Literature DB >> 35504888

Clinical prediction model of pathological response following neoadjuvant chemoradiotherapy for rectal cancer.

Jung Kyong Shin1, Jung Wook Huh2, Woo Yong Lee1, Seong Hyeon Yun1, Hee Cheol Kim1, Yong Beom Cho1, Yoon Ah Park1.   

Abstract

Patients with pathologic complete response (pCR) achievement can consider local excision or "watch and wait" strategy instead of a radical surgery. This study analyzed the predictive factors of pCR in rectal cancer patients who underwent radical operation after neoadjuvant chemoradiotherapy (nCRT). This study also analyzed the recurrence patterns in patients who achieved pCR and the oncologic outcomes and prognostic factors by ypStage. Between 2000 and 2013, 1,089 consecutive rectal cancer patients who underwent radical resection after nCRT were analyzed. These patients were classified into two groups according to pCR. The clinicopathologic and oncologic outcomes were analyzed and compared between the two groups. Multivariate analysis was conducted on factors related to pCR. The proportion of patients achieving pCR was 18.2% (n = 198). The pCR group demonstrated earlier clinical T and N stages, smaller tumor size, better differentiation, and a lower percentage of circumferential resection margin (CRM) involvement than did the non-pCR group. The prognostic factors associated with poorer disease-free survival were high preoperative carcinoembryonic antigen levels, non-pCR, poor histology, lymphatic/perineural invasion, and involvement of CRM. Multivariate analysis revealed that clinical node negativity, tumor size < 4 cm, and well differentiation were significant independent clinical predictors for achieving pCR. Patients with pCR displayed better long-term outcomes than those with non-pCR. The pCR-prediction model, based on predictive factors, is potentially useful for prognosis and for prescribing a treatment strategy in patients with advanced rectal cancer who need nCRT.
© 2022. The Author(s).

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Year:  2022        PMID: 35504888      PMCID: PMC9065005          DOI: 10.1038/s41598-022-10974-7

Source DB:  PubMed          Journal:  Sci Rep        ISSN: 2045-2322            Impact factor:   4.379


Introduction

According to the National Comprehensive Cancer Network guidelines, patients with advanced rectal cancer are initially treated with neoadjuvant chemoradiotherapy (nCRT)[1]. The purpose of nCRT in rectal cancer patients is to increase the rate of radical resection and sphincter-saving and decrease the rate of local recurrence[2]. The incidence of a pathologic complete response (pCR) ranges from 10 to 30% and has been associated with favorable oncological outcomes[3-7]. Total mesorectal excision (TME) is considered the standard method of rectal cancer surgery. It may lead to urinary and sexual dysfunction and the possibility of stoma formation[8,9]. Recently, studies have reported on patients who achieved clinical complete response (cCR) after nCRT using the “watch-and-wait” approach instead of destructive surgery[3,10,11]. Therefore, it is imperative to determine the predictive factors for pCR in order to select patients eligible for the “watch-and-wait” approach. It is also necessary to determine whether the oncologic outcomes of patients with pCR are actually better than those of those with non-pCR. Several studies have reported on predictive factors for pCR and the oncological outcomes of patients who achieved pCR[12]. However, few studies predict pCR based on clinical factors. The purpose of this study was to analyze the predictive clinical factors of pCR in patients with rectal cancer who had undergone radical surgery after nCRT. This study also analyzed the recurrence patterns in patients who had achieved pCR as well as the oncologic outcomes and prognostic factors by ypStage.

Results

Clinicopathologic characteristics of the patients according to the pCR

Among the 1,089 patients in this study, the proportion of pCR patients was 18.2% (n = 198). The clinicopathological features of all patients are shown in Table 1. There were no significant differences in age, sex, preoperative carcinoembryonic antigen (CEA) level, TME grade, and vascular invasion between the pCR and non-pCR groups. However, there were statistically significant differences in histology (P < 0.001), clinical T stage (P = 0.007), and N stage (P = 0.030). There was no difference between the two groups in preoperative treatment-related factors. Similar results were shown between the two groups at the interval between nCRT and surgery (P = 0.710), neoadjuvant chemotherapy regimen (P = 0.683), and neoadjvuant radiotherapy dose (P = 0.774).
Table 1

Clinicopathologic characteristics of the patients.

ypCR(n = 198)Non-ypCR(n = 891 )P
Age ( years, median±SD)55±1156±110.264
BMI (kg/m2)24.7±3.023.8±3.0<0.001
Gender, n(%)0.748
Male133 (67.2)609 (68.4)
Female 65 (32.8)282 (31.6)
CEA (ng/mL)0.151
<5192 (97.0)842 (94.5)
≥56 (3.0)49 (5.5)
Mean height from AV (cm)4.4±1.94.3±2.30.187
Clinical T stage, n(%)0.007
cT12 (1.0)3(0.3)
cT224 (12.1)104 (11.7)
cT3158 (79.8)640 (71.8)
cT414 (7.1)144 (16.2)
Clinical N stage, n(%)0.030
cN negative 63 (31.8)217 (24.4)
cN positive 135 (68.2)674 (75.6)
Neoadjuvant chemotherapy regimen0.683
Xeloda95 (48.0)389 (43.7)
5-FU66 (33.3)321 (36.0)
FL32 (16.2)162 (18.2)
Others 5 (2.5)19 (2.1)
Neoadjuvant radiotherapy dose0.774
5040Gy172 (86.9)790 (88.7)
5400Gy6 (3.0)24 (2.7)

Others

nCRT-operative inveraval (days)

20 (10.1)

54±7

77 (8.6)

54±11

0.710
Postoperative chemotherapy, n(%)175 (88.4)836 (93.8)0.007
Pretreatment Cell differentiation, n(%)<0.001
Well differentiated90 (45.4)132 (14.8)
Moderately differentiated95 (48.0)671 (75.3)
Poorly differentiated10 (5.1)26 (2.9)
Signet ring cell carcinoma2 (1.0)7 (0.8)
Mucinous carcinoma 1 (0.5)55 (6.2)
Pathologic T stage, n(%)<0.001
ypT0 198 (100.0)15 (1.7)
ypT10 (0.0)49 (5.5)
ypT20 (0.0)312 (35.0)
ypT30 (0.0)492 (55.2)
ypT40 (0.0)23 (2.6)
Pathologic N stage, n(%)<0.001
ypN0198 (100.0)574 (64.4)
ypN10 (0.0)237 (26.6)
ypN2 0 (0.0)80 (9.0)
Tumor regression grade, n(%)<0.001
No 0 (0.0)8 (0.9)
Minimal0 (0.0)276 (31.0)
Moderate0 (0.0)600 (67.3)
Near complete0 (0.0)7 (0.8)
Complete198 (100.0)0 (0.0)
Lymph node harvest, n(%)0.006
>12135 (68.2)513 (57.6)
≤1263 (31.8)378 (42.4)
Mean tumor size (cm)2.0±1.02.7±1.5<0.001
CRM involvement, n(%)0 (0.0)43 (4.8)<0.001
Distal resection involvement, n(%)0 (0.0)2 (0.2)0.669
TME grade, n(%) 0.453
Complete 197 (99.5)889 (99.8)
Incomplete 1 (0.5)2 (0.2)
Lymphatic invasion, n(%)0 (0.0)128 (14.4)<0.001
Perineural invasion, n(%)0 (0.0)107 (12.0)<0.001
Vascular invasion, n(%)0 (0.0)83 (9.3)<0.001

BMI body mass index, CEA carcinoembryonic antigen, AV anal verge, 5-FU fluorouracil, FL fluorouracil/leucovorin, nCRT neoadjuvant chemoradiotherapy, CRM circumferential resection margin, TME total mesorectal excision.

Clinicopathologic characteristics of the patients. Others nCRT-operative inveraval (days) 20 (10.1) 54±7 77 (8.6) 54±11 BMI body mass index, CEA carcinoembryonic antigen, AV anal verge, 5-FU fluorouracil, FL fluorouracil/leucovorin, nCRT neoadjuvant chemoradiotherapy, CRM circumferential resection margin, TME total mesorectal excision. In terms of perioperative outcomes, as shown in Table 2, there were no significant differences between the two groups.
Table 2

Perioperative results of the patients according to the pCR.

ypCR(n = 198)Non-ypCR(n = 891)P
Surgical approach 0.830
Open 134 (67.7)610 (68.5)
MIS 64 (32.3)281 (31.5)
Name of operation 0.055
LAR175 (88.4)721 (80.9)
ISR7 (3.5)65 (7.3)
APR14 (7.1)78 (8.8)
Hartmann operation 2 (1.0)27 (3.0)
Mean operation time (min)178±60183±700.359
Diverting stoma, n(%) 91 (46.0)410 (46.0)1.000
Open conversion, n(%) 2 (1.6)10 (1.6)1.000
Intraoperative transfusion, n(%) 0.019
(+)1 (0.5)33 (3.7)
(-)197 (99.5)858 (96.3)
Length of stay (days)11±812±80.699
Postoperative complications, n(%)55 (27.8)259 (29.1)0.848
Surgical complications51 (92.7)237 (91.5)
Non-surgical complications2 (3.6)8 (3.1)
Both 2 (3.6)14 (5.4)
Surgical complications
Anastomotic leakage11 (5.6)58 (6.5)0.618
Rectovaginal fistula 3 (1.5)10 (1.1)0.715
Postoperative ileus 15 (7.6)83 (9.3)0.439
Urinary retention 10 (5.1)61 (6.8)0.427
Superficial surgical site infection 13 (6.6)51 (5.7)0.649
Intraabdominal bleeding 3 (1.5)12 (1.3)0.743
Intraluminal bleeding1 (0.5)10 (1.1)0.700
Clavien-Dindo classification 1.000
I-II41 (74.5)193 (74.5)
III-IV14 (25.5)66 (25.5)
Postoperative mortality (<30days), n(%)0 (0.0)3 (0.3)0.547

CR complete response, MIS minimally invasive surgery, LAR low anterior resection, ISR intersphincteric resection, APR abdominoperineal resection.

Perioperative results of the patients according to the pCR. CR complete response, MIS minimally invasive surgery, LAR low anterior resection, ISR intersphincteric resection, APR abdominoperineal resection. As can be seen from Table 2, there was also no significant difference in surgical procedures, such as open or minimally invasive surgery, operation time, and rate of diverting stoma between the two groups.

Survival according to response to neoadjuvant treatment and pCR

Figure 1 shows the survival rates according to the ypStage. The 5-yr overall survival (OS), 5-yr disease-free survival (DFS), and 5-yr local recurrence-free survival (LRFS) showed statistically significant differences by ypStage. To identify the impact of pCR on oncologic outcomes, we analyzed 5-yr OS, 5-yr DFS, 5-yr LRFS, and 5-yr distant recurrence-free survival (DRFS) rates according to ypStage. In the pCR group, 5-yr OS was 98.1%, 5-yr DFS was 95.5%, 5-yr LRFS was 98.2%, and 5-yr DRFS was 95.4%, which were the highest statistically significant values compared to those of other ypStages.
Figure 1

Survival according to response to neoadjuvant treatment. (A) 5-yr overall survival (B) 5-yr disease free survival (C) 5-yr local recurrence free survival (D) 5-yr distant recurrence free survival.

Survival according to response to neoadjuvant treatment. (A) 5-yr overall survival (B) 5-yr disease free survival (C) 5-yr local recurrence free survival (D) 5-yr distant recurrence free survival.

Prognostic factors of OS and DFS

Univariate and multivariate analyses were performed to evaluate the value of pCR as an independent prognostic factor with respect to 5-yr OS and 5-yr DFS. From univariate analysis (Table 3), factors associated with poor overall survival included age ≥ 65 years, high preoperative CEA level, clinical node positivity, non-pCR, ypII–III, poor histology, and perineural invasion. In multivariate analysis, high preoperative CEA level, clinical node positivity, non-pCR, ypII–III, poor histology, and perineural invasion were associated with poor overall survival.
Table 3

Prognostic factors of OS, DFS, and LRFS.

FactorsOverall survivalDisease free survivalLocal recurrence free survival
Univariate MultivariateUnivariate MultivariateUnivariateMultivariate
PHR (95% CI)PPHR (95% CI)PPHR (95% CI)P
Preoperative CEA (mg/ml)
≥5 versus <50.0362.727 (1.630-4.563)<0.0010.0223.269 (1.078-9.920)0.0360.0221.071 (0.582-1.969)0.825
Age (years)
≥60 versus <600.0351.585 (1.112-2.258)0.0110.2720.2720.334
Surgical approach 1.150 (0.866-1.527)
Open versus MIS 0.1500.8820.882
Type of operation
SSS versus Non-SSS0.5630.2940.294
Gender
Female versus male0.2120.6420.642
Clinical T stages
2 versus 10.9370.9540.954
3 versus 10.9460.9490.949
4 versus 10.9280.9460.946
Clinical N stages
Positive versus negative 0.1410.7030.703
Pathologic CR
No versus yes0.0469.973 (3.171-31.366)<0.0010.0376.972 (3.442-14.120)<0.0010.037<0.001
ypII-III versus yp0-I0.8170.2820.282
Cell differentiation6.049 (2.981-
PD/MUC/SRC versus0.0033.311 (2.180-5.027)<0.0010.0031.665 (1.127-2.459)0.0100.45512.273)
WD/MD
Lymphatic invasion
Yes versus no0.6160.0620.062
Venous invasion
Yes versus no 0.7320.3500.350
Perineural invasion
Yes versus no 0.0222.583 (1.576-4.234)<0.0010.0352.848 (2.032-3.991)<0.0010.035<0.001
CRM involvement
Yes versus no0.5240.0502.307 (1.387-3.838)0.0010.0582.858 (1.995-4.095)0.498
Lymph node harvest 0.2970.0250.900 (0.691-1.173)0.4370.025
>12 versus ≤120.907 (0.684-1.203)
Postoperative complications0.8990.8050.805
CDC III-IV versus I-II
Adjuvant treatment
Yes versus no 0.1600.3460.346

LRFS local recurrence free survival, CEA carcinoembryonic antigen, CR complete response, PD poorly differentiated, MUC mucinous carcinoma, SRC signet ring cell carcinoma, WD well differentiated, MD moderately differentiated, CRM circumferential resection margin, MIS minimally invasive surgery, SSS sphincter saving surgery, CDC Clavien-Dindo Classification.

Prognostic factors of OS, DFS, and LRFS. LRFS local recurrence free survival, CEA carcinoembryonic antigen, CR complete response, PD poorly differentiated, MUC mucinous carcinoma, SRC signet ring cell carcinoma, WD well differentiated, MD moderately differentiated, CRM circumferential resection margin, MIS minimally invasive surgery, SSS sphincter saving surgery, CDC Clavien-Dindo Classification. The results were similar with respect to DFS. In multivariate analysis, high preoperative CEA level, non-pCR, poor histology, lymphatic invasion, perineural invasion, and CRM involvement were associated with poor DFS (Table 3).

Predictive factors of pCR and ypIII

Several pretreatment clinical factors were analyzed to identify the predictive factors of pCR (Table 4). Factors that were significantly associated with the achievement of a pCR were smaller tumor size (< 4 cm), clinical node negativity, and well-differentiated adenocarcinoma.
Table 4

Predictor factors of ypCR and yp stage III.

ypCRyp stageIII
Univariate Multivariate Univariate Multivariate
pOR (95% CI)ppOR (95% CI)p
Initial CEA (ng/l)
≥5 versus <50.3060.0461.809 (1.041-3.144)0.035
Age (years)
≥60 versus <600.2380.894
Gender
Female versus male0.5940.260
Mean height from AV (cm)
≥5 versus <50.4910.306
Pretreatment tumor size (cm)
<0.0010.228 (0.136-0.383)<0.001<0.0012.010 (1.508-2.679)<0.001
≥4 versus <4
Clinical T stages 0.1890.107
2 versus 10.5590.306

3 versus 1

4 versus 1

0.0800.751

Clinical N stages

Positive versus negative

0.0100.690 (0.493-0.965)0.030<0.0012.200 (1.570-3.081)<0.001
Cell differentiation <0.010.027 (0.004-0.196)<0.001<0.0013.461 (2.236-5.355)<0.001
MD versus WD0.0040.128 (0.018-0.939)0.043<0.0017.538 (3.488-16.295)
PD versus WD0.005<0.001
SRC versus WD0.0010.047 (0.006-0.389)0.0330.0106.031 (1.522-23.899)0.011
MUC versus WD0.0010.064 (0.005-0.796)<0.0017.538 (3.878-14.653)<0.011

CR complete response, CEA carcinoembryonic antigen, AV anal verge, WD well differentiated, MD moderately differentiated, PD poorly differentiated, MUC mucinous carcinoma, SRC signet ring cell carcinoma.

Predictor factors of ypCR and yp stage III. 3 versus 1 4 versus 1 Clinical N stages Positive versus negative CR complete response, CEA carcinoembryonic antigen, AV anal verge, WD well differentiated, MD moderately differentiated, PD poorly differentiated, MUC mucinous carcinoma, SRC signet ring cell carcinoma. Univariate and multivariate analyses were also performed to evaluate the risk factors associated with ypIII. On univariate analysis (Table 4), factors associated with ypIII included high preoperative CEA level, tumor size > 4 cm, clinical node positivity, and poor histology. Figure 2 shows the ROC curve based on factors such as age (60 years), sex, preoperative CEA level, clinical T and N stage, tumor location (AV 5 cm), tumor size (4 cm), and cell differentiation as well as the graph for application to the validation model (Fig. 2). We also grouped well differentiated and moderately differentiated together to analyze the prediction model and apply it to the validation model. The AUC value decreased slightly, but similar results were shown (Fig. 3).
Figure 2

ROC curve for ypCR and validation model.

Figure 3

ROC curve for ypCR and validation model. Well differentiated and moderately differentiaed into groups.

ROC curve for ypCR and validation model. ROC curve for ypCR and validation model. Well differentiated and moderately differentiaed into groups.

Patterns of recurrence in pCR

Eight (4.0%) out of 198 patients with pCR had recurrence. Local recurrence, on the lateral pelvic side wall, occurred in 1 patient; distant metastasis occurred in 6 patients (5 lung metastases, 1 liver metastasis, and 1 bone metastasis); and concurrent local recurrence and distant metastasis in 1 patient. The characteristics of these 8 patients are summarized in Table 5.
Table 5

Details of the 8 patients with recurrence after achieving pCR.

AgeSexClinical stagingTumor location from AV (cm)CTxRTx dose (Gy)nCRT-surgery interval (wks)SurgeryNo.of harvested LNsCell diffAdjuvant CTxLocation of recurrenceTreatment after recurrenceRFS (mon)DeathOS (mon)Current status
72MT4N115-FU45.06APR4WDNoPelvic/lungCTx17.0Y40.5Death
76MT3N23FL50.46ISR10WDFLPelvicNo14.4N69.2Alive
51MT3N135-FU50.46ISR6MD5-FULungOp, CTx36.0N53.0Alive
59MT3N16Xeloda50.47LAR13MD5-FUBoneRTx5.4Y28.1Death
65MT3N12FL50.46ISR8WDNoLungOp, CTx11.7N36.8Alive
58MT3N22Xeloda50.48ISR13WDNoLungNo6.3N7.7Alive
72MT3N23Xeloda50.46ISR3MDNoLungOp19.0N55.9Alive
59MT3N25FL54.07LAR3MDFLLiverRFA23.1N26.5Alive

CR complete response, AV anal verge, CTx chemotherapy, Op operation, 5-FU fluorouracil, FL fluorouracil/leucovorin, RTx radiotherapy, nCRT neoadjuvant chemoradiotherapy, APR abdominoperineal resection, ISR intersphincteric resection, LAR low anterior resection, diff differentiation, WD well differentiated, MD moderately differentiated, RFA radiofrequency ablation, RFS recurrence free survival, OS overall survival.

Details of the 8 patients with recurrence after achieving pCR. CR complete response, AV anal verge, CTx chemotherapy, Op operation, 5-FU fluorouracil, FL fluorouracil/leucovorin, RTx radiotherapy, nCRT neoadjuvant chemoradiotherapy, APR abdominoperineal resection, ISR intersphincteric resection, LAR low anterior resection, diff differentiation, WD well differentiated, MD moderately differentiated, RFA radiofrequency ablation, RFS recurrence free survival, OS overall survival.

Discussion

In other studies, the rates of pCR after nCRT for rectal cancer are various from 10 to 30%[4,13,14]. In this study, the rate of non-metastatic rectal cancer patients who achieved pCR between 2000 and 2013 was 18.2%. We have identified several pretreatment clinical factors, such as tumor size ˂ 4 cm, clinical node negativity, and well-differentiated adenocarcinoma that can predict pCR. Several studies have reported various useful predictive factors for pCR, such as cell differentiation, tumor size, preoperative CEA level, and clinical T and N stages[14-18]. Understanding these factors can lead to the establishment of a treatment strategy for rectal cancer. Patients with high pCR achievement can consider local excision or the “watch and wait” strategy instead of a radical surgery. In contrast, more aggressive neoadjuvant treatment may be considered for patients with lower pCR prediction[3,10,11,19,20]. In this study, univariate analysis revealed that clinical N-positive stage, tumor size ˃ 4 cm, and poorly differentiated tumors were significantly associated with lower odds of pCR and higher odds of ypIII. These results potentially assist in predicting response to nCRT and, on this premise, allow a more accurate prediction of patients likely to achieve pCR. Currently, “watch and wait” is not a routine procedure in our hospital. We have reserved “watch and wait” for patients with comorbidities or those with cCR, after sufficient explanation and informed consent, including the possibility of recurrence and frequent follow-up. The present study also demonstrated better oncologic outcomes in patients who achieved pCR than in those who did not. This result corroborates those of previous studies, which reported that patients who achieved pCR showed better oncologic outcomes[3,4]. The finding that the prognosis of a patient with pCR is better than that of one without pCR suggests that it is important to achieve pCR. In patients who have predictive factors for poor response to nCRT, such as large tumor size, advanced clinical node stage, and aggressive histology, aggressive neoadjuvant treatment may be a preferred option, such as increased radiation dose or boosts or additional chemotherapy. Although several patients achieved pCR after nCRT and radical surgery, some of them were at risk of recurrence, and, overall, recurrence occurred in 8 patients (4.0%) with pCR after TME in this analysis. One patient developed local recurrence, while distant metastases occurred in 6 patients, and one patient had both local and distant recurrence. The individual data of these 8 recurrent patients did not help in explaining these local and distant recurrences. It was difficult to analyze statistically significant prognostic factors because there were fewer cases of recurrence. However, we observed that distant metastases were the major recurrence pattern in patients who had achieved pCR after nCRT, which concurs with the findings of other studies[6,21,22]. The patients with recurrence had the following features: clinical T3–4 tumors and node positivity, tumor location from the anal verge lower than 5 cm, and history of intersphincteric resection. Four of the patients with recurrent metastases received adjuvant chemotherapy, and the other four did not. The role of adjuvant chemotherapy in patients with pCR following nCRT and radical resection is still not entirely clear. However, we consider administration of adjuvant chemotherapy for patients with these factors, even for those who have achieved pCR following nCRT and radical resection. The limitations of this study include its retrospective and single-center design. Despite these limitations, to the best of our knowledge, this is the first study to propose predictive factors for pCR and predictive models based on ypCR. Furthermore, this study analyzed the oncologic outcomes of pCR, which could offer a treatment strategy for rectal cancer. Less invasive methods, such as “watch and wait,” may be considered for those who are predicted to achieve pCR, whereas more aggressive neoadjuvant treatment, including increased radiation dose or induction/consolidation chemotherapy, could be considered for patients at high risk of ypIII. In conclusion, the factors significantly associated with the achievement of a pCR were smaller tumor size (< 4 cm), clinical node-negativity, and well-differentiated adenocarcinoma. Patients with pCR displayed better long-term outcomes than those with non-pCR. The pCR-prediction model, based on predictive factors, is potentially useful for prognosis and for prescribing a treatment strategy in patients with advanced rectal cancer who need nCRT.

Patients and methods

Between January 2000 and December 2013, a total of 1,089 patients with primary rectal cancer received nCRT followed by radical resection at a single institution. Patients who had undergone radical resection were included if they had biopsy-proven adenocarcinoma of the rectum ≤ 10 cm from the anal verge. Patients were excluded if they had recurrent or metastatic cancer, previous chemotherapy or pelvic radiotherapy, hereditary rectal cancer, or local excision. All methods were performed in accordance with the relevant guidelines and regulations. This study was approved by the Institutional Review Board (IRB) of Samsung Medical Center, Sungkyunkwan University School of Medicine (IRB No. SMC 2019-10-134-001). Since it was a retrospective study through medical charts, the need for written informed consent was waived by the IRB of Samsung Medical Center, Sungkyunkwan University School of Medicine. All patients underwent preoperative staging with rectal magnetic resonance imaging and computed tomography scans of the abdominopelvic and thoracic cavities. Tumor size and lymph node metastasis were measured through rectum or pelvic MRI performed at the time of diagnosis. The size of tumor was measured by longitudinal tumor size on MRI. Lymph node metastasis was determined based on size, irregular margin, and heterogenic signal intensity. The above results were officially reported by a radiologist specializing in colorectal cancer. Patients with clinical T3 and higher or with clinical nodal involvement received nCRT. The chemoradiation regimen consisted of long-course radiation with 4500–5400 cGy over 5–6 weeks with synchronous intravenous 5-fluorouracil, Xeloda, or FL (FL fluorouracil/leucovorin) chemotherapy. Surgery was performed–6–8 weeks after completion of chemoradiation. Postoperative chemotherapy after radical resection was recommended for all patients. The macroscopic quality of TME specimens was assessed by a single pathologist specializing in colorectal disease immediate after surgery according to the grading system used by the American College of Surgeons Oncology Group Z6051[23]. There are three pathologists specializing in colorectal cancer who analyze specimens with microscope and report the final pathological staging. A positive circumferential resection margin (CRM) was defined as a distance ≤ 1 mm between the deepest tumor invasion and the mesorectal fascia[24]. The stage was determined according to the eighth edition of the American Joint Committee on Cancer staging manual[25]. A pCR was defined as the absence of viable cancer cells observed in the specimen after radical resection. We used the Dworak system to determine the degree of tumor regression, which ranges from GR 0 (abscess of regression) to GR 4 (complete regression)[26].

Statistical analysis

We used SPSS for Windows version 25.0 (SPSS, Chicago, IL, USA) for analysis. The chi-square test, Mann–Whitney U test, or Fisher’s exact test were used to analyze the differences between the two groups. The Kaplan–Meier method was used for survival rate analysis. Multivariate analyses were performed using the Cox proportional hazard model. Clinical factors were then subjected to stepwise multivariate logistic regression analysis. A P value less than 0.05 was considered to indicate statistical significance.
  26 in total

1.  Critical appraisal of the 'wait and see' approach in rectal cancer for clinical complete responders after chemoradiation (Br J Surg 2012; 99: 897-909).

Authors:  G L Beets
Journal:  Br J Surg       Date:  2012-07       Impact factor: 6.939

2.  Wait-and-see policy for clinical complete responders after chemoradiation for rectal cancer.

Authors:  Monique Maas; Regina G H Beets-Tan; Doenja M J Lambregts; Guido Lammering; Patty J Nelemans; Sanne M E Engelen; Ronald M van Dam; Rob L H Jansen; Meindert Sosef; Jeroen W A Leijtens; Karel W E Hulsewé; Jeroen Buijsen; Geerard L Beets
Journal:  J Clin Oncol       Date:  2011-11-07       Impact factor: 44.544

3.  Prognostic value of pathologic complete response after neoadjuvant therapy in locally advanced rectal cancer: long-term analysis of 566 ypCR patients.

Authors:  Carlo Capirci; Vincenzo Valentini; Luca Cionini; Antonino De Paoli; Claus Rodel; Robert Glynne-Jones; Claudio Coco; Mario Romano; Giovanna Mantello; Silvia Palazzi; Falchetti Osti Mattia; Maria Luisa Friso; Domenico Genovesi; Cristiana Vidali; Maria Antonietta Gambacorta; Alberto Buffoli; Marco Lupattelli; Maria Silvia Favretto; Giuseppe La Torre
Journal:  Int J Radiat Oncol Biol Phys       Date:  2008-04-11       Impact factor: 7.038

4.  Clinical prediction of pathological complete response after preoperative chemoradiotherapy for rectal cancer.

Authors:  Jung Wook Huh; Hyeong Rok Kim; Young Jin Kim
Journal:  Dis Colon Rectum       Date:  2013-06       Impact factor: 4.585

5.  Macroscopic evaluation of rectal cancer resection specimen: clinical significance of the pathologist in quality control.

Authors:  Iris D Nagtegaal; Cornelis J H van de Velde; Erik van der Worp; Ellen Kapiteijn; Phil Quirke; J Han J M van Krieken
Journal:  J Clin Oncol       Date:  2002-04-01       Impact factor: 44.544

6.  Prognostic significance of tumor regression after preoperative chemoradiotherapy for rectal cancer.

Authors:  Claus Rödel; Peter Martus; Thomas Papadoupolos; Laszlo Füzesi; Martin Klimpfinger; Rainer Fietkau; Torsten Liersch; Werner Hohenberger; Rudolf Raab; Rolf Sauer; Christian Wittekind
Journal:  J Clin Oncol       Date:  2005-10-24       Impact factor: 44.544

7.  Neoadjuvant treatment response as an early response indicator for patients with rectal cancer.

Authors:  In Ja Park; Y Nancy You; Atin Agarwal; John M Skibber; Miguel A Rodriguez-Bigas; Cathy Eng; Barry W Feig; Prajnan Das; Sunil Krishnan; Christopher H Crane; Chung-Yuan Hu; George J Chang
Journal:  J Clin Oncol       Date:  2012-04-09       Impact factor: 44.544

8.  Clinical significance of acellular mucin in rectal adenocarcinoma patients with a pathologic complete response to preoperative chemoradiation.

Authors:  Kerrington D Smith; Dongfeng Tan; Prajnan Das; George J Chang; Kiran Kattepogu; Barry W Feig; John M Skibber; Miguel A Rodriguez-Bigas
Journal:  Ann Surg       Date:  2010-02       Impact factor: 12.969

9.  Rectal Cancer, Version 2.2018, NCCN Clinical Practice Guidelines in Oncology.

Authors:  Al B Benson; Alan P Venook; Mahmoud M Al-Hawary; Lynette Cederquist; Yi-Jen Chen; Kristen K Ciombor; Stacey Cohen; Harry S Cooper; Dustin Deming; Paul F Engstrom; Jean L Grem; Axel Grothey; Howard S Hochster; Sarah Hoffe; Steven Hunt; Ahmed Kamel; Natalie Kirilcuk; Smitha Krishnamurthi; Wells A Messersmith; Jeffrey Meyerhardt; Mary F Mulcahy; James D Murphy; Steven Nurkin; Leonard Saltz; Sunil Sharma; David Shibata; John M Skibber; Constantinos T Sofocleous; Elena M Stoffel; Eden Stotsky-Himelfarb; Christopher G Willett; Evan Wuthrick; Kristina M Gregory; Lisa Gurski; Deborah A Freedman-Cass
Journal:  J Natl Compr Canc Netw       Date:  2018-07       Impact factor: 11.908

10.  Patterns of recurrence in patients achieving pathologic complete response after neoadjuvant chemoradiotherapy for rectal cancer.

Authors:  Wen-Hua Fan; Jian Xiao; Xin An; Wu Jiang; Li-Ren Li; Yuan-Hong Gao; Gong Chen; Ling-Heng Kong; Jun-Zhong Lin; Jian-Ping Wang; Zhi-Zhong Pan; Pei-Rong Ding
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1.  Predictors of pathologic complete response in patients with residual flat mucosal lesions after neoadjuvant chemoradiotherapy for locally advanced rectal cancer.

Authors:  Changlong Li; Zhen Guan; Yi Zhao; Tingting Sun; Zhongwu Li; Weihu Wang; Zhexuan Li; Lin Wang; Aiwen Wu
Journal:  Chin J Cancer Res       Date:  2022-08-30       Impact factor: 4.026

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