Battulga Munkhbat1,2, Piotr Wróbel3, Tomasz J Antosiewicz3,1, Timur O Shegai1. 1. Department of Physics, Chalmers University of Technology, SE-412 96 Gothenburg, Sweden. 2. Department of Photonics Engineering, Technical University of Denmark, 2800 Kongens Lyngby, Denmark. 3. Faculty of Physics, University of Warsaw, Pasteura 5, PL-02-093 Warsaw, Poland.
Abstract
Transition metal dichalcogenides (TMDs) attract significant attention due to their remarkable optical and excitonic properties. It was understood already in the 1960s and recently rediscovered that many TMDs possess a high refractive index and optical anisotropy, which make them attractive for nanophotonic applications. However, accurate analysis and predictions of nanooptical phenomena require knowledge of dielectric constants along both in- and out-of-plane directions and over a broad spectral range, information that is often inaccessible or incomplete. Here, we present an experimental study of optical constants from several exfoliated TMD multilayers obtained using spectroscopic ellipsometry in the broad range of 300-1700 nm. The specific materials studied include semiconducting WS2, WSe2, MoS2, MoSe2, and MoTe2, as well as in-plane anisotropic ReS2 and WTe2 and metallic TaS2, TaSe2, and NbSe2. The extracted parameters demonstrate a high index (n up to ∼4.84 for MoTe2), significant anisotropy (n ∥ - n ⊥ ≈ 1.54 for MoTe2), and low absorption in the near-infrared region. Moreover, metallic TMDs show potential for combined plasmonic-dielectric behavior and hyperbolicity, as their plasma frequency occurs at around ∼1000-1300 nm depending on the material. The knowledge of optical constants of these materials opens new experimental and computational possibilities for further development of all-TMD nanophotonics.
Transition metal dichalcogenides (TMDs) attract significant attention due to their remarkable optical and excitonic properties. It was understood already in the 1960s and recently rediscovered that many TMDs possess a high refractive index and optical anisotropy, which make them attractive for nanophotonic applications. However, accurate analysis and predictions of nanooptical phenomena require knowledge of dielectric constants along both in- and out-of-plane directions and over a broad spectral range, information that is often inaccessible or incomplete. Here, we present an experimental study of optical constants from several exfoliated TMD multilayers obtained using spectroscopic ellipsometry in the broad range of 300-1700 nm. The specific materials studied include semiconducting WS2, WSe2, MoS2, MoSe2, and MoTe2, as well as in-plane anisotropic ReS2 and WTe2 and metallic TaS2, TaSe2, and NbSe2. The extracted parameters demonstrate a high index (n up to ∼4.84 for MoTe2), significant anisotropy (n ∥ - n ⊥ ≈ 1.54 for MoTe2), and low absorption in the near-infrared region. Moreover, metallic TMDs show potential for combined plasmonic-dielectric behavior and hyperbolicity, as their plasma frequency occurs at around ∼1000-1300 nm depending on the material. The knowledge of optical constants of these materials opens new experimental and computational possibilities for further development of all-TMD nanophotonics.
One
of the main reasons for the growing interest in 2D semiconductors
stems from the recent discovery of a direct band gap in monolayer
MoS2.[1,2] In addition to exciting exciton
physics in transition metal dichalcogenide (TMD) monolayers,[3] multilayer TMDs possess a number of attractive
optical, electronic, and mechanical properties. The prospects of multilayer
TMDs for optics and photonics have been discussed already in the 1960s.[4] For example, due to their van der Waals (vdW)
nature, TMDs are naturally anisotropic, which is reflected in their
physical and optical properties.[5−9] Due to large oscillator strengths of electronic excitations around
the A-, B- and C-exciton bands, which are stable in both mono- and
multilayers even at room temperature, TMD materials possess high refractive
indices in the visible and near-infrared range.[10−13] Moreover, below the A-exciton
absorption band, there is a relatively broad region of low loss.[7,11]These observations have led to a recently renewed interest
in TMD
optics and nanophotonics. This interest has grown even more after
publication of several nanopatterning methods of TMDs and studies
of optical phenomena in resulting TMD nanostructures.[14,15] Recent observations include high-index Mie resonances and anapole
states in WS2 nanodisks,[14] optical
anisotropy in TMD slabs[7,9] and nanocones,[16] self-hybridization in TMD slabs[17,18] and nanotubes,[19] optical modes in lattices
of TMD nanostructures,[20] improved second-harmonic
generation in WS2 and MoS2 nanodisks,[21,22] high-index metamaterials,[23] nanoholes
down to ∼20 nm,[24] dimer nanoantennas,[25] and TMD metamaterials with atomically sharp
edges.[26]Theoretical predictions
of large values of dielectric functions
of TMDs and related vdW materials include density functional theory
(DFT) studies, which confirm exceptionally high values and the anisotropic
nature of permittivity tensors in these materials.[27−30] Theoretically, MoTe2, ReS2, and ReSe2 compounds were predicted
to have the highest values of the in-plane dielectric function. Together,
the experimental observations and theoretical predictions strongly
motivate further development of all-TMD nanophotonics.[31] The knowledge of optical constants of these
materials is essential in this regard. However, these parameters are
often not precisely known, the out-of-plane values are often assumed,
and the response is measured within a too narrow spectral range. In
addition, the quality of the extracted optical constants for any given
TMD material strongly depends on the sample preparation,[11,32] number of layers,[33,34] and their lateral dimensions.
The emerging field of all-TMD nanophotonics requires accurate knowledge
of both in-plane and out-of-plane optical constants of various TMDs
over a broad spectral range. Such knowledge would allow the exploration
of their potential not only in the visible but also in the near-infrared
nanophotonic and optoelectronic applications. Here, we present a library
of optical constants of several TMD materials, obtained using a sensitive
and accurate spectroscopic ellipsometry approach. The method accounts
for sample and measurement imperfections, such as surface roughness,
thickness nonuniformity, and spectrometer bandwidth and beam angular
spread, ensuring a good level of consistency between all our results.In this work, we have measured both in-plane and out-of-plane optical
constants of high-quality mechanically exfoliated TMDs over a broad
spectral range of 300–1700 nm using spectroscopic ellipsometry.
Specifically, we investigated several important multilayer TMDs with
large lateral dimensions, including semiconducting WS2,
WSe2, MoS2, MoSe2, and MoTe2, as well as in-plane anisotropic ReS2 and WTe2 and metallic TaS2, TaSe2, and NbSe2 materials.[29,30] Our experimentally obtained data
reveal several interesting regimes, including high-index, anisotropy,
and hyperbolicity, that may prove useful for future nanophotonic and
optoelectronic applications.
Results and Discussion
To extract
the optical constants, we prepared all multilayer TMD
flakes by mechanical exfoliation directly from high-quality bulk crystals
(HQ-graphene) onto substrates. We note that in order to perform spectroscopic
ellipsometry measurements with low uncertainty, the lateral dimensions
of the TMD flakes are critical and must be larger than the beam spot
during the measurements.In this work, the spectroscopic ellipsometry
measurements (see Figure for scheme) were
performed using a variable-angle spectroscopic ellipsometer with a
dual rotating compensator design (VASE Woollam RC2) equipped with
focusing probes to reduce the beam diameter to ∼300 μm.
To obtain multilayer TMDs of sufficient lateral dimensions, all multilayer
TMD flakes were mechanically exfoliated from bulk crystals, first,
onto polydimethylsiloxane (PDMS) stamps using the Scotch-tape method.
Subsequently, the partially transparent semiconducting flakes were
transferred onto one-side-polished silicon substrates with a self-limiting
natural oxide layer (∼1–3 nm) using the all-dry-transfer
method[35] with a few important concerns.[36] The lossy and/or metallic TMD flakes were transferred
onto silicon substrates with thermally grown SiO2 with
nominal thicknesses of 3 or 8.8 μm. First, we chose the original
bulk crystals carefully and exfoliated multilayers onto PDMS stamps
only from large (at least a centimeter) homogeneous crystals using
blue Scotch tape. Second, due to the thermoplastic properties of the
PDMS film, the adhesion between the TMD flakes and PDMS slightly decreases
at elevated temperature (here 60 °C). By exploiting this property,
large multilayer TMDs with a relatively homogeneous thickness can
be readily transferred onto a substrate for ellipsometric measurements.
Thicknesses of the transferred TMD flakes were measured using a VEECO
profilometer. For our study, we chose multilayer TMDs with thicknesses
ranging from a few tens of nanometers to several microns. Exemplary
TMD flakes are shown in Figure . These include semiconducting WS2, WSe2, MoS2, MoSe2, MoTe2, as well as
biaxial ReS2 and WTe2 and metallic TaS2, TaSe2, and NbSe2, which are among the most
promising TMDs for future nanophotonic and optoelectronic applications.
After sample preparation, we performed spectroscopic ellipsometry
measurements and analysis for all freshly prepared multilayers in
a broad spectral range of 300–1700 nm in steps of 1 nm. The
measurements were performed at multiple angles of incidence ranging
from 20° to 75° in steps of 5°. For some flakes the
maximum angle was reduced to ensure that the illumination spot was
smaller than a TMD flake. The obtained dielectric tensor component
data as a function of wavelength for all studied materials are provided
in the Supporting Information (SI).
Figure 1
Schematic of
the spectroscopic ellipsometry measurements on mechanically
exfoliated multilayer TMDs on a substrate. The sample is illuminated
by a collimated and polarized beam containing p- and s-components.
Optical properties of the sample are retrieved from the change of
the polarization state induced by the reflection from the TMD surface.
The change is measured as a function of incidence angle θ and
wavelength in a broad angular and spectral range.
Figure 2
Exemplary
images of exfoliated TMD flakes used for ellipsometric
measurements. The first five rows show uniaxial semiconducting TMD
flakes: MoS2, MoSe2, (2H)MoTe2, WS2, and WSe2, respectively. The next three rows contain
uniaxial metallic TMD flakes: TaS2, TaSe2, and
NbSe2. The last two rows contain the two characterized
biaxial TMD flakes: metallic (though in the optical range the permittivity
is positive) WTe2 and semiconducting ReS2, respectively.
All semiconducting TMD flakes were placed directly on a Si substrate
with a rough (diffusive) backside. In the case of metallic TMDs a
thermally oxidized Si substrate was used (with a SiO2 thickness
of 3 or 8.8 μm). The scale bar is 300 μm long and
the same in every panel.
Schematic of
the spectroscopic ellipsometry measurements on mechanically
exfoliated multilayer TMDs on a substrate. The sample is illuminated
by a collimated and polarized beam containing p- and s-components.
Optical properties of the sample are retrieved from the change of
the polarization state induced by the reflection from the TMD surface.
The change is measured as a function of incidence angle θ and
wavelength in a broad angular and spectral range.Exemplary
images of exfoliated TMD flakes used for ellipsometric
measurements. The first five rows show uniaxial semiconducting TMD
flakes: MoS2, MoSe2, (2H)MoTe2, WS2, and WSe2, respectively. The next three rows contain
uniaxial metallic TMD flakes: TaS2, TaSe2, and
NbSe2. The last two rows contain the two characterized
biaxial TMD flakes: metallic (though in the optical range the permittivity
is positive) WTe2 and semiconducting ReS2, respectively.
All semiconducting TMD flakes were placed directly on a Si substrate
with a rough (diffusive) backside. In the case of metallic TMDs a
thermally oxidized Si substrate was used (with a SiO2 thickness
of 3 or 8.8 μm). The scale bar is 300 μm long and
the same in every panel.
Uniaxial Semiconductors
We begin our study by investigating
multilayers of uniaxial TMD semiconductors, such as MoS2, MoSe2, MoTe2, WS2, and WSe2. These are one of the most well-studied TMD materials, especially
in relation to their monolayers[2] and vdW
heterostructures.[37] Recently, they have
been also suggested as a promising high-index dielectric material
platform for future nanophotonics.[10,14,28,31,38] Here, we report both their in-plane and out-of-plane dielectric
constants and compare our results to previously reported values.[9,10,27,28,39,40]In general,
ellipsometry measures changes of the polarization state of light upon
reflection of an incident beam from a sample (Figure ). The change is represented by two measured
parameters, Ψ (psi) and Δ (delta), which correspond to
the ratio of the reflection coefficients and the phase difference
between the p- and s-polarization components of the incident beam.
The approach described above assumes that no exchange between the
polarization components occurs upon reflection from the sample. In
the case of anisotropic samples, cross-polarization might occur; thus
more complex analyses including general ellipsometry or Mueller matrix
ellipsometry are required to address this issue. However, in the case
of uniaxial anisotropic materials proper sample alignment results
in canceling of all the off-diagonal components of the Mueller matrix,
which simplifies the procedure to the standard ellipsometry. While
this alignment is straightforward for TMD flakes due to their vdW
nature, which dictates the alignment of the crystalline axes, the
full Mueller matrix was measured to ensure this proper alignment (Figure S1–Figure S10).To extract physical parameters such as the thickness or
complex
refractive index of a given material, an appropriate model describing
the investigated structure has to be built. Parameters of interest
are extracted by a simultaneous fit of the model parameters to the
Ψ and Δ curves. Although the technique allows for optical
characterization of a sample with thickness down to a monolayer, measurements
of the anisotropic samples are challenging[41] and require thick samples to ensure sufficient light interaction
with in-plane and, especially, out-of-plane polarization components
to sense the anisotropy. That is particularly difficult for samples
with a high refractive index, because the angle of refraction at the
sample–air interface is greatly reduced, which in turn hampers
accurate determination of the out-of-plane components. This problem
can be partially overcome by using an appropriate scheme of measurements
and analysis that allows improving the sensitivity of the model (see Methods).In our experiments, the samples
exhibiting transparency in the
visible–near-infrared (vis–NIR) range are present in
the form of TMD layers (with thickness varying from a few tens of
nm to a few microns) mechanically exfoliated onto Si substrates with
a native SiO2 layer. In the extraction procedure, we use
a multisample analysis approach with the model containing a semi-infinite
Si substrate with a native oxide and a layer of TMD with variable
thickness. The optical constants of Si and SiO2 are taken
from the CompleteEASE database, and their validity was confirmed by
reference measurements of substrates next to the TMD flakes. The in-plane
component of the complex refractive index is described by multiple
Tauc–Lorentz dispersion model terms, while the out-of-plane
component is described by a single resonance described by ε and its ultraviolet (UV) position
and amplitude (see Methods). In the analysis,
both surface roughness and layer nonuniformity are taken into account,
and the goodness of fit parameter, defined as the mean squared error
(MSE), is minimized during the fitting procedure. The sensitivity
of the technique to the anisotropic properties of the samples can
be deduced from the asymmetry of the interference maxima in the Ψ
curves occurring in the transparent regions of the samples. Moreover,
a significant drop of MSE when the permittivity model is changed from
isotropic to anisotropic indicates that this approach allows for extracting
the out-of-plane components. Figure shows the complex permittivities of the analyzed uniaxial
semitransparent TMDs in the 300–1700 nm range (see Figures S11–S15 for quality of the fits
to Ψ and Δ). The surface of some samples is nonuniform,
cf. Figure , with
wrinkles and folds that cannot be easily incorporated into roughness
within the model. Since the surface features influence the UV region
the most, we limit the data to 300 nm in order to minimize
the uncertainty of the extracted dispersion curves.
Figure 3
Permittivity of uniaxial
semiconducting TMD flakes: (a) MoS2, (b) MoSe2, (c) MoTe2, (d) WS2, and (e) WSe2. Corresponding exemplary Mueller matrix
measurements proving their uniaxial nature are plotted in Figures S1–S5.
Permittivity of uniaxial
semiconducting TMD flakes: (a) MoS2, (b) MoSe2, (c) MoTe2, (d) WS2, and (e) WSe2. Corresponding exemplary Mueller matrix
measurements proving their uniaxial nature are plotted in Figures S1–S5.Extracted in-plane (n∥, here ) and out-of-plane refractive
indices at 1550 nm for
semiconducting TMDs and their optical anisotropy (Δn = n∥ – n⊥) are displayed in Figure . Overall, multilayer TMDs exhibit higher
refractive indices at 1550 nm, in comparison to conventional high-index
dielectrics, such as c-Si (∼3.47),[42] a-Si (∼3.48),[43] and GaAs (∼3.37).[44] Our data in Figure a reveal a few interesting trends. First,
we observe higher index values among Mo-based TMDs, ∼4.07 (MoS2), ∼4.21 (MoSe2), and ∼4.84 (MoTe2), when compared to W-based WS2 (∼3.75)
and WSe2 (∼3.99) materials. Second, these data also
reveal that the refractive index increases
in the following order: . This
observation agrees well with theoretically
predicted results from an earlier DFT study.[27] In addition to high index, it is worth mentioning that optical losses
for all studied materials shown in Figure are negligible in the near-infrared range.
This opens a possibility of using multilayer TMDs for low-loss nanophotonics,
including waveguides and high quality factor resonators.[31,45]
Figure 4
Comparison
of extracted refractive indices of common TMDs at the
telecom C band (1550 nm) with conventional semiconductors. (a) In-plane
refractive index, (b) out-of-plane refractive index, (c) birefringence
Δn = n∥ – n⊥.
Comparison
of extracted refractive indices of common TMDs at the
telecom C band (1550 nm) with conventional semiconductors. (a) In-plane
refractive index, (b) out-of-plane refractive index, (c) birefringence
Δn = n∥ – n⊥.In the visible spectral range, the imaginary parts of permittivities
exhibit pronounced resonances corresponding to A-, B-, and C-excitons
(Figure ). For instance,
in Figure , the in-plane
imaginary parts of permittivities show clear A-exciton resonances
at ∼676 nm (1.835 eV in MoS2), ∼803 nm (1.544
eV in MoSe2), ∼1167 nm (1.062 eV in MoTe2), ∼629 nm (1.972 eV in WS2), and ∼764 nm
(1.624 eV in WSe2), respectively. The extracted values
of A-exciton resonances are in reasonable agreement with previous
reports.[11,39,40,46,47]An important
feature of all studied multilayer TMDs is their large
birefringence Δn. Figure c shows that TMDs exhibit Δn ≥ 1.3 due to smaller out-of-plane refractive indices
ranging from n⊥ = 2.44 (WS2) to 3.3 (MoTe2) (see Figure b), in comparison to their in-plane indices
(see Figure a). MoTe2 shows the largest birefringence of Δn ≈ 1.54 among uniaxial semiconducting TMDs, whereas other
materials MoS2, MoSe2, WS2, and WSe2 exhibit birefringence values of Δn = ∼1.34, ∼1.44, ∼1.31, and ∼1.34, respectively.
The birefringence qualitatively follows the same and order as in-plane refractive indices.
It
should also be noted that the obtained birefrigence values in TMDs
are 7–8 times larger than common anisotropic materials, such
as yttrium orthovanadate and rutile TiO2, which exhibit
birefringences of Δn ≈ 0.2–0.3.[48] Our data are in a good agreement with previous
experimental and theoretical reports on birefringence.[7,9,27] For instance, our result for
MoS2, Δn ≈ 1.34, at 1550
nm is in agreement with previously obtained experimental values of
Δn ≈ 1.4 (at 1530 nm, extracted by scattering-type
scanning near-field optical microscopy (s-SNOM)[7]) and Δn ≈ 1.5 (in the infrared,
extracted by spectroscopic ellipsometry[9]). However, due to the lack of reported birefringence data for a
broader range of TMD materials, it is difficult to perform a comprehensive
comparison. Our study partially fills this gap and, thus, contributes
to the database of available optical constants of TMD materials, which
may prove useful for the development of future all-TMD nanophotonic
applications. Additionally, a combination of high index (n ≳ 4), low loss, and large birefringence (Δn ≳ 1.4) in the near-infrared range makes multilayer TMDs a
promising material platform for exploring photonic surface waves,
e.g., Dyakonov[49,50] and Zenneck[8] surface waves.
Biaxial Semiconductor
We now turn
to the biaxial semiconductor
ReS2. The in-plane anisotropy of this material stems from
the formation of covalent Re–Re bonds and correspondingly the
1T″-phase it adopts.[51] This material,
as well as its close relative ReSe2, has recently been
predicted by DFT to have one of the highest permittivities in the
visible–near-infrared spectral range (n >
5).[28] Here, we report experimentally measured
optical constants of ReS2. Performing ellipsometry on such
a material is more challenging than for uniaxial TMDs from the measurement
as well as analysis perspective. In-plane anisotropy requires rotation
of the sample during the measurement to extract Euler angles of the
material’s crystallographic structure. This, in turn, requires
that the lateral size of a ReS2 flake should be larger
than the beam spot for all in-plane directions. However, due to in-plane
anisotropy, ReS2 tends to shear-off along the b-axis,[52] which makes exfoliation of large
symmetric flakes extremely difficult. We were, however, able to prepare
reasonably large ReS2 samples with some folds, which do
not interfere with our measurements (Figure ). An additional difficulty is that interaction
of polarized light with a ReS2 sample leads to a cross-polarization
effect; thus Ψ and Δ lose their meaning and the generalized
ellipsometry, or more general Mueller matrix ellipsometry, is required.
To ensure sensitivity of the methods to both in-plane and out-of-plane
components, we performed a multisample analysis with ReS2 thicknesses ranging from 200 nm to approximately 600 nm and at least
two rotation angles with other measurement parameters being the same
as for uniaxial semiconducting TMDs above. It is worth mentioning
that due to problems with exfoliation, some ReS2 flakes
are characterized by a terrace-like surface morphology and are not
uniform in thickness. Thus, in the analysis, the data acquired for
each rotation angle are treated as for a separate sample and its thickness
(for every in-plane rotation angle) is a free fitting parameter. However,
despite the presence of terraces, the crystalline axes of each flake
remain invariant, and thus the fitted orientation (in-plane rotation)
angles are consistent with the rotation angles during measurements.
The in-plane permittivities ε and
ε are described by multiple Tauc–Lorentz
dispersion models, while the out-of-plane component is described by
a single resonance. The experimentally obtained permittivity for ReS2 is shown in Figure a, while the fidelity of the fits is in Figure S17.
Figure 5
Permittivity of biaxial materials: (a) semiconducting
ReS2 and (b) lossy (metallic at low frequencies) WTe2 TMD
flakes. Corresponding exemplary Mueller matrix measurements in Figure S7 and Figure S6 show their biaxial nature.
Permittivity of biaxial materials: (a) semiconducting
ReS2 and (b) lossy (metallic at low frequencies) WTe2 TMD
flakes. Corresponding exemplary Mueller matrix measurements in Figure S7 and Figure S6 show their biaxial nature.Here, we extracted two n∥ (n and n) and one n⊥ (n) refractive index
of ReS2 at 1550 nm from the measured permittivity, which
yielded n = 3.97, n = 3.71, and n = 2.66, respectively (Figure a,b). ReS2 exhibits
birefringence values of Δ(n – n)
≈ 1.31 and Δ(n – n)
≈ 1.05 (Figure c). The obtained Δ(n – n)
≈ 1.05 is smaller than the birefringence of other TMDs. However,
our data show that ReS2 possesses an in-plane birefringence
of Δ(n – n) ≈ 0.26 at 1550 nm,
in addition to its out-of-plane anisotropy. This suggests that ReS2 could be an interesting material for next-generation photonics
due to its both in-plane and out-of-plane anisotropic properties (Re(ε) ≠ Re(ε) ≠ Re(ε) ≠
Re(ε)), together with high index
(≥3.7) and low loss in the telecom range. Moreover, a recent
study reports a light-induced phase transition in mono- and bilayers
of ReS2, which could be an additional benefit for ReS2-based nanophotonic applications, if such a process could
be extended to multilayer ReS2.[53] Finally, it is noteworthy that in the visible spectral range the
in-plane anisotropic permittivity of ReS2 reveals two-orthogonal
A-excitons at ∼792 nm (1.566 eV in Im(ε)) and ∼830 nm (1.495 eV in Im(ε)), respectively (Figure a).
Metallic and Hyperbolic (Uniaxial and Biaxial)
The
third group of samples investigated in the experiment are TMDs that
exhibit absorption in the whole measured wavelength range that comes
from the metallic response and/or additional interband transitions.[29] Due to a lack of sharp features in Ψ and
Δ spectra when placed directly on a reflective substrate, they
require a special scheme of measurements to ensure sufficient interaction
of light with the samples and uniqueness of the ellipsometric models.
This additional requirement is obtained by using a few-micron-thick
thermally grown SiO2 layer on top of a Si substrate. When
a thin semitransparent absorbing TMD flake is deposited on such a
support, interference in the SiO2 layer yields a distinct
modulation of the ellipsometric signal, whose contrast depends on
the thickness and extinction coefficient of the TMD layer. This so-called
interference approach was introduced by Hilfiker et al.,[54] showing great improvement in the sensitivity
of ellipsometric models applied to absorbing materials.In our
experiments semitransparent flakes of thicknesses ranging from ∼50
to ∼400 nm were exfoliated onto a 3 or 8.8 μm thick thermally
grown SiO2 layer on a Si substrate. The measurements with
the use of standard ellipsometry were carried out for the same wavelength
and incidence angle range as for the previous samples (cf. Figures S8–S10 for Mueller matrix measurements
confirming appropriate alignment of the uniaxial samples). In the
case of biaxial WTe2 the significant difference with respect
to the details above was the need to perform in-plane rotation of
the sample identically to ReS2. The anisotropic materials
were modeled with Tauc–Lorentz and as needed Drude functions
for both in-plane and out-of-plane components. The fitting procedure
for these two types of materials is described in the Methods section.We now study uniaxial metallic TMDs,
e.g., TaS2, TaSe2, and NbSe2, whose
permittivities obtained in our
measurements are shown in Figure . Interestingly, the materials exhibit both dielectric
and metallic responses in the studied spectral range, as indicated
by a change of the sign of the values of the in-plane Re(ε)
from positive to negative around 1100 to 1400 nm, depending on the
material. Specifically, the plasma frequencies of the in-plane Re(ε)
of Ta-based TMDs TaS2 and TaSe2 are respectively
at ∼1110 nm (∼1.11 eV) and ∼1217 nm (∼1.01
eV), as illustrated in Figure a,b. However, their out-of-plane Re(ε) remain positive, showing only a dielectric response over
the entire studied spectral range. This suggests that TaS2 and TaSe2 exhibit a natural hyperbolic response at frequencies
below their corresponding plasma frequencies, which could be useful
for TMD plasmonic applications.[29,30]
Figure 6
Permittivity of uniaxial
metallic TMD flakes: (a) TaS2, (b) TaSe2, and
(c) NbSe2. See Figures S8–S10 for Mueller matrix measurements
confirming their uniaxial properties and proper alignment. In all
panels, horizontal black lines separate positive and negative permittivities,
while vertical red lines show the wavelengths at which the in-plane
permittivities cross zeros. In the measured spectral range, wavelengths
to the right of the red lines correspond to regions of hyperbolicity
for TaS2 and TaSe2, while for NbSe2 hyperbolicity is not observed due to the appearance of a Reststrahlen
band for wavelengths above ∼1400 nm in Re(ε) (see text).
Permittivity of uniaxial
metallic TMD flakes: (a) TaS2, (b) TaSe2, and
(c) NbSe2. See Figures S8–S10 for Mueller matrix measurements
confirming their uniaxial properties and proper alignment. In all
panels, horizontal black lines separate positive and negative permittivities,
while vertical red lines show the wavelengths at which the in-plane
permittivities cross zeros. In the measured spectral range, wavelengths
to the right of the red lines correspond to regions of hyperbolicity
for TaS2 and TaSe2, while for NbSe2 hyperbolicity is not observed due to the appearance of a Reststrahlen
band for wavelengths above ∼1400 nm in Re(ε) (see text).On the other hand, Figure c shows that both in-plane and out-of-plane components of
Re(ε) of NbSe2 are positive for wavelengths shorter
than ∼1390 nm, suggesting that NbSe2 may behave
like an out-of-plane anisotropic dielectric in the visible spectrum.
Conversely, the real parts of the diagonal dielectric tensor become
negative at longer wavelengths and retain the sign until the red edge
of our measurement range. Furthermore, above ∼1200 nm NbSe2 is only weakly anisotropic. The negative sign of the in-plane
dielectric function is associated with a free-electron response just
like for Ta-based metallic TMDs and indicates an in-plane plasma frequency
of ∼0.89 eV. However, the negative dielectric function in the
out-of-plane direction is not associated with a free-electron Drude-like
response. Rather it is due to a high oscillator strength of a Lorentz-like
response, which leads to the appearance of a Reststrahlen-like band
for wavelengths above ∼1400 nm. The out-of-plane dielectric
function should therefore become positive again at longer wavelengths;
however, this occurs outside of our measurement range (>1700 nm).In contrast to the above three materials, WTe2 is an
in-plane anisotropic TMD like ReS2, but is metallic and
hyperbolic (the plasma frequency of this material is, however, much
smaller than that of other metallic TMDs studied in this work, so
in the 300–1700 nm spectral range it appears to have a dielectric-like
response). Recently, hyperbolic dispersion in WTe2 was
demonstrated experimentally in the infrared region (∼500 cm–1) using far-field absorption measurements.[55] Later, a new hyperbolic regime in the near-infrared
(∼1 eV) was theoretically predicted in monolayer WTe2 due to band-nested anisotropic interband transitions.[56] However, such hyperbolicity of WTe2 in the near-infrared becomes weaker and disappears as the layer
number increases from monolayer to bulk. Indeed, Figure b shows the experimentally
here-obtained permittivity from multilayer WTe2. As expected,
the real part of the permittivity Re(ε) shows no sign of hyperbolic
behavior in the studied spectral range. At the same time, we observed
an interesting anisotropic behavior in the narrow spectral region
around 800 nm, where Re(ε) >
Re(ε) > Re(ε). Such behavior is uncommon and is not observed
in other TMDs studied
here. Moreover, WTe2 possesses relatively large in-plane
birefringence ranging from a Δ(n – n) of ∼0.2 (at 510 nm) to ∼1.12 (at 880 nm). The
maximum obtained Δ(n – n)
of ∼1.12 (WTe2) is substantially larger than the
in-plane birefringence of ReS2 (∼0.26). We note,
however, that the in-plane losses are relatively large in the entire
studied spectral range.
Conclusion
In conclusion, we have
experimentally measured both in-plane and
out-of-plane optical constants of mechanically exfoliated TMD multilayers
using spectroscopic ellipsometry over a broad spectral range of 300–1700
nm. Our measurements include several semiconducting, WS2, WSe2, MoS2, MoSe2, and MoTe2 as well as in-plane anisotropic ReS2 and WTe2 and metallic TaS2, TaSe2, and NbSe2 materials. The extracted parameters demonstrate a combination
of several remarkable optical properties, such as a high index (n up to ∼4.84 for MoTe2), significant
anisotropy (n∥ – n⊥ ≈ 1.54 for MoTe2),
and low absorption in the near-infrared region. Moreover, metallic
TMDs show potential for a combined plasmonic–dielectric behavior
and hyperbolicity, as their plasma frequencies occur in the ∼1000–1300
nm range depending on the material. The knowledge of dispersive and
anisotropic optical constants of these vdW materials opens new possibilities
for the future development of all-TMD nanophotonics.
Methods
Sample Preparation
All TMD flakes, including semiconducting
and uniaxial WS2, WSe2, MoS2, MoSe2, and (2H)MoTe2, hyperbolic and metallic (2H)TaS2, TaSe2, and NbSe2, and biaxial ReS2 and WTe2, were mechanically exfoliated from bulk
crystals (HQ-graphene) onto PDMS stamps using the Scotch-tape method
and then transferred onto substrates using the all-dry-transfer method.[35,36] For spectroscopic ellipsometry measurements, the lateral dimensions
of TMD flakes should be larger than the beam size. To obtain sufficient
dimensions of TMD flakes, we modified the previously developed method
with a few important concerns.First, we chose the starting
bulk crystals carefully and exfoliated multilayers onto PDMS stamps
only from large crystals (a centimeter at the least) with a homogeneous
surface using blue Scotch tape. Second, due to the thermoplastic properties
of the PDMS film, adhesion between TMD flakes and PDMS slightly decreases
at the elevated temperature of 60 °C. By exploiting this advantage,
large multilayer TMDs with relatively homogeneous thicknesses can
be readily transferred onto a substrate for ellipsometric measurements.
The thicknesses of the transferred TMD flakes were measured using
a VEECO profilometer, and we chose multilayer TMDs with thicknesses
ranging from a few tens of nanometers to several microns. The minimum
lateral size of uniaxial TMD flakes investigated in this study is
at least 300 μm in one direction (beam width) and at
least 700 μm in the other to facilitate measurements
at angles of incidence of up to (and a minimum of) 65°. For biaxial
TMDs, ReS2 and WTe2, both orthogonal in-plane
directions need to be not smaller than 400 μm to enable
measurements up to (at least) 45° and larger if possible. For
ellipsometric measurements of semiconducting TMDs, one-side-polished
silicon substrates with a self-limiting natural oxide layer (1–3
nm) were used. Metallic TMDs lack sharp excitonic features in Ψ
and Δ spectra. Therefore, in order to perform high-quality measurements
of metallic TMDs and to obtain sharp interference features in the
ellipsometric spectra, semitransparent metallic TMD flakes of TaS2, TaSe2, NbSe2, and WTe2 were
transferred onto silicon substrates with a 3 or 8.8 μm thick
thermally grown SiO2 layer.
Variable-Angle Spectroscopic
Ellipsometry
Ellipsometric
measurements were carried out using a Woollam RC2 dual rotating compensator
(DRC) ellipsometer with a vertical auto angle stage. It allows for
measurement of the full Mueller matrix, which is essential for analysis
of biaxial samples and helpful for verifying that the uniaxial samples
are correctly set up in the ellipsometer’s coordinates. Another
feature that is accessible in the DRC architecture is the depolarization
factor, which allows for measurement and modeling of a sample’s
imperfections, such as thickness nonuniformity or the influence of
a device’s parameters/limitations such as detector bandwidth
or angular spread of the beam. Due to the small lateral dimensions
of TMD flakes, they are measured using focusing probes, which reduce
the light beam to a 300 μm spot at normal incidence.
The configuration of the ellipsometer with mounted focusing probes
does not allow for transmission measurements; thus samples were prepared
and measured in reflection up to a wavelength of 1700 nm and
the full accessible angle range from 20° to 75° depending
of the size of the TMD flake. Modeling and fitting were done with
the use of CompleteEASE v6.61.
Fitting of Ellipsometric
Data
The investigated samples
exhibit three types of optical responses, which require different
strategies in building appropriate models. The Ψ curves of uniaxial
semitransparent TMD flakes exhibit interference maxima in the transparent
regions. Proper fitting in these spectral ranges determines with very
good accuracy both the thickness and the real part of the dielectric
function, yielding a good starting point for further modeling of the
data in the remaining spectral regions. For this type of samples we
proceeded as follows:In the
first step, an isotropic model is used and the
transparent region is described by a Cauchy model, A + B/λ2, where the parameters such
as layer thickness, A, and B are
extracted by the Levenberg–Marquardt algorithm after fitting
the model to the Ψ and Δ curves.In the next step, the Cauchy model is converted to the
Kramers–Kronig consistent B-spline curves with their subsequent
expansion to the whole wavelength range. The B-spline function approximates
the fitting curves with basic functions with their argument (photon
energy, eV) equally spaced. We used a 0.05 eV step in the whole
energy range except where Ψ exhibits sharp or anomalous behavior
corresponding to, for example, exciton bands in the dielectric function.In the third step, the isotropic model is
converted
to an anisotropic one and the out-of-plane component is described
by a single UV resonance. After minimization of the MSE, the B-spline
model is parametrized by a general oscillator model with the use of
Tauc–Lorentz oscillators.The
whole procedure is initially done for the thickest
samples, and after parametrization, the fitting procedure is repeated
in a multisample analysis, leading to a complex diagonal permittivity
tensor, which is common for all samples.The lack of a transparent region for the metallic TMD
samples necessitates some changes to the above-described procedure.
First of all, use of the interference approach requires a more complicated
model taking into account the transparent interference layer as well
as the additional interlayer present at the Si and SiO2 interface. The Si substrate with thermal SiO2 was characterized
prior to the final measurements, and their extracted parameters were
fixed in the initial stage of modeling.The first step consists of fitting an isotropic Kramers–Kronig
consistent Bi-spline function to the data for the thinnest samples
exhibiting the most pronounced interference maxima. The thickness
of the TMD layer is fixed during the fitting procedure, and their
values are taken from profilometric measurements.In the next step, the isotropic model is converted to
an anisotropic one and the fitting procedure is repeated. For final
improvement of the results, roughness and sample and machine imperfections
are taken into account.In the last step
the multisample analysis is carried
out and the final Bi-spline model is parametrized with Tauc–Lorentz
and Drude functions.Evaluation of the
models is based on minimization of the MSE, the
correlation matrix, and the uniqueness test. In the case of biaxial
samples the first and second procedures were used for respectively
ReS2 and WTe2 with a modification that involved
using a biaxial model instead of a uniaxial model.
Ellipsometric
Model Equations
The general model used
to describe the optical properties of the studied TMDs is given by
the following equation:where ε(E) is one of the diagonal elements
of the complex
dielectric tensor as a function of photon energy, E, in eV with the subscript ii being xx or yy for the in-plane components or zz for the out-of-plane component. The four terms on the right-hand
side are as follows:where the permittivity
εuv is centered at energy Euv and Auv is the amplitude of
the oscillator in eV2.where E0 is the center energy, Eg the band gap energy of the
oscillator, Br the broadening
of the oscillator, and A the amplitude of the oscillator.
The real part is calculated via the Kramers–Kronig transformation.where Ep is the
plasma energy and Γ is the damping.ε is the real
part of the permittivity at infinite frequency.ε(E) is equivalent to a Lorentz oscillator with zero broadening and
position in the UV. Such resonances are positioned outside the measured
spectral range and are applied to take into account absorption that
occurs at higher energies than available in the experiment, thus influencing
only the real part (specifically, its dispersion) of the permittivity
in the measured spectral range. The UV resonance is defined asThe third term is a sum of Tauc–Lorentz complex
functions with the imaginary part of the nth element
beingThe last term is the Drude function
describing the electromagnetic
response of a free-electron gas in conductive materials given by
Authors: Xingwang Zhang; Chawina De-Eknamkul; Jie Gu; Alexandra L Boehmke; Vinod M Menon; Jacob Khurgin; Ertugrul Cubukcu Journal: Nat Nanotechnol Date: 2019-08-12 Impact factor: 39.213
Authors: G A Ermolaev; D V Grudinin; Y V Stebunov; K V Voronin; V G Kravets; J Duan; A B Mazitov; G I Tselikov; A Bylinkin; D I Yakubovsky; S M Novikov; D G Baranov; A Y Nikitin; I A Kruglov; T Shegai; P Alonso-González; A N Grigorenko; A V Arsenin; K S Novoselov; V S Volkov Journal: Nat Commun Date: 2021-02-08 Impact factor: 14.919
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