| Literature DB >> 35942481 |
Sarah Lindley Smith1, Samantha Cook2, Abigail Golden1,3, Mia Aiko Iwane4,5, Danika Kleiber5, Kirsten M Leong5, Anthony Mastitski6, Laurie Richmond2, Marysia Szymkowiak7, Sarah Wise8.
Abstract
The COVID-19 pandemic transformed social and economic systems globally, including fisheries systems. Decreases in seafood demand, supply chain disruptions, and public safety regulations required numerous adaptations to maintain the livelihoods and social resilience of fishing communities. Surveys, interviews, and focus groups were undertaken to assess impacts from and adaptive responses to the pandemic in commercial fisheries in five U.S. regions: the Northeast, California, Alaska, the U.S. Caribbean, and the Pacific Islands. Fishery adaptation strategies were categorized using the Resist-Accept-Direct (RAD) framework, a novel application to understand social transformation in a social-ecological system in response to a disturbance. A number of innovations emerged, or were facilitated, that could improve the fisheries' resilience to future disruptions. Fishers with diversified options and strategic flexibility generally fared better, i.e., had fewer disruptions to their livelihoods. Using the RAD framework to identify adaptation strategies from fishery system actors highlights opportunities for improving resilience of fisheries social-ecological systems to future stressors.Entities:
Keywords: RAD framework; disturbance; resilience; social‐ecological systems; transformation
Year: 2022 PMID: 35942481 PMCID: PMC9348349 DOI: 10.1111/fme.12567
Source DB: PubMed Journal: Fish Manag Ecol ISSN: 0969-997X Impact factor: 2.088
FIGURE 1Linkages and feedbacks to fishery Social‐Ecological Systems resulting from disruptions caused by the COVID‐19 pandemic (adapted from Ojea et al., 2020)
Applying Schuurman et al. (2022)’s definitions of transformation, Resist, Accept, and Direct to a SES
| Definition from Schuurman et al. ( | Definition as applied to a social‐ecological system | Example of SES definition | |
|---|---|---|---|
| Transformation | The dramatic and effectively irreversible shift in multiple ecological characteristics of an ecosystem, the basis of which is a high degree of turnover in ecological communities | A dramatic and potentially irreversible shift in the ability of ecosystems to sustain the livelihoods and cultural benefits they have historically supported in human communities. The basis of this shift can lie in ecological change, social/community‐level change, the broader governance structure, and/or larger‐scale externalities like the availability of markets for ecosystem products | The loss of community structure and function in fisheries: fishing community shoreside infrastructure or function (function as a fishing community); the loss of markets to support fisheries; and loss of a critical mass of fishers and/or vessels to maintain a fishery |
| Resist | Work to maintain or restore ecosystem composition, structure, processes, or function on the basis of historical or acceptable current conditions | Work to maintain, restore, or subsidize the functions of a SES that historically provide livelihoods and/or cultural benefits |
Providing fuel subsidies to enable fishers to continue fishing even when it is unprofitable Protecting spawning habitat of commercially valuable species to maintain the population |
| Accept | Allow ecosystem composition, structure, processes, or function to change autonomously | Allow the SES to change autonomously, without attempting to maintain historical social benefits or links between the social and ecological system |
Take no action to mitigate sea level rise that will submerge a barrier island with valuable tourist industries and commercial ports |
| Direct | Actively shape change in ecosystem composition, structure, processes, or function toward preferred new conditions | Actively shape the ecosystem and/or social system to enable the provision of new livelihoods and cultural benefits under transformed conditions |
Subsidize construction of ports and processing facilities in the expanded range of a climate‐sensitive species and compensate owners for the decommission of infrastructure where the species no longer exists |
Overview of fisheries, markets, data collection, and analysis methods, and sample sizes for each region included in the study
| Region | Sampling method | Data collection | Data analysis | Fishery types included | Markets |
|---|---|---|---|---|---|
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| Snowball sampling beginning with key actors and Science Center contacts. |
Apr 2020 to Feb 2021: Open ended phone interviews. ( | Transcribed interviews were inductively coded using MAXQDA. |
Small scale: coral reef, bottomfish, and coastal pelagics Large scale: highly migratory pelagics | Local and tourist fresh fish market, fresh domestic export (Hawaiʻi), and canned domestic export (American Samoa) |
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| Fishers' contacts were collected through the respective territorial agency and local fishers association(s). Snowball sampling was also used from initial key actors. |
Aug to Sep 2020: Semi‐structured phone interviews ( Mar to Apr 2021: Follow‐up semi‐structured phone interviews ( | Transcribed semi‐structured phone interviews and follow‐up interviews. Quantitative analysis of Likert scale questions and response frequencies. | Small scale: lobster, coastal pelagics, reef fish | Local and Tourist fresh fish market |
|
| Snowball sampling, beginning with key actors in commercial fisheries and management. Targeted interviews of agency personnel distributing Cares Act funds. | Aug 2020 to Jan 2021: Key actor interviews ( | Interviews, policy documents, and Regional Council public comment were transcribed and inductively coded using MAXQDA. |
Large scale: Groundfish Trawl Small scale: salmon, halibut, and sablefish | Non‐market subsistence, domestic markets, and international export |
|
| Participants were recruited through Project Team contacts, port liaisons, and a contact list of fishers provided by CDFW |
Jul 2020 to Mar 2021: Virtual focus groups ( | Transcribed focus group recordings were thematically coded in Dedoose, where themes were linked to focus group question topics; frequencies of quantitative rating data were run in SPSS | Small scale: crab, salmon, rockfish, lobster, urchin, and coastal pelagics | International export, domestic fresh and frozen markets, restaurant, local, and direct |
|
| The survey was emailed through industry associations, state and federal agencies, regional fishery management councils, Cooperative Extension agents, and sometimes directly to commercial fishing license holders. Interview subjects were recruited from survey respondents and from snowball sampling. |
May to Jun 2020: Semi‐structured online surveys ( Dec 2020 to Jul 2021: Semi‐structured follow‐up phone interviews, ( | Quantitative analysis of Likert scale question data in R and inductive coding of semi‐structured follow‐up interviews. |
Small scale: lobster, coastal pelagics, groundfish, shellfish, and crabs Large scale: groundfish, squid, scallops, herring, surf clams, and monkfish | International export (esp. lobster), domestic fresh (restaurants) and frozen markets, bait, and direct sales |
Examples of fisheries adaptation strategies identified, as characterized by the Resist‐Accept‐Direct framework
| Social change/impacts | Scale of adaptation |
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|---|---|---|---|---|
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| Decrease in demand for fish and trade disruptions | Individual fishers |
Fishers fishing harder (more/longer), increasing effort to make up for lost revenues Fishers fishing the same amount, making less money Compromising safety by fishing in poor weather just to make a paycheck |
Fishers fishing less or tying up boats in response to a decrease in demand Fishers taking shorter trips or fishing closer to home to reduce costs | |
| Changes in demand for fish species (e.g., decreased demand from restaurants, export markets; increased demand for home cooking) | Individual fishers | Fishers shifting effort, fishing harder on traditionally caught species for which demand was stronger | Fishers switch to barter and subsistence fishing | Fishers shifting to target new species for which demand emerged or was sustained |
| Challenges resulting from physical distancing | Individual fishers | Captains limit crew to family/trusted people (i.e., form “pod”) | ||
| Changes in labor availability | Individual fishers |
Captains fishing with fewer crew because of lack of available crew Sharing available crew Recruiting local crew where foreign crew were used previously | ||
| Financially unable to support crew | Individual fishers |
Fishing with fewer crew to limit expenses Coronavirus Aid, Relief, and Economic Security(CARES) Act funds to retain crew when they were unable to fish | ||
| Traditional fishing practices no longer economically viable | Individual fishers | Paycheck Protection Plan (PPP) loans and CARES Act funds to allow fishing business to survive through the short‐term hardship | Retirement | Leaving the fishery to pursue opportunities in other sectors, including shifting to aquaculture |
| Disruptions to traditional revenue streams | Fisheries managers and societal‐scale institutions |
CARES Act funds directed toward fishers who experienced a loss in revenue in effort to maintain pre‐pandemic revenue and effort in the fishery Fisheries managers temporarily lifting constraints on harvesting restrictions to mitigate revenue losses | ||
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| Loss of traditional markets (restaurants, export) | Individual fishers | Donating fish to community organizations feeding people struggling with hunger |
Starting a retail business or community‐supported fishery (CSF) Purchasing freezer truck to transport catch to farmers' markets Increasing direct sales at the dock, or through personal networks/social media | |
| Low demand for products | Dealers and Processors |
Dealers limit how much volume they will accept so as not to flood the market Fishing associations limit catch per fishing trip | Processors shifting from fresh to frozen product | |
| Unreliable processing plants due to labor shortages and lack of demand | Dealers and Processors | Increased planning and communication between fishers and processors | ||
| Increased need for local food security | Fisheries managers and societal‐scale institutions |
Fishing organizations set up fish donation programs to those in need Community organizations pay fishers to catch and deliver fish to food banks |
Promoting alternative marketing strategies for fishers States revising process or permitting requirements for direct sales | |