Rami Shafei1,2, Dimitrios Maganas1, Philipp Jean Strobel3, Peter J Schmidt3, Wolfgang Schnick4, Frank Neese1. 1. Max-Planck-Institut für Kohlenforschung, Kaiser-Wilhelm-Platz 1, Mülheim an der Ruhr 45470, Germany. 2. Department of Chemistry, Faculty of Science, Beni-Suef University, Salah Salem Str, Beni-Suef 62511, Egypt. 3. Lumileds Phosphor Center Aachen, Lumileds (Germany) GmbH, Philipsstraße 8, Aachen 52068 , Germany. 4. Department of Chemistry, University of Munich (LMU), Butenandtstraße 5-13, München 81377, Germany.
Abstract
In this work, we present a computational protocol that is able to predict the experimental absorption and emission spectral shapes of Eu2+-doped phosphors. The protocol is based on time-dependent density functional theory and operates in conjunction with an excited-state dynamics approach. It is demonstrated that across the study set consisting of representative examples of nitride, oxo-nitride, and oxide Eu2+-doped phosphors, the energy distribution and the band shape of the emission spectrum are related to the nature of the 4f-5d transitions that are probed in the absorption process. Since the 4f orbitals are very nearly nonbonding, the decisive quantity is the covalency of the 5d acceptor orbitals that become populated in the electronically excited state that leads to emission. The stronger the (anti) bonding interaction between the lanthanide and the ligands is in the excited state, the larger will be the excited state distortion. Consequently, the corresponding emission will get broader due to the vibronic progression that is induced by the structural distortion. In addition, the energy separation of the absorption bands that are dominated by states with valence 4f-5d and a metal to ligand charge transfer character defines a measure for the thermal quenching of the studied Eu2+-doped phosphors. Based on this analysis, simple descriptors are identified that show a strong correlation with the energy position and bandwidth of the experimental emission bands without the need for elaborate calculations. Overall, we believe that this study serves as an important reference for designing new Eu2+-doped phosphors with desired photoluminescence properties.
In this work, we present a computational protocol that is able to predict the experimental absorption and emission spectral shapes of Eu2+-doped phosphors. The protocol is based on time-dependent density functional theory and operates in conjunction with an excited-state dynamics approach. It is demonstrated that across the study set consisting of representative examples of nitride, oxo-nitride, and oxide Eu2+-doped phosphors, the energy distribution and the band shape of the emission spectrum are related to the nature of the 4f-5d transitions that are probed in the absorption process. Since the 4f orbitals are very nearly nonbonding, the decisive quantity is the covalency of the 5d acceptor orbitals that become populated in the electronically excited state that leads to emission. The stronger the (anti) bonding interaction between the lanthanide and the ligands is in the excited state, the larger will be the excited state distortion. Consequently, the corresponding emission will get broader due to the vibronic progression that is induced by the structural distortion. In addition, the energy separation of the absorption bands that are dominated by states with valence 4f-5d and a metal to ligand charge transfer character defines a measure for the thermal quenching of the studied Eu2+-doped phosphors. Based on this analysis, simple descriptors are identified that show a strong correlation with the energy position and bandwidth of the experimental emission bands without the need for elaborate calculations. Overall, we believe that this study serves as an important reference for designing new Eu2+-doped phosphors with desired photoluminescence properties.
Over the last few decades,
light-emitting diode (LED) phosphors
have been widely used in applications in the field of modern lighting
and display technologies. In particular, phosphor-converted LED (pc-LED)
materials provide lighting sources that (1) show high luminous efficacy
and (2) operate under low power consumption and (3) they are environmentally
friendly.[1−5] Due to these reasons, pc-LEDs are considered as the next-generation
solid-state lighting technology with the potential to substitute traditional
lighting sources ranging between incandescent, fluorescent, and halogen
lamps to backlights of liquid crystal displays (LCDs).[6,7]Successful design of innovative materials featuring pc-LED
phosphors
requires (1) a high degree of tunability of the emission band position
in the range between red and blue light, (2) a narrow band width of
the emission band, and (3) thermal stability.[1,2,6,8−21] In fact, a high degree of tunability implies that the targeted pc-LED
phosphors show systematic geometric and electronic structure properties.[2,9,14,15,22−24] Hence, identification
of such systematic descriptors is of paramount importance for the
design of pc-LED phosphors with desired luminescence properties.This has led to the development of combined experimental and theoretical
protocols that are aiming to establish at least semiquantitative rules
that relate the geometric and electronic structure of the system under
investigation to the desired spectroscopic properties of such materials.
A number of correlations have been attempted on the basis of density
functional theory (DFT) calculations that relate properties such as
the crystal field strength or the band gap to the Stokes shift of
classes of pc-LED phosphors.[9,14,15,23−28] Machine learning techniques[8,29] have also been employed
in an effort to provide predictions of novel materials with the desired
properties summarized above. While the usefulness of DFT[8] or machine learning-based approaches alongside
empirical correlations[29] is undeniable,
they also suffer from some significant shortcomings that will be elaborated
on below. In fact, to date, most promising phosphors are still discovered
by an elaborate trial-and-error process. Thus, there is a continued
desire to improve the predictive power of the theoretical protocols
to better aid the design of new phosphors with tailored properties.
This paper represents an attempt in this direction.Combining
a range of spectroscopic methods with the results of
carefully calibrated theoretical spectroscopy has been widely used
on the fields of (bio)inorganic chemistry and catalysis.[30−37] It has been indeed shown that this approach has been proven instrumental
to characterize exotic reactive species in model systems (e.g., the
genuine Fe(V)[35] and the first Fe(VI)[36] centers in coordinate complexes), clarifying
the structure and oxidation states in enzymes, for example, the identification
of a unique carbide center in the active site of the dinitrogen-activating
enzyme nitrogenase[34] or the characterization
of the structure and oxidation states of the oxygen-evolving complex
in photosynthesis.[30,32] Moreover, this approach has shown
great potential in bridging the worlds of homogeneous and heterogeneous
catalysis by interpreting simultaneously the spectroscopic response
of vanadium-based oxidation catalysts.[38] It should be emphasized that in order to successfully apply the
theoretical methodologies to interpret the spectroscopic response
of real-life chemical problems, it is of paramount importance that
the theoretical methods are properly calibrated, implying that the
error bars of the theoretical predictions must be known from studying
a series of known and understood systems. Hence, in all the above-described
cases, all predictions of the theoretical methods are only valid within
the confidence intervals defined by the calibration procedure.[39]In this work, we will use high-level wavefunction-based ab initio quantum chemistry in conjunction with time-dependent
density functional theory (TD-DFT) and an excited-state dynamics (ESD)
approach to show that a carefully calibrated multimethod protocol
can be developed that is able to quantitatively predict the spectroscopic
properties of pc-LED phosphors in terms of energy position and the
bandwidth of the targeted emission spectrum. However, in addition
to producing prediction of near quantitative accuracy, it is possible
to extract more qualitative data from the calculations that can serve
to guide chemical intuition in the design of new and improved systems
based on geometric and electronic structure properties such as the
crystal field strength, the band gap, and the Stokes shift of the
investigated phosphor. For this purpose, a selection of Eu2+-doped phosphors in nitride/oxo-nitride/oxide inorganic hosts is
chosen. These phosphors adopt a UCr4C4-type
or related crystal structure[40] and exhibit
promising luminescence spectral features, such as narrow-band emission,
with a high degree of tunability that is offered by the host structure.
In a first step, a multimethod theoretical protocol will be developed
that is able to predict the bandwidth and the energy position of the
absorption and fluorescence spectra of four nitride phosphors Sr[Mg3SiN4]:Eu2+ (SMS),[16] Ba[Mg3SiN4]:Eu2+ (BMS),[11] Ca[LiAl3N4]:Eu2+ (CLA),[12] and Sr[LiAl3N4]:Eu2+ (SLA).[13] In a
second step the above protocol will be employed to study the electronic
structure and the spectroscopic response of narrow-band oxo-nitride
red phosphor Sr[Al2Li2O2N2]:Eu2+ (SALON)[41] and the ultranarrow-band
blue oxide phosphor SrLi2[Be4O6]:Eu2+ (SLBO).[1] In a final step, a homogeneous
set of descriptors will be extracted from the developed computational
protocol that is able to predict the emission energy position and
the bandwidth of Eu2+ phosphors in an attempt to aid the
synthetic efforts toward new phosphors with desired photoluminescence
properties.
Experimental/Methods
Study Set: Geometric Structure
The chosen study set
of phosphors is presented in Figure together with the major structural characteristics
of the different coordination environments around the doped Eu2+ centers.
Figure 1
Atomic structures of red SMS, SLA, CLA, BMS, SALON, and
blue SLBO
phosphors. (a, b) Graphical representation of phosphor host crystal
structures together with their crystallographic space groups. (c)
Number of crystallographic sites for Eu2+. (d, e) Side
and top view of cuboids containing the two adjacent EuL8 and ML8 cuboids (M = Ca, Sr, Ba, L = N, O). (f) Most
important bond lengths Eu–M and Eu–L. (g) Local symmetry
around the Eu/ML8 centers. Atom colors: Ca (light green),
Sr (green), Ba (deep green), Eu (cyan), Si (gray), Mg (orange), Al
(yellowish pink), Li (pink), N (blue), O (red).
Atomic structures of red SMS, SLA, CLA, BMS, SALON, and
blue SLBO
phosphors. (a, b) Graphical representation of phosphor host crystal
structures together with their crystallographic space groups. (c)
Number of crystallographic sites for Eu2+. (d, e) Side
and top view of cuboids containing the two adjacent EuL8 and ML8 cuboids (M = Ca, Sr, Ba, L = N, O). (f) Most
important bond lengths Eu–M and Eu–L. (g) Local symmetry
around the Eu/ML8 centers. Atom colors: Ca (light green),
Sr (green), Ba (deep green), Eu (cyan), Si (gray), Mg (orange), Al
(yellowish pink), Li (pink), N (blue), O (red).As seen in Figure , the selected nitride phosphors contain an ordered distribution
of edge- and corner-sharing (Si,Mg)N4 or (Al,Li)N4 tetrahedral building units, which form vierer ring channels. The
host M2+ ions (M = Ba, Sr, Ca) as well as the doped Eu2+ ions are placed at the center of those vierer ring channels,
and they are 8-fold coordinated by nitride N3– ions.
In all the cases, the symmetry is lower than cubic; as a result, cuboid-like
polyhedra Eu/ML8 are formed (for simplicity, these polyhedra
will be referred to as cuboids). In particular, the nitridomagnesosilicate
phosphors M[Mg3SiN4]:Eu2+ (M = Sr
(SMS), Ba (BMS)) crystallize in an ordered variant of the UCr4C4 structure type. SMS crystallizes in a tetragonal
crystal structure with space group I41/a, isotypic to Na[Li3SiO4] with the local symmetry of the Eu/SrL8 coordination
polyhedra being distorted cubic. On the contrary, BMS is a distorted
variant of the UCr4C4 structure type as it crystallizes
in triclinic space group P1̅. The tetragonal
distortion reduces the local symmetry of the Eu/SrL8 to
approximately S4. Similarly, the nitridolithoaluminate
phosphors M[LiAl3N4]:Eu2+ (M = Sr
(SLA), Ca (CLA)) are also tetragonally distorted variants of the UCr4C4 structure type crystallizing in triclinic P1̅ and tetragonal I41/a space groups, respectively. As in the case of
SMS, in SLA and CLA, the Eu/SrL8 and Eu/CaL8 centers are tetragonally distorted (e.g., they can be approximated
by S4 symmetry). Along the BMS, SMS, SLA,
and CLA sequence, the crystal field strength, as well as the Eu/ML8 cuboid compression, is increasing.[42] This is reflected by the decrease of the Eu-M (M = Ba, Sr, Ca) (from
3.45 to 3.21 Å) and Eu-N (from 2.90 to 2.75 Å) bond lengths,
respectively, across the sequence. The oxonitridolithoaluminate phosphor
Sr[Li2Al2O2N2]:Eu2+ (SALON) is also an ordered variant of the UCr4C4 structure type that crystallizes in the tetragonal
space group P42/m. Two
kinds of tetrahedra ([AlON3]8– and [LiO3N]8–) are now forming a condensed network
of tetrahedra leading to three different types of channels along the
[001] direction. The channel hosting the Sr2+ or the doped
Eu2+ cations forms Eu/SrN4O4C2 symmetric cuboids with Sr–N
of 2.76 Å, Sr–O of 2.66 Å, and Eu–Sr of 3.21
Å bond lengths. These structural characteristics are very similar
to the CLA nitride phosphor as will be discussed below. Finally, the
oxoberyllate phosphor SrLi2[Be4O6]:Eu2+ (SLBO) crystallizes in the space group P4/ncc and contains edge- and corner-sharing
BeO4 tetrahedra, which are forming two kinds of vierer
ring channels along the [001] direction. The channel hosting the Sr2+ or the doped Eu2+ ions forms Eu/SrO8C4 sequences of truncated bipyramidal
cuboids in which the individual Eu/SrO8 cuboids are rotated
by 45° with respect to each other. The Eu–O bond lengths
range between 2.6 and 2.8 Å while the Eu–Sr bond lengths
are quite elongated (4.5 Å). This is due to the fact that the
rotated pairs of Eu/SrO8 cuboids do not share common faces,
as in all the other selected phosphors. To show that our new method
can be applied on phosphors comprising the entire visible spectrum,
and having a structure that is not related to the UCr4C4 type, a blue phosphor was additionally selected with SLBO,
in contrast to all the above-presented nitride and oxo-nitride red
phosphors. All these structural characteristics and their influence
on the emission properties of the study set of chosen phosphors will
be thoroughly investigated below.
Experimental Spectra
The experimental absorption and
emission spectra of the chosen study set of Eu2+-doped
phosphors are presented in Figure . As seen, all the absorption spectra are quite broad
in the visible energy region 15,000–25,000 cm–1. The nitride phosphors CLA, SLA, and SMS show a broad absorption
band with increasing band maximum positions observed at 21,280, 21,460,
and 22,730 cm–1, respectively. In accordance, the
oxo-nitride SALON and oxide SLBO phosphors show absorption spectra
with band maxima at 22,220 and 23,100 cm–1, respectively.
Interestingly, the band maxima increase in the sequence CLA, SLA,
SALON ∼ SMS, SLBO. As will be discussed in the electronic structure
section, this blue shift in the absorption maxima along the above
sequence is associated with the subsequent decrease of the crystal
field strength of the coordination environment around the Eu. On the
contrary, BMS seems to deviate from this trend, showing a red shift
in the absorption spectrum in which the band maximum position is located
at 21,310 cm–1. In all cases, in the energy region
20,600–25,000 cm–1 (or wavelength region
400–485 nm), a single band emission line is observed in the
energy region 12,500 to 22,500 cm–1 with a full
width half-maximum (FWHM) that ranges between 1220 and 1990 cm–1 (25 and 90 nm). In particular, CLA, SLA, SALON, SMS,
and SLBO show a narrow band emission with bandwidths ranging 60 nm
(1330 cm–1) in CLA dropping down to 25 nm (1220
cm–1) in SLBO. According to the absorption spectra,
the band maximum of the emission band is increasing along the sequence
CLA (14,970 cm–1), SLA (15,385 cm–1), SALON (16,287 cm–1) ∼ SMS (16,260 cm–1), SLBO (21,930 cm–1) with the latter
emitting quite deeply into the blue visible light frequency range
(450–490 nm). In the case of the absorption spectrum of BMS,
the respective emission spectrum declines from the above trend, showing
a band maximum located at 14,925 cm–1, with a noticeably
broad bandwidth (FWHM = 90 nm or 1990 cm–1). In
the following sections, the intensity mechanism dominating the observed
trends will be thoroughly investigated.
Figure 2
Experimental absorption
(right) and emission (left) spectra of
the selected phosphors (CLA: green; SLA: orange; SALON: pink; SMS:
red; BMS: blue; SLBO: dark blue)
Experimental absorption
(right) and emission (left) spectra of
the selected phosphors (CLA: green; SLA: orange; SALON: pink; SMS:
red; BMS: blue; SLBO: dark blue)
Computational Details
All calculations were performed
with the ORCA 5.0 suite of programs.[43−45] Single-point energies
and frequencies over the crystallographic coordinates, taken from
the experimental crystallographic X-ray diffraction data, were computed
at the density functional theory (DFT) level employing the PBE0[46,47] functional. In all calculations, the def2-TZVP basis sets of the
Ahlrichs group[48,49] were used for all main group
element atoms, while for Eu, the segmented all-electron relativistically
re-contracted (SARC) scheme[50−53] was employed. The calculations were accelerated by
employing the resolution of identity approximation (RI)[54] for the Coulomb integrals, while the exchange
terms were efficiently computed using the “chain-of-spheres”
(COSX)[55,56] approximation by utilizing the def2/J and
the SARC/J Coulomb fitting and def2-TZVP/C correlation auxiliary basis
sets, respectively. All the calculations were performed using the
second-order Douglas–Kroll–Hess correction (DKH2)[57,58] to account for the scalar relativistic effects, employing the finite
nucleus model.[59] The Hartree–Fock
(HF) layers used in the embedding cluster calculations were equipped
with a minimal LANL2DZ basis set with the respective ECPs.[60−63] Eu2+ doping energies were computed at the DLPNO-CCSD(T)
levels of theory.[64−66] Band gap energies of the host structures were computed
at the TD-DFT(PBE0) and STEOM-DLPNO-CCSD[67,68] levels of theory. In the TD-DFT calculations, the Tamm–Dancoff
approximation (TDA) was used.[69] Absorption
and photoluminescence spectra were computed at the TD-DFT(PBE0)/TDA
level of theory by employing the excited state dynamics (ESD) path
integral protocol[70−72] in which vibronic coupling is included within the
Frank–Condon and Herzberg–Teller coupling schemes. A
constant Gaussian broadening was used for all presented absorption
and emission spectra, which amounts to a FWHM of 1500 and 500 cm–1, respectively. For better visual agreement with the
experimental absorption spectra, a second Gaussian broadening with
FWHM of 3000 cm–1 was used in some of the computed
absorption spectra. For clarity, natural transition orbital (NTO)
analysis is performed on dimer structures.
Embedding Cluster Approach
Construction
of the Cluster Models
Representative model
structures for the calculations of the spectroscopic properties of
the host and Eu2+-doped phosphors were constructed in the
framework of the embedded cluster approach. In a first step, various
quantum clusters (QCs) were constructed from the crystallographic
data by preserving the 8-fold cubic coordination environment around
the central alkaline earth metal ions (Ca2+, Sr2+, Ba2+). Structure expansions containing one, two, three,
or four central cations of the host phosphors were considered, abbreviated
as monomers, dimers, trimers, or tetramers. The respective quantum
clusters of the host structures of SMS, BMS, SLA, CLA, SALON, and
SLBO phosphors are visualized in Figure .
Figure 3
Graphical representation of (monomer, dimer,
trimer, or tetramer)
undoped clusters of SMS, BMS, CLA, SALON, and SLBO used for BG calculations.
The respective doped clusters were constructed by replacing one of
the central cations M (M = Ca2+, Sr2+, Ba2+), with Eu2+. Atom color coding: Ca (light green),
Sr (green), Ba (deep green), Si (gray), Mg (orange), Al (yellowish
pink), Li (pink), N (blue), O (red).
Graphical representation of (monomer, dimer,
trimer, or tetramer)
undoped clusters of SMS, BMS, CLA, SALON, and SLBO used for BG calculations.
The respective doped clusters were constructed by replacing one of
the central cations M (M = Ca2+, Sr2+, Ba2+), with Eu2+. Atom color coding: Ca (light green),
Sr (green), Ba (deep green), Si (gray), Mg (orange), Al (yellowish
pink), Li (pink), N (blue), O (red).Formation of Eu2+-doped phosphors involves the substitution
of the Sr2+, Ca2+, or Ba2+ cations
with Eu2+ due to the similarity of their ionic radii [Eu2+: 1.25, Ca2+: 1.06, Sr2+: 1.26, Ba2+: 1.35 Å].[73] It should be
noted that in this study set of phosphors, no other cation substitutions
(e.g., Li+, Mg2+, Al3+, or Si4+) with Eu2+ are possible while occupation of interstitial
sites on the unsaturated channels is not possible due to steric reasons.[42] For example, in the case of SMS, the EuN8 host cuboid has a volume of 37 Å3 while the
nearby unsaturated channels would form EuN6 octahedra with
a 20 Å3 volume. Preliminary DLPNO-CCSD(T) calculations
indicate that such Eu–polyhedra formations do not lead to more
stable structures with respect to the Eu2+-doped cuboids
as they require significant structural relaxation. As shown in Table S2, similar observations are found for
all the phosphors of the study set. Hence, the corresponding candidate
structures for the respective Eu2+-doped phosphors are
straightforwardly constructed from the host model structures of Figure by replacing one
Sr2+, Ca2+, or Ba2+ cation with Eu2+. As shown in Table S1, all these
clusters are highly negatively charged; hence, in a next step, one
layer equipped with the surrounding cations is added. As described
in the Computational Details, this layer,
also called a Hartree–Fock layer (HF layer), is treated at
the HF level during the calculation together with a minimal basis
set. In following, the QC + HF clusters are embedded in an external
point charge (PC) field, consisting of about 35,000 to 45,000 charges,
to account for the long-range Coulombic forces. In order to avoid
electron flow and overdelocalization from the QCs to the PC region,
a boundary region (BR), 2 or 3 layers, of repulsive capped effective
core potentials (c-ECPs) is introduced between the QC and PC regions.
This region is also called an ECP region. In particular, an up to
triple layer of cECPs:ECP2SDF (Li, Be, N),[74] ECP10SDF (Sr, Mg, Ca, Si, Al)[75] (included
in the SDD framework) was used to replace the corresponding atoms.
For the cECPs and PCs, the charges are chosen imposing cluster neutrality
conditions (i.e., q(QC + HF) = – q(BR + PC))[76] and by ensuring uniform charge distribution in the QC,
BR, and PC regions. For this purpose, the charge values of the ECP
and PC regions were matched with the computed electrostatic potential
charges (CHELPG)[77,78] of the QC iteratively. Further
details regarding the employed embedding scheme have been described
elsewhere.[79] It should be noted that within
the employed embedding scheme, the positions and magnitudes of the
point charges are kept fixed while no additional corrections for the
long-range electrostatics are taken into account.[80] An example is provided in Figure for the monomeric SMS {[EuMg9Si3N24]40– [Sr2Mg13Si3]40+}0 cluster.
This scheme has been proven successful in treating a variety of chemical
problems in the field of semiconductors and insulators as well as
molecular crystals.[79,81−90] Note that while this scheme can be applied to a broad range of systems,
metallic systems or materials for which the electronic structure is
strongly delocalized cannot be treated.
Figure 4
Embedding cluster approach.
(a) Top and side views of the of the
Eu2+-doped SMS [EuMg9SiN24]48– QC cluster. (b) QC cluster surrounded by an HF layer (green spheres)
composed of 2 Sr atoms, 13 Mg atoms, and 3 Si atoms playing the role
of neutralizing the QC cluster QC + HF: {[EuMg9SiN24]40– + [Sr2Mg13Si3]40+}0. (c) QC + HF cluster surrounded
by three capped ECP layers (red spheres). (d) Final embedded cluster
QC + HF + ECPs embedded in a PC (gray cycles) field. Atom color coding:
Ca (light green), N (blue), Mg (orange), and Si (light gray).
Embedding cluster approach.
(a) Top and side views of the of the
Eu2+-doped SMS [EuMg9SiN24]48– QC cluster. (b) QC cluster surrounded by an HF layer (green spheres)
composed of 2 Sr atoms, 13 Mg atoms, and 3 Si atoms playing the role
of neutralizing the QC cluster QC + HF: {[EuMg9SiN24]40– + [Sr2Mg13Si3]40+}0. (c) QC + HF cluster surrounded
by three capped ECP layers (red spheres). (d) Final embedded cluster
QC + HF + ECPs embedded in a PC (gray cycles) field. Atom color coding:
Ca (light green), N (blue), Mg (orange), and Si (light gray).
Cluster Size Convergence
In a next
step, we perform
cluster size convergence of the candidate clusters presented in Figure and Table S1 with respect to the optical band gap
(BG) energies of the host phosphor structures and the absorption and
emission spectral shapes of the Eu2+-doped phosphors. For
these purpose, we choose to present the cases of SMS[16] and CLA.[12] As seen in Figure a,c, the computed
optical band gap energies at the PBE0 TD-DFT and STEOM-DLPNO-CCSD
levels of theory in both cases are converged for the trimeric structures
({[EuSr2Mg21Si7N48]68– + [Sr2Mg22Si5]68+}0 and {[EuCa2Li7Al21N48]68– + [Ca2Li7Al19]68+}0). However, only
when the STEOM-DLPNO-CCSD method is employed, the computed BG energies
of the SMS and CLA host trimer structures are matching the experimental
values with errors that are below 0.05 eV, while the respective PBE0
TD-DFT results deviate more than 0.5 eV from the experimental values.
Nevertheless, this is still an acceptable deviation showing that PBE0
TD-DFT is a valid method to describe the absorption and emission spectra
of these systems. In fact, as shown in Figure b,d, the shape of the PBE0 TD-DFT computed
absorption and emission spectra of the Eu2+-doped trimer
structures has converged while both types of spectra show nice agreement
with the experiment. It should be emphasized that at the converged
cluster sizes (e.g., trimer structures), placing Eu2+ at
the center or the edge cuboids does not alter the computed quantities.
Hence, based on the above results, in the case of SMS, BMS, CLA, SALON,
and SLBO, the trimer Eu2+-doped structures have been chosen
to study the absorption and fluorescence spectra of the study set
of Eu2+-doped phosphors. In the case of SLA, tetramer clusters
were used due to the two possible doping sites.
Figure 5
Cluster size convergence
of SMS and CLA phosphors with respect
to optical band gap energies and (a, c) absorption and fluorescence
spectra (b, d). Band gap energies are computed at the PBE0 TD-DFT
and STEOM-DLPNO-CCSD levels of theory while the absorption and fluorescence
spectra at the PBE0 TD-DFT level in the framework of ESD approach
are used.
Cluster size convergence
of SMS and CLA phosphors with respect
to optical band gap energies and (a, c) absorption and fluorescence
spectra (b, d). Band gap energies are computed at the PBE0 TD-DFT
and STEOM-DLPNO-CCSD levels of theory while the absorption and fluorescence
spectra at the PBE0 TD-DFT level in the framework of ESD approach
are used.
Absorption and Emission
Processes: A Qualitative Electronic
Structure Analysis
Let us now discuss the most important
factors that influence the absorption and emission processes in Eu2+-doped phosphors in which Eu2+ is doped in 8-fold
coordinate host environments. For this purpose, we will undertake
an electronic structure analysis based on the monomer (dimer, trimer,
etc.) structures presented in Figure .The divalent europium ion (Eu2+)
has a [Xe]4f7 electronic configuration with a half-filled
f7 orbital. The f shell is highly shielded due to the closed
shell 5s2 and 5p6 outer shells. The seven electrons
in the f shell can be arranged in many different ways leading to 3432
degenerate atomic microstates (2 octet (S = 7/2), 98 sextet (S = 5/2),
882 quartet (S = 3/2), and 2450 doublet (S = 1/2)). This degeneracy
can be partly or totally lifted due to several perturbations like
interelectronic repulsion, ligand field splitting, spin orbit coupling,
or even the Zeeman effect. In the ion, the half-filled f shell leads
to a very stable octet ground state (8S7/2)
multiplet with a 4f75d0 electron configuration
of multiplicity 2S + 1 = 8 (where S is the total spin). The lowest
excited state atomic multiplet arises by a spin-flip type of excitations
of the same 4f75d0 electron configuration with
multiplicity 2S + 1 = 6 (6P7/2), which is difficult
to reach as it is separated by >4.5 eV from 8S7/2.[91] The other and more interesting excitation
pathway is to excite electron(s) to the empty 5d orbitals via spin-conserving
4f → 5d single electron excitations involving the 4f65d1 electron configurations with multiplicity 2S + 1 =
8 (7F ⊗ 1D). In the ion, this excited
shell remains still high in energy. As shown in Scheme , when Eu2+ is doped in 8-fold
coordinated host environments, under the 1-electron picture, the action
of interelectronic repulsion will stabilize the 2S + 1 = 8 excited
state multiplets of the 4f65d1 shell above the
2S + 1 = 8 4f75d0 ground state multiplets. It
follows that the cubic ligand field splitting will lift the degeneracy
of the 4f and 5d orbitals in an inverted octahedral order (Δcubic = −8/9ΔOh) leading to a ground
state electron configuration t1u3 t2u3 a2u1 eg0 t2g0. Further distortions toward tetragonal/trigonal
ligand fields will further lift the remaining orbital degeneracies
and consequently the ground- and excited-state degeneracy. It follows
that quantities like ligand field splittings (ΔECubic, ΔE), band gap
energies, EBG, and Stokes shifts are important
quantities of the absorption and emission processes, which determine
the energy position and the bandwidth of the different spectral features.
In addition, as will be explicitly discussed, the energy difference
between the valence Eu 4f → Eu 5d and the
metal to metal charge transfer Eu 4f → Eu 5d (MMCT) excitations
or the metal to ligand charge transfer Eu 4f → L 3p (MLCT) can
be thought of as a measure of the Eu2+-doped phosphors’
thermal stability.[21] In fact, it has been
shown that synchrotron-based X-ray techniques like nitrogen 1s2p resonance
X-ray emission (RXES) spectroscopy provide a direct measurement of
this energy separation in nitride phosphors, making it a key indicator
of quantum efficiency.[21]
Scheme 1
Schematic Representation
of the Absorption and Emission Processes
in Eu2+-Doped Phosphors Together with the Most Important
Energy Quantities That Dominate the Energy Position and the Bandwidth
of the Spectral Features
Focusing now on the Eu2+-doped nitride phosphors (SMS,
BMS, SLA and CLA), while in BMS, Eu2+ is coordinated in
an 8-fold N3– network in an approximate cubic symmetry,
in SMS, SLA, and CLA, a tetragonal distortion occurs around the Eu2+ center, which reduces the symmetry of the EuN8 building block from cubic (inverted Oh) to D4. In reality, due to additional
distortions in the host frame, the center of inversion is lost reducing
further the symmetry of EuN8 to S4. The molecular orbital (MO) energy splitting of the ground-state
configurations of BMS, SMS, SLA, and CLA, in cubic and S4 symmetries, together with the most important single
electron excitations arising from these ground state electron configurations
within the 1-electron picture is visualized in Figure . In SMS, SLA, and CLA, the S4 symmetric 8A ground state obtains the 1e11a11b12e12a13b02a03e04b0 electron configuration.
It follows that valence Eu 4f → Eu 5d single electron excitations or electron decays Eu 5d → Eu 4f will give rise to 2S + 1 = 8 and 2S + 1 =
6 multiplets of A and E symmetries along the absorption and emission
processes, respectively. BMS on the contrary obtains an 8A1u ground state. As illustrated in Figure under cubic symmetry, the Si-2s and N-2p
orbitals in the SiN4 cuboid are correctly oriented to allow
maximum overlap. As a result, the ligand-based antibonding σ*(Si-2s,
N-2p) MO is stabilized below the Eu-5d MOs leading to the ground-state
1t1u3 1t2u3 1a2u1 2a2u0 1eg0 1t2g0 electron configuration. Hence, the lowest
multiplets in the absorption and emission processes will be dominated
by Eu 4fxyz → L σ*(Si – 2s, N –
2p) and L σ*(Si – 2s, N – 2p) → Eu 4fxyz electron excitations and electron decays, respectively.
Figure 6
Qualitative
molecular orbital diagram of the monomeric of nitride
doped Eu2+ phosphors adopted for cubic (reversed O) EuN8 centers (BMS) and for EuN8 centers (SMS, SLA and CLA) of in S4 symmetry. Black arrows indicate absorption processes. Red arrows
indicate emission processes and red crosses indicate dipole forbidden
transitions.
Qualitative
molecular orbital diagram of the monomeric of nitride
doped Eu2+ phosphors adopted for cubic (reversed O) EuN8 centers (BMS) and for EuN8 centers (SMS, SLA and CLA) of in S4 symmetry. Black arrows indicate absorption processes. Red arrows
indicate emission processes and red crosses indicate dipole forbidden
transitions.Similar to Eu2+-doped
nitride phosphors SMS and SLA,
oxo-nitride SALON and oxide SLBO phosphors show distorted cubic geometries
in which the EuO4N4 and EuO8 building
units show C2 and C4 symmetries around the Eu2+ centers
(Figure ). Under these
symmetry assumptions, SALON has an 8Au ground
state with a 1au11bu12bu12au13bu14bu13au14au05au06au05bu06bu0 electron configuration
while SLBO has an 8A ground state with a 1e21b11a12e22b13b02a03e04b0 electron configuration.
In both cases, valence Eu 4f → Eu 5d single electron excitations or electron decays Eu 5d → Eu 4f will give rise to 2S + 1 = 8 and 2S + 1 =
6 multiplets of A and B symmetries along the absorption and emission
processes, respectively.
Figure 7
Qualitative molecular orbital diagram of the
monomeric oxo-nitride
and oxide-doped Eu2+ phosphors adopted for cubic (reversed O) EuO4N4 centers (SALON)
and for tetragonally distroted (C4) EuO8 centers
(SLBO). Black arrows indicate absorption processes. Red arrows indicate
emission processes and red crosses indicate dipole-forbidden transitions.
Qualitative molecular orbital diagram of the
monomeric oxo-nitride
and oxide-doped Eu2+ phosphors adopted for cubic (reversed O) EuO4N4 centers (SALON)
and for tetragonally distroted (C4) EuO8 centers
(SLBO). Black arrows indicate absorption processes. Red arrows indicate
emission processes and red crosses indicate dipole-forbidden transitions.
Results and Discussion
Theoretical Protocol for
Understanding the Absorption and Fluorescence
Spectra as well as the Thermal Stability of Narrow Band Phosphors
Nitride
Phosphors
All the above qualitative observations
will be used in this section in order to develop a theoretical protocol
that is able to (1) predict the absorption and fluorescence spectra
band shapes, (2) provide insight on the nature of the dominating spectral
features, and (3) predict the thermal stability of the different phosphors.
For this purpose, we first focus on the nitride Eu2+-doped
phosphors SMS, BMS, SLA, and CLA. As discussed in the computational
section in more detail, the absorption and fluorescence spectra are
computed at the PBE0 TD-DFT level of theory in the framework of the
ESD approach. Analysis of the spectral features is performed on the
basis of natural transition orbitals (NTOs).Starting with SMS,
the computed versus experimental absorption and fluorescence spectra
are visualized in Figure . As seen, the agreement between theory and experiment is
very good, allowing a quantitative analysis of the spectral features.
In fact, four bands dominate the absorption spectrum. The first two
bands (1 and 2) according to the NTO analysis involve Eu 4fxyz → Eu 5d Eu 4fxyz → Eu 5d and Eu 4fxz2/yz2 → Eu 5d single
electron excitations while the shoulder (band 3) and the other two
bands (4 and 5) are dominated by an MLCT type of excitation. Band
1 shows that the emission process involves electron decay from a nonbonding
Eu 5dz2 orbital to an isolated Eu 4fxyz orbital.
Since there is no significant distortion in the excited state relative
to the electronic ground state, there can also not be any vibronic
progression, thus leading to narrow band emission. Consequently, the
rigid nature of this transition causes narrow band emission. The energy
separation between the valence bands (1 and 2) and the MLCT bands
(3–5) is ∼1150 cm–1 (0.14 eV). Such
a small energy separation indicates that thermal quenching of the
emission through non-radiative relaxation processes is possible explaining
the poor thermal stability of SMS. In fact, the computed emission
spectra from bands 3 and 4 lead to negligible intensity emission lines.
Figure 8
(a) SMS
experimental (black), calculated TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.
(a) SMS
experimental (black), calculated TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.Let us now discuss the
case of the narrow band phosphors SLA and
CLA. These phosphors have shown somewhat larger emission bandwidths
(SLAFWHM = 50 nm/1190 cm–1, CLAFWHM = 60 nm/1330 cm–1) with respect to that of SMS
(SMSFWHM = 43 nm/1170 cm–1). The computed
versus experimental absorption and fluorescence spectra are visualized
in Figure and Figure S1. Once again, the agreement between
theory and experiment is satisfactory, allowing a quantitative analysis
of the experimentally observed spectral features. In the case of SLA
presented in Figure , there are two different Eu doping candidate sites, with similar
local geometric and electronic structure. This also leads to similar
absorption spectra and hence to similar emission spectra maintaining
the narrow bandwidth. The computed absorption spectrum is dominated
by three bands, which according to the NTO analysis are characterized
by Eu 4fxyz → Eu 5d – N 2p (band 1) Eu 4fxyz →
Eu 5d (band 2) and metal to ligand charge transfer (MLCT, band
3) single electron excitation contributions. As band 1 indicates,
the emission process involves an electron decay from a practically
antibonding Eu 5d – N 2p molecular orbital to an isolated
Eu 4fxyz orbital. This introduces little vibronic interaction
with the environment, which is associated with the 2% N 2p character
of the acceptor NTO orbital that dominates absorption band 1. Once
again, the rigid nature of this transition causes narrow band emission;
however, due to the antibonding character of the acceptor NTO orbital
participating in the emission process, the SLA emission spectra are
broader than those of SMS. On the contrary, the higher thermal stability
of the SLA phosphor in comparison to SMS is associated with the large
energy separation between the valence and MLCT bands in the absorption
spectrum, which amounts to 0.35 eV in SLA in comparison to 0.14 eV
in SMS. This is also in agreement with experimental observation from
direct nitrogen 1s2p RXES measurments.[21]
Figure 9
(a)
SLA experimental (black), calculated TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.
(a)
SLA experimental (black), calculated TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.In the case of CLA, the
computed absorption spectrum presented
in Figure S1 shows five bands, which according
to the NTO analysis are characterized by Eu 4fxyz →
Eu 5d – N 2p (band 1) Eu 4fxz2/yz2 → Eu
5d – N 2p (band 2), Eu 4fxz2/yz2 → Eu 5d, and metal to ligand charge transfer (MLCT,
shoulder band 4 and bands 5 and 6) single electron excitation contributions.
As in the case of SLA, band 1 indicates that the emission process
involves an electron decay from a practically antibonding Eu 5d –
N 2p molecular orbital to an isolated Eu 4fxyz orbital,
which again introduces little vibronic interaction with the environment.In comparison to SLA, the N 2p contribution to the NTO donor orbital
dominating band 1 increases from 2 to 4%. Such an increase in the
NTO orbital antibonding character is associated with the higher degree
of compression of the EuN8 cuboid and consequently the
further increase of the crystal field strength in CLA in comparison
to SLA. As a result, a narrow band emission is observed with a larger
bandwidth with respect to both SLA and SMS. The energy separation
between the valence band (3) and MLCT (5) band is ∼1700 cm–1 (0.21 eV), indicating an intermediate thermal stability
between SLA and SMS.In the case of BMS, the situation changes
rapidly. As discussed
in Figure , the ligand-based
antibonding σ*(Si-2 s, N-2p) MO is stabilized below the Eu-5d
MOs. This situation is reflected to both the absorption and emission
spectra. The computed absorption spectrum presented in Figure indicates that five bands
dominate the broad unresolved experimental spectral feature in the
energy range 18,000 and 26,000 cm–1. According to
the NTO analysis, all these bands have a significant metal to ligand
charge transfer character (MLCT). In particular, bands 1 and 2 in
contrast to all other nitride phosphors have a pure MLCT character
dominated by Eu 4fxyz → σ*(N 2p – Si
2s) single electron excitation. Band 3 has mixed valence Eu 4fz3 → Eu 5d – N 2p and MLCT characters while bands 4
and 5 have solely MLCT single electron excitation characters. Hence,
the emission process from band 1 results in a red-shifted emission
spectrum in contrast to what is expected by the crystal field strength
(Figures and 2). This is also reflected by the experimental and
computed Stokes shifts presented in Table . As seen, while the Stokes shifts in the
case of SMS, SLA, and CLS range between 500 and 1000 cm–1, in the case of BMS, they are larger than 2500 cm–1. The bandwidth of the computed emission spectrum in accordance to
the experimental one is also increased (FWHM = 90 nm/1990 cm–1) in comparison to the observed and computed bandwidths in SMS, SLA,
and CLA. This is due to the non-rigid nature of the transition, in
which vibrations within the host ligand framework participate and
apparently dominate the band broadening mechanism. This is also supported
by the computed fluorescence rates and relaxation times presented
in Table S4. As seen in the Frank–Condon
approximation and upon applying Herzberg–Teller corrections,
in the case of BMS, the computed fluorescence rates are >3 orders
of magnitude smaller while the respective relaxation times are about
5 orders of magnitude larger in comparison to the other phosphors
reflecting a different relaxation pathway. Nevertheless, these relaxation
times at the fluorescence time frame are very small and cannot be
safely used to define rigidity.
Figure 10
(a) BMS experimental (black), calculated
TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.
Table 1
Experimentally
Observed and Calculated
Stokes Shifts for the Study Set of Phosphors
phosphor
experimental
Stokes shift ΔS (cm–1)
calculated
Stokes shift ΔS (cm–1)
Ba[Mg3SiN4]:Eu2+ BMS
3500
2810
Sr[Mg3SiN4]:Eu2+ SMS
750
950
Ca[LiAl3N4]:Eu2+ CLA
1000
847
Sr[LiAl3N4]:Eu2+ SLA
800
840
Sr[Al2Li2O2N2]:Eu2+ SALON
1100
1150
SrLi2[Be4O6]:Eu2+ SLBO
980
750
(a) BMS experimental (black), calculated
TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.It should be noted that one of the most commonly used
quantity
to define rigidity and thermal quenching is the Debye temperature.[92,93] The Debye temperature although it is a proxy of rigidity is not
always predictive of thermal quenching.[94,95] A more valid
quantity is the Huang–Rhys factor S, which
is a measure of the strength of the electron–phonon coupling
in the emission process.[8,96,97] In fact, along the study set, the computed Huang–Rhys factors
presented in Table S3 follow the trend
of the energy separation of the MLCT band. In particular, small Huang–Rhys
factors that are indicative of structural rigidity are associated
with large MLCT band separation, reflecting a higher thermally stable
phosphor.To conclude this part, we have developed in this section
a computational
protocol that is able to relate the emission bandwidth of the nitride
phosphors to the nature of the single electron decay that dominates
the emission process from the first excited state that is reached
in the absorption spectrum. In the next section, we will apply this
protocol to characteristic examples from the oxo-nitride and the oxide
families of phosphors, namely, SALON and SLBO.
Oxo-nitride
and Oxide Phosphors
In the case of SALON,
the computed versus experimental absorption and fluorescence spectra
are visualized in Figure . As seen, the agreement between theory and experiment is
once again very good, thus allowing a quantitative analysis of the
experimentally observed spectral features. The absorption spectrum
consists of five bands, which according to NTO analysis all involve
valence Eu 4f → Eu single electron excitations, namely, Eu
4fxyz → Eu 5d (band
1), Eu 4fz3 → Eu 5d (band 2), Eu 4fxyz/4fz3 → Eu 5d –
N/O 2p (band 3, band 4), Eu 4fyz2 → Eu 5d – N/O 2p, and Eu 4fxz2 →
Eu 5d – N/O 2p (band 5) single
electron excitation contributions. According to SMS, the emission
process involves an electron decay from a nonbonding Eu 5dz2 orbital to an isolated Eu 4fxyz orbital, with practically
negligible vibronic interaction with the lattice environment. Again,
the rigid nature of the transition is the reason for the observed
narrow bandwidth emission (46 nm /1220 cm–1). As
described above, band 5 has a significant MLCT character. Hence, as
in the case of SLA, the energy separation between the valence bands
(1–4) and the MLCT band (5) (∼10,000 cm–1, ∼1.0 eV) is associated with an observed high thermal stability.
Figure 11
(a)
SALON experimental (black), calculated TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.
(a)
SALON experimental (black), calculated TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.As a final example,
we discuss the case of blue-emitting SLBO.
The computed versus experimental absorption and fluorescence spectra
are visualized in Figure . The good agreement between theory and experiment allows
again for a quantitative analysis of the observed spectral features.
According to NTO analysis, the absorption spectral features are dominated
by the valence Eu 4fxyz → Eu 5d (band 1) and Eu 4fxz2/yz2 → Eu 5d (band 2) single electron excitations. Under a C4 truncated square bipyramidal coordination
environment of the EuO8 building units, the manifold of
the f orbitals remains compact. This results in a blue shift of all
the absorption bands in comparison to all other phosphors, which adopt
distorted cubic EuN8 or EuN4O4 building
units. In addition, in such a coordination environment around the
Eu2+ center, the Eu 5dx2 – y2 MO remains essentially nonbonded. Once again, the rigid nature of
the Eu 5d → 4fxyz transition is the reason for the
observed narrow bandwidth emission (25 nm/1220 cm–1). This also results in the smallest experimental and calculated
Stokes shift (Table ) across the series, validating the blue shift in the observed emission
spectrum. Likewise, to SLA and SALON, SLBO shows high thermal stability,
which is consistent with the absence of MLCT absorption bands in the
region 25,000–30,000 cm–1. One can conclude
that as long as valence and MLCT bands are separated by more than
0.3 eV, a thermally stable phosphor should be expected.
Figure 12
(a) SLBO
experimental (black), calculated TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.
(a) SLBO
experimental (black), calculated TD-DFT/PBE0 absorption
(blue, light blue) spectra and experimental (brown), and TD-DFT/PBE0/ESD-calculated
(red) emission spectra. (b) NTO analysis of the relevant bands in
absorption spectra and (c) the 1st transition responsible for emission
upon relaxation.
Definition of
Geometrical versus Covalency Descriptors
Up to this point
of analysis, we have described a computational
protocol that provides actual computation of the absorption and emission
spectra of a study set of phosphors accompanied by a thorough electronic
structure analysis of all the observed spectral features. The protocol
has a high predictive ability and is able to explain the energy position
and the bandwidth of all the experimentally observed absorption and
emission bands. Hence, it serves as a powerful analytical tool in
the design and synthesis of new phosphors for analyzing or even predicting
the spectroscopic response of known or newly synthesized candidate
phosphors. In the same direction, it is also desirable to define descriptors,
which could aid the experimental synthesis of candidate phosphors
without the need for employing such elaborate calculations in each
and every design idea that arrives on the synthesis table. In this
sense, a successful definition of descriptors may play a pre-screening
role across a massive selection of candidate phosphors toward only
those that fulfill the design criteria.In the Supporting Information, a number
of commonly employed descriptors are discussed. It is demonstrated
that the energy distribution as well as the intensity mechanism of
the absorption and emission process in phosphors goes beyond the geometrical
characteristics of the first and second coordination spheres. In contrast,
experimental optical band gaps have been employed in order to find
linear relationships between absorption and emission energy maxima
defining emission color descriptors in a large set of phosphors.[8,29] However, for a given material, the band gap energies are closely
related to the type of employed experimental spectroscopic measurement,
the experimental conditions, and the experimental resolution. Hence,
typically for a given material, the experimental band gap energy variations
range between 0.5 and 1 eV and can reach up to 2–3 eV (e.g.,
in inorganic semiconductors).[79] These variations
might not always be systematic rendering the definition of experimental
band gap energies within a narrow energy window for every candidate-studied
system a difficult task. In an alternative scenario, the calculated
band gap energies can be used, provided that the employed methodology
is carefully calibrated.It was shown above that the computed
PBE0/TD-DFT band gap energies
of the SMS and CLA host structures are deviating from experiment and
reference DLPNO-STEOM-CCSD calculations by about 0.5–0.8 eV
while the computed PBE0/TD-DFT absorption spectra are in very good
agreement with respect to the experimental absorption spectral for
all the studied phosphors. Hence, in a subsequent step, we investigate
the relation of the computed PBE0/TD-DFT absorption energy maximum
of band 1 (corresponding to the BG energy) with respect to the experimental
emission maximum across the study set of the phosphors (Figure a). An excellent
linear relation is observed, thus defining a direct emission color
descriptor across the study set of the phosphors. The advantage of
using computed over experimentally determined optical band gaps is
the resolution of the computed band 1, which allows the better definition
of the linear relation. At the PBE0/def2-TZVP TD-DFT level, the resulting
linear relation reads:
Figure 13
(a) Experimental emission
max (cm–1) as a function
of PBE0 TD-DFT computed absorption max (cm–1) of
band 1. (b) Experimental emission bandwidth (cm–1) as a function of the covalency coefficient a2 of the acceptor Eu 5d MO in the emission process for SMS
(green cycle), BMS (brown cycle), SLA (orange cycle), CLA (blue cycle),
SALON (red cycle), and SLBO (purple cycle). The red dotted line displays
a linear regression.
(a) Experimental emission
max (cm–1) as a function
of PBE0 TD-DFT computed absorption max (cm–1) of
band 1. (b) Experimental emission bandwidth (cm–1) as a function of the covalency coefficient a2 of the acceptor Eu 5d MO in the emission process for SMS
(green cycle), BMS (brown cycle), SLA (orange cycle), CLA (blue cycle),
SALON (red cycle), and SLBO (purple cycle). The red dotted line displays
a linear regression.In the previous section,
it was shown that the bandwidth of the
emission band is directly related to the rigidity of the dominating
emission process single electron decay. In particular, the nonbonding
or the antibonding character of the acceptor Eu 5d MO reached by the
absorption process and dominate the respective emission process seems
to play a crucial role in the intensity mechanism of the narrow band
phosphors. As a measure of this rigidity, we define the coefficient a2 of the Eu 5d-based MO. Of course, these MO
coefficients are not a direct measure of “rigidity”.
However, they are a helpful description in this context as they measure
the degree of involvement of the Eu center in a covalent bond with
its ligands. If there is a degree of covalency in this bond, this
also means that there will be a structural distortion upon population
or depopulation of the relevant bonding or antibonding orbitals. This
gives rise to a structural distortion relative to the ground state,
which results in the possibility of a vibronic progression that will
in turn broaden the emission band. Thus, as the Eu 4f-based MOs remain
essentially nonbonding, the critical quantity is the covalency of
the 5d-MO that gets populated in the electronically excited state.Similar covalency measures have been correlated to a number of
spectroscopic properties like metal and ligand hyperfine couplings
and zero field splittings in electron paramagnetic resonance (EPR),
ligand K-edges in X-ray absorption spectroscopy, and ligand to metal
charge transfer (LMCT) intensities.[98−100] In Figure , the linear relation between
the experimental emission bandwidth and the Eu 5d coefficient a2 of the acceptor NTO participating in the emission
process is visualized. As seen, the nonbonded acceptor NTO in SMS,
SLA, and SLBO obtain a2 values that are
about ∼1. The increased antibonding character of the acceptor
NTO in SALON and CLA reduces the a2 to
values that range between 0.8 and 0.9 while they drop to values below
0.6 in the case of BMS in which the acceptor NTO is a ligand-based
orbital. As a result, a linear relationship can be identified between
the experimental emission bandwidth (in cm–1 units)
and the computed Eu 5d a2, which at the
PBE0/def2-TZVP TD-DFT level reads:Hence, according to the discussion
above for a candidate Eu2+ phosphor, one only needs to
perform a conventional TD-DFT
calculation in order to estimate the energy position of the 1st absorption
band as well as the Eu 5d a2 coefficient
from an accompanied NTO analysis on this band. This will provide a
robust prediction of the expected color and bandwidth of the emission
spectrum of the candidate Eu2+ phosphor.
Conclusions
In this work, a computational protocol was developed for the first
time that is able to predict the energy position, the shape, and the
bandwidth of the absorption and emission spectra of Eu2+-doped phosphors. For this purpose, a study set of well-known Eu2+-doped nitride, oxo-nitride, and oxide phosphors was chosen,
namely, Sr[Mg3SiN4]:Eu2+ (SMS), Ba[Mg3SiN4]:Eu2+ (BMS), Ca[LiAl3N4]:Eu2+ (CLA), Sr[LiAl3N4]:Eu2+ (SLA), Sr[Al2Li2O2N2]:Eu2+ (SALON), and SrLi2[Be4O6]:Eu2+ (SLBO). This set of phosphors
contains a broad variety of energy shifts of the absorption and emission
spectral features as well as the emission bandwidths. The construction
of cluster models was performed in the framework of the embedded cluster
approach. The size of the designed cluster models converged rapidly
with respect to the band gap of the host ligand families computed
at the STEOM-DLPNO-CCSD and TD-DFT levels of theories as well as the
absorption spectra shapes computed at the TD-DFT level of theory.Prior to the spectra computations, a detailed geometrical and electronic
structure analysis was performed, which helped to identify those factors
that influence the intensities and the energy distribution of the
absorption and emission spectra in terms of (1) crystal field strengths,
(2) the coordination environment around the Eu centers, (3) the Stokes
shift variations, and (4) the nature of the single electron excitations
or electron decays dominating the absorption and emission processes.In a next step, the shapes of the absorption and the fluorescence
spectra of the family of the chosen Eu2+-doped phosphors
were computed at the TD-DFT level in the framework of the excited
state dynamics (ESD) approach. The excellent agreement between theory
and experiment allowed a quantitative electronic structure analysis
in the framework of natural transition orbitals analysis. It was shown
that the energy position and the bandwidth of the emission band are
influenced by the rigidity of the electron decay processes dominating
the emission spectral feature. In particular, the nonbonding character
of the acceptor Eu 5d NTO is responsible for the narrow band emission
and the small Stokes shifts of the emission bands in SMS and SLBO.
On the contrary, as the antibonding character of the acceptor Eu 5d
NTO increases (the cases of SLA, CLA, and SALON), the bandwidth as
well as the Stokes shift of the emission band increases. In BMS, the
ligand-based antibonding σ*(Si-2s, N-2p) MO is stabilized below
the Eu-5d MOs. As a result, the rigidity of the electron decay dominating
the emission process is altered, leading to an increase in both the
emission bandwidth and the Stokes shift. The effect is strong and
is able to overcome the expectations from the crystal field strength.
As a result, a red shift broad emission spectrum is observed. It should
be mentioned that such broadening effects owning to the low-lying
MLCT transitions are also referred to as “trapped exciton emission”
or “anomalous emission” and have been observed in other
phosphor materials.[101] As a measure of
the thermal stability of the studied Eu2+-doped phosphors,
the energy separation between the valence and MLCT absorption bands
was defined. In principle, an energy separation that is above 0.3
eV points to thermally stable Eu2+-doped phosphors as in
the case of SLA, SALON, and SLBO. The above-presented protocol was
found to perform equally well in all the studied phosphors. Hence,
in a final step of the analysis, it was employed to identify a uniform
set of descriptors that are able to estimate both the energy position
and the bandwidth of the emission bands of newly designed Eu2+-doped candidate materials. It was found that the energy position
of the 1st computed band relates linearly with the energy position
of the experimental emission band. Meanwhile, analysis of the nature
of the one electron excitation dominating this band revealed that
the covalency coefficient Eu 5d a2 relates
also linearly with the bandwidth of the emission band. We foresee
that it will be possible in the future to employ these descriptors
for pre-screening large datasets of Eu2+-doped phosphor
candidates for application in LEDs.Ongoing research in our
laboratories is focusing on further understanding
the intensity mechanism as well as the quantum efficiency of narrow
band phosphors in terms of multiplet effects and vibronic couplings
through extension of the developed computational protocol. In parallel,
a real-life application of the identified descriptors is performed
in an effort to possibly identify new materials that can serve as
narrow band phosphors with tailored properties.
Authors: Adam Kubas; Daniel Berger; Harald Oberhofer; Dimitrios Maganas; Karsten Reuter; Frank Neese Journal: J Phys Chem Lett Date: 2016-10-10 Impact factor: 6.475
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