Aneesa J Al-Ani1, Patrick M J Szell2, Zainab Rehman2, Helen Blade3, Helen P Wheatcroft4, Leslie P Hughes3, Steven P Brown2, Chick C Wilson1. 1. Centre for Sustainable and Circular Technologies (CSCT), University of Bath, Claverton Down, Bath BA2 7AY, U.K. 2. Department of Physics, University of Warwick, Coventry CV4 7AL, U.K. 3. Oral Product Development, Pharmaceutical Technology & Development, Operations, AstraZeneca, Macclesfield SK10 2NA, U.K. 4. Chemical Development, Pharmaceutical Technology & Development, Operations, AstraZeneca, Macclesfield SK10 2NA, U.K.
Abstract
Salbutamol is an active pharmaceutical ingredient commonly used to treat respiratory distress and is listed by the World Health Organization as an essential medicine. Here, we establish the crystal structure of its oxalate form, salbutamol oxalate, and explore the nature of its crystallographic disorder by combined X-ray crystallography and 13C cross-polarization (CP) magic-angle spinning (MAS) solid-state NMR. The *C-OH chiral center of salbutamol (note that the crystal structures are a racemic mixture of the two enantiomers of salbutamol) is disordered over two positions, and the tert-butyl group is rotating rapidly, as revealed by 13C solid-state NMR. The impact of crystallization conditions on the disorder was investigated, finding variations in the occupancy ratio of the *C-OH chiral center between single crystals and a consistency across samples in the bulk powder. Overall, this work highlights the contrast between investigating crystallographic disorder by X-ray diffraction and solid-state NMR experiment, and gauge-including projector-augmented-wave (GIPAW) density functional theory (DFT) calculations, with their combined use, yielding an improved understanding of the nature of the crystallographic disorder between the local (i.e., as viewed by NMR) and longer-range periodic (i.e., as viewed by diffraction) scale.
Salbutamol is an active pharmaceutical ingredient commonly used to treat respiratory distress and is listed by the World Health Organization as an essential medicine. Here, we establish the crystal structure of its oxalate form, salbutamol oxalate, and explore the nature of its crystallographic disorder by combined X-ray crystallography and 13C cross-polarization (CP) magic-angle spinning (MAS) solid-state NMR. The *C-OH chiral center of salbutamol (note that the crystal structures are a racemic mixture of the two enantiomers of salbutamol) is disordered over two positions, and the tert-butyl group is rotating rapidly, as revealed by 13C solid-state NMR. The impact of crystallization conditions on the disorder was investigated, finding variations in the occupancy ratio of the *C-OH chiral center between single crystals and a consistency across samples in the bulk powder. Overall, this work highlights the contrast between investigating crystallographic disorder by X-ray diffraction and solid-state NMR experiment, and gauge-including projector-augmented-wave (GIPAW) density functional theory (DFT) calculations, with their combined use, yielding an improved understanding of the nature of the crystallographic disorder between the local (i.e., as viewed by NMR) and longer-range periodic (i.e., as viewed by diffraction) scale.
Crystallization is an essential step in
the manufacture of many
pharmaceutical solids, with the majority of active pharmaceutical
ingredients (APIs) marketed in their solid form.[1,2] Controlling
the crystallization process allows for the selection of the solid
form with the most suitable physicochemical properties and can help
ensure uniformity and phase purity.[2−4] A lack of characterization
of an API’s crystalline form can have devastating consequences,
such as unexpected changes to the performance and inconsistent physicochemical
properties (e.g., compressibility and dissolution).[5−7]Crystallographic
disorder occurring in crystalline pharmaceuticals
is a poorly understood solid-state behavior, and it can be difficult
to characterize or control. Further, disorder can impact the physicochemical
properties of a pharmaceutical, such as stability, and can lead to
difficulties in the crystallization and manufacturing process.[8,9] The challenge arises in part due to a lack of analytical tools available
as current characterization methods have difficulty in distinguishing
subtle changes in the crystallographic disorder in organic systems.[9]The two most common types of crystallographic
disorder observed
in pharmaceutical materials are orientational (disarrangement of a
whole molecule) and conformational disorder (disarrangement of part
of a molecule).[9] This leads to the formation
of materials with freedom of movement around multiple positions, and
this movement cannot be resolved by conventional X-ray diffraction
(XRD). Rather, the structure is refined from the Bragg intensities
which show an average picture of all the positions. The presence of
molecular disorder in a solid form can increase the Gibbs free energy
of a bulk material and can give rise to weaker molecular packing and
increased molecular motions.[9] The variation
can occur in a single unit cell via molecular mobility (dynamic disorder)
or can be distributed among several unit cells (static disorder).[10] In addition to the difficulty in resolving the
disorder, there is a common misconception that every single crystal
in a batch is identical, which is an oversimplified view. The analysis
of one single crystal does not provide information about the overall
arrangement of molecules in the bulk and thus provides a limited picture
of the molecular disorder; it may not be a fully representative characterization
method. The development of new methodologies to overcome this limitation
is required to gain a detailed picture of the molecular disorder and
the identification of subtle differences between crystals.Various
bulk analytical methods are currently used to characterize
the disorder. The majority of these methods characterize a solid at
the surface or particulate level such as isothermal micro-calorimetry,[11] dynamic vapor sorption,[12,13] atomic force microscopy,[14,15] and transmission electron
microscopy.[16] The characterization of disorder
at the molecular level in the bulk is currently limited to powder
XRD[17,18] and some spectroscopic methods such as solid-state
NMR,[19−29] Raman,[30] and dielectric spectroscopy.[31] Single crystal XRD is a fundamental method in
crystallography that provides detailed information about the internal
lattice of a crystalline material and the nature of the disorder;[32−34] however, it is not a bulk analysis method.[35] The ability to distinguish subtle changes in disorder at the molecular
level via single crystal XRD (SXRD) remains a challenge and it is
limited to a generalized average value from one single crystal with
no clear way to quantify the range of the disorder occurring in the
many crystals in the bulk powder.Atomic displacement parameters
(ADPs) from X-ray data often provide
the first indication that a structure is disordered especially in
the case of static disorder, but identifying dynamic disorder is particularly
challenging. Variable-temperature X-ray measurements can provide additional
insights, but the SXRD data are usually only collected at one specific
temperature, with a low temperature, between 100 and 150 K, usually
preferred. Solid-state NMR, especially when combined with density
functional theory (DFT) calculations, provides the opportunity to
derive information about the nature of any disorder using variable-temperature
experiments and relaxation time measurements. Solid-state NMR is sensitive
to short-range order, and with experimental timescales (for the radiofrequency
pulses and acquisition of the time-domain signal) ranging from microseconds
to tens of milliseconds, the distinction between static and dynamic
disorder is possible. Other techniques such as Terahertz time-domain
spectroscopy[36] are emerging for probing
the sorts of motions that NMR may not be sensitive to. A combination
of complementary characterization techniques is always to be encouraged
when trying to understand the range of motions present in a crystal
lattice.Solid-state NMR can be used to gain insights into crystallographic
disorder occurring in bulk pharmaceuticals[21,37−44] and can be combined with gauge-including projector-augmented-wave
(GIPAW) calculations to verify and refine the crystal structure, that
is, NMR crystallography.[19,24,37,45−70] As a technique that observes the bulk sample, solid-state NMR can
be used to validate the occurrence of crystallographic disorder and
determine its nature.[21,25,71] The disorder caused by dynamics can be investigated by solid-state
NMR,[71−80] offering qualitative information through line-shape analysis, chemical
shift measurement,[21] and dipolar coupling
measurements.[61,81] In addition, quantitative information
on the thermodynamic parameters of the dynamics can be obtained through
relaxation time measurements.[61,71,72,75] There are limits to the ability
of solid-state NMR to investigate disorder, which may arise due to
the nature of the technique. Examples of this may arise from an insufficient
resolution required to adequately resolve the crystallographic disorder,
the disorder involving unreceptive nuclei or potentially missing the
presence of dynamics occurring at a timescale distinct from that of
the one-dimensional NMR experiment. Nevertheless, NMR crystallography
has successfully been applied, for example, to understand the nature
of the structural disorder in eniluracil,[82] and quantitative information on the dynamics in pyrrolidine rings
were obtained in a development compound using 13C spin–lattice
time measurements.[20] Recent computational
advances involving molecular dynamics calculations have also been
shown to be useful in interpreting experimental solid-state NMR lineshapes.[83,84]Salbutamol is a pharmaceutical product that is listed as an
essential
medicine by the World Health Organization and is used in part to treat
respiratory distress, such as asthma.[85] The main commercial form is salbutamol sulfate, although there are
also structures of salbutamol reported in the Cambridge Structural
Database[86] featuring molecules of succinic
acid,[87] adipic acid,[87] and even the pharmaceutical oxaprozin.[88] Here, we report salbutamol oxalate as a model system and
investigate this new crystalline form using a combination of X-ray
crystallography and NMR crystallography with the aim of utilizing
these analytical tools to gain a wider understanding of the nature
of the disorder present in single crystals and in the bulk powder.
The crystal structure of salbutamol oxalate features disorder at its
*C–OH chiral center and here, a major and minor phase is seen,
as shown in Figure . In this context, the term phase refers to the two distinguishable
crystallographic positions observed in salbutamol oxalate. The disorder
in salbutamol oxalate strongly resembles the disorder observed in
the commercial form of salbutamol as salbutamol sulfate.[89] It should be noted that while the disorder impacts
the assignment of the stereochemistry on the chiral centers, the symmetry
present ensures that all structures display a racemic mixture of the
two enantiomers of salbutamol (see Figure ). The impact of crystallization conditions
on the degree of the disorder in the structure is investigated in
order to gain insights into the distribution of conformational disorder
present in multiple single crystals, which may be highly dependent
on the crystallization conditions employed.
Figure 1
(a) Diagram of the molecular
structure of salbutamol oxalate and
(b) depictions of the X-ray crystal structure of salbutamol oxalate
showing the crystallographic disorder. The magenta circle highlights
the disordered site of interest, and the arrows indicate the site
of the highest occupancy (“major phase”) and lowest
occupancy (“minor phase”).
Figure 2
Packing of the structure displayed for the (a) highest
occupancy
“major phase” and (b) lowest occupancy “minor
phase”. The crystallographic disorder is displayed. The impact
of the disorder on the stereochemistry assignment is labeled on the
chiral centers and both phases contain a racemic mixture of the two
enantiomers of salbutamol, that is, the disorder is not due to one
enantiomer being favored.
(a) Diagram of the molecular
structure of salbutamol oxalate and
(b) depictions of the X-ray crystal structure of salbutamol oxalate
showing the crystallographic disorder. The magenta circle highlights
the disordered site of interest, and the arrows indicate the site
of the highest occupancy (“major phase”) and lowest
occupancy (“minor phase”).Packing of the structure displayed for the (a) highest
occupancy
“major phase” and (b) lowest occupancy “minor
phase”. The crystallographic disorder is displayed. The impact
of the disorder on the stereochemistry assignment is labeled on the
chiral centers and both phases contain a racemic mixture of the two
enantiomers of salbutamol, that is, the disorder is not due to one
enantiomer being favored.In this work, we establish the crystal structure
of salbutamol
oxalate and explore the variations of the crystallographic disorder
between single crystals and the bulk powder using a combination of
single crystal XRD and solid-state NMR. The site occupancies of the
disorder in the *C–OH group were determined for multiple crystals
in several samples, and the variability in the occupancies between
single crystals is estimated. In order to assess the impact of crystallization
conditions on the disorder, three batches of salbutamol oxalate were
prepared under unique conditions, by varying either the crystallization
temperature or the crystallization rate. Data were collected for at
least three single crystals from each batch, and the disorder occupancies
quantified in each single crystal (i.e., the major occupancy to minor
occupancy ratio). The samples of salbutamol oxalate were further investigated
by 13C solid-state NMR to quantify the disorder in the
bulk sample. The identification and characterization of structural
variations between single crystals in the bulk are of vital importance
in understanding and predicting the properties of bulk powders. Structural
variations could influence the chemical and physical properties of
a material and its performance in the manufacturing process and the
product. While single crystal XRD provides a crystal-to-crystal quantification
of the disorder, solid-state NMR provides a view of the bulk material.
In this work, we show that combining single crystal XRD with solid-state
NMR provides an improved understanding of the crystallographic disorder
between the local (i.e., as viewed by NMR) and longer-range periodic
(i.e., as viewed by diffraction) scale.
Experimental Section
Sample Preparation
Salbutamol sulfate (>98%) was
purchased
from Tokyo Chemical Industry, and oxalic acid (>98%) was purchased
from Sigma-Aldrich. Salbutamol was obtained from salbutamol sulfate
in a solution of aqueous sodium carbonate (see Section S1 in the Supporting Information). It is expected that
sodium sulfate remained in solution, while salbutamol precipitated.
A very weak signal is observed in the 23Na solid-state
NMR spectrum of 1a (Figure S5 in Section S2) with a lineshape that is similar but not perfectly
matching to that of sodium sulfate. Samples of salbutamol oxalate
were prepared via evaporative crystallization at a 1:1 M ratio in
3 mL of water. A powder XRD pattern for each sample is available in
Section S2 of the Supporting Information (Figures S4). The temperature at which samples were set to evaporate
was between 20 and 50 °C, and the time for evaporation (a time
point at which the solvent had visually evaporated) was varied between
<1 and 3 days.
X-ray Crystallography
A Rigaku Oxford Diffraction SuperNova
was used for data collection, with measurements taken at 150 K or
298 K. The diffractometer was equipped with the Eos S2 detector and
used a sealed tube source (Cu Kα radiation) with a graphite
monochromator. Direct methods (SHELXS)[90] were used for structure solution, and least squares minimization
(SHELXL)[91] was used for the structure refinement.
Isotropic displacement parameters were initially used for the refinement
of non-hydrogen atoms with multiple site occupancies. Subsequently,
the ADPs were refined freely and fixed in position after several refinement
cycles. The positions of hydrogen atoms were constrained in an idealized
position and refined using a riding model. Crystal structure information
for salbutamol oxalate: colorless block, C14H22N1O5,M = 284.32 g mol–1, monoclinic, space group P21/n (#14), a = 8.4010 (3) Å, b = 6.2001 (2) Å, c = 27.6519 (9)
Å, β = 97.211(3)o, V = 1428.90
(8) Å3, Z = 4, Z′ = 1, ρcalc = 1.323 g cm3, F(000)
= 613.0, μ = 0.832 mm–1.
13C Solid-State NMR
All samples were packed
into 4 mm zirconium oxide magic-angle spinning (MAS) rotors. Experiments
were performed on either a Bruker Avance III spectrometer operating
at a 1H Larmor frequency of 500 MHz using the 4 mm Bruker
HXY probe, or on a Bruker NEO spectrometer operating at a 1H Larmor frequency of 850 MHz using a 4 mm Bruker HXY probe in double-resonance
mode. A MAS rate of 12.5 kHz was used throughout all the experiments.
At 11.7 T, 1D 13C cross-polarization MAS (CPMAS) spectra
were acquired using a ramped contact pulse from 50 to 100% on the 1H channel,[92] a contact time of
2 ms, a 1H π/2 pulse duration of 2.5 μs, a
3 s recycle delay, co-adding 1024 transients, and using SPINAL64 proton
decoupling[93] with a 1H nutation
frequency of 100 kHz and a pulse duration of 3.8 μs. A 1H–13C HETCOR experiment was performed using
the same CP parameters but with a 200 μs contact time. The 13C T1 relaxation times were measured
using the same cross-polarization (CP) parameters followed by an inversion
recovery pulse sequence, with a 13C π/2 pulse of
4.2 μs, sampling 8 datapoints along the T1 curve. For the variable-temperature experiments at 11.7 T,
512 transients were acquired. At 20.0 T, the 1D 13C CPMAS
spectra were acquired using a ramped contact pulse from 70 to 100%
on the 1H channel,[92] a contact
time of 4 ms, a 1H π/2 pulse duration of 3 μs,
a 3 s recycle delay, co-adding 512 transients, and using SPINAL64
proton decoupling[93] with a 1H nutation frequency of 83 kHz and a pulse duration of 5.6 μs.
The 13C spectra were calibrated using l-alanine
and referenced to 178.8 ppm, relative to TMS at 0 ppm.[94,95] The temperatures were calibrated externally using the 79Br resonance of KBr.[96] All relative intensities
were estimated using the integral of the peak.
1H Solid-State NMR
1H solid-state
NMR spectra were acquired on a Bruker Avance II+ spectrometer operating
at a 1H Larmor frequency of 600 MHz using a 1.3 mm Bruker
HXY probe or on a Bruker NEO spectrometer operating at a 1H Larmor frequency of 850 MHz using a 4 mm Bruker HXY probe in double-resonance
mode. A π/2 pulse of 2.5 μs and a recycle delay of 3 s
was used. 32 (600 MHz) or 4 (850 MHz) transients were co-added. The 1H spectra were referenced using the CH3 resonance
of l-alanine to 1.1 ppm, relative to adamantane at 1.85 ppm.[97]
NMR Calculations
All DFT[98−100] calculations were performed
using the GIPAW[101] method as implemented
in CASTEP[102] as part of Materials Studio
version 17[103] and following recommended
procedures.[60,104] The crystal structures obtained
from the experimental X-ray crystallography results were used as the
structural models for the calculations. The GGA PBE functional[105] was employed for all calculations, beginning
with a geometry optimization prior to calculating the NMR chemical
shifts. The geometry optimization was performed with TS DFT-D correction,[106] on-the-fly ultrasoft pseudopotentials, Koelling–Harmon
relativistic treatment, and a constrained unit cell, and all atomic
positions were optimized. The cutoff energy was 600 eV and the k-point separation was 0.05 Å–1.
NMR calculations were subsequently performed using the same parameters
as the geometry optimization but with a cutoff energy of 700 eV. The
calculated σiso values were extracted using the script
Magres2Topspin[60] and converted into δiso using the equation δiso = σref – σcalc, with a σref(13C) of 170.6 ppm and a σref(1H) of 30.2 ppm. Calculating the σref specific to
each system is a common practice in the literature,[107] noting that the average σref values are
also available.[108]
Results and Discussion
General X-ray Structural Characterization
As shown
in Figure a, the asymmetric
unit of the crystal structure of salbutamol oxalate features a salbutamol
molecule and half an oxalate anion, with the X-ray-determined parameters
reported in Table (and Tables S10, S11, and S12 in Section
S6 of the Supporting Information). The protons of oxalic acid have
been transferred to the NH2+ group of salbutamol,
which is supported by their pKa difference, DFT calculations,
and the 13C solid-state NMR chemical shifts (vide infra).
The crystal structure of salbutamol oxalate features crystallographic
disorder of the *C–OH group over two positions, labeled in Figure b as C16–O6
(major) and C16A-O6A (minor), and the relative occupancies of the
minor phase at 150 K are given in Table . Note that all the considered crystal structures
contain a racemic mixture of the two enantiomers of salbutamol due
to the symmetry constraints of the crystal; the disorder is not due
to one enantiomer being favored. Several different ways of refining
the crystallographic disorder were tested, and the most sensible model
was chosen (see discussion in Section S3 of the Supporting Information).
Figure 3
(a) Depiction of the crystal structure
of salbutamol oxalate (sample 1a, trial #1, at 150 K, see Table S10, CSD deposition
number 2106949) showing the hydrogen
bond framework and (b) a schematic of the hydrogen-bonding framework.
The hydrogen-bonding interactions are labeled as 1 to 6 (see Table S2 for hydrogen bond lengths and angles)
(c) Crystallographic packing viewed along the b axis.
The salbutamol cation is shown in light blue, and the oxalate anion
is shown in dark red.
Table 1
Crystal Data and Structure Refinement
for a Variable-Temperature X-ray Diffraction Study with Salbutamol
Oxalate, Sample 1b, Trial #2 at 298 and
150 K
parameter
1b at 298 K
1b at 150 K
empirical formula
C14H22NO5
C14H22NO5
temperature (K)
298.09 (15)
150.01 (10)
crystal
system
monoclinic
monoclinic
space group
P21/n
P21/n
a (Å)
8.4844 (8)
8.4010 (3)
b (Å)
6.2472 (6)
6.2001 (2)
c (Å)
27.619 (2)
27.6519 (9)
α (deg)
90
90
β (deg)
96.832(9)
97.211(3)
γ (deg)
90
90
volume (Å)
1453.5 (2)
1428.90 (8)
Z
4
4
ρcalc (g/cm3)
1.299
1.323
μ (mm–1)
0.816
0.832
F(000)
612.0
613.0
radiation
Cu Kα (1.54184 Å)
Cu Kα (1.54184 Å)
2θ range for data collection (deg)
10.612 to 147.718
10.7 to 147.512
reflections collected
6899
7518
goodness-of-fit on
F2
1.121
1.046
Rall data
R1 = 0.0950, WR2 = 0.2585
R1 = 0.0532, WR2 = 0.1192
R [I ≥ 2θ(I)]
R1 = 0.0677, WR2 = 0.2073
R1 = 0.0459, WR2 = 0.1131
largest diff. peak/hole (e Å–3)
0.52/–0.53
0.30/–0.23
chemical occupancy (*C–OH)a
0.134:0.866(8)
0.140:0.860(5)
CSD deposition no.
2106958
2106953
The standard uncertainties were
noted down before site occupancies were fixed.
Table 2
Disorder Occupancy of the Minor Site
C16A Observed in Single Crystals and Powdered Samples of Salbutamol
Oxalate Crystallized under Different Conditions, as Determined by
X-ray Crystallography and 13C Solid-State NMR
X-ray disorder occupancy at 150 K
conditions
individual
single crystal trialsa
sample
time (days)
temp (°C)
#1
#2
#3
average (%)
distribution (%)b
NMR occupancy at 300 K (%)c
1a
<1
50
0.161 (6)
0.121 (5)
0.132 (6)
13.8
(−) 1.7
12 ± 3
(+) 2.3
1b
≈3
20
0.150 (4)
0.140 (5)
0.129 (5)
13.9
(−) 1.0
9 ± 3
(+) 1.1
1c
≈3
30
0.153 (5)
0.148 (4)
0.165 (6)
15.5
(−) 0.7
11 ± 2
(+) 1.0
Standard uncertainties were noted
down before site occupancies were fixed.
Distribution from the average value.
Occupancies determined by 13C CPMAS
solid-state NMR by measuring the relative intensity of the
resonance, C16, corresponding to the minor phase at 11.7 T at room
temperature (see Figure ).
(a) Depiction of the crystal structure
of salbutamol oxalate (sample 1a, trial #1, at 150 K, see Table S10, CSD deposition
number 2106949) showing the hydrogen
bond framework and (b) a schematic of the hydrogen-bonding framework.
The hydrogen-bonding interactions are labeled as 1 to 6 (see Table S2 for hydrogen bond lengths and angles)
(c) Crystallographic packing viewed along the b axis.
The salbutamol cation is shown in light blue, and the oxalate anion
is shown in dark red.The standard uncertainties were
noted down before site occupancies were fixed.Standard uncertainties were noted
down before site occupancies were fixed.Distribution from the average value.Occupancies determined by 13C CPMAS
solid-state NMR by measuring the relative intensity of the
resonance, C16, corresponding to the minor phase at 11.7 T at room
temperature (see Figure ).
Figure 4
Experimental 13C CPMAS (contact time = 2 ms, νMAS = 12.5 kHz) solid-state
NMR spectra of sample 1a, 1b, and 1c, obtained at 11.7 T. The GIPAW
DFT-calculated spectrum is shown above with the intensity of the minor
phase set to 15% that of the major phase. The asterisks denote spinning
sidebands, and the assignments are shown above.
The hydrogen bonding framework between salbutamol
and the oxalate
anion consists of six hydrogen bonds (see Figure b), three of which are charge-assisted and
occur between the charged NH2+ group and the
oxalate ion. Interestingly, hydrogen bonds 2 and 3 in Figure b are bifurcated hydrogen bonds
with a three-centered interaction.[109] One
of these bifurcated bonds, hydrogen bond 3, resides with the disordered
*C–OH region. Variable temperature XRD studies show a variation
in the observed characteristics of the bond length and bond angle
of hydrogen bond 3 (see Tables S2 and S3 in Section S3 of the Supporting Information). This may provide an
explanation for the molecular motions observed in the crystal structure
of salbutamol oxalate; the weak intermolecular interactions observed
may favor a locally loose crystal packing in the disordered region,
leading to an increase in molecular motions.[82]Figure c shows the
packing arrangement, with salbutamol (light blue) assembling around
channels of oxalate anions (dark red).The disorder observed
in the crystal structure of salbutamol oxalate
is similar to that observed in other solid forms of salbutamol, namely,
salbutamol sulfate,[89] salbutamol sulfate
monohydrate,[85] and salbutamol benzoate.[110] In these cases, the *C–OH group in salbutamol
is also disordered and shows multiple phases. The hydrogen bond framework
in salbutamol sulfate[89] is similar to that
shown here in salbutamol oxalate, with two hydrogen bond acceptors
(a charge-assisted NH2+ and a hydroxyl group)
competing for the same hydrogen-bond donor atom (see Section S4 in
the Supporting Information).
Disorder Characterization by X-ray Crystallography
Single crystal XRD studies have been carried out on three individual
single crystals (referred to as trial #1, #2, and #3), from each of three different sample batches,
henceforth referred to as samples 1a, 1b, and 1c, prepared using the following crystallization
conditions: sample 1a, fast evaporation (hours) of an
aqueous solution at 50 °C; sample 1b, slow evaporation
(3 days) of an aqueous solution at 20 °C; sample 1c, slow evaporation (3 days) of an aqueous solution at 30 °C.
Experiments with various crystallization temperatures were carried
out to explore how the site occupancy factors of salbutamol oxalate
vary in crystals as a function of the temperature and rate of crystallization. Table summarizes the crystallization
conditions of each sample and the resultant disorder occupancy of
the single crystals analyzed under the refinement model discussed
in Section S3 in the Supporting Information. The refined average disorder and disorder distribution from the
data collected is calculated.An average minor phase of approximately
14–15% was found in samples 1a, 1b, and 1c from the analysis of several single crystals.
Small occupancy distributions are observed for the samples, with individual
refined occupancies showing a maximum variation of 4% for sample 1a, 2% for sample 1b, and 2% for sample 1c. The standard uncertainties on these values also indicate
consistently precise determination for these samples. The conditions
at which crystallization occurred did not seem to have a significant
influence on the disorder occupancies measured for each sample. The
effect of crystallization conditions on site occupancies has been
investigated for other disordered molecules in the literature. A similar
observation was found in the case of eniluracil;[82] no significant differences were observed between the site
occupancies when crystallized under different procedures. In contrast,
in the case of 5-chlorouracil,[111] significant
differences were observed between site occupancies, which seemed to
depend on the crystallization procedure. Different crystallization
solvents and methods were investigated in both of these cases. Further
investigations are required to determine why changing the crystallization
procedure appears to affect the site occupancies of some disordered
molecules but not others. Certainly, single crystal XRD is not a bulk
analysis technique, and the analysis of three single crystals per
sample is not a complete representation of the bulk material. The
methodology in this study does, however, provide a valuable insight
into the nature of the disordered material. One aim of the present
study is to investigate whether the combination of solid-state NMR
with X-ray crystallography can help to bridge the gap between characterizing
the disorder in single crystals and the bulk material. Solid-state
NMR experiments were, therefore, performed to evaluate the nature
of the disorder (i.e., static or dynamic) and to quantify the phase
occupancies in the bulk material.
13C Solid-State NMR Spectroscopy
13C CPMAS solid-state NMR experiments have been applied to investigate
the crystallographic disorder observed in the X-ray crystal structure
of salbutamol oxalate and have been performed at magnetic fields of
11.7 and 20.0 T. Three samples of salbutamol oxalate were analyzed
as above, 1a, 1b, and 1c, with
their 13C NMR spectra shown in Figure . Note that, for such an experiment, ∼100 mg of the
powdered sample is packed into a MAS rotor of outer diameter, 4 mm.
Overall, there are 12 unique 13C resonances observed in
the experimental spectra, and their assignments are shown in Figure with their chemical
shifts reported in Section S5, Table S4 in the Supporting Information. Of the 12 resonances in the 13C spectrum, the C15 (oxalate), C3 (aromatic C–OH),
C16 (*CHOH), and C12/C13/C14 (tert-butyl methyl)
resonances feature a shoulder near the base of resonances, while for
resonances C2 (aromatic C), C4 (aromatic C–H), C9 (CH2), and C11 (tert-butyl), a second resonance of lower
intensity was resolved. These shoulders and lower-intensity resonances
have been assigned to the minor position of the crystallographic disorder.
Using 13C NMR resonance C9, the disorder has been quantified
in each sample at room temperature, assuming a consistent CP transfer
between them, as summarized in Table . As shown in Table S9 and Figure S19 of the Supporting Information, the 1H T1ρ values were measured for both phases
in the cases where the 13C resonances were resolved. The 1H T1ρ values are comparable
between the two phases, supporting similar CP transfer kinetics for
both phases. The recycle delay was optimized, with no differences
observed in the relative intensity for either component in the 13C NMR spectrum when acquired with a recycle delay of 3 s
or 5 s. The amount of disorder measured by solid-state NMR appears
to be consistent across all three samples and is in close agreement
with the X-ray crystallography data, as shown in Table . The XRD data for all single
crystals analyzed for salbutamol oxalate are presented in Section
S6 of the Supporting Information. These
results highlight the importance of pairing single crystal XRD with
a bulk analysis technique, such as solid-state NMR. While single crystal
XRD can provide a general picture of the positions of the atoms and
molecules in the solid state, solid-state NMR has provided information
on disorder occupancies in the bulk powder.Experimental 13C CPMAS (contact time = 2 ms, νMAS = 12.5 kHz) solid-state
NMR spectra of sample 1a, 1b, and 1c, obtained at 11.7 T. The GIPAW
DFT-calculated spectrum is shown above with the intensity of the minor
phase set to 15% that of the major phase. The asterisks denote spinning
sidebands, and the assignments are shown above.The experimental 13C chemical shifts
are in excellent
agreement (R2 > 0.99, see Figure S17 of the Supporting Information) with
the DFT-calculated chemical shifts,[22,46,112−114] as shown in black in Figure , and supports the
current structural model and the Z′ of 1.
The experimental 13C NMR spectrum was assigned using the 1H–13C HETCOR experiment (see Figure S12 of the Supporting Information) and
GIPAW DFT calculations. The DFT spectrum was simulated by splitting
the disorder into two separate structural models, one containing the
major site of occupancy and the other containing the minor site of
occupancy, and calculating the 13C chemical shifts (see Table S4 in the Supporting Information for the
DFT-calculated 13C chemical shifts). The NMR spectrum was
simulated from the calculated chemical shifts using the solid lineshape
analysis (SOLA),[115] and the relative intensity
of the 13C spectrum for the minor position was set to 15%
of that of the major position. Overall, the DFT calculations are in
excellent agreement with the experiments, and the presence of shoulders
and splitting arising due to the disorder is reproduced well by the
DFT calculations.Additional DFT calculations were performed
to investigate the variability
of the 13C chemical shift as a function of the N–H
proton distance, moving from the salt form (+N–H···O–) to the cocrystal form (N···H–O).
As shown in Figure S13 of the Supporting
Information, the GIPAW-calculated 13C chemical shift of
the oxalate carbon (resonance C15) is very sensitive to the proton
position and varies from 170.3 ppm in the salt form to 160.2 ppm in
the cocrystal form. The experimental 13C chemical shift
of the oxalate carbon (resonance C15) is consistent with the DFT calculations
obtained on the salt form and is also supported by a prior report
on oxalic acid cocrystals.[116] The DFT calculations
were repeated on structures 1b acquired at 298 K and
150 K, and only very small 13C chemical shift changes on
an order of 0.1 ppm (corresponding to the accuracy of reporting experimental 13C solid-state NMR chemical shifts) were observed, as shown
in Figures S14 and S15 of the Supporting
Information.One difference between the experimental and calculated 13C spectrum is the methyl carbon on the tert-butyl
group (resonance C12/C13/C14 in Figure ), which has three peaks in the calculated data but
only a single peak in the experimental spectrum. This difference arises
due to the calculations being performed at 0 K and not taking into
consideration the dynamics of the tert-butyl group
occurring at room temperature. Upon reducing the sample temperature
to −28 °C, the methyl 13C resonance splits
into two with 1:2 relative intensity, as shown in Figure a, and the agreement between
the experimental 13C NMR results and the DFT calculations
improves significantly. At higher temperatures, the methyl resonances
coalesce as a result of the rapid rotation of the tert-butyl group, relative to the NMR timescale;[23,117−121] this is also observed in 1H solid-state NMR spectra (see Figure S10 and variable-temperature 1H MAS NMR spectra recorded at 12.5 kHz MAS in Figures b and S11 of the
Supporting Information). In addition, 13C T1 spin–lattice relaxation times [T1(13C)] were measured as a function of temperature
and show a strong dependence of T1(13C) on the temperature for resonances C11 and C12/C13/C14,
further supporting the occurrence of a dynamic tert-butyl group (see Figure S18 of the Supporting
Information). Notably, the tert-butyl dynamics is
not readily distinguishable from the X-ray data (see thermal ellipsoid
plots in Figure S20 of the Supporting Information).
Figure 5
Experimental
solid-state MAS (νMAS = 12.5 kHz)
NMR spectra of 1a acquired at 20 T at several temperatures
observing (a) 13C using 1H–13C CP (contact time = 4 ms) and (b) 1H using a spin-echo
(with a spin-echo duration of 2 μs) pulse sequence. The asterisks
in (a) denote the spinning sidebands, and the blue arrows highlight
the increase in intensity for the minor position of the CH2 carbon (C9), adjacent to the disordered *C–OH chiral center.
Simulated spectra corresponding to the GIPAW-calculated chemical shifts
are shown above in black in both (a,b).
Experimental
solid-state MAS (νMAS = 12.5 kHz)
NMR spectra of 1a acquired at 20 T at several temperatures
observing (a) 13C using 1H–13C CP (contact time = 4 ms) and (b) 1H using a spin-echo
(with a spin-echo duration of 2 μs) pulse sequence. The asterisks
in (a) denote the spinning sidebands, and the blue arrows highlight
the increase in intensity for the minor position of the CH2 carbon (C9), adjacent to the disordered *C–OH chiral center.
Simulated spectra corresponding to the GIPAW-calculated chemical shifts
are shown above in black in both (a,b).As shown in Figure a, the relative intensity of all the 13C
resonances assigned
to the minor position slightly increases as the temperature is reduced.
This is most noticeable for 13C resonance C9 at δ(13C) = 50.2 ppm (see blue arrows in Figure a), with the integrated intensity of the
minor phase, relative to the major phase, increasing from 0.14 at
47 °C to 0.20 at −28 °C in 1a. Additional
variable-temperature experiments were performed at both 20.0 and 11.7
T, as presented in Figures S8 and S9 of
the Supporting Information, respectively. The changes in the relative
intensities indicate that the population of the major and minor phases
is dependent on the temperature. This dependence on the temperature
is not observed in the X-ray crystallography results of a single crystal
from sample 1b (see Table ), rather the refined disorder site occupancies are
within the error at the two temperatures and appear to be independent
of the acquisition temperature within the precision of the crystallographic
determination. This apparent discrepancy in the temperature dependence
of the disorder may be due to the constraints that were imposed during
the X-ray data refinement, in part masking the nature of the disorder
and removing unusual features to meet CIF requirements.The
increase in the relative intensity of the resonances assigned
to the minor phase as the temperature decreases may be attributed
to the disorder being in part dynamic and could be in the slow-exchange
regime at fields of 11.7 and 20.0 T. Unfortunately, the T1(13C) relaxation times related to C16 and
C9 13C resonances were lengthy, as shown in Figure S18 of the Supporting Information, and
no clear dependence of T1(13C) with the temperature was observed. In order to be in the slow-exchange
regime, the exchange rate must be lower than the 13C Larmor
frequencies of 125 MHz and 213 MHz, respectively. This is in direct
contrast to the coalescence of the 13C resonance of the tert-butyl group, which is in the fast-exchange regime at
temperatures above 0 °C at 20.0 T. Between temperatures of 0
and −14 °C at 20.0 T, the chemical exchange is in the
intermediate regime, and broadening is observed for the 13C resonance at 26 ppm, as shown in Figure a, whereas at temperatures lower than −21
°C at 20.0 T, the tert-butyl group motion slows,
and multiple resonances are observed. The results on the tert-butyl dynamics are in agreement with prior reports on different
systems.[23,117−121] As shown in Figure b, corresponding narrowing of the tert-butyl 1H resonance (at ∼0 ppm) is
observed above 0 °C.
Conclusions
The crystal structure and nature of the
disorder in salbutamol
oxalate were investigated by single crystal XRD and 13C
solid-state MAS NMR spectroscopy. While the single crystal X-ray data
highlight the presence of a crystal-to-crystal variation in the occupancies
of 12–16%, 13C solid-state NMR quantifies the average
occupancy of the minor position in the bulk powder at 11 ± 3%
at room temperature. Both the XRD and solid-state NMR results are
in close agreement and suggest that the nature of the disorder in
salbutamol oxalate may, in part, be dynamic. Further, 13C and also 1H solid-state MAS NMR revealed the occurrence
of rapid rotation of the tert-butyl group. Overall,
this work illustrates the utility of combining X-ray crystallography
and solid-state NMR to investigate the crystallographic disorder at
the molecular scale and larger scale in bulk powders. A criticism
of our work could be that the multi-batch single-crystal XRD analysis
was carried out at 150 K, while the solid-state NMR analysis was carried
out at room temperature. An even more extended study than that presented
here would have been to carry out a multi-batch single-crystal XRD
analysis at a range of temperatures so that the role of temperature
could be better understood. However, we do note that the occupancies
for the major and minor phases are within the error for the one single
crystal for which single-crystal diffraction analysis was performed
at 150 and 298 K. Moreover, GIPAW-calculated chemical shifts for DFT
geometry-optimized crystal structures at these two temperatures are
within 0.1 ppm.
Authors: Emily K Corlett; Helen Blade; Leslie P Hughes; Philip J Sidebottom; David Walker; Richard I Walton; Steven P Brown Journal: Solid State Nucl Magn Reson Date: 2020-04-10 Impact factor: 2.293
Authors: Stanislav L Veinberg; Karen E Johnston; Michael J Jaroszewicz; Brianna M Kispal; Christopher R Mireault; Takeshi Kobayashi; Marek Pruski; Robert W Schurko Journal: Phys Chem Chem Phys Date: 2016-06-29 Impact factor: 3.676
Authors: Frederick G Vogt; Glenn R Williams; Mark Strohmeier; Matthew N Johnson; Royston C B Copley Journal: J Phys Chem B Date: 2014-08-18 Impact factor: 2.991
Authors: Manuel Cordova; Martins Balodis; Albert Hofstetter; Federico Paruzzo; Sten O Nilsson Lill; Emma S E Eriksson; Pierrick Berruyer; Bruno Simões de Almeida; Michael J Quayle; Stefan T Norberg; Anna Svensk Ankarberg; Staffan Schantz; Lyndon Emsley Journal: Nat Commun Date: 2021-05-20 Impact factor: 14.919