Diego M Solís1, José M Taboada2, Fernando Obelleiro1, Luis M Liz-Marzán3, F Javier García de Abajo4. 1. Departamento de Teoría de la Señal y Comunicaciones, University of Vigo , 36301 Vigo, Spain. 2. Departamento de Tecnología de Computadores y Comunicaciones, University of Extremadura , 10003 Cáceres, Spain. 3. Bionanoplasmonics Laboratory, CIC biomaGUNE, Paseo de Miramón 182, 20014 Donostia-San Sebastian, Spain; Ikerbasque, Basque Foundation for Science, 48013 Bilbao, Spain; CIBER de Bioingeniería, Biomateriales y Nanomedicina, CIBER-BBN, 20014 Donostia-San Sebastian, Spain. 4. ICFO-Institut de Ciencies Fotoniques, The Barcelona Institute of Science and Technology, 08860 Castelldefels (Barcelona), Spain; ICREA-Institució Catalana de Recerca i Estudis Avançats, Passeig Lluís Companys 23, 08010 Barcelona, Spain.
Abstract
Surface-enhanced Raman scattering (SERS) has become a widely used spectroscopic technique for chemical identification, providing unbeaten sensitivity down to the single-molecule level. The amplification of the optical near field produced by collective electron excitations -plasmons- in nanostructured metal surfaces gives rise to a dramatic increase by many orders of magnitude in the Raman scattering intensities from neighboring molecules. This effect strongly depends on the detailed geometry and composition of the plasmon-supporting metallic structures. However, the search for optimized SERS substrates has largely relied on empirical data, due in part to the complexity of the structures, whose simulation becomes prohibitively demanding. In this work, we use state-of-the-art electromagnetic computation techniques to produce predictive simulations for a wide range of nanoparticle-based SERS substrates, including realistic configurations consisting of random arrangements of hundreds of nanoparticles with various morphologies. This allows us to derive rules of thumb for the influence of particle anisotropy and substrate coverage on the obtained SERS enhancement and optimum spectral ranges of operation. Our results provide a solid background to understand and design optimized SERS substrates.
Surface-enhanced Raman scattering (SERS) has become a widely used spectroscopic technique for chemical identification, providing unbeaten sensitivity down to the single-molecule level. The amplification of the optical near field produced by collective electron excitations -plasmons- in nanostructured metal surfaces gives rise to a dramatic increase by many orders of magnitude in the Raman scattering intensities from neighboring molecules. This effect strongly depends on the detailed geometry and composition of the plasmon-supporting metallic structures. However, the search for optimized SERS substrates has largely relied on empirical data, due in part to the complexity of the structures, whose simulation becomes prohibitively demanding. In this work, we use state-of-the-art electromagnetic computation techniques to produce predictive simulations for a wide range of nanoparticle-based SERS substrates, including realistic configurations consisting of random arrangements of hundreds of nanoparticles with various morphologies. This allows us to derive rules of thumb for the influence of particle anisotropy and substrate coverage on the obtained SERS enhancement and optimum spectral ranges of operation. Our results provide a solid background to understand and design optimized SERS substrates.
The ability
of plasmons to enhance
the electric field of light by several orders of magnitude near the
surface of metallic nanostructures has found important applications
in areas such as optical sensing,[1−9] photochemistry,[10−14] and nanomedicine.[15−17] In particular, a widely used sensing strategy relies
on the dependence of the plasmon frequencies on the dielectric environment,
which is altered by the presence of the target molecules, revealed
through measurable shifts in the spectral positions of the plasmons.[18,19] Analyte-driven modifications of the nonlinear response of plasmon-supporting
structures offer an alternative approach to sensing that has been
recently explored as well.[20−23] Unfortunately, these techniques require the use of
specific molecular receptors to enable chemical identification of
selectively attached analytes. Chemical identification is also possible
through Raman scattering, whose inelastic light signal exhibits spectral
features that define molecule-specific barcodes. However, Raman scattering
is an extremely inefficient process, so an enhancement mechanism is
needed to make it practical. Plasmons provide that mechanism in the
so-called surface-enhanced Raman scattering (SERS), which has been
demonstrated to reach single-molecule sensitivity when the analyte
is placed at narrow gaps between noble metal nanoparticles.[1−3,6]Although it is well known
that several factors affect the interaction
of light with molecules in the neighborhood of plasmonic substrates,[24−26] it is now widely accepted that the main source of enhancement of
Raman scattering is driven by the large field amplification generated
by plasmons, both on the externally incident light and on the inelastically
scattered signal.[3,6,26] For
this reason, much of the activity in the field is directed toward
the design of highly efficient SERS substrates, which are pushed to
yield increasingly low limits of detection. The composition, size,
and morphology of the plasmonic metallic nanostructures configure
a large range of possible optimization parameters. By and large, SERS
substrate design is currently guided by intuitive application of a
few generally accepted rules; namely, silver produces the largest
enhancement among the plasmonic materials, although gold is more versatile
in practice because of its higher chemical stability and wider variety
of available nanoparticle shapes. Additionally, anisotropic morphologies
are advantageous to achieve larger field amplification and in particular
those that feature sharp tips and edges. Finally, the most efficient
hotspots are generated at the gaps between curved metallic surfaces,
particularly when the separation is decreased down to ∼1 nm.[3,6,27]Plasmon-driven SERS intensities
can be simulated as the product
of enhancements due to both the incident light intensity at the position
of the molecule and the far-field emission intensity due to the inelastically
scattered light. These quantities are in turn obtained by solving
the Maxwell equations, which yield the near field produced upon external
illumination and the far field driven by the Raman emission dipole
at the molecule position. Unfortunately, such electromagnetic simulations
require extremely demanding computations for realistic structures
and exceed the capability of currently available software packages,
whose application is typically restricted to relatively simple geometries,
consisting of only a few elements such as spheres, nanorods, and tips.[6,27,28] Therefore, the interpretation
of experimental results is often based on intuitive extrapolations
of simulations carried out for very small substrates, which are not
necessarily valid because they assume oversimplifications of the actual
experimental structures. Nevertheless, it is possible to rely on massive
parallelization and advanced surface-integral techniques, combined
with heuristic acceleration strategies, to model large, complex plasmonic
systems, as we have recently shown with calculations of the electric
field and SERS enhancement near multilayers of >1000 gold nanorods
arranged either randomly or in perfectly ordered supercrystals.[29] A more detailed analysis of the latter has been
recently reported and compared with experimental data.[30]In this work we aim at a detailed analysis
of a widely used configuration
of SERS substrates: submonolayers of nanoparticles obtained by drop-casting
a colloidal solution on a solid surface, such as a glass slide. The
nanoparticles are thus randomly distributed with varying density depending
on the colloid concentration and other parameters related to adsorption
on the particle surface. We focus on gold particles (the most common
plasmonic material) with preferred morphologies for SERS (spheres,
rods, and stars) and study the efficiency of SERS substrates when
varying the particle coverage within the submonolayer regime, in such
a way that the simulated systems closely resemble the experiment.
Results
and Discussion
It is important to realize that the actual
distribution of analyte
molecules is strongly dependent on both the method used to deposit
them on the SERS substrate (evaporation, sublimation, microfluidics,
etc.) and the adhesion characteristics for each combination of molecule
and surface material. Here we consider two extreme situations of molecular
distributions, roughly corresponding to the limits of high and small
molecular mobilities in a surrounding fluid before attachment: skin-
and sheet-type distributions, respectively (Figure top panels). In skin-type coverage (Figure a), the molecules
have a uniform distribution on both the gold-particles and the glass-substrate
surface, which is consistent with a situation in which they can easily
penetrate all interstitial regions of the system. In contrast, in
sheet-type coverage (Figure b) we consider deposition following a restricted downward
molecular diffusion along the substrate normal, assuming a uniform
density of molecules per unit of projected area (i.e., starting with
a uniform planar sheet of molecules parallel to the substrate), which
obviously leads to nonuniform molecular distributions on the curved
surfaces of the particles, as well as a depletion of molecules at
the interparticle gaps.
Figure 1
SERS enhancement for two different types of
analyte distributions.
We consider either skin-type (a) or sheet-type (b) molecular coverages
on a randomly arranged monolayer of gold nanospheres (GNPs) deposited
on glass. The upper panels show sketches of the geometry and analyte
distributions, while the lower panels represent the SERS enhancement
averaged over the molecules as a function of light wavelength and
Raman shift. In skin-type coverage (a), molecules are distributed
with uniform areal density over the gold and glass surfaces, a situation
that corresponds to maximum molecular mobility in the interstitial
regions before surface attachment. In sheet-type coverage (b), a uniform
distribution of molecules is initially assumed on a plane above and
parallel to the glass substrate; molecules are then projected downward
and fixed at the first surface that they encounter, leaving undecorated
regions under the spheres, as well as a nonuniform molecular distribution
on the upper spherical surfaces; this corresponds to the limit of
minimum molecular mobility. The molecules are considered to be 1 nm
away from the surface in all cases. The simulated arrays consist of
437 GNPs (51 nm diameter) distributed over a 1.2 × 1.2 μm2 area, with a minimum surface-to-surface separation of 1 nm
and air above the structure. The SERS intensity is estimated from
the incidence-polarization-averaged product of near-field intensities
at the incident and inelastically scattered light wavelengths, both
calculated under normal irradiation (see Methods). As a reference, we show the SERS enhancement of particle dimers
(curves superimposed to color plots) for different gap distances (see
labels).
SERS enhancement for two different types of
analyte distributions.
We consider either skin-type (a) or sheet-type (b) molecular coverages
on a randomly arranged monolayer of gold nanospheres (GNPs) deposited
on glass. The upper panels show sketches of the geometry and analyte
distributions, while the lower panels represent the SERS enhancement
averaged over the molecules as a function of light wavelength and
Raman shift. In skin-type coverage (a), molecules are distributed
with uniform areal density over the gold and glass surfaces, a situation
that corresponds to maximum molecular mobility in the interstitial
regions before surface attachment. In sheet-type coverage (b), a uniform
distribution of molecules is initially assumed on a plane above and
parallel to the glass substrate; molecules are then projected downward
and fixed at the first surface that they encounter, leaving undecorated
regions under the spheres, as well as a nonuniform molecular distribution
on the upper spherical surfaces; this corresponds to the limit of
minimum molecular mobility. The molecules are considered to be 1 nm
away from the surface in all cases. The simulated arrays consist of
437 GNPs (51 nm diameter) distributed over a 1.2 × 1.2 μm2 area, with a minimum surface-to-surface separation of 1 nm
and air above the structure. The SERS intensity is estimated from
the incidence-polarization-averaged product of near-field intensities
at the incident and inelastically scattered light wavelengths, both
calculated under normal irradiation (see Methods). As a reference, we show the SERS enhancement of particle dimers
(curves superimposed to color plots) for different gap distances (see
labels).A simulation of the average SERS
enhancement (see Methods) is presented in Figure (lower panels) for
these two extreme cases
of molecular coverage, using a substrate consisting of 437 Au nanospheres
(GNPs, 51 nm diamater) randomly deposited on a 1.2 × 1.2 μm2 area of a glass surface (for comparison, we note that the
maximum number of GNPs in a hexagonal close-packed monolayer fitting
that area is 479). We limit the minimum surface-to-surface interparticle
separation to 1 nm, which is consistent with typical sizes of analyte
molecules and capping ligands and is an accepted value of gaps in
highly efficient hotspots. Furthermore, we assume the particles to
be directly stuck onto the glass surface.The color plots in Figure show the SERS enhancement,
estimated from the product of
electric-near-field intensities at the incident and emission wavelengths
(see Methods) as a function of excitation
wavelength and Raman shift. The plots are dominated by an intense
feature near 600 nm wavelength, due to the amplification of the optical
near field produced by interparticle gap plasmons, which are effectively
averaged over the distribution of gap distances (see field enhancement
spectra superimposed on the color plots for dimers with different
gaps). Interestingly, the maximum SERS enhancement in GNP dimers (solid
curves in Figure )
red-shifts with decreasing gap distance but is still lying to the
blue with respect to the maximum for the array, as a result of plasmonic
modes involving more than two particles. Additionally, the skin coverage
leads to ∼3 times higher enhancement, which is expected because
in this configuration there is a higher density of analytes in the
interparticle gap regions. In both scenarios, the optimum illumination
wavelength decreases with increasing Raman shift, as the maximum product
of near-field enhancement of the incident and emitted light corresponds
to a situation in which their respective wavelengths are placed roughly
symmetrically with respect to the plasmon-resonance peak wavelength,
so that the blue-shift in the optimum illumination is approximately
half of the Raman shift (e.g., a Raman shift of 1600 cm–1 represents a red-shift of ∼53 nm in emission wavelength,
consistent with the observed ∼25 nm blue-shift in optimum incident
wavelength). Similar conclusions on the Raman-shift and coverage-model
dependences are obtained for monolayers of gold nanorods (GNRs) and
nanostars (GNSs) (see Figures S1 and S2 in the Supporting Information, SI), although the maximum enhancement
occurs at longer wavelengths (see below).The Raman signal is
typically collected through a microscope in
actual experiments. The spatial resolution is then limited by diffraction
to a fraction of the wavelength, depending on the numerical aperture
(NA) of the objective. We include the effects of diffraction phenomenologically
in our calculations by convoluting the SERS enhancement maps (computed
on a fine grid of 0.02 nm spacing) with a two-dimensional Gaussian-profile
point function. The validity of this procedure is supported by the
agreement between the near electric field calculated for an incident
Gaussian beam and that obtained under plane-wave illumination after
weighing it with a Gaussian profile (see Figure S3 in the SI). Figure illustrates how this transformation of the near-field
distribution of SERS enhancements (Figure a) leads to a smoother far-field image (Figure b). In particular,
we consider a monolayer of 2930 GNRs (65 nm × 21 nm) distributed
over an area of 2.4 × 2.4 μm2 in a random arrangement
that mimics actual experiments (cf. measured and calculated geometries
in Figure a), with
a minimum interparticle gap distance of 1 nm. For simplicity, we assume
a homogeneous environment of permittivity ϵ = 1.77 similar to
water. We assume an objective with NA = 1.4 by convoluting with a
Gaussian of 0.15 λ standard deviation, where λ is the
light wavelength in the surrounding medium.[31] In contrast to the relatively high density of nanoparticles and
near-field optical features, the microscope image displays broad SERS
maxima produced by spatial accumulations of hotspots within subwavelength
regions.
Figure 2
Realistic simulation of SERS enhancement in a nanorod monolayer.
(a) SERS intensity map in a planar monolayer of 2930 randomly arranged
gold nanorods (GNRs, 65 nm length, 21 nm diameter, semispherical caps)
spanning an area of 2.4 × 2.4 μm2 with a minimum
surface-to-surface separation of 1 nm. Top inset: TEM image of an
experimental sample. Bottom inset: detail of the simulated geometry
showing the distribution of SERS intensities. (b) SERS intensity optical-microscope
image obtained from (a) by convoluting with a 2D Gaussian point function
(0.15 λ standard deviation, corresponding to a NA of 1.4). The
SERS intensity is averaged over incidence light polarizations under
normal irradiation at λ0 = 785 nm wavelength for
zero Raman shift. Skin-type molecular coverage is assumed with 1 nm
surface–molecule separation and a surrounding homogeneous medium
of permittivity ϵ = 1.77 (water).
Realistic simulation of SERS enhancement in a nanorod monolayer.
(a) SERS intensity map in a planar monolayer of 2930 randomly arranged
gold nanorods (GNRs, 65 nm length, 21 nm diameter, semispherical caps)
spanning an area of 2.4 × 2.4 μm2 with a minimum
surface-to-surface separation of 1 nm. Top inset: TEM image of an
experimental sample. Bottom inset: detail of the simulated geometry
showing the distribution of SERS intensities. (b) SERS intensity optical-microscope
image obtained from (a) by convoluting with a 2D Gaussian point function
(0.15 λ standard deviation, corresponding to a NA of 1.4). The
SERS intensity is averaged over incidence light polarizations under
normal irradiation at λ0 = 785 nm wavelength for
zero Raman shift. Skin-type molecular coverage is assumed with 1 nm
surface–molecule separation and a surrounding homogeneous medium
of permittivity ϵ = 1.77 (water).A cross-comparison of the spectrally resolved optical and
SERS
performances for the three preferred particle morphologies selected
in our work (gold nanospheres, nanorods, and nanostars) is presented
in Figure . Specifically,
we calculate the SERS enhancement as observed in the far field through
a NA = 1.4 objective for individual particles, dimers, or monolayers
(see further geometrical details in the caption of Figure ). Plots in the right-hand
panels show the maximum of the SERS enhancement in each image (solid
curves), while the plots in the left-hand panels represent the optical
extinction produced by the same samples. The spectral features of
the extinction spectra (Figure a–c) are associated with localized surface-plasmon
resonances. Individual GNPs exhibit a characteristic peak near 500
nm wavelength, while the plasmons of GNRs and GNSs show up at longer
wavelengths as a result of the increase in aspect ratio (GNRs) and
the presence of sharp tips (GNSs). Retardation also contributes to
red-shift the plasmons, but this effect is minor, given the small
size of the particles compared with the light wavelength. Aggregation
of the particles in dimers and monolayers generally produces additional
red-shifts of the spectral features caused by interparticle gaps,
as well as an increase in the magnitude of extinction.
Figure 3
Correlation between optical
extinction and SERS enhancement for
monomers, dimers, and monolayers of particles with different morphology.
(a–c) Extinction spectra of individual particles, dimers, and
randomly arrayed planar monolayers of GNPs (51 nm diameter), GNRs
(65 nm length, 21 nm diameter), and GNSs (core with 20 nm diameter
and 10 branches 15.5 nm long with tip apexes of 1 nm). (d–f)
Maximum SERS enhancement observed in the image plane through a NA
= 1.4 objective (see Figure b) for the systems considered in (a−c). The surface-averaged
SERS enhancement is also shown for the arrays (dashed curves). The
monolayers consist of 437 GNPs, 740 GNRs, and 504 GNSs, respectively,
randomly arranged on a 1.2 × 1.2 μm2 area with
1 nm minimum gap distance and a homogeneous air environment. All results
are averaged over the polarization of the normally incident light
for zero Raman shift. Skin-type molecular coverage (see Figure ) is assumed with a molecule–surface
distance of 1 nm.
Correlation between optical
extinction and SERS enhancement for
monomers, dimers, and monolayers of particles with different morphology.
(a–c) Extinction spectra of individual particles, dimers, and
randomly arrayed planar monolayers of GNPs (51 nm diameter), GNRs
(65 nm length, 21 nm diameter), and GNSs (core with 20 nm diameter
and 10 branches 15.5 nm long with tip apexes of 1 nm). (d–f)
Maximum SERS enhancement observed in the image plane through a NA
= 1.4 objective (see Figure b) for the systems considered in (a−c). The surface-averaged
SERS enhancement is also shown for the arrays (dashed curves). The
monolayers consist of 437 GNPs, 740 GNRs, and 504 GNSs, respectively,
randomly arranged on a 1.2 × 1.2 μm2 area with
1 nm minimum gap distance and a homogeneous air environment. All results
are averaged over the polarization of the normally incident light
for zero Raman shift. Skin-type molecular coverage (see Figure ) is assumed with a molecule–surface
distance of 1 nm.Similar conclusions are
obtained by analyzing the incident-light-wavelength
dependence of the maximum SERS enhancement observed in the far field
(Figure d–f),
which increases in magnitude and peaks at longer wavelengths when
moving from GNPs to GNRs and GNSs. Additional red-shifts and increase
in the magnitude of the SERS enhancement are produced by particle
aggregation in dimers and monolayers. This effect is specially important
in GNPs and GNRs, in contrast to GNSs. In fact, the presence of sharp
tips in the individual GNSs already produces hotspots and ensuing
SERS enhancement, while GNS aggregation leads to strong spectral shifts
in such hotspots or even quenching when the tips and valleys are closely
intertwined, which overall do not add to the shift and increase in
Raman signal. Further inspection of the spatially resolved near-field
SERS enhancement (Figure c,f) corroborates this interpretation, revealing the presence
of hotspots that extend form the tips to the central core of the GNSs,
while the strength and density of these hotspots are similar both
in individual GNSs and in dimers. For monolayers of tightly packed
nanoparticles (Figure , red curves), we find a good correspondence between the spectral
dependences of the optical extinction and the SERS enhancement, which
comprise broad maxima resulting from a dense spectral distribution
of resonances associated with the varied gap morphologies of randomly
occurring gaps.
Figure 4
Near-field analysis of SERS enhancement in isolated particles,
dimers, and monolayers of GNPs, GNRs, and GNSs. (a–c) Spatial
distribution of the SERS enhancement on a molecular skin deposited
1 nm away from the metal surface (see Figure ) for individual nanoparticles simulated
at the respective incident light wavelengths to yield maximum enhancement
for zero Raman shift (525, 615, and 875 nm for GNPs, GNRs, and GNSs).
(d–f) Same as (a)–(c) for dimers (1 nm minimum gap distance),
with maxima now shifted to 570, 690, and 890 nm, respectively. (g–i)
Same as (d)–(f) for planar monolayers (437 GNPs, 740 GNRs,
and 504 GNSs, respectively, randomly distributed on a 1.2 × 1.2
μm2 area) calculated at the new peak wavelengths
(620, 700, and 980 nm, respectively). All results are averaged over
the polarization of the normally incident light. A homogeneous air
environment is assumed. Data in (a) and (d) are multiplied by factors
of 1000 and 10, respectively.
Near-field analysis of SERS enhancement in isolated particles,
dimers, and monolayers of GNPs, GNRs, and GNSs. (a–c) Spatial
distribution of the SERS enhancement on a molecular skin deposited
1 nm away from the metal surface (see Figure ) for individual nanoparticles simulated
at the respective incident light wavelengths to yield maximum enhancement
for zero Raman shift (525, 615, and 875 nm for GNPs, GNRs, and GNSs).
(d–f) Same as (a)–(c) for dimers (1 nm minimum gap distance),
with maxima now shifted to 570, 690, and 890 nm, respectively. (g–i)
Same as (d)–(f) for planar monolayers (437 GNPs, 740 GNRs,
and 504 GNSs, respectively, randomly distributed on a 1.2 × 1.2
μm2 area) calculated at the new peak wavelengths
(620, 700, and 980 nm, respectively). All results are averaged over
the polarization of the normally incident light. A homogeneous air
environment is assumed. Data in (a) and (d) are multiplied by factors
of 1000 and 10, respectively.A systematic analysis of arrays for the three types of particles
under consideration is presented in the SI (Figures S4–S6) for molecule–surface separations of
1, 2, and 3 nm and either skin- or sheet-type molecular coverage.
A reduction in SERS enhancement is observed when the separation is
increased, quantified in approximately 2 orders of magnitude lower
intensity when moving from 1 to 3 nm. Overall, skin coverage produces
larger SERS enhancements, although in the GNS samples they are very
close to the values obtained with sheet coverage, a result that we
attribute to the dominant role of tips for these particles, which
are similarly exposed to molecular attachment with both coverage models.
Additionally, we find the far-field enhancement to closely follow
the surface-averaged near-field SERS intensity in all cases.We obtain further insight into the origin of this behavior by examining
the near-field SERS enhancement for isolated particles, dimers, and
monolayers of GNPs, GNRs, and GNSs. In Figure we present enhancement maps calculated at
the corresponding peak light wavelengths (see Figure d–f) in each case. These simulations
confirm that the SERS efficiency of individual GNPs or GNRs is not
particularly high (Figure a,b), whereas plasmon coupling leads to strongly confined
resonances that act as hotspots in both dimers (Figure d,e) and dense monolayers (Figure g,h). In contrast, the multiple
tips that branch out from the central core in GNSs support plasmons
that are strongly confined at the tips, where they produce hotspots
with no need for plasmon hybridization (Figure c). Despite the wide variety of conformations
that are possible for GNS dimers (including some exceptionally efficient
ones, such as coplanar tip-to-tip and tip-to-valley arrangements[29]), assembly in dense films does not generally
lead to an increase in SERS enhancement or in the number of hotspots.
Often, GNSs are intertwined with valley-to-tip contacts (Figure f; see also ref (30) for TEM images of experimental
samples), which do not generate more efficient hotspots and can even
damp those of the individual particles (see below). Hence, the maximum
SERS enhancement is similar for individual GNSs, valley-to-valley
dimers, and dense monolayers, as shown in Figure c,f,i.A striking observation that
is particularly evident for GNPs (Figure g) is the accumulation
of hotspots as a result of the formation of optical standing waves
in the particle monolayer. A strong dependence on wavelength and on
the overall morphology of the monolayer boundaries confirms the standing-wave
nature of these collective modes. Nevertheless, the net contribution
to the SERS enhancement remains almost unaffected by the specific
distribution of the GNPs in the monolayer island. This effect can
also be observed for GNRs (Figure h), even though the intrinsic anisotropy of these nanoparticles
blurs the formation of standing waves. GNSs present a more complex
behavior that we analyze in more detail below.The particle
density in SERS substrates provides a simple and effective
parameter for optimization. We investigate the dependence of the SERS
performance on particle density for GNPs, GNRs, and GNSs in Figure , where the SERS
enhancement is plotted as a function of particle coverage. We define
the latter as the fraction of surface area occupied by the projection
of the metal along the layer plane normal. Solid curves in Figure a represent the maximum
SERS enhancement as observed in the far field (same near-to-far-field
conversion procedure as in Figure ), calculated under normal illumination at 785 nm (a
standard SERS excitation wavelength, in particular for bioapplications)
for zero Raman shift. These results reveal a rapid increase in the
SERS enhancement with particle density for both GNPs and GNRs (note
that the vertical scale is logarithmic), eventually turning into a
sudden growth above a coverage of ∼50%, followed by saturation
around ∼60%. The noted turning point is presumably associated
with a threshold for more frequent formation of narrow gaps and hotspots
with every new added particle. The behavior of GNSs is however rather
different: the SERS enhancement is already high in dilute GNS monolayers,
and it undergoes only a comparatively slow increase with increasing
particle coverage. Interestingly, dense monolayers of GNRs (>50%
coverage)
exceed the enhancement of GNSs by at least 1 order of magnitude at
the highest density under consideration. This picture becomes even
more striking when considering laser wavelengths near the optimum
performance for each kind of nanoparticle (633 nm for GNPs, 900 nm
for GNSs, dashed curves in Figure a): the SERS enhancement is only slightly higher for
GNPs, while for GNSs it reaches a maximum at ∼30% coverage
and then decreases with increasing particle density (see also Figure
S7 in the SI). Incidentally, we note that
the enhancement factors that we report here are somewhat lower than
those observed experimentally,[32] which
is understandable because we are limiting our calculations to 2D monolayers,
in contrast to the thicker structures used in those measurements,
so that the number of hotspots per unit of substrate area is smaller.
This effect should not affect our qualitative conclusions.
Figure 5
Density dependence
of the SERS performance in nanoparticle monolayers.
(a) Maximum SERS enhancement as observed through a NA = 1.4 objective
(see Figure b) for
planar monolayers of particles with different morphology (see legend).
The particle coverage is defined as the fraction of area occupied
by the projection of the metal along the plane normal. (b) Sketches
showing an increasing density of nanoparticles in the monolayers.
All results are averaged over polarizations of the normally incident
light. Solid curves are calculated at 785 nm incident wavelength for
zero Raman shift, while dashed curves for GNPs and GNSs correspond
to 633 and 900 nm, respectively. Skin-type molecular coverage (see Figure ) is assumed with
a molecule–surface separation of 1 nm and a homogeneous air
environment.
Density dependence
of the SERS performance in nanoparticle monolayers.
(a) Maximum SERS enhancement as observed through a NA = 1.4 objective
(see Figure b) for
planar monolayers of particles with different morphology (see legend).
The particle coverage is defined as the fraction of area occupied
by the projection of the metal along the plane normal. (b) Sketches
showing an increasing density of nanoparticles in the monolayers.
All results are averaged over polarizations of the normally incident
light. Solid curves are calculated at 785 nm incident wavelength for
zero Raman shift, while dashed curves for GNPs and GNSs correspond
to 633 and 900 nm, respectively. Skin-type molecular coverage (see Figure ) is assumed with
a molecule–surface separation of 1 nm and a homogeneous air
environment.In an attempt to explain
this anomalous behavior of GNSs, we examine
SERS enhancement maps calculated for layers with different particle
density (Figure ).
Calculations are carried out at 900 nm incidence light wavelength
and zero Raman shift. Inspection of Figure a–c reveals an evacuation of hotspots
from the central area of the monolayer island as the coverage increases.
This behavior is reminiscent of homogeneous plates, where field enhancement
takes place mainly at the boundaries.[33] The far-field images obtained by smoothing the near-field maps (Figure d–f) show
the depletion of SERS enhancement in the central region even more
clearly. It should be noted that the SERS enhancements represented
in Figure are averaged
over incident light polarizations. In contrast, when the incident
light is linearly polarized along two of the edges of the square-shaped
island, an accumulation of SERS enhancement is observed in these two
edges (see Figures S8 and S9 in the SI),
following a distribution of field enhancement that is typically observed
in homogeneous plates. Therefore, we attribute this behavior to the
formation of an effective metamaterial associated with the dense arrangement
of randomly distributed GNSs, whose central part responds as an effective
homogeneous medium, thus preventing the formation of hotspots, which
are instead accumulating at the boundaries.
Figure 6
SERS performance of GNS
monolayers with different coverages. (a–c)
SERS enhancement at 1 nm distance from the surface of 92 (a), 254
(b), and 504 (c) GNSs randomly distributed on a 1.2 × 1.2 μm2 planar area, corresponding to 11.6%, 31.4%, and 55.32% coverage
(see Figure a), respectively.
The SERS intensity is averaged over polarizations of the normally
incident light at 900 nm wavelength for zero Raman shift. A homogeneous
air environment is assumed. (d–f) SERS enhancement in the image
plane calculated from (a)–(c) for a NA = 1.4 objective (see Figure b).
SERS performance of GNS
monolayers with different coverages. (a–c)
SERS enhancement at 1 nm distance from the surface of 92 (a), 254
(b), and 504 (c) GNSs randomly distributed on a 1.2 × 1.2 μm2 planar area, corresponding to 11.6%, 31.4%, and 55.32% coverage
(see Figure a), respectively.
The SERS intensity is averaged over polarizations of the normally
incident light at 900 nm wavelength for zero Raman shift. A homogeneous
air environment is assumed. (d–f) SERS enhancement in the image
plane calculated from (a)–(c) for a NA = 1.4 objective (see Figure b).
Conclusions
In summary, detailed
simulations of realistic nanoparticle-based
SERS substrates allow us to extract the following general conclusions:
(1) particles of higher anisotropy produce maximum performance at
longer wavelengths, where they display their intrinsic plasmons; (2)
nanostars, which are representative of a high degree of anisotropy,
exhibit large enhancement even in the single-particle limit, while
aggregation into dense arrays does not lead to significantly better
performance; (3) in contrast, nanospheres and nanorods start out with
relatively poor SERS efficiencies in dilute layers, but undergo a
large boost in the accumulation of hotspots and ensuing SERS efficiency
at surface coverages above ∼50%, and more precisely, nanorods
exceed the SERS enhancement of nanostars at coverages beyond ∼60%
at 785 nm wavelength; (4) nanostars outperform the other two morphologies
at their optimum wavelength, which unfortunately occurs more to the
red, where the intrinsic Raman cross-section of the molecules is significantly
reduced; (5) for nanostars, the formation of relatively homogeneous
particle films can be detrimental because they behave as an effective
metamaterial, thereby preventing the formation of hotspots. The morphology
of the nanoparticles can thus be optimized to produce maximum enhancement
for different combinations of laser wavelength and Raman shift. We
have covered the most commonly used particle morphologies for SERS,
but the calculation procedure would be similar for other shapes. We
conclude that, for the commonly used laser wavelength of 785 nm, which
offers a compromise between SERS enhancement and intrinsic Raman cross-section,
nanorods constitute an excellent option for the fabrication of highly
efficient SERS substrates obtained at high particle coverage, outperforming
nanospheres by ∼2 orders of magnitude and offering similar
and sometimes higher performance than nanostars.
Methods
Numerical Solution
of Maxwell’s Equations
We
use a full-wave solution based on surface-integral equations (SIEs)
discretized by the method of moments (MoM).[29,34,35] In SIE-MoM, the parametrization and subsequent
numerical analysis are both restricted to the two-dimensional boundary
surfaces of the particles. This results in a drastic reduction in
the number of unknowns compared with other approaches, thus rendering
the simulation feasible despite the large size of the systems under
consideration. SIE-MoM offers unbeaten accuracy for modeling unbounded
electromagnetic scattering problems without the need of absorbing
boundary conditions. Additionally, it is robust against rapid oscillations
of the fields, and therefore, is particularly suited to deal with
narrow gaps such as those encountered in SERS substrates. We further
use a multilevel fast multipole algorithm[36] (MLFMA) combined with the fast Fourier transform[37] (FFT) for an efficient solution of the dense complex matrix
system resulting from SIE-MoM. We also note that MLFMA-FFT provides
optimum computational cost and scalability of multiprocessor parallelization.
Convergence is dramatically increased by using a multilevel nonoverlapping
additive Schwarz domain decomposition preconditioner.[38−40] Gold and glass are described through their frequency-dependent complex
permittivities, taken from optical measurements.[41,42]
Calculation of SERS Enhancement
We simulate the position-dependent
SERS enhancement as the product of near-electric-field enhancements
produced upon normal irradiations with light of wavelengths corresponding
to the laser light and the inelastically emitted Raman signal, respectively.
Several of the results are presented for zero Raman shift, for which
the enhancement is simply given by |E/Eext|4, where Eext is the incident laser field and E is the resulting
near field. This simple definition has the virtue of being independent
of the parameters of the optical system used to observe the enhancement
(e.g., NA and acceptance angular ranges).
Design of SERS Substrates
We assemble nanostars by
gluing 10 nanotips (conical shape with 1 nm apex rounding radius,
15.5 nm length, and 16.6° angle) to a spherical core (20 nm diameter).
Monolayers are constructed by iteratively dropping nanoparticles,
moving them until they are situated 1 nm away from the substrate plane,
starting from random lateral positions, and discarding particles whose
surface is closer than 1 nm to the surface of any previously deposited
particle.
Authors: Diego M Solís; José M Taboada; Fernando Obelleiro; Luis M Liz-Marzán; F Javier García de Abajo Journal: ACS Nano Date: 2014-07-31 Impact factor: 15.881
Authors: Shaunak Mukherjee; Florian Libisch; Nicolas Large; Oara Neumann; Lisa V Brown; Jin Cheng; J Britt Lassiter; Emily A Carter; Peter Nordlander; Naomi J Halas Journal: Nano Lett Date: 2012-12-05 Impact factor: 11.189
Authors: Nicolas Pazos-Perez; Claudia Simone Wagner; Jose M Romo-Herrera; Luis M Liz-Marzán; F Javier García de Abajo; Alexander Wittemann; Andreas Fery; Ramón A Alvarez-Puebla Journal: Angew Chem Int Ed Engl Date: 2012-11-04 Impact factor: 15.336
Authors: Nicolas Pazos-Perez; Elena Pazos; Carme Catala; Bernat Mir-Simon; Sara Gómez-de Pedro; Juan Sagales; Carlos Villanueva; Jordi Vila; Alex Soriano; F Javier García de Abajo; Ramon A Alvarez-Puebla Journal: Sci Rep Date: 2016-07-01 Impact factor: 4.379
Authors: Judith Langer; Dorleta Jimenez de Aberasturi; Javier Aizpurua; Ramon A Alvarez-Puebla; Baptiste Auguié; Jeremy J Baumberg; Guillermo C Bazan; Steven E J Bell; Anja Boisen; Alexandre G Brolo; Jaebum Choo; Dana Cialla-May; Volker Deckert; Laura Fabris; Karen Faulds; F Javier García de Abajo; Royston Goodacre; Duncan Graham; Amanda J Haes; Christy L Haynes; Christian Huck; Tamitake Itoh; Mikael Käll; Janina Kneipp; Nicholas A Kotov; Hua Kuang; Eric C Le Ru; Hiang Kwee Lee; Jian-Feng Li; Xing Yi Ling; Stefan A Maier; Thomas Mayerhöfer; Martin Moskovits; Kei Murakoshi; Jwa-Min Nam; Shuming Nie; Yukihiro Ozaki; Isabel Pastoriza-Santos; Jorge Perez-Juste; Juergen Popp; Annemarie Pucci; Stephanie Reich; Bin Ren; George C Schatz; Timur Shegai; Sebastian Schlücker; Li-Lin Tay; K George Thomas; Zhong-Qun Tian; Richard P Van Duyne; Tuan Vo-Dinh; Yue Wang; Katherine A Willets; Chuanlai Xu; Hongxing Xu; Yikai Xu; Yuko S Yamamoto; Bing Zhao; Luis M Liz-Marzán Journal: ACS Nano Date: 2019-10-08 Impact factor: 15.881