Mertcan Han1, Onuralp Karatum1, Sedat Nizamoglu1,2. 1. Department of Electrical and Electronics Engineering, Koç University, Istanbul 34450, Turkey. 2. Graduate School of Biomedical Science and Engineering, Koç University, Istanbul 34450, Turkey.
Abstract
Optoelectronic modulation of neural activity is an emerging field for the investigation of neural circuits and the development of neural therapeutics. Among a wide variety of nanomaterials, colloidal quantum dots provide unique optoelectronic features for neural interfaces such as sensitive tuning of electron and hole energy levels via the quantum confinement effect, controlling the carrier localization via band alignment, and engineering the surface by shell growth and ligand engineering. Even though colloidal quantum dots have been frontier nanomaterials for solar energy harvesting and lighting, their application to optoelectronic neural interfaces has remained below their significant potential. However, this potential has recently gained attention with the rise of bioelectronic medicine. In this review, we unravel the fundamentals of quantum-dot-based optoelectronic biointerfaces and discuss their neuromodulation mechanisms starting from the quantum dot level up to electrode-electrolyte interactions and stimulation of neurons with their physiological pathways. We conclude the review by proposing new strategies and possible perspectives toward nanodevices for the optoelectronic stimulation of neural tissue by utilizing the exceptional nanoscale properties of colloidal quantum dots.
Optoelectronic modulation of neural activity is an emerging field for the investigation of neural circuits and the development of neural therapeutics. Among a wide variety of nanomaterials, colloidal quantum dots provide unique optoelectronic features for neural interfaces such as sensitive tuning of electron and hole energy levels via the quantum confinement effect, controlling the carrier localization via band alignment, and engineering the surface by shell growth and ligand engineering. Even though colloidal quantum dots have been frontier nanomaterials for solar energy harvesting and lighting, their application to optoelectronic neural interfaces has remained below their significant potential. However, this potential has recently gained attention with the rise of bioelectronic medicine. In this review, we unravel the fundamentals of quantum-dot-based optoelectronic biointerfaces and discuss their neuromodulation mechanisms starting from the quantum dot level up to electrode-electrolyte interactions and stimulation of neurons with their physiological pathways. We conclude the review by proposing new strategies and possible perspectives toward nanodevices for the optoelectronic stimulation of neural tissue by utilizing the exceptional nanoscale properties of colloidal quantum dots.
Neural interfaces offer
modulation of cellular signals to understand
complex neural circuits and treat various disorders including cardiac
problems,[1] paralysis,[2] epilepsy,[3] Parkinson’s
disease,[4] and other neurological disorders.[5−7] The advent of nanotechnology enabled ultrasmall building blocks
for neural interfaces with advanced functions that can simultaneously
enable efficient, injectable, biocompatible, capacitive, soft and
flexible neural interfaces, which can overcome the limitations of
their bulky counterparts. Among a wide variety of nanomaterials, colloidal
quantum dots (QDs) have exceptional properties such as comparable
size with the cell membrane (i.e., 8–10 nm),[8] ultrasensitive tunability of electronic energy levels via
the quantum confinement effect (i.e., size effect), and near-unity
quantum efficiency.[9,10] Because of these favorable optoelectronic
properties, QDs have been widely used in a wide range of optoelectronic
devices such as light-emitting diodes (LEDs),[11] photodiodes,[12,13] solar cells,[14,15] and phototransistors.[16] More interestingly,
they can be conjugated with a wide variety of biomolecules targeting
membrane proteins/receptors with QD–antibody or QD–ligand
conjugates for biolabeling,[17,18] bioimaging,[19−21] targeted drug delivery or cancer treatment,[21] biosensing,[22,23] and neural stimulation (Figure ). Therefore, colloidal
quantum dots hold high promise for future bioelectronic medicine for
neurological diseases.
Figure 1
Applications of semiconductor quantum dots for neurotechnology
(top). Schematics for the three main configurations that can lead
to neural stimulation using quantum dots (bottom). The free-standing
configuration represents the interaction between the targeted cells
and the QDs in the extracellular medium without any physical, chemical,
or biological attachment to the cell membrane. The second configuration
(bottom middle) exhibits the interaction between the targeted cells
and the QDs, which may bind to the cell membrane through QD–antibody
conjugates or via conjugation with target specific ligands, such as
peptides and proteins. The third configuration (bottom right) utilizes
QDs in thin-film or blend form. Neuron–QD interaction depends
on the chemical, physical, or ionic stimuli generated by QDs.
Applications of semiconductor quantum dots for neurotechnology
(top). Schematics for the three main configurations that can lead
to neural stimulation using quantum dots (bottom). The free-standing
configuration represents the interaction between the targeted cells
and the QDs in the extracellular medium without any physical, chemical,
or biological attachment to the cell membrane. The second configuration
(bottom middle) exhibits the interaction between the targeted cells
and the QDs, which may bind to the cell membrane through QD–antibody
conjugates or via conjugation with target specific ligands, such as
peptides and proteins. The third configuration (bottom right) utilizes
QDs in thin-film or blend form. Neuron–QD interaction depends
on the chemical, physical, or ionic stimuli generated by QDs.Toward the cellular stimulation goal, QDs operate
with the fundamental
mechanism of transduction of light to controlled ionic currents for
optical control of neurons. Optogenetics, the frontier method for
light-triggered control of neural circuits, induces nanoscale photosensitive
ion channels in the membrane by permanent genetic modification of
the natural structure of the membrane by using a viral vector. However,
gene delivery and manipulation methods require a high level of refinement
to adapt them for gene-specific conditions[24] and there are also ethical concerns on the safety of gene therapy
for clinical practice.[25] As a nongenetic
approach, today silicon[26,27] and semiconductor polymers[28] offer effective optoelectronic material options
to control light-triggered modulation of neurons in vitro and in vivo,[29] which showed promise in cellular stimulation
and recovery of vision against blindness at the clinical level.[30] However, the low absorption coefficient of silicon
(383 cm–1 at 880 nm)[31] necessitates the formation of substrates for neural interfaces that
are tens of micrometers thick, resulting in rigid devices with high
Young’s modulus values in the megapascal and gigapascal range.
The mechanical mismatch between the biological tissue and rigid biointerfaces
may lead to scar tissue formation as well as the foreign body response,
which reduces device performance and functional lifetime for these
devices.[32] On the other hand, quantum dots,
which have absorption coefficients that are orders of magnitude higher
than that of silicon, can enable ultrathin and flexible devices on
silk, poly(ethylene terephthalate) (PET), polydimethylsiloxane (PDMS),
and parylene and can be potentially integrated with low Young’s
modulus conductive materials such as poly(3,4-ethylenedioxythiophene)
polystyrenesulfonate PEDOT:PSS and its hydrogel for tissue-like interfacing
with neurons.[33,34] Furthermore, they may even operate
at a single colloid level for the control of neural activity. QDs
are also recognized for their outstanding optical stability, showing
very little photobleaching or chemical degradation compared to organic
dyes.[35] Approved by the millions of units
sold QLED TVs, they can be synthesized at large scales with low cost
and combined with solution-processable fabrication techniques that
can pave the way toward a widely usable and economically feasible
neural prostheses. Therefore, these features make QDs a promising
alternative for optoelectronic neural interfaces.This review
discusses the fundamentals and potential of QD-based
optoelectronic biointerfaces (Figure ) converting optical energy to ionic electrical currents
to modulate cellular processes, particularly to stimulate neurons.
First, the physical mechanisms of QD integrated neural interfaces
and dominant biophysical mechanisms of optoelectronic stimulation
are discussed. Next, we summarize pioneering studies as well as recent
advances for several types of QD optoelectronic neural interfaces
while discussing the biocompatibility of such devices. Finally, we
discuss future perspectives and new opportunities for future QD integrated
optoelectronic biointerfaces. Different from the previous reviews,[26,36−45] we focus here on state-of-the-art applications for neural interfaces
using quantum dots.
Properties and Neuro-interfacing
Configurations
of Quantum Dots
The interest in quantum dots began with the
discovery of quantum
size effects in the semiconductor nanocrystals (NC). The synthesis
of the first quantum dots in a dielectric glass matrix was followed
by their colloidal synthesis in a liquid medium. Moreover, the theoretical
studies aimed to model and understand the charge carrier behavior
in quantum-confined crystal structures.[46−51] Now, it is well-known that the squeezing of excitons in quantum
dots leads to size-dependent electronic and optical properties (Figure a), which makes them
attractive materials for various applications such as light-emitting
diodes, lasers, solar cells, luminescent solar concentrators, biomarkers,
and biolabels.[17,52−54]
Figure 2
(a) Quantum dots with
stepping emission from blue to red (top).
Representative photoluminescence spectrum for different size quantum
dots (middle). Representative conduction and valence band diagram
for different sizes of semiconductor quantum dots (bottom). (b) Representative
TEM images for core/shell quantum dots (scale bars: 20 and 5 nm, respectively).
(c) Core/shell semiconductor nanoparticle systems with type I, quasi-type
II, and type II band alignment.
(a) Quantum dots with
stepping emission from blue to red (top).
Representative photoluminescence spectrum for different size quantum
dots (middle). Representative conduction and valence band diagram
for different sizes of semiconductor quantum dots (bottom). (b) Representative
TEM images for core/shell quantum dots (scale bars: 20 and 5 nm, respectively).
(c) Core/shell semiconductor nanoparticle systems with type I, quasi-type
II, and type II band alignment.Optoelectronic properties of quantum dots were progressively improved
via advancements in the field of nanochemistry. Novel synthesis methods
resulted in “high-quality” nanocrystals that have near-unity
photoluminescence quantum yield (PLQY), narrow emission line widths,
sharp absorption profiles, and atomic-level size tunability.[55−57] For that, production of core/shell nanostructures (Figure b), where a small bandgap core
nanocrystal is covered with a larger bandgap shell material,[58] is an effective approach to engineer electronic
and optical properties of QDs. Shell growth renders superior surface
properties to QDs because of the passivation of surface trap states
and tunable energy levels, leading to enhanced optoelectronic characteristics
and optical and chemical stability.[58,59]Depending
on the electronic energy level alignment between the
core and shell materials in a core/shell QD nanostructure, QDs are
categorized into different types (Figure c). In type I QDs (e.g., CdSe/CdS, CdSe/ZnS
QDs), shell material has a higher conduction band and lower valence
band energies compared to the core material, which results in the
confinement of electrons and holes in the core with high exciton binding
energies. On the contrary, in type II QDs (e.g., CdS/ZnSe, CdTe/CdSe,
InP/ZnO QDs), one type of charge carrier localizes in the core, whereas
the other charge carrier moves to the shell because of the favorable
conduction or valence band energy level of the shell. Moreover, the
quasi-type II QD band structure exhibits only partial delocalization
of one charge carrier to the shell (Figure c). Compared to type I QDs, the exciton binding
energies of type II QDs are lower because of the increased physical
distance that causes reduced Coulombic force between the bound electrons
and holes.[60] Besides, the increased distance
between electron and hole leads to reduced radiative recombination
rates and increased recombination lifetimes in type II or quasi-type
II QDs.[61] The increased fluorescence lifetime
enables the detection of time-gated signals to monitor cellular behavior.[20] Likewise, the increase in recombination lifetime
is beneficial for charge carrier interactions and transfer to the
neighboring materials.One notable recently emerged application
of QDs is neural interfaces.
Being efficient absorbers in the visible to near-IR spectrum, QDs
are promising materials for photoactive neural interfaces.[62] QDs can be functionalized to couple them directly
with the cell membrane within only nanometer-scale distances using
certain antibodies or peptides.[20,63] For example, avidin-conjugated
QDs have been utilized for cell labeling and imaging by attaching
through the biotin, the affinity pair of avidin.[64,65] Moreover, the excitation of QDs can potentially alter the membrane
potential due to the electric field generated by the electron–hole
separation in the excited QDs. For QDs, there are three possible configurations
for cellular stimulation (Figure bottom): (i) free-standing interaction in the extracellular
medium with cells, (ii) direct interaction with cellular attachment
using surface functionalization, and (iii) integration of QDs into
photovoltaic devices either as the photoactive material or electron/hole
transport layer. Stimulation of neurons via free-standing configuration
has not been achieved yet, possibly because of the strong decay of
the electric field generated by the QDs. Because the extracellular
medium hosts polarized ions and mobile charge carriers, the screening
effect can dampen the generated electric field. Moreover, because
the voltage-gated ion channels require at least a 5–10 mV potential
difference for switching,[40] the effective
stimulation distance is even shorter than the effective electric field
volume. Therefore, the first configuration requires high concentration
of QDs that can allow high number of QDs to be near cells. However,
the possible cytotoxicity of the concentration effect needs to be
considered. The second configuration is convenient to specifically
bind QDs to targeted cells without increasing the loading concentration
in the extracellular medium to overcome this problem. The advances
in bioconjugation schemes and QD surface functionalization have already
been proven for bioimaging and targeted treatments using peptide-coated,
avidin-coated, and many other techniques.[20] The same Debye length limitation also applies for the second configuration,
but close-proximity operation can potentially enable stimulation of
neurons while having acceptable QD on the membrane densities.[22,66]On the other hand, layered photovoltaic architectures with
QDs,
such as in Figure , have exhibited more convenient fabrication procedures and promising
results in comparison with the other configurations. Solid films of
QDs can effectively convert light energy into ion-based electrical
current (photocurrent) in electrolytes, which can achieve extracellular
stimulation of nearby neurons. Indeed, this photoelectrical stimulation
route using QD films was proven to be effective with few early pioneering
studies.[67,68] Later, inspired from QD-based solar cell
devices combined with a bioelectrical perspective, the ability to
integrate QD films into various device architectures (e.g., combining
QDs with electron and/or hole transport materials, heterojunctions
of QDs with semiconducting organic polymers) while considering the
device-electrolyte interactions led to advanced quantum dot opto-bioelectronic
devices for the optical control of neurons.[69−71]
Figure 3
(a) Schematic diagram
of a generic photovoltaic biointerface architecture.
(b) Energy band diagram of a regular (top) and inverted optoelectronic
system (bottom). The layers represent the corresponding layers in
panel a. The exciton generation occurs in the active layer upon illumination.
Dissociated electron and the hole move toward the charge transport
layers according to the energy levels between the layers.
(a) Schematic diagram
of a generic photovoltaic biointerface architecture.
(b) Energy band diagram of a regular (top) and inverted optoelectronic
system (bottom). The layers represent the corresponding layers in
panel a. The exciton generation occurs in the active layer upon illumination.
Dissociated electron and the hole move toward the charge transport
layers according to the energy levels between the layers.
Physical and Physiological Mechanisms of Neural
Interfaces
Physical Mechanism, Device Design, and Operation
Principles
The first process occurring during the operation
of QD-based optoelectronic biointerfaces is photon absorption. The
absorption of impinging light is dependent on the energy of the incoming
photons and bandgap of the QDs in the device structure that can be
controlled by the size of the QD. Because of the size-tunability of
QDs, highly tunable absorption edges ranging from visible spectrum
(e.g., by using CdSe, InP) up to near-IR (e.g., by using PbS) can
be built. QDs can manifest linear or nonlinear absorption characteristics
by single photon or multiphoton absorption processes, respectively.[72] This can affect the dependency of the photoresponse
of the biointerfaces to the illumination intensity. Biointerfaces
operating via single photon absorption demonstrate linear light intensity-photocurrent
relationship, whereas multiphoton absorption would result in nonlinear
(quadratic or higher) dependency of photocurrent to light intensity.[67]Upon absorption, electron–hole
pairs are created in the QDs. These charge pairs are in a bound state
with a binding energy due to the Coulombic attraction between them.
QDs exhibit rather large exciton binding energies compared to the
thermal energy at room temperature.[61] One
strategy to stimulate neurons is to use the dipole electric field
created by the bound excitons.[73] If neurons
are placed sufficiently close to the QDs, the electric field produced
by the photogenerated bound excitons can alter the transmembrane potential
and evoke action potentials if the induced affect is large enough.
Indeed, it was theoretically shown by Winter et al.[73] that the dipole strengths around the reported values of
30 D for QDs[74] can generate electric potentials
greater than 15 mV at a distance of 10 nm in deionized water, which
would be sufficient for the opening of voltage gated ion channels,
leading to action potential firing.[75] However,
in an ionic medium similar to the extracellular environment of neurons,
the distance for observing the same effect reduces to approximately
∼2 nm due to electric field screening in an ionic medium.[73] The maximum distance even decreases below that
due to the additional structures on the cell membrane (e.g., antibodies)
and QDs (e.g., ligands), which may induce further screening effects.[68] It must be noted that these numbers correspond
to the effect of a single nanocrystal. In case of a favorable alignment
of many nanocrystals, the collective impact of QDs can be much more
pronounced. Yet, despite achieving the coupling of QDs as close as
3 nm to the cell membrane,[63] photoexcitation
of neurons with this strategy was still not achieved.QD films
in photovoltaic biointerface architectures provide a versatile
platform for photostimulation. QD films have been widely used in photovoltaic
systems as photoactive layer for converting light into electron–hole
pairs and photon downshifting layer for converting higher energy photons
into lower energy photons.[76,77] Tight packing of nanocrystals
leads to increased charge transportation rates between QDs due to
the decreased interparticle distance and thus higher conductivity.[61,78] Their charge transport properties can be further enhanced via ligand
exchange and thermal treatments.[79,80] In general,
the studies demonstrating the successful photoexcitation of neurons
have utilized QD solid films that are either coated on a transparent
electrode (e.g., ITO) or together with charge transport layers (Figure a).[67−69] Because of the band alignment in device architecture, the photogenerated
charges are dissociated (Figure b), and one type of charge is accumulated on the biointerface-electrolyte
interface where neurons are positioned. The charge accumulation on
the interface generates photocurrent in the electrolyte via capacitive
and/or faradaic processes, which then depolarizes or hyperpolarizes
the neural membrane potential depending on the direction of the photocurrent
and the type of the ion channels that are activated.[67−69]Electron and hole localization within QD heterostructure influences
the performance and/or charge injection mechanism of the QD-based
biointerfaces. Remarkably, the carrier localization in QDs can be
tuned by proper choice of core and shell materials. The conduction
and valence band energy alignment of core and shell materials lead
to formation of type I, quasi-type II, or type II QDs that can directly
control the electron and hole wave functions, i.e., the spatial separation
of electron–hole pairs (Figure c).[81] Moreover, while keeping
the heterojunction the same, the thickness of the shell also influences
the carrier localization that shifts the oscillator strength of electronic
transitions and thus the absorption profile.[82] For neural interfaces, this nanoengineering ability at the single
nanomaterial level is unique in comparison with their polymeric and
metallic counterparts. For example, the photocurrent generation by
a QD-based neural interface was shown to be enhanced when a type I
QD (InP core) was replaced with its type II counterpart (InP/ZnO)
in the same device architecture.[69] One
of the main factors leading this improvement was reduced electron–hole
wave function overlap, which facilitates more effective charge transfer
to the nearby electron acceptor layer due to increased spatial separation
of charges in type II QD and reduced surface defects (Figure a). This ability (Figure b) provides a promising
route for tuning the contribution of capacitive and faradaic charge
injection processes at the device-electrolyte interface as well (Figure e, f).[83]
Figure 4
Quantum mechanical simulations of type I and type II nanocrystals,
showing the effect of wave function engineering on charge carrier
localization. (a) Top: Blue lines show energy band alignment and black
lines show minimum electron and hole discrete energy levels. R and
R+H correspond to the radius of the InP core and the InP/ZnO core/shell
QDs, respectively. Bottom: Simulated electron and hole wave functions
for the InP core (top) and the InP/ZnO core/shell (bottom) QDs. Black
and red lines show electron and hole radial probability functions,
respectively. Blue line represents the electron confinement potential.
Dashed black and red lines represent single electron and hole energies,
respectively. Reprinted with permission from ref (69). Copyright 2018 American
Chemical Society. (b) Top: Energy band alignment schematics of type
I InP/ZnS and type II InP/ZnO/ZnS QDs. Bottom: Simulated electron
(red lines) and hole (black lines) wave functions for InP core, InP/ZnS
core/shell, and InP/ZnO/ZnS core/shell/shell nanocrystals. Blue lines
represent the electron confinement potential. Reprinted with permission
from ref (83). Copyright
2021 Springer Nature. In both studies, type II nanostructures exhibit
electron delocalization to shells, which leads to decreased electron–hole
wave function overlap, i.e., reduced exciton binding energy.
Figure 10
PbS- and AlSb-based neural interfaces. (a) (Top) Photocapacitive
current levels of ITO/ZnO/P3HT:PCBM and ITO/ZnO/P3HT:PbS-QDs:PCBM
photoelectrodes. (Bottom) Capacitive and faradaic components of type
I, type II, and type III photoelectrodes under illumination of 10
ms light pulses with an intensity of 1 mW cm–2.
The architecture for different types of biointerfaces was explained
in panels c and d in Figure . (b) Membrane potential variation of SH-SY5Y cells grown
on the type III biointerface in panel d upon light illumination (10
ms, 1 mW cm–2). Panels a and b reprinted with permission
from ref (71). Copyright
2019 American Physical Society. (c) Atomic force microscopy (5 μm
× 5 μm) of P3HT:PCBM surfaces with the optimized binary
ratio of 2:1 on ITO/ZnO-coated glass substrates (left, 2D views; right,
3D views) with various thin film thicknesses (t)
in tapping-mode. Ra shows the average
surface roughness. (d) Peak photocurrent for the binary photoelectrodes
as a function of various thin film thicknesses. Panels c and d reprinted
with permission from ref (101). Copyright 2020 The Optical Society. (e) Structure of the
AlSb integrated biointerface (left inset: cross-sectional SEM image)
and energy band diagram of the proposed device. (f) Intracellular
membrane potential change with respect to a distant Ag/AgCl electrode
was measured after the photostimulation of primary hippocampal neurons
on the glass:ITO control (red) and the biointerface (black) under
illumination of 100 mW cm–2 with 20 ms illumination
pulses. Blue semitransparent area shows the 445 nm light illumination
period (g) Successful spike ratio of neurons on the glass:ITO/ZnO/P3HT
control (gray) and the biointerface (black) under different illumination
frequencies of 20 ms, 50 mW cm–2, and 20 pulses
(n = 20, mean ± s.d.). Panels e, f and g reprinted
with permission from ref (102). Copyright 2021 Springer Nature.
Quantum mechanical simulations of type I and type II nanocrystals,
showing the effect of wave function engineering on charge carrier
localization. (a) Top: Blue lines show energy band alignment and black
lines show minimum electron and hole discrete energy levels. R and
R+H correspond to the radius of the InP core and the InP/ZnO core/shell
QDs, respectively. Bottom: Simulated electron and hole wave functions
for the InP core (top) and the InP/ZnO core/shell (bottom) QDs. Black
and red lines show electron and hole radial probability functions,
respectively. Blue line represents the electron confinement potential.
Dashed black and red lines represent single electron and hole energies,
respectively. Reprinted with permission from ref (69). Copyright 2018 American
Chemical Society. (b) Top: Energy band alignment schematics of type
I InP/ZnS and type II InP/ZnO/ZnS QDs. Bottom: Simulated electron
(red lines) and hole (black lines) wave functions for InP core, InP/ZnS
core/shell, and InP/ZnO/ZnS core/shell/shell nanocrystals. Blue lines
represent the electron confinement potential. Reprinted with permission
from ref (83). Copyright
2021 Springer Nature. In both studies, type II nanostructures exhibit
electron delocalization to shells, which leads to decreased electron–hole
wave function overlap, i.e., reduced exciton binding energy.
Biophysical Mechanisms
for Modulating Neural
Activity
In a QD-based neural interface, the photogenerated
electrons or holes that accumulate close to the electrode/electrolyte
interface induce electrochemical processes in the aqueous cellular
environment. Those processes perturb the distribution of ions such
as sodium, potassium, and chloride near the neural membrane, which
leads to activation or suppression of neural activity. Depending on
the interfacial impedance, one of the two primary charge injection
mechanisms, faradaic or capacitive, take place at the electrode–electrolyte
interface. These two mechanisms are illustrated in Figure a. In most cases, however,
interfacial impedance involves both a double layer capacitance, a
charge transfer resistance, and a Warburg impedance representing the
diffusion processes in the presence of reversible reactions. Thus,
a simple electrical circuit model consisting of a capacitor and a
resistor can be used to model the electrode–electrolyte interface
(Figure b).
Figure 5
Primary charge
injection mechanisms in QD-based biointerfaces.
(a) Illustration of faradaic and capacitive charge injection mechanisms.
Electrons or holes accumulate on the biointerface surface, inducing
faradaic or capacitive charge injection in the electrolyte (hole accumulation
was shown as a representative case). IHP, inner Helmholtz layer, OHP,
outer Helmholtz layer, GCL, Gouy–Chapman diffuse-charge layer.
(b) Electrical circuit model of the electrode–electrolyte interface. Cdl represents double-layer capacitance and is
equivalent to the series sum of IHP, OHP, and GCL capacitances. RCT and Rs denotes
charge transfer resistance and solution resistance, respectively. W represents Warburg impedance. (c) Typical current–voltage
profiles of resistive and capacitive elements.
Primary charge
injection mechanisms in QD-based biointerfaces.
(a) Illustration of faradaic and capacitive charge injection mechanisms.
Electrons or holes accumulate on the biointerface surface, inducing
faradaic or capacitive charge injection in the electrolyte (hole accumulation
was shown as a representative case). IHP, inner Helmholtz layer, OHP,
outer Helmholtz layer, GCL, Gouy–Chapman diffuse-charge layer.
(b) Electrical circuit model of the electrode–electrolyte interface. Cdl represents double-layer capacitance and is
equivalent to the series sum of IHP, OHP, and GCL capacitances. RCT and Rs denotes
charge transfer resistance and solution resistance, respectively. W represents Warburg impedance. (c) Typical current–voltage
profiles of resistive and capacitive elements.
Faradaic Stimulation
The faradaic
charge injection mechanism involves electron exchange between the
neural interface and the electrolyte (Figure a). Charge transfer can take place in both
ways, i.e., by injecting electrons into or extracting electrons from
the electrolyte. Electron transfers at the electrode–electrolyte
interfaces can lead to a wide variety of faradaic reactions. For example,
electron injection into the electrolyte can cause reduction reactions
(e.g., reactive oxygen species (ROS) generation), whereas electron
removal from the electrolyte can lead to oxidation reactions. Thus,
the direction of photocurrent gives information on the possible faradaic
reactions occurring at the device–electrolyte interface. The
occurrence of electron transfer between a neural interface and electrolyte
depends mainly on two conditions. First, there should be a favorable
energy state for electrons to move in the electrolyte. Second, the
electric potential at the device/electrolyte interface should be in
the range that is required for the occurrence of electron transfer
reaction (e.g., see the review by Kumsa et al. for the detailed description
of electron transfer processes between a stimulation electrode and
electrolyte).[84] When both conditions are
satisfied and reactants are present at the electrode/electrolyte interface,
reversible or irreversible faradaic reactions can arise.In
irreversible faradaic processes, the reaction product moves away from
the reaction site faster than the electron transfer rate, meaning
there is no charge storage at the interface and the reaction products
cannot be reversed back to their reactant form.[85] The unrecovered products diffusing into the electrolyte
alter the physiochemical properties of the environment, posing potentially
harmful effects to both neurons and biointerface. In this case, the
dominant charge injection process is resistive, and the interfacial
current–voltage (IV) profile in an ideal case,
where double layer capacitor is negligible, can be represented with
a resistor IV shown in Figure c.Reversible faradaic reactions have much faster electron
transfer
rates compared to irreversible processes. Because the reaction products
move away from the reaction site at a slower rate compared to the
electron transfer rate, there is a charge storage in the interface
in reversible faradaic reactions. Because of the closeness of reaction
products to the interface, the products can be recovered back to their
initial reactant form if the polarity of the electric potential is
reversed.[85] In an ideal case where the
charge transfer resistance is infinite, this results in an IV profile of a capacitor at the electrode–electrolyte
interface (Figure c).Although the reduction oxidation processes occurring at
the electrode–electrolyte
interface have been studied for conventional electrodes like Au and
Pt,[86,87] redox processes at the QD–aCSF (or
PBS) interface have not been elucidated yet. Dye-sensitized solar
cells (DSSCs) are more mature technology with a similar operation
principle to QD-based biointerfaces in the sense that they both operate
in an electrochemical medium. However, the electrolytes used in DSSCs
are different than aCSF or PBS. One recent study investigated the
possible faradaic reactions occurring at InP QD-based biointerface-aCSF
interface.[88] The followed strategy was
to investigate the photocurrent response of the biointerfaces in modified
aCSF solutions, each is deficient of one constituent, to understand
the faradaic processes according to the changes in the photocurrent
in response to the removal of a constituent. This showed that the
oxidation reactions at the QD–aCSF interface involve reactions
with HEPES and water, while the reduction reactions are mostly occurring
with water.[88] Another possible strategy
for identifying the faradaic processes could be the cyclic voltammetry
(CV) analysis of QD biointerfaces in solutions of the constituent
materials of aCSF or PBS.[87] The resistive-like
behaviors in CV measurements indicate the presence
of faradaic reactions, and the corresponding potential values would
enable identification of oxidized or reduced constituent.
Capacitive Stimulation
When there
is no net charge transfer between a neural interface and the electrolyte,
photocurrent can be generated by redistribution of ions in the extracellular
medium. Upon illumination of a QD-based biointerface, one type of
charge carrier accumulates on the surface of the device, causing a
change in the net charge of the surface. This induces the movement
of oppositely charged ions close to the surface and similarly charged
ions away from the surface, leading to formation of a double layer
capacitor in the device/electrolyte interface. The double layer consists
of three different layers, the inner Helmholtz plane (IHP), the outer
Helmholtz plane (OHP), and the diffuse charge layer (Figure a). IHP is formed by adsorbed
ions onto the surface and preferentially oriented water molecules
forming a hydration sheath. The OHP mostly contains solvated ions
that are not able to penetrate the hydration sheath. Finally, the
diffuse layer contains both solvated and unsolvated ions whose density
decreases with the distance from the electrode–electrolyte
interface. Hence, the total double layer capacitance (Cdl in Figure b) is composed of serially connected IHP, OHP, and diffuse
layer capacitances.[89] Ideally, pure capacitive
electrodes have infinite charge transfer resistance (RCT in Figure b), meaning that the charge transfer rate is zero at the electrode–electrolyte
interface and all current flows through the double layer capacitor
as displacement current, which leads to a capacitor IV profile at the interface (Figure c).Because capacitive stimulation involves a
reversible charging/discharging process and does not cause electron
exchange between the device and electrolyte, the physiochemical properties
of the electrolyte such as electroneutrality and pH are preserved.
This renders capacitive charge injection mechanism as a safer alternative
to irreversible faradaic processes, which motivates researchers to
introduce viable methods for tuning the capacitive and faradaic components
of the injected charge to minimize the faradaic and maximize the capacitive
charge injection.
QD Biointerface Design
for Controlling the
Charge Injection Mechanism
Because of the reversibility and
biocompatibility of capacitive charge injection mechanism, different
strategies were proposed to minimize the faradaic processes in QD-based
neural interfaces to generate a capacitive-dominant photoresponse.
Inspired from donor–acceptor bulk heterojunctions used in organic
solar cells, QDs were used as a donor material in a QD–fullerene
nanoheterojunction structure to produce capacitive-dominant photocurrents
in an extracellular medium.[83] QD–fullerene
donor–acceptor structure separates the photogenerated electron–hole
pairs, whereas the ZnO layer in the device architecture facilitates
further separation by providing high mobility to electrons (Figure a, b). In addition,
to minimize the electron transfer between the surface traps and electrolyte
(Figure c), the PLQY
of the QDs was kept high, which is an indication of successful surface
passivation.[85] Another study demonstrated
the control of faradaic and capacitive processes to the photoresponse
of a biointerface by engineering the electronic band alignment of
the device without surface modification.[71] Proper manipulation of the band alignment enables controlling the
type of charge carrier (electron or hole) that will be accumulated
on the electrolyte interface (Figure d, e). If the energy level of the charge carrier accumulated
on the surface is not favorable for involving in faradaic reactions,
then the electron transfer between the biointerface and electrolyte
is minimized. The accumulated charge carrier then induces capacitive
photocurrent by charging/discharging of the double layer formed at
the interface.[71]
Figure 6
Obtaining capacitive-dominant
QD-based biointerfaces via donor–acceptor
nanoheterojunction (a–c) and band alignment engineering (d,
e). (a) Device structure of QD-fullerene donor–acceptor nanoheterojunction-based
interfaces for obtaining capacitive-dominant photoresponse. (b) Schematic
showing the electron transfer from QD to fullerene derivative PCBM
upon photoexcitation. (c) Capacitive photocurrent generation mechanism
showing each step in a consecutive manner. Eb, exciton binding energy; Ecb, Evb, Ess, conduction
band, valence band, and surface state energy levels, respectively.
Band bending at the electrolyte interface prevents electron transfer
to electrolyte. Electrons will then be transferred to ZnO and ITO
because of the high electron mobility of ZnO. Holes are trapped in
the QD valence band because of the ZnO valence band level, which induces
capacitive photocurrent. Panels a, b, and c reprinted with permission
from ref (83). Copyright
2021 Springer Nature. (d) Schematic of device architecture containing
photoactive layers of P3HT:PbS:PCBM, with the intermediate layer (ZnO,
MoOx, or none) coated on glass/ITO substrates. Although the photoactive
layer generates excitons within the device, the energy level of the
intermediate layer determines the surface polarity by routing either
the electrons or the holes toward the top surface layer. (e) Manipulation
of the band alignment via choice of different intermediate layers.
Type I and type II devices generate faradaic-dominant photocurrents
due to electron transfer from the PCBM LUMO level to electrolyte.
Type III architecture accumulates holes on the surface. Holes do not
interact with the electrolyte because of the unfavorable energy level
of P3HT HOMO and water oxidation levels, which leads to capacitive-dominant
photoresponse. Panels d and e reprinted with permission from ref (71). Copyright 2018 American
Physical Society.
Obtaining capacitive-dominant
QD-based biointerfaces via donor–acceptor
nanoheterojunction (a–c) and band alignment engineering (d,
e). (a) Device structure of QD-fullerene donor–acceptor nanoheterojunction-based
interfaces for obtaining capacitive-dominant photoresponse. (b) Schematic
showing the electron transfer from QD to fullerene derivative PCBM
upon photoexcitation. (c) Capacitive photocurrent generation mechanism
showing each step in a consecutive manner. Eb, exciton binding energy; Ecb, Evb, Ess, conduction
band, valence band, and surface state energy levels, respectively.
Band bending at the electrolyte interface prevents electron transfer
to electrolyte. Electrons will then be transferred to ZnO and ITO
because of the high electron mobility of ZnO. Holes are trapped in
the QD valence band because of the ZnO valence band level, which induces
capacitive photocurrent. Panels a, b, and c reprinted with permission
from ref (83). Copyright
2021 Springer Nature. (d) Schematic of device architecture containing
photoactive layers of P3HT:PbS:PCBM, with the intermediate layer (ZnO,
MoOx, or none) coated on glass/ITO substrates. Although the photoactive
layer generates excitons within the device, the energy level of the
intermediate layer determines the surface polarity by routing either
the electrons or the holes toward the top surface layer. (e) Manipulation
of the band alignment via choice of different intermediate layers.
Type I and type II devices generate faradaic-dominant photocurrents
due to electron transfer from the PCBM LUMO level to electrolyte.
Type III architecture accumulates holes on the surface. Holes do not
interact with the electrolyte because of the unfavorable energy level
of P3HT HOMO and water oxidation levels, which leads to capacitive-dominant
photoresponse. Panels d and e reprinted with permission from ref (71). Copyright 2018 American
Physical Society.So far, all the reported
QD-based biointerfaces are optoelectronic
devices, i.e., they transduce electromagnetic energy into electrochemical
current through photocapacitive or photofaradaic mechanisms, thereby
electrically stimulating neurons. Light can also be converted into
thermal or acoustic energy via photothermal and photoacoustic effects
to modulate the neural activity. Absorption of light can trigger lattice
vibrations in a crystal structure as a result of nonradiative phonon
processes. These vibrations generate local transient heat, which can
evoke action potentials by opening thermosensitive ion channels[90] or causing capacitive membrane currents.[91] Alternatively, the induced transient heat upon
photoexcitation can cause acoustic wave generation by thermoelastic
expansion and contraction of molecules in the photoexcited region,
which can mechanically stimulate neurons.[92] Different material types such as silicon,[93] metallic nanoparticles,[94] graphene,[95] and organic polymers[96] showed promise for utilizing photothermal effect for building effective
neurostimulation systems. The use of photoacoustic effect for neurostimulation
was more recently introduced and reported in only a few studies so
far.[97,98] Such alternative stimulation mechanisms
can be exploited by next-generation QD-based biointerfaces to design
alternative systems involving QDs in transducing optical energy into
thermal and acoustic energies.[99,100]To date, optoelectronic
QD–biointerfaces have used different
II–VI and III–V semiconductors such as mercury telluride
(HgTe), cadmium selenide (CdSe), indium phosphide (InP), lead sulfide
(PbS), and aluminum antimonide (AlSb), which are summarized in Table . In the next section,
we examine all these structures in detail, compare their disadvantages
and advantages, and draw a perspective for future studies.
Table 1
Examples of Semiconductor Nanoparticle-Based
Optoelectronic Neural Interfacesa
During
the rise of colloidal quantum dots in the 1990s, superior properties
such as high sensitivity and responsivity of QDs have been utilized
by scalable production techniques in several optoelectronic devices.
Among them, HgTe QDs took particular attention as a narrow semimetal
absorber and they were widely studied for photodetectors.[103−105] The pioneering work of Kotov and his co-workers[67] demonstrated the first photostimulation of neurons by using
QDs, for which HgTe QD was used. The whole device structure with HgTe
and PDDA layers was fabricated via layer-by-layer (LBL) on conductive
ITO-coated glass substrates, where the ITO layer supplies electrons
to the system (Figure a). HgTe QDs were stabilized with thioglycolic acid for surface passivation
and coated with poly(dimethyldiallylammonium chloride) (PDDA) as a
positively charged partner of the HgTe QDs (Figure a).[67]
Figure 7
Pioneering
semiconductor nanoparticle-based optoelectronic neural
interfaces. (a) HgTe QDs stabilized with thioglycolic acid-coated
single-material device. (b) Light absorption characteristics (1, solid
line) and photogenerated voltage (2, bars) of HgTe QDs and layer-by-layer
films. UV–vis absorption spectrum on HgTe QD dispersion stabilized
by thioglycerol used for fabrication of LBL films. (c) Action potential
responses of NG108 cells grown on (PDDA/HgTe)12 + (PDDA/Clay)2 under photostimulus with and without tetrodotoxin (TTX).
Panels a, b, and c reprinted with permission from ref (67). Copyright 2007 American
Chemcial Society. (d) Schematic of the interaction between a QD and
cell membrane. (e) UV–visible absorbance and photoluminescence
(PL) characterization of CdTe QDs. (f) Current-clamped recording of
cortical neurons on CdSe QD film. Fluorescence image of a micropipette
coated with CdSe QDs used for single-cell stimulation. Panels d, e,
and f reprinted with permission from ref (68). Copyright 2012 The Optical Society. (g) Schematic
of the optoelectronic coupling between NR-conjugated CNT coated by
ppAA. (h) Schematic drawing of the CdSe–GSH QDs (left), CdSe/CdS–GSH
QDs (center), and CdSe/CdS–GSH NRs (right). Average photocurrents
for different devices based on CdSe, CdSe/CdS, and CdSe/CdS NRs with
CNTs under an excitation pulse of 30 mW cm–2 for
100 ms with a 405 nm illumination source. (i) (Upper left) SEM image
of an NR–CNT film (scale bar: 100 nm). (Upper right) CNT electrode
array on a PDMS flexible support (scale bar: 1 mm). (Bottom) Extracellular
voltage trace recorded from a chick retina following 100 ms light
stimulation (405 nm, pulse interval of 30 ms) under different intensities
(1.2, 3, 6, and 12 mW cm–2). Panels g, h, and I
reprinted with permission from ref (113). Copyright 2014 American Chemical Society
Pioneering
semiconductor nanoparticle-based optoelectronic neural
interfaces. (a) HgTe QDs stabilized with thioglycolic acid-coated
single-material device. (b) Light absorption characteristics (1, solid
line) and photogenerated voltage (2, bars) of HgTe QDs and layer-by-layer
films. UV–vis absorption spectrum on HgTe QD dispersion stabilized
by thioglycerol used for fabrication of LBL films. (c) Action potential
responses of NG108 cells grown on (PDDA/HgTe)12 + (PDDA/Clay)2 under photostimulus with and without tetrodotoxin (TTX).
Panels a, b, and c reprinted with permission from ref (67). Copyright 2007 American
Chemcial Society. (d) Schematic of the interaction between a QD and
cell membrane. (e) UV–visible absorbance and photoluminescence
(PL) characterization of CdTe QDs. (f) Current-clamped recording of
cortical neurons on CdSe QD film. Fluorescence image of a micropipette
coated with CdSe QDs used for single-cell stimulation. Panels d, e,
and f reprinted with permission from ref (68). Copyright 2012 The Optical Society. (g) Schematic
of the optoelectronic coupling between NR-conjugated CNT coated by
ppAA. (h) Schematic drawing of the CdSe–GSH QDs (left), CdSe/CdS–GSH
QDs (center), and CdSe/CdS–GSH NRs (right). Average photocurrents
for different devices based on CdSe, CdSe/CdS, and CdSe/CdS NRs with
CNTs under an excitation pulse of 30 mW cm–2 for
100 ms with a 405 nm illumination source. (i) (Upper left) SEM image
of an NR–CNT film (scale bar: 100 nm). (Upper right) CNT electrode
array on a PDMS flexible support (scale bar: 1 mm). (Bottom) Extracellular
voltage trace recorded from a chick retina following 100 ms light
stimulation (405 nm, pulse interval of 30 ms) under different intensities
(1.2, 3, 6, and 12 mW cm–2). Panels g, h, and I
reprinted with permission from ref (113). Copyright 2014 American Chemical SocietyUpon excitation with visible illumination (Figure b), the photogenerated
excitons in the HgTe
layer show a single photon absorption process since the photocurrent
increases linearly with the increasing illumination intensity. The
origin of photocurrent is attributed to the photoinduced electron
transfer between the HgTe QD layer and O2 because the HgTe
QD conduction band is at −4.6 eV and O2 acceptor
energy level is at −5.3 eV. Moreover, the biphasic behavior
of the photocurrent transient indicates a capacitive pathway due to
separate charging and discharging peaks. To evaluate the biological
response, we chose neuroblastoma-glioma cell line NG108 as the model
cell line, which benefits from being more resistant to environmental
changes. As a solution for providing a biocompatible and adhesive
layer for cell attachment against the toxic-heavy-metal Hg content,
polylysine/poly(acrylic acid)/polylysine (PLP) was adopted as the
interfacial layer. The membrane potential of cells were recorded with
a patch-clamp system, which enables the measurement at the single-cell
level, and successful stimulation of cells was observed (Figure c). In some of the
coupled individual cells, 10 mV depolarization was observed while
the mean depolarization was 2.3 ± 2.4 mV due to coupling issues
between the cells and the biointerface. The membrane depolarization
levels after several stimulations showed minimal membrane resistance
change, indicating safe stimulation without thermal or direct light
gating effects. To support these biocompatibility signs, we also added
LBL films of clay sheets as the interfacial layer. Although clay enabled
capacitive currents, during the electrophysiology experiments, faradaic
(resistive) coupling with cells was interestingly observed. This pioneering
study opened a new direction of research by using QDs for modulation
of the electrical activity of cells, and the results also point out
the requirement of biocompatible and capacitive neural interfaces
for cell stimulation.
Cd-Based QD Neural Interfaces
After
the initial study on the HgTe QD-based biointerface, the work by Lugo
et al.[68] suggested a new theoretical framework
based on the near-field electromagnetic wave and membrane coupling.
They proposed the electric dipole moment created by the electron–hole
separation in the excited QD with the membrane potential change (Figure d). The relation
between the QD-induced electric field and membrane proximity can be
regarded as a superposition of each electron–hole pair generated
by the QDs.[68] Considering the Debye length
of the saline, the electric field potential may drop exponentially
with the distance between the QDs and the cell membrane. Motivated
by combining this theoretical framework with experimental results,
they have used multilayer QD films, specifically CdTe and CdSe films,
without any other mediator layer. Cd-based QDs were already widely
used in fluorescent imaging studies in vivo[106,107] and biological labeling in vitro[108−111] because of their strong absorption
and emission in the visible spectrum (Figure e). Electrophysiology experiments on cultured
prostate cancer (LnCap) cells on CdTe QD films and cultured cortical
neurons on CdSe QD films showed promising results. Under 430 nm with
1 × 107 photons μm–2 s–1 illumination, an equivalent of 462 μW cm–2, CdTe QD films induced membrane hyperpolarization,
which is attributed to the activation of potassium channels in prostate
cancer cells.[112] Moreover, the cells that
are 20–30 μm above the CdTe QD film were not affected
by the electric field because of the exponential decay of the field
with distance. The optoelectronic characterization, particularly photocurrent
measurements without the seeded cells, would be useful to distinguish
any contribution by the Faradaic reactions. Second, CdSe QD films
were tested with cortical neurons under 550 nm illumination with the
same intensity. The excitation of the QD films led to membrane depolarization
and evoked multiple action potentials (Figure f). However, in both studies, there were
temporal and spatial variations in the stimulation performance. This
interesting study suggested an alternative mechanism to modulate membrane
potential via QDs.To improve the optoelectronic performance
of biointerfaces, Hanein and her co-workers combined two nanomaterial
systems, namely, semiconductor nanorods (NRs) and carbon nanotubes
(CNTs) (Figure g).[113] The latter is already proven for its neural
recording and stimulation capabilities[114,115] because of
their high surface roughness, highly porous nature, and large capacitance
at the interface, and the former is the convenient choice for efficient
and tunable light absorption. Moreover, the combination of two such
systems led to improved charge separation and enhanced optoelectronic
performance in comparison with previous studies. To motivate the use
of NRs, wecompared three different nanocrystals (NCs), namely, CdSe
QDs, CdSe/CdS core/shell QDs, and CdSe/CdS NRs (Figure h). As most of the colloidal QD synthesis
ends up with nonpolar solvents such as hexane, toluene, and chloroform,
it is critically important and a major challenge to render these NCs
in an aqueous solution. Because of the advantage of ligand engineering
of these NCs, the original ligands were replaced with the antioxidant
tripeptide–glutathione (GSH),[113] which is also beneficial for the aqueous stability and biocompatibility,
as it reduces the release of cadmium ions to the solution. CdSe, CdSe/CdS
QDs, and CdSe/CdS NRs were all coated with GSH and conjugated with
CNT films. CdSe GSH and CdSe/CdS GSH systems required higher loading
concentrations than the CdSe/CdS NRs, approximately 9 × 1013, 1.75 × 1013, and 0.75 × 1013 particles cm–2, respectively.[113] In addition to the lower concentration, CdSe/CdS NRs generated
much higher photocurrents (Figure h) because of their large surface area for efficient
charge separation and high coupling with CNTs that was due to proper
energy level alignment. Moreover, to evaluate the neural stimulation
performance, they utilized light-insensitive embryonic chick retinas
(E14). Retina or primary neurons are suitable application targets
for neural interfaces working in the visible window because the eye
itself is highly transparent in these wavelengths, suitable for wireless
excitation mechanisms. The particular choice of the E14 stage is important
because retinal cells are at the early maturation stage, and photoreceptors
are not developed.[113,116] Excitation with 100 ms, 405
nm pulses revealed electrical response, and the intensity threshold
of 3 mW cm–2 (Figure i) indicates the potential use of the biointerface
under ambient light intensities.[113] The
illumination intensity of the excitation and the exposure duration
are particularly important for applications targeting the eye and
brain. Light exposure above threshold intensities and exposure times
may lead to thermal, thermoacoustic, and photochemical damage both
in the targeted area as well as in the nearby tissues.[117,118] In comparison with previous studies, the combination of NR-CNT nanomaterial
systems significantly reduces the threshold light intensity (Table ) because effective
charge generation and separation can be achieved via improved conjugation
and proper band alignment. Therefore, this novel approach inspired
various studies combining not only NRs with CNTs but also different
semiconductor NCs with organic polymers and 2D/3D materials.
InP QD-Based Neural Interfaces
Previous
efforts for designing effective neural interfaces had concentrated
on cadmium[68] and mercury-based[67] QDs, following the chronological evolution of
colloidal quantum dots. Alternatively, InP-based QDs are the improved
candidates for neural interfaces in terms of lower cytotoxicity while
having a high degree of tunable optical properties due to a large
Bohr exciton radius (∼9 nm).[119] Moreover,
European Union research on exposure of nanomaterials, NANOMICEX, provides
the guidelines for future development of less-toxic, environmentally
friendly nanoparticles for commercial and biomedical applications,
for which InP-based ones hold a great promise. Although InP QDs in
either core or core/shell structures were extensively studied in several
different fields including solar cells,[120−123] fluorescent imaging markers,[120−123] bioconjugated sensors,[124] detectors,[125] luminescent solar
concentrators,[126−129] and LEDs,[10,130,131] their potential in neural interfaces remained unrevealed. On the
other hand, their biocompatibility for both in vitro and in vivo studies
was carefully studied in the literature,[132] which they were used as optical probes for imaging and as nanocarriers
for drug delivery applications.[133]The InP core material is a standard nanostructure that can be used
for light-to-charge conversion, whereas core/shell heterostructures
with type II band alignment have attractive properties for optoelectronic
applications owing to the ability to control the spatial confinement
regimes of charge carriers throughout the core and shell materials.
In this context, core/shell structures with less toxic materials have
been favorably used for photostimulation applications. The first study
incorporating type II QDs, namely, InP/ZnO core/shell QDs (in thin-film
layered configuration), showed its high potential for neural interfaces
by generating hyperpolarization of the cell membrane.[69] The crystalline ZnO shell builds the type II structure
because of its wide bandgap (3.37 eV)[134] and similar conduction band level with InP, while protecting the
core material from oxidative reactions, just like ZnS shelling of
CdSe core QDs discussed above. For the shell growth, thermal decomposition
of zinc acetylacetonate was utilized by heating the solution in reaction.[128] To promote the optoelectronic performance,
we integrated InP/ZnO QDs onto a photoelectrode structure of glass:ITO/TiO2 to generate extracellular currents for photostimulation (Figure a left). The particular
choice of TiO2 nanoparticles modified with 3-mercaptopropionic
acid (3-MPA) facilitates the binding of InP/ZnO QDs on TiO2 thin film. Upon illumination, photogenerated electron–hole
pairs dissociate to core and shell materials. The strong interparticle
interaction between InP/ZnO-TiO2 materials is due to the
proximity between these layers by the short-chain linker molecule[135] and this strategy couples the electron to an
available state in TiO2. The coupled excited electron then
diffuses toward the ITO layer, generating the photocurrent (Figure a right). The charge
transfer between InP/ZnO QDs and TiO2 NPs led to a decreased
average recombination lifetime of InP/ZnO QDs.[69] The optoelectronic measurements showed ∼3.4 nA photocurrent
generation (Figure b) under a low light intensity of 4 μW cm–2 at 445 nm, which is 26-fold lower than the ocular safety limit[117] under pulsed illumination. Moreover, biocompatibility
measurements with MTT for mitochondrial activity and LDH assay for
membrane integrity of Neuro2A cells suggest high biocompatibility.
The patch-clamp electrophysiology experiments on PC12 cells grown
on the biointerface showed membrane hyperpolarization of −45
± 10 mV under the same illumination intensity and evoked hyperpolarization-induced
action potential, also called anode break excitation (Figure c), which is higher than the
previous Cd[67] and He[68] QD-based studies at the same light intensity levels.
Figure 8
InP QD-based
optoelectronic neural interfaces. (a) Schematic illustration
of the photoelectrode fabrication steps and energy band diagram of
the device architecture. (b) Photocurrent performance of TiO2, InP core and InP/ZnO QD coated biointerfaces. (c) Photostimulation
of a PC12 cell on the photoelectrode under 4 μW mm–2 illumination (red bar, time period under illumination; blue bar,
no illumination). Panels a, b and c reprinted with permission from
ref (69). Copyright
2018 American Chemical Society. (d) Energy band diagram of bidirectional
device architectures. (e) TEM image of the InP/ZnS QDs. (f) Transmembrane
potential recordings of neurons on type I, type II, and ITO control
samples (illumination: blue LED at 445 nm, 10 ms pulse width, 2 mW
mm–2 optical power density; blue bar indicates the
10 ms “light on” interval). Panels d, e, and f reprinted
with permission from ref (88). Copyright 2021 Frontiers.
InP QD-based
optoelectronic neural interfaces. (a) Schematic illustration
of the photoelectrode fabrication steps and energy band diagram of
the device architecture. (b) Photocurrent performance of TiO2, InP core and InP/ZnO QD coated biointerfaces. (c) Photostimulation
of a PC12 cell on the photoelectrode under 4 μW mm–2 illumination (red bar, time period under illumination; blue bar,
no illumination). Panels a, b and c reprinted with permission from
ref (69). Copyright
2018 American Chemical Society. (d) Energy band diagram of bidirectional
device architectures. (e) TEM image of the InP/ZnS QDs. (f) Transmembrane
potential recordings of neurons on type I, type II, and ITO control
samples (illumination: blue LED at 445 nm, 10 ms pulse width, 2 mW
mm–2 optical power density; blue bar indicates the
10 ms “light on” interval). Panels d, e, and f reprinted
with permission from ref (88). Copyright 2021 Frontiers.To date, most of the QD-based biointerface designs for neural stimulation
concentrated on the depolarization of the cell membrane as a merit
of success, which is the first step for generating neural activation.
In contrast, silencing the neural activity by hyperpolarization of
neurons was also proven to be effective for certain neurological disorders
such as epilepsy.[136] Moreover, achieving
reliable and reversible inhibition of neurons enables systemic analysis
of the cellular networks, which is highly motivated by neuroscientists.[137] Therefore, the development of neural interfaces
that can control depolarization and hyperpolarization can bring a
new perspective and add versatility to neural therapeutics. In this
context, a recent study by Karatum et al.[88] utilized InP/ZnS core/shell QDs and metal oxide nanoparticles to
design two different photovoltaic architectures, called type I (ITO/InP//ZnS
QD/ZnO) and type II (ITO/TiO2/InP//ZnS QD) that can hyperpolarize
and depolarize the neurons and lead to bidirectional control of the
neural activity. Similar to recent studies,[34,132,138] ZnO and TiO2 NPs
were chosen as hole blockers because their HOMO levels. The band alignment
in these designs drifts photogenerated electrons toward the interfacial
layer in type I device generating anodic photocurrents and toward
the ITO layer in type II device generating cathodic photocurrents
(Figure d). Therefore,
InP/ZnS QDs were used for injecting anodic and cathodic currents to
the biological medium, inducing either hyperpolarization or depolarization
of the neural membrane, respectively (Figure e). Favorably, both types can elicit more
than 25 mV photovoltage under low light intensities (10 mW cm–2).[88] For intensities as
high as 57 mW cm–2, which is still lower than the
threshold for thermal effects, type I and type II devices can produce
−65 ± 7 mV and 175 ± 13 mV, respectively. Moreover,
total charge injection in one charging/discharging phase was calculated
as 1.29 μC cm–2 for type I and 4.12 μC
cm–2 for type II biointerfaces. The generated photovoltage
and charge injection levels are at similar levels with the required
thresholds for neural stimulation.[40] Different
from previous studies, photoactive layer thickness, which is a crucial
aspect for designing photovoltaics and extensively studied by solar
cell research,[139−141] was investigated in terms of depletion width
and minority carrier diffusion length.[88] The sum of diffusion length and depletion width, which provides
the required thickness for increasing charge extraction efficiency
and harvesting of these charge carriers, is ∼165 nm and ∼185
nm for type I and type II devices, respectively. This analysis is
particularly useful to determine the required layer thickness for
the photoactive material and guide the researchers to design more
efficient devices. Moreover, primary hippocampal neurons (PHNs) grown
on the optimized devices were tested with MTT assay, indicating high
cell viability. The electrophysiology experiments showed ∼50
mV hyperpolarization for type I biointerfaces and successful neural
activation for different frequency stimuli (1, 2, 5, and 10 Hz) for
type II devices with faradaic mechanisms under 2 mW mm–2, 445 nm illumination (Figure f). Therefore, this study showed the ability to control the
direction of stimulation with systematic engineering of band alignment
and nanostructures with potential device performance to activate or
suppress the neural activity of primary cells.[142]In addition to the regular photovoltaic device architecture,
inspired
from the dipole–dipole interaction so-called Förster
energy transfer in biological systems, graded quantum dot systems,
(i.e., also called as rainbow quantum dots),[143] can be utilized for building artificial antenna complexes just like
photosynthetic systems (Figure a).[144] As motivated by the reduced
toxicity of InP QDs, biocompatible quantum funnels were studied for
directing light-induced charges to the device/cell interface. The
study by Bahmani Jalali et al.[70] showed
the synthesis and fabrication of multilayers of green-, yellow-, and
red-emitting QDs in a graded structure to enable near-field dipole–dipole
interaction (Figure b). QDs were engineered to achieve spectral overlap between the emission
of the smaller QDs with the absorption spectrum of the larger QDs
for efficient energy transfer toward the largest QD in the system.
In the end of this excitonic transfer, the exciton dissociation is
achieved via hole capturing by the S2– groups of
the 3-MPA ligand and induced faradaic currents for membrane potential
modulation. InP cores were coated with sufficiently thin ZnS shells
for all green-, yellow-, and red-emitting QDs by a hot injection method
that allow efficient dipole–dipole coupling between the energy
gradient QDs.[145,146] The ZnS shell is important for
both surface passivation of the defect states and to increase the
quantum yield since higher QY offers an increase in Förster
radius,[147] which enhances the nonradiative
excitonic energy transfer efficiency. The passivation of the defect
states also plays a significant role in photocurrent generation because
it reduces the midgap state trapping of excited electrons. A careful
fabrication strategy is required for this type of graded funnel structure
because one donor QD can transfer its excited energy to three acceptor
QDs located nearby the donor.[147] To facilitate
this, we assembled three layers of red-emitting QDs on top of the
green and yellow QD films with thicknesses of 14–24 nm[70] (Figure a).[148] The quantum funnel effect
is proven by the optical characterizations showing weak photoluminescence
in the green-yellow region followed by strong emission in the red
spectral window, suggesting energy transfer from the donor QDs to
red InP/ZnS acceptor QDs. Although the quantum funnel device showed
lower absorption, its emission is stronger than the ungraded device,
which was attributed to the trapped exciton recycling by energy transfer.[149] Likewise, this graded quantum funnel structure
generated a higher photocurrent than the ungraded control structure
under 450 nm 169 mW cm–2, 500 ms pulsed illumination.
The graded quantum funnel device also performed better under low light
intensity and shorter illumination pulses. Advantageously, MTT and
LHD assays on SH-SY5Y cells indicated minimal effects on cell viability
and membrane permeability. Therefore, the designed biointerface showed
a high potential for neural stimulation. The single-cell patch-clamp
electrophysiology experiments indicated the induced up to 1.5 mV membrane
depolarization via 1s pulses and even generated ∼500 μV
depolarization under the same light intensity with shorter 50 ms pulses
(Figure c). The performance
loss with shorter pulses is generally expected because the charging
time required for depolarization is also shorter. One disadvantage
of the system is the dependence on faradaic charge generation, which
needs to be carefully controlled for potentially harmful effects on
the cellular environment, and charge injection performance should
be significantly increased. Nevertheless, this unconventional design
using nanophotonics may bring a new perspective to the field for novel
biointerface designs.
Figure 9
(a) Artificial antenna complexes made of rainbow InP quantum
dots
showing nonradiative energy transfer toward the cell interface. (b)
(Upper inset) Photograph of the colloidal green-, yellow-, and red-emitting
QDs under UV illumination. (Bottom) Energy band diagram of the quantum
funnel biointerface (c) Photostimulation of the SH-SY5Y cell on the
quantum funnel biointerface under illumination of 169 mW cm–2 with 50 ms illumination pulses. Panels a, b, and c reprinted with
permission from ref (70). Copyright 2019 American Chemical Society. (d) Energy band alignment
of the QD integrated biointerface. InP/ZnS core/shell and InP/ZnO/ZnS
core/shell/shell QDs were incorporated into the photoelectrode architecture.
(e) Photocurrent density traces of the devices with InP/ZnO/ZnS:PCBM
volume ratios of 1:1 (black), 1:3 (red), and 1:7 (orange). The inset
shows the components of the photocurrent. Capacitive current is the
peak photocurrent reached after the light onset, whereas resistive
current is the photocurrent remained after 90% of the illumination
duration has passed. (f) Ratios of the capacitive to resistive components
for devices with different QD:PCBM mixing ratios. Panels d, e, and
f reprinted with permission from ref (83). Copyright 2021 Springer Nature.
(a) Artificial antenna complexes made of rainbow InP quantum
dots
showing nonradiative energy transfer toward the cell interface. (b)
(Upper inset) Photograph of the colloidal green-, yellow-, and red-emitting
QDs under UV illumination. (Bottom) Energy band diagram of the quantum
funnel biointerface (c) Photostimulation of the SH-SY5Y cell on the
quantum funnel biointerface under illumination of 169 mW cm–2 with 50 ms illumination pulses. Panels a, b, and c reprinted with
permission from ref (70). Copyright 2019 American Chemical Society. (d) Energy band alignment
of the QD integrated biointerface. InP/ZnS core/shell and InP/ZnO/ZnS
core/shell/shell QDs were incorporated into the photoelectrode architecture.
(e) Photocurrent density traces of the devices with InP/ZnO/ZnS:PCBM
volume ratios of 1:1 (black), 1:3 (red), and 1:7 (orange). The inset
shows the components of the photocurrent. Capacitive current is the
peak photocurrent reached after the light onset, whereas resistive
current is the photocurrent remained after 90% of the illumination
duration has passed. (f) Ratios of the capacitive to resistive components
for devices with different QD:PCBM mixing ratios. Panels d, e, and
f reprinted with permission from ref (83). Copyright 2021 Springer Nature.In the aforementioned studies, the dominant physical phenomena
for photocurrent generation was generally faradaic by nature. However,
irreversible faradaic charge injection is not desired for long-term
and safe cellular stimulation. To suppress the photoelectrochemical
charge transfer and increase device efficiency, researchers proposed
a QD–fullerene donor–acceptor nanoheterojunction.[83] In the study, a capacitive-dominant photoresponse
was achieved using InP/ZnO/ZnS QDs and a fullerene derivative of [6,6]-phenyl
C61 butyric acid methylester (PCBM) coated on glass:ITO/ZnO photoelectrode
(Figure d).[83] In this architecture, the InP/ZnO/ZnS QDs were
designed to delocalize the excited electrons to the ZnO shell and
to confine holes in the InP core. Furthermore, subsequent ZnO and
ZnS shells were grown on the InP core and increased the photoluminescence
quantum yield from 7% (only core) to 28 and 70%, respectively, indicating
the passivation of nonradiative surface defects.[150] The electronic properties of the proposed QD were investigated
by quantum mechanical calculations[151] and
compared with InP/ZnS QD. For InP/ZnS QD, the electron and hole are
confine to the InP core but a fraction of the electron wave function
penetrates to the ZnS shell, indicating smaller exciton binding energy
for the shell in comparison with a single InP core QD. However, in
InP/ZnO/ZnS QDs, the electron density is not fully confined in the
ZnO shell but instead expands through the entire nanostructure, whereas
the hole is fully confined in the InP core. This behavior can be attributed
to the smaller effective mass, smaller spatial volume, and potential
depth.[83] The decrease in the attractive
Coulomb energy, i.e., the binding energy, due to spatially spread
electron density and electron delocalization to the shell reveals
the formation of the type II heterostructure,[69] which was also apparent in the electron–hole wave function
overlap ratios of 0.89, 0.76, and 0.52 for the InP core, InP/ZnS,
and InP/ZnO/ZnS QDs, respectively.The InP/ZnO/ZnS QD was used
as the donor and PCBM as the acceptor,
and the blend showed rapid charging/discharging phases with quick
rise/fall times of 200 μs. Moreover, the blending ratio, i.e.,
the number of acceptors per donor, plays a significant role in the
photoresponse in terms of capacitive and faradaic processes. QD:PCBM
volume with mixture ratios of 1:1, 1:3, and 1:7 resulted in capacitive/faradaic
current ratios of 1.43, 2.5, and 1.47, respectively (Figure e, f). Therefore, the efficient
charge separation, which is essential for capacitive charge generation,
requires a sufficiently high and balanced number of acceptors per
donor that is satisfied with a 1:3 blending ratio. The benchmark experiments
for this blending ratio revealed photovoltage generation of 46 ±
4 mV under 445 nm, 57 mW cm–2 pulsed LED illumination.
Comparatively, InP/ZnS based control device (glass:ITO, ZnO, InP/ZnS)
showed slower charging/discharging phases with rise/fall times of
2 ms, indicating more resistive pathways for charge generation. The
superior performance of InP/ZnO/ZnS-based biointerface over InP/ZnS
based one can also be explained by the lower exciton binding energy
of InP/ZnO/ZnS QD that increases the efficiency of the charge separation.[152] Thus, this study shows a novel perspective
to combine novel heterostructures with fullerene materials to design
nontoxic nanoheterojunctions for neural stimulation, which motivates
further QD:fullerene combinations for efficient optoelectronic architectures.
PbS QD based neural interfaces
PbS
QDs offer strong absorption from visible up to near-IR spectral range.[153] Moreover, in conjunction with polymers it can
have enhanced nanomorphologies for effective charge dissociation.
Because the band energy levels of PbS QDs have been conveniently used
for bulk heterojunction (BHJ) solar cells, Srivastava et al.[71] utilized PbS QDs in a blend of the organic donor
of P3HT and acceptor of PCBM for photostimulation of neurons. PbS
QDs increased the overall absorbance by 14% and net absorbance by
3% at the pump wavelength of 450 nm in comparison with the control
group without QDs. Moreover, the efficiency of the charge separation
in the photoactive layer also depends on the phase separation between
the domains in the BHJ of the P3HT:PCBM blend. The atomic force microscopy
revealed smaller intermixed phase-separated domains for P3HT:PbS QDs:PCBM
film with better homogeneity in comparison with the P3HT:PCBM film.[71] Likewise, the surface roughness of the PbS QDs
(1.03 nm) integrated film is higher than the control (0.51 nm), respectively.[71] This increase in surface roughness may also
increase the charge collection between the interfaced layers. The
benchmark values for the design indicated higher photocurrent generation
performance for the optimized photoactive layer thickness, making
the photovoltaic device a good candidate for neural interfaces. Furthermore,
using PbS QDs in blend form with P3HT and PCBM may reduce the toxic
effects for the cellular environment in comparison with the use of
PbS as a single interfacial layer or without blending. The investigation
of the cell viability and cell growth of SH-SY5Y cells seeded on the
fabricated photoelectrodes revealed nonsignificant differences in
cell viability tracked by MTT and tracking assays.[71] This design also utilizes intermediate layers to properly
separate electrons and holes, enabling the charge generation dominated
by the capacitive processes (Figure a, b). Patch-clamp
electrophysiology experiments on the SH-SY5Y model cell line indicated
that the biointerface can generate peak depolarization of ∼5
mV under low light intensities (1 mW cm–2) (Figure b), which also
eliminates thermal effects that may induce to the cells. Therefore,
this study showed the potential and safe use of PbS QDs mixed with
organic photoactive polymers, motivating the use of different QDs
and their blend with photoactive polymers for designing neural interfaces
with better absorption and charge injection. Moreover, toward low-cost,
large-scale, and safer synthesis of PbS QDs, greener precursors (i.e.,
thioacetamide (TAA)) have been proposed as the sulfur precursor.[154] Together with the advances in colloidal synthesis
of QDs, PbS QD-based biointerfaces may offer unique features with
NIR light absorption.PbS- and AlSb-based neural interfaces. (a) (Top) Photocapacitive
current levels of ITO/ZnO/P3HT:PCBM and ITO/ZnO/P3HT:PbS-QDs:PCBM
photoelectrodes. (Bottom) Capacitive and faradaic components of type
I, type II, and type III photoelectrodes under illumination of 10
ms light pulses with an intensity of 1 mW cm–2.
The architecture for different types of biointerfaces was explained
in panels c and d in Figure . (b) Membrane potential variation of SH-SY5Y cells grown
on the type III biointerface in panel d upon light illumination (10
ms, 1 mW cm–2). Panels a and b reprinted with permission
from ref (71). Copyright
2019 American Physical Society. (c) Atomic force microscopy (5 μm
× 5 μm) of P3HT:PCBM surfaces with the optimized binary
ratio of 2:1 on ITO/ZnO-coated glass substrates (left, 2D views; right,
3D views) with various thin film thicknesses (t)
in tapping-mode. Ra shows the average
surface roughness. (d) Peak photocurrent for the binary photoelectrodes
as a function of various thin film thicknesses. Panels c and d reprinted
with permission from ref (101). Copyright 2020 The Optical Society. (e) Structure of the
AlSb integrated biointerface (left inset: cross-sectional SEM image)
and energy band diagram of the proposed device. (f) Intracellular
membrane potential change with respect to a distant Ag/AgCl electrode
was measured after the photostimulation of primary hippocampal neurons
on the glass:ITO control (red) and the biointerface (black) under
illumination of 100 mW cm–2 with 20 ms illumination
pulses. Blue semitransparent area shows the 445 nm light illumination
period (g) Successful spike ratio of neurons on the glass:ITO/ZnO/P3HT
control (gray) and the biointerface (black) under different illumination
frequencies of 20 ms, 50 mW cm–2, and 20 pulses
(n = 20, mean ± s.d.). Panels e, f and g reprinted
with permission from ref (102). Copyright 2021 Springer Nature.For further optimizations, the biointerface architecture glass:ITO/ZnO/P3HT:PbS
QDs:PCBM was investigated. The study unrevealed that the weight percent
of the PCBM blended with P3HT becomes a significant factor for optoelectronic
performance by altering the device absorption. The adaptation of PbS
QDs was further optimized in terms of device responsivity in P3HT:PCBM
blends.[101] For that, different photoactive
blend thicknesses (Figure c, d) and PbS QD loading ratio were investigated, and the
optimum device thickness and loading ratio of 155 nm and 10 vol %
were determined, respectively.[101] The atomic
force microscopy revealed smaller intermixed phase-separated domains
for a 155 nm thick P3HT:PCBM film with better homogeneity in comparison
with the 210 nm thick P3HT:PCBM film (Figure c). Although reducing the blend thickness
results in smoother surface morphology, increased inhomogeneity reduced
the capacitive photocurrent. Therefore, there is an optimum surface
roughness and surface homogeneity resulting in the best photocurrent
injection performance (Figure d). The optimized device can induce 0.61 μC cm–2 under a 20 mW cm–2 intensity of
green light with a high responsivity of 99 mA/W. This charge level
is above the required threshold levels for neural stimulation of retinal
tissue,[155] and advantageously, the charge
generation process was dominantly capacitive. Moreover, the device
was responsive to all visible spectrum, also suggesting the potential
use for stimulating the retinal tissue. Electrophysiology experiments
in vitro on PHNs extracted from E15-E17 Wistar Albino rats showed
that the biointerface may elicit action potentials under 20 mW cm–2 illumination with very high duty-cycle pulsed stimulation
called burst waveforms. The use of burst waveforms for stimulation
enables the biointerface to work under ocular safety limits and fast
charge accumulation in the cellular environment causing action potentials.
Thus, this study suggests the optimization of nanomorphology can build
hybrid material systems combining QDs with organic photoactive polymers
for neural stimulation. However, in vivo cytotoxicity of PbS-based
neural interfaces should be carefully studied for further studies
because of its heavy-metal content.
AlSb
QD-Based Neural Interfaces
A
new type of colloidal nanocrystals, aluminum antimonide (AlSb), was
recently introduced in 2019[156] and is a
less studied member of the III–V semiconductors. Physical growth
methods[157] have been already utilized for
the synthesis of AlSb semiconductors, particularly for near-IR optoelectronics[158] and quantum cascade lasers.[159] However, the introduced tunable colloidal synthesis of
AlSb QDs provides the opportunity for solution-processable fabrication.
Although most of the available colloidal quantum dots cover the blue
and green windows in terms of absorption, the relatively narrow AlSb
absorption spectrum in the blue region with a decaying tail for wavelengths
longer than 450 nm can enable blue-light-selective optoelectronic
performance. Moreover, a direct bandgap with HOMO and LUMO energies
of −4.6 and −2.9 eV, respectively, makes AlSb NCs a
perfect candidate for being adopted as a hole transfer layer (HTL)
to be used with photoactive polymers (Figure e). The energy levels are convenient for
integration with organic photoactive polymers such as P3HT, PCBM,
ITIC, and PTB7-Th.[138,160,161] Inspired by classical photovoltaic device design, Han et al. developed
the ITO/ZnO/P3HT/AlSb QD biointerface (Figure e) for neural stimulation of PHNs.[102] The band alignment between the compounds enabled
convenient dissociation of photogenerated excitons in a photoactive
P3HT polymer, routing electrons to the ITO layer and holes toward
the AlSb QD layer. This proper alignment and effective dissociation
generated an induced electric field gradient to the surrounding environment
upon illumination. To prove the contribution of AlSb QDs, we compared
the photoresponses under 445 nm blue and 630 nm red LED illumination.
As expected from the absorption profile of AlSb QDs, the biointerface
showed a nonsignificant performance increase under red light but a
2.3-fold higher photocurrent generation under blue light. Photoelectrochemical
characterization[138] of this biointerface
showed sufficient charge levels of 0.19 μC cm–2 to stimulate neurons in vitro. Advantageously, photoinduced charge
generation showed a highly capacitive process with suppressed faradaic
charge injection, only 0.92% of the total charge injection. On the
other hand, the photochemical stability of QD-based neural interfaces
in an aqueous environment has either never been studied or has not
been fully evaluated in previous studies. The passive accelerated
aging test with an acceleration factor of 32, conducted for 810 h,
showed more than 36 months of operational lifetime in this study.[102] Biocompatibility tests in vitro showed no apoptosis
or significant difference in cell viability for extracted PHNs.[102,162] The electrophysiology experiments on PHNs grown on the biointerface
revealed efficient neural stimulation (Figure f, g) under 445 nm LED illumination up to
20 Hz (Figure g)
with low jitter and latency. Advantageously, neural stimulation via
the toxic-heavy-metal-free QDs is based on capacitive processes under
low light intensities as low as 10 mW cm–2 under
ocular safety limits.[102,117] Therefore, it is beneficial
to combine different QD systems with photovoltaic devices either as
the photoactive material or the interfacial layer as the ETL/HTL.
There is still room for enhancement in device efficiency and responsivity,
and getting inspiration from the methodologies in solar cell research
to increase the device performance could result in superior architectures
for high-frequency neural stimulation in different optical excitation
windows.
Biocompatibility of QDs and Safety of the
Stimulation
Another key challenge for implantable neural
interfaces is to design and fabricate biocompatible devices while
maintaining prolonged functional lifetime and efficiency in vivo.
The main drawbacks for QD-based devices are (i) ion release from QDs,
which might be potentially toxic or change the extracellular pH and
reduce device performance, and (ii) the cellular intake by endocytic
pathways.[163] A comprehensive study by Derfus
et al.[164] investigated the cytotoxicity
of CdSe QDs and proved that Cd-based QDs can induce toxicity under
specific conditions. Particularly, surface oxidation may form Se–O2 molecules with desorption of Cd ions (Figure a), which inherently induce heavy metal
toxicity. As investigated by other studies,[165] surface coating of QDs with either shells or various inert ligands
slows down the surface oxidation processes, improving the biocompatibility
(Figure b). Various
surface coatings were previously used in the literature such as polyacrylate,[110] bovine serum albumin (BSA),[166] and ZnS, and they were proved to decrease the surface oxidation
process.[164] Moreover, the role of UV-light
excitation on increased cytotoxicity can be attributed to the enhanced
oxidative effect of UV-light and elevated levels of free cadmium release
from the QDs (Figure c).[164] Although ZnS and BSA surface coatings
significantly reduce the cytotoxicity, it is not fully suppressed
(Figure d). Different
QD-based neural interface systems such as InP, PbS, and AlSb QDs were
utilized. Particularly, InP QD-based systems showed superior cell
viability[167] due to nontoxic material compounds
in the final system (Figure e). Moreover, the effect of QDs on cellular processes were
evaluated by investigating different biological aspects such as cell
metabolic activity (using a 3-(4,5-dimethylth-iazol-2-yl)-2,5-diphenyltetrazolium
bromide (MTT) assay) (Figure f), cellular cytotoxicity (using a lactate dehydrogenase (LDH)
assay to evaluate plasma membrane damage) (Figure f), and membrane viability (using immunofluorescent
materials such as 4′,6-diamidino-2-phenylindole (DAPI), a marker
for membrane viability) (Figure g). The readers can refer to the references for more
detailed QD cytotoxicity assessments.[20,166,168] Therefore, it is essential to evaluate the cytotoxicity
of QDs for the targeted cells, tissues, and organs, both in vitro
and in vivo, as well as under different concentrations, doses, and
environmental conditions with properly engineered ligands and shells.
Figure 11
Biocompatibility
of quantum dots for biomedical applications. (a)
Oxidation mechanism of Cd-based nanoparticles. Reprinted with permission
from ref (164). Copyright
2004 American Chemical Society. (b) Polymer encapsulation strategy
for colloidal quantum dots. (A) Native nonpolar ligands remain intact
and (B) amphiphilic polymer encapsulate the QD for water solubility.
(C) Chemically reactive and polar group for bioconjugation. Reprinted
with permission from ref (165). Copyright 2011 Elsevier. (c) Cell viability of hepatocytes
as assessed by mitochondrial activity of CdSe QD-treated cultures
relative to untreated controls under exposure to air and UV treatment.
Reprinted with permission from ref (164). Copyright 2004 American Chemical Society.
(d) Effect of ZnS coating on CdSe quantum dots on cytotoxicity and
oxidation. Reprinted with permission from ref (164). Copyright 2004 American
Chemical Society. (e) Cell viability of MCF-7 cells incubated with
different concentrations of InP/ZnS QDs and CdSe/ZnS QDs for 24 h.
Reprinted with permission from ref (167). Copyright 2017, Royal Society of Chemistry.
(f) Cell viability and cytotoxicity assessment of InP/ZnO quantum
dots with MTT (upper left), LDH assay (upper right), and visualized
cell morphology via DAPI staining and actin immunolabeling (bottom,
scale bar: 50 μm). Reprinted with permission from ref (69). Copyright 2018 American
Chemical Society. (g) Immunofluorescence imaging of primary hippocampal
neurons grown on AlSb NC-coated biointerfaces. PHNs costained with
DAPI, Anti-NeuN (red), and anti-F-actin (green) (scale bar: 75 μm).
Reprinted with permission from ref (102). Copyright 2021 Springer Nature.
Biocompatibility
of quantum dots for biomedical applications. (a)
Oxidation mechanism of Cd-based nanoparticles. Reprinted with permission
from ref (164). Copyright
2004 American Chemical Society. (b) Polymer encapsulation strategy
for colloidal quantum dots. (A) Native nonpolar ligands remain intact
and (B) amphiphilic polymer encapsulate the QD for water solubility.
(C) Chemically reactive and polar group for bioconjugation. Reprinted
with permission from ref (165). Copyright 2011 Elsevier. (c) Cell viability of hepatocytes
as assessed by mitochondrial activity of CdSe QD-treated cultures
relative to untreated controls under exposure to air and UV treatment.
Reprinted with permission from ref (164). Copyright 2004 American Chemical Society.
(d) Effect of ZnS coating on CdSe quantum dots on cytotoxicity and
oxidation. Reprinted with permission from ref (164). Copyright 2004 American
Chemical Society. (e) Cell viability of MCF-7 cells incubated with
different concentrations of InP/ZnS QDs and CdSe/ZnS QDs for 24 h.
Reprinted with permission from ref (167). Copyright 2017, Royal Society of Chemistry.
(f) Cell viability and cytotoxicity assessment of InP/ZnO quantum
dots with MTT (upper left), LDH assay (upper right), and visualized
cell morphology via DAPI staining and actin immunolabeling (bottom,
scale bar: 50 μm). Reprinted with permission from ref (69). Copyright 2018 American
Chemical Society. (g) Immunofluorescence imaging of primary hippocampal
neurons grown on AlSb NC-coated biointerfaces. PHNs costained with
DAPI, Anti-NeuN (red), and anti-F-actin (green) (scale bar: 75 μm).
Reprinted with permission from ref (102). Copyright 2021 Springer Nature.QD-based biointerfaces modulate neural activity by electrochemical
currents resulting from conversion of optical energy to electrical
energy. The damage mechanisms and charge injection thresholds for
electrical stimulation have previously been investigated in detail.[85,169−171] The QD-based biointerfaces reported up to
date have photogenerated charge densities on the order of few μC
cm–2 and current densities of maximum few mA cm–2, which are typically below the damage thresholds
for brain and retina.[169,172] On the other hand, attention
must be paid while using the biointerfaces that generate charge-imbalanced
monophasic stimulation pulses[88,113] to avoid possible
electrode and tissue damage, although charge-balance does not necessarily
indicate electrochemical balance (see Merrill et al. for more on this[85]). Therefore, capacitive biointerfaces are favorable
and they typically provide charge-balanced biphasic waveforms.
Perspective & Conclusion
Quantum-dot-based neural
interfaces showed remarkable progress
in terms of responsivity and transition toward nontoxic quantum dots.
As a next step, seamless integration with targeted tissue via minimally
invasive methods while simultaneously increasing spatiotemporal resolution
and efficiency remains as an important challenge. For that purpose,
the transition toward “single-nanocrystal-level” neural
interfaces hold high promise. However, there are fundamental challenges
that need to overcome at nanoscale. One of the challenges is the realization
of nanocrystals made of metal, oxide, and semiconductor heterojunctions
with large lattice mismatch for the control of the photogenerated
charges. For example, the metal–semiconductor heterojunctions
generally have high lattice mismatch and thus the semiconductors cannot
be grown at high crystal quality. As a solution, nonepitaxial growth
technique allows the deposition of a crystalline overlayer on a crystalline
substrate with high lattice mismatch.[173,174] For the heterojunctions
with low lattice mismatch, epitaxial growth techniques such as a successive
ionic layer adsorption and reaction (SILAR) can be applied. Hence,
the movement of the photogenerated charge carriers can be well controlled
for the targeted charge-transfer mechanism at the electrode–electrolyte
interface. Moreover, anisotropic growth of the crystal may lead to
spatially separate stimulation and return nanoelectrodes for efficient
modulation of neural activity.After nanocrystals are properly
designed and synthesized, they
can be conjugated with functional groups (secondary antibodies) and
specifically bind to external motifs of neuronal membrane proteins
(antigens) via primary antibodies. Once bound to a neuron, these nanocrystals
can transduce pulses of light into capacitive or pseudocapacitive
currents to modulate the transmembrane potential. The photocurrent
can be generated via photogenerated potential change between the nanocrystal
and cellular environment that can stimulate or inhibit the neuronal
activity at single-cell level. Thus, the combination of single-nanocrystal-level
neural interfaces with targeted delivery to the nervous system can
be beneficial to treat a wide variety of nervous system diseases at
an unprecedented degree. However, state of the art QD-based systems
require short-wavelength excitation, which limit their effective use
in in vivo therapeutic applications because of the short penetration
length of visible light into targeted tissues. Upconversion nanoparticles
(UCNPs) and their hybrid systems with QDs enable the use of low-energy
NIR light for photostimulation of neurons to overcome this challenge.
UCNPs absorb low energy photons, convert them to high-energy visible
photons, and excite QDs.[175] UCNPs have
attracted tremendous interest in optogenetics, bioimaging, and light-activated
drug release.[175] Numerous studies in these
areas enabled efficient and biocompatible UCNP systems. Particularly,
their efficient use in neural modulation has been investigated as
the visible photon sources required by optogenetics.[176−180] Moreover, plasmonic nanostructures have been utilized to enhance
upconversion efficiency[181,182] and their stand-alone
use was also studied for modulation of neural activity.[183,184] Therefore, hybrid systems of UCNPs, photoactive polymers, and plasmonic
nanostructures with QDs can offer numerous advantages and opportunities
for wireless in vivo studies and clinical research.Although
QDs in free-standing conditions have not yet achieved
modulation of neural activity, it has been shown that free-standing
silicon nanowires can reproducibly evoke action potentials in primary
neurons via the photoelectrochemical pathway.[142] The ability to build p-type/intrinsic/n-type (PIN) silicon
nanowires and to control the doping profiles in a sensitive way render
these nanostructures versatile candidates for opto-bioelectronic applications.[185,186] Moreover, they can also be integrated in composite mesh structures
for building flexible and conformable biointerfaces.[185] Up to now, these systems have operated with high optical
power densities using lasers compared to the QD-based systems, which
were mostly excited with the light-emitting diodes operating under
lower irradiance levels. On the other hand, the ability to modulate
neural activity via a single free-standing nanowire motivates the
use of single-QD systems for achieving spatially selective stimulation
instead of using planar solid films of QDs. With these future improvements,
quantum opto-bioelectronics can advance optical control of the nervous
system, broaden operational spectral windows, and improve functionality.On the other hand, more extensive and thorough evaluation of biocompatibility
and acute/chronic immune response are needed, particularly for colloidal
use of QDs. QD-based biointerfaces can be either injected like nanoparticle-based
systems or implanted as building blocks of biointerfaces to the targeted
tissue.[29,30] To date, various techniques such as surface
coatings with biocompatible materials such as silica, which is used
in various optical[187] and biomedical applications,[188] BSA, ZnS, and ZnO, which are dietary molecules,[164] have been used for reduced cytotoxicity. However,
they may either reduce device efficiency or are not sufficient to
fully eliminate long-term biological effects. Collaborative efforts
of nanoengineering, material science, and bioelectronics can offer
new material opportunities to simultaneously achieve efficiency and
biocompatibility to address this challenge.Though neural stimulation
is mostly used for direct activation/inhibition
of neural activity, there is an increasing and extensive research
on its potential in neural differentiation and regeneration.[189] Although electrical stimulation is the most
well-studied and established technique on this subject, recent studies[42,189,190] showed that optoelectronic stimulation
via nanomaterials,[191−193] particularly nanoparticles,[29,194] can bring new advantages as an alternative to electrical stimulation
with the progress in cellular-scale optoelectronics.[195] In addition, there are alternative stimulation methods
such as magnetic, ultrasound, and a combination of the multimodal
approaches that can lead to unconventional neurostimulation strategies.Monitoring action potentials in neurons via electric-field-modulated
QD photoluminescence is a recently developed technique for recording
purposes.[22] Conventionally, the optical
readout of neural activity is achieved by chemical Ca2+ indicators. However, the photoluminescence kinetics of commercial
Ca2+ indicators are much slower than the neural activity
time scale (e.g., 10–100 s for indicators vs. 1–100
ms for neural voltage signals).[22] Comparatively,
QDs can operate at recombination lifetimes with a resolution of tens
of nanoseconds range. The electric field within the vicinity of the
cell membrane can couple to the QDs that can shift emission intensity,
photoluminescence peak, and emission bandwidth.[196−200] Furthermore, Förster resonant energy transfer (FRET) between
the QD–quencher pair[200] can be also
used for imaging of neuronal action potentials, which can be measured
and interpreted with conventional spectroscopic devices. In addition,
near-unity QDs can be either used for efficient FRET-systems or integrated
into photovoltaic device architecture where the nontransferred or
dissociated remaining excitons can efficiently recombine and the luminescence
signal may be used for sensing in different configurations. Because
QDs with a higher quantum efficiency yielded higher photocurrents
due to nontrapped charges, near-unity QDs can be an interesting candidate
for simultaneous sensing and stimulation devices.[69,88] Moreover, such devices can be a powerful alternative to change metabolic
activity and monitor drug-induced effects for pharmalogical profiling,
in addition to the recent label-free techniques.[185,201−203]In summary, we discussed the foundations
and progress of colloidal
quantum dot based neural interfaces for photostimulation of neurons.
Despite recent advances, integration of colloidal quantum dots cannot
completely reach the silicon- or polymer-based neural interfaces in
terms of device efficiency yet. However, we expect that advances in
chemical synthesis techniques and colloidal nanosystems combined with
bioelectronics can lead to various alternative QD-based devices for
neuroscience and treatment of dysfunctional neuronal circuits. For
that, recent advances in the related fields have made a great scientific
basis for next-generation noninvasive, ultrasmall, and effective neural
interfaces. We hope that the recent efforts and challenges discussed
in this review will provide insight for future research and motivation
for next-generation scientists on these emerging nanomaterial systems
and their use in neural interfaces.
Authors: X Michalet; F F Pinaud; L A Bentolila; J M Tsay; S Doose; J J Li; G Sundaresan; A M Wu; S S Gambhir; S Weiss Journal: Science Date: 2005-01-28 Impact factor: 47.728
Authors: Graham H Carey; Ahmed L Abdelhady; Zhijun Ning; Susanna M Thon; Osman M Bakr; Edward H Sargent Journal: Chem Rev Date: 2015-06-24 Impact factor: 60.622
Authors: Ramya Parameswaran; Kelliann Koehler; Menahem Y Rotenberg; Michael J Burke; Jungkil Kim; Kwang-Yong Jeong; Barbara Hissa; Michael D Paul; Kiela Moreno; Nivedina Sarma; Thomas Hayes; Edward Sudzilovsky; Hong-Gyu Park; Bozhi Tian Journal: Proc Natl Acad Sci U S A Date: 2018-12-11 Impact factor: 11.205