Literature DB >> 35821868

Heart Rate Fractality Disruption as a Footprint of Subthreshold Depressive Symptoms in a Healthy Population.

Piergiorgio Mandarano1,2, Paolo Ossola1,3, Paolo Castiglioni4, Andrea Faini4, Pierluca Marazzi5, Maria Carsillo1, Stefano Rozzi1, Davide Lazzeroni4.   

Abstract

Objective: Psychopathology (and depression in particular) is a cardiovascular risk factor independent from any co-occurring pathology. This link is traced back to the mind-heart-body connection, whose underlying mechanisms are still not completely known. To study psychopathology in relation to the heart, it is necessary to observe the autonomic nervous system, which mediates among the parts of that connection. Its gold standard of evaluation is the study of heart rate variability (HRV). To investigate whether any association exists between the HRV parameters and sub-threshold depressive symptoms in a sample of healthy subjects. Method: In this cross-sectional study, two short-term HRV recordings (5 min - supine and sitting) have been analyzed in 77 healthy subjects. Here we adopted a three-fold approach to evaluate HRV: a set of scores belonging to the time domain; to the frequency domain (high, low, and very low frequencies) and a set of 'nonlinear' parameters. The PHQ-9 (Patient Health Questionnaire-9) scale was used to detect depressive symptoms.
Results: Depressive symptoms were associated only with a parameter from the non-linear approach and specifically the long-term fluctuations of fractal dimensions (DFA-α2). This association remained significant even after controlling for age, gender, BMI (Body-Mass-Index), arterial hypertension, anti-hypertensive drugs, dyslipidemia, and smoking habits. Moreover, the DFA-α2 was not affected by the baroreflex (postural change), unlike other autonomic markers. Conclusions: Fractal analysis of HRV (DFA-α2) allows then to predict depressive symptoms below the diagnostic threshold in healthy subjects regardless of their health status. DFA-α2 may be considered as an imprint of subclinical depression on the heart rhythm.
© 2022 Giovanni Fioriti Editore s.r.l.

Entities:  

Keywords:  autonomic nervous system; depression; hrv; mind-heart-body connection; prevention

Year:  2022        PMID: 35821868      PMCID: PMC9263681          DOI: 10.36131/cnfioritieditore20220305

Source DB:  PubMed          Journal:  Clin Neuropsychiatry        ISSN: 1724-4935


1. Introduction

Subthreshold depressive symptoms are commonly experienced in most of the population, and they are not only a predictor of major depressive disorder but also of cardiovascular diseases. It is therefore crucial to develop an integrative understanding of this domain across multiple units of analysis from genes to neural circuits to behaviour (Woody & Gibb, 2015). Depression has been linked to an elevated risk of ischemic heart disease, myocardial infraction, and stroke in numerous meta-analyses (Gan et al., 2014; Van der Kooy et al., 2007; Woody & Gibb, 2015). Based on these findings, the American Heart Association (AHA) published a scientific statement in 2020 suggesting that depression is an independent risk factor for recurrent cardiovascular events in ACS survivors (Levine et al., 2021). The mechanisms underlying this mind-heart-body connection are not fully understood. However, the autonomic nervous system seems to play a crucial role in mediating this relationship (Levine et al., 2021). Supporting this hypothesis, the genetic background of subjects with depressive symptoms explains most of the variance in the HRV, suggesting that a common neurobiological dysregulation links depressive symptoms and the heart (De Jonge et al., 2007; Su et al., 2010; Vaccarino et al., 2008). The gold standard analysis of the autonomic nervous system, indicated by the GRAPH guidelines (Quintana et al., 2016), is the study of heart rate variability (HRV). The variability of the heart rate is studied starting from the electrocardiographic data considering the R-R intervals’ distribution in a chosen timeframe, named tachogram. The tachogram is studied through three groupings of parameters according to temporal criteria, decomposition in frequency bands and nonlinear calculations () (Shaffer & Ginsberg, 2017). A high variability in the tachogram is a sign of a healthy response of the parasympathetic system, which is associated with a better chance of survival in cardiac patients (Malik et al., 1996; Shaffer & Ginsberg, 2017). The main problem when exploring the HRV through the classic parameters is their ecological validity. In fact, most of these parameters mirror the sympathetic tone that is affected, among other things, by posture through the baro-reflex (Malik et al., 1996). A higher heart rate variability also reflects a better physiological capacity of flexible emotion regulation in response to stress (Thayer et al., 2012). This pathogenic mechanism parallels the behavioural mechanism, according to which depressive symptoms are often the results of a maladaptive response to trigger events (Hammen, 2005). A reduced HRV has already been shown to be an independent predictor of clinical depression (Westhoff -Bleck et al., 2021) and a low vagal tone has been proposed to play an etiologic role in early-stage development of depressive symptoms (Jandackova et al., 2016). As a matter of fact, the HRV’s predictive power for depression is comparable to that of other tools like the PHQ-9 (Economides et al., 2020; Pizzoli et al., 2021), the most accurate DSM-V based screening questionnaire (Kroenke et al., 2010). When exploring the association between heart rate variability and mood symptoms, the use of non-linear calculations seems crucial to the description of mind-heart-body interactions - in term of affect and cognition - that are not captured by linear analyses of time and frequency (Jung et al., 2019; Pham et al., 2021). A few papers have evaluated the association between non-linear parameters and depression (Blasco-Lafarga et al., 2010; Byun et al., 2019; Fiskum et al., 2018; González et al., 2013; Perkiömäki, 2011; Vigo et al., 2004) but often they included patients with a long-lasting history of cardiac or depressive illness, under medication, or with other comorbidities that might hinder the true association between depressive symptoms and the HRV parameters. Thus, the present study has two aims. First, to evaluate the independence of each HRV parameter from the baro-reflex comparing each measurement when supine and seated. Second, to assess whether any association exists between the HRV parameters and sub-threshold depressive symptoms in a sample of healthy subjects. Our hypothesis is that depressive symptoms, albeit subthreshold, may conceal impacts on heart rate variability.

2. Materials and Methods

The Don Gnocchi Foundation ethics committee approved the study. After the study was fully explained all the participants signed an informed consent.

2.1. Study design and population

We recruited n=77 healthy subjects from the Cardiovascular Prevention Unit of the Don Gnocchi Foundation in Parma between January 2017 and December 2019. This was part of a larger sample of 1,130 subjects as part of a 5-year prospective registry of patients who underwent cardiovascular evaluation. In this cross-sectional study, we first excluded, out of the original sample, those with an invalid ECG signal (n=376). Out of the remaining 754 patients, we excluded n=72 subjects who did not complete the PHQ-9 questionnaire and n=94 who did not complete the PSS-10. Two-hundred and seventy-nine subjects also had missing data on some socio-demographic variables resulting in a sample of n=309 subjects. After this initial selection, following the GRAPH guidelines (Quintana et al., 2016), we also excluded patients: (A) older than 65 (n=467); (B) with a history of major cardiovascular events (n=54) defined as a previous major cardiovascular event (myocardial infraction, chronic coronary syndrome or stroke) or other cardiovascular disease such as chronic heart failure, cardiomyopathies and cardiac valve diseases) (Quintana et al., 2016); (C) with diagnosis of diabetes (n=30) defined as fasting glycaemia 126 mg/dL (≥7.0 mmol/L) (Cosentino et al., 2020); (D) taking beta-blocker medications (n=21); and (E) with a diagnosis of Major Depressive Episodes according DSM-5 (APA, 2013) (n=21). The study flowchart is depicted in Study Flowchart

2.2. Evaluation instruments

The first part of the experiment consisted in a semi-structured interview aimed at collecting sociodemographic and cardiovascular risk information. These were age, gender, BMI, cigarette smoke, dyslipidaemia, blood hypertension, and antihypertensive drugs. Based on antihypertensive medications, subjects were divided into with and without medication (coded as 1 and 0 respectively). Dyslipidaemia was defined as at least one among total cholesterol ≥200 mg/dL (5.172 mmol/L); LDL≥130 mg/dL (3.3618 mmol/L); Triglycerides >150 mg/dL (1.6935 mmol/L); or HDL-C, <35 mg/dL (0.9051 mmol/L). Hypertension was defined as having systolic blood pressure greater than 140 mmHg or a diastolic blood pressure greater than 90 mmHg or anti-hypertensive drugs. Then each subject filled two self-reported questionnaires (average compilation time 5 min). Specifically, one aimed at evaluating any depressive symptoms (PHQ-9) and one aimed at evaluating previous exposure to stressful events (PSS-10). The PHQ-9 (Patient Health Questionnaire-9) is a self-reported questionnaire of 9 items on a Likert scale (from 0 to 3) based on the DSM-5 criteria for a Major Depressive Episode (e.g., Over the last 2 weeks, how often have you been bothered by any of the following problems? (Use “ ” to indicate your answer) Not at all; Several days; More than half the days; Nearly every day) (Kroenke et al., 2001). A score above 10 was found to be 88% accurate in diagnosing depression and hence it was the suggested cut-off (Arroll et al., 2010). This tool was developed in the first place to diagnose major depressive episodes in primary care. Previous studies adopted the PHQ as a dimensional construct to assess depressive symptoms (Chen et al., 2006). The PSS-10 (Perceived Stress Scale-10) is a self-administered questionnaire of 10 items on a 5-point Likert scale aimed at gauging the perceived stress in the previous month (e.g., “In the last month, how often have you been upset because of something that happened unexpectedly?” or “In the last month, how often have you been able to control irritations in your life?”) (Cohen & Williamson, 1988; Mondo et al., 2021). The shorter version with 10 items (Lee, 2012) showed a good internal consistency. In a second part of the experiment on the same day, ECG recordings were collected in a paradigm complying with the Guidelines for Reporting Articles on Psychiatry and Heart rate variability (GRAPH) (Quintana et al., 2016). Specifically, patients were recorded in a quiet environment at 24°C, in the morning, with an uncontrolled breathing rate, in a supine position at rest. Inter-beat-intervals (IBI) were extracted from an ECG track recorded over a 15-min period with the Nexfin device (Edwards Lifesciences) at 200 Hz. Following this acquisition, the patients were required to sit, and the ECG was recorded in this position, in the same conditions described above. In both cases, a 5-min sample was chosen from the cleanest ECG derivation of the 6 recorded. The acclimation period and all artefacts were manually removed by an expert cardiologist (DL).

2.3. ECG analyses

To evaluate the ECG, we adopted a three-fold approach. Specifically, we computed three groups of parameters: (a) the Time domain, defined by SDNN, pNN50, and RMSSD; (b) the Frequency domain that computes high (HF), low (LF) and very low (VLF) frequencies; and (c) the complexity ‘nonlinear’ analyses, namely Sample Entropy and two Detrended fluctuation analyses (DFA-α1; DFA-α2) (Quintana et al., 2016; Shaffer & Ginsberg, 2017) The degree of variability of the inter-beat interval (IBI), which is the time interval between successive heartbeats, is quantified using time-domain indices of HRV. Three Time domain parameters are computed from the tachogram that depicts the RR intervals over time (ms). The SDNN is the standard deviation of the normal R-R intervals (N-N intervals). SDNN is the "gold standard" for medical stratification of cardiac mortality risk where a greater SDNN means greater HRV and hence lower risk (Kleiger et al., 1987). The RMSSD is the square root of the mean squared differences of successive N-N intervals, and usually offers a more accurate estimation of the parasympathetic function because it is less influenced by respiratory sinus arrhythmia (Penttilä et al., 2001). The pNN50 is the percentage of successive RR intervals that differ by more than 50 ms. pNN50 has been linked to parasympathetic activity (Otzenberger et al., 1998). From the tachogram we derived the corresponding power spectral density (PSD) that defines the range of possible frequencies of the tachogram in a finite time interval. The range of frequencies is then divided into three main components: very low frequencies (VLF) between 0.0033–0.04 Hz, low (LF) between 0.04–0.15 Hz and high (HF) between 0.15–0.4 Hz. The VLF band reflects the activation of multiple levels of feedback and feed-forward loops in the heart's intrinsic cardiac neural system, as well as between the heart, the extrinsic cardiac ganglia, and the spinal column (Kember et al., 2001; Taylor et al., 1998). The LF shows how the breathing rate influences the efferent vagal fibres (Di Nardo et al., 1993). The HF was considered the purest marker among HRV to measure the vagal tone (parasympathetic activity) (Egizio et al., 2011). A third approach for the analysis of the tachogram is non-linear dynamics. Doing so, we can quantify the amount of regularity and the unpredictability of fluctuations over time-series data. Entropy measures the degree of randomness in the cardiovascular system quantifying the unpredictability of fluctuations in the RR time series. A tachogram characterised by low entropy would hence show low variability being ordered and repetitive. On the contrary, healthy subjects would display a greater variability with high entropy in the tachogram. Sample entropy is a regularity statistic. Based only on this parameter, we can potentially differentiate between a healthy ECG with a high degree of regularity and an irregular and unpredictable one in which the RR intervals are randomly spaced. Literature seems to agree that Sample Entropy reflects to what extent the variations in consecutive RR intervals are unpredictable (Shaffer & Ginsberg, 2017). Another method to evaluate regularity is through self-affinity. Self-affinity defines how much a given time-series is exactly or approximately like a part of itself. As for the fractals, this means that the whole has the same shape as one or more of the parts. Detrended fluctuation analysis (DFA) introduced by Peng et al. (1995) quantifies the fractal scaling properties of time series and is a method for determining the statistical self-affinity of a signal. This analysis can be done both on short-term intervals (shorter than 30 s) (DFA- α1) and long-term intervals (>30 s) (DFA- α2). The scaling exponent indicates the strength of the correlations with previous values in the time series. A value of 1 would suggest a fractal-like process in which the fluctuations are generated by multiple feedback regulations. Values close to 0.5 are indicative of random dynamics; values near 1.5, on the other hand, describe a highly correlated pattern. The DFA- α1 is a baroreflex estimate, and strong variations of this parameter are linked to increased cardiovascular, neurological, and mental morbidity and mortality. The DFA- α2 has been a part of the panel since the 1980s, and it has only shown connections with non-pathological states like circadian rhythm and age (Beckers et al., 2006; Iyengar et al., 1996; A. Voss et al., 2012). Decreased values of DFA- α1 and DFA-α2 correspond to worse outcomes after myocardial infarction (Tapanainen et al., 2002) or worse quality of life (Seifert et al., 2014). The explanation of the acronyms and the units of these metrics are shown in Legend: IBI, Interbeat interval; time interval between successive heartbeats; NN intervals, interbeat intervals from which artefacts have been removed; RR intervals, interbeat intervals between all successive heartbeats.

2.4. Statistical analyses

Owing to the skewed distribution of the ECG parameters (n=754) and of the depressive symptoms (n=682) we applied a Rank-based inverse transformation (RIN) (Bishara & Hittner, 2015). RIN transformation, as in the Spearman approach, involves converting the data into ranks. The ranks are then converted into probabilities that, with inverse cumulative normal function, are transformed into an approximately normal shape. The normality of each variable (natural and RIN-transformed) was then tested with the Shapiro-Wilk (W) test. The more W approaches 1, the more distribution is normal ( and ). Normality Distribution and RIN transformation in the whole sample (n=754) Here reported are the Shapiro-Wilk test (W) and the p-value in parenthesis for each variable both as computed and after Ranked-base Inverse (RIN) transformation. Only n=682 subjects completed the PHQ Example of distribution of PHQ before and after RIN transformation (n=682) In accordance with the primary objective, we then explored the association between the depressive symptoms (outcome) and the ECG parameters (predictors) through bivariate Pearson correlations in the final sample (n=77). Owing to multiple correlations between the PHQ and the ECG parameters (n=10), we adjusted the p-value with a Bonferroni correction so that in these exploratory analyses the p-value for a threshold of significance was set at 0.005. We then looked at whether the aforementioned association was influenced by any registered condition. We then built a model (multiple linear regression) with depressive symptoms as our outcome and the parameter as the predictor of interest controlling for socio-demographic and clinical variables that might affect this association. To avoid multicollinearity, we also reported the Variation Inflation Factor (VIF). A value of VIF greater than 4 suggests a multicollinearity problem.

2.4.1. Final model for healthy subjects:

PHQ-9 (RIN-transformed) = b0 + b1*parameter (RIN-transformed) + b2*age + b3*gender + b4*BMI + b5*dyslipidaemia + b6*hypertension + b7*smoking habit + b8*Anti-hypertensive therapy (a priori without beta-blockers) + b9*PSS-10 Where gender is coded as 0=female, 1=male; BMI=body mass index; dyslipidaemia coded as 0=normal, 1= yes; Hypertension coded as 0=no; 1=yes; Smoking Habit coded as 0=no, 1=yes; Anti-hypertensive therapy (a priori without beta-blockers) coded as 0=no, 1=yes; PSS-10= Perceived Stress Scale. Lastly, to further test the ecological validity of the parameters associated with depressive symptoms, we explored whether these varied from supine to seated through Pearson correlations and paired t-tests. This because a change in the parameters from supine to seated would suggest a significant effect of the baro-reflex on the parameter.

2.3 Limitations

The study has several inherent limitations. The main ones are certainly: the selection of a reliable and clean sample to the detriment of its number and the adherence to the GRAPH guidelines which, to date, are purely experimental and not applicable in daily clinical practice.

3. Results

The sample descriptive is summarised in Sample (n=77) descriptive Note. The values refer to the mean and standard deviation unless otherwise specified. BMI: Body Mass Index (Kg/m3). CVD: cardio-vascular diseases. When exploring the association through Pearson correlations between the HRV parameters and the depressive symptoms, only the DFA-α2 reached the statistically significant threshold adjusting for multiple comparisons () Association between depressive symptoms at PHQ and ECG parameters RIN transformed Note. pNN50 percentage of successive RR intervals that differ by more than 50 ms, RMSSD square root of the mean squared differences between successive RR intervals, VLF very low-frequency power, LF low-frequency power, HF high-frequency power, LF/HF ratio of low-frequency and high-frequency power, DFA-α1 detrended fluctuation analysis short-term parameter, DFA-α2 detrended fluctuation analysis long-term parameter. Association between DFA- α2 and PHQ The negative association between DFA-α2 and depressive symptoms remained significant even when controlling for other socio-demographic variables (beta=-0.227, p=0.022) or previous stressful events at PSS-10 (beta=-0.239; p=0.028) (table S2). This means that the higher the value in the detrended long-term fluctuation analysis (DFA-α2), the worse the depressive symptoms according to the PHQ-9 scale. In our sample DFA-α2 and PHQ-9 were not associated with age, BMI nor did they vary as a function of gender, smoking habits, dyslipidaemia, hypertension, or hypertensive medication. As expected for a parameter gauging the parasympathetic system, the difference between the two was not significant (t=-0.491; p=0.625) (table S3). This suggests that the baroreflex does not significantly affect this parameter which could represent a good ecological measurement. The DFA-α2 supine was the only variable that did not correlate with its corresponding value when seated (r=.194, p=0.091). This correlation however was moderated by depressive symptoms at PHQ-9 (interaction: B=-0.1167; 95%CI=-0.2024, -0.0311; SE=0.043; t=-2.716; p=0.008) so that the association between DFA- α2 when supine and seated was true and positive only at low (P=0.0021) and average (p=0.0251) levels of depressive symptoms.

4. Discussion

Our findings show that sub-threshold depressive symptoms are associated with the long-range fractal fluctuations of the heart rate. In particular, healthy subjects with greater depressive symptoms showed more randomness in the tachogram when considering intervals longer than 30 seconds. This means that the more depressed a subject is, the lower is the fractal tendency over long-term intervals in the heart-rhythm. The autonomic underpinning of this correlation is currently largely unknown; we hypothesize that it reflects an excessive parasympathetic activation. This is in line with evidence indicating that an increase in parasympathetic influence decreases exponent alpha values and indicates more random autonomic behaviour (Shaffer & Ginsberg, 2017). This finding is important to understand the relation between not only the autonomic nervous system and the heart, but also between depressive symptoms and the autonomic system. We can hypothesize that a greater randomness in autonomic activation and higher depressive symptoms are both a measure of ineffective self-regulation. Accordingly, a subject with low self-regulatory abilities when facing a stressor would be more likely to develop depressive symptoms on a cognitive-affective point of view and to increase the randomness of their HRV on a neuro-physiological level. Specifically, external stressors would immediately impact on the sympathetic branch of the autonomous nervous system increasing the stiffness of short-term fractals that are classically associated with anxiety symptoms. In the longer term it is possible that vulnerable subjects (e.g. low in effortful control) would develop depressive symptoms associated with an increased parasympathetic tone that explains the increased randomness of long-term fractals. Given the cross-sectional design of the study, we cannot establish what comes first, but we can hypothesize that a loss of the fractal properties of the tachogram is the way depression exerts its negative effect on cardiac outcome (Ossola et al., 2018). Our hypothesis seems supported by the fact that DFA-α2 is also a measure of top-down control, which is crucial in emotion regulation (Wager et al., 2008). A previous study has shown that DFA- α2, but not DFA-α1 or sample entropy, was greater when the subjects faced harder trials in a task tapping specifically the prefrontal functions (Mukherjee et al., 2011). Previous studies have found that long-term fractal dimensions are lower in males than in females (Beckers et al., 2006; Andreas Voss et al., 2015). This is in line with findings in emotion regulation that show less effective strategies in men (Nolen-Hoeksema, 2012) that are generally associated with more depressive symptoms (Nolen-Hoeksema & Aldao, 2011). Altogether, these findings point to long-range fractal fluctuations as a neurophysiological mechanism mirroring self-regulatory abilities. However, note that, among the cortical regions, the prefrontal cortex is characterised by the widest connective paths and participates in several distinct cognitive and emotional functions. Accordingly, for a physiologically grounded understanding of this relationship, more specific investigations are needed to further support our hypothesis and unveil the underpinning functional mechanism. Literature has often evaluated overt depression through the study of HRV in the time and frequency domain. Results consistently point at an association between depressive symptoms and those parameters strongly related to DFA-α2 such as the ratio between VLF and the sum of LF and VLF (Blood et al., 2015; Borrione et al., 2018; Carney et al., 2005; Francis et al., 2002; Jain et al., 2014; Kemp et al., 2010; Paniccia et al., 2017). Only one previous study found an association between DFA-α2 and depressive symptoms (Kojima et al., 2008) but in the opposite direction to ours. The association, however, was not linear and driven mostly by higher depressive scores in the last quintile of DFA-α2 with no differences in depressive symptoms among the other quintiles. It is possible that their results are due to the sample selected. The authors, as a matter of fact, recruited a group of chronic haemodialysis patients with diabetes and beta-blockers that can alter the HRV parameters. Previous studies have found an association between depression and DFA-α1, but the results are mixed. Some authors found a negative association with depression (Kojima et al., 2008), with lower levels of DFA-α1 in subjects with internalising psychopathology (Fiskum et al., 2018) and a higher rate of subjects with DFA-α1 lower than 1 in depressed subjects (Kop et al., 2010). Other studies, on the contrary, have found a positive association between depressive symptoms and DFA-α1 (Vigo et al., 2019; Vigo et al., 2004) and higher values of DFA-α1 in depressed subjects (Schultz et al., 2010). Again, this could be due to patients with a recent unstable angina pectoris or acute myocardial infarction (Vigo et al., 2004) and clinically depressed subjects (Kwon et al., 2019). Again, all these were criteria for exclusion from our final sample. We emphasize that our association carefully controls for an individual’s variables that are known to affect the heart rate variability such as stress perception, age, gender, BMI, smoking habits, dyslipidaemia and hypertension or anti-hypertensive medication. Especially, as the circadian rhythm too seems to affect the DFA-α2 (Beckers et al., 2006), all the recordings have been done approximately at the same time of day, in a stable environment. Our results, more importantly, demonstrate that the DFA-α2 parameter that reflects this self-affinity over long-term intervals was not significantly affected by the baro-reflex (Uhlig et al., 2020). Studying the effect of activating the baroreflex by comparing the two recordings in different postures, we note that purely parasympathetic markers, such as DFA-α2, remain constant. This allows us to hypothesize that the predictivity of the DFA-α2 is independent on the postural change and that the subclinical depression acts on the heart through parasympathetic fibres. Interestingly, DFA-α2 was the only parameter among those explored that did not correlate between the supine and the seated positions. The association between DFA-Α2 when supine and seated was moderated by depressive symptoms so that the more depressed a subject is, the less correlated are the two measurements. The baro-reflex sensitivity is a measure of the functioning of a reflex loop involving pressure-sensitive nerves (i.e. baroreceptors) mainly in the carotid arteries and the aorta. High basal sympathetic activation, a condition frequently found in depressed patients (Broadley et al., 2005; Davydov et al., 2007), leads to a decline in the effective baroreflex sequences. It is possible that a sympathetic predominance, that is associated with DFA-α2 values greater than 1, explains the lack of association between the two values.

5. Conclusions

Fractal analysis of HRV, evaluated as DFA-α2, can predict depressive symptoms below diagnostic thresholds in healthy subjects, regardless of comorbidities and the autonomic condition of the subject. Thus, it indicates a background radiation, a “footprint” that depressive symptoms leave on the heart rate. Beside the theoretical implications previously discussed, we believe that our study also has possible clinical implications in prevention and follow-up therapy. As a matter of fact, it is known that major depression is often anticipated by a phase of subclinical depression (Ossola et al., 2015). There is evidence that treatment response rates are higher when treatment is started at the onset of sub-syndromic symptoms, but at that time depression is more difficult to diagnose as patients are prone to reporting physical symptoms rather than emotional ones (Simon et al., 2008). In this sense, a screening tool such as DFA-α2 from the electrocardiogram would help in identifying patients at risk of developing a full-blown episode. That would exponentially enlarge the screening potential with optimal cost-effectiveness, enabling prevention campaigns not only for depression but for the resulting cardiovascular disease too. A second possible clinical implication of the present study is represented by the potential use of DFA-α2 in clinical practice as an autonomic marker in the follow-up of patients with sub-threshold and clinical depression. Further longitudinal studies evaluating HRV parameters before the onset of depressive symptoms and during the course of illness might help in disentangling this association. We have called DFA-α2 the "footprint of depression”, but this does not mean that the relationship between the two is not exclusive, since no research has so far been carried out to correlate this specific parameter to other psychopathologies (Alvares et al., 2016). Further studies should evaluate the validity of DFA- α2 in ecological settings, such as Holter monitoring, and test its specificity and predictive ability prospectively on depressive symptoms.
ParameterUnitDescription
HRV time-domain measures
SDNNmsStandard deviation of NN intervals
pNN50%Percentage of successive RR intervals that differ by more than 50 ms
RMSSDmsRoot mean square of successive RR interval differences
HRV frequency-domain measures.
VLFHzVery low-frequency band (0.0033– 0.04 Hz)
LFHzLow-frequency band (0.04–0.15 Hz)
HFHzHigh-frequency band (0.15–0.4 Hz)
LF/HFRatio of LF-to-HF power
HRV non-linear measures.
Sample EntropySample entropy, which measures the regularity and complexity of a time series
DFA α1Detrended fluctuation analysis, which describes short-term fluctuations
DFA α2Detrended fluctuation analysis, which describes long-term fluctuations

Legend: IBI, Interbeat interval; time interval between successive heartbeats; NN intervals, interbeat intervals from which artefacts have been removed; RR intervals, interbeat intervals between all successive heartbeats.

Table S1.

Normality Distribution and RIN transformation in the whole sample (n=754)

NaturalRIN-transformed
SDNN0.860 (p<0.001)0.999 (p=0.999)
pNN500.644 (p<0.001)0.964 (p<0.001)
RMSSD0.850 (p<0.001)0.999 (p=0.999)
VLF0.476 (p<0.001)0.999 (p=0.999)
LF0.600 (p<0.001)0.999 (p=0.999)
HF0.415 (p<0.001)0.999 (p=0.999)
LF/HF0.789 (p<0.001)0.999 (p=0.999)
Sample Entropy0.981 (p<0.001)0.999 (p=0.999)
DFA-α10.986 (p<0.001)0.999 (p=0.999)
DFA-α20.993 (p=0.001)0.999 (p=0.999)
PHQ-90.908 (p<0.001)0.993 (p<0.001)

Here reported are the Shapiro-Wilk test (W) and the p-value in parenthesis for each variable both as computed and after Ranked-base Inverse (RIN) transformation. Only n=682 subjects completed the PHQ

Table 2.

Sample (n=77) descriptive

Age51.09 (9.53)
Gender (Male) (no. %)42 (54.5)
BMI26.58 (4.91)
Dyslipidaemia (no. %)53 (68.8)
Hypertension (no. %)59 (76.6)
Smoking Habit (no. %)31 (40.3)
Anti-hypertensive therapy (no. %)26 (33.8)
PHQ-94.58 (2.54)
PSS-1017.70 (5.79)

Note. The values refer to the mean and standard deviation unless otherwise specified. BMI: Body Mass Index (Kg/m3). CVD: cardio-vascular diseases.

Table 3.

Association between depressive symptoms at PHQ and ECG parameters RIN transformed

Pearson’s r (p-value)
SDNN0.027 (0.813)
pNN500.183 (0.110)
RMSSD0.150 (0.193)
VLF-0.101 (0.382)
LF0.004 (0.971)
HF0.204 (0.075)
LF/HF-0.272 (0.017)
Sample Entropy0.128 (0.267)
DFA-α1-0.263 (0.021)
DFA-α2-0.326 (0.004)

Note. pNN50 percentage of successive RR intervals that differ by more than 50 ms, RMSSD square root of the mean squared differences between successive RR intervals, VLF very low-frequency power, LF low-frequency power, HF high-frequency power, LF/HF ratio of low-frequency and high-frequency power, DFA-α1 detrended fluctuation analysis short-term parameter, DFA-α2 detrended fluctuation analysis long-term parameter.

Table S2.

Association between DFA-α2 (RIN transformed) and PHQ-9 (RIN-transformed) controlling for confounding variable in a multiple linear regression (n=77)

B(95%CI) beta p-valueVIF
(Costante)-0.993 (-1.96, -0.02)0.045
DFA-α2-0.215 (-0.407, -0.024)-0.2390.0281.12
PSS100.033 (0.013, 0.053)0.3560.011.12
Age (years)-0.010 (-0.23, 0.02)-0.1810.1011.17
Gender-0.165 (-0.405, 0.075)-0.1530.1751.23
BMI0.010 (-0.017, 0.036)0.0880.4651.42
Dyslipidaemia0.173 (-0.081, 0.427)0.1490.1791.19
Hypertension-0.115 (-0.395, 0.165)-0.0910.4141.21
Smoking Habit-0.153 (-0.377, 0.072)-0.1390.1791.04
Anti-hypertensive therapy-0.101 (-0.373, 0.172)-0.0890.4641.43
Table S3.

Change of HRV parameters after positional change

Supine (SD)Seated (SD)correlation t p-value
SDNN40.83 (19.52)43.28 (19.84)0.533-0.5900.557
pNN500.076 (0.11)0.055 (0.083)0.722-0.5120.610
RMSSD26.53 (15.59)24.71 (14.29)0.704-0.7280.469
VLF829.89(1090.86)944.01 (992.35)0.397-0.2590.796
LF555.34 (640.69)697.01 (872.71)0.564-0.2900.773
HF238.10 (274.08)214.98 (242.01)0.756-0.4590.648
LF/HF3.08 (1.927)4.55 (4.06)0.575-0.1180.906
Sample Entropy1.43 (0.281)1.30 (0.27)0.3792.0580.043
DFA-α11.18 (0.224)1.28 (0.24)0.452-1.3190.191
DFA-α20.94 (0.163)0.94 (0.17)0.194-0.5140.609

Note. The mean and standard deviation are reported for the natural value. The paired t-test and the spearman correlations instead are computed with the RIN transformed values. All the correlations are significant at a p<0.001 level except DFA-2 (p=0.091)

  65 in total

1.  Heart rate variability changes in major depressive disorder during sleep: Fractal index correlates with BDI score during REM sleep.

Authors:  Hyun Bin Kwon; Heenam Yoon; Sang Ho Choi; Jae-Won Choi; Yu Jin Lee; Kwang Suk Park
Journal:  Psychiatry Res       Date:  2018-11-12       Impact factor: 3.222

2.  The PHQ-9: validity of a brief depression severity measure.

Authors:  K Kroenke; R L Spitzer; J B Williams
Journal:  J Gen Intern Med       Date:  2001-09       Impact factor: 5.128

3.  Reliability of short-term measurements of heart rate variability: Findings from a longitudinal study.

Authors:  Stefan Uhlig; Annett Meylan; Udo Rudolph
Journal:  Biol Psychol       Date:  2020-06-05       Impact factor: 3.251

4.  Linear and nonlinear heart rate dynamics in elderly inpatients. Relations with comorbidity and depression.

Authors:  Cristina Blasco-Lafarga; Ignacio Martínez-Navarro; María Elisa Sisamón; Nuria Caus; Emilio Yangüez; Pere Llorens-Soriano
Journal:  Medicina (Kaunas)       Date:  2010       Impact factor: 2.430

Review 5.  Stress and depression.

Authors:  Constance Hammen
Journal:  Annu Rev Clin Psychol       Date:  2005       Impact factor: 18.561

6.  Depressive symptoms and heart rate variability: evidence for a shared genetic substrate in a study of twins.

Authors:  Viola Vaccarino; Rachel Lampert; J Douglas Bremner; Forrester Lee; Shaoyong Su; Carisa Maisano; Nancy V Murrah; Linda Jones; Farhan Jawed; Nadeem Afzal; Ali Ashraf; Jack Goldberg
Journal:  Psychosom Med       Date:  2008-07       Impact factor: 4.312

Review 7.  Autonomic nervous system dysfunction in psychiatric disorders and the impact of psychotropic medications: a systematic review and meta-analysis.

Authors:  Gail A Alvares; Daniel S Quintana; Ian B Hickie; Adam J Guastella
Journal:  J Psychiatry Neurosci       Date:  2016-03       Impact factor: 6.186

8.  Non-linear Heart Rate Variability as a Discriminator of Internalizing Psychopathology and Negative Affect in Children With Internalizing Problems and Healthy Controls.

Authors:  Charlotte Fiskum; Tonje G Andersen; Xavier Bornas; Per M Aslaksen; Magne A Flaten; Karl Jacobsen
Journal:  Front Physiol       Date:  2018-05-23       Impact factor: 4.566

9.  A meta-analysis on heart rate variability biofeedback and depressive symptoms.

Authors:  Silvia F M Pizzoli; Chiara Marzorati; Daniele Gatti; Dario Monzani; Ketti Mazzocco; Gabriella Pravettoni
Journal:  Sci Rep       Date:  2021-03-23       Impact factor: 4.379

Review 10.  Heart Rate Variability in Psychology: A Review of HRV Indices and an Analysis Tutorial.

Authors:  Tam Pham; Zen Juen Lau; S H Annabel Chen; Dominique Makowski
Journal:  Sensors (Basel)       Date:  2021-06-09       Impact factor: 3.576

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