Knut Breivik1,2, Michael S McLachlan3, Frank Wania4. 1. Norwegian Institute for Air Research, P.O. Box 100, NO-2027 Kjeller, Norway. 2. Department of Chemistry, University of Oslo, P.O. Box 1033, NO-0315 Oslo, Norway. 3. Department of Environmental Science, Stockholm University, SE-106 91 Stockholm, Sweden. 4. Department of Physical and Environmental Sciences, University of Toronto Scarborough, 1265 Military Trail, Toronto, Ontario M1C 1A4, Canada.
Abstract
The assessment of long-range transport potential (LRTP) is enshrined in several frameworks for chemical regulation such as the Stockholm Convention. Screening for LRTP is commonly done with the OECD Pov and LRTP Screening Tool employing two metrics, characteristic travel distance (CTD) and transfer efficiency (TE). Here we introduce a set of three alternative metrics and implement them in the Tool's model. Each metric is expressed as a fraction of the emissions in a source region. The three metrics quantify the extent to which the chemical (i) reaches a remote region (dispersion, ϕ1), (ii) is transferred to surface media in the remote region (transfer, ϕ2), and (iii) accumulates in these surface media (accumulation, ϕ3). In contrast to CTD and TE, the emissions fractions metrics can integrate transport via water and air, enabling comprehensive LRTP assessment. Furthermore, since there is a coherent relationship between the three metrics, the new approach provides quantitative mechanistic insight into different phenomena determining LRTP. Finally, the accumulation metric, ϕ3, allows assessment of LRTP in the context of the Stockholm Convention, where the ability of a chemical to elicit adverse effects in surface media is decisive. We conclude that the emission fractions approach has the potential to reduce the risk of false positives/negatives in LRTP assessments.
The assessment of long-range transport potential (LRTP) is enshrined in several frameworks for chemical regulation such as the Stockholm Convention. Screening for LRTP is commonly done with the OECD Pov and LRTP Screening Tool employing two metrics, characteristic travel distance (CTD) and transfer efficiency (TE). Here we introduce a set of three alternative metrics and implement them in the Tool's model. Each metric is expressed as a fraction of the emissions in a source region. The three metrics quantify the extent to which the chemical (i) reaches a remote region (dispersion, ϕ1), (ii) is transferred to surface media in the remote region (transfer, ϕ2), and (iii) accumulates in these surface media (accumulation, ϕ3). In contrast to CTD and TE, the emissions fractions metrics can integrate transport via water and air, enabling comprehensive LRTP assessment. Furthermore, since there is a coherent relationship between the three metrics, the new approach provides quantitative mechanistic insight into different phenomena determining LRTP. Finally, the accumulation metric, ϕ3, allows assessment of LRTP in the context of the Stockholm Convention, where the ability of a chemical to elicit adverse effects in surface media is decisive. We conclude that the emission fractions approach has the potential to reduce the risk of false positives/negatives in LRTP assessments.
Concern related to long
range atmospheric transport (LRAT) of pollution
dates back 50 years[1] and has led to international
agreements such as the UNECE Convention on Long-Range Transboundary
Air Pollution (CLRTAP)[2,3] and the Stockholm Convention (SC)
on Persistent Organic Pollutants (POPs).[4] Over time, the regulatory interest has evolved toward a broader
view of long-range transport (LRT), with long-range transport via
water (LRWT) becoming an important consideration. The potential to
undergo long-range transport (LRTP) to remote regions is a key hazard
criterion to be met for an organic chemical to be listed under CLRTAP
and the SC.[4] In the SC, the requirement
for listing is “the chemical is likely as a result of its long-range
environmental transport to lead to significant adverse human health
and/or environmental effects”, i.e., the chemical must not
only be transported to remote regions, it must also accumulate in
surface media there to an extent sufficient to cause harm.Mathematical
models play an important role in the scientific support
of regulatory efforts, and a number of model-derived metrics has been
developed for LRTP assessment,[5−10] whereby transport- and target-oriented metrics are distinguished.
The former address the potential of a chemical for widespread dispersal
in air and/or water.[5] Examples include
the characteristic travel distance (CTD),[11−13] the spatial
range (SR),[14,15] and the outflow ratio (OR).[7] Because adverse effects of POPs arise from dietary
uptake and transfer in food webs and rarely, if ever, from respiratory
exposure, the SC considers the “transfer to a receiving environment
in locations distant from the sources of its release” an integral
part of LRT.[16] Examples of target-focused
metrics that seek to explicitly account for transfer of chemicals
to surface media include the transfer efficiency (TE in %)[17,18] and the Arctic contamination potential (ACP).[19]A wide range of models with different levels of sophistication
have been developed over the years to calculate these LRTP metrics.[5,7] Following initiatives by the Organisation for Economic Co-operation
and Development (OECD) and the United Nations Environment Programme
(UNEP),[20] an expert group was established
in 2001 to provide guidance on how to use multimedia models in assessments
of LRTP and overall persistence (POV).[21] A consensus model for LRTP and POV assessments, the OECD Overall Persistence and Long-Range
Transport Potential Screening Tool (“the Tool”) was
developed to support decision making for chemical management.[17] The Tool calculates the CTD and the TE and it
has found wide use in scientific research and regulatory practice,
e.g., refs (22−25). For these calculations it employs
a multimedia model which was deliberately designed to be as simple
as possible, e.g., with respect to the number of compartments and
the use of the steady-state assumption.Transport- and target-oriented
metrics are clearly related: only
chemicals dispersed widely can be transferred to, and accumulate in,
remote surface media. Curiously, no attempt has so far been made to
establish metrics where that relationship is made explicit or quantified.
Similarly, although the possibility for dispersal in air and water,
and even the interaction of the two dispersal paths,[5,7] is generally acknowledged, separate metrics for LRT in air and water
are usually defined and rarely integrated. For example, there is no
apparent way to combine CTDs in air and water to characterize overall
LRT, and the TE, as implemented in the Tool, does not allow for the
possibility that a chemical is transferred to the remote environment
in water. Clearly, there is room to improve on the existing metrics
for LRTP assessment.The objectives of this study were to develop
and introduce a coherent
and integrated mechanistic approach to LRTP assessment that builds
on a set of new transport- and target-oriented metrics that overcomes
many of the limitations of the existing approaches. While these metrics
should be intuitive and have an easily grasped meaning, one of them
should explicitly assess a chemical’s potential for LRT in
the sense of the SC. The point of departure was the desire to express
quantitatively the relative extent to which a chemical can (i) reach
remote regions, (ii) be transferred to surface media in remote regions,
and (iii) accumulate in surface media in remote regions. Importantly,
the relevant metrics should not be separate entities, but relate to,
and complement, each other in a mechanistically meaningful manner.
While the new metrics can be obtained with a variety of models of
different levels of sophistication, a guiding principle during the
design of the new approach was the need to have it implementable in
very simple, steady-state models. Therefore, we introduce it here
while relying on the fate model and parametrization in the OECD Tool.
Materials and Methods
OECD Tool Model Environment
The Tool,
which has been described in detail by Wegmann et al.,[17] is a steady-state multimedia mass balance model, classified
as a level III fugacity model.[26−28] Its three compartments are parametrized
to represent the global environment: the troposphere, the soil surface
layer, and the seawater surface layer (Figure ). Intermedia transport occurs by diffusion
and advection, and degradation can occur within each compartment.
Bulk degradation is assumed for water and soil, whereas degradation
in air is restricted to the gas phase. While equilibrium is assumed
within each compartment, chemicals need not be in equilibrium between
them.[17] Consequently, the predicted chemical
distribution within the model environment and the LRTP metrics depend
on the mode of emissions. The Tool makes predictions for three individual
emission scenarios, which are 100% emissions to air, water, or soil.
Figure 1
Compartments
and processes of the level III steady state mass balance
model in the Tool. A white arrow represents a transport flux, either
occurring between air (A), soil (S), or water (W) within the model
domain or from compartment X to the rest of the world (NLX). A red arrow represents an emission flux into compartment
X (NEX). A green arrow represents a permanent
loss rate by reaction in a compartment (NRX). The advective flux of chemical via air (NAdvA in yellow) and water (NAdvW in
blue) are calculated from the results of the steady state mass balance
as described in the text.
Compartments
and processes of the level III steady state mass balance
model in the Tool. A white arrow represents a transport flux, either
occurring between air (A), soil (S), or water (W) within the model
domain or from compartment X to the rest of the world (NLX). A red arrow represents an emission flux into compartment
X (NEX). A green arrow represents a permanent
loss rate by reaction in a compartment (NRX). The advective flux of chemical via air (NAdvA in yellow) and water (NAdvW in
blue) are calculated from the results of the steady state mass balance
as described in the text.Whereas the Tool describes a closed world, Wegmann
et al. apply
a scheme to nevertheless quantify the advective outflow of chemical
in air (NAdvA), which is required for
the calculation of the TE.[17] They assume
that the wind in the Tool, which has a speed of 4 m/s or 14400 m/h,
is blowing across a hypothetical area AadvA. This allows for an estimate of the amount of chemical which leaves
the model region in air, without this flux becoming a part of the
model’s mass balance equations. We have adopted a similar strategy
to calculate outflow of chemical in water. The rationale and equations
used to calculate CTD and TE in the Tool are included in Section S1.Most process descriptions and
many of the key environmental input
parameters in the Tool trace their origin back to pioneering work
by Mackay and co-workers.[27] While this
does not imply that there might not be a need to reassess some of
them, we chose to largely rely on the existing parametrization as
this allowed us to more readily explore how our model predictions
align with the Tool. However, as the assumption of constant drizzle
in the Tool underestimates the potential for LRAT of both highly water-soluble
chemicals and chemicals sorbed to particles during periods without
precipitation[29] which could lead to false
negative categorizations, we included a parametrization of intermittent
precipitation in the Tool[30] (see Section S2).
Metrics
The emission fractions approach
to LRTP assessment consists of a set of three coherent metrics. The
environmentally dispersed fraction (ϕ1) quantifies the relative
extent to which a chemical can reach remote regions. The remotely
transferred fraction (ϕ2) expresses to what relative extent
a chemical can reach surface media in remote regions. By accounting
for degradative loss in surface media, the remotely accumulated fraction
(ϕ3) assesses the fraction of chemical emissions accumulating
in surface media of remote regions. Each metric is a fraction of the
total amount emitted in the model environment as well as a fraction
of the preceding metric. ϕ2 is a fraction of ϕ1 because
only chemicals dispersed to a remote region can be transferred to
the surface media there, and ϕ3 is a fraction of ϕ2, because
only chemicals transferred to those media can accumulate in them. Figure highlights how the
three fractions can be conceptually represented in a steady-state
model environment, along with the simplified equations. Please note
that following an idea first proposed for the derivation of the TE
in a simple steady-state mass balance model,[17] we use the same model environment and parametrization for the source
and the remote region, i.e., Figure shows two environments that are represented by the
same set of equations and input parameters. ϕ1 is a transport-oriented
metric resembling the CTD. ϕ2 and ϕ3 are target-oriented
metrics having similarities with the TE and the ACP, respectively.
Figure 2
Representation
of the three metrics in graphical terms. By only
displaying elements crucial to the definition of the emission fractions,
this model representation is simplified. For example, intermedia transfer
in the source region and the reversibility of air surface exchange
are not shown. See Figure for all considered processes and an explanation of the colored
arrows.
Representation
of the three metrics in graphical terms. By only
displaying elements crucial to the definition of the emission fractions,
this model representation is simplified. For example, intermedia transfer
in the source region and the reversibility of air surface exchange
are not shown. See Figure for all considered processes and an explanation of the colored
arrows.
Environmentally Dispersed Fraction (ϕ1)
The relative potential for atmospheric dispersion is expressed
as the fraction of emissions to all three media of the source region
that is entering a remote region by air (A):where NadvA (mol/h)
is the outbound flux of chemical by advection into a hypothetical
remote environment via the atmosphere, and NE (mol/h)
is the emission flux. NadvA is the product
of the chemical concentration in air (mol/m3), the cross-sectional
area across which atmospheric advection occurs (AadvA in m2) and wind speed (m/h). The numerical
value for AadvA was selected in such a
way that the chemicals with the highest atmospheric dispersion potential
are assigned a ϕ1A of 1 (i.e., NadvA = NE). The maximum occurs for highly
volatile chemicals emitted entirely into air (ϕ1A) which neither react in air nor net-deposit from the atmosphere
to surface media. Using partitioning properties of log KOA of 2 and log KAW of 4 for
this inert “flyer”, an area of 2.27 × 109 m2 causes ϕ1A to adopt a value of 1.
This area is used for calculating ϕ1A for any other
chemical of interest.The relative potential of a chemical to
undergo environmental dispersion by water (ϕ1W) can
be expressed using a similar equation:where NadvW (mol/h)
is the outbound flux of chemical by advection into a hypothetical
remote environment via water. Here we use the existing water flow
velocity in the Tool (0.02 m/sec or 72 m/h). The cross-sectional area
for advective outflow via water AadvW was
derived from AadvA usingwhere hW and hA are the heights of the
water (100 m) and air compartment (6000 m) in the Tool, respectively,
while 0.71 is the fraction of the global surface area covered by ocean. This results in an AadvW of 2.68 ×
107 m2. This implies that a chemical would need
to have a concentration in water 4.23 orders of magnitude higher than
in air for air and water advection to be of similar importance.Finally, the relative potential for a chemical to undergo environmental
dispersion is calculated as
Remotely Transferred Fraction (ϕ2)
ϕ2 expresses the relative extent to which a chemical is (net)
transferred to surface compartments following environmental dispersion
to a remote region. The relative extent to which a chemical can be
transferred from air (A) to surface compartments (S = soil, W = water)
following atmospheric dispersion (LRAT) to a remote region is calculated
usingNote that the fluxes (N-values) in eq refer to model results for a scenario with emissions to air only,
irrespective of what the mode of emission to the source environment
had been. The equation for transfer to both surface media after dispersion
in water (ϕ2W) isThe fluxes in eq always refer to a model
scenario with 100% emissions to water (NEW) as only long-range transport with water (LRWT) into the remote
region is being targeted.The relative potential for a chemical
to reach remote surface compartments
following environmental dispersion is summarized as
Remotely Accumulated Fraction (ϕ3)
Accumulation in both surface compartments following atmospheric
dispersion and net atmospheric deposition within the remote region
(ϕ3A) is calculated usingwhere NLSa and NLWa describe soil burial
and transfer to the deep sea, respectively, and NRSa and NRWa represent reaction
in soil and water, respectively. Eq expresses the fraction of deposited chemical that
is retained in the respective medium (soil or water) but transferred
to deeper layers. In this manner, accumulation tendency can be estimated
using a steady state model. ϕ3A is equal to ϕ2A for persistent chemicals but is much smaller for chemicals
that readily degrade. ϕ3A thus quantifies not only
the extent to which a chemical can reach remote surface compartments
but also the extent to which it persists there. Again, the fluxes
in eq refer to model
results for a scenario with emissions to air only. Using similar reasoning
for dispersion in seawater (except that it references results for
a scenario with 100% emissions to water) yieldsThe relative potential
for a chemical to accumulate in surface compartments following environmental
dispersion is then summarized as
Transfer and Accumulation in Soil or Water
The approach introduced above not only allows for calculations
of emission fractions ϕ2 and ϕ3 where both surface compartments
are lumped together. For more in-depth analyses, it is possible to
quantify the relative potential for transfer to, and accumulation
in, individual surface compartments. All equations employed for implementation
in the Tool are included in Section S3.Sometimes, the concern is not restricted to the LRT of the originally
emitted chemical but comprises any persistent environmental transformation
product(s). Building on earlier approaches advocating for “joint”
assessment metrics,[31,32] it would be straightforward to
estimate the fraction of the emission of a chemical that is transferred,
deposited, or accumulated in either its original form or as its persistent
degradation product(s).
Visualizing Results
The coherency
of the emission fractions approach, along with the additivity of the
equations, allows for the display of the main results in a format
that fosters a comprehensive understanding of the processes which
lead to dispersion, transfer, and accumulation. Specifically, we propose
to use graphs of the type shown in Figure to summarize and display the results of
the emissions fraction approach. Figure A uses TCEP [ethanol, 2-chloro-, phosphate
(3:1)] as an illustrative example (Table S1) for the model scenario with 100% emissions to air. The three emissions
fractions are designated by three colored markers in the upper part
of the graph: green for the environmentally dispersed fraction, blue
for the remotely transferred fraction, and red for the remotely accumulated
fraction. The very wide range of values for emissions fractions necessitates
the use of a logarithmic scale with an upper bound of log10 ϕ of 0, i.e., a ϕ of 1. For TCEP emitted to air, ϕ1
equals 0.016% (log10 ϕ1 = −3.8), ϕ2
equals 0.006% (log10 ϕ2 = −4.2), and ϕ3
is 0.00006% (log10 ϕ3 = −6.2). The difference
between the top of the graph and the position of the green marker
corresponds to the fraction not dispersed, the difference between
blue and green markers represents the fraction dispersed but not transferred
to remote surface compartments, and the difference between red and
blue markers is the fraction transferred but not accumulated. The
stacked colored bars with a scale of 0 to 100% in the lower parts
of Figure A,B provide
additional information. Those shown below ϕ1 indicate the relative
importance of air and water advection to the chemical’s dispersal,
i.e., LRAT (yellow) and LRWT (blue). The bars placed below ϕ2
and ϕ3 designate the relative portions transferred to, and accumulated
in, the soil (red) and water (blue) of the remote region, respectively.
Figure 3
Visualization
used to summarize the main results of the emissions
fractions approach, using TCEP as an illustrative example. Panel A
provides a description of the different elements of the figure using
the example of the emission to air scenario. Panel B shows the complete
visualization for all three emission scenarios and includes illustrative
thresholds for POP-like LRTP behavior for each metric.
Visualization
used to summarize the main results of the emissions
fractions approach, using TCEP as an illustrative example. Panel A
provides a description of the different elements of the figure using
the example of the emission to air scenario. Panel B shows the complete
visualization for all three emission scenarios and includes illustrative
thresholds for POP-like LRTP behavior for each metric.The three panels of Figure B further allow for a comparison of the results
for the three
modes of emissions. For illustration and to offer context for the
numerical results for each of the three metrics, Figure B includes lines designating
thresholds that separate chemicals that have POP-like LRTP from those
that do not. Following Wegmann et al.,[17] we defined these lines based on the lowest ϕ-value obtained
for a subset of 14 discrete chemicals belonging to the initial “dirty
dozen” POPs. These compounds have well characterized physical-chemical
properties and fulfill the SC’s half-life criteria for persistence
(see Table S2). We emphasize that what
constitutes LRT is not primarily a scientific question but depends
on the regulatory context. By using SC POPs to define the lines, they
designate thresholds for global scale LRT. In a different regulatory
context, different thresholds may apply, which could be defined on
an expanded set of compounds that are deemed to satisfy the criterion
of LRT on a smaller scale.
Results and Discussion
Application 1: Exploring LRTP Behavior of
a Chemical
The Tool was used to calculate the emission fractions
for four selected chemicals with highly divergent LRTP behavior using
three modes of emission (Figure ). TCEP (log KAW = −7.5,
log KOW = 1.7) is a highly water-soluble
chemical (or “swimmer”). PCB-52 (log KAW = −1.96, log KOW = 6.26) is a semivolatile organic contaminant (SVOC or “multi-hopper”).
PBDE-209 (log KAW = −6.6, log KOW = 8.7) is an involatile chemical (or “single-hopper”)
with a log KOA of 15.3. Whereas PBDE-209
is predicted to be completely sorbed to particles in air, D5 (log KAW = 3.16, log KOW of 6.78) is a highly volatile chemical (or “flyer”)
which occurs as a vapor in the atmosphere.
Figure 4
Results for a selection
of chemicals with highly different LRTP
behavior for three emission scenarios (see Figure for explanation of legends).
Results for a selection
of chemicals with highly different LRTP
behavior for three emission scenarios (see Figure for explanation of legends).
TCEP
If this chemical is emitted
to water or soil, ϕ1 equals ϕ2, i.e., all of the dispersed
chemical is deposited to surface media in the remote region (Figure ). From the stacked
bars in the lower part of the graph, we see that this is because TCEP
is predicted to reach the remote region by advection in water (>99.9%).
This result supports the study by Sühring et al.[22] who recently suggested modifications to the
Tool to expand its utility for chemicals which are more prone to undergo
LRWT.[22] Only if TCEP is emitted to air
is there a difference between ϕ1 (dispersion) and ϕ2 (transfer),
whereby ∼83% of the outflow from the source region is predicted
to occur in air and the remainder in water. The latter contribution
reflects the potential of TCEP to undergo wet deposition in the source
region, followed by LRWT into the remote region. Notably, only a very
small fraction of deposited TCEP accumulates in the remote region
(ϕ3).
PCB-52
The potential of PCB-52
for dispersion is attributed to LRAT irrespective of the mode of emission.
As a persistent SVOC, PCB-52 is transferred quite readily between
the three compartments in comparison to the other three chemicals.
In particular, PCB-52 volatilizes from surface media to which it has
been emitted in source regions, allowing for LRAT (ϕ1), followed
by transfer (ϕ2) and accumulation (ϕ3). This explains
why the relative distribution in terms of modes of transport, transfer,
and accumulation show very minor differences across emission scenarios
(stacked bars in Figure ).
PBDE-209
If an involatile chemical
like PBDE-209 is emitted to media other than air, then the mode of
dispersion into the remote region, transfer, and accumulation will
all be associated with the water compartment (i.e., ϕ1 = ϕ1W, ϕ2 = ϕ2W, and ϕ3 = ϕ3W), see stacked bars in Figure . If PBDE-209 is emitted to air, it has a high ϕ1
(0.5%) with only a minor fraction being dispersed in water (1.3%).
ϕ2 equals ϕ1 for PBDE-209 because the fraction dispersed
in air is predicted to deposit on surface media in the remote region
(ϕ2A = ϕ1A: eq ), whereas the fraction dispersed in water
is identical to the fraction which enters water in the remote region
(ϕ2W = ϕ1W: eq ). The relative
portion transferred from air to each of the surface compartments of
an involatile chemical as PBDE-209 is therefore by and large a reflection
of the area fractions for soil and water in the model (71% water,
29% soil) as seen from the stacked bar in Figure . Given the default model assumption in the
Tool, namely that particle-sorbed chemicals are persistent in air,
the LRAT of PBDE-209 (as well as any other involatile chemical) is
identical to the LRAT of the atmospheric particles. Reactions on particle
surfaces have been shown to markedly reduce the atmospheric residence
times of some involatile organic contaminants.[33] Given the large number of chemicals in commerce which fall
into this category,[23,34,35] this model assumption may lead to a significant risk for false positive
LRATP categorizations. Opportunities to improve descriptions of processes
that affect the LRAT behavior of involatile chemicals should therefore
be pursued in future work.
D5
D5 is highly volatile and LRT
is largely a result of LRAT, irrespective of mode of emissions (Figure , yellow bars). It
has been shown to undergo LRAT where and/or when phototransformation
is slow, such as at higher latitudes and/or during winter.[36] D5 is predicted to have a very limited potential
for atmospheric removal by deposition (ϕ2A), and
the relative potential for D5 to accumulate in surface media as a
result of atmospheric deposition is minuscule (log ϕ3 < −9.5).
Because log KAW of D5 is very high (3.16),
its potential for transfer from air to water is even smaller than
that for transfer from air to soil (stacked bars in Figure ). The potential for environmental
dispersion (ϕ1) is lowest if D5 is emitted to water where the
potential for volatilization is mitigated by sorption of D5 to solids
(log KOW = 6.78). The latter emission
scenario also leads to a trapping effect as D5 is more persistent
in water than air. The highest potential for both transfer (ϕ2)
and accumulation (ϕ3) is therefore predicted when D5 is emitted
to water. We highlight the divergence of the LRTP categorization of
D5 based on the CTD (or ϕ1) vs ϕ3 (or ϕ2). One could
argue that judging D5 as having high LRTP in the sense of the SC based
on its high CTD is a false positive decision because of its failure
to accumulate in remote surface media to an extent sufficient to cause
harm.
Impact of Mode of Emissions
Model scenarios involving
100% emissions into air usually represent the “worst-case”
when it comes to a chemical’s potential for environmental dispersion
(ϕ1). This is the case for the four chemicals in Figure . However, as the emission
fractions approach, unlike the CTD and TE, explicitly accounts for
chemical outflow with water, 100% emissions to air may not necessarily
be the scenario which also leads to the highest ϕ2 and ϕ3
as noted for D5. Interestingly, the potential of TCEP for dispersion
(ϕ1) and accumulation in remote surface media (ϕ3) are
highest if emitted to air, whereas the potential for transfer to remote
surface compartments (ϕ2) is highest if emitted to water. For
ϕ1 and ϕ3 in the air emission scenario, a significant
portion of the transport to the remote region occurs via water (17%
and 24%, respectively, Figure ). These observations illustrate the need to both account
for LRWT[19,22] and consider emissions to air in LRTP assessment
of swimmers.
Application 2: Comparing the LRTP Behavior
of Different Chemicals with Each Other and with Threshold Values
When using the emission fractions approach to compare several chemicals
with respect to their LRTP, it may be advisable to focus on selected
results, such as the maximum values for ϕ1, ϕ2, and ϕ3
obtained for any of the three emission scenarios. Figure shows those values for eleven
selected chemicals, together with the illustrative thresholds for
POP-like LRTP behavior. Standard figures for the seven additional
chemicals which were not included in Figure are shown in Figure S2.
Figure 5
Predicted maximum values from the three emission scenarios for
each of the three metrics for eleven selected chemicals (see Table S1 for explanation of acronyms). The dotted
lines represent illustrative thresholds for potential POP-like dispersion
(ϕ1, green), transfer (ϕ2, blue), and accumulation (ϕ3,
red). The letter “W” indicates that the maximum value
is predicted for the model scenario with 100% emissions to water.
For all other values, the maximum values occur when the chemical is
emitted to air, or they are identical across these two emission scenarios.
Predicted maximum values from the three emission scenarios for
each of the three metrics for eleven selected chemicals (see Table S1 for explanation of acronyms). The dotted
lines represent illustrative thresholds for potential POP-like dispersion
(ϕ1, green), transfer (ϕ2, blue), and accumulation (ϕ3,
red). The letter “W” indicates that the maximum value
is predicted for the model scenario with 100% emissions to water.
For all other values, the maximum values occur when the chemical is
emitted to air, or they are identical across these two emission scenarios.On the basis of the worst-case emission scenario,
ten out of eleven
chemicals are above the threshold for POP-like dispersion (ϕ1),
ten are also above the threshold for POP-like transfer (ϕ2)
although not the same chemicals, while six remain above the threshold
for POP-like accumulation (ϕ3). With ϕ3 values above the
red threshold line, Figure attributes POP-accumulation behavior to chemicals listed
under the SC (PCB-52, PBDE-47, PBDE-209, PFOA, and α-HCH), whereas
those which are not (DCM, D5, Dacthal, DMP, and TCEP) have a ϕ3
below that line. An exception is CFC-12, which is assigned POP-like
accumulation even though it is not listed under the SC. Figure suggests that ϕ3 has
the potential to identify chemicals for potential listing under the
SC. It also highlights that neither a metric for dispersion (ϕ1
or CTD) nor transfer (ϕ2 or TE) is sufficient to do that. For
example, an LRTP assessment based solely on a transport-oriented metric
such as ϕ1 would indicate POP-like dispersion for D5, although
its transfer to remote surface media is very limited. Similarly, a
CTD and a TE-based assessment will assign LRTP above POP-like thresholds
to many chemicals that are too degradable to accumulate in remote
surface compartments. Overall, the results in Figure are consistent with expectations based on
existing knowledge and illustrate that the emission fractions approach
has the power to differentiate between different kinds of LRTP behavior
across a diverse set of chemicals.
Comparison of the Approach with Earlier Metrics
The choice of metrics has consequences for the outcome of an LRTP
assessment. In Table , we have listed the main advantages and disadvantages of the existing
and alternative metrics as implemented in the Tool with emphasis on
risks for false positives/negatives, decision making contexts, and
research needs.
Table 1
Advantages and Disadvantages of the
Existing and Alternative Metrics
OECD tool metrics
emissions
fractions approach
transport-oriented
metrics (CTD vs ϕ1)
same mechanistic information
has intuitive dimension
has intuitive
meaning
requires definition
of wind speed
requires definition of wind speed and
cross-sectional area
combined
assessment of LRAT and LRWT not possible
LRAT and LRWT
are additive
transfer-oriented metrics (TE vs ϕ2)
gross deposition (for
some chemicals TE > 100%)
net deposition
includes
transfer to remote region via air
includes transfer
to remote region via air and water
target-oriented
metrics (ϕ3)
not
included
allows distinction between transfer to versus
accumulation
in remote surface media
combined metrics
not coherent
coherent and multiplicative, allowing
quantitative comparison
of different LRTP metrics
ϕ1 versus CTD
CTD describes
the potential for transport in the mobile media with simultaneous
exchange with other media and predicts the distance from a point source
at which the concentration of a chemical has been reduced to ∼37%.
ϕ1A is equal to CTD/CTDmax (where CTDmax is the CTD for an inert chemical), and hence ϕ1A and CTD contain the same mechanistic information. CTD has
dimensions of length. While a distance traveled by a chemical is intuitive
and easily understood, the predicted distances should not be confused
with actual transport distances in the real world. CTDs are not readily
amenable to evaluation by higher-tier models that offer a more realistic
representation of the environment. A metric which references emissions
and estimates a fraction leaving a source region (ϕ1) aligns
better with spatially resolved models predicting dispersion. For example,
ϕ1 mirrors the outflow ratio (OR) which predicts the export
out of a model domain as a result of advection.[7] However, the major disadvantage of the CTD is that it is
not able to express the combined dispersion in air and water. This
is unlike ϕ1 which predicts the relative potential for dispersion
in air, water, and both media combined. As the transport of chemical
by either medium to a remote region should merit attention in the
context of LRTP, we see this as a significant advantage.
ϕ2 versus TE
The aim of both
ϕ2 and TE is to quantify the relative potential of chemicals
for transfer to surface media in remote regions. TE was originally
introduced as a metric to identify chemicals which are prone to undergo
gross atmospheric deposition to the Great Lakes following LRAT, using
the spatially resolved BETR North America model.[18] TE as implemented in the Tool is also restricted to consideration
of gross atmospheric inputs. As recognized by Wegmann et al.,[17] values for TE could therefore exceed 100% for
chemicals undergoing repeated air-surface exchange (see also Figure S3). TE also does not account for transfer
with seawater to the Tool’s remote region. This leads to a
significant risk for false negatives for chemicals which are dispersed
in water (LRWT) and therefore also in both air and water combined
(LRT). ϕ2A quantifies the net atmospheric deposition
which is more relevant for LRTP assessments of SVOCs.[11,14,37,38] ϕ2 furthermore accounts for transfer to surface compartments
in remote regions as a result of both LRAT and LRWT (eq ). The choice of the transfer-oriented
metric has implications for ranking chemicals according to LRTP. Two
examples demonstrate the shortcomings of the TE relative to ϕ2.
PFOA has a low TE (ranked no. 9 out of the 11 chemicals in Figure ; data not shown)
but a high ϕ2 (ranked no. 1) because the latter metric correctly
accounts for the considerable potential of PFOA for LRWT.[39] By being based on the gross atmospheric deposition
flux, the TE for CFC-12 is a nonintuitive 975%, whereas the ϕ2
for CFC-12 is 1.4 × 10–04, which correctly
indicates that most of this chemical remains airborne and only a small
fraction is transferred to surface media.
ϕ3 versus ϕ2 and TE
Existing LRTP metrics have been classified as being either transport-
or target-oriented. Here we deliberately distinguish between metrics
quantifying transfer to (ϕ2), and accumulation (ϕ3) in,
the remote region, and we think that this needs to be reflected in
an expanded classification system of transport-, transfer-, and target-oriented
metrics. While TE was introduced as a target-oriented metric, we believe
this metric is better classified as a transfer-oriented metric along
with ϕ2. ϕ3 provides an assessment of LRTP in the context
of listing chemicals in the SC by offering an estimate of a chemical’s
potential to be retained in the surface compartment(s) within a remote
region, where the ability of a chemical to elicit adverse effects
in surface media is decisive.
Strength and Limitations of the Emissions
Fraction Approach
We used here the OECD Tool to introduce
and illustrate the new system of LRT metrics because this widely accepted
consensus model constitutes the current state-of-the-art in regulatory
LRT assessment, as is for example evident in its frequent use in nominations
of chemicals for listing in the SC. This should not be interpreted
as an uncritical endorsement of this simple model and its current
parametrization or as suggesting that there is no role for more complex
models to play when assessing LRT. In fact, the emissions fraction
approach to LRT assessment is not tied to a particular model but could
be implemented with a variety of models of different spatial, temporal,
and process resolution.We have shown that the emission fractions
approach introduced herein offers several advantages over the metrics
currently implemented in the Tool. We therefore recommend that screening
models such as the Tool include the emission fractions approach for
coherent, transparent, and more reliable LRTP assessments. A clear
advantage of the emission fractions approach in comparison to CTD
and TE is that it helps identify and even quantify the more influential
processes affecting LRT. We believe this aspect is important because
there are some obvious, albeit deliberate, limitations to what a simple
screening model as the Tool can do, such as accounting for temporal
and spatial variability. It is thus important that simple screening
models provide mechanistic insight to help guide higher-tier LRTP
assessment. In future work, we will therefore explore how the emission
fractions approach can be applied to gain more detailed insight into
the pathways of transfer to, and accumulation in, individual surface
compartments in remote regions.
Authors: Jörg Klasmeier; Michael Matthies; Matthew Macleod; Kathrin Fenner; Martin Scheringer; Maximilian Stroebe; Anne Christine Le Gall; Thomas Mckone; Dik Van De Meent; Frank Wania Journal: Environ Sci Technol Date: 2006-01-01 Impact factor: 9.028
Authors: Knut Breivik; Frank Wania; Derek C G Muir; Mehran Alaee; Sean Backus; Grazina Pacepavicius Journal: Environ Sci Technol Date: 2006-08-01 Impact factor: 9.028
Authors: Michael S McLachlan; Amelie Kierkegaard; Kaj M Hansen; Roger van Egmond; Jesper H Christensen; Carsten A Skjøth Journal: Environ Sci Technol Date: 2010-07-15 Impact factor: 9.028
Authors: Roxana Sühring; Martin Scheringer; Timothy F M Rodgers; Liisa M Jantunen; Miriam L Diamond Journal: Environ Sci Process Impacts Date: 2020-01-02 Impact factor: 4.238