| Literature DB >> 35629716 |
Yacouba Issa Diakite1, Yuriy Malozovsky2, Cheick Oumar Bamba3, Lashounda Franklin2, Diola Bagayoko2.
Abstract
We carried out a density functional theory (DFT) study of the electronic and related properties of zinc blende indium arsenide (zb-InAs). These related properties include the total and partial densities of states and electron and hole effective masses. We utilized the local density approximation (LDA) potential of Ceperley and Alder. Instead of the conventional practice of performing self-consistent calculations with a single basis set, albeit judiciously selected, we do several self-consistent calculations with successively augmented basis sets to search for and reach the ground state of the material. As such, our calculations strictly adhere to the conditions of validity of DFT and the results are fully supported by the theory, which explains the agreement between our findings and corresponding, experimental results. Indeed, unlike some 21 previous ab initio DFT calculations that reported zb-InAs band gaps that are negative or zero, we found the room temperature measured value of 0.360 eV. It is a clear achievement to reproduce not only the locations of the peaks in the valence band density of states, but also the measured values of the electron and hole effective masses. This agreement with experimental results underscores not only the correct description of the band gap, but also of the overall structure of the bands, including their curvatures in the vicinities of the conduction band minimum (CBM) and of the valence band maximum (VBM).Entities:
Keywords: BZW method; agreement with experiment; band gap; density functional theory; indium arsenide
Year: 2022 PMID: 35629716 PMCID: PMC9143593 DOI: 10.3390/ma15103690
Source DB: PubMed Journal: Materials (Basel) ISSN: 1996-1944 Impact factor: 3.748
Calculated band gaps (Eg, in eV) of zinc blende InAs, along with pertinent lattice constants in Angstroms, and experimental values available in the literature. SR = semi-relativistic, R = fully relativistic, CA = Ceperley–Alder, HL = Hedin–Lundqvist.
| Computational Formalism | Potentials (DFT and Others) | a (Å) | Eg (eV) |
|---|---|---|---|
| FP-LAPW | LDA | −0.64 [a] | |
| FLAPW (R, HL) | LDA | 6.058 | −0.63 [b] |
| FLAPW (SR, HL) | LDA | 6.058 | −0.51 [b] |
| FLAPW (SR, CA) | LDA | 6.058 | −0.51 [b] |
| LDA | −0.07 [c] | ||
| FLAPW (SR, CA) | LDA | 6.058 | −0.03 [b] |
| FP-LAPW | LDA | 6.0267 | 0.00 [d] |
| LDA | 6.0583 | 0.00 [e] | |
| FP-LMTO | LDA | 0.00 [f] | |
| FP-LAPW | LDA | 6.030 | 0.00 [g] |
| LSDA | 0.00 [h] | ||
| LDA | 6.04 | 0.259 [i] | |
| ab initio pseudo potential | LDA | 5.8564 | 0.4131 [e] |
| FP-LAPW | mBJ-LDA | 6.097 | 0.47 [j] |
| FP-LAPW | MBJLDA | 0.593 [d] | |
| MBJLDA | 0.61 [k] | ||
| LDA | 5.85 | 1.396 [i] | |
| GGA | −0.61[l] | ||
| GGA (PBE) | −0.30 [k] | ||
| PAW+SOC PBE | GGA | 6.194 | −0.298 [m] |
| PAW(PBE) | GGA | 6.195 | −0.188 [m] |
| FP-LAPW | GGA-WC | 6.0911 | 0.00 [d] |
| WC-GGA | 0.00 [n] | ||
| FP-LAPW+lo | GGA | 6.191 | 0.00 [o] |
| FP-LAPW | GGA | 6.195 | 0.00 [g] |
| FP-LMTO | GGA | 0.00 [f] | |
| FP-LAPW | PBE-GGA | 6.18922 | 0.00 [p] |
| EV-GGA | 0.204 [n] | ||
| FP-LAPW | GGA-EV | 0.224 [d] | |
| FP-LAPW | GGA | 6.194 | 0.277 [q] |
| FP-LAPW | GGA-EV with effect spin-orbit | 0.31533 [p] | |
| FP-LAPW+lo | EV-GGA | 0.34 [o] | |
| FP-LAPW | EV-GGA | 0.40 [g] | |
| FP-LAPW | GGA-EV | 0.42245 [p] | |
| FP-LAPW | GGA (with SOI) | 6.1 | 0.47 [r] |
| FP-LAPW | GGA (without SOI) | 6.1 | 0.56 [r] |
| mBJ | 0.568 [o] | ||
| Empirical Pseudopotential Method (EPM) | 0.499 [s] | ||
| pseudopotential | virtual crystal approximation | 0.35 [t] | |
| EPM | 0.36 [u] | ||
| EPM | 0.3637 [v] | ||
| PAW | HSE06 | 6.114 | 0.544 [m] |
| PAW | SOC HSE06 | 6.114 | 0.420 [m] |
| PAW | G0W0 + SOC(HSE06) | 0.560 [m] | |
| PAW | G0W0TC-TC + SOC(HSE06) | 0.413 [m] | |
| GTO | SOC HSE03 | 0.23 [w] | |
| LMTO | scQPGW+SOC | 0.68 [x] | |
| GW | 0.31[i] | ||
| GW | 0.46 [c] | ||
| HSE | 0.39 [h] | ||
| B3LYP | 0.55 [h] | ||
| MBJ | 0.60 [y] | ||
| TB-MBJ | 0.43 [z] | ||
| nTB-MBJ | 0.416 [z] | ||
| MBJ | 0.57 [r] | ||
| MBJ+PBE | 0.46 [r] | ||
| HSE06 | 0.42 [a’] | ||
| FP-LAPW | TB-MBJ with SOC | 0.467 [a’] | |
| TB-MBJ without SOC | 0.60 [a’] | ||
| TB-MBJ without SOC | 0.615 [b’] | ||
| Experiments | |||
| Low T | 0.417 [c’] | ||
| 0.426 [d’] | |||
| 0.42 [y, e’] | |||
| 0.418 [f’] | |||
| 0.420 [g’] | |||
| 77 K | 0.418 [h’] | ||
| Low T | 0.5 [i‘] | ||
| At 300 K | 0.354 [j’] | ||
| 0.356 [h’] | |||
| At 298 K | 0.360 ± 0.002 [k’] | ||
[a] Ref [2], [b] Ref [3], [c] Ref [4], [d] Ref [5], [e] Ref [6], [f] Ref [7], [g] Ref [8], [h] Ref [9], [i] Ref [10], [j] Ref [11], [k] Ref [12], [l] Ref [13], [m] Ref [14], [n] Ref [15], [o] Ref [16], [p] Ref [17], [q] Ref [18], [r] Ref [19], [s] Ref [20], [t] Ref [21], [u] Ref [22], [v] Ref [23], [w] Ref [24], [x] Ref [25], [y] Ref [26], [z] Ref [27], [a’] Ref [28], [b’] Ref [29], [c’] Ref [30], [d’] Ref [31], [e’] Ref [32], [f’] Ref [33], [g’] Ref [34], [h’] Ref [35], [i’] Ref [36], [j’] Ref [37], [k’] Ref [38].
The successive, self-consistent calculations of the BZW method for zb-InAs. The calculation corresponding to the optimal basis set is in bold.
| Calculation Number | Trial Function for Valence States of In2+ | Trial Function for Valence States of As2− | No. of Functions | Band Gap at Γ (in eV) |
|---|---|---|---|---|
| Calc I | 3d104s24p64d105s25p0 | 3s23p63d104s24p4 | 62 | 2.123 |
| Calc II | 3d104s24p64d105s25p05d0 | 3s23p63d104s24p4 | 72 | 1.715 |
| Calc III | 3d104s24p64d105s25p05d0 | 3s23p63d104s24p45s0 | 74 | 0.642 |
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| Calc V | 3d104s24p64d105s25p0 5d06s0 | 3s23p63d104s24p45s04d0 | 86 | 0.502 |
| Calc VI | 3d104s24p64d105s25p0 5d06s06p0 | 3s23p63d104s24p45s04d0 | 92 | 0.491 |
Figure 1Calculated band structure of zinc blende indium arsenide (zb-InAS) as obtained by the BZW method from calculations I (full line) and II (dashed line). The drastic change in the valence bands, signified by the dashed lines below −14 eV, indicates that the basis set for Calculation I was far from complete for the description of the material.
Figure 2Calculated band structure of zinc blende indium arsenide (zb-InAS) as obtained by the BZW method from calculations II (full line) and III (dashed line). Most of the occupied bands are lowered by Calculation III, albeit only slightly, compared with Calculation II.
Figure 3Calculated band structure of zinc blende indium arsenide (zb-InAS) obtained by the BZW method from calculations III (full line) and IV (dashed line).
Figure 4The calculated total density of states of zb-InAs, obtained from the energy bands in from Calculation IV. The zero on the horizontal axis indicates the position of the Fermi level.
Figure 5Calculated, partial densities of states (pDOS) for zb-InAs derived from the bands from Calculation IV. The zero on the horizontal axis indicates the position of the Fermi level.
Calculated, electronic energies of zb-InAs at high symmetry points in the Brillouin Zone obtained with the optimal basis set of Calculation IV. We used the experimental lattice constant of 6.0583 Å. This table is partly to enable comparisons with future room temperature, experimental and theoretical results.
| L-Point | Γ-Point | X-Point | K-Point |
|---|---|---|---|
| 8.016 | 4.798 | 10.435 | 8.840 |
| 5.549 | 4.798 | 10.435 | 8.149 |
| 5.549 | 4.798 | 2.761 | 4.976 |
| 1.679 | 0.360 | 1.915 | 2.731 |
| −0.991 | 0 | −2.321 | −1.925 |
| −0.991 | 0 | −2.321 | −3.315 |
| −5.523 | 0 | −5.5283 | −5.294 |
| −10.501 | −11.890 | −10.023 | −10.036 |
| −14.552 | −14.559 | −14.548 | −14.548 |
| −14.552 | −14.559 | −14.567 | −14.559 |
| −14.694 | −14.708 | −14.680 | −14.669 |
| −14.694 | −14.708 | −14.680 | −14.678 |
| −14.848 | −14.708 | −14.884 | −14.892 |
Calculated effective masses for zb-InAs (in units of the free electron-mass, ): indicates an electron effective mass at the bottom of the conduction band; , and represent the heavy and light hole effective masses, respectively. Theo: theory, expt: experiment.
| Our Work | Theo [a] | Theo [b] | Theo [c] |
|
| Expt [e] | Expt [f] | Expt [g] | Expt [h] | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.024 | 0.027 | 0.112 | 0.028 | 0.018 | 0.026 | 0.023 average | ||||
| 0.024 | 0.027 | 0.094 | 0.0221 | 0.028 | 0.015 | 0.026 | 0.023 | |||
| 0.024 | 0.027 | 0.028 | 0.017 | 0.026 | ||||||
| 0.903 | 0.836 | 0.878 | 1.048 | 0.625 | 0.85 | |||||
| 0.402 | 0.343 | 0.353 | 0.4344 | 0.381 | 0.461 | 0.333 | 0.35 | 0.41 | 0.35 | |
| 0.542 | 0.623 | 2.524 | 2.885 | 0.513 | ||||||
| 0.024 | 0.031 | 0.026 | 0.017 | 0.037 | ||||||
| 0.023 | 0.033 | 0.046 | 0.0283 | 0.028 | 0.015 | 0.027 | 0.026 | 0.026 | 0.026 | |
| 0.023 | 0.032 | 0.026 | 0.016 | 0.026 |
For Reference [d], atheo and aexp indicate results obtained with a theoretical and an experimental lattice constant. [a] Ref [14], [b] Ref [58], [c] Ref [18], [d] Ref [6], [e] Ref [34], [f] Ref [55], [g] Ref [56], [h] Ref [57].