Plots of the oscillatory signal component of the EEG for each individual in stage N2 (each plot is the average PSD for a single participant). Plots are colored by genotype; grey = sibling, blue = 22q11.2DS. (B) Boxplots and overplotted individual data for spectral measures derived from N2, N3 and REM epochs. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (C) Line plots and overplotted individual data for spectral measures derived from N2, N3, and REM epochs, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models.
Topoplots of group average values for spectral EEG measures (slow delta power, sigma power, peak sigma frequency, 1 /f signal component intercept and 1 /f signal component slope), across N2, N3, and REM epochs. Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column).
Increased PSD power and Sigma Frequency in 22q11.2DS.
(A) Raw Welch Power Spectral Density (PSD, in decibels, 10 * log. (B) Welch PSD of Z-Scored EEG signals on electrode Cz, as in () (C) Fractal (1 /f) component of EEG signal processed using the IRASA method on electrode Cz, conventions as (. (D) Oscillatory component of the EEG signal processed using the IRASA method on electrode Cz, conventions as (). (E) Topoplots of group difference calculated from multilevel generalized additive models fit to the full 60 channel dataset for the five measures (mean Slow Delta power, mean Sigma power and peak Sigma frequency, 1 /f Intercept and 1 /f Slope) recorded in N2 sleep. Positive differences represent z score group differences indicate 22q11.2DS >Sibling (red colors); negative group differences (blue colors) indicate 22q11.2DS 0.995 are colored. (F) As in (. (G) As in (.
Individual PSDs.
(A)Plots of the oscillatory signal component of the EEG for each individual in stage N2 (each plot is the average PSD for a single participant). Plots are colored by genotype; grey = sibling, blue = 22q11.2DS. (B) Boxplots and overplotted individual data for spectral measures derived from N2, N3 and REM epochs. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (C) Line plots and overplotted individual data for spectral measures derived from N2, N3, and REM epochs, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models.
Group PSD Topos.
Topoplots of group average values for spectral EEG measures (slow delta power, sigma power, peak sigma frequency, 1 /f signal component intercept and 1 /f signal component slope), across N2, N3, and REM epochs. Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column).To investigate potential changes in specific oscillatory components of the EEG (particularly at the sigma and SO frequency bands), we first z-scored raw EEG recordings in the time domain to eliminate broadband power differences between recordings, and again compared the PSD (Figure 2B). This analysis revealed reduced relative power in the sigma frequency band in 22q11.2DS in N2 and N3 sleep (cluster-corrected P<0.05).Next, we used irregular-resampling auto-spectral analysis (Hahn et al., 2020; Wen and Liu, 2016) to separate the oscillatory and fractal (1 /f) components of the EEG. This analysis demonstrated that the power of the fractal component of the PSD was increased in 22q11.2DS across a wide range of frequencies in N2, N3, and REM sleep (Figure 2C). However, in the oscillatory component of the EEG we found that power in the sigma band appeared to be reduced in 22q11.2DS (Figure 2D) but to have a higher peak frequency. Every participant had a distinct peak in oscillatory activity in the sigma frequency band (Figure 2—figure supplement 1A).
Figure 2—figure supplement 1.
Individual PSDs.
(A)Plots of the oscillatory signal component of the EEG for each individual in stage N2 (each plot is the average PSD for a single participant). Plots are colored by genotype; grey = sibling, blue = 22q11.2DS. (B) Boxplots and overplotted individual data for spectral measures derived from N2, N3 and REM epochs. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (C) Line plots and overplotted individual data for spectral measures derived from N2, N3, and REM epochs, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models.
We then focused on a set of PSD derived measures from N2 and N3 sleep: power in the slow delta (<1.25 Hz) and sigma (10–16 Hz) bands, and peak sigma frequency. Additionally, we calculated the y-intercept (cons) and the negative exponent (beta) of a 1 /f line fit to the fractal component of the signal to allow comparison of non-oscillatory activity between groups, for N2, N3, and REM epochs. We extracted these measures across all 60 EEG electrodes and fitted generalized additive mixed models to the data from all electrodes for each measure. Table 6 shows all spectral EEG measures calculated. A detailed topographical analysis revealed that 22q11.2DS showed lower sigma power, but higher sigma frequency during N2 and N3 sleep in central regions, and higher total power, as indexed by the 1 /f intercept measure across N2, N3, and REM sleep, particularly in fronto-lateral regions (Figure 2E–G). In contrast, there were no substantial differences in slow delta power or 1 /f slope between groups.
Table 6.
EEG measure summary.
Measure group
Measure details
Sleep stage
Spectral
Mean Slow Delta Power
N2
Spectral
Mean Slow Delta Power
N3
Spectral
Mean Sigma Power
N2
Spectral
Mean Sigma Power
N3
Spectral
Peak Sigma Frequency
N2
Spectral
Peak Sigma Frequency
N3
Spectral
Aperiodic Signal Slope
N2
Spectral
Aperiodic Signal Slope
N3
Spectral
Aperiodic Signal Slope
REM
Spectral
Aperiodic Signal Intercept
N2
Spectral
Aperiodic Signal Intercept
N3
Spectral
Aperiodic Signal Intercept
REM
Spindle
Density
N2 +N3
Spindle
Amplitude
N2 +N3
Spindle
Frequency
N2 +N3
Slow Wave
Density
N2 +N3
Slow Wave
Amplitude
N2 +N3
Slow Wave
Duration
N2 +N3
Spindle – Slow Wave Coupling
Spindle – Slow Wave Overlap (z-scored against shuffled data)
N2 +N3
Spindle – Slow Wave Coupling
Spindle – Slow Wave Mean Resultant Length (z-scored against shuffled data)
N2 +N3
Spindle – Slow Wave Coupling
Spindle – Slow Wave Mean Coupling Angle
N2 +N3
All derived EEG measures, grouped by signal type spectral, derived from the PSD; spindle, derived from individual detected spindle events; slow wave, derived from individual detected slow wave events and measures derived from spindle – slow wave coupling.
All derived EEG measures, grouped by signal type spectral, derived from the PSD; spindle, derived from individual detected spindle events; slow wave, derived from individual detected slow wave events and measures derived from spindle – slow wave coupling.Individual data and group boxplots for this set of spectral measures extracted at electrode Cz are shown in Figure 2—figure supplement 1B, and plots of spectral measures with age are shown in Figure 2—figure supplement 1C, demonstrating clear positive relationships between age and sigma frequency, and negative relationships between age and the overall PSD power (constant) and slope (beta), as previously demonstrated (Hahn et al., 2020). Group average topoplots for all PSD derived measures are shown in Figure 2—figure supplement 2
Figure 2—figure supplement 2.
Group PSD Topos.
Topoplots of group average values for spectral EEG measures (slow delta power, sigma power, peak sigma frequency, 1 /f signal component intercept and 1 /f signal component slope), across N2, N3, and REM epochs. Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column).
Spindles and slow waves in 22q11.2DS
To further interrogate the thalamocortical oscillations underlying genotype-dependent alterations in spectral power and frequency, we quantified individual spindle and slow wave (SW) events using automated detection algorithms. For spindle detection, for each participant and each electrode, we individualized the frequency used for spindle detection, using the peak sigma band frequency from our spectral analysis.Figure 3A and B show example spectrograms from electrode Cz for a pair of siblings; one control (Figure 3A), one with 22q11.2DS (Figure 3B), with detected spindle and SW events overlaid. As expected, these plots clearly indicate the presence of co-occurring spindle and SW events during NREM sleep.
Figure 3.
Spindles and slow waves in 22q11.2DS.
(A) Example spectrogram of a whole night EEG recording from electrode Cz for an example sibling. The associated hypnogram is displayed below the spectrogram in black, detected spindle and slow wave events are overplotted in white. The co-occurrence of spindle events with epochs of N2 sleep, and of SW events and N3 sleep can be observed. (B) Example spectrogram of a whole night EEG recording from electrode Cz for an example participant with 22q11.2DS, sibling of the participant illustrated in A (C) Average spindle waveforms detected on electrode Cz for siblings (left, gray), and 22q11.2DS (right, blue). For each individual the average spindle waveform at Cz was calculated, these averaged waveforms were then calculated for all siblings or all participants with 22q11.2DS. Shaded areas highlight the bootstrapped 95% confidence interval of the mean. (D) Average SW waveforms detected on electrode Cz, same conventions as C (E) Topoplots of group differences in spindle density, amplitude and frequency, Z-transformed, across all 60 electrodes, from GAMM analyses. Only regions with significant group differences are highlighted. Red colors indicate values of the parameter of interest are greated in 22q11.2DS; blue color that the parameter of interest is greater in siblings (F) Topoplots of group differences in SW density, amplitude and duration, conventions as in E.
(A)Boxplots and overplotted individual data for spindle and SW measures. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (B) Line plots and overplotted individual data for spindle and SW measures, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models.
(A)Topoplots of group average values for spindle measures (density, amplitude, and frequency). Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column). (B) Topoplots of group average values for SW measures (density, amplitude, and duration). Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column).
(A) The panels show topographical representations of the voltage (in microVolts) recorded at all electrodes at the negative trough of a SW detected at 5 seed electrodes (Fz, Cz, C5, C6 and POz, seed electrode locations are highlighted with red dots.). Each panel shows the average over all SWs detected on that electrode for each group. (B) Average SW waveforms across the same set of seed electrodes as in (A), with the average waveform at the time of the SW trough at the seed electrode (trigger, columns) shown at all other seed electrodes (target, rows) This demonstrates that when negative SW troughs are detected on a given electrode, negative potentials are also recorded on adjacent electrodes, and positive potentials are detected on distant electrodes, reflecting volume conduction and the average reference applied during pre-processing. Note that only negative SWs were detected on each electrode for further analysis, and we performed no cross-electrode analysis (e.g. coherence) in the present study.
Spindles and slow waves in 22q11.2DS.
(A) Example spectrogram of a whole night EEG recording from electrode Cz for an example sibling. The associated hypnogram is displayed below the spectrogram in black, detected spindle and slow wave events are overplotted in white. The co-occurrence of spindle events with epochs of N2 sleep, and of SW events and N3 sleep can be observed. (B) Example spectrogram of a whole night EEG recording from electrode Cz for an example participant with 22q11.2DS, sibling of the participant illustrated in A (C) Average spindle waveforms detected on electrode Cz for siblings (left, gray), and 22q11.2DS (right, blue). For each individual the average spindle waveform at Cz was calculated, these averaged waveforms were then calculated for all siblings or all participants with 22q11.2DS. Shaded areas highlight the bootstrapped 95% confidence interval of the mean. (D) Average SW waveforms detected on electrode Cz, same conventions as C (E) Topoplots of group differences in spindle density, amplitude and frequency, Z-transformed, across all 60 electrodes, from GAMM analyses. Only regions with significant group differences are highlighted. Red colors indicate values of the parameter of interest are greated in 22q11.2DS; blue color that the parameter of interest is greater in siblings (F) Topoplots of group differences in SW density, amplitude and duration, conventions as in E.
Individual event data.
(A)Boxplots and overplotted individual data for spindle and SW measures. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (B) Line plots and overplotted individual data for spindle and SW measures, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models.
Group event topoplots.
(A)Topoplots of group average values for spindle measures (density, amplitude, and frequency). Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column). (B) Topoplots of group average values for SW measures (density, amplitude, and duration). Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column).
SW-triggered potentials.
(A) The panels show topographical representations of the voltage (in microVolts) recorded at all electrodes at the negative trough of a SW detected at 5 seed electrodes (Fz, Cz, C5, C6 and POz, seed electrode locations are highlighted with red dots.). Each panel shows the average over all SWs detected on that electrode for each group. (B) Average SW waveforms across the same set of seed electrodes as in (A), with the average waveform at the time of the SW trough at the seed electrode (trigger, columns) shown at all other seed electrodes (target, rows) This demonstrates that when negative SW troughs are detected on a given electrode, negative potentials are also recorded on adjacent electrodes, and positive potentials are detected on distant electrodes, reflecting volume conduction and the average reference applied during pre-processing. Note that only negative SWs were detected on each electrode for further analysis, and we performed no cross-electrode analysis (e.g. coherence) in the present study.The average waveforms of spindle and SW events detected on electrode Cz are shown in Figure 3C and Figure 3D, exemplifying group differences in spindle and SW properties: participants with 22q11.2DS showed increased spindle amplitude across fronto-lateral regions, with accompanying increases in spindle density and frequency across smaller regions (Figure 3E). SW amplitude was also increased in central, frontal and lateral areas, but there were no differences in SW density or duration between groups (Figure 3F). Individual data from all participants for the measured spindle and SW properties are presented in Figure 3—figure supplement 1, and group topoplots for each property in Figure 3—figure supplement 2. Figure 3—figure supplement 3 shows SW-triggered potentials across the scalp.
Figure 3—figure supplement 1.
Individual event data.
(A)Boxplots and overplotted individual data for spindle and SW measures. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (B) Line plots and overplotted individual data for spindle and SW measures, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models.
Figure 3—figure supplement 2.
Group event topoplots.
(A)Topoplots of group average values for spindle measures (density, amplitude, and frequency). Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column). (B) Topoplots of group average values for SW measures (density, amplitude, and duration). Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column).
Figure 3—figure supplement 3.
SW-triggered potentials.
(A) The panels show topographical representations of the voltage (in microVolts) recorded at all electrodes at the negative trough of a SW detected at 5 seed electrodes (Fz, Cz, C5, C6 and POz, seed electrode locations are highlighted with red dots.). Each panel shows the average over all SWs detected on that electrode for each group. (B) Average SW waveforms across the same set of seed electrodes as in (A), with the average waveform at the time of the SW trough at the seed electrode (trigger, columns) shown at all other seed electrodes (target, rows) This demonstrates that when negative SW troughs are detected on a given electrode, negative potentials are also recorded on adjacent electrodes, and positive potentials are detected on distant electrodes, reflecting volume conduction and the average reference applied during pre-processing. Note that only negative SWs were detected on each electrode for further analysis, and we performed no cross-electrode analysis (e.g. coherence) in the present study.
Increased spindle-SW coupling in 22q11.2DS
The relative timing of spindle and SW events is coupled during NREM sleep, and thought to reflect limbic-thalamic-cortical interactions (Bartsch et al., 2019; Demanuele et al., 2017; Djonlagic et al., 2021; Helfrich et al., 2018; Latchoumane et al., 2017). An illustrative example of an overlapping spindle and SW detection is shown in Figure 4A. To investigate whether 22q11.2DS was associated with alterations in spindle-SW coupling, we first calculated the proportion of spindles that overlapped a detected SW (where a spindle peak fell within +/-1.5 seconds of a detected SW negative peak). We then calculated the SW phase angle at the point of peak amplitude in each spindle, and the mean resultant length [MRL, a measure of the circular concentration of phase angles, with greater values indicating a more consistent spindle-SW phase relationship (Djonlagic et al., 2021)] at the peak of each spindle.
Figure 4.
Increased spindle-SW coupling in 22q11.2DS.
(A) Illustrative plot of a single spindle and SW recorded at electrode Cz in a control sibling. From top to bottom, panels show the raw EEG (black) with Slow-Wave frequency (0.25–4 Hz) filtered data superimposed (gray) and with the detected boundaries of the spindle and SW highlighted with a red and blue horizontal bar, the sigma-filtered raw signal (10–16 Hz); the magnitude of the continuous wavelet transform of the signal (center frequency 13 Hz); and the SW phase (in degrees). (B) Histograms of the mean SW phase angle of spindles detected overlapping an SW for all participants at electrode Cz. The SO phase angles are as defined in ( (C) Topoplots of group difference in spindle-SW coupling properties: z-transformed spindle-SW overlap (left), and z-transformed mean resultant length (right). The color represents the difference in z-score between groups where a multilevel generalized additive model fit to each dataset predicts a difference between group. (D) Topoplots of mean Spindle-SW coupling phase angle, where a multilevel generalized additive model fit to each dataset predicts a difference in coupling phase angle between groups.
(A) Boxplots and overplotted individual data for spindle - SW overlap. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (B) Boxplots and overplotted individual data for spindle - SW MRL, conventions as A. (C) Line plots and overplotted individual data for spindle - SW overlap, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models. (D) Line plots and overplotted individual data for spindle - SW MRL, conventions as C.
Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column), note the Angle Measure is in degrees.
This plot shows the average peri-SW scalogram (time-locked to the SW trough) recorded on electrodes Fz, Cz and POz, with average SW waveforms recorded o the same electrodes superimposed in white. This time-frequency representation is normalised to the average scalogram of the 2 – 1.5 seconds prior to the SW trough and therefore is a z-score. Note that power in the spindle frequency range appears to peak prior to the SW trough, particularly on electrode Cz.
Increased spindle-SW coupling in 22q11.2DS.
(A) Illustrative plot of a single spindle and SW recorded at electrode Cz in a control sibling. From top to bottom, panels show the raw EEG (black) with Slow-Wave frequency (0.25–4 Hz) filtered data superimposed (gray) and with the detected boundaries of the spindle and SW highlighted with a red and blue horizontal bar, the sigma-filtered raw signal (10–16 Hz); the magnitude of the continuous wavelet transform of the signal (center frequency 13 Hz); and the SW phase (in degrees). (B) Histograms of the mean SW phase angle of spindles detected overlapping an SW for all participants at electrode Cz. The SO phase angles are as defined in ( (C) Topoplots of group difference in spindle-SW coupling properties: z-transformed spindle-SW overlap (left), and z-transformed mean resultant length (right). The color represents the difference in z-score between groups where a multilevel generalized additive model fit to each dataset predicts a difference between group. (D) Topoplots of mean Spindle-SW coupling phase angle, where a multilevel generalized additive model fit to each dataset predicts a difference in coupling phase angle between groups.
Individual coupling data.
(A) Boxplots and overplotted individual data for spindle - SW overlap. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (B) Boxplots and overplotted individual data for spindle - SW MRL, conventions as A. (C) Line plots and overplotted individual data for spindle - SW overlap, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models. (D) Line plots and overplotted individual data for spindle - SW MRL, conventions as C.
Topoplots of group average values for spindle – SW coupling measures (overlap, MRL and mean angle).
Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column), note the Angle Measure is in degrees.
SW-Triggered Scalograms.
This plot shows the average peri-SW scalogram (time-locked to the SW trough) recorded on electrodes Fz, Cz and POz, with average SW waveforms recorded o the same electrodes superimposed in white. This time-frequency representation is normalised to the average scalogram of the 2 – 1.5 seconds prior to the SW trough and therefore is a z-score. Note that power in the spindle frequency range appears to peak prior to the SW trough, particularly on electrode Cz.The mean angle of spindle-SW coupling showed a non-uniform distribution, confirming that spindles tended to consistently occur at particular SW phases (Figure 4B shows coupling angles for spindles detected at electrode Cz); at electrode Cz both control and 22q11.2DS participants had significantly non-uniform distributions of spindle-SW coupling phase angles (siblings: mean angle = 27.6o, SD = 0.959, Rayleigh Test for non—uniformity statistic = 0.632, p<0.001; 22q11.2DS: mean angle = 9.51o, SD = 0.769, Rayleigh test statistic 0.744, p<0.001), but no difference in coupling angle was observed between groups: Watson Williams test F1,43 = 1.341, p = 0.253.We then compared coupling between groups across all electrodes. Compared to siblings, 22q11.2DS was not associated with any change in the proportion of spindles overlapping SW, but was associated with increased MRL across a central region, indicating less variable spindle-SW phase coupling (Figure 4C). There were only minor differences in preferred coupling angle in 22q11.2DS (Figure 4D). Per participant data for the overlap and MRL measures recorded on electrode Cz are presented in Figure 4—figure supplement 1 and group topoplots in Figure 4—figure supplement 2. SW-Triggered scalograms, showing the location of spindle-frequency acitivty relative to the SW waveform, are presented in Figure 4—figure supplement 3.
Figure 4—figure supplement 1.
Individual coupling data.
(A) Boxplots and overplotted individual data for spindle - SW overlap. Boxes represent the median and IQR, with the whiskers representing 1.5 x the IQR. Individual participant data are shown as individual points. Points have been slightly jittered in the x direction only to illustrate where multiple participants had similar results. (B) Boxplots and overplotted individual data for spindle - SW MRL, conventions as A. (C) Line plots and overplotted individual data for spindle - SW overlap, plotted against participant age at the time of EEG. Lines of best fit and 95% confidence intervals are derived from linear models. (D) Line plots and overplotted individual data for spindle - SW MRL, conventions as C.
Figure 4—figure supplement 2.
Topoplots of group average values for spindle – SW coupling measures (overlap, MRL and mean angle).
Topoplots in the same column are on the same color scale (color scale shown at the bottom of each column), note the Angle Measure is in degrees.
Figure 4—figure supplement 3.
SW-Triggered Scalograms.
This plot shows the average peri-SW scalogram (time-locked to the SW trough) recorded on electrodes Fz, Cz and POz, with average SW waveforms recorded o the same electrodes superimposed in white. This time-frequency representation is normalised to the average scalogram of the 2 – 1.5 seconds prior to the SW trough and therefore is a z-score. Note that power in the spindle frequency range appears to peak prior to the SW trough, particularly on electrode Cz.
Sleep feature associations with memory recall
Next, we tested whether features of the sleep EEG which demonstrated significant group differences (REM 1 /f intercept, spindle amplitude, SW amplitude and spindle-SW MRL), interacted with group effects on accuracy in the morning test session. As there were no group differences in change in task performance overnight, but groups differed in morning test performance, we focused on number of correct responses in the morning memory test session. For features extracted at electrode Cz (Figure 5A), significant features x genotype interactions were observed (all P<0.05). Applying the same analysis across all recording electrodes (Figure 5B), we found significant clusters of negative interactions between group and REM intercept, spindle and SW amplitude across multiple central and posterior electrodes: higher spindle and SW amplitudes were associated with higher accuracy in controls; in 22q11.2DS, higher amplitudes were associated with lower accuracy. We did not observe any interaction between spindle-SW MRL and task performance.
Figure 5.
EEG signatures of sleep dependent memory consolidation.
(A) Scatter plot of the relationship between EEG measures (recorded on electrode Cz) and hits in the memory task test session, by group. Lines represent predicted mean values, with 95% confidence interval, from linear mixed model.
(B) Topoplots of the value of the group*EEG feature interaction term, for models fit to hits in the morning test session. Electrodes highlighted in white indicate a significant interaction for an EEG measure detected on that channel, after correction for multiple comparisons. Note all topoplots are on the same color scale.
EEG signatures of sleep dependent memory consolidation.
(A) Scatter plot of the relationship between EEG measures (recorded on electrode Cz) and hits in the memory task test session, by group. Lines represent predicted mean values, with 95% confidence interval, from linear mixed model.(B) Topoplots of the value of the group*EEG feature interaction term, for models fit to hits in the morning test session. Electrodes highlighted in white indicate a significant interaction for an EEG measure detected on that channel, after correction for multiple comparisons. Note all topoplots are on the same color scale.
Mediation of genotype effects on psychiatric symptoms by EEG features
Finally, we used mediation models to investigate whether the effects of 22q11.2DS genotype on psychiatric symptoms and FSIQ were potentially mediated via sleep EEG measures (Figure 6A); such mediation would support the potential role for quantitative sleep EEG measures serving as biomarkers for psychiatric disorders e.g. (Manoach and Stickgold, 2019). We calculated the total effect of genotype on psychiatric measures and IQ, the indirect (mediated) effect of EEG measures, and the proportion of the total effect that may be mediated by EEG measures, correcting for multiple comparisons using cluster-based permutation testing. The largest effects were of mediation of genotype effects on anxiety and ADHD symptoms by SW amplitude and spindle – SW coupling, with mediation of genotype effects on ADHD symptoms by REM constant, and genotype effect on ASD symptoms by spindle amplitude (Figure 6B and Table 7). There was little evidence for consistent mediation of genotype effects on sleep problems, psychotic experiences or FSIQ.
Figure 6.
Mediation of psychiatric symptoms and FSIQ by sleep EEG features.
(B) Topoplots of the proportion of the effect of genotype on psychiatric measures and FSIQ mediated by one of four NREM sleep EEG features (REM constant spindle amplitude, SW amplitude and spindle-SW MRL). Fill color represents the Proportion Mediated. Electrodes are highlighted in white where a mediation model fit on data from that electrode had a significant mediated effect and a significant total effect, corrected for multiple comparisons by the cluster method.
(A) Directed acyclic graph describing the mediation model fit to EEG data. The effect of Group (G) on psychiatric measures and FSIQ (P) was hypothesized to be mediated by (E) – sleep EEG features.
Table 7.
Average proportions of genotype effects on psychiatric measures and IQ mediated by sleep EEG measures.
Measure
Mediator
Proportion mediated
ADHD symptoms
REM constant
0.11 (0.02)
ADHD symptoms
SW amplitude
0.14 (0.03)
ADHD symptoms
Spin - SW MRL
0.16 (0.03)
Anxiety symptoms
Spindle amplitude
0.17 (0)
Anxiety symptoms
SW amplitude
0.21 (0.05)
Anxiety symptoms
Spin - SW MRL
0.19 (0.07)
ASD symptoms
Spindle amplitude
0.08 (0.02)
FSIQ
SW amplitude
0.18
Proportions of genotype effect on psychiatric measures and FSIQ mediated (Measure) by select sleep EEG features (Mediator) of for all electrodes in significant clusters. Data shown are mean (SD). Note FSIQ does not have an SD as there was only one electrode in a significant cluster.
Mediation of psychiatric symptoms and FSIQ by sleep EEG features.
(B) Topoplots of the proportion of the effect of genotype on psychiatric measures and FSIQ mediated by one of four NREM sleep EEG features (REM constant spindle amplitude, SW amplitude and spindle-SW MRL). Fill color represents the Proportion Mediated. Electrodes are highlighted in white where a mediation model fit on data from that electrode had a significant mediated effect and a significant total effect, corrected for multiple comparisons by the cluster method.(A) Directed acyclic graph describing the mediation model fit to EEG data. The effect of Group (G) on psychiatric measures and FSIQ (P) was hypothesized to be mediated by (E) – sleep EEG features.Proportions of genotype effect on psychiatric measures and FSIQ mediated (Measure) by select sleep EEG features (Mediator) of for all electrodes in significant clusters. Data shown are mean (SD). Note FSIQ does not have an SD as there was only one electrode in a significant cluster.
Discussion
Summary of findings
We performed an analysis of sleep EEG characteristics in 22q11.2DS, correlating these with psychiatric symptoms, sleep architecture, and performance in a memory task.Our previous results, based on primary carer reports, discovered sleep disruption, particularly insomnia and restless sleep in 22q11.2DS (Moulding et al., 2020), which was associated with psychopathology. We extend these findings to show that, compared to unaffected control siblings, 22q11.2DS is associated with decreased N1 and REM sleep, increased N3 sleep, increased overall EEG power and altered power and frequency in the sigma band during NREM sleep.These finding were accompanied by changes in NREM sleep-related events: increased spindle amplitude, density, and frequency; increased SW amplitude; and increased spindle-SW phase coupling. The relationship between spindle and SW features and performance of a spatial memory task differed by group, with a positive correlation between spindle and SW amplitude and performance in controls, but a negative relationship in 22q11.2DS. Finally, group differences in anxiety, ADHD, and ASD symptoms were mediated by several EEG measures, particularly SW amplitude and spindle – SW coupling, across multiple electrodes.
Relationship to previous findings – spindles and spindle-slow wave coupling
We observed increased spindle amplitude, frequency, and density in 22q11.2DS, accompanied by increased spindle-SW coupling, and evidence that spindle amplitude and spindle-SW coupling mediated genotype effects on anxiety, ADHD, and ASD symptoms.The clinical presentation of 22q11.2DS is heterogenous (Cunningham et al., 2018), including anxiety, ADHD and ASD symptoms, reduced IQ and increased risk of psychotic disorders (Schneider et al., 2014). Adult schizophrenia is consistently associated with reduced spindle activity (Ferrarelli et al., 2007; Ferrarelli et al., 2010; Lai et al., 2022), a finding replicated in a study of early onset schizophrenia (Gerstenberg et al., 2017), and meta-analytic evidence suggests spindle deficits increase with higher symptom burden and longer illness duration (Lai et al., 2022). However, increased spindle amplitudes and densities have been observed in healthy adolescents with raised polygenic risk scores for schizophrenia (Merikanto et al., 2019). In contrast, no clear differences in spindle properties have been found in other 22q11.2DS-associated neurodevelopmental disorders such as ADHD (Prehn-Kristensen et al., 2011) and ASD (Maski et al., 2007).Spindle properties and spindle – SW relationships change across the lifespan (Djonlagic et al., 2021; Hahn et al., 2020; Hahn et al., 2022; Purcell et al., 2017; Zhang et al., 2021): spindle density, power and frequency increases from childhood to adolescence alongside spindle-SW coupling, while power in lower frequency declines (Hahn et al., 2020; Jenni and Carskadon, 2004; Tarokh and Carskadon, 2010). Our findings could therefore be interpreted in the context of alterations in developmental processes in 22q11.2DS: higher spindle amplitude, density, and frequency in young, at-risk populations for psychosis could mark an aberrant maturational state, which leads to reduced spindle activity in adulthood for individuals who go on to develop psychotic disorders, with higher symptom burden and illness duration linked to greater reductions in spindle activity.In our hands, spindle events peak between ~ 270/-90 and 90 degrees in the SW cycle, with the average coupling angling being early on the first descending part of the negative half-wave, around 10 - 30 degrees, near the trough of the SW (in our frame of reference, 0 degrees is assigned to the positive to negative zero crossing). This peak coupling angle was somewhat different to previous studies e.g. Hahn et al., 2020; Helfrich et al., 2018, which have found the peak angle of spindle-SW coupling to be between 90-270 degrees in our reference, near the positive peak of the SW.It has been suggested that “slow” spindles (frequency ~9 – 12 Hz) peak prior to the SW trough (90 degrees in our reference), in contrast to “fast” spindles (frequency > 12 Hz), which peak around the SW peak (~270 degrees, Mölle et al., 2011; McConnell et al., 2021). We detected spindles using a wavelet-based method where the wavelet centre-frequency was individualised based on each participants sigma frequency PSD, finding each participant had a unimodal distribution of sigma power, rather than a separate ‘fast’ and ‘slow’ peak, with the peak frequency being substantially affected by participant age. It is therefore possible that our detected spindle events predominantly reflect events that others have labelled “slow spindles”, therefore explaining our observed preferred spindle-SW coupling angle falling on the SW descending phase.An interesting line of enquiry for future studies with larger datasets would be to explore whether 22q11.2DS, or other neurodevelopmental disorders, are associated with any specific alterations in the dynamics of spindle generation, including potential subdivisions of spindles into ‘slow’ or ‘fast’ types around the SW.
Relationship to previous findings – slow waves
We observed increased SW amplitude in 22q11.2DS and mediation of genotype differences in anxiety and ADHD symptoms by SW amplitude (and spindle-SW coupling). A previous study found delta frequency (<4 Hz) EEG activity to be reduced in ADHD patients not using psychostimulant medication (Furrer et al., 2017) the authors related their finding to reduced cortical grey matter, and delays in its maturation in ADHD (Nakao et al., 2011; Shaw et al., 2006; Shaw et al., 2010). In contrast, imaging studies have suggested increased cortical grey matter thickness in 22q11.2DS, alongside changes in corticothalamic networks (Lin et al., 2017; Sønderby et al., 2022; Sun et al., 2020), which may reduce across adolescence (Schaer et al., 2009). This could therefore explain our finding of increased SW amplitude in 22q11.2DS, and its relationship with ADHD symptoms, as it has been previously demonstrated (in adults) that greater SW amplitude is associated with greater cortical thickness (Dubé et al., 2015).Anxiety and ADHD symptoms in late childhood (~age 10) are associated with subsequent psychotic symptoms in 22q11.2DS (Chawner et al., 2019; Niarchou et al., 2019), although ASD symptoms are not. Brain imaging studies have demonstrated that individuals with 22q11.2DS who developed psychotic symptoms had a trajectory of thicker frontal cortex in childhood and early adolescence, which then more rapidly thinned during adolescence, than individuals with 22q11.2DS who did not develop psychotic symptoms (Bagautdinova et al., 2021; Ramanathan et al., 2017). Therefore, increased spindle and SW amplitude in 22q11.2DS in childhood/adolescence could reflect aberrant cortical development processes which clinically associate with ADHD and/or anxiety symptoms in this age group, but then progress to thinner frontal cortex, increased risk of psychotic disorders and potentially decreased spindle/SW density in adulthood.
Relationship to previous findings – aperiodic signal component
We discovered increased broadband EEG power in 22q11.2DS during sleep, particularly in REM. Furthermore, the intercept of the aperiodic signal component in REM was observed to be a mediator of genotype effects on ADHD symptoms. One possibility is that the increased power is related to the increased cortical grey matter thickness observed in 22q11.2DS, as has been observed in brain imaging studies (Lin et al., 2017; Sønderby et al., 2022; Sun et al., 2020).We also observed that the slope and intercept of the aperiodic part of the signal reduced with age, similar to previously reported findings in awake resting state EEG in children and adolescents (Hill et al., 2022), and aging adults (Voytek et al., 2015). The slope of the 1 /f component of the EEG has also been associated with changes in level of arousal across different sleep stages, with REM being associated with the steepest slopes (Kozhemiako et al., 2021; Lendner et al., 2020). However, we did not observe any differences between groups in 1 /f slope.
Mechanisms of sleep EEG changes in 22q11.2DS
Our EEG findings together suggest a complex picture of sleep neurophysiology in 22q11.2DS. On the one hand, increased intercept of the aperiodic component of the signal and increased SW amplitude is associated with a younger developmental age in controls; on the other hand, higher spindle frequency and higher spindle-SW coupling is associated with an older developmental age. Furthermore, we found partial mediation of genotype effects on anxiety, ADHD and ASD symptoms by several EEG measures, in addition to opposing relationships between EEG measures and memory task performance in 22q11.2DS, again suggesting a complex relationship between sleep physiology and cognition in carriers of this genotype.Although the physiological bases of 22q11.2DS-associated changes in sleep architecture are unknown, genes in the deleted region of chromosome 22 have been implicated in sleep regulation, potentially via a role in sleep promoting GABA-ergic signaling (Maurer et al., 2007). GABA signaling is also integral to the mechanisms of spindle and slow wave oscillations (Feld et al., 2013; Feld and Born, 2020; Ulrich et al., 2018). Although a study using magnetic resonance spectroscopy did not demonstrate gross changes in GABA levels in the anterior cingulate cortex in 22q11.2DS (Vingerhoets et al., 2020), a mouse model of 22q11.2DS does harbor a reduction in GABA-ergic parvalbumin containing cortical interneurons in 22q11.2DS (Al-Absi et al., 2020). Therefore, a potential mechanism of altered sleep and sleep-associated EEG oscillations may involve neurodevelopmental changes to cortical structure and GABAergic signaling in cortical inhibitory networks in 22q11.2DS.
Limitations and future directions
In this study we made a single overnight EEG recording. Although there were no differences between groups in terms of total sleep time, or awakenings overnight – indicating minimal disruption by the EEG recording setup – it is possible that the recording protocol caused undetected effects that differed between groups, contributing to our EEG findings. A future study which included a baseline night where participants become familiar with the recording equipment would help to address this possibility.We used interaction and mediation analyses to infer associations between genotype, psychiatric measures or FSIQ, memory task performance, and a wide range of sleep EEG measures. These initial findings should be replicated in a larger sample to confirm sleep EEG measures as intermediate phenotypes that predict behaviour and cognition. Here we need to emphasise that the discovered correlations between sleep EEG measures and memory performance in the morning do not directly relate to processes associated with sleep dependent memory consolidation.Sleep architecture is heterogenous in young people with ADHD and ASD, as it is in adult schizophrenia patients (Chouinard et al., 2004; Cohrs, 2008); it therefore may be unlikely that sleep macrostructure alone (i.e. percentages of different sleep stages, sleep efficiency etc.) will prove a useful biomarker or prognostic indicator of later neurodevelopmental diagnoses in 22q11.2DS. However, our results suggest that the use of quantitative measurements of sleep microstructure, such as of spindles, SWs and their coupling could be mediators of genotype effects on psychiatric symptoms and therefore be useful as biomarkers of neurodevelopmental disorders in future studies (Manoach and Stickgold, 2019).As expected, age had a large influence on EEG properties in our between-subject, cross-sectional study (Hahn et al., 2020; Markovic et al., 2020; Purcell et al., 2017). It has previously been demonstrated that psychopathology changes with age in 22q11.2DS, including that ADHD symptoms decline with age (Chawner et al., 2019). Therefore, a longitudinal cohort study of sleep EEG biomarkers in 22q11.2DS from childhood and adolescence into adulthood is an important extension of the present study, to elucidate developmental trajectories, as has been achieved with brain imaging (Bagautdinova et al., 2021; Ramanathan et al., 2017). Further, a retrospective cohort study of EEGs for those with 22q11.DS who go on to develop schizophrenia-spectrum disorders could dissociate which EEG features relate to the development of psychosis.
Conclusion
In conclusion, in this study quantifying sleep neurophysiology in 22q11.2DS, we highlight differences that could serve as potential biomarkers for 22q11.2DS-associated neurodevelopmental syndromes. Future longitudinal studies should clarify the relationship between psychiatric symptoms, sleep EEG measures, and development in 22q11.2DS, with a view to establishing mechanistic biomarkers of circuit dysfunction that may inform patient stratification and treatment.
Materials and methods
Participants and study recruitment
Participants were recruited as part of the previously described, ongoing Experiences of Children with cOpy number variants (ECHO) study (Moulding et al., 2020). Where available, a sibling (n=17) without the deletion closest in age to the participant with 22q11.2DS (n=28) was invited to participate as a control. As this study was an exploratory cross-sectional study of a rare neurodevelopmental copy number variant, our sample size was taken as the maximum number of participants who agreed to have an EEG recording.The presence or absence of the deletion was confirmed by a Medical Genetics laboratory and/or microarray analysis in the MRC Centre for Neuropsychiatric Genetics and Genomics laboratory at Cardiff University.Prior to recruitment, primary carers consented for all participants and additional consent was obtained from participants aged ⩾16 years with capacity. The protocols used in this study were approved by the NHS Southeast Wales Research Ethics Committee.Age and sex characteristics of the study sample are shown in Table 1. Of participants with 22q.11.2DS, four were prescribed melatonin, one was prescribed methylphenidate (Medikinet) for ADHD and one was prescribed sertraline for ‘mood’. No controls were prescribed psychiatric medication. No study participant reported a diagnosis of epilepsy or seizure disorder.All data were collected during study team visits to participants’ family home. Data collection, including EEG recordings from sets of siblings were carried out on the same visit, which were typically on weekends or school holidays.
Psychiatric characteristics and IQ
Psychopathology and subjective sleep quality was measured by the research diagnostic Child and Adolescent Psychiatric Assessment (CAPA) interview (Angold et al., 1995) with either the participant or primary carer. Interviews were carried out during the same visit as EEG recordings. Participants were also screened for Autism-Spectrum Disorder (ASD) symptoms using the Social Communication Questionnaire [SCQ, (Rutter et al., 2003)], completed by the primary carer. Full-Scale IQ FSIQ was measured using the Wechsler Abbreviated Scale of Intelligence (Wechsler, 1999), as the combination of all subscores.
Sleep-dependent memory consolidation task
The effect of sleep on participants’ memory performance was evaluated using a 2D object location task (Wilhelm et al., 2008) implemented in E-Prime. Participants completed a learning and test session the evening before the EEG recording, and a recall session the next morning. In the task, a 5x6 grid of covered square ‘cards’ was presented on a laptop screen. During learning, successive pairs (n=15) of cards were revealed for 3 s, showing matching images of everyday objects and animals. During recall, one of each pair was uncovered, and subjects were required to select the covered location of the matching pair.In the evening, learning and recall sessions alternated until participants reached a performance criterion of 30% accuracy. The next morning a test session was carried out with a single recall session.
Polysomnography data acquisition
High-density EEG and video recordings were acquired with a 60 channel Geodesic Net (Electrical Geodesics, Inc Eugene, Oregon, USA) and a BE Plus LTM amplifier running the Galileo acquisition software suite (EBNeuro S.p.A, Florence, Italy). Additional polysomnography channels including EOG, EMG, ECG, respiratory inductance plethysmography, pulse oximetry and nasal airflow were recorded with an Embla Titanium ambulatory amplifier. PSG signals were acquired at 512 Hz sampling rate with a 0.1 Hz high pass filter. The online references was electrode Cz.On recording visits, a member of the study team came to the participant’s home, set up the EEG and PSG recording systems and left; participants went to be at their normal bedtime, slept in their own beds, and as the system was ambulatory, were able to move freely during recordings for example to use the bathroom overnight. The experimenter returned the following morning to end the recordings, collect equipment and carry out the morning memory task test session.
Sleep scoring
Sleep scoring was performed by an experienced scorer on a standard PSG montage (6 EEG + all PSG channels) according to Academy of American Sleep Medicine criteria. Artefact and Wake epochs of EEG were discarded from further analysis. Sleep architecture was quantified using standard derived variables: total sleep time, sleep efficiency, latencies to N1 and REM sleep and proportion of time spent in N1, N2, N3, and REM sleep.
EEG data analysis
All pre-processing, spectral analysis and event detection algorithms employ methods validated in previously published sleep EEG studies, using the same MATLAB code where available.
Pre-processing
Following acquisition and prior to analysis, EEG data was pre-processed using the following steps: EEG.edf files were imported into MATLAB (Mathworks, Nantick, MA, USA) using the EEGLAB toolbox (Delorme and Makeig, 2004). Next, signals were downsampled to 128 Hz and processed: detrended with a high pass filter (cut off 0.25 Hz), 50 Hz line noise removed using the EEGLAB PREP plugin (Bigdely-Shamlo et al., 2015), artefacts were removed with the Artifact Subspace Reconstruction method (Mullen et al., 2015) implemented in the clean_rawdata EEGLAB plugin and re-referenced to a common average. Two additional automated artefact removal steps were then applied. Firstly, full 60-channel recordings were decomposed with independent components analysis (ICA) using the AMICA EEGLAB plugin (Delorme et al., 2012) and non-brain components were removed using the ICLabel plugin, including ECG, EMG, and EOG artifacts (Pion-Tonachini et al., 2019).Second, we applied an automated iterative epoch-level artefact removal process to N2 and N3 epochs (pooled together) using two sets of criteria, similar to that described by Purcell et al., 2017: firstly, we applied the method described by Buckelmüller et al., 2006, removing epochs where the beta (16–25 Hz, 2 SD) or delta (1–4 Hz, 2.5 SD) power exceeded a threshold of 2 or 2.5 SD relative to the flanking 14 epochs (7 before and 7 after). The resulting set of epochs were then further filtered based on whether an epoch had >5% clipped signals (e.g. >5% of values in the epoch equal to the minimum or maximum possible value) and then a three-cycle iterative process of removing epochs based on their having a signal RMS or score on the first3 parameters (Hjorth, 1970) that exceeded 2 SD of the whole-signal SD. These processes appeared to remove epochs randomly across the night, although may have removed N3 epochs more than N2. There were no group differences in the proportion of N2 or N3 sleep removed from each recording (mixed models fit to proportion of epochs in N2 and N3 separately, with group as independent variable and gender and age as covariates, both p>0.05). This process was applied to each channel independently as this study did not investigate any cross-channel EEG measures. Sleep montages were then prepared for sleep scoring, and thirty second epochs containing artefacts were flagged for removal after manual review.
Time-frequency Analysis
We calculated whole-night spectrograms using the multitaper method (Bokil et al., 2010) with a 30 second window advanced in steps of 10 seconds and a bandwidth of 1 Hz. The EEG power spectral density (PSD) was calculated for frequencies between 0.25 and 20 Hz using Welch’s periodogram (MATLAB function pwelch with a 4 second Hanning window advanced in 2 second steps, then averaged over time to give one value per frequency per epoch) and converted to decibels (10*log10 (microvolts2)). We then repeated this analysis with EEG signals after z-scoring in signals in the time domain (subtracting the overall signal mean and dividing by the signal standard deviation).Next we used the Irregular Resampling Auto-Spectral Analysis (IRASA) method (Wen and Liu, 2016) to decompose EEG signals into oscillatory and aperiodic (also known as 1 /f or fractal) components, using the MATLAB code published by the method’s authors. In brief, this method consists of sequentially resampling time domain signals to odd numbered sampling rates and calculating the PSD for this set of stretched or compressed data. The sum of these resampled datasets cancels out oscillatory activity, but the aperiodic component is retained. The oscillatory component of the signal can then be recovered by subtracting the aperiodic component from the full PSD in the frequency domain. We calculated differences in PSD between groups through linear mixed models fit at each frequency, and corrected p-values for multiple comparisons using cluster-based correction [where adjacent frequencies were considered to be neighbors (Maris and Oostenveld, 2007), with 500 permutation iterations].From the oscillatory component of the signal, we calculated average power in slow delta (<1.5 Hz) and sigma bands (10–16 Hz), and the sigma-band frequency with maximum power, averaging over all epochs in N2 and N3 sleep separately for each subject. From the aperiodic component of the signal, we calculated two measures – a slope and an intercept measure, from fitting an exponential of y=e-slope+intercept to the aperiodic data in the frequency domain. We calculated these measures from all N2, N3 and REM epochs separately for all individuals. This gave a total of 12 spectral measures per electrode per subject (Table 7).
Spindle detection
Sleep spindles were automatically detected from artefact-free epochs of N2 and N3 sleep EEG data using a relative-threshold detector based on previously reported methods using the continuous wavelet transform (Djonlagic et al., 2021; Purcell et al., 2017). To enhance spindle detection signal-noise ratio a Complex-Frequency B-Spline wavelet was used in the place of the more typical Complex Morlet wavelet (Bandarabadi et al., 2020).We determined the wavelet frequency to use for spindle detection from the peak sigma frequency calculated using the IRASA method, for each individual. As we observed almost all participants to have unimodal distributions of sigma power (Figure 1—figure supplement 1), and as has been previously suggested in a study of similarly aged participants (Hahn et al., 2020), we did not differentiate between ‘fast’ and ‘slow’ spindles. Therefore, for spindle detection, we used a single wavelet with an individualized centre frequency, a bandwidth parameter of 2, and an order parameter of 2.Putative spindle cores were identified from the magnitude of the continuous wavelet transform of the EEG signal (smoothed with a 0.1 s moving average), with a main threshold of 3 x the median (calculated over the whole signal) and a secondary threshold of 1.5 x the median. We took putative spindles to be crossings of the main threshold flanked with secondary threshold crossings with a minimum event duration of 0.5 s and a maximum duration of 3 s. Further, putative spindles had to be separated by at least 0.5 s; events closer than this were merged unless their combined duration exceeded 3 s.Putative spindles were further selected based on a quality metric where the power increase in the sigma band (10–16 Hz) during the putative spindle event (calculated as the FFT of the signal, relative to the whole-night baseline PSD) had to exceed the average increase in the delta, theta and beta bands during the same period, relative to their whole-night baselines.From each putative spindle we extracted the amplitude (maximum peak-to-trough voltage difference in the sigma filtered-EEG, filtered using a least-squares linear-phase FIR filter using MATLAB’s firls command with 10–16 Hz passband filter, an order of 960, and transition frequency width of 0.5 Hz) and frequency (reciprocal of the mean time difference between positive voltage peaks within the spindle). We also calculated the average density of spindles over the whole duration of all epochs investigated in each participant, in events per minute, giving a total of three spindle-related measures per electrode per subject (Table 7).
Slow-wave detection
Slow waves were detected from epochs of N2 and N3 sleep using a previously validated method (Djonlagic et al., 2021) as follows: first the EEG signal was band-pass filtered between 0.25 and 4 Hz using a Hamming windowed sinc FIR filter (pop_eegfiltnew from the EEGLAB toolbox), Next, negative half-waves were detected from positive-to-negative zero crossings and selected as putative SWs if: the putative SW had an amplitude greater 2 x the signal median for all negative half-waves, a minimum length of 0.5 s and a maximum length of 2 s. These were liberal criteria which detected large numbers of negative half waves; this approach was chosen as we wished to investigate SW-spindle interactions, and therefore wished to maximise our sample of putative SWs. Furthermore, as it has been observed that the overall power of the EEG signal decreases from childhood to adolescence (Hahn et al., 2020), the use of an absolute threshold for SW detection could introduce bias in detections based on participant age. We therefore considered a relative threshold most appropriate for our dataset.From each SW we extracted the amplitude (as the peak negative deflection), the duration (the time between the initial positive-to-negative zero crossing to the negative-to-positive zero crossing), and from the total set of SWs calculated the average SW density in events per minute, giving a total of 3 SW-related measures per electrode per subject (Table 7).To explore the polarity of EEG signals across the scalp at the time of SWs detected on individual channels, we made topoplots of the average EEG voltage at all electrodes at the time of detected SW troughts at a range of seed electrodes which were selected for being placed evenly across the scalp.
Spindle–SW coupling
Spindle - SW coupling was measured using three metrics. First, we calculated the simple proportion of detected spindles whose peaks overlapped with any detected SWs, where overlap was defined as spindles whose peak sample fell within a window of +/- 1.5 s of the negative peak of a detected SW. Second, we calculated the mean resultant length (MRL) vector of the phase of the slow oscillation at the time of peak spindle amplitude, for spindles which overlapped an SW. The MRL metric was calculated as follows: the phase angle of the filtered slow oscillation signal was calculated using the Hilbert transform (where 0 degrees was the first positive-to-negative crossing of the SW). The phase value at the index of each spindle peak was taken, and the overall MRL for that signal was calculated as mrl = abs(mean(exp(1i*phase))), where phase is a vector of all spindle peak phase values in a recording. Third, we took the mean angle of the SW phase at the peak of all SW-overlapping spindles where angle = angle(mean(exp(1i*phase))). For the overlap and MRL measures, we converted the raw measure to a z-score relative to a resampling distribution calculated by randomly shuffling each spindle peak either within its local 30-s epoch (overlap measure) or shuffling only within the overlapping detected SW (MRL measure). This resampling procedure was repeated 1000 times to create a null distribution from which the mean and standard deviation was calculated for deriving the z-score for each signal. We then calculated these three measures for each electrode, for each subject (Table 6).As an additional analysis to explore the relationship between SWs and sigma-frequency activity, we made scalograms of SW-trough-locked EEG signals, using a set of frequencies evenly spaced between 8 and 16 Hz, and a Complex-Frequency B-Spline wavelet with bandwidth 2 and order 2. Scalograms were normalised by z scoring relative to the average signal in the window 2 – 1.5 seconds prior to SW troughs. Normalised scalograms were calculated for all SWs detected at each electrode and participant, then averaged.
Statistical analysis
Following acquisition, preprocessing and feature identification and extraction, summary data were exported into R 4.1.0 (R Development Core Team, 2017) for statistical analysis.
Psychiatric, sleep architecture, and memory data
Psychiatric and sleep architecture data were analyzed using a mixed model approach, with subject family entered into models as a random (varying) intercept, to account for the shared genetic and environmental influences within sibling pairs. Mixed models are also robust to missing data.For memory task data, the number of learning cycles to reach the 30% performance criterion were modeled using mixed effects Cox Proportional Hazard Regression (coxme in the coxme package), with right censoring as some participants (22q11.2DS n=6, siblings n=0) completed numerous training cycles but never reached criterion before stopping the task.Accuracy in the morning memory test was measured using a binomial model [glmer with family = binomial(link = “logit”) in the lme4 package (Bates, 2010)] with the number of hits from the 15 trials as the dependent variable. In both models, genotype was the independent variable and age and sex were included as covariates, with family as a random intercept.
High-density sleep EEG data
Our EEG dataset consisted of 21 EEG measures across 60 channels recorded in 45 participants (Table 7). As we used a high-density electrode array, we used multilevel generalized additive models (GAMM) applied to EEG data from all 60 electrodes in one model. The generalized additive model can model non-linear relationships, including spatial relationships, between variables using splines or other smoothers (Wood, 2004; Wood, 2017) and can, for example, be used to model complex or spatial relationships in models that also include covariates and random effects structures (Pedersen et al., 2019). In the case of EEG data, this allowed the estimation of a model than included the value of an EEG measure of interest (e.g. spindle density) at all 60 electrodes, with genotype, gender and age as a covariates and participant identity nested in their family identity as a random intercept, giving overall statistics for group differences.This approach represents an extension of traditional EEG topographical plots, which present a smoothed interpolation of an EEG measure onto a 2D grid representing the head, by allowing the modelling of the relationship between multiple independent variables (and random effects) across the 2D representation of the head.In order to fit these computationally intensive models consistently, we adopted a Bayesian approach, fitting the models using Hamiltonian Monte Carlo using the R BRMS package and Stan (Bürkner, 2017; Carpenter et al., 2017), with 4000 iterations (1000 warm up) on four chains, and regularizing priors [in keeping with (McElreath, 2018)]. All model posterior information was inspected manually, and all Gelman-Rubin statistics (measures of model convergence) were close to 1.00, which is considered the optimal value. The formula used for all models (except for angular data) was value ~s(x, y, by = group, bs = "tp", k=20, m=2)+gender + age_eeg +group + (1|family) + (1|family:subject), where value was a placeholder for each EEG feature of interest, and x and y represented the 2D-projected x and y co-ordinate for each EEG electrode. This model fits an isotropic smooth with thin plate regression splines to the EEG measure across electrodes, with a separate smooth being estimated for 22q11.2DS and sibling controls. The model was fit was a normal distribution and an identity link function.This approach allowed us to generate topographic plots of group differences by taking draws from the posterior fitted values of each model across a grid of spatial locations, for both 22q11.2DS and Siblings. From these posterior samples, we then calculated the genotype difference distribution, and from this, calculated the probability of direction statistic (Makowski et al., 2019), selecting spatial locations where the value of the statistic was less than 0.05 for further plotting.
Spindle-SW coupling angle model
We modelled Spindle-SW Coupling angle (in radians) with a GAMM with a von Mises distribution (equivalent to a normal distribution on the circle) and a half tan link function. We modelled both the mean angle and kappa (the circular concentration parameter) to improve model fitting. The formula used for the angle model was: overlap_angle ~0 + group + gender + age_eeg +s(x,y,by = group, bs = "tp", k=20, m=2) + (1|family) + (1|family:subject), kappa ~0 + group + gender + age_eeg + s(x,y,by = group, bs = "tp", k=20, m=2) + (1|family) + (1|family:subject). We plot both the mean angle for coupling across the scalp, and model estimated angle differences between groups on topoplots with a circular color scale.
Memory task – EEG correlation models
We analyzed the correlation between Sleep EEG measures and performance in the test session of our behavioral task the next morning. For each EEG measure and EEG electrode, we fit a generalized linear mixed model, with number of hits in the morning session as dependent variable, the interaction between an EEG measure and genotype as independent variable, and gender and age as covariates, with family identity as a random intercept, and a binomial distribution with logit link function. We then took p-values for the interaction term, corrected using a cluster-correction permutation testing approach with 500 permutations (Maris and Oostenveld, 2007), and plotted those electrodes where the EEG measure * genotype interaction was significant (cluster-corrected p<0.05).
EEG mediation models
We analyzed whether genotype effects on psychiatric symptoms or FSIQ were mediated by EEG measures using mediation models (Imai et al., 2010). Mediation analysis is a statistical technique which allows the estimation of whether the effect of one exposure (genotype) on an outcome (here a psychiatric measure or FSIQ) occurs via an effect of the exposure on a third variable (known as the mediator, here an EEG measure) or via a direct effect on the exposure. These models can be estimated by the combination of two statistical models predicting (1) the outcome from the exposure, mediator, and other covariates (including random effects) and (2) the mediator from the exposure, other covariates and random effects.In our mediation analysis, we fit models for each pair of a psychiatric measure or IQ (ADHD, anxiety, ASD symptoms, psychotic experiences, CAPA sleep problems or FSIQ) and an EEG measure (focusing on the four measures where we observed raw group differences: REM constant, spindle amplitude, SW amplitude and spindle-SW MRL): one linear mixed model predicting the EEG measure from genotype, age and gender as covariates, and family as a random intercept; and one model predicting the psychiatric measure/IQ from genotype, EEG measure, age and gender, and family as a random intercept. The link function of the second model depended on the measure; poisson count models were used for symptom count data (ADHD, anxiety and ASD), a binomial model for psychotic experiences, or a linear model for FSIQ. These models were fit using the lme4 package as above, then combined in a mediation analysis using the mediate function in the R mediation package (Imai et al., 2010). From each model we extracted the estimated direct and mediated effects, and the proportion mediated (the proportion of the total effect of genotype on the psychiatric measure/FSIQ mediated via the EEG measure) and constructed topographic plots of the proportion mediated. We derived p-values from mediation models using the cluster correction method by generating 500 shuffled datasets at each electrode, where group identity was permuted, and refit the models to each. We then plotted those electrodes where there was a cluster-corrected significant mediated effect by the given measure and a significant total effect on the same electrode.The authors quantified sleep oscillations and their coordination in young people with 22q11.2 Deletion Syndrome and their siblings. This was done to identify potential biomarkers of later neurodevelopmental diagnoses in 22q11.2 Deletion Syndrome. The core findings based on solid data demonstrate that sleep rhythms in 22q11.2DS are altered in comparison to the control group, as is their relationship with the behavioral expressions of memory consolidation. These are important findings as they directly provide a link between genes and sleep rhythms and memory consolidation.Our editorial process produces two outputs: (i) public reviews designed to be posted alongside the preprint for the benefit of readers; (ii) feedback on the manuscript for the authors, including requests for revisions, shown below. We also include an acceptance summary that explains what the editors found interesting or important about the work.Decision letter after peer review:Thank you for submitting your article "NREM sleep EEG in young people with 22q11.2 deletion syndrome: slow-waves, spindles and interrelationships with memory and neurodevelopmental symptoms" for consideration by eLife. Your article has been reviewed by 3 peer reviewers, and the evaluation has been overseen by a Reviewing Editor and Laura Colgin as the Senior Editor. The following individuals involved in review of your submission have agreed to reveal their identity: Malgorzata Wislowska (Reviewer #1); Leila Tarokh (Reviewer #2).The reviewers have discussed their reviews with one another, and the Reviewing Editor has drafted this to help you prepare a revised submission.Essential revisions:In particular, several of the referees have raised concerns about whether the conclusions are supported by the data. Please revise the paper according to the concerns raised below with a specific focus on revising the conclusions in the light of experimental results.Reviewer #1 (Recommendations for the authors):Limitations of the study:1. Detected slow wavesMany of the detected slow waves has amplitude below 75mV (Figure 4B). Furthermore, the highest density of slow waves in 22q group is over parieto-occipital scalp sites (Figure 4C). This makes me wonder whether the authors didn't detect events that aren't slow waves. In the methods section, the authors claim to use liberal criteria to increase number of detections. While I can understand this motivation, especially for the coupling analysis, the authors could consider re-running the analysis using standard detection criteria, to at least confirm their findings regarding slow-wave events. Alternatively, the authors could restrict their algorithm to detect the slow waves only in the signal from Fz electrode. I would be surprised if a full-night sleep data didn't have enough "regular" slow-wave events for the planned analysis.2. State vs trait effect of memoryFigure 6: The authors reported significant relationship between success in a memory task morning recall, and sleep oscillatory features, like sleep spindles. It is however not easy to disentangle whether the reported effect is indeed related to the memory consolidation process, or to general cognitive capacities. For example, participants with higher IQ might have in general higher spindle amplitude and perform better on the memory task. It is of course reassuring, that there was no relationship between memory task performance and FSQI measure. Did the authors use for this analysis general score, or only matrix reasoning score? To zoom into memory consolidation processes, the authors could use a measure of evening-to-morning change in task performance.Furthermore, additional mediation analysis of genotype of memory performance (preferably memory consolidation) by EEG sleep features could shed additional light on this intricated puzzle.3. Lack of screening nightAs far as I understand, sleep PSG data was recorded only once from each subject. Even though the data was acquired at participants' own homes, sleeping with an EEG cap can easily lead to disturbances of sleep architecture and sleep quality. It cannot be excluded, that there was a group difference in that respect, especially when one group of participants is clinical. In that respect, lack of an adaptation recording is a limitation of the current study and should be discussed.Please report what was the order of data acquisition for two siblings. Was data from the siblings acquired on the same night? If not, in which order was data acquired? If the sibling with the gene mutation was always recorded first, that could induce higher stress (of unknown) in this group of participants, potentially contributing to the observed between-group differences.4. Comparisons to the literature on adult schizophrenic patientsFor the large part of the discussion, the study results are contrasted with literature on adult schizophrenic patients (e.g. line 400, line 411). However, only part (<41%) of the 22q11.2DS children are expected to develop psychotic disorders (line 74), and those people are also in risk of several other neuropsychiatric conditions (line 71). Furthermore, developmental changes are still taking place in this population (line 392), rendering additional portion of variance. Therefore, I don't find this comparison to adult schizophrenic population appropriate, and certainly not as the central point of the study.I suggest shifting the focus towards disentangling complex relationship between the recorded parameters (gene mutation, sleep features, neuropsychiatric symptoms, overnight memory consolidation), which I find to be the most interesting and auspicious, and yet very little understandable after reading the manuscript. It is fascinating that "genes in the deleted region of chromosome 22 have been implicated in sleep regulation" (line 380), and that sleep plays a crucial role in memory consolidation, and that the previous research revealed sleep problems in 22q11.2DS population, and that neuropsychiatric symptoms are associated with sleep alterations.5. Logic of the arguments in the Discussion section– Line 395: or because the recorded subject will never develop schizophrenia; therefore, the conclusion in line 398 is too-far reaching.– Line 400: the authors mention schizophrenia, then developmental changes, and then make conclusions about cortical excitability. I don't see how these pieces of information are related to each other.– Line 405: I find these speculations to be too-far reaching. There is no evidence in the data for increased cortical excitability. The increased amplitude might as well come from increased synchronization of neural activity. I also don't understand the phrase "persistence of cortical Up-states". How this further relates to timing of coupling between spindles of slow-waves is also not clear to me.– Line 408: I don't understand what the authors would like to test with transcranial and auditory stimulation.– Line 416: Why does increased spindle and slow-wave amplitude indicate reduced efficiency of information processing? I find this interpretation of the memory task results to be very speculative. There are also no references in the text to support such claims.– Line 432: Please provide references for the claim that cortical thickness leads to increased amplitude of neural oscillations.– Line 440: Why do the authors claim that ADHD symptoms are associated with increased spindle and slow wave amplitude?– First authors claim that "…it therefore appears unlikely that sleep macrostructure will prove a useful biomarker or prognostic indicator of later neurodevelopmental diagnoses in 22q11.2DS" (line 385) but claim something opposite in line 453.Suggested improvements:1. Sigma power vs sleep spindlesPage 13: Firstly, the authors analyzed spectral power, and found a between-group difference in sigma frequency power. Thereafter, the authors analyzed properties of detected sleep spindles, and showed that the only difference between the groups is in spindle power. There is a high chance that these two results reflect the same phenomenon, and are therefore redundant. Even the topo-plots for sigma power and spindle amplitude, as well as sigma frequency and spindle frequency, are very similar to each other. The authors should decide to either focus on sigma or sleep spindles.Page 15: Are the statements made in lines 224-226 supported by the results from GAMM analysis? The authors need to include the statistics supporting the findings described in the Results sections within text, and not only in a table. This applies to the entire Results section.2. Delta power vs slow-wavesPage 15: Similarly to the point about sleep spindles and sigma, the analysis of slow-wave properties are repeating the results from delta power analysis. The only new finding here relates to slow wave duration. As previously, I strongly suggest reporting one analysis or the other. The story is already complex by including genetic, questionnaire-based, behavioral, as well as PSG data.If the authors decide to report sleep spindle and slow wave results, please restrict your figures to showing only the relevant findings. For example, panels A,B,C and F in Figure 2 do not provide any important information in my opinion.3. Neuropsychiatric conditions, sleep, and 22q11.2SDPage 6: participants with 22q11.2SD reported more sleep problems, ADHD and ASD symptoms than the control group. But a higher sleep problem was not associated with ADHD and ASD symptoms.I suggest moving the mediation analysis (of Genotype Effects on NREM Features by Psychiatric Symptoms) to follow the previous paragraph directly. It would be also interesting to see mediation analysis of genotype on sleep problems by psychiatric symptoms. This could help explain the apparent inconsistency of the beforementioned results.4. Sleep-spindle and slow-wave couplingCould the authors please add a brief explanation on how MRL values should be interpreted? Does higher MRL value mean that spindles had more precise preference for occurring at a specific phase of a slow wave?5. The manuscript needs some stylistic improvements– explain the abbreviations on their first occurrence (e.g. ASD and FSIQ on page 6, PSD and GAMM on page 9)– avoid repetitions if possible (sometimes the same word appears three times in one sentences)– state explicitly which comparison do the authors refer to (e.g., line 148: "…power was significantly increased in N2 and N3 sleep in 22q11.2DS" … as compared to…?)– avoid using phrases like "We performed first analysis…" (line 368) or "this is the first study…" (line 452), since the authors cannot know whether that's true.– Line 433: associated with what feature of psychotic symptoms?– Line 436: frontal cortex thicker than what?– Please add legend for gray and blue color in every figure displaying box-plots6. Please make sure to make factually specific claims, for example:– Line 116: interpreting p-values above 0.05 threshold should not be interpreted as an evidence for "similarity" of two groups.– Line 370: "…decreased [relative amount of] N1 and REM sleep…"– Line 379: "…no [statistically significant] changes in sleep efficiency…"7. Missing information in the Methods Section:– What was the online EEG reference?– Details on the study design are missing: what was the exact protocol of the experiment? When did participants go to bed? Was an experimenter staying overnight in the house during the recording? Or where parents instructed on how to deal e.g. with bathroom visits during the night? When were genetic and psychiatric tests carried out – on the same day as EEG data acquisition?– Details about health status of participants – how many of them had which psychotic symptoms?– Line 503: EEG is a part of PSG– Which ICA components were removed? ECG related artefact or more?– Why were artefacts removed only from N2 and N3, while powers spectra and sleep architecture were investigated for all sleep stages? This procedure could have artificially decrease the relative amount of N2 and N3 sleep. Furthermore, between-group differences in sleep architecture could be driven by differences in the amount of artifacts that were excluded.– Is spindle density calculated as number of events per minute?– Line 627: what do the authors mean with "15 EEG measures"?– Page 642: normally distributed across what? Participants (all or within a group), or across scalp sites?Reviewer #3 (Recommendations for the authors):(1.) Line 103: remove "consolidation" from sleep dependent memory consolidation task.(2.) Line 143: Introduce term PSD, before using abbreviation.(3.) Line 153: The authors state that the spectral fingerprints of NREM EEG in young 22q11.2DS carriers differ from those of adult schizophrenia patients. Please briefly outline the differences (non-expert readers might be lost).Reviewer #1 (Recommendations for the authors):Limitations of the study:1. Detected slow wavesMany of the detected slow waves has amplitude below 75mV (Figure 4B). Furthermore, the highest density of slow waves in 22q group is over parieto-occipital scalp sites (Figure 4C). This makes me wonder whether the authors didn't detect events that aren't slow waves. In the methods section, the authors claim to use liberal criteria to increase number of detections. While I can understand this motivation, especially for the coupling analysis, the authors could consider re-running the analysis using standard detection criteria, to at least confirm their findings regarding slow-wave events. Alternatively, the authors could restrict their algorithm to detect the slow waves only in the signal from Fz electrode. I would be surprised if a full-night sleep data didn't have enough "regular" slow-wave events for the planned analysis.As there is no single common method for SW detection we prioritised rate of detection in order to provide a robust dataset for spindle-SW coupling analysis. We considered the use of an absolute detection threshold (e.g. – 75 microVolts) – however, because our participants were of a wide range of ages (6 to 20 years), and it is established that the absolute amplitude of the EEG decreases across childhood (e.g. Hahn et al., 2020), our view is that the use of an absolute detection threshold would potential bias the detection of slow waves by age. We have added comments on this matter to the methods section (page 37)2. State vs trait effect of memoryFigure 6: The authors reported significant relationship between success in a memory task morning recall, and sleep oscillatory features, like sleep spindles. It is however not easy to disentangle whether the reported effect is indeed related to the memory consolidation process, or to general cognitive capacities. For example, participants with higher IQ might have in general higher spindle amplitude and perform better on the memory task. It is of course reassuring, that there was no relationship between memory task performance and FSQI measure. Did the authors use for this analysis general score, or only matrix reasoning score? To zoom into memory consolidation processes, the authors could use a measure of evening-to-morning change in task performance.Furthermore, additional mediation analysis of genotype of memory performance (preferably memory consolidation) by EEG sleep features could shed additional light on this intricated puzzle.We used the full spectrum IQ measure, which combines all subscores in the WASI (page 33). We now present evening-to-morning change in Figure 1 and the results (page 6), and also demonstrate that FSIQ does not significantly affect performance in task acquisition or the morning test session (Table 2). Further, in light of this comment, we have revised our mediation analysis to investigate if EEG sleep features mediate genotype effects on psychiatric symptom scores and FSIQ; we did not observe any mediation by EEG markers on genotype effects on FSIQ (Figure 6).3. Lack of screening nightAs far as I understand, sleep PSG data was recorded only once from each subject. Even though the data was acquired at participants' own homes, sleeping with an EEG cap can easily lead to disturbances of sleep architecture and sleep quality. It cannot be excluded, that there was a group difference in that respect, especially when one group of participants is clinical. In that respect, lack of an adaptation recording is a limitation of the current study and should be discussed.Please report what was the order of data acquisition for two siblings. Was data from the siblings acquired on the same night? If not, in which order was data acquired? If the sibling with the gene mutation was always recorded first, that could induce higher stress (of unknown) in this group of participants, potentially contributing to the observed between-group differences.Your understanding is correct, and apologies for not being sufficiently clear in the previous version. We have added to the methods and discussion to address this point (page 32); we acknowledge the lack of a screening night could be a limitation of our study, although we note there were no differences in total sleep time or sleep efficiency between groups (Table 1). Data from siblings were obtained on the same nights, which we note in the methods (page 32)4. Comparisons to the literature on adult schizophrenic patientsFor the large part of the discussion, the study results are contrasted with literature on adult schizophrenic patients (e.g. line 400, line 411). However, only part (<41%) of the 22q11.2DS children are expected to develop psychotic disorders (line 74), and those people are also in risk of several other neuropsychiatric conditions (line 71). Furthermore, developmental changes are still taking place in this population (line 392), rendering additional portion of variance. Therefore, I don't find this comparison to adult schizophrenic population appropriate, and certainly not as the central point of the study.I suggest shifting the focus towards disentangling complex relationship between the recorded parameters (gene mutation, sleep features, neuropsychiatric symptoms, overnight memory consolidation), which I find to be the most interesting and auspicious, and yet very little understandable after reading the manuscript. It is fascinating that "genes in the deleted region of chromosome 22 have been implicated in sleep regulation" (line 380), and that sleep plays a crucial role in memory consolidation, and that the previous research revealed sleep problems in 22q11.2DS population, and that neuropsychiatric symptoms are associated with sleep alterations.We agree with the reviewer that 22q11.2 DS, although associated with psychosis, this was part of a much broader complex behavioural and psychiatric phenotype. Through multiple changes to the introduction and discussion, we believe we now better address this point, by incorporating references from other neurodevelopmental disorders relevant to 22q11.2DS (e.g. ADHD and ASD) and further discussion of putative mechanisms of sleep disruption in 22q11.2DS (discussion, page 29)5. Logic of the arguments in the Discussion section– Line 395: or because the recorded subject will never develop schizophrenia; therefore, the conclusion in line 398 is too-far reaching.We have extensively revised the discussion, including adding comments on the link between 22q11.2DS, and psychosis in adulthood, and how future studies could inform our understanding of this association (page 30 onward)– Line 400: the authors mention schizophrenia, then developmental changes, and then make conclusions about cortical excitability. I don't see how these pieces of information are related to each other.We have revised the discussion to include a specific subsection where we link our findings to the existing literature and consider putative mechanisms of 22q11.2DS related differences in EEG oscillations (page 29)– Line 405: I find these speculations to be too-far reaching. There is no evidence in the data for increased cortical excitability. The increased amplitude might as well come from increased synchronization of neural activity. I also don't understand the phrase "persistence of cortical Up-states". How this further relates to timing of coupling between spindles of slow-waves is also not clear to me.We have revised the discussion to include a specific subsection where we link our findings to the existing literature and consider putative mechanisms of 22q11.2DS related differences in EEG oscillations (page 29)– Line 408: I don't understand what the authors would like to test with transcranial and auditory stimulation.We have removed this section of the discussion as, on reflection, it did not contribute to overall argument we advance in the discussion– Line 416: Why does increased spindle and slow-wave amplitude indicate reduced efficiency of information processing? I find this interpretation of the memory task results to be very speculative. There are also no references in the text to support such claims.We have reviewed this point, and removed it from the discussion– Line 432: Please provide references for the claim that cortical thickness leads to increased amplitude of neural oscillations.References have been added to the discussion (page 29)– Line 440: Why do the authors claim that ADHD symptoms are associated with increased spindle and slow wave amplitude?We made this claim on the basis of the findings of our mediation analysis, which indicated that genotype effects on slow wave amplitude were mediated by ADHD symptoms (Figure 6). Following revision of the mediation analysis in line with reviewer comments as described above, we hope this point is better made; that we have statistical evidence that EEG measures are partial mediators of the effect of 22q genotype on ADHD and anxiety symptoms.– First authors claim that "…it therefore appears unlikely that sleep macrostructure will prove a useful biomarker or prognostic indicator of later neurodevelopmental diagnoses in 22q11.2DS" (line 385) but claim something opposite in line 453.Our tentative conclusion was that there might be a distinction in the usefulness of coarse measures like %N2 sleep and finer grained sleep microstructure such as event characteristics; we have expanded this point in the discussion (page 31)Suggested improvements:1. Sigma power vs sleep spindlesPage 13: Firstly, the authors analyzed spectral power, and found a between-group difference in sigma frequency power. Thereafter, the authors analyzed properties of detected sleep spindles, and showed that the only difference between the groups is in spindle power. There is a high chance that these two results reflect the same phenomenon, and are therefore redundant. Even the topo-plots for sigma power and spindle amplitude, as well as sigma frequency and spindle frequency, are very similar to each other. The authors should decide to either focus on sigma or sleep spindles.We chose to apply a systematic series of analyses to the sleep EEG data, as there have not been any previous comparisons of EEG spectral features, or EEG events in 22q11.2DS. We have further expanded on this approach, incorporating suggestions from other reviewers, to investigate the separate oscillatory and 1/f components of the PSD. We believe these analyses are both intrinsically important, and also provide important information to inform our spindle and SW-based analyses (for example using the peak sigma frequency to individualise spindle detection algorithms). We have expanded on the motivation for our approach in the results and methods sections (e.g. page 13, 36)Page 15: Are the statements made in lines 224-226 supported by the results from GAMM analysis? The authors need to include the statistics supporting the findings described in the Results sections within text, and not only in a table. This applies to the entire Results section.We now include relevant statistics directly in the text throughout the Results section, as suggested2. Delta power vs slow-wavesPage 15: Similarly to the point about sleep spindles and sigma, the analysis of slow-wave properties are repeating the results from delta power analysis. The only new finding here relates to slow wave duration. As previously, I strongly suggest reporting one analysis or the other. The story is already complex by including genetic, questionnaire-based, behavioral, as well as PSG data.If the authors decide to report sleep spindle and slow wave results, please restrict your figures to showing only the relevant findings. For example, panels A,B,C and F in Figure 2 do not provide any important information in my opinion.We have condensed our figures considerably, including making use of figure supplements to make our figures and Results sections clearer for the reader. As above, however, we believe there are important motivations for looking at PSD data before events, and carrying forward PSD-derived measures for further analysis e.g. mediation where appropriate3. Neuropsychiatric conditions, sleep, and 22q11.2SDPage 6: participants with 22q11.2SD reported more sleep problems, ADHD and ASD symptoms than the control group. But a higher sleep problem was not associated with ADHD and ASD symptoms.I suggest moving the mediation analysis (of Genotype Effects on NREM Features by Psychiatric Symptoms) to follow the previous paragraph directly.We have revised the structure of the Results section to place all psychiatric and behavioural data first (results, page 6), then proceed through analysis of EEG measures, before presenting analyses which combine behavioural/psychiatric measures with EEG measures. We believe this allows readers to first understand the behavioural phenotype of 22q11.2DS, then the EEG phenotype, before asking whether there are links between specific EEG measures and specific parts of the behavioural phenotype.It would be also interesting to see mediation analysis of genotype on sleep problems by psychiatric symptoms. This could help explain the apparent inconsistency of the beforementioned results.The relationship between sleep problems and psychiatric symptoms in 22q11.2DS, in a larger cohort, is investigated in our earlier manuscript, Moulding et al., 2020, referenced in our study, and we would invite the interested reader to peruse this.4. Sleep-spindle and slow-wave couplingCould the authors please add a brief explanation on how MRL values should be interpreted? Does higher MRL value mean that spindles had more precise preference for occurring at a specific phase of a slow wave?Yes, this is correct interpretation of the MRL measure. We have added an expanded explanation of this measure to the results (page 20)5. The manuscript needs some stylistic improvements– explain the abbreviations on their first occurrence (e.g. ASD and FSIQ on page 6, PSD and GAMM on page 9)We have reviewed the manuscript to address this– avoid repetitions if possible (sometimes the same word appears three times in one sentences)We have reviewed the manuscript for excessive repetition and curtailed this– state explicitly which comparison do the authors refer to (e.g., line 148: "…power was significantly increased in N2 and N3 sleep in 22q11.2DS" … as compared to…?)We have reviewed the manuscript to clarify the comparisons made in each section of the results– avoid using phrases like "We performed first analysis…" (line 368) or "this is the first study…" (line 452), since the authors cannot know whether that's true.We have removed this claim.– Line 433: associated with what feature of psychotic symptoms?We have added a table of the specific psychotic symptoms evinced by each participant to address this point (supplementary table 1)– Line 436: frontal cortex thicker than what?Based on the published literature, thicker frontal cortex in individuals with 22q11.2DS who develop psychosis has been observed relative to individuals with 22q11.2DS who do not develop psychosis, we have added this clarification (page 29)– Please add legend for gray and blue color in every figure displaying box-plotsWe have added legend to the figures where appropriate6. Please make sure to make factually specific claims, for example:– Line 116: interpreting p-values above 0.05 threshold should not be interpreted as an evidence for "similarity" of two groups.We have altered the results to clarify this (page 6)– Line 370: "…decreased [relative amount of] N1 and REM sleep…"We have altered the results to clarify this (page 6)– Line 379: "…no [statistically significant] changes in sleep efficiency…"We have altered the results to clarify this (page 6)7. Missing information in the Methods Section:– What was the online EEG reference?We had added this to the methods (page 33 – it was Cz)– Details on the study design are missing: what was the exact protocol of the experiment? When did participants go to bed? Was an experimenter staying overnight in the house during the recording? Or where parents instructed on how to deal e.g. with bathroom visits during the night? When were genetic and psychiatric tests carried out – on the same day as EEG data acquisition?we have added to the methods section to address these points (page 33). The experimenter did not stay overnight, the participants went to bed at their normal bedtime, and given instructions on how manage trips to the bathroom, psychiatric tests were carried out on the same visit as the EEG recording– Details about health status of participants – how many of them had which psychotic symptoms?We have added a table of the specific psychotic symptoms evinced by each participant to address this point (supplementary table 1)– Line 503: EEG is a part of PSGNoted and updated to reflect this (page 33)– Which ICA components were removed? ECG related artefact or more?The components removed were those scoring highest for ECG, EOG and EMG. We have added this to the methods (page 34)– Why were artefacts removed only from N2 and N3, while powers spectra and sleep architecture were investigated for all sleep stages? This procedure could have artificially decrease the relative amount of N2 and N3 sleep. Furthermore, between-group differences in sleep architecture could be driven by differences in the amount of artifacts that were excluded.Artefact removal was applied prior to quantitative EEG analyses to provide the highest quality epochs for analysis, to avoid contamination of our measures. However, as it was possible for the scorer to score all epochs by stage using the full PSG and video recordings, we investigated group differences in sleep architecture using the full night hypnogram. We did not observe any group differences in the amount of N2 or N3 epochs removed by our artefact removal (supplementary figure 1). Therefore, we believe that our approach to artefact removal will not bias our experimental findings– Is spindle density calculated as number of events per minute?We report spindle density as spindles per minute. We have clarified this in the methods (page 36)– Line 627: what do the authors mean with "15 EEG measures"?We refer to the full set of EEG derived measures we compared between groups. We had added a table laying out all the measures we use, Supplementary Table 4, which we hope will improve clarity for the reader– Page 642: normally distributed across what? Participants (all or within a group), or across scalp sites?For all statistical models, the model fit to the data uses particular distributional characteristics, e.g. linear models assume that the data have a normal distribution with a mean and variance which is estimated by the model, poisson models use the poisson distribution etc. The methods section lays out the parameters used for the Bayesian models, and stating the distribution used in the model is one of those parameters. We have changed the order of this section to clarify (page 39), and we also provide the R scripts used to fit these models.Reviewer #3 (Recommendations for the authors):(1.) Line 103: remove "consolidation" from sleep dependent memory consolidation task.Done.(2.) Line 143: Introduce term PSD, before using abbreviation.Done.(3.) Line 153: The authors state that the spectral fingerprints of NREM EEG in young 22q11.2DS carriers differ from those of adult schizophrenia patients. Please briefly outline the differences (non-expert readers might be lost).We have removed this sentence to clarify the Results section.
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