Lorenzo Tinacci1,2, Auréle Germain1, Stefano Pantaleone1,3, Stefano Ferrero4, Cecilia Ceccarelli2, Piero Ugliengo1. 1. Dipartimento di Chimica, Università degli Studi di Torino, via P. Giuria 7, 10125 Torino, Italy. 2. Institut de Planétologie et d'Astrophysique de Grenoble (IPAG), 38000 Grenoble, France. 3. Dipartimento di Chimica, Biologia e Biotecnologie, Università degli Studi di Perugia, 06123 Perugia, Italy. 4. Departament de Quimica, Universitat Autònoma de Barcelona, 08193 Bellaterra, Catalonia Spain.
Abstract
The binding energies (BE) of molecules on the interstellar grains are crucial in the chemical evolution of the interstellar medium (ISM). Both temperature-programmed desorption (TPD) laboratory experiments and quantum chemistry computations have often provided, so far, only single values of the BE for each molecule. This is a severe limitation, as the ices enveloping the grain mantles are structurally amorphous, giving rise to a manifold of possible adsorption sites, each with different BEs. However, the amorphous ice nature prevents the knowledge of structural details, hindering the development of a common accepted atomistic icy model. In this work, we propose a computational framework that closely mimics the formation of the interstellar grain mantle through a water by water accretion. On that grain, an unbiased random (but well reproducible) positioning of the studied molecule is then carried out. Here we present the test case of NH3, a ubiquitous species in the molecular ISM. We provide the BE distribution computed by a hierarchy approach, using the semiempirical xTB-GFN2 as a low-level method to describe the whole icy cluster in combination with the B97D3 DFT functional as a high-level method on the local zone of the NH3 interaction. The final ZPE-corrected BE is computed at the ONIOM(DLPNO-CCSD(T)//B97D3:xTB-GFN2) level, ensuring the best cost/accuracy ratio. The main peak of the predicted NH3 BE distribution is in agreement with experimental TPD and computed data in the literature. A second broad peak at very low BE values is also present, which has never been detected before. It may provide the solution to a longstanding puzzle about the presence of gaseous NH3 also observed in cold ISM objects.
The binding energies (BE) of molecules on the interstellar grains are crucial in the chemical evolution of the interstellar medium (ISM). Both temperature-programmed desorption (TPD) laboratory experiments and quantum chemistry computations have often provided, so far, only single values of the BE for each molecule. This is a severe limitation, as the ices enveloping the grain mantles are structurally amorphous, giving rise to a manifold of possible adsorption sites, each with different BEs. However, the amorphous ice nature prevents the knowledge of structural details, hindering the development of a common accepted atomistic icy model. In this work, we propose a computational framework that closely mimics the formation of the interstellar grain mantle through a water by water accretion. On that grain, an unbiased random (but well reproducible) positioning of the studied molecule is then carried out. Here we present the test case of NH3, a ubiquitous species in the molecular ISM. We provide the BE distribution computed by a hierarchy approach, using the semiempirical xTB-GFN2 as a low-level method to describe the whole icy cluster in combination with the B97D3 DFT functional as a high-level method on the local zone of the NH3 interaction. The final ZPE-corrected BE is computed at the ONIOM(DLPNO-CCSD(T)//B97D3:xTB-GFN2) level, ensuring the best cost/accuracy ratio. The main peak of the predicted NH3 BE distribution is in agreement with experimental TPD and computed data in the literature. A second broad peak at very low BE values is also present, which has never been detected before. It may provide the solution to a longstanding puzzle about the presence of gaseous NH3 also observed in cold ISM objects.
Interstellar
dust grains in cold (∼10 K) molecular clouds
are made up of sub-micrometer-sized refractory cores (mainly silicates
and carbonaceous material), on top of which water molecules are formed in situ through reactions involving hydrogen and oxygen.[1−5] Eventually, this process leads to the accretion of a thick (made
up of more than 100 layers: e.g. Taquet et al.[6]) amorphous icy mantle. At the same time, other atoms and molecules
formed in the gas phase can condense and be adsorbed onto the grain
mantle, where they may diffuse and react on the icy surface, enriching
the chemical composition of the grain mantle.The vast majority
of the species frozen or trapped on the grain
mantles are only observable when they are released into the gas phase
either in warm (⩾100 K) regions, such as hot cores/corinos
via thermal desorption,[7−9] or in shocked regions, via sputtering of the mantles.[10−12] All of the processes mentioned above, adsorption and diffusion as
well as desorption, are governed by a key parameter, the so-called
binding energy (BE): namely, the strength of a species to remain glued
to the surface. Since BE has an exponential dependence on the expressions
of astrochemical models that describe the above processes, its estimation
with a good level of accuracy is crucial for our knowledge of chemical
evolution of whatever species.[13] This fundamental
piece of information can be obtained via either theoretical or experimental
approaches.Usually, estimates of PES via theoretical methods
involve computations
using a molecular mechanics force-field approach and/or rigorous quantum
mechanical methods. In both cases, an atomistic model of the icy grain
is needed and the BE is computed via a supermolecular approach: namely,
computing the difference between the energy of the adsorbate interacting
with the icy grain and the energies of the free adsorbate plus the
original icy grain. Despite this simple definition, the final BE value
can be affected by many factors, from both modeling and methodological
points of view. To start with, the computerized icy model is usually
ill-defined, as the structure of the interstellar ice is poorly known.
Therefore, a variety of models to simulate the ice-species adsorption
has been proposed in the literature, from just a single water molecule
up to periodic models of either crystalline or amorphous water ice.[14−16] Due to the difficulty of simulating the icy grain accretion by in situ water formation, all of the models so far have been
constructed by assembling a variety of already formed water molecules
interacting through hydrogen bonds.[17,18] This may have
serious consequences on the final ice structure, as the fraction of
water formation energy transferred to the grain can affect its final
structural features much more than the mere hydrogen-bond interaction
between the water molecules.[19] In addition,
it has been shown theoretically and experimentally that any species
does not have a single BE on amorphous water surfaces (AWS) but rather
a distribution of BEs, which depends on the species and the surface.[16,20−23] Therefore, the icy grains should be large and varied enough to allow
to reconstruct the BE distribution of a species and not just a value.
To overcome the aforementioned problems, we have recently proposed[24] an automatic and unbiased approach to construct
water-ice clusters and obtain the binding energy distribution of any
species (see Methodology for further details).In addition to the icy model definition, the second important issue
to compute the BE is the adopted level of theory, which always represents
a compromise between the computational accuracy and the computational
cost (method and system size).Methods based on molecular mechanics
may reach some accuracy when
they are designed to treat very specific cases but fail for cases
outside their specific parametrization. Alternatively, methods based
on the best level of quantum chemistry, such as the gold standard
CCSD(T),[25] ensure a well-balanced treatment
of all the relevant interactions responsible for the adsorption on
the icy grain surface, irrespective of the considered adsorbate molecule.
However, the computational time required by CCSD(T) grows too steeply
to be applicable to large icy grains.Here, we propose a new
method that optimizes the computation accuracy
on very large icy grain models. Specifically, we implemented an automatic
procedure that is based on the ACO-FROST code, recently developed
by our group,[24] to construct a large (⩾1000
water molecules) icy grain. Briefly, only a selected portion of the
icy grain, where the adsorption takes place, is treated at a very
high level of theory, while the whole cluster is treated at a lower
level. This procedure itself is not completely new, as it has been
already adopted in the field of surface science adsorption[26] and for some ice models.[16,27−30] In a recent work, we adopted a similar scheme to improve the BEs
computed for a set of molecules on periodic ice models (both crystalline
and amorphous) reaching CCSD(T)-quality results.[16] Similarly, Duflot et al.[31] adopted
a QM:MM approach using for the QM method the DLPNO-CCSD(T) technique,[32] a very accurate and computationally feasible
version of the CCSD(T) standard based on localized orbitals and the
PM6 semiempirical method[33] for the rest
of the system.Our newly proposed procedure, described in this
work, possesses
the following novelties with respect to the above works:In addition, the procedure is carried out automatically by
a package of Python scripts, which allow the construction, submission,
and data extraction of the needed calculations.an unbiased procedure
to generate
a large variety of adsorbed structures, not dependent on the nature
of the adsorbate molecule and the size of the icy cluster, which allows
computation of a BE distribution of the considered speciesthe low-level theory
adopted to treat
the whole icy cluster on the basis of the accurate semiempirical tight-binding
xTB-GFN2 method, very recently developed by Grimme’s group[34]the high-level theory adopted to
describe the ice around the adsorbing site on the basis of the DLPNO-CCSD(T)
method with a selection of large Gaussian basis setsThe BE values
resulting from the above approach should in principle
be comparable to experimental derivations of BEs. However, this is
not straightforward for the following reasons. Binding energies are
usually experimentally derived via the so-called temperature-programmed
desorption (TPD) method. Strictly speaking, this method provides the
desorption activation energy (DAE), which is often interpreted as
BE. In practice, the DAE is derived indirectly from the TPD peaks
through Redhead method[35] or more sophisticated
numerical techniques. In most TPD experiments, a water-ice surface
hosts a monolayer of the adsorbate and, therefore, the BE also depends
on the surface coverage.[23] This renders
the comparison between DAE and the computed BE to be actually not
straightforward.[36] For example, ice restructuring
processes may affect the final DAE, making it different form the BE.
Also, sometimes TPD experiments only provide desorption temperature
peaks Tdes, with no numerical estimate
of the DAE. For instance, Collings et al.[37] computed the BE of a species X as BE(X) = [Tdes(X)/Tdes(H2O)] ×
BE(H2O), in which Tdes(X) is
the desorption temperature of the species X in constrast with that
of water, Tdes(H2O), by assuming
BE(H2O) = 4800 K (∼40 kJ/mol). For the above reasons,
a one by one comparison between experiment and modeling should be
carried out with extreme care, particularly when a BE distribution
is computed, as in the present work.For our first application
of the new method presented here, we
chose the ammonia molecule, because it is a thoroughly studied and
important species in the molecular ISM. It is the first detected interstellar
polyatomic molecule[38] and one of the most
observed, ubiquitous, and studied. It is found in a gaseous form toward
the Galactic Center warm molecular clouds and cores,[38,39] diffuse clouds,[40] massive hot cores,[41] molecular outflows,[42] solar-type protostars,[43] cold molecular
clouds,[44] prestellar cores,[45] and protoplanetary disks.[46] Ammonia is also observed to be quite abundant in the icy
mantles that envelope the interstellar dust grains in cold regions.[47] Obviously, whether ammonia is in either gaseous
or solid forms is governed by its BE. Along the same vein, understanding
the ammonia chemistry requires a good knowledge of the ammonia BE
and, more specifically, its BE distribution, which is the focus of
this work.
Methodology
Icy Grain Model and NH3 Binding
Site Sampling
The water-ice grain model used throughout this
work, the binding
energy sampling procedure, and the preliminary BE optimized structures
were taken from a previous work by our group, which is summarized
in this section.[24]
Water-Ice Grain Model
In order to build up the grain
model, a bottom-up approach was followed: i.e., by random successive
aggregations of water molecules. A geometry optimization was performed
at each addition of a water molecule, followed by a short molecular
dynamics (MD) run at 10 K every 10 added H2O molecules,
to mimic the induced thermal motion due to the partially transferred
energy of water formation[19] occurring in
the real grain but not taken into account here (vide supra).As was already discussed in the Introduction, our grain model includes 200 water molecules, large enough to allow
for a proper sampling of many adsorbing sites in comparison to previously
adopted models. The grain construction was performed with a mixed
semiempirical and molecular-mechanics level using the xTB (v.6.3.3)[48] code (GFN2[34] and
the force field GFN-FF methods[49]) developed
by Grimme’s group at the University of Bonn.
Binding Energy
Sampling Site Procedure
The NH3 binding site sampling
was done by placing a grid consisting of 12
vertexes (forming an icosahedron), which were tightened for a total
of 162 vertexes uniformly spread around the grain.[50] The grid points were projected closer to the grain surface,
and each point was substituted by a randomly oriented ammonia molecule
with respect to the direction vector joining the N atom and the grain
center of mass. The projection gives a distance between 2.5 and 3
Å from the grain, used to locate NH3 (Figure ).
Figure 1
(left) Icy grain model,
(center) model with overlapped 162 vertices
grid points shown in blue, and (right) model with the same vertices
projected closer (2.5–3 Å) to the grain surface. Atom
color legend: oxygen in red, hydrogen in white. Data were taken from
ref (24).
(left) Icy grain model,
(center) model with overlapped 162 vertices
grid points shown in blue, and (right) model with the same vertices
projected closer (2.5–3 Å) to the grain surface. Atom
color legend: oxygen in red, hydrogen in white. Data were taken from
ref (24).
Preliminary Geometry Optimization
After the NH3 sampling, a preliminary geometry optimization via xTB-GFN2[34,48] was performed. Two subsequent geometry optimizations were carried
out in which (i) only the NH3 molecule was set free to
relax on the grain, while all the water molecules were kept fixed
at the optimized free grain positions, and (ii) the atomic positions
of NH3 and the water molecules included within a cutoff
distance of 5 Å from the NH3 were relaxed, while the
remaining water molecules were kept fixed. This choice enforces the
structural rigidity experienced by the water molecules in a real (and
much larger) icy grain. During the second task, we found cases where
the number of mobile water molecules changed during the optimization
procedure, due to the rearrangements of both the NH3 and
the water molecules within the selected zone. In these cases, the
described cycle was repeated by again selecting a new mobile zone
and reoptimizing the structure until no changes in the number of water
molecules occurred.
Computational Methods
After a preliminary
geometry
optimization with the xTB (v.6.3.3)[48] computational
program, the refined binding energy distribution of ammonia on the
amorphous ice model was obtained by combing the tools implemented
in three codes: xTB (v.6.3.3), Gaussian (v.16, Revision B.01),[51] and ORCA (v.4.2.1).[52] We relied on the multilevel ONIOM[53] (DFT:xTB-GFN2)
approach as implemented in the Gaussian program to obtained accurate
optimized geometries. As the GFN2[34] method
has not yet been implemented in the Gaussian program, xTB (v.6.3.3)[48] was used as an external program to work on the
low-level zone of the ONIOM method. Finally, the energies of the high-level
zone were refined with ORCA (v.4.2.1)[52] at the DLPNO-CCSD(T)[54] level of theory.
Rendering of molecular images has been obtained via VMD software,[55] while the graphics elaboration and plots were
obtained via the TikZ and PGFPlots LATEX packages.
ONIOM Method
The
ONIOM (“our own N-layered integrated
molecular orbital and molecular mechanics”) method[56] is a hybrid approach that enables different ab initio, semiempirical, or classical mechanics based methods
to be combined to different parts of a system to give a reliable hamornic
frequencies, geometry and energy at a reduced computational cost.
All of the calculations were performed with the two-layer ONIOM(QM:SQM)
method. To be specific: the zone in which the quantum-mechanical method
(QM) is used (also called the Model zone) consists of NH3 and neighboring water molecules within 5 Å from NH3, while the whole system (Real zone) is treated at the semiempirical
quantum mechanical (SQM) level. The total energy (E), gradient vector () and
Hessian matrix () for
the ONIOM(QM:SQM) two-layer set up
are, thereforewhere is the Jacobian matrix between the Model
(M) and the Real (R) nuclei.The binding energy (BE, positive
for a bounded system), is defined as the opposite of the interaction
energy, the last quantity being the difference between the energy
of the complex between the grain and the adsorbate (Ec) and the sum of the energies of the isolated adsorbate
(Eadsiso) and the isolated grain (Egrniso). The equation
adopted for the calculation of the ONIOM BEs, after eq , iswhere the
energies of the isolated systems
are referred to the specified level at which geometry are also optimized.
BE can be decomposed in the pure electronic interaction (BEe) corrected for the basis set superposition error (BSSE) and the
deformation energy (δEdef) contributions.The BE is given bywhere and are the
energies of the isolated adsorbate
and the grain in the geometries assumed in the complex (iso∥c)
in the presence of the ghost orbitals of the grain and the adsorbate , respectively. Obviously, as the BSSE is
already taken into account by the definition in the GFN2 method, eq only applies to the QM
methods (vide infra) on the model zone.The
δEdef value is given bywhere
δEdefads and δEdefgrn are the deformation
energy of the adsorbate and the surface, respectively.
δEdef is for the large majority
of the cases a positive quantity; the exceptions will be discussed
in a dedicated section.Moreover, vibrational frequencies were
computed on the model zone
to obtain the zero-point energies (ZPE), from which the ΔZPE
resulted asWhen all the aforementioned
contributions are included, eq becomesIn our ONIOM setup, the
low-level layer was treated with the xTB-GFN2
semiempirical quantum mechanical (SQM) method,[34] working as an external program with Gaussian16. The default
xTB-GFN2 parameters were used for the SCF. On the high-level layer
two different methods were used in order to compute subsequent tasks:During the ONIOM geometry optimization all atoms
outside the
model zone were kept fixed; only mechanical embedding and no microiterations
were used. In the frequency calculations (calculated in the harmonic
approximation), only the normal modes related to the nuclei inside
the Model zone were taken into account, keeping all the other nuclei
fixed (Figure ).
Figure 2
Three
different perspectives showing the ONIOM zone: the atoms
in the Model (high-level) zone are shown in colors while the low-level
zone of the system is pictured in gray. Atom color legend: oxygen
in red, nitrogen in blue, hydrogen in white.
Geometry optimization and frequency
calculations: the
B97D3[57,58] functional, as implemented in Gaussian16,
with the aug-cc-pVTZ basis set[59] and the
default setup for geometry optimization, SCF, and integral grid density.Final energy refinement: DLPNO–CCSD(T)
method,[32,54] as implemented in ORCA, with aug-cc-pVTZ
as the primary basis set,
while aug-cc-pVTZ/C[60] is used as the auxiliary
basis set for the resolution of the identity (RI) approximation in
electron repulsion integrals. All these calculations were carried
out with a tight-PNO set up and the default settings for the SCF.Three
different perspectives showing the ONIOM zone: the atoms
in the Model (high-level) zone are shown in colors while the low-level
zone of the system is pictured in gray. Atom color legend: oxygen
in red, nitrogen in blue, hydrogen in white.The treatment of the isolated icy surface required extra care,
as the Model zone may change during the search for the optimum structure
when the grain is adsorbing the NH3 molecule. Therefore,
to ensure a proper coherence we used in this section as Model zone
for evaluating the energy Egrniso of the free grain, the very last set
of water molecules defined in the cyclic procedure described above,
on an otherwise unique and fixed reference geometry of the free cluster.
Model Zone Setup
The definition of the Model zone,
which is the core of any ONIOM-based procedure, implies not only a
proper choice of the level of theory but also the number of atoms
to be included in the QM description.
Geometry Optimization Constraints
We adopted the same
strategy for the ONIOM calculation used for the optimizations performed
with the GFN2[34] level. However, since the
method to treat the Model zone is computationally demanding, a less
tight criterion on the optimization convergence was used: when the
number of water molecules of the Model zone changes by ⩾|2|
units, we run further geometry optimizations with the redefined Model
zone, until the above condition is satisfied.
Model Zone
Size Benchmark
The Model zone defined within
5 Å from the NH3 relies on a tradeoff between two
main requirements: (i) including all of the local NH3–H2O interactions and (ii) saving computational resources.In order to understand the influence of the Model zone size on the
BE, a benchmark was performed by taking the single-point energy evaluation
of eight different optimized cases with the standard Model zone definition
(5 Å) and expanding its size from 5 Å up to 8.5 Å (which
corresponds to including up to 21–34 water molecules) while
the geometry of the whole system was kept fixed.Single-point
energy calculations were carried out at the same level
of theory described in the previous section: i.e., ONIOM(B97D3/aug-cc-pVTZ:xTB-GFN2). Figure shows, for all but
two samples, a change in the BE value well within 5 kJ/mol and a rather
flat variation in the BE values. The two exceptions are at the limit
of the threshold of 5 kJ/mol (i.e., within the chemical accuracy limit).
Figure 3
BSSE-corrected
BEs calculated at the ONIOM(B97D3/aug-cc-pTVZ:xTB-GFN2)
level as a function of the Model zone size. Each symbol/color represents
the same BE sample, while the number of water molecules inside the
Model zone is reported close to the related symbol with the same color.
BSSE-corrected
BEs calculated at the ONIOM(B97D3/aug-cc-pTVZ:xTB-GFN2)
level as a function of the Model zone size. Each symbol/color represents
the same BE sample, while the number of water molecules inside the
Model zone is reported close to the related symbol with the same color.
Model Zone Method Benchmark
The
pure GGA B97D3 functional[57,58] used to deal with the
Model zone is well adapted to deal with noncovalent
interactions such as those responsible for the grain cohesion and
the NH3 BEs.[57] To assess the
B97D3 performance for the present case, we compared, for one selected
NH3/grain case, structures and BEs (corrected for BSSE)
with (i) the B2PLYPD3 double-hybrid functional with empirical dispersion
corrections,[61] (ii) the B3LYP[62,63] functional with the D3 version of Grimme’s dispersion with
the Becke–Johnson damping function,[58] and (iii) the Minnesota double-exchange M06-2X functional,[64] coupled with the aug-cc-pVTZ[59] basis set. DFT BEs were then refined at the DLPNO-CCSD(T)/(aug-cc-pVTZ
and aug-cc-pVTZ/C) tight-PNO level (all the values were corrected
for the BSSE) computed at each DFT optimized geometry. The results
are presented in Figure . Among all adopted functionals, B97D3 is the one with the closest
BE value with respect to the reference DLPNO-CCSD(T) value.
Figure 4
Differences
ΔBE between the BE B97D3 reference value (48.4
kJ/mol) and the BEs computed with the reported QM methods, all coupled
with a aug-cc-pVTZ basis set quality and BSSE correction.
Differences
ΔBE between the BE B97D3 reference value (48.4
kJ/mol) and the BEs computed with the reported QM methods, all coupled
with a aug-cc-pVTZ basis set quality and BSSE correction.We also calculated the BE with the gold standard CCSD(T)/aug-cc-pVTZ
on the same ONIOM(B97D3:xTB-GFN2) sample used in the previous test.
The BE relative errors of B97D3 and DLPNO-CCSD(T) with respect to
CCSD(T) are 0.9 and −0.7 kJ/mol, respectively. These results
validate the performance of both B97D3[57] and DLPNO-CCSD(T).[65,66]
Adsorption Site Redundancy
Reduction
During the geometry
optimization different NH3 starting points may end up in
the same minimum of the potential energy surface (PES), due to the
complexity of the PES and the relatively weak interaction energy.
For instance, many identical structures differ only in the permutation
between the ammonia hydrogen atoms. Therefore, this redundancy in
the adsorption sites was reduced by comparing the RMSD and ΔBE
values between all considered structures and discarding the cases
for which RMSD ⩽ 1 Å and |ΔBE| ⩽ 1 kJ/mol.
After cleaning, a total of 77 unique structures from the total 162
starting points were analyzed.
Machine Learning Binding
Energy Classification
Once
the BE distribution, without site redundancy, was obtained, a clustering
procedure was performed to analyze the data. Cluster analysis, or
clustering, is an unsupervised machine-learning technique that involves
the grouping of data points. This grouping is done in such a way that
the members of the same cluster can be considered “similar” in some way (e.g., through metrics such
as the L2 distance). In our case we exploited hierarchical
agglomerative clustering (HAC), where a hierarchy of clusters is built
with a bottom-up approach: each observation starts in its own cluster,
and pairs of clusters are merged as one moves up the hierarchy. Sets
of observations are linked via the so-called linkage criterion. The
algorithm will merge the pairs of cluster that minimize this criterion.
In our study we used the Scikit-Learn implementation of HAC,[67] using the minimum-distance linking criterion
(namely “single”), specifying an a priori number of clusters of 2 (i.e., the number of clusters
that we want to find). Finally, we scaled every feature to [0,1] in
order to obtain the scaled invariance.
Results and Discussion
NH3 usually behaves as a strong hydrogen bond acceptor,
due to the negative electrostatic potential in the nitrogen lone pair
region, while being a very weak hydrogen bond donor. For instance,
the NH3 crystal structure[68] shows
only very weak hydrogen bonds between the NH3 molecules,
the N···H distance being as great as 2.35 Å. Indeed,
our results basically show NH3 acting as a strong H-bond
acceptor of the dangling hydrogens of the icy grain and a weak H-bonding
donor toward the water oxygen dangling atoms. After the harmonic frequency
analysis, 16 samples show only one imaginary frequency in the [−50,–8]
cm–1 wavenumber range. Since the imaginary frequencies
fall at very low wavenumbers and do not reflect nuclear motion of
the NH3 position, we also kept these structures to improve
the statistics of the BE distribution, as their very low values do
not alter the final BH(0) values.
NH3 Desorption Rate Prefactor
In the desorption
process, the desorption rate can be expressed as kdes = ν(T)e–(BE)/(, where ν(T) is a pre-exponential factor that takes into account entropic
effects, while the enthalpic contribution is inside the exponential
part. In order to give reliable data to be used in astrochemical models
and/or to have a connection with experiments, a pre-exponential factor
must be provided together with the BE. Usually, depending on the substrate
and adsorbate, a value between 1012 and 1013 s–1 is assumed in experiments or as a first approximation
in modeling studies, as reported by Hasegawa and Herbst[69] (see e.g. the discussion in Minissale et al.[70]). We prefer to adopt the transition state theory
within the immobile adsorbate approximation[70,71] to estimate the prefactorwhere kB is the
Boltzmann constant, m is the mass of the molecule, h is the Planck constant, A is the surface
area per adsorbed molecule usually assumed to be 1013 Na/Å2, I is the i-esimal adsorbate principal moment
of inertia, and σ is the symmetry adsorbate rotation factor.
For NH3, the principal moments of inertia are 2.76, 1.71,
and 1.71 amu × Å2, σ = 3, and m = 17 amu. When these values and a desorption peak at Tdes = 100 K are used, the pre-exponential factor is 1.94
× 1015 s–1.[70] This value is recommended in association with the BE values computed
with quantum mechanical approaches similar to those described in the
present work.
BE Evaluation: Calorimetric versus TPD Reference
In
the BE calculations, the definition of the “free” grain
structure, from which the Egrniso value is computed, is crucial and
may differ depending on what process one is simulating, while that
for the NH3/grain adduct (Eadsiso) is unambiguous.
Usually, in dealing with adsorption on extended surfaces of metal
or oxide materials, the reference structure is the bare isolated surface,
fully optimized at the given level. In such cases, the forces keeping
the metal atoms or the ions in place are much stronger than the BE
with the adsorbate and, therefore, the whole structure is little affected
by the interaction. In the present case, the icy grain is held by
forces of the very same nature as those occurring between the adsorbate
and the water molecules within the grain. Therefore, it may happen
that, during the geometry optimization of the adsorbate/grain complex,
the grain structure will be altered in such a way that the deformation
energy δEdefgrn = Egrnc – Egrniso becomes
negative: i.e., the deformed grain is more stable
than the isolated starting grain. In other words, the geometry relaxation
induced by the adsorbate brings the icy cluster in a new local minimum,
slightly deeper than the initial minimum. This only happens in a few
cases, especially when the Model zone is redefined due to large movements
associated with the NH3 molecule. To solve this ambiguity
in the definition of the deformation energy, we chose, as a starting
structure for the isolated cluster to be optimized, the structure
resulting after the interaction of NH3. In this way, δEdefgrn will always be positive. We defined these two approaches by considering
different reference pristine grain geometries, as “calorimetric”
(original initial grain geometry) and “TPD” (reference
grain geometry after adsorption), respectively. The BE distributions
from the two approaches will be presented and discussed in the following.In the calorimetric approach, as in microcalorimetric measurements,
it is assumed that the reference system is a clean unperturbed surface
and that the heat of adsorption occurs when the adsorbate arrives
on the surface from the gas phase. In the temperature-programmed desorption
(TPD), the molecule is first adsorbed on the surface and then the
temperature is raised up to the point at which the adsorbate leaves
the surface. Clearly, when the surface is made by water ice, what
is left after desorption cannot be considered equivalent to an unperturbed
pristine icy surface, as in the calorimetric approach. These two approaches
may lead to different BE values, as shown in Figure , which correlates the deformation energy Edefgrn contribution to the BE computed with both the TPD and calorimetric
approaches. The purely electronic BEe (which is free from
the deformation energy) is also shown as a reference color bar. As
expected, the two approaches lead to the same results for most cases.
Nevertheless, there are some exceptions, such as some samples with
low deformation energy values, in which the surface restructuring
leads to a negative deformation energy in the calorimetric approach.
The other two outliers (Edefgrn(calorimetric) ≈ 25 and 60 kJ/mol)
are due to the formation/breaking of some H bonds at the interface
between high- and low-level zones, thus implying a redefinition of
the Model zone itself and, therefore, the displacements of many water
molecules. In the following, we only refer to the TPD method to compute
the final BE distribution.
Figure 5
Correlation of TPD vs calorimetric deformation Edefgrn energies.
The color map shows the corresponding electronic interaction BEe (see eq ) associated
with each point. All data are given in kJ/mol.
Correlation of TPD vs calorimetric deformation Edefgrn energies.
The color map shows the corresponding electronic interaction BEe (see eq ) associated
with each point. All data are given in kJ/mol.
Binding Energy Distribution
New BE Distribution versus Previous Values
The final
BH(0) values (see eq ) have been organized in a bin width distribution following the Freedman–Diaconis
estimator,[72] as shown in Figure . Due to the large number of
different adsorbing sites the distribution is asymmetric, with a data
dispersion ranging from 12.7 to 50.6 kJ/mol and a mean and mode (the
most frequent values) of 31.1 and 33.5 kJ/mol, respectively. A fine
analysis of the data shows that the deformation energy is the main
source of data dispersion. The ZPE plays a minor role in the BH(0),
its contribution being on the order of 10% on the total BH(0). The
ZPE correction decreases the BE value by about 10 kJ/mol. A value
of ∼45.7 kJ/mol is reported in the astrochemistry databases,
which is in the same range, or higher, with respect to the BE values
for water self-adsorption.[14,73]
Figure 6
BSSE-corrected BH(0)
distribution at the DLPNO-CCSD(T)/aug-cc-pVTZ
level and ZPE calculated at the ONIOM(B97D3/aug-cc-pVTZ:xTB-GFN2)
level.
BSSE-corrected BH(0)
distribution at the DLPNO-CCSD(T)/aug-cc-pVTZ
level and ZPE calculated at the ONIOM(B97D3/aug-cc-pVTZ:xTB-GFN2)
level.A comparison with computed literature
BE values by Ferrero et al.,[16] computed
on a periodic crystalline proton-ordered
ice slab model (51.8 kJ/mol) and on an amorphous water slab model
(35.9–62.8 kJ/mol), is shown in Figure . In that work, the sampling of binding sites
on the amorphous slab included just seven cases and all the interactions
found displayed NH3 as an acceptor of at least one hydrogen
bond. In the work by Duflot et al.,[31] a
procedure similar to the present one (ONIOM(CBS/DLPNO-CCSD(T):PM6)//ONIOM(ωB97X-D/6-31+G**:PM6))
was adopted to compute a ZPE-corrected BE. BE values of 35.9 ±
11.6 kJ/mol have been computed, in good agreement with our values
of 31.1 ± 8.6 kJ/mol, despite the fact that a very different
methodology was adopted to build up the underneath ice.
Clustering
Analysis
On the final data set of 77 BEs,
a machine-learning (ML)-based procedure was used in order to correlate
BH(0) with other energetic and geometrical parameters:The correlation plots are shown in Figure .
Figure 7
Correlation plots between
BH(0) and the feature vectors used in
the ML clustering. BH(0), BEe and δEdef are given in units of kJ/mol. Distances are given
in Å and angles in degrees. All BH(0) and BEe values
are BSSE-corrected.
the minimum H-bond distance,the H-bond angle referenced to the H bondthe deformation energy δEdefthe pure electronic BEeCorrelation plots between
BH(0) and the feature vectors used in
the ML clustering. BH(0), BEe and δEdef are given in units of kJ/mol. Distances are given
in Å and angles in degrees. All BH(0) and BEe values
are BSSE-corrected.The plot of both and revealed a rather clean clustering, in
which at high BH(0) values correspond to H-bond lengths well below
2 Å (NH3 as H-bond acceptor), while at low BH(0) values
H-bond distances were over 2.5 Å (NH3 as H-bond donor).
This correlates also with the angle,
moving from values close to linearity
for high BH(0) values to random values from linearity for the low-BH(0)
range. Less trivial is the correlation between BH(0) and its different
energy components. About the deformation energy δEdef, a number of points are almost aligned as a baseline
in the 0–10 kJ/mol range, while in the region of intermediate
BH(0) values the points are quite spread out. The same erratic trend
is observed in the correlation with BEe, revealing that
the vast majority of cases exhibits a final BH(0) value that is a
compromise of a large geometry deformation energy compensated by a
large electronic binding energy. The few cases at very high BH(0)
characterized by small δEdef values
are due to favorable adsorption sites, already suitable to host the
NH3 molecule and, therefore, not requiring a large structural
deformation.The geometrical clustering analysis applied to
the binding energy
distribution shown in Figure is reported in Figure . The two clusters rely, as expected from chemical knowledge,
on the two possible H bonds that the ammonia can form with water:
the stronger N···H(−OH) and the weaker N–H···O(H2), where the ammonia is respectively a H-bond acceptor and
a H-bond donor. In light of these results, the asymmetric shape of
the distribution at low BH(0) is due to the cluster distribution related
to the H-bonds in which ammonia is the proton donor.
Figure 8
ML clustering analysis
applied to the BH(0) distribution of Figure . The continuous
red and dashed blue curves are the fMB(hist(BH(0)),σ,μ) Maxell–Boltzmann
best fit for the two histogram clusters. The insets show the Model
(high-level) zones of two representative samples, with high (rightmost)
and low (leftmost) BH(0) values. Atom color legend: oxygen in red,
nitrogen in blue and hydrogen in white.
ML clustering analysis
applied to the BH(0) distribution of Figure . The continuous
red and dashed blue curves are the fMB(hist(BH(0)),σ,μ) Maxell–Boltzmann
best fit for the two histogram clusters. The insets show the Model
(high-level) zones of two representative samples, with high (rightmost)
and low (leftmost) BH(0) values. Atom color legend: oxygen in red,
nitrogen in blue and hydrogen in white.Moreover, as shown in Figure , the two histogram clusters were fitted with a non-normalized
Maxwell–Boltzmann distribution function fMB(x,σ,μ):where, in our case, x values
are the bin width medium of the BH(0) histogram and μ and σ
the distribution parameters.Figure shows a
selected number of grain/NH3 structures, spanning from
weak to strong values of BH(0), evidencing the already mentioned features
of NH3 when it interacts through H bonds.
Figure 9
Selected cases of weak,
medium, and strong NH3 BH(0)
values. On the right of each cluster the Model zone is highlighted
in ball and stick representation (top and side views). Distances are
given in Å. An online database could be used to easily interact
with and inspect all the samples, as described in the relative subsection.
Selected cases of weak,
medium, and strong NH3 BH(0)
values. On the right of each cluster the Model zone is highlighted
in ball and stick representation (top and side views). Distances are
given in Å. An online database could be used to easily interact
with and inspect all the samples, as described in the relative subsection.Experimental evidence of the tail distribution
at very low BE(0)
can be searched in the literature, as summarized by Ferrero et al.:[16] NH3 TPD experiments on amorphous
and crystalline water surfaces were reported by Collings et al.[37] and He et al.[23] However,
Collings et al.,[37] who only carried out
experiments on amorphous water ice, did not explicitly derive the
NH3 BE. On the basis of their curve, Penteado et al.[13] successively estimated a BE equal to 22.5 kJ/mol
= 2706 K using a pre-exponential factor equal to 1012 s–1. The BE becomes 3460 K if a pre-exponential factor
of 1.94 × 1015 s–1 is used. In contrast,
He et al.[23] only derived the BE for adsorption
on crystalline ice, as they found that NH3 desorbs at the
temperature where the amorphous water ice becomes crystalline. Inverting
the TPD curve for the crystalline ice adsorption using the pre-exponential
factor of 10–12 s–1, He et al.[23] derived a BE of about 4000 K for a low surface
coverage (⩽0.5) and of about 3000 K for a full a coverage (see
Figure 9 of ref (23)). However, this last value is almost the same as that derived by
the TPD experiments of NH3 adsorbed on a gold surface,[74,75] suggesting that a sizable fraction of BE is due to the lateral interactions
between NH3 within the adsorbed multilayers and not to
the interaction with the ice surface. Moreover the 3000 K BE value
(computed with a pre-exponential factor of 10–12 s–1) becomes 3754 K, with a pre-exponential factor
of 1.94 × 1015 s–1, indeed larger
than our lower-end BE value. Therefore, in both the experimental works
presented, the low end of the ammonia BE that we computed was not
detected. One possibility is that, under low NH3 coverage,
NH3 exhibiting very weak BE values (such as that corresponding
to our lowest BEs) will easily diffuse to empty sites characterized
by higher BE values, instead of being entirely desorbed. This process
is only effective at moderate NH3 coverage, where sites
with high BE values are still available for occupation. This indeed
happens in the TPD experiment, in which the thermal heating brings
an oversampling of sites at high BE values.[70] While a detailed astrochemical modeling that may better elucidate
this point is postponed to a dedicated work, this discussion also
highlights how critical the comparison can be between experimental
data extracted from the TPD and the computed data through quantum
mechanical calculations if the pre-exponential factor is not treated
on the same foot and similar NH3 surface coverages are
considered.
xTB-GFN2 Validation
In our recent
works,[24,76,77] we adopted
xTB-GFN2 as the low-level
semiempirical method. The ONIOM procedure requires, to be robust,
a low level of theory giving structures and energies not too far from
the high-level theory. Here, we compare the xTB-GFN2 BH(0) values
computed as a single-point xTB-GFN2 energy evaluation on the ONIOM
optimized geometries with the more accurate ONIOM structures, computed
at the DLPNO-CCSD(T) level. Figure shows the excellent performances of xTB-GFN2, considering
its very low computational cost, also in comparison with B97D3, which
gives results in better agreement with the DLPNO-CCSD(T) data. xTB-GFN2
BH(0) values are, instead, systematically underestimated with respect
to the reference. The worse GFN2 correlation may be due to the geometric
distortion in the Model zone, since it is evaluated at the B97D3 level.
Figure 10
(left)
BH(0) distributions for DLPNO-CCSD(T), B97D3, and xTB-GFN2
methods. (right) BH(0) correlation diagrams of B97D3 and xTB-GFN2
against DLPNO-CCSD(T). Each histogram bin width has been calculated
with the proper Freedman–Diaconis estimator. All values are
given in in kJ/mol.
(left)
BH(0) distributions for DLPNO-CCSD(T), B97D3, and xTB-GFN2
methods. (right) BH(0) correlation diagrams of B97D3 and xTB-GFN2
against DLPNO-CCSD(T). Each histogram bin width has been calculated
with the proper Freedman–Diaconis estimator. All values are
given in in kJ/mol.
Astrochemical Implications
on NH3 BE Distribution
As mentioned in the Introduction, NH3 is ubiquitous in the
molecular ISM and can be either gaseous
or iced. Also, NH3 can be formed both in the gas phase
from molecular nitrogen[78] and on the grain
surfaces by hydrogenation of atomic nitrogen,[79] as shown in Figure .
Figure 11
Scheme of the interstellar chemistry involving NH3.
Ammonia can be synthesized on the grain surfaces by hydrogenation
of frozen N[79] (left part of the figure)
or in the gas phase from reactions involving N2[78] and then frozen onto the grain surfaces (right
part of the figure). Once on the grain surface, NH3 can
be thermally desorbed or injected into the gas phase via the so-called
chemical desorption (CD) or because of the cosmic-ray desorption (CRD),
as marked with the dashed line. Both thermal and CRD desorption are
governed by the NH3 BE and involve the whole frozen NH3, while CD injects a small fraction (⩽1%) of the NH3 formed by the N hydrogenation on the grain surface.
Scheme of the interstellar chemistry involving NH3.
Ammonia can be synthesized on the grain surfaces by hydrogenation
of frozen N[79] (left part of the figure)
or in the gas phase from reactions involving N2[78] and then frozen onto the grain surfaces (right
part of the figure). Once on the grain surface, NH3 can
be thermally desorbed or injected into the gas phase via the so-called
chemical desorption (CD) or because of the cosmic-ray desorption (CRD),
as marked with the dashed line. Both thermal and CRD desorption are
governed by the NH3 BE and involve the whole frozen NH3, while CD injects a small fraction (⩽1%) of the NH3 formed by the N hydrogenation on the grain surface.The crucial parameter that governs whether NH3 is in
the gaseous or solid form is its BE. The fact that the NH3 BE is not a single value but a distribution that covers a relatively
large range of energies, from 1800 to 6000 K (15–50 kJ/mol),
can have an important effect (see e.g. Grassi et al.[80]).While gaseous ammonia in warm (⩾100 K) regions
does not
present any particular puzzle, its presence in cold objects might.
The most extreme example is the gaseous ammonia observed in prestellar
objects. In L1544, a very well studied prestellar core,[81] the dust temperature at the center of the condensation
is only 7 K[82] and ammonia should be completely
frozen onto the grain mantles.[83,84] In contrast, ammonia
is observed to be gaseous.[45] Various reasons
have been proposed, mainly that ammonia is desorbed from the grain
mantles because of the chemical energy released by its formation,
which is believed to be due to the hydrogenation of N (see e.g. Sipilä
et al.[84]). These authors found that slightly
less than 1% of the ammonia formed on the grain icy surfaces could
be necessary to reproduce the observed values. However, these authors
also modeled the possibility that the ammonia BE is smaller than the
standard high value and considered the cases with BEs equal to 1000
and 3000 K (8 and 25 kJ/mol), respectively. As expected, an ammonia
BE equal to 1000 K would result in an overly large gaseous ammonia
abundance with respect to the observed value. However, if one considers
the BE distribution of Figure , about 3% of the frozen ammonia would have a BE equal to
1800 K (15 kJ/mol) so that, very likely, the predictions would be
in agreement with the observations.
Summary and Conclusions
In this paper we provide a new framework to compute the binding
energy (BE) distribution of any relevant interstellar species adsorbed
at the surface of an icy grain mantle, in a reproducible and user-friendly
automated way. Two main parameters are controlled by the user: the
ONIOM high-level zone size, which should be large enough to account
for all the H-bond interactions with the ice, and the DFT method for
geometry optimization (and subsequent frequency analysis). The framework
can be divided into four subsequent blocks:The first two tasks are encoded in the ACO-FROST
program[24] (see also Icy Grain Model
and NH3 Binding Site Sampling subsection). An extensive benchmark
applied to the ammonia case is reported in Methodology, where we demonstrate the performance of the chosen methodology,
highlighting its excellent compromise between accuracy and computational
cost. Moreover, we also demonstrated in a dedicated section that the
same distribution calculated at the full xTB-GFN2 level is similar
to that at the ONIOM(DLPNO-CCSD(T)//B97D3:xTB-GFN2) level, which confirms
the robustness of GFN2 despite the fact that its cost is orders of
magnitude smaller than those of DFT and DLPNO-CCSD(T).building up of the grain model and
choice of the species to be absorbedsampling of all possible binding sites
on the icy grain model by an automatic unbiased procedure and geometry
optimization with a low level of theory (xTB-GFN2)geometry optimization and zero-point
energy correction using the ONIOM method (B97D3:xTB-GFN2)final ONIOM single-point
(SP) energy
refinement with a higher level of theory (DLPNO-CCSD(T)//B97D3:xTB-GFN2)We highlight
a particular aspect that needs to be treated with
particular care: the reference of the bare water grain. This attention
is due to the cooperativity and mobility of the H-bond network that,
when the bare grain is optimized after removing the adsorbate, can
lead to strong rearrangements which may result in a negative deformation
energy (which is almost always a positive quantity). For this reason,
we propose and compare two different references for the bare icy surface,
which somehow mimic the two experimental techniques used to study
such a phenomenon: TPD (each reference is obtained after adsorption,
i.e. the NH3 and the bare grain structure reoptimized)
and calorimetry (the reference is the starting optimized bare grain,
before site sampling).The final ZPE- and BSSE-corrected BE
distribution (BH(0)) for ammonia
shows, as expected from our 77 unbiased samples, all the possible
interactions of NH3 with a water surface, acting as a
H-bond donor and/or acceptor. This variety of BE is made possible
by the large number of chemically different binding sites that the
built icy grain model presents (not only in terms of dangling species
but also from a morphological point of view of the global structure).
Using an unsupervised machine-learning clustering technique, we correlate
the structures and their BH(0). The two clusters found with the ML
algorithm can be approximated by two Maxwell–Boltzmann distribution
functions with the first peak at around 34 kJ/mol (or ∼4000
K) and the second peak at ∼15 kJ/mol (or ∼1800 K). As
expected, the asymmetrical shape at low BH(0) is due to ammonia acting
as a H-bond donor, while at high BH(0) we found ammonia acting as
both donor and acceptor from a variety of ice dangling hydrogen atoms
whose propensity to make H-bonds is modulated by the cooperativity
of the H-bond network within the grain. The first peak of the NH3 BH(0) distribution matches very well with the data in the
literature, from both experimental and theoretical works. In contrast,
we show for the first time the presence of a second peak at lower
BH(0). We discuss how this second peak may explain the longstanding
puzzle of the presence of ammonia in cold and dense ISM.In
summary, the major novelty of our work is the development of
a framework with a general applicability to simulate all statistically
meaningful binding sites of a species adsorbed on an icy surface,
with high accuracy at reasonable computational cost.It allows
producing realistic BE distributions of interstellar
molecules, which is a breakthrough with important implications in
astrochemistry. Our results point toward a more complex scenario about
BEs than it has been thought in the past, as BE in astrochemical models
are very often assumed to have a single or very few values, which
is an oversimplification of the reality.Finally, the presence
of a low BE definitively has an important
effect on our understanding of the chemical evolution of the molecular
ISM.
Online Database
To easily handle the large data set
of BE samples (atomic coordinates and BH(0) values), we developed
and made publicly available a Web site[85] based on the molecule hyperactive JSmol plugin (Jmol: an open-source
Java viewer for chemical structures in 3D). The extended electronic
version of the calculated results, the 77 optimized structures at
the ONIOM(B97D3/aug-cc-pVTZ:xTB-GFN2) level, are available at https://tinaccil.github.io/Jmol_BE_NH3_visualization/.
Authors: Yang Guo; Christoph Riplinger; Ute Becker; Dimitrios G Liakos; Yury Minenkov; Luigi Cavallo; Frank Neese Journal: J Chem Phys Date: 2018-01-07 Impact factor: 3.488