Lea M Ibele1, Basile F E Curchod1, Federica Agostini2. 1. Department of Chemistry, Durham University, Durham DH1 3LE, United Kingdom. 2. Université Paris-Saclay, CNRS, Institut de Chimie Physique UMR8000, 91405 Orsay, France.
Abstract
The Born-Oppenheimer picture has forged our representation and interpretation of photochemical processes, from photoexcitation down to the passage through a conical intersection, a funnel connecting different electronic states. In this work, we analyze a full in silico photochemical experiment, from the explicit electronic excitation by a laser pulse to the formation of photoproducts following a nonradiative decay through a conical intersection, by contrasting the picture offered by Born-Oppenheimer and that proposed by the exact factorization. The exact factorization offers an alternative understanding of photochemistry that does not rely on concepts such as electronic states, nonadiabatic couplings, and conical intersections. On the basis of nonadiabatic quantum dynamics performed for a two-state 2D model system, this work allows us to compare Born-Oppenheimer and exact factorization for (i) an explicit photoexcitation with and without the Condon approximation, (ii) the passage of a nuclear wavepacket through a conical intersection, (iii) the formation of excited stationary states in the Franck-Condon region, and (iv) the use of classical and quantum trajectories in the exact factorization picture to capture nonadiabatic processes triggered by a laser pulse.
The Born-Oppenheimer picture has forged our representation and interpretation of photochemical processes, from photoexcitation down to the passage through a conical intersection, a funnel connecting different electronic states. In this work, we analyze a full in silico photochemical experiment, from the explicit electronic excitation by a laser pulse to the formation of photoproducts following a nonradiative decay through a conical intersection, by contrasting the picture offered by Born-Oppenheimer and that proposed by the exact factorization. The exact factorization offers an alternative understanding of photochemistry that does not rely on concepts such as electronic states, nonadiabatic couplings, and conical intersections. On the basis of nonadiabatic quantum dynamics performed for a two-state 2D model system, this work allows us to compare Born-Oppenheimer and exact factorization for (i) an explicit photoexcitation with and without the Condon approximation, (ii) the passage of a nuclear wavepacket through a conical intersection, (iii) the formation of excited stationary states in the Franck-Condon region, and (iv) the use of classical and quantum trajectories in the exact factorization picture to capture nonadiabatic processes triggered by a laser pulse.
Our
way of picturing molecules and chemical processes has been
greatly shaped by the Born–Oppenheimer approximation, the assumption
that the motion of electrons and nuclei can be treated separately
in a molecule.[1,2] The discussion of chemical structures,
properties, and reactivity usually intrinsically assumes that the
molecule remains in a given electronic eigenstate or, in other words,
that electrons can adapt instantaneously to any nuclear motion, which
is a direct consequence of the Born–Oppenheimer approximation.
Photochemistry inherently goes beyond this picture because photon
absorption by a molecule makes transitions to different electronic
states possible.[3−9] The subsequent out-of-equilibrium evolution of the excited molecule
usually means that regions where one or more electronic states come
close in energy can be visited. When the nuclear dynamics drives the
molecule into such regions, the Born–Oppenheimer approximation
breaks down. The nonadiabatic coupling between nuclear
and electronic motions cannot be neglected anymore, and one needs
to accept that nuclear motion can lead to a change of electronic states.[10]A legitimate strategy to move beyond the
Born–Oppenheimer
approximation would be to try to supplement the Born–Oppenheimer
picture with more electronic eigenstates and account for their mutual
couplings mediated by nuclear motion. Importantly, this post-Born–Oppenheimer
picture, often called the Born–Huang representation,[11] relies on the use of quantities originally defined
within the framework of the Born–Oppenheimer approximation,
such as the potential energy surfaces obtained from the electronic
Schrödinger equation for fixed nuclear degrees of freedom,
in a context that is at the opposite of their initial raison d’être:
strong electron–nuclear couplings.[12] This post-Born–Oppenheimer picture is at the heart of our
way to regard photochemical processes, and the vocabulary used for
such processes is intrinsically shaped by Born–Oppenheimer
concepts: potential energy surfaces (eigenvalues from the time-independent
Schrödinger equation),[4] conical
intersections (points of degeneracy between two adiabatic potential
energy surfaces),[13,14] the Berry phase (a phase picked
up in the adiabatic representation when encircling a conical intersection),[15,16] and the transition dipole moment (the electric dipole moment for
the transition between two electronic states). Within this picture,
the molecular wave function is expanded in the adiabatic basis, that
is, using the set of time-independent eigenstates of the (electronic)
Born–Oppenheimer Hamiltonian. An alternative choice for this
basis expansion is to use the diabatic representation, which diagonalizes,
when possible, the nuclear kinetic energy operator. In the diabatic
representation, the electronic states preserve their character upon
varying the nuclear configuration. Conical intersections and the Berry
phase are not present in this representation because the electron–nuclear
coupling is mediated here via off-diagonal elements of the electronic
Hamiltonian matrix. For systems with more than two electronic states,
where diabatic states might not be defined, one needs to rely on quasi-diabatic
states that correspond to a set of electronic states that minimize
the nonadiabatic couplings.An exact theoretical description
of a photochemical process necessitates
the solution of the full time-dependent Schrödinger equation,
a task that is possible only for the smallest molecular systems. In
the vast majority of cases, the in silico simulation of excited-state
(or nonadiabatic) molecular dynamics is performed under the (post-)
Born–Oppenheimer picture. In the simplest case, the molecule
of interest is considered to be described by its ground vibrational
and electronic states, an external time-dependent field (for example,
a laser pulse) is applied to the molecule, and the light–matter
interaction induces an electronic excitation leading to the formation
of a nuclear wavepacket in an excited electronic state. This nuclear
wavepacket subsequently evolves and can branch in regions of strong
nonadiabaticity, leading to its (possibly partial) transfer to different
electronic states, a nonradiative decay, until the ground state is
potentially reached. The out-of-equilibrium dynamics experienced by
the molecule during this overall process can make it explore regions
of the nuclear configuration space that would not be thermally accessible
from the ground electronic state, leading to the formation of so-called
photoproducts.[17−21] The formation of these photoproducts can be triggered in the excited
electronic states or during subsequent athermal dynamics in the ground
electronic state following the nonradiative decay.[22,23] Accessing the photochemistry of molecules in their full dimensionality
usually requires approximations for the dynamics, which are in many
cases based on representing the nuclear wave functions through trajectory
basis functions or substituting it with swarms of classical trajectories.
(See refs (24−26) for examples of such
strategies.) A consequence of the Born–Oppenheimer picture
is that one needs to find strategies to account for nonadiabatic effects
in these approximate methods and, more specifically, to describe the
branching of nuclear wavepackets between different electronic states.
A plethora of ideas and algorithms were proposed, where coupled or
uncoupled trajectories would hop, evolve on mean-field surfaces, spawn,
or clone other trajectories.[27]In
this work, we propose to explore the different steps of a typical
photochemical experiment described above with an alternative representation
of the coupled electron–nuclear dynamics of a molecule: the
exact factorization.[28,29] The exact factorization introduces
a framework exempt from the ideas emanating from the Born–Oppenheimer
picture; there is no mention of electronic states or static potential
energy surfaces. Instead, the exact factorization depicts the dynamics
of a molecular system by a nuclear wave function whose dynamics is
dictated by a single time-dependent vector[30] and scalar[31] potential. Earlier work[30,32−34] showed that this formalism changes our way of representing
nonadiabatic molecular dynamics. In particular, the concepts of the
transition between electronic states, conical intersections, and the
(topological) Berry phase do not appear in the exact factorization.
Hence, there is a real curiosity in unraveling how the exact factorization
would describe a full photochemical experiment for a 2D two-state
molecular model, from photoexcitation with a laser pulse to the formation
of photoproducts, and in comparing this picture to the more conventional
Born–Oppenheimer representation. In addition, these simulations
will allow us to shed light on other interesting aspects of an in
silico photochemical experiment, such as (i) the effect of the Condon
approximation, (ii) the analysis of the dynamics using representation-free
quantities, and (iii) the use of classical and quantum trajectories
to depict the entire nuclear dynamics during a photochemical process.This article is organized as follows. We propose in section 2 a brief review of the Born–Oppenheimer (section 2.1) and exact-factorization (section 2.2) pictures to describe coupled electron–nuclear
dynamics such as that observed in a photochemical process. We then
define our two-state 2D model Hamiltonian and the light–matter
interaction Hamiltonian with and without the Condon approximation
in section 2.3. In the same section, we
also highlight some important considerations on our model and provide
the computational details. We then present the results of our in silico
photochemical experiment in section 3, starting
with the more conventional Born–Oppenheimer picture and then
moving to the exact factorization. We also discuss the use of classical
and quantum trajectories within the exact factorization formalism.
Our conclusions are finally stated in section 4.
Methods
The evolution of the time-dependent
wave function describing the
state of a molecule, Ψ(r, R, t), follows the time-dependent Schrödinger equationwhere the full Hamiltonian operator Ĥ(r, R, t) includes the nuclear
kinetic energy T̂n(R), a Born–Oppenheimer Hamiltonian ĤBO(r, R), and
an external (time-dependent) potential V̂(r, R, t):R and r are collective
variables for the coordinates of the nuclei and electrons forming
the molecule. The summation for the nuclear kinetic energy runs over
all Nn nuclei, each labeled by ν
and with corresponding mass Mν.
The Born–Oppenheimer Hamiltonian consists of the electronic
kinetic energy T̂e(r), the electron–electron V̂ee(r), the nucleus–nucleus V̂nn(R), and the electron–nucleus V̂en(r, R) interaction.
In the dipole approximation, the effect of an external time-dependent
electric field E(t) coupled to the electric
dipole moment operator μ̂(r, R) is encoded in V̂(r, R, t).
Born–Oppenheimer
Picture of Nonadiabatic
Dynamics
Within the Born–Oppenheimer approximation,
the molecular wave function Ψ(r, R, t) is approximated as a single product of a time-independent
electronic wave function, Φ(r; R), that is the Jth solution
of the time-independent electronic Schrödinger equation and
a corresponding time-dependent nuclear wave function, χ(R, t):This approximation restricts the dynamics
of the nuclear wave function χ(R, t) to the adiabatic electronic state J. In other words, the nuclear wave function evolves adiabatically
in a given electronic state, and nothing can trigger a change in the
electronic state with the Born–Oppenheimer approximation. To
move away from an adiabatic representation and account for nonadiabatic
effects, one needs to move to a different representation of the molecular
wave function called the Born–Huang expansion. In the Born–Huang
representation, the molecular wave function is written asHence, the Born–Oppenheimer approximation
has been corrected via an infinite sum over all electronic states J leading to an in principle exact expansion of the molecular
wave function. By inserting this expression into the molecular Schrödinger
equation (eq ), we can
(after left multiplication by Φ(r; R) and integration over all electronic
coordinates r) obtain a set of equations of motion for
the nuclear amplitudes (χ(R, t)). (We assume a general form for the
nuclear amplitudes that could include any phases picked up during
the dynamics as a function of R.)The first two terms on the right-hand
side
denote the nuclear kinetic and potential energy associated with the
adiabatic dynamics of the nuclear wave function in electronic state I. We can picture the nuclear amplitude associated with
state I to be evolving on the (static) potential
energy surface ϵBO((R) = ⟨Φ(R)|ĤBO(R)|Φ(R)⟩. We note that ⟨···⟩ indicates integration over all electronic coordinates r. The three last terms on the right-hand side of eq , neglected within the
Born–Oppenheimer adiabatic approximation, are responsible for
the possible transfer of nuclear amplitude between electronic states: D(R) = ⟨Φ(R)|∇2|Φ(R)⟩ represents the second-order nonadiabatic couplings, d(R) = ⟨Φ(R)|∇|Φ(R)⟩ represents the first-order nonadiabatic coupling
vectors, and the final term determines the light–matter interaction
with the external time-dependent electric field within the dipole
approximation. The (de)excitation process by an electric field E(t) is mediated by the transition dipole
moment μ(R) = ⟨Φ(R)|μ̂(R)|Φ(R)⟩ of the molecule.
We note that d(R) = 0 for real electronic wave functions, and D(R) and μ(R) are not necessarily
zero.
Exact Factorization Picture of Nonadiabatic
Dynamics
Instead of expressing the molecular wave function
as an infinite sum over time-independent electronic eigenfunctions
and time-dependent nuclear amplitudes, the exact factorization proposes
a subtle alternative:This exact representation of the molecular
wave function relies on a single product composed of a nuclear wave
function χ(R, t) and an electronic
wave function Φ(r, t; R), both time-dependent. Importantly, the electronic wave function
does still depend parametrically on R. Using the partial
normalization condition, ∫ dr|Φ(r, t; R)|2 = 1 ∀R, t, ensures that |χ(R, t)|2 will reproduce the nuclear density
as obtained from Ψ(r, R, t) at all times. Both χ(R, t)
and Φ(r, t; R) are
uniquely defined up to a phase factor of exp[(i/ℏ)θ(R, t)] for any choice of the
gauge function θ(R, t). In general,
θ(R, t) does not have any physical
meaning in the sense that observable properties do not depend on θ(R, t). Note that Ψ(r, R, t) = χ(R, t) Φ(r, t; R) = χ̃(R, t) Φ̃(r, t; R) if one defines χ̃(R, t) = exp[−(i/ℏ)θ(R, t)]χ(R, t) and Φ̃(r, t; R) = exp[(i/ℏ)θ(R, t)]Φ(r, t; R). The partial normalization condition also holds for the gauge-transformed
electronic wave function. Once this gauge freedom is fixed by imposing
a choice of phase, eq is unique.Because now both electronic and nuclear wave functions
depend on time, we get (after insertion into the time-dependent Schrödinger
equation) a set of coupled equations of motion:These equations
of motion introduce two new potentials within the framework of the
exact factorization: the time-dependent vector potential, Aν(R, t) = ⟨Φ(t; R)|−iℏ∇Φ(t; R)⟩, and the time-dependent potential
energy surface consisting of the two scalar potentials, ϵ(R, t) = ⟨Φ(t; R)|ĤBO(R) + Ûen[Φ, χ](R, t) – iℏ∂|Φ(t;R)⟩ and vint(R, t) = ⟨Φ(t; R)|V̂(R, t)|Φ(t; R)⟩. The electron–nuclear coupling operator, Ûen[Φ, χ](R, t), is explicitly dependent on the nuclear wave function χ(R, t) and through the time-dependent vector
potential, Aν(R, t), also implicitly contains the electronic wave function
Φ(r, t; R):It is
worth mentioning here that the nuclear
momentum field computed from the molecular wave function Ψ(r, R, t) can be decomposed as
the sum of a curl-free contribution, which is related to the phase
of the nuclear wave function χ(R, t) and (in general) a non-irrotational contribution, which is given
by the time-dependent vector potential Aν(R, t). The relationship between the
nuclear momentum field and the vector potential will be used in Appendix B, where we illustrate the procedure employed
to introduce a trajectory-based description of the nuclear dynamics
within the framework of the exact factorization. In particular, we
clarify the difference between quantum[35−37] and classical trajectories[38,39] used in the numerical studies proposed in section
3.2.
Presentation of the Two-State
Two-Dimensional
Model
Computational Details
We used for
this study a 2D two-state molecular model. In the diabatic representation,
the general form of the Hamiltonian is given bywith the following diabatic electronic energiesusing R = (X, Y).
The parameters k = 0.02 Eha0–2, k = 0.1 Eha0–2, Δ = 0.01Eh, γ = 0.01 Eha0–1, α = 3a0–2, β = 1.5a0–2, M = 20 000.0me,
and M = 6667.0me are based on refs (34) and (40), and we set here X1 = 6a0, X2 = 2a0, and X3 = 3.875a0. The
two states are taken to be within the singlet manifold, so henceforth
the adiabatic states will be labeled S0 (ground electronic
state) and S1 (first excited electronic state).We
propagated nuclear wavepackets with numerically exact quantum dynamics,
using for the initial state a Gaussian function with widths σ = 0.15a0 and σ = 0.197a0 initialized in the adiabatic ground
electronic state with zero initial nuclear momentum. The nuclear wave
function is initially positioned at the Franck–Condon point Rinit = (2.0, 0.0)a0. We note that because of the weak anharmonicity, the Franck–Condon
point in the adiabatic representation coincides with the minimum of V22(R).The external time-dependent
electric field of a laser pulse under
study here is given bywith amplitude B0 = 0.065ℏ(ea0)−1, centered at t0 = 350.0ℏEh–1, with duration T = 141.421356 ℏEh–1 and
frequency ω = 0.15Ehℏ–1. ελ is the
polarization vector,
set to for all calculations. (The parameters
of
the external time-dependent electric feld were chosen to resemble
a typical femtosecond pulse in terms of amplitude and duration, and
the frequency was adjusted to be in resonance with the S0 → S1 transition at the Franck–Condon point.)
According to Maxwell’s equations, the external electric field
is the time derivative of a (purely time-dependent, in the long-wavelength
approximation) vector potential. Equation is derived from such a vector potential
assuming a Gaussian-shaped laser pulse, as discussed in ref (41). The transition dipole
moment in the diabatic representation is chosen to be μ12(R) = (f(X – X0), f(Y – Y0)), with f = 0.2e, f = 2.0e, X0 = −1.0a0, and Y0 = −0.5a0. In the Condon approximation, μ12(R = Rinit) is used. The diagonal elements
of the dipole operator are set to zero.The full time-dependent
Schrödinger equation is solved numerically
in the diabatic representation employing a split-operator formalism[42,43] with a time step of 0.01ℏEh–1. A
spatial grid of 800 points per coordinate is used over the ranges
of X ∈ [0.0, 8.0]a0 and Y ∈ [−2.0, 2.0]a0. Diabatic quantities are consequently transformed to
give all of the respective exact-factorization quantities of interest,
namely, the time-dependent vector potential and the time-dependent
potential energy surface. The expressions used for this transformation
are given in Appendix A. To avoid numerical
issues in the conversion, the time-dependent vector potential and
the time-dependent potential energy surface are calculated only for
regions of the nuclear configuration space where the nuclear density
is larger than 10–8.Phase factor θ(R, t) is absorbed
here into phase S(R, t) of the nuclear wave function, χ(R, t) = |χ(R, t)| exp[(i/ℏ)S(R, t)], and the gauge is chosen so that the nuclear wave function is
real and non-negative, i.e., χ(R, t) = |χ(R, t)|∀R, t. The exact nuclear density is determined as
the sum of the squared moduli of the diabatic nuclear wave functions,
and its positive square root yields the nuclear wave function χ(R, t) in the chosen gauge.
Some Considerations for the Proposed Model
In this
work, we propose to simulate explicitly all of the steps
in a photochemical process for the model system discussed above, as
schematically represented in Figure . The model system consists of two 2D parabolas shifted
in the X direction and in energy. At time t = 0, our molecular system is in its ground vibrational
state, in the Franck–Condon region of the electronic ground
state (point (1) in Figure ). Then, a part of the initial wave function is excited to
the S1 excited electronic state via the coupling of the
molecule with an explicit ultrashort laser pulse whose frequency is
in resonance with the S0-to-S1 transition (point
(2) in Figure ). This
photoexcitation generates a nuclear wavepacket in the excited electronic
state, which will relax toward the conical intersection—a point
of configuration space where the ground and first electronic states
are degenerate—and funnel through it (point (3) in Figure ). At this point,
the nuclear wavepacket experiences branching, preserving some of its
amplitude in the excited electronic state while a good part of it
has transferred back to the ground state as a result of nonadiabatic
effects, evolving now as a photoproduct on the ground electronic state
(point (4) in Figure ).
Figure 1
Schematic representation of the in silico photochemical experiment
discussed in this work. The adiabatic potential energy surfaces for
the ground (S0) and excited (S1) electronic
states of the model are represented with a color map that shows positive
electronic energies in purple and negative values in yellow/orange
tones. The black circles and arrows indicate the different steps of
the photochemical experiment: (1) initial state of the system in the
Franck–Condon region, (2) photoexcitation from S0 to S1 triggered by a laser pulse, (3) relaxation through
a conical intersection, and (4) formation of photoproducts.
Schematic representation of the in silico photochemical experiment
discussed in this work. The adiabatic potential energy surfaces for
the ground (S0) and excited (S1) electronic
states of the model are represented with a color map that shows positive
electronic energies in purple and negative values in yellow/orange
tones. The black circles and arrows indicate the different steps of
the photochemical experiment: (1) initial state of the system in the
Franck–Condon region, (2) photoexcitation from S0 to S1 triggered by a laser pulse, (3) relaxation through
a conical intersection, and (4) formation of photoproducts.We stress at this stage that the schematic representation
of the
photochemical experiment depicted in Figure is deeply rooted in a (post-) Born–Oppenheimer
picture. In section 3.1, we will discuss
the details of the dynamics in terms of time-dependent nuclear wavepackets
and static potential energy surfaces, thus adopting a Born–Oppenheimer
vocabulary. In section 3.2, we will revisit
this analysis from the perspective of the exact factorization, where
the overall dynamics is examined in terms of a time-dependent nuclear
wavepacket evolving according to a single time-dependent vector and
scalar potential.Another aspect that requires a comment at
this stage is the coupling
of an external time-dependent electric field, here a laser pulse,
to a molecule. As described above, we use a semiclassical approach
to couple an external time-dependent electric field to the molecular
dipole operator. When introducing a given basis for our electronic
states, once more preserving here a Born–Oppenheimer/Huang
picture, we obtain couplings between the time-dependent electric field
and the transition dipole moment between the pair of electronic states
considered (here S0 and S1), μ12(R). The magnitude and direction of the
transition dipole moment depend on the nuclear position, as depicted
by the color map and white arrows in the upper panel of Figure . This R dependence
of the transition dipole moment implies that, within the long-wavelength
approximation, the time-dependent electric field cannot be considered to be always aligned with the transition dipole moment
(gray arrows in Figure , symbolizing the electric-field polarization vector), and one has
to take the scalar product between the two quantities. The situation
in which we account for the explicit R dependence of
the transition dipole moment will now be referred to as non-Condon.
The Condon approximation proposes to consider the transition dipole
moment as a constant, set to its value at the Franck–Condon
point, μ12(RFC) (lower panel of Figure ). Hence, only within the Condon approximation could we consider
that the time-dependent electric field is always polarized along the
transition dipole moment for all nuclear configurations (which is
not the case in the present work).
Figure 2
Representation of the transition dipole
moment (white arrows give
its direction and color map its intensity in ea0) in the non-Condon case (upper panel) and the Condon case
(lower panel) around the Franck–Condon region. The gray arrows
indicate the polarization vector of the time-dependent electric field.
The black contour lines show the nuclear density of the initial wave
function at time t = 0.
Representation of the transition dipole
moment (white arrows give
its direction and color map its intensity in ea0) in the non-Condon case (upper panel) and the Condon case
(lower panel) around the Franck–Condon region. The gray arrows
indicate the polarization vector of the time-dependent electric field.
The black contour lines show the nuclear density of the initial wave
function at time t = 0.In the non-Condon case, the strength of the coupling between the
molecular system and the time-dependent electric field, given bydepends on R as well. Conversely,
in the Condon approximation the relative orientation of the transition
dipole moment and the polarization vector of the time-dependent electric
field is constant, leading to an R-independent coupling
term in the Hamiltonian.An additional topic that our work addresses
is the representation
of an in silico photochemical experiment using only the concept of
nuclear trajectories, which will allow us to open a broader discussion
of the steps toward excited-state molecular dynamics simulations.
In section 3.2, we study the use of nuclear
trajectories for nonadiabatic dynamics in the context of the exact
factorization since well-defined nuclear forces can be identified
and provide a clear distinction between classical and quantum trajectories.
For the quantum and classical trajectory dynamics, the 1000 initial
nuclear positions are sampled from the probability density given by
the initial nuclear wave function. Special care needs to be taken
when selecting the initial nuclear momenta. While for classical trajectories
nuclear positions and momenta can be regarded as independent variables,
this is no longer the case for quantum trajectories because their
nuclear position and momentum at each time step are related. As shown
in Appendix B, the nuclear momentum at time t and position R is given by the time-dependent
vector potential A(R, t). Thus, the 1000 initial nuclear momenta for the sampled initial
nuclear positions R0 are given by A(R0, 0). For classical trajectories, the
initial nuclear momenta are sampled from the momentum probability
distribution computed from the Wigner transform of the initial nuclear
wave function (in position representation). For the propagation of
the trajectories, a time step of 10ℏEh–1 is
used, and one uses the exact time-dependent vector and scalar potentials
as obtained from the quantum dynamics. The time-dependent potentials
are not (numerically) available when the nuclear density is small
(<10–8). Furthermore, classical trajectories
are propagated according to the force computed as the negative of
the gradient of the time-dependent scalar potential. Therefore, numerical
errors due to the calculation of the nuclear gradients can cause the
trajectories to move in a region of space where the time-dependent
potential is not available. Those trajectories need to be removed
from the ensemble. We found that an energy-conservation criterion
can be used to remove such unstable trajectories. To this end, we
imposed that the classical energy should be conserved within a deviation
of 0.01Eh from the initial value at the
end of the laser pulse. A maximum of 51 classical trajectories have
been excluded on the basis of this criterion in any of our simulations.
Results and Discussion
Photochemical
Experiment in the Born–Oppenheimer
Picture
Nuclear Dynamics
In a Born–Oppenheimer
picture, the overall dynamics of an electronically excited molecule
is analyzed by following the evolution of nuclear wavepackets on the
potential energy surfaces (as depicted schematically in Figure ). At time t = 0, the nuclear wave function is a stationary state in the adiabatic
ground state S0 (first column in Figure 3). The interaction with the time-dependent external field,
consisting of a laser pulse, induces the electronic excitation of
part of the original wave function to the first excited state S1 (second column in Figure ). The state created in S1 is a nuclear
wavepacket, which evolves and decays back to the ground state through
the conical intersection (third column in Figure ).
Figure 3
Snapshots of the nonadiabatic quantum dynamics
at times 0, 10.2,
and 31.5 fs (from left to right). The color maps indicate the (adiabatic)
electronic energies of the S1 and S0 electronic
states (see labels) in hartree (Eh). The
adiabatic contribution to the nuclear density in each electronic state
for the three snapshots is indicated by red and purple contour lines. The Franck–Condon
point (FC) is indicated by a magenta cross, and the location of the
conical intersection (CI) is indicated by a burgundy triangle.
Snapshots of the nonadiabatic quantum dynamics
at times 0, 10.2,
and 31.5 fs (from left to right). The color maps indicate the (adiabatic)
electronic energies of the S1 and S0 electronic
states (see labels) in hartree (Eh). The
adiabatic contribution to the nuclear density in each electronic state
for the three snapshots is indicated by red and purple contour lines. The Franck–Condon
point (FC) is indicated by a magenta cross, and the location of the
conical intersection (CI) is indicated by a burgundy triangle.First, let us investigate the quantum dynamics
obtained in the
non-Condon case (upper two rows of panels in Figure ). The color map shows the potential energy
of the S1 (top row) and S0 (second row from
top) states, and the locations of two critical points of the potential
energy surfaces—the Franck–Condon point (FC) and the
conical intersection (CI)—are marked throughout the plots with
a cross and a triangle for reference. Because we are now focusing
on the Born–Oppenheimer picture of a photochemical process,
the potential energy surfaces of the two adiabatic states do not move
or change during the dynamics but can rather be seen as the electronic
landscape on the support of which the nuclear wavepackets evolve.
The nuclear densities associated with the S0 and S1 states are superimposed onto the respective potentials in Figure and are indicated
as red and purple contour lines, respectively. At time t = 0, the complete nuclear density is found in the S0 state
without any contribution from S1. During the photoexcitation
by the laser pulse (t = 10.2 fs in Figure ; the time evolution of the
laser field is shown in Figure ), nuclear amplitude is transferred to the excited electronic
state. In addition, it can be observed that the nuclear contribution
remaining in the ground electronic state is also affected by the action
of the laser pulse. Once the short laser pulse is over, the excited
portion of the nuclear wavepacket relaxes on the S1 potential
energy surface, and at t = 31.5 fs, it reaches the
conical intersection (last column in Figure ). At this precise moment, part of the nuclear
density transfers to the S0 electronic state due to the
influence of nonadiabatic effects. Interestingly, the portion of the
nuclear wavepacket that remained in the Franck–Condon region
in S0 formed a nodal line as a result of the photoexcitation
process. This nodal line is somehow tilted, that is, not parallel
to the Y axis (red contour lines in the second row,
last column panel of Figure ).
Figure 4
(Top) Time trace of the ground-state (S0) population
for the non-Condon (purple) and Condon (magenta) quantum dynamics
simulations and the strength of the electric component of the laser
pulse (gray line) in Eh/ea0. (Bottom) Time trace of the transmission probability
through an ideal barrier at X > 3.86a0 for the non-Condon (purple lines) and Condon simulations
(magenta lines). Solid lines indicate the total (S0 + S1) probability, and the dashed (dotted) lines give the S0 (S1) population contribution.
(Top) Time trace of the ground-state (S0) population
for the non-Condon (purple) and Condon (magenta) quantum dynamics
simulations and the strength of the electric component of the laser
pulse (gray line) in Eh/ea0. (Bottom) Time trace of the transmission probability
through an ideal barrier at X > 3.86a0 for the non-Condon (purple lines) and Condon simulations
(magenta lines). Solid lines indicate the total (S0 + S1) probability, and the dashed (dotted) lines give the S0 (S1) population contribution.Within the Condon approximation (bottom two rows in Figure ), the potential energy surfaces
remain identical to the non-Condon case but the transition dipole
moment and, as explained above, the interaction Hamiltonian are no
longer R-dependent. The overall dynamics is very similar
to that observed in the non-Condon case, with the main difference
being that the nodal line observed after the laser pulse on the ground-state
nuclear wavepacket appears to be parallel to the Y axis rather than being tilted as in the non-Condon case. This feature
can be clearly observed at times t = 10.2 and 31.5
fs in the S0 portion of the nuclear density (bottom panels
of Figure ).It is worth commenting further on the development of the nodal
line in the ground-state portion of the nuclear wave function after
the laser pulse. This nodal line suggests the formation of a higher
vibrational eigenstate in the electronic ground state in the Franck–Condon
region. The asymmetry of the nuclear density in S0 observed
at t = 31.5 fs results from the anharmonic nature
of the S0 potential energy surface for the low vibrational
states. From a more general perspective, this observation highlights
something to keep in mind when analyzing a photochemical experiment
because the outcomes of a light-induced process—photoproducts
or hot ground-state molecules—are usually thought to originate
from the dynamics in the excited electronic states following photoexcitation.
Our observation underlines the possibility of forming vibrationally
excited molecules without nonadiabatic processes simply as a result
of the coupling with a laser pulse. However, nonadiabatic dynamics
simulations are often initiated directly from the formed nuclear wavepacket
in a given excited electronic state, neglecting the remaining ground-state
nuclear amplitude. Although that is often an adequate approximation,
the simple example presented here could indicate that the influence
of a laser pulse on the contribution remaining in the ground electronic
state may not always be negligible.
Analysis
of the Nuclear Dynamics
A more quantitative analysis of the
photochemical dynamics described
in section 3.1.1 can be obtained by monitoring
the electronic population evolution and the formation of photoproducts
(Figure ).In
the top panel of Figure , we present the time evolution of the ground-state population for
both the Condon and the non-Condon quantum dynamics simulations with,
for reference, the strength of the external electric field over time.
Initially, the population is fully in the ground state. Because of
the coupling between the molecule and the laser pulse, the population
starts to be transferred to the excited state just before 5 fs. Maximum
values of around 64% (non-Condon) and 67% (Condon) of the population
are excited to S1 at t = 10.2 fs, shortly
after the laser pulse reaches its maximum intensity. The ground-state
population subsequently plateaus at 48% (non-Condon) and 46% (Condon).
After 26 fs, the excited-state population starts to decay back to
the ground state as the S1 nuclear wavepacket reaches the
conical intersection (section 3.1.1).
This ground-state population reaches a final plateau at about 98%
after about 39 fs. Overall, the evolution of the ground-state population
is very similar in the non-Condon and Condon quantum dynamics simulations,
with only minor quantitative differences emerging.It is important
at this stage to stress that the electronic population
dynamics reported in the top panel of Figure and discussed above is a representation-dependent
quantity. In other words, this quantity is not (strictly speaking)
an observable, and the assignment of an adiabatic electronic state
is intrinsically linked to the Born–Oppenheimer picture. Hence,
we complement our earlier observations with an analysis of the evolution
of the nuclear density in the configuration space. To this end, we
calculate the transmission probability through an ideal barrier parallel
to the Y axis and containing the conical intersection
along the reaction coordinate (along X). We propose
that XCI, i.e., the position of the conical
intersection in the X coordinate, delimits two regions:
the photoreactant region (X < XCI) and the photoproduct region (X > XCI). Therefore, we can estimate the formation
of photoproducts by integrating the nuclear density over all values
of Y and for X > 3.86a0 (that is, X > XCI). In the case of a real photochemical experiment,
the formation
of photoproducts could be probed,[6] and
the passage through a conical intersection can open up pathways in
the ground electronic state that would have been inaccessible by thermal
evolution.The transmission probability for the non-Condon and
Condon cases
is shown in the bottom panel of Figure . Within the Condon approximation, 54.2% of the population
is transferred to the photoproduct region. In the non-Condon case,
this value is slightly lower, reaching 52.0%. The transmission probability
can be decomposed into ground- and excited-state contributions, going
back to a Born–Oppenheimer picture. We observe that a majority
of the photoproducts are formed in their ground states, 50.2% (non-Condon)
and 52.3% (Condon). Hence, the slight differences between non-Condon
and Condon excitations observed in the representation-dependent population
dynamics are reflected in this “representation-free”
observable.
Photochemical Experiment
in the Exact-Factorization
Picture
Now that we have discussed our in silico photochemical
experiment from a Born–Oppenheimer perspective, we propose
in the following section to reinterpret our findings using the tools
offered by the exact-factorization picture. We recall that this representation
proposes to replace the concepts of static potential energy surfaces
associated with adiabatic electronic states and their nonadiabatic
couplings with a single time-dependent potential energy surface (TDPES)
and a time-dependent vector potential (TDVP). With the exact factorization,
we move away from the representation of multiple electronic states
visited by time-dependent nuclear wave functions and focus solely
on a single nuclear wave function evolving under the influence of
the single TDPES and TDVP.For the non-Condon dynamics, Figure schematically depicts
the behavior of the TDPES for the three same times along the dynamics
as in the previous section, i.e., t = 0, 10.2, 31.5
fs. At time t = 0, the TDPES exhibits a single well
in the Franck–Condon region, basically reproducing the shape
of the S0 potential energy surface in this region (Figure ). When the laser
pulse is interacting with the molecule (t = 10.2
fs in Figure ), the
minimum in the TDPES decreases in energy and becomes asymmetrical
around the Franck–Condon point. This distortion is due to the
fact that the TDPES includes the effect of the time-dependent external
field via v(R, t) (section 2.2). At later times (t = 31.5 fs in Figure ), the TDPES develops a step separating the two portions of the nuclear
wavepacket: one portion is localized in the Franck–Condon region,
and the second one can be found in the vicinity of the conical intersection.
In addition, the nodal line observed for the nuclear wave function
in the Franck–Condon region is reflected in the TDPES as a
potential barrier, reaching high positive and negative values. In
the following section, we will provide a deeper analysis of the TDPES
and its companion, the TDVP, for the studied photochemical experiment.
Figure 5
Schematic
representation of the full time-dependent potential energy
surface at three different times during the dynamics: 0, 10.2, and
31.5 fs. The positions of the Franck–Condon (magenta cross)
point and conical intersection (burgundy triangle) are marked for
reference. The color bar is given in hartrees (Eh) and we note that its negative range has been extended for
the t = 31.5 fs snapshot. The TDPES is represented
only in the regions of nuclear configuration space where the total
nuclear density is 10–8 or larger.
Schematic
representation of the full time-dependent potential energy
surface at three different times during the dynamics: 0, 10.2, and
31.5 fs. The positions of the Franck–Condon (magenta cross)
point and conical intersection (burgundy triangle) are marked for
reference. The color bar is given in hartrees (Eh) and we note that its negative range has been extended for
the t = 31.5 fs snapshot. The TDPES is represented
only in the regions of nuclear configuration space where the total
nuclear density is 10–8 or larger.
Nuclear and Electronic Dynamics
As in section 3.1, we propose here to compare
the quantum dynamics obtained with and without invoking the Condon
approximation, but this time from an exact-factorization perspective.Let us first focus on the evolution of the TDPES. In Figure , the full TDPES is plotted
as a color map with superimposed black contour lines indicating the
areas where the (full) nuclear density is mainly localized. At t = 0, both the non-Condon and the Condon simulations show
an identical picture, where the TDPES shows a minimum around the center
of the initial nuclear wave function and is curved upward to higher
energies toward the borders, mainly reproducing the shape of the S0 potential energy surface (as discussed for Figure ). When the laser pulse reaches
its maximum intensity (at around t = 10.2 fs), the
TDPES is lower in energy in the area just around the center of the
nuclear wave function in comparison to the previously shown time step,
where the yellow/orange areas correspond to negative energy values.
At this time step, there appears to be no significant differences
between the TDPES computed with and without the Condon approximation.
Later in time, when the laser pulse is over (Figure , t = 31.5 fs), a step appears
within the TDPES: the portion of the TDPES with X > 3a0 is significantly lower than
that
at X < 3a0. Furthermore,
a marked difference between the non-Condon and Condon calculations
emerges when looking at the TDPES in the region where the nodal line
appears on the nuclear wave function around the FC position. In the
non-Condon case, a localized peak can be observed between the two
portions of the nuclear wave function, whereas a barrier forms within
the Condon approximation, almost parallel to the Y axis and stretching all through the TDPES. It is worth stressing
that the interesting features of the TDPES at t =
31.5 fs are all localized around the FC point and are caused by the
formation of an eigenstate in this portion of the configuration. The
TDPES in the region where a conical intersection would be observed
in the Born–Oppenheimer picture is blatantly featureless, basically
leading the nuclear wavepacket toward the photoproduct region (X > XCI).
Figure 6
Time-dependent potential
energy surface at three different times
(0, 10.2, and 31.5 fs (from left to right)) for the non-Condon (top
row) and Condon quantum dynamics (bottom row). The color bar is given
in hartrees (Eh). The nuclear density
is superimposed (black contour lines). The positions of the Franck–Condon
(magenta cross) point and conical intersection (burgundy triangle)
are marked for reference.
Time-dependent potential
energy surface at three different times
(0, 10.2, and 31.5 fs (from left to right)) for the non-Condon (top
row) and Condon quantum dynamics (bottom row). The color bar is given
in hartrees (Eh). The nuclear density
is superimposed (black contour lines). The positions of the Franck–Condon
(magenta cross) point and conical intersection (burgundy triangle)
are marked for reference.The TDPES is one of the time-dependent quantities of interest within
the exact factorization. Another key ingredient of this formalism
is the TDVP. We recall that the TDVP is equivalent to the nuclear
momentum field within the chosen gauge, as detailed in section 2.2. Figure shows the TDVP for the three critical times
of the dynamics, with and without the Condon approximation. At time t = 0, the magnitude of the TDVP is very small. This can
be understood from the definition of the initial condition for our
dynamics, which is the ground vibrational state for the ground electronic
state, at the FC point. From a quantum trajectory perspective, the
momentum field corresponding to a nuclear (real) eigenstate would
be zero everywhere.[44] During the excitation,
the TDVP increases in magnitude and triggers the dynamics of the nuclear
wavepacket. Conversely with respect to our earlier observations with
the TDPES, the TDVP has already developed some differences at t = 10.12 fs depending on the use of the Condon approximation.
In the non-Condon simulation, the TDVP shows a non-negligible contribution
along the Y direction, whereas within the Condon
approximation, such a contribution is basically zero and the vector
potential has components only along the X axis (see
unit arrows in Figure ). In both cases, however, one can observe an abrupt change in direction
of the TDVP along the X-axis at around X = 1.9a0 for all values of Y. At t = 31.5 fs, the TDVP develops two clear portions.
In the region of X > 3a0, the TDVP has an overall larger magnitude. In this region, the nuclear
wavepacket is indeed pushed toward larger X values
following the slope of the TDPES. Interestingly and consistent with
our observation on the TDPES, this portion of the TDVP is smooth and
does not reveal any features that would testify to a specific electron–nuclear
coupling. This observation is particularly important if one considers
that, in the Born–Oppenheimer picture, the nuclear wavepacket
is passing through a conical intersection at this specific time (Figure ). Such a behavior
of the TDPES and TDVP simply highlights that the coupled electron–nuclear
dynamics presented here should be seen as a non-event, with a molecule
simply relaxing in energy, driven by the TDPES and TDVP. However,
a Born–Oppenheimer picture enforces the description of this
process with adiabatic electronic states, which are not representative
of single electronic character. As a result, the S1 nuclear
wavepacket in the Born–Oppenheimer picture suffers nearly singular
nonadiabatic coupling to transfer to the S0 electronic
state, hence preserving its electronic character. Conical intersections
and singular nonadiabatic coupling terms therefore emanate from the
intrinsic limitations posed by the adiabatic representation of the
Born–Oppenheimer picture, and the exact factorization naturally
remedies this issue by eliminating the notion of electronic states
altogether.
Figure 7
Time-dependent vector potential at three different times (0, 10.2,
and 31.5 fs (from left to right)) for the non-Condon (top row) and
Condon quantum dynamics (bottom row). The color map indicates the
absolute value of the time-dependent vector potential in ℏ/a0, and the gray unit vectors show the
orientation of the vector potential. The nuclear density is superimposed
(black contour lines). The positions of the Franck–Condon (magenta
cross) point and conical intersection (burgundy triangle) are marked
for reference.
Time-dependent vector potential at three different times (0, 10.2,
and 31.5 fs (from left to right)) for the non-Condon (top row) and
Condon quantum dynamics (bottom row). The color map indicates the
absolute value of the time-dependent vector potential in ℏ/a0, and the gray unit vectors show the
orientation of the vector potential. The nuclear density is superimposed
(black contour lines). The positions of the Franck–Condon (magenta
cross) point and conical intersection (burgundy triangle) are marked
for reference.Around the (FC) position, the
TDVP has significantly smaller values
at t = 31.5 fs, highlighting the rather stationary
nature of the portion of the nuclear wave function localized in this
region (Figure ).
In the region around X = 2.1a0 where the nuclear density splits, an intense localized peak
appears on the TDVP in the non-Condon case while the Condon simulation
leads to the appearance of an intense “delocalized”
barrier parallel to the Y axis. In the non-Condon
case, the unit vectors of the TDVP betray the fact that the nuclear
wavepacket is somehow rotating around X = 2.1, Y = 0a0.The TDVP is in
general not irrotational,[30] and the calculation
of its line integral along a closed loop in
nuclear (R) space yields a nonzero quantity. Such a quantity
is a geometric phase whose value depends on the integration path.
This dependence on the integration path means that this geometric
phase is not quantized but is instead the case for the topological
Berry phase arising in the post-Born–Oppenheimer picture in
the presence of a conical intersection. In Figure , we prove numerically that the curl of the
TDVP, i.e., [curl A(X, Y)] = ∂A(X, Y) – ∂A(X, Y), is nonzero at time t = 31.5
fs in the non-Condon (upper panels) and Condon (lower panels) cases. Figure gives the magnitude
of the curl of the TDVP, which has only a Z component
orthogonal to the X, Y plane in
two dimensions. Because of the large difference in the curl magnitude,
the plot for the FC region (X < 2.8a0, left panels) is separated from that for the CI region
(X > 2.8a0, right
panels).
In line with our previous observations, the curl of the TDVP highlights
the main differences between the non-Condon and Condon dynamics in
the FC region. In the region where the ground-state wavepacket is
located at the end of the laser pulse, the curl of the TDVP is nonzero
only around X = 2.1, Y = 0a0 in the non-Condon case. The “rotating”
behavior of the TDVP is encoded in the change of sign of its curl.
(We checked numerically that this observed structure is robust (and
not a numerical artifact) by varying the cutoff parameter for the
calculation of the TDVP from 10–6 to 10–10.) The observed structure in the non-Condon case is lost in the Condon
simulation, where the curl of the TDVP is nonzero and always positive
only along a line at X = 2.1a0 parallel to the Y axis. The two simulations
yield similar results in the CI region. In particular, the curl of
the TDVP is zero at the CI. The change in curl sign between positive
and negative values of Y attests from the overall
spreading of the nuclear amplitude in this region.
Figure 8
Curl of the TDVP at t = 31.5 fs for the non-Condon
(top row) and Condon quantum dynamics (bottom row). The curl of the
TDVP is given for the FC region X < 2.8a0 (left panels) as well as the CI and photoproduct
regions X > 2.8a0 (right
panels). The positions of the Franck–Condon (magenta cross)
point and conical intersection (burgundy triangle) are marked for
reference.
Curl of the TDVP at t = 31.5 fs for the non-Condon
(top row) and Condon quantum dynamics (bottom row). The curl of the
TDVP is given for the FC region X < 2.8a0 (left panels) as well as the CI and photoproduct
regions X > 2.8a0 (right
panels). The positions of the Franck–Condon (magenta cross)
point and conical intersection (burgundy triangle) are marked for
reference.To further unravel the differences
observed in the TDPES and TDVP
for the non-Condon versus Condon treatment of quantum dynamics, we
decompose the TDPES into ϵ(R, t) and vint(R, t) at 2 times close to the maximum in the field envelop. The 8.95
fs time corresponds to a snapshot before the electric field of the
laser pulse reaches a maximum while the other snapshot, t = 9.20 fs, is just after the maximum is passed. Figure presents a close-up view of
the TDPES and TDVP around the FC region for these two specific times.
Looking only at the contribution to the TDPES coming from the coupling
of the laser pulse to the molecule (vint(R, t) in eq (vint, top panels
in Figure )), we observe
in the non-Condon case that an anisotropy along the Y direction is created, which is absent in the Condon approximation.
This anisotropy is also visible in the term ϵ(R, t) (TDPES without vint, middle panels in Figure ), where for instance the negative contributions of the TDPES
are not symmetric along the Y direction in the non-Condon
case. The variation of the TDPES caused by the interferences between
the two components of the nuclear wave function is reminiscent of
the observations of interference in nonadiabatic processes.[39] Zooming in on the TDVP (bottom panels of Figure ) highlights some
additional interesting features. The TDVP already exhibits strong
contributions along the Y-direction in the early
stage of the dynamics in the non-Condon case, when the laser pulse
is present, while in the Condon case no Y-contribution
can be observed. The line along which the X-component
of the TDVP changes sign is not parallel to the Y-axis in the non-Condon simulation, which is opposite to the Condon
simulation.
Figure 9
Time-dependent potential energy surface and vector potential during
the laser pulse, for the non-Condon (top row of each panel) and Condon
(bottom row of each panel) dynamics. Top panel: vint, contribution to the time-dependent potential energy
surface coming from an external potential (here the interaction between
the laser pulse and the molecule). Middle panel: time-dependent potential
energy surface without the external potential. Bottom panel: time-dependent
vector potential, where the color map indicates the absolute value
and the black unit vectors show the orientation. The Franck–Condon
point is indicated by a magenta cross in all plots. Color bars for
the top and middle panels are given in hartrees (Eh), and those of the lower panel are given in ℏ/a0.
Time-dependent potential energy surface and vector potential during
the laser pulse, for the non-Condon (top row of each panel) and Condon
(bottom row of each panel) dynamics. Top panel: vint, contribution to the time-dependent potential energy
surface coming from an external potential (here the interaction between
the laser pulse and the molecule). Middle panel: time-dependent potential
energy surface without the external potential. Bottom panel: time-dependent
vector potential, where the color map indicates the absolute value
and the black unit vectors show the orientation. The Franck–Condon
point is indicated by a magenta cross in all plots. Color bars for
the top and middle panels are given in hartrees (Eh), and those of the lower panel are given in ℏ/a0.The observations presented in this section show that the
exact-factorization
formalism offers an alternative perspective of a photochemical process
to the conventional Born–Oppenheimer picture. The contribution
to the molecular Hamiltonian coming from the light–matter interaction
is fully encoded in the TDPES, and the evolution of the nuclear wavepacket
is driven by the (single) TDPES and TDVP, which in turn encode the
effect of the electronic dynamics on the nuclei. In the particular
gauge chosen in this work, the TVDP is identified as the nuclear momentum
field. Furthermore, we highlighted the combined effects of the TDPES
and TDVP in inducing the splitting of the nuclear wavepacket into
two portions in the Franck–Condon region, resembling the formation
of a higher vibrational state of the electronic ground-state potential.
Instead, the TDPES and TDVP are smooth where, in the Born–Oppenheimer
picture, the nuclear wavepacket passes through a conical intersection
and suffers singular nonadiabatic couplings.The exact factorization
and its time-dependent potential also highlight
another interesting fact about photochemistry and photophysics. The
presence of potential energy surfaces in a Born–Oppenheimer
picture invites us to think of photochemical processes and chemical
reactions in the ground electronic state in similar ways: by looking
at these static potentials and possibly looking at their critical
points and how they connect via minimum-energy paths. However, it
is crucial to realize that such concepts are often not sufficient
or valid in understanding a given photochemical process.[21] In other words, a molecule does not have a defined
photochemical reactivity per se, but such a photochemical reactivity
depends on the initialization of the process (type of photoexcitation)
and the following out-of-equilibrium dynamics on the coupled potential
energy surfaces. The exact factorization highlights this fact by exhibiting
different time-dependent potentials even for subtly different photochemical
dynamics (here, simply employing or not employing the Condon approximation).
Further Analysis of a Photochemical Process
with Quantum and Classical Trajectories
Since the exact factorization
encodes all of the coupled electron–nuclear dynamics in the
TDPES and TDVP, this framework naturally lends itself to the propagation
of nuclear trajectories, which can be used to further analyze and
approximate the nuclear quantum dynamics without the need to introduce
additional approximations. The challenge of propagating trajectories
in a Born–Oppenheimer picture to describe nonadiabatic dynamics
is notorious and caused by the presence of the lack of well-defined
nuclear forces due to the presence of different (sometimes coupled)
potential energy surfaces.[10,38]As discussed
in Appendix B, quantum trajectories can be
propagated easily within the exact factorization by using the TDVP
as a nuclear momentum field, integrating eq . Although the initial nuclear positions
can be randomly sampled from the initial nuclear density, the initial
nuclear momenta have to be chosen as A(R0, t = 0) (where R0 stands for the whole set of initial positions) because positions
and momenta are not independent variables. We propagated 1000 quantum
trajectories using the TDVP calculated at all times from the quantum
dynamics simulations, without and with the Condon approximation.As expected from their definition, the quantum trajectories closely
follow the nuclear density of the quantum wavepacket at all three
times as previously discussed (Figure ). We show the results only for the non-Condon
dynamics because the Condon dynamics are very similar. Several observations
can be made by looking at the time evolution of the quantum trajectories
in the non-Condon case (movies in the Supporting
Information). First, we can see that the motion of the quantum
trajectories is dominated by an evolution in the X direction. Second, the trajectories forming the two split portions
of the nuclear wavepacket that remain in the vicinity of the FC region
appear to rotate around a point close to the initial position of the
nuclear wave function (but not exactly at the FC point due to the
anharmonicity of the potential energy surface in this region). Such
behaviors were predicted earlier on the basis of the analysis of the
shape of the TDVP (section 3.2.1). Conversely,
within the Condon approximation the quantum trajectories representing
the nuclear wavepacket around the FC region do not significantly move
once the splitting is complete. This behavior further supports the
stationary nature of the driving wave function in this region and
attests to the fact that the Y contribution of the
momentum field is basically zero at later times in this region (as
observed in Figure ).
Figure 10
Positions of the quantum trajectories at three different times
(0, 10.2, and 31.5 fs (from left to right)) for non-Condon dynamics.
The full nuclear density from the quantum dynamics is superimposed
(black contour lines). The positions of the Franck–Condon (magenta
cross) point and conical intersection (burgundy triangle) are marked
for reference.
Positions of the quantum trajectories at three different times
(0, 10.2, and 31.5 fs (from left to right)) for non-Condon dynamics.
The full nuclear density from the quantum dynamics is superimposed
(black contour lines). The positions of the Franck–Condon (magenta
cross) point and conical intersection (burgundy triangle) are marked
for reference.The distribution of the nuclear
momenta for each quantum trajectory
of the swarm highlights striking differences between the non-Condon
and Condon dynamics at all times (Figure ). At t = 0, the TDVP is
very small in magnitude, i.e., close to zero, which is why the distribution
of initial momenta appears to be highly localized around (0.0, 0.0).
Subsequently, the quantum trajectories acquire larger momenta and
start spreading to finally be distributed in three distinct areas
by t = 31.5 fs in the non-Condon case (top right
panel in Figure ). The first group of trajectories shows large (positive) values
for P, between 60 and
80 ℏa0–1 and represents the photoproduct
trajectories. Two groups of trajectories with comparably smaller P values spread along two lines,
reaching a value of −4ℏa0–1 or
4ℏa0–1 for P. These last two groups depict the slow quantum trajectories
in the region where a stationary state is formed. The distribution
of nuclear momenta for the dynamics conducted within the Condon approximation
looks significantly different from those of the non-Condon case described
above (bottom row in Figure ). At t = 10.2 fs, all of the trajectories
have a dominant X contribution to their nuclear momenta.
At t = 31.5 fs, a partitioning of the trajectories
in momentum space is visible, as observed in the non-Condon case,
forming two main groups: trajectories with a large P value and those with smaller momenta
in the X direction. We note that the group with a
smaller P contribution
appears to be further split at the same position in X as in the non-Condon case. We also notice that a small portion of
the trajectories with a very large P contribution at t = 31.5 fs also
starts to spread along P.
Figure 11
Components of the nuclear momentum in X (P) and Y (P) for each quantum trajectory
at three different times (0, 10.2, and 31.5 fs (from left to right))
for non-Condon (top row) and Condon (bottom row) dynamics. The label
a.u. stands for ℏ/a0.
Components of the nuclear momentum in X (P) and Y (P) for each quantum trajectory
at three different times (0, 10.2, and 31.5 fs (from left to right))
for non-Condon (top row) and Condon (bottom row) dynamics. The label
a.u. stands for ℏ/a0.The fate of the quantum trajectories
over time is made clearer
by plotting their traces in time and space (Figure ). We note that the quantum trajectories
presented here were initialized from an equally spaced grid to improve
the clarity of the plots in Figure . The trace representation of the quantum trajectories
highlights the presence of two groups of quantum trajectories: those
that remain that evolve around the FC region (left panel of Figure ) and those that
leave that translate the formation of photoproducts (right panel of Figure ). Interestingly,
it appears from this analysis that quantum trajectories with a larger X value in the FC region are more likely to follow the photoproduct
path than those started at t = 0 fs at a smaller
value of X. This trace representation for the quantum
trajectories also offers an opportunity to show that they do not cross
in configuration space.[45] This noncrossing
rule is a strict requirement for quantum trajectories and a direct
consequence of the single-valuedness of the nuclear wave function.
Figure 12
Traces
of quantum trajectories in space and time for the non-Condon
dynamics. These quantum trajectories were specially initialized on
an equally spaced grid in configuration space to enhance clarity.
The left panel shows in yellow/orange the trajectories remaining in
the FC region. The right panel depicts in pink/purple the trajectories
moving away from the FC region to reach the photoproduct region. The
same trajectories are shown in both panels.
Traces
of quantum trajectories in space and time for the non-Condon
dynamics. These quantum trajectories were specially initialized on
an equally spaced grid in configuration space to enhance clarity.
The left panel shows in yellow/orange the trajectories remaining in
the FC region. The right panel depicts in pink/purple the trajectories
moving away from the FC region to reach the photoproduct region. The
same trajectories are shown in both panels.An interesting feature of quantum trajectories is that they can
easily be transformed into their more classical analogues by neglecting
the so-called quantum potential, which acts as a nonlocal glue for
the trajectories (Appendix B). We can therefore
propagate classical trajectories by using the TDPES and TDVP computed
from the quantum wavepacket dynamics, but with the removal of the
contribution from the quantum potential Qpot(R, t). Hence, the classical trajectories,
initialized from 1000 nuclear positions and momenta sampled from a
Wigner distribution, come directly from the integration of eqs and 28.The positions of these classical trajectories at t = 0, 10.2, 31.5 fs show rather good agreement with the
nuclear wavepacket
(Figure ), even
if it is clear by comparison with Figure that the classical trajectories spread
more in both the X and Y directions
over time. (We note that the same initial positions were used for
the classical and quantum trajectories.) Looking at the full evolution
of the classical trajectories over time further reinforces this observation
(movies in the Supporting Information),
with trajectories exhibiting important oscillations along the Y coordinate.
Figure 13
Positions of the classical trajectories at
three different times
(0, 10.2, and 31.5 fs (from left to right)) for non-Condon dynamics.
The full nuclear density from the quantum dynamics is superimposed
(black contour lines). The positions of the Franck–Condon (magenta
cross) point and conical intersection (burgundy triangle) are marked
for reference.
Positions of the classical trajectories at
three different times
(0, 10.2, and 31.5 fs (from left to right)) for non-Condon dynamics.
The full nuclear density from the quantum dynamics is superimposed
(black contour lines). The positions of the Franck–Condon (magenta
cross) point and conical intersection (burgundy triangle) are marked
for reference.The projection of the classical
trajectories in nuclear momentum
space for the three selected times (Figure ) is strikingly different from that of the
quantum trajectories discussed earlier (Figure ). The distribution of nuclear momenta for
the classical trajectories is spread at all times and does not exhibit
the peculiar structure observed for the quantum trajectories. The
magnitude of the nuclear momenta is also significantly larger in the X direction and, more specifically, in the Y direction. This observation explains the oscillating behavior in
the Y coordinate described above for the classical
trajectories. At t = 31.5 fs, the momenta distribution
separates into only two regions (Figure ): one part with momenta distributed around P = 0 and the other part with
momenta distributed around P = 70ℏa0–1. Interestingly, the distribution
of classical nuclear momenta in the non-Condon case closely resembles
that in the Condon case, as if the removal of the quantum potential
washed out the fine differences observed during the formation of the
stationary state.
Figure 14
Components of the nuclear momentum in X (P) and Y (P) for each classical
trajectory
at three different times (0, 10.2, and 31.5 fs (from left to right))
for non-Condon (top row) and Condon (bottom row) dynamics. The label
a.u. stands for ℏ/a0.
Components of the nuclear momentum in X (P) and Y (P) for each classical
trajectory
at three different times (0, 10.2, and 31.5 fs (from left to right))
for non-Condon (top row) and Condon (bottom row) dynamics. The label
a.u. stands for ℏ/a0.We conclude this analysis by calculating
the transmission toward
photoproducts, as performed in section 3.1.2 but here based on the distribution of the quantum and classical
trajectories over time. To this end, we simply count the trajectories
with X > 3.86a0 (as
described
in section 3.1.2) for both quantum and
classical trajectories and in non-Condon and Condon dynamics. Quantum
trajectories appear to slightly underestimate the reference transmission
probability (from the quantum dynamics) by around 0.01 for the non-Condon
dynamics and 0.02 for the Condon dynamics (top panel of Figure ). The classical
trajectories overestimate the transmission probabilities in both non-Condon
and Condon cases by 0.04 and 0.05, respectively (bottom panel of Figure ). This deviation
is marginal, and both quantum and classical trajectory-based dynamics
reproduce reasonably well the qualitative evolution of the nuclear
density while providing quantitatively good estimates for the transmission
probability, an observable that would, for a real molecule, connect
to the formation of photoproducts and thus to the quantum yield of
a photochemical reaction.
Figure 15
Time trace of the transmission probabilities
through the line defined
by X > 3.86a0 obtained
for the quantum (top panel, red lines) and classical trajectories
(bottom panel, orange lines) in the non-Condon and Condon cases. The
results from quantum dynamics (QD) are given for reference (non-Condon
with purple lines and Condon with magenta lines).
Time trace of the transmission probabilities
through the line defined
by X > 3.86a0 obtained
for the quantum (top panel, red lines) and classical trajectories
(bottom panel, orange lines) in the non-Condon and Condon cases. The
results from quantum dynamics (QD) are given for reference (non-Condon
with purple lines and Condon with magenta lines).One important aspect that needs to be stressed at this point is
the fact that both quantum and classical trajectories benefitted from
the definition of the time-dependent potentials used to propagate
them thanks to the formalism of the exact factorization (and within
our choice of gauge). More specifically, simulating a full photochemical
experiment as done here using quantum or classical trajectories within
a Born–Oppenheimer picture would have made the simulations
dramatically more complex. Transfers, hops, averaging, or spawns would
have to be invoked to allow the trajectories to visit different electronic
states due to the influence of a laser pulse or nonadiabatic transitions.
The exact factorization simplifies that by providing the single TDPES
and TDVP.
Conclusions
We introduced
in this work a comparison between the Born–Oppenheimer
and exact-factorization picture of an in silico photochemical experiment,
from the initial photoexcitation with an ultrashort laser pulse to
the formation of photoproducts. Our extensive analysis of the subsequent
photodynamics revealed how to picture a photochemical reaction in
the exact factorization formalism and how its quantities, namely,
the time-dependent vector and scalar potentials, behave when an external
laser pulse shakes the electronic wave function and triggers the formation
of a nuclear wavepacket. As a side product of the excitation with
a laser pulse, we could also observe the formation of a stationary
state in the Franck–Condon region and the corresponding behavior
of the time-dependent potentials. The Condon approximation can alter
the dynamics of the nuclear wavepacket, even if the formation of photoproducts,
which is a representation-free quantity, does not suffer from this
approximation in the presented model. Interestingly, the passage through
a conical intersection in the Born–Oppenheimer picture becomes
a nonevent in the exact factorization: the singularities and degeneracies
at conical intersections are in stark contrast with the featureless
time-dependent potentials of the exact factorization. Finally, we
highlighted one of the exciting features of the exact factorization
in the context of a full photochemical process: the possibility to
naturally introduce trajectories as an approximation for the nuclear
dynamics. The propagation of these trajectories is trivial because
the exact factorization has only a single time-dependent vector and
scalar potential, meaning that no hops or spawns are required to describe
regions of strong nonadiabaticity. Distinguishing between classical
and quantum trajectories, we discussed the suitability of using trajectories
to simulate photochemical processes with the exact factorization as
well as the importance of properly selecting initial conditions.