| Literature DB >> 35504888 |
Jung Kyong Shin1, Jung Wook Huh2, Woo Yong Lee1, Seong Hyeon Yun1, Hee Cheol Kim1, Yong Beom Cho1, Yoon Ah Park1.
Abstract
Patients with pathologic complete response (pCR) achievement can consider local excision or "watch and wait" strategy instead of a radical surgery. This study analyzed the predictive factors of pCR in rectal cancer patients who underwent radical operation after neoadjuvant chemoradiotherapy (nCRT). This study also analyzed the recurrence patterns in patients who achieved pCR and the oncologic outcomes and prognostic factors by ypStage. Between 2000 and 2013, 1,089 consecutive rectal cancer patients who underwent radical resection after nCRT were analyzed. These patients were classified into two groups according to pCR. The clinicopathologic and oncologic outcomes were analyzed and compared between the two groups. Multivariate analysis was conducted on factors related to pCR. The proportion of patients achieving pCR was 18.2% (n = 198). The pCR group demonstrated earlier clinical T and N stages, smaller tumor size, better differentiation, and a lower percentage of circumferential resection margin (CRM) involvement than did the non-pCR group. The prognostic factors associated with poorer disease-free survival were high preoperative carcinoembryonic antigen levels, non-pCR, poor histology, lymphatic/perineural invasion, and involvement of CRM. Multivariate analysis revealed that clinical node negativity, tumor size < 4 cm, and well differentiation were significant independent clinical predictors for achieving pCR. Patients with pCR displayed better long-term outcomes than those with non-pCR. The pCR-prediction model, based on predictive factors, is potentially useful for prognosis and for prescribing a treatment strategy in patients with advanced rectal cancer who need nCRT.Entities:
Mesh:
Year: 2022 PMID: 35504888 PMCID: PMC9065005 DOI: 10.1038/s41598-022-10974-7
Source DB: PubMed Journal: Sci Rep ISSN: 2045-2322 Impact factor: 4.379
Clinicopathologic characteristics of the patients.
| ypCR | Non-ypCR | ||
|---|---|---|---|
| Age ( years, median±SD) | 55±11 | 56±11 | 0.264 |
| BMI (kg/m2) | 24.7±3.0 | 23.8±3.0 | <0.001 |
| Gender, n(%) | 0.748 | ||
| Male | 133 (67.2) | 609 (68.4) | |
| Female | 65 (32.8) | 282 (31.6) | |
| CEA (ng/mL) | 0.151 | ||
| <5 | 192 (97.0) | 842 (94.5) | |
| ≥5 | 6 (3.0) | 49 (5.5) | |
| Mean height from AV (cm) | 4.4±1.9 | 4.3±2.3 | 0.187 |
| Clinical T stage, n(%) | 0.007 | ||
| cT1 | 2 (1.0) | 3(0.3) | |
| cT2 | 24 (12.1) | 104 (11.7) | |
| cT3 | 158 (79.8) | 640 (71.8) | |
| cT4 | 14 (7.1) | 144 (16.2) | |
| Clinical N stage, n(%) | 0.030 | ||
| cN negative | 63 (31.8) | 217 (24.4) | |
| cN positive | 135 (68.2) | 674 (75.6) | |
| Neoadjuvant chemotherapy regimen | 0.683 | ||
| Xeloda | 95 (48.0) | 389 (43.7) | |
| 5-FU | 66 (33.3) | 321 (36.0) | |
| FL | 32 (16.2) | 162 (18.2) | |
| Others | 5 (2.5) | 19 (2.1) | |
| Neoadjuvant radiotherapy dose | 0.774 | ||
| 5040Gy | 172 (86.9) | 790 (88.7) | |
| 5400Gy | 6 (3.0) | 24 (2.7) | |
Others nCRT-operative inveraval (days) | 20 (10.1) 54±7 | 77 (8.6) 54±11 | 0.710 |
| Postoperative chemotherapy, n(%) | 175 (88.4) | 836 (93.8) | 0.007 |
| Pretreatment Cell differentiation, n(%) | <0.001 | ||
| Well differentiated | 90 (45.4) | 132 (14.8) | |
| Moderately differentiated | 95 (48.0) | 671 (75.3) | |
| Poorly differentiated | 10 (5.1) | 26 (2.9) | |
| Signet ring cell carcinoma | 2 (1.0) | 7 (0.8) | |
| Mucinous carcinoma | 1 (0.5) | 55 (6.2) | |
| Pathologic T stage, n(%) | <0.001 | ||
| ypT0 | 198 (100.0) | 15 (1.7) | |
| ypT1 | 0 (0.0) | 49 (5.5) | |
| ypT2 | 0 (0.0) | 312 (35.0) | |
| ypT3 | 0 (0.0) | 492 (55.2) | |
| ypT4 | 0 (0.0) | 23 (2.6) | |
| Pathologic N stage, n(%) | <0.001 | ||
| ypN0 | 198 (100.0) | 574 (64.4) | |
| ypN1 | 0 (0.0) | 237 (26.6) | |
| ypN2 | 0 (0.0) | 80 (9.0) | |
| Tumor regression grade, n(%) | <0.001 | ||
| No | 0 (0.0) | 8 (0.9) | |
| Minimal | 0 (0.0) | 276 (31.0) | |
| Moderate | 0 (0.0) | 600 (67.3) | |
| Near complete | 0 (0.0) | 7 (0.8) | |
| Complete | 198 (100.0) | 0 (0.0) | |
| Lymph node harvest, n(%) | 0.006 | ||
| >12 | 135 (68.2) | 513 (57.6) | |
| ≤12 | 63 (31.8) | 378 (42.4) | |
| Mean tumor size (cm) | 2.0±1.0 | 2.7±1.5 | <0.001 |
| CRM involvement, n(%) | 0 (0.0) | 43 (4.8) | <0.001 |
| Distal resection involvement, n(%) | 0 (0.0) | 2 (0.2) | 0.669 |
| TME grade, n(%) | 0.453 | ||
| Complete | 197 (99.5) | 889 (99.8) | |
| Incomplete | 1 (0.5) | 2 (0.2) | |
| Lymphatic invasion, n(%) | 0 (0.0) | 128 (14.4) | <0.001 |
| Perineural invasion, n(%) | 0 (0.0) | 107 (12.0) | <0.001 |
| Vascular invasion, n(%) | 0 (0.0) | 83 (9.3) | <0.001 |
BMI body mass index, CEA carcinoembryonic antigen, AV anal verge, 5-FU fluorouracil, FL fluorouracil/leucovorin, nCRT neoadjuvant chemoradiotherapy, CRM circumferential resection margin, TME total mesorectal excision.
Perioperative results of the patients according to the pCR.
| ypCR | Non-ypCR | ||
|---|---|---|---|
| Surgical approach | 0.830 | ||
| Open | 134 (67.7) | 610 (68.5) | |
| MIS | 64 (32.3) | 281 (31.5) | |
| Name of operation | 0.055 | ||
| LAR | 175 (88.4) | 721 (80.9) | |
| ISR | 7 (3.5) | 65 (7.3) | |
| APR | 14 (7.1) | 78 (8.8) | |
| Hartmann operation | 2 (1.0) | 27 (3.0) | |
| Mean operation time (min) | 178±60 | 183±70 | 0.359 |
| Diverting stoma, n(%) | 91 (46.0) | 410 (46.0) | 1.000 |
| Open conversion, n(%) | 2 (1.6) | 10 (1.6) | 1.000 |
| Intraoperative transfusion, n(%) | 0.019 | ||
| (+) | 1 (0.5) | 33 (3.7) | |
| (-) | 197 (99.5) | 858 (96.3) | |
| Length of stay (days) | 11±8 | 12±8 | 0.699 |
| Postoperative complications, n(%) | 55 (27.8) | 259 (29.1) | 0.848 |
| Surgical complications | 51 (92.7) | 237 (91.5) | |
| Non-surgical complications | 2 (3.6) | 8 (3.1) | |
| Both | 2 (3.6) | 14 (5.4) | |
| Surgical complications | |||
| Anastomotic leakage | 11 (5.6) | 58 (6.5) | 0.618 |
| Rectovaginal fistula | 3 (1.5) | 10 (1.1) | 0.715 |
| Postoperative ileus | 15 (7.6) | 83 (9.3) | 0.439 |
| Urinary retention | 10 (5.1) | 61 (6.8) | 0.427 |
| Superficial surgical site infection | 13 (6.6) | 51 (5.7) | 0.649 |
| Intraabdominal bleeding | 3 (1.5) | 12 (1.3) | 0.743 |
| Intraluminal bleeding | 1 (0.5) | 10 (1.1) | 0.700 |
| Clavien-Dindo classification | 1.000 | ||
| I-II | 41 (74.5) | 193 (74.5) | |
| III-IV | 14 (25.5) | 66 (25.5) | |
| Postoperative mortality (<30days), n(%) | 0 (0.0) | 3 (0.3) | 0.547 |
CR complete response, MIS minimally invasive surgery, LAR low anterior resection, ISR intersphincteric resection, APR abdominoperineal resection.
Figure 1Survival according to response to neoadjuvant treatment. (A) 5-yr overall survival (B) 5-yr disease free survival (C) 5-yr local recurrence free survival (D) 5-yr distant recurrence free survival.
Prognostic factors of OS, DFS, and LRFS.
| Factors | Overall survival | Disease free survival | Local recurrence free survival | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Univariate | Multivariate | Univariate | Multivariate | Univariate | Multivariate | ||||
| HR (95% CI) | HR (95% CI) | HR (95% CI) | |||||||
| Preoperative CEA (mg/ml) | |||||||||
| ≥5 versus <5 | 0.036 | 2.727 (1.630-4.563) | <0.001 | 0.022 | 3.269 (1.078-9.920) | 0.036 | 0.022 | 1.071 (0.582-1.969) | 0.825 |
| Age (years) | |||||||||
| ≥60 versus <60 | 0.035 | 1.585 (1.112-2.258) | 0.011 | 0.272 | 0.272 | 0.334 | |||
| Surgical approach | 1.150 (0.866-1.527) | ||||||||
| Open versus MIS | 0.150 | 0.882 | 0.882 | ||||||
| Type of operation | |||||||||
| SSS versus Non-SSS | 0.563 | 0.294 | 0.294 | ||||||
| Gender | |||||||||
| Female versus male | 0.212 | 0.642 | 0.642 | ||||||
| Clinical T stages | |||||||||
| 2 versus 1 | 0.937 | 0.954 | 0.954 | ||||||
| 3 versus 1 | 0.946 | 0.949 | 0.949 | ||||||
| 4 versus 1 | 0.928 | 0.946 | 0.946 | ||||||
| Clinical N stages | |||||||||
| Positive versus negative | 0.141 | 0.703 | 0.703 | ||||||
| Pathologic CR | |||||||||
| No versus yes | 0.046 | 9.973 (3.171-31.366) | <0.001 | 0.037 | 6.972 (3.442-14.120) | <0.001 | 0.037 | <0.001 | |
| ypII-III versus yp0-I | 0.817 | 0.282 | 0.282 | ||||||
| Cell differentiation | 6.049 (2.981- | ||||||||
| PD/MUC/SRC versus | 0.003 | 3.311 (2.180-5.027) | <0.001 | 0.003 | 1.665 (1.127-2.459) | 0.010 | 0.455 | 12.273) | |
| WD/MD | |||||||||
| Lymphatic invasion | |||||||||
| Yes versus no | 0.616 | 0.062 | 0.062 | ||||||
| Venous invasion | |||||||||
| Yes versus no | 0.732 | 0.350 | 0.350 | ||||||
| Perineural invasion | |||||||||
| Yes versus no | 0.022 | 2.583 (1.576-4.234) | <0.001 | 0.035 | 2.848 (2.032-3.991) | <0.001 | 0.035 | <0.001 | |
| CRM involvement | |||||||||
| Yes versus no | 0.524 | 0.050 | 2.307 (1.387-3.838) | 0.001 | 0.058 | 2.858 (1.995-4.095) | 0.498 | ||
| Lymph node harvest | 0.297 | 0.025 | 0.900 (0.691-1.173) | 0.437 | 0.025 | ||||
| >12 versus ≤12 | 0.907 (0.684-1.203) | ||||||||
| Postoperative complications | 0.899 | 0.805 | 0.805 | ||||||
| CDC III-IV versus I-II | |||||||||
| Adjuvant treatment | |||||||||
| Yes versus no | 0.160 | 0.346 | 0.346 | ||||||
LRFS local recurrence free survival, CEA carcinoembryonic antigen, CR complete response, PD poorly differentiated, MUC mucinous carcinoma, SRC signet ring cell carcinoma, WD well differentiated, MD moderately differentiated, CRM circumferential resection margin, MIS minimally invasive surgery, SSS sphincter saving surgery, CDC Clavien-Dindo Classification.
Predictor factors of ypCR and yp stage III.
| ypCR | yp stageIII | |||||
|---|---|---|---|---|---|---|
| Univariate | Multivariate | Univariate | Multivariate | |||
| OR (95% CI) | OR (95% CI) | |||||
| Initial CEA (ng/l) | ||||||
| ≥5 versus <5 | 0.306 | 0.046 | 1.809 (1.041-3.144) | 0.035 | ||
| Age (years) | ||||||
| ≥60 versus <60 | 0.238 | 0.894 | ||||
| Gender | ||||||
| Female versus male | 0.594 | 0.260 | ||||
| Mean height from AV (cm) | ||||||
| ≥5 versus <5 | 0.491 | 0.306 | ||||
| Pretreatment tumor size (cm) | ||||||
| <0.001 | 0.228 (0.136-0.383) | <0.001 | <0.001 | 2.010 (1.508-2.679) | <0.001 | |
| ≥4 versus <4 | ||||||
| Clinical T stages | 0.189 | 0.107 | ||||
| 2 versus 1 | 0.559 | 0.306 | ||||
3 versus 1 4 versus 1 | 0.080 | 0.751 | ||||
Clinical N stages Positive versus negative | 0.010 | 0.690 (0.493-0.965) | 0.030 | <0.001 | 2.200 (1.570-3.081) | <0.001 |
| Cell differentiation | <0.01 | 0.027 (0.004-0.196) | <0.001 | <0.001 | 3.461 (2.236-5.355) | <0.001 |
| MD versus WD | 0.004 | 0.128 (0.018-0.939) | 0.043 | <0.001 | 7.538 (3.488-16.295) | |
| PD versus WD | 0.005 | <0.001 | ||||
| SRC versus WD | 0.001 | 0.047 (0.006-0.389) | 0.033 | 0.010 | 6.031 (1.522-23.899) | 0.011 |
| MUC versus WD | 0.001 | 0.064 (0.005-0.796) | <0.001 | 7.538 (3.878-14.653) | <0.011 | |
CR complete response, CEA carcinoembryonic antigen, AV anal verge, WD well differentiated, MD moderately differentiated, PD poorly differentiated, MUC mucinous carcinoma, SRC signet ring cell carcinoma.
Figure 2ROC curve for ypCR and validation model.
Figure 3ROC curve for ypCR and validation model. Well differentiated and moderately differentiaed into groups.
Details of the 8 patients with recurrence after achieving pCR.
| Age | Sex | Clinical staging | Tumor location from AV (cm) | CTx | RTx dose (Gy) | nCRT-surgery interval (wks) | Surgery | No.of harvested LNs | Cell diff | Adjuvant CTx | Location of recurrence | Treatment after recurrence | RFS (mon) | Death | OS (mon) | Current status |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 72 | M | T4N1 | 1 | 5-FU | 45.0 | 6 | APR | 4 | WD | No | Pelvic/lung | CTx | 17.0 | Y | 40.5 | Death |
| 76 | M | T3N2 | 3 | FL | 50.4 | 6 | ISR | 10 | WD | FL | Pelvic | No | 14.4 | N | 69.2 | Alive |
| 51 | M | T3N1 | 3 | 5-FU | 50.4 | 6 | ISR | 6 | MD | 5-FU | Lung | Op, CTx | 36.0 | N | 53.0 | Alive |
| 59 | M | T3N1 | 6 | Xeloda | 50.4 | 7 | LAR | 13 | MD | 5-FU | Bone | RTx | 5.4 | Y | 28.1 | Death |
| 65 | M | T3N1 | 2 | FL | 50.4 | 6 | ISR | 8 | WD | No | Lung | Op, CTx | 11.7 | N | 36.8 | Alive |
| 58 | M | T3N2 | 2 | Xeloda | 50.4 | 8 | ISR | 13 | WD | No | Lung | No | 6.3 | N | 7.7 | Alive |
| 72 | M | T3N2 | 3 | Xeloda | 50.4 | 6 | ISR | 3 | MD | No | Lung | Op | 19.0 | N | 55.9 | Alive |
| 59 | M | T3N2 | 5 | FL | 54.0 | 7 | LAR | 3 | MD | FL | Liver | RFA | 23.1 | N | 26.5 | Alive |
CR complete response, AV anal verge, CTx chemotherapy, Op operation, 5-FU fluorouracil, FL fluorouracil/leucovorin, RTx radiotherapy, nCRT neoadjuvant chemoradiotherapy, APR abdominoperineal resection, ISR intersphincteric resection, LAR low anterior resection, diff differentiation, WD well differentiated, MD moderately differentiated, RFA radiofrequency ablation, RFS recurrence free survival, OS overall survival.