Francisco V Ramirez-Cuevas1,2, Kargal L Gurunatha1, Ivan P Parkin3, Ioannnis Papakonstantinou1. 1. Photonic Innovations Lab, Department of Electronic and Electrical Engineering, University College London, London, WC1E 7JE, United Kingdom. 2. Center for Energy Transition, Facultad de Ingeniería y Ciencias, Universidad Adolfo Ibáñez, Santiago, 7941169, Chile. 3. Department of Chemistry, University College London, London, WC1H 0AJ, United Kingdom.
Abstract
Disordered nanostructures are commonly encountered in many nanophotonic systems, from colloid dispersions for sensing to heterostructured photocatalysts. Randomness, however, imposes severe challenges for nanophotonics modeling, often constrained by the irregular geometry of the scatterers involved or the stochastic nature of the problem itself. In this Article, we resolve this conundrum by presenting a universal theory of averaged light scattering of randomly oriented objects. Specifically, we derive expansion-basis-independent formulas of the orientation-and-polarization-averaged absorption cross section, scattering cross section, and asymmetry parameter, for single or a collection of objects of arbitrary shape. These three parameters can be directly integrated into traditional unpolarized radiative energy transfer modeling, enabling a practical tool to predict multiple scattering and light transport in disordered nanostructured materials. Notably, the formulas of average light scattering can be derived under the principles of fluctuational electrodynamics, allowing the analogous mathematical treatment to the methods used in thermal radiation, nonequilibrium electromagnetic forces, and other associated phenomena. The proposed modeling framework is validated against optical measurements of polymer composite films with metal-oxide microcrystals. Our work may contribute to a better understanding of light-matter interactions in disordered systems, such as plasmonics for sensing and photothermal therapy, photocatalysts for water splitting and CO2 dissociation, photonic glasses for artificial structural colors, and diffuse reflectors for radiative cooling, to name just a few.
Disordered nanostructures are commonly encountered in many nanophotonic systems, from colloid dispersions for sensing to heterostructured photocatalysts. Randomness, however, imposes severe challenges for nanophotonics modeling, often constrained by the irregular geometry of the scatterers involved or the stochastic nature of the problem itself. In this Article, we resolve this conundrum by presenting a universal theory of averaged light scattering of randomly oriented objects. Specifically, we derive expansion-basis-independent formulas of the orientation-and-polarization-averaged absorption cross section, scattering cross section, and asymmetry parameter, for single or a collection of objects of arbitrary shape. These three parameters can be directly integrated into traditional unpolarized radiative energy transfer modeling, enabling a practical tool to predict multiple scattering and light transport in disordered nanostructured materials. Notably, the formulas of average light scattering can be derived under the principles of fluctuational electrodynamics, allowing the analogous mathematical treatment to the methods used in thermal radiation, nonequilibrium electromagnetic forces, and other associated phenomena. The proposed modeling framework is validated against optical measurements of polymer composite films with metal-oxide microcrystals. Our work may contribute to a better understanding of light-matter interactions in disordered systems, such as plasmonics for sensing and photothermal therapy, photocatalysts for water splitting and CO2 dissociation, photonic glasses for artificial structural colors, and diffuse reflectors for radiative cooling, to name just a few.
Predicting
the complex optical
phenomena manifesting in disordered nanomaterials represents a major
challenge in the field of computational modeling. Plasmonic nanoparticle
dispersions for sensing and photothermal therapy,[1,2] heterostructured
photocatalysts for water splitting and CO2 dissociation,[3] diffuse reflectors for radiative cooling,[4] and porous membranes for solar water desalination[5] are a few examples where the complex inter-relation
between near-field coupling and multiple scattering with a variation
in particle morphology, orientation, and size impose severe limitations
to theoretically predict the system optical response. Conventional
modeling based on computational electromagnetics, such as the Finite
Difference or Finite Elements methods, are often unsuitable to quantify
the macroscopic optical properties of random media, namely, their
specular and total transmittance/reflectance or the intensity distribution,
all critical to assess the performance of these systems. Stochastic
methods appear as the most appropriate alternative to calculate these
properties, yet, with few exceptions, their applicability is limited
to composite media containing subwavelength structures (effective
media approximations)[6] or spherical particles
(radiative transfer simulations).[7] As a
result of the limitations in modeling, the majority of designs in
disordered nanophotonic materials are driven by a phenomenological
approach, whereby multiple samples are fabricated and tested in an
iterative process that is time-consuming and expensive.Light
transport in random media is commonly addressed through the
radiative transfer theory,[8,9] which describes the
propagation of the light specific intensity through a composite medium
containing a random distribution of independently scattering particles.
It is notable that, in principle, the theory is applicable to arbitrary
particle geometries and groups of particles.[9] In practice, however, radiative transfer modeling is most commonly
applied to study light transport in composites with spherical particles.[7,10] This is due to the scattering properties of the spherical particles
being independent of the direction and polarization of the incident
light.[11] In this particular scenario, the
solution of the radiative transfer equation (RTE) for unpolarized
light requires three parameters: the particle’s absorption
cross section, Cabs, the scattering cross
section, Csca, and the asymmetry parameter,
μsca.[7,12] The latter is an indicator of
the scattering anisotropy and a key element to calculate the angular
distribution of scattered fields.[12]The scattering of nonspherical particles, on the other hand, varies
with the incident angle and polarization, and the RTE usually becomes
too complex to solve.[9] Under the independent
scattering approximation, however, the correlation of the scattered
field from different particles vanishes,[9] and the scattering properties of an ensemble of randomly oriented
particles can be approximated by the orientation averaged from a single
particle (Figure a).
For unpolarized light, the RTE becomes scalar,[14] and the orientation and polarization averaged Cabs, Csca, and μsca parameter triad can be used for radiative transfer simulations
of arbitrary particles, following the same methodology of spherical
particles. The same principle could be applied to more complex scenarios,
for instance, a medium containing denser particle distributions or
even particle clusters. In this case, the averaging should now be
performed over a properly chosen collection of particles for which
the effects from short-range correlations (due to collective interaction
and interference of scattered fields) are prevalent (Figure b).[13] Similarly, heterogeneous systems with particles of different sizes
and optical properties can also be studied.
Figure 1
Average scattering of
randomly oriented particles. (a) A collection
of independent scattering particles (in this case prolate spheroids)
randomly oriented in space, is approximated by the averaged sum over
all possible particle’s orientations. In the schematic at the
bottom, the index m represents a particular orientation
of the particle, and M is the total number of particle
orientations. In both schematics, the intensity of the incident light
beam (purple arrow) decays due to scattering of the particle (yellow
arrows). The red dotted circle represents a characteristic domain
where short-range correlations are relevant. (b) In more dense particle
systems, the independent scattering approximation applies to a collection
of particles within a properly chosen domain that considers the effects
of short-range correlations.[13] Average
scattering, thus, is calculated over a characteristic collection of
particles.
Average scattering of
randomly oriented particles. (a) A collection
of independent scattering particles (in this case prolate spheroids)
randomly oriented in space, is approximated by the averaged sum over
all possible particle’s orientations. In the schematic at the
bottom, the index m represents a particular orientation
of the particle, and M is the total number of particle
orientations. In both schematics, the intensity of the incident light
beam (purple arrow) decays due to scattering of the particle (yellow
arrows). The red dotted circle represents a characteristic domain
where short-range correlations are relevant. (b) In more dense particle
systems, the independent scattering approximation applies to a collection
of particles within a properly chosen domain that considers the effects
of short-range correlations.[13] Average
scattering, thus, is calculated over a characteristic collection of
particles.The computation of orientation
and polarization average scattering
(average scattering, from now onward) for arbitrary nanoparticles
is, however, nontrivial. Standard brute-force methods based on averaging
over many plane-wave simulations at different angles of incidence
and polarizations can be computationally expensive.[15] Alternatively, semianalytical solutions relying on spherical
wave expansion have demonstrated considerable improvements in the
efficiency of the calculations.[15−19] For example, formulas for direct computation of average scattering
have been developed for axially symmetric objects, such as cylinders,[16] spheroids,[16] and
clusters of spherical particles.[17] However,
the restrictive use of the spherical wave basis in this approach still
imposes some constraints. Such is the case for objects with no axial
symmetry or with sharp edges where the expansion of the scattered
fields into spherical waves is not trivial.[16] Often, in these problems, the scattered fields are more conveniently
expanded through the basis relying on surface or volume discretization,
such as surface currents in the Boundary Elements Method[20] (BEM) or discrete dipoles in the DDA.[21] For average scattering calculations, nonetheless,
the expanded fields have to be transformed into spherical waves, and
the efficiency of the method is appreciably reduced.[21]In this Article, we present a universal theory of
average light
scattering from randomly oriented scatterers (single or collections
of objects) of arbitrary shape and demonstrate a practical methodology
for radiative transfer simulations in disordered nanostructures. The
results section of the paperis organized into six sections: (i) In
the first section, we derive the formulas for polarization-and-orientation-averaged Cabs, Csca, and μsca for arbitrary-shaped scatterers. The formulas are independent
of the wave basis and, therefore, can be implemented by integral-equation
methods for electromagnetic scattering, such as T-Matrix Method,[9] BEM,[20] or DDA.[21] Based on these results, we evaluate the accuracy
limits of other expressions for average light scattering commonly
used in the literature.[22,23] (ii) In the next section,
we demonstrate that the formulas of average light scattering can be
derived through the principles of fluctuational electrodynamics and,
hence, can be computed through the mathematical methods used in studies
of near-field thermal radiation,[24−27] Casimir forces,[27] and vacuum friction.[28,29] In this context, we
develop a computational application to numerically compute averaged
light scattering,[30] which is based on the
fluctuating-surface-current BEM.[31,32] (iii) In the
following section, we validate the theory and simulation code for
average scattering simulations against other analytical solutions.[33] (iv) In the forth section, we analyze the advantages
of the theory of average light scattering against brute-force averaging
based on plane-wave simulations at different angles of incidence.
(v) Next, we discuss how the three average light scattering parameters
can be applied for modeling of radiative transfer in disordered nanostructures.
(vi) The accuracy of the modeling framework is demonstrated in the
final section, showing excellent agreement with optical measurements
of polyethylene (PE) film composites with monoclinic vanadium dioxide
[VO2(M)] microcrystals.
Results
Theory of Average
Light Scattering of Randomly Oriented Particles
As discussed
previously, light scattering from a collection of
independent scatterers of arbitrary morphology and randomly oriented
in space (Figure )
is equivalent to the average light scattering over all orientations
and light polarizations.[14] We particularly
focus on the average absorption cross section, ⟨Cabs⟩, scattering cross section, ⟨Csca⟩, and asymmetry parameter, ⟨μsca⟩, where , the P index runs over
the two orthogonal polarizations, and k̂i is the direction of the incident field. The asymmetry parameter,
μsca, defines the degree of anisotropy of scattering
relative to k̂i:[11]where k̂s is
the direction of the scattered field and psca(k̂s, k̂i) is the scattering phase function.[14] By
definition of psca, . Thus, μsca > 0 (μsca < 0) represents cases of forward (backward) anisotropic
scattering and μsca = 0 represents isotropic scattering.Our derivations are based on the Lippmann–Schwinger approach,
a general formalism for electromagnetic scattering phenomena.[27] In this approach, the scattered fields are given
by [in this notation, ], where Ei is the
incident field, is the free space Dyadic Green function,
and is
the scattering operator (Supporting Information, eqs S4 and S5, respectively).
The mathematical form of is
dictated by the expansion basis and
the geometry and optical properties of the scatterer. For example,
using the spherical wave basis, the operator
for a spherical particle is , where freg is the spherical
waves regular at the origin, Tll is the
Mie scattering coefficient, and † is the conjugate transpose
operator.[27] In integral-equation methods
for electromagnetic scattering, such as the T-Matrix Method,[9] BEM,[20] or DDA,[21] the form of and has to be computed prior
to any scattering
calculation.In this context, the formulas of Cabs and Csca for an incident
plane wave
of amplitude E0 are given by (details
in Supporting Information, Section 1.1):[26,34]where k0 is the
wavevector in free space, ⊗ is the tensor product, and is
the particle’s induced potential
(Supporting Information, eq S2), with . The operators and , where is the adjoin of , represent
the Hermitian and anti-Hermitian
part of , respectively. The trace is defined as .The formula of μsca is, to the best of our
knowledge,
presented here for the first time:where the index j in k̂i and in the partial derivative ∂, represents the global coordinates of the
system (e.g., j = x, y, z). The formula is derived from the Lorentz force
of the scattered fields over the induced currents in an object (Supporting Information, eq S10).Because
the operators and are independent of the direction of the
incident field, ⟨Cabs⟩ and
⟨Csca⟩ are uniquely determined
by ⟨Ei ⊗ Ei⟩, also known as the free space
self-correlator.[27] For Ei in the form of monocromatic plane waves, this term is given
by the following (see derivation in Supporting Information, eq S8):Similarly, ⟨μsca⟩
requires the following
(see derivation in Supporting Information, eq S11):Using eqs and 3, we derive the following expressions:which represent
a universal recipe for average
light scattering, compatible with integral-equation methods for electromagnetic
scattering. As an illustrative example, in the Supporting Information, we derive the respective formulas
for BEM and T-Matrix using these expressions (Supporting Information, sections 1.2 and 1.3, respectively).The relations, eqs , 4b, and 4c, can be
easily generalized for clustered particles and heterogeneous composites
containing different types of particles (Supporting Information, section 1.4). The light scattering parameters
for an individual particle particle n in the cluster,
that is, ⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩, are
also obtained directly from these relations (details in Supporting Information, section 1.5).We
finalize this section by discussing a common approximation for
⟨Cabs⟩ and ⟨Csca⟩ found in the literature:[22,23]where Cabs, and Csca, (j = x, y, z) are, respectively,
the absorption and scattering cross sections
for a plane wave polarized in the j-direction. As
demonstrated in the Supporting Information (section 1.6), the expression ⟨Cabs⟩ ≈ 1/3(Cabs, + Cabs, + Cabs,) corresponds to a particular
case of eq for subwavelength
objects, while the analogous expression for ⟨Csca⟩ holds only if the polarizability of the object
is a diagonal tensor.
Average Light Scattering Derived from Fluctuational
Electrodynamics
The trace formulas for ⟨Cabs⟩, ⟨Csca⟩,
and ⟨μsca⟩ share many similarities
with the relations found
in studies of fluctuational electrodynamics, namely, thermal radiation
and nonequilibrium electromagnetic forces.[27,31] For example, in the framework of fluctuational electrodynamics,
the thermal radiation absorbed by an isolated object, Pabsth, is[27]where and , where T is the temperature
of the environment, ω is the angular frequency, kB is the Boltzmann constant, and ℏ is the reduced
Planck constant. On the other hand, from light scattering theory,[11]Pabsth = ∫0∞ dω4π⟨Cabs⟩Bω(T), where is the Planck distribution.
This leads
to the following relation:This formula can be easily adapted to compute
⟨Csca⟩ by replacing for .Another relation
comes from the
electromagnetic friction induced by a moving photon gas on a stationary
object.[28,29] To a first order approximation, the friction
coefficient γf, can be expressed in terms of ⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩ as follows
(Supporting Information, section 2.1):where ⟨Cpr⟩ = ⟨Cext⟩ –
⟨μscaCsca⟩
and ⟨Cext⟩ = ⟨Cabs⟩ + ⟨Csca⟩ are the average radiation pressure and extinction
cross sections, respectively.[11]As
illustrated by eqs and 6, the formulas of average scattering
can be obtained through the principles of fluctuational electrodynamics.
Consequently, the vast library of analytical solutions[27,28] and numerical algorithms[31,35] developed in the context
of nonequilibrium energy and momentum transfer can be used to compute
⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩. For example, the thermal DDA[35] and fluctuating current BEM[31] for thermal
radiation simulations, have explicit relations for Φabs that can be adapted to compute ⟨Cabs⟩ and ⟨Csca⟩. On
the other hand, the fluctuating current BEM also includes routines
to compute ,[32] which can
be adapted for ⟨μsca⟩.In this
context, we developed a computational code for average
light scattering simulations, based on the fluctuating surface-current
BEM formulation for nonequilibrium energy and momentum transfer.[31,32] The code is implemented as an application of the SCUFF-EM software[36] and can be acceded here.[30] Similar to other simulation tools based on BEM,[31,32,37,38] our code supports objects of arbitrary morphology and groups of
objects (Supporting Information, Figure S1), offering a convenient platform to explore the full potential of
the average scattering theory presented here.
Validation of Average Light
Scattering Theory against Analytical
Solutions
To validate the average scattering theory and BEM
simulation code, we consider the problem of light scattering by a
randomly oriented sphere dimer (Figure ), which has a known solution under the T-matrix approach.[33] The dimer consists of two silver spheres of
diameter, D = 200 nm, separated by a gap of (i) Δx = 2 nm and (ii) Δx = 200 nm. The
light scattering parameters of a single sphere obtained from Mie Scattering
Theory[11] are also plotted as a reference.
Figure 2
Average
light scattering of randomly oriented silver sphere dimer.
⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩ of the dimer as a function of the size parameter 2Dk0 (k0 = 2π/λ).
The curves ⟨Cabs⟩ and ⟨Csca⟩ are normalized to the number of
spheres, Nsp = 2, and spheres volume, Vsp, for direct comparison with the absorption
and scattering cross section of a single sphere. The results are computed
by the BEM code for average light scattering simulations[30] and compared against the analytical solution.[33] The scattering parameters of a single sphere,
that is, absorption and scattering cross section normalized to the
sphere’s volume (gray areas) and asymmetry parameter (gray
curve) are computed from Mie-scattering[11] and plotted as a reference. The dielectric constant of silver can
be found elsewhere.[39]
Average
light scattering of randomly oriented silver sphere dimer.
⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩ of the dimer as a function of the size parameter 2Dk0 (k0 = 2π/λ).
The curves ⟨Cabs⟩ and ⟨Csca⟩ are normalized to the number of
spheres, Nsp = 2, and spheres volume, Vsp, for direct comparison with the absorption
and scattering cross section of a single sphere. The results are computed
by the BEM code for average light scattering simulations[30] and compared against the analytical solution.[33] The scattering parameters of a single sphere,
that is, absorption and scattering cross section normalized to the
sphere’s volume (gray areas) and asymmetry parameter (gray
curve) are computed from Mie-scattering[11] and plotted as a reference. The dielectric constant of silver can
be found elsewhere.[39]The results from the average scattering theory show excellent agreement
with the analytical solution by Mishchenko et al.[33] (Figure ). When Δx = 2 nm, the effects of electromagnetic
coupling dominate and the average scattering curves of the dimer largely
deviate from the response of a single sphere. When Δx = 200 nm, the coupling effects weaken and both ⟨Cabs⟩ and ⟨Csca⟩ approach the response of a single sphere. However,
this is not the case for ⟨μsca⟩. Similar
to the optical phenomenon observed in dilute particle media,[40] the scattered fields interfere constructively
in the forward direction, which explains the discrepancy between the
⟨μsca⟩ curves.As a second test,
we consider the problems of average scattering
from randomly oriented oblate and prolate spheroids, which has a known
solution under the T-matrix approach.[33] The results are displayed in the Supporting Information (Figure S3), showing excellent agreement up to Lmax/λ ≳ 2.5, where Lmax is the longest ellipsoid axis. At shorter wavelengths,
there is a discrepancy of ∼5% associated with the size of the
mesh used in BEM simulations. Even with this discrepancy, the results
are consistent with the predictions from the analytical solution,
allowing to validate the theory presented here.
Comparison
against Brute-Force Averaging Methods
Consider,
for example, the computation of ⟨Csca⟩ by averaging over many plane-wave simulations at different
angles of incidence (brute-force averaging). In terms of the Lippmann–Schwinger
approach to scattering and using eq , this technique can be expressed aswhere m indicates a plane-wave
simulation at a particular angle of incidence and polarization and M is the total number simulations.Similar to other
formulas derived in this work, eq is a general recipe that illustrates how to compute
⟨Csca⟩ using brute-force
averaging. From this formula, we can deduct the steps required by
integral-equation methods of electromagnetic scattering, that is:Compute the expansion
of Ei using the particular basis.Repeat “step 1” M times.Determine
the mathematical form of and for a particular expansion
basis.Replace Ei, , and into eq .On
the other hand, as illustrated by eq , the theory of average light scattering
does not require Ei. Consequently, the computation
of ⟨Csca⟩ is reduced to
only two steps:Because
this approach requires less steps than brute-force
averaging, it could potentially enable more efficient computation
of ⟨Csca⟩. The same arguments
applies for ⟨Cabs⟩ and ⟨μsca⟩. Note, however, that the computational cost of
each technique is relative to the particular algorithm implemented.
Thus, specially for problems where M is small, brute-force
averaging could be performed with higher computational speed and less
memory requirements.Determine the mathematical form of and , for a particular expansion
basis.Replace and into eq .
Radiative Transfer Modeling for Random Media
with Scatterers
of Arbitrary Morphology
For unpolarized light and under the
independent scattering approximation, the steady-state RTE for randomly
oriented scatterers in a nonabsorbing host is[9]where Iλ is the specific radiative intensity (defined as the energy flux
per unit solid angle), f is the volume fraction, V is the effective volume of the scatterers, k̂·∇Iλ(r, k̂) is the rate of change of Iλ at the position r and direction k̂; and ⟨psca(cos
θ)⟩ is the orientation and polarization averaged scattering
phase function, where cos θ = k̂·k̂′.Commonly, solutions of eq consider approximated expressions
for the phase function in terms of μsca.[12] For example, the Henyey–Greenstein model,[12]is widely used in simulations methods,
such
as Monte Carlo,[7] adding-doubling,[41] and discrete ordinate.[12]As evidenced by eqs and 9, the RTE and the average light
scattering
parameters ⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩ constitute a complete set to model radiative transfer in
composites with scatterers of arbitrary morphology. As demonstrated
in the next section, this modeling framework enables the quantitative
prediction of the macroscopic radiative properties of a composite,
such as the total transmittance (Ttot),
specular transmittance (Tspec), and total
reflectance (Rtot).
Validation
of Radiative Transport Simulation against Experiments
We
demonstrate the accuracy of the previously discussed modeling
framework by comparing the radiative transfer simulations against
optical measurements of a composite based on VO2(M) microcrystals
embedded in a polyethylene (PE) matrix (Figure a). We considered VO2(M) microcrystals
given its well-defined and highly anisotropic morphology (Figure b), providing an
ideal scenario to validate the theory of average scattering and radiative
transfer modeling. Additionally, the refractive index[42,43] and size of microcrystals, ensures a significant contribution from
both absorption and scattering in the mid infrared (IR) spectrum.[11]
Figure 3
Characterization and average scattering simulations of
monoclinic
vanadium dioxide [VO2(M)] microcrystals embedded into a
polyethylene (PE) matrix. (a) Photograph of VO2(M)/PE composite
film. (b) SEM of as-grown VO2(M) crystals, which is mainly
composed of VO2(M) bars. (c) Size distribution of VO2 bars. (d) ⟨Cabs⟩,
⟨Csca⟩, and ⟨μsca⟩ of VO2(M) bars of fixed length, L = 15 μm, and variable width, W =
0.75–5.25 μm in steps of 0.5 μm. The refractive
index of the host, nhost = 1.5. The average
scattering parameters showed similar dependence to W for other values of L (not shown here). The legend
is given by the color bar at the top of the curves. (e) An example
of one of the VO2(M) crystals with flake morphology is
found in the characteristic sample. (f) Computational representation
of the VO2(M) flakes, which was considered for the average
scattering simulations. (g) Simulated average light scattering of
the VO2(M) flake. For all average scattering simulations,
the refractive index of the host, nhost = 1.5, and the refractive index of the VO2(M) bars was
obtained from the literature (see “film2” in Wan et
al.[42]).
Characterization and average scattering simulations of
monoclinic
vanadium dioxide [VO2(M)] microcrystals embedded into a
polyethylene (PE) matrix. (a) Photograph of VO2(M)/PE composite
film. (b) SEM of as-grown VO2(M) crystals, which is mainly
composed of VO2(M) bars. (c) Size distribution of VO2 bars. (d) ⟨Cabs⟩,
⟨Csca⟩, and ⟨μsca⟩ of VO2(M) bars of fixed length, L = 15 μm, and variable width, W =
0.75–5.25 μm in steps of 0.5 μm. The refractive
index of the host, nhost = 1.5. The average
scattering parameters showed similar dependence to W for other values of L (not shown here). The legend
is given by the color bar at the top of the curves. (e) An example
of one of the VO2(M) crystals with flake morphology is
found in the characteristic sample. (f) Computational representation
of the VO2(M) flakes, which was considered for the average
scattering simulations. (g) Simulated average light scattering of
the VO2(M) flake. For all average scattering simulations,
the refractive index of the host, nhost = 1.5, and the refractive index of the VO2(M) bars was
obtained from the literature (see “film2” in Wan et
al.[42]).First, we derived the average light scattering parameters of the
VO2(M) microcrystals ensemble using a characteristic sample
(Supporting Information, Figure S4c). The
size distribution of the bars length (L) and width
(W) is shown in Figure c, which assumes bars of square cross section.
We calculated ⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩ of single VO2(M) bars for λ = 3–8
μm, considering the range of W and L dictated by the size distribution. The spectrum λ
> 8 μm is excluded in the simulations due to the large uncertainty
in the refractive index of VO2(M), which is strongly conditioned
by crystal orientation, growth method, strain, and partial oxidation.[42] As shown in Figure d, ⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩ are strongly sensitive to W. On
the other hand, the three parameters are less sensitive to changes
in L, with negligible variations for L > 15 μm (Supporting Information, Figure S5). In addition to the VO2(M) bars, we noted small
traces of VO2(M) flakes in the sample, such as the one
shown in Figure e.
These VO2(M) flakes are represented by the computational
model in Figure f,
with the simulated average scattering parameters shown in Figure g.The parameters
⟨Cabs⟩,
⟨Csca⟩, and ⟨μsca⟩ of the VO2(M) microcrystals ensemble
(Figure a), were estimated
using the average scattering simulations of individual bars and the
flake, together with the size distribution. We repeated this procedure
for five different refractive indexes reported in the literature[42,43] in order to consider the variations in the optical properties of
VO2(M). Using the parameters ⟨Cabs⟩, ⟨Csca⟩,
and ⟨μsca⟩ of the VO2(M)
microcrystals ensemble, together with Monte Carlo simulations of radiative
transfer (see details in Methods), we estimate Ttot, Tspec, and Rtot of a VO2(M)/PE composite film
(Figure b). The results
are shown by filled areas, representing the upper and lower limits
associated with the variations of the refractive index of VO2(M) and thickness of the film. The optical measurements show excellent
agreement with the range predicted by simulations, which is further
confirmed by comparing the spectral mean of Ttot, Tspec, and Rtot (table in Figure b). The accuracy of the simulation is further confirmed
through a second test, which considers a composite film with a double
concentration of VO2(M) microcrystals (Supporting Information, Figure S7).
Figure 4
Radiative transfer modeling
of VO2(M)/PE film composite.
(a) ⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩ of VO2(M) microcrystal ensemble calculated for
five different refractive indexes of VO2(M), as reported
by Wan et al. 2019[42] (labeled as “film1”,
“film2”, “film3”, and “film4”),
and Ramirez-Rincon et al. 2018.[43] The gray
areas mark the upper and lower limit due to variations in the refractive
index. For a given refractive index, the curves ⟨Cabs⟩, ⟨Csca⟩,
and ⟨μsca⟩ were obtained as indicated
by the schematic (left figure, inset), that is, average scattering
simulations of bars weighted by the size distribution + average scattering
of five flakes. Further details in the Supporting Information, section 4.3. The curves ⟨Cabs⟩ and ⟨Csca⟩ are normalized to the volume of the ensemble V (Supporting Information, eq S31). (b)
Validation of radiative transfer theory, showing Ttot, Tspec, and Rtot of a VO2(M)/PE composite film, as obtained
from optical measurements (solid lines) and simulations (filled areas).
The optical properties of the PE film were extracted from optical
measurements on a clear film (see Supporting Information, section 4.4). For the simulations, the absorption of PE is
considered through the extinction coefficient κhost (see Methods). The composite is based on
a 98 ± 4 μm thick PE film with 0.275% v/v of VO2(M) microcrystals. The upper (lower) limit in the filled areas are
the results of variations in the refractive index of VO2(M) and thickness of the film (98 – 4 or 98 + 4 μm).
Radiative transfer modeling
of VO2(M)/PE film composite.
(a) ⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩ of VO2(M) microcrystal ensemble calculated for
five different refractive indexes of VO2(M), as reported
by Wan et al. 2019[42] (labeled as “film1”,
“film2”, “film3”, and “film4”),
and Ramirez-Rincon et al. 2018.[43] The gray
areas mark the upper and lower limit due to variations in the refractive
index. For a given refractive index, the curves ⟨Cabs⟩, ⟨Csca⟩,
and ⟨μsca⟩ were obtained as indicated
by the schematic (left figure, inset), that is, average scattering
simulations of bars weighted by the size distribution + average scattering
of five flakes. Further details in the Supporting Information, section 4.3. The curves ⟨Cabs⟩ and ⟨Csca⟩ are normalized to the volume of the ensemble V (Supporting Information, eq S31). (b)
Validation of radiative transfer theory, showing Ttot, Tspec, and Rtot of a VO2(M)/PE composite film, as obtained
from optical measurements (solid lines) and simulations (filled areas).
The optical properties of the PE film were extracted from optical
measurements on a clear film (see Supporting Information, section 4.4). For the simulations, the absorption of PE is
considered through the extinction coefficient κhost (see Methods). The composite is based on
a 98 ± 4 μm thick PE film with 0.275% v/v of VO2(M) microcrystals. The upper (lower) limit in the filled areas are
the results of variations in the refractive index of VO2(M) and thickness of the film (98 – 4 or 98 + 4 μm).
Conclusion
We presented a universal
theory to predict the average light scattering
from randomly oriented objects with arbitrary shape. The formulas
of ⟨Cabs⟩, ⟨Csca⟩, and ⟨μsca⟩ can be implemented by any integral-equation method for electromagnetic
scattering. Moreover, because these relations are exclusively defined
in terms of the operators and , they could lead to a
more efficient computation
of average scattering than brute-force techniques. The general form
of the average scattering formulas also provides a convenient landscape
to explore the fundamental limits of scattering in random systems.
For example, in analogy to the studies of scattering and absorption
bounds,[26,34] the limits of forward or backward scattering
of randomly oriented particles can be explored through the asymmetry
parameter formula (eq ).The demonstrated connection between average light scattering
and
fluctuational electrodynamics enables to extend the theory to other
parameters of interest. For example, a formula for the average scattering
of moving objects can be extracted from the theory of electromagnetic
friction in objects at relative motion.[28] Alternatively, other expressions can be extracted directly through
the self-correlators in eqs and 3, in a similar fashion than the
relations obtained from the fluctuation–dissipation theorem.[25−27]The parameters ⟨Cabs⟩,
⟨Csca⟩, and ⟨μsca⟩ are also practical for radiative transfer simulations
for unpolarized light, enabling an accurate prediction of the optical
properties of composites with scatterers of arbitrary shape, as demonstrated
in the study of VO2(M)/PE composite films. The radiative
transfer formula for randomly oriented particles (eq ) can be extended to consider other
effects present in the light transport process. For example, the emitted
thermal radiation from scatterers can be represented through the term at the right-hand side of the
equation.[12] Similarly, the absorption of
the host can be
included through the term −2k0κhostIλ(r, k̂) at the right-hand side of eq .The methodology used in the study
of VO2(M)/PE composite
films can be also applied to other composite media, with either dielectrics[7] or metal scatterers,[10] providing that the distance between particles is large enough to
ignore the effects of short-range correlations. For more complex problems,
such as clustered particles or more dense particle distributions,[44] the methodology can be extended using the formulation
for multiple objects (Supporting Information, section 1.4). In this case, ⟨Cabs⟩, ⟨Csca⟩,
and ⟨μsca⟩ must be obtained from simulations
over a properly chosen collection of particles that better represent
the effects from short-range correlations. The method, thus, could
provide key insights to many problems in disordered nanophotonics,
such as the effects of agglomeration into the optical absorption of
gold nanostars or the impact of multiple scattering in the light trapping
of heterostructured photocatalysts, as we will discuss in future works.
Methods
Fabrication
and Characterization of VO2(M)/PE Composite
Films
The composite was fabricated by dry mixing of VO2(M) microcrystals with low-density PE (LDPE; 42607, Sigma-Aldrich)
and ultrahigh-molecular-weight PE (UHMWPE; 429015, Sigma-Aldrich)
at a weight ratio of VO2(M)/LDPE/UHMWPE = 1:40:40. The
mixture was then melt-pressed into a film at 200 °C. The VO2(M) crystals were produced by hydrothermal synthesis using
our previously developed procedure.[45] The
phase of the crystals was confirmed by X-ray diffraction and Raman
spectroscopy (Supporting Information, Figure S4a and b, respectively). The volume fraction of the VO2(M) microcrystals was estimated from the weight ratio and the densities
of VO2(M) (4.230 g/cm3),[46] LDPE (0.925 g/cm3), and UHMWPE (0.940 g/cm3). A micrometer was used to characterize the thickness of
the film. The reported thickness corresponds to five measurements
on different sections of the sample.
Optical Measurements
The total and specular transmittance
and total reflectance of the VO2(M)/polyethylene composite
film were measured with a Fourier transform infrared spectrometer
(IRTracer-100, Shimadzu) and a mid-IR integrating sphere (Pike Technologies).
BEM Average Scattering Simulations
Simulations of orientation-
and polarization-average light scattering were performed using the
SCUFF-EM application AVESCATTER.[30] SCUFF-EM[36] is an open-source software for electromagnetic
simulations based on the BEM. The meshing of the objects is based
on triangular panels and was carried by GMSH.[47]
Monte Carlo Simulations of Radiative Transfer
Radiative
transfer simulations were performed by our own code for Monte Carlo
simulations of unpolarized light. The algorithm consists of simulating
the trajectories of many individual photons as they interact with
particles and interfaces until they are either absorbed by particles
or exit the simulation domain. The initial condition of each photon
is given by the position and direction of the light source. At each
simulation step, the optical path (Λphoton) and fate
of a photon are estimated by selecting the shortest path between the
particle’s scattering (Λsca) and absorption
(Λabs), the absorption of the host (Λhost), or diffraction (ΛFresnel), whereand ξ is a random number between 0 and
1; ΛFresnel is given by the shortest distance between
the photon and an interface. In materials with more than one kind
of particle, Λabs = min(Λabs) and Λsca = min(Λsca), where Λabs and Λsca are, respectively, the absorption and scattering
path from the particle n.In the case of diffraction
(Λphoton = ΛFresnel), a photon is
either reflected or transmitted by a random selection, with the probabilities
of each event proportional to the respective energy flux defined by
Fresnel laws. If the photon is absorbed by a particle (Λphoton = Λabs) or the host material (Λphoton = Λhost), the event is terminated and
the simulation continues with a new photon at the initial conditions.
For a scattered photon (Λphoton = Λsca), the new direction is determined by[7]where g = ⟨μsca⟩.In all our simulations,
we considered a slab with a large surface
area in order to represent a 2D problem. As a criteria, we selected
the smallest surface area by which no photon escapes through the edges.
Two large monitors, above and below the slab, measure the total reflectance
and transmittance, respectively. The specular transmittance was measured
with a third small monitor (1 nm × 1 nm) at a 1 mm distance below
the slab. In all the simulations, we considered 1000000 photons per
wavelength. For the validation of our code, refer to Supporting Information, section 5.
Authors: Diego M Solís; José M Taboada; Fernando Obelleiro; Luis M Liz-Marzán; F Javier García de Abajo Journal: ACS Nano Date: 2014-07-31 Impact factor: 15.881
Authors: Nathaniel J Hogan; Alexander S Urban; Ciceron Ayala-Orozco; Alberto Pimpinelli; Peter Nordlander; Naomi J Halas Journal: Nano Lett Date: 2014-06-30 Impact factor: 11.189
Authors: Judith Langer; Dorleta Jimenez de Aberasturi; Javier Aizpurua; Ramon A Alvarez-Puebla; Baptiste Auguié; Jeremy J Baumberg; Guillermo C Bazan; Steven E J Bell; Anja Boisen; Alexandre G Brolo; Jaebum Choo; Dana Cialla-May; Volker Deckert; Laura Fabris; Karen Faulds; F Javier García de Abajo; Royston Goodacre; Duncan Graham; Amanda J Haes; Christy L Haynes; Christian Huck; Tamitake Itoh; Mikael Käll; Janina Kneipp; Nicholas A Kotov; Hua Kuang; Eric C Le Ru; Hiang Kwee Lee; Jian-Feng Li; Xing Yi Ling; Stefan A Maier; Thomas Mayerhöfer; Martin Moskovits; Kei Murakoshi; Jwa-Min Nam; Shuming Nie; Yukihiro Ozaki; Isabel Pastoriza-Santos; Jorge Perez-Juste; Juergen Popp; Annemarie Pucci; Stephanie Reich; Bin Ren; George C Schatz; Timur Shegai; Sebastian Schlücker; Li-Lin Tay; K George Thomas; Zhong-Qun Tian; Richard P Van Duyne; Tuan Vo-Dinh; Yue Wang; Katherine A Willets; Chuanlai Xu; Hongxing Xu; Yikai Xu; Yuko S Yamamoto; Bing Zhao; Luis M Liz-Marzán Journal: ACS Nano Date: 2019-10-08 Impact factor: 15.881
Authors: Victoria Hwang; Anna B Stephenson; Solomon Barkley; Soeren Brandt; Ming Xiao; Joanna Aizenberg; Vinothan N Manoharan Journal: Proc Natl Acad Sci U S A Date: 2021-01-26 Impact factor: 12.779