The critical influence of solvent effects on proline-catalyzed aldol reactions has been extensively described. Herein, we apply multivariate regression strategies to probe the influence of different solvents on an aldol reaction catalyzed by proline modified at its secondary sphere with boronic acids. In this system, both in situ binding of the boronic acid to proline and the outcome of the aldol reaction are impacted by the solvent-controlled microenvironment. Thus, with the aim of uncovering mechanistic insight and an ancillary aim of identifying methodological improvements, we designed a set of experiments, spanning 15 boronic acids in five different solvents. Based on hypothesized intermediates or interactions that could be responsible for the selectivity in these reactions, we proposed several structural configurations for the library of boronic acids. Subsequently, we compared the statistical models correlating the outcome of the reaction in different solvents with molecular descriptors produced for each of these proposed configurations. The models allude to the importance of different interactions in controlling selectivity in each of the studied solvents. As a proof-of-concept for the practicality of our approach, the models in chloroform ultimately led to lowering the ketone loading to only two equivalents while retaining excellent yield and enantio- and diastereo-selectivity.
The critical influence of solvent effects on proline-catalyzed aldol reactions has been extensively described. Herein, we apply multivariate regression strategies to probe the influence of different solvents on an aldol reaction catalyzed by proline modified at its secondary sphere with boronic acids. In this system, both in situ binding of the boronic acid to proline and the outcome of the aldol reaction are impacted by the solvent-controlled microenvironment. Thus, with the aim of uncovering mechanistic insight and an ancillary aim of identifying methodological improvements, we designed a set of experiments, spanning 15 boronic acids in five different solvents. Based on hypothesized intermediates or interactions that could be responsible for the selectivity in these reactions, we proposed several structural configurations for the library of boronic acids. Subsequently, we compared the statistical models correlating the outcome of the reaction in different solvents with molecular descriptors produced for each of these proposed configurations. The models allude to the importance of different interactions in controlling selectivity in each of the studied solvents. As a proof-of-concept for the practicality of our approach, the models in chloroform ultimately led to lowering the ketone loading to only two equivalents while retaining excellent yield and enantio- and diastereo-selectivity.
The pursuit of reactions
that deliver levels of selectivity similar
to those provided by enzymes is at the core of asymmetric catalysis.[1] The synthesis and derivatization of scaffolds
that resemble enzymatic active sites have led to countless achievements,
yet isolating active sites from their environment also comes with
its drawbacks. Notably, in an enzyme, both the substrate and the active
site have an ideal microenvironment to interact and react selectively.[2] Conversely, in a reaction flask, the interaction
between a substrate and molecular catalyst is controlled by the interplay
between their steric and electronic characteristics, which in turn
influences the way they assemble into a reactive intermediate. Further
confounding the situation, this interplay is highly influenced by
the surrounding solvent molecules.[3] This
stark difference is exemplified by the observation that many reactions
that occur at room temperature enzymatically, oftentimes need low
temperatures and long reaction times in vitro to
afford desirable levels of selectivity.[4] In organocatalysis, wherein selectivity is often governed by noncovalent
interactions,[5] solvents significantly impact
the structural organization and degrees of freedom of intermediates
and transition states.[1c,6−13] This pronounced sensitivity of reaction outcomes to solvent changes
has led to unusual solvent combinations.The role of solvent
variation on proline-catalyzed aldol reactions
was already described in the seminal work by List, Lerner and Barbas,
who revealed ranges of 67:33 to 88:12 enantiomeric ratio (er) as a
response to solvent variation (Figure .a, catalyst I).[1c,6] Subsequently, List demonstrated
that the addition of chloroform (CHCl3) to a dimethyl sulfoxide
(DMSO)/acetone solvent system, could speed up the reaction, minimize
elimination and increase er.[7] Similar phenomena
were observed for this reaction when using more structurally complex
catalysts. Xiao and co-workers demonstrated that catalyst II in CHCl3 afforded the aldol adduct with 75:25 er, while
increased er was obtained in acetone or a 1:1 mixture of acetone and
dichloromethane (DCM). An even more drastic response to solvent variations
was identified by Shirai and co-workers (Figure .a, catalyst III), who reported
that DCM and acetone delivered opposite enantiomers.[9] Furthermore, changing the solvent to DMSO modulated the
er to 88:12. The impact of solvent on cyclic ketones as aldol donors
is also marked (Figure .b). Gong and co-workers, for instance, demonstrated that by using
catalyst IV with water as solvent, the aldol product
of cyclohexanone was furnished with dr of >20:1 and er of 97:3
at
O °C.[10] In contrast, when the same
reaction was performed in DCM, a low temperature of −40 °C
was required to obtain the same level of diastereoselectivity.[11] In addition, Chen and co-workers, observed a
strong dependency between the solvent for these reactions and their
enantioselectivity.[12] Using catalyst V they observed an increase in enantioselectivity when moving
from DMSO to THF.
Figure 1
Solvent effects on the outcome of aldol reactions with
different
catalysts using (a) acetone as aldol donor and (b) cyclohexanone as
aldol donor. The bar graphs represent % of yield (dark blue), % of
enantiomeric excess (ee, light blue), and % of diastereomeric excess
(de, teal) in each reaction; the values of yield, dr, and er are noted
on their respective bars.
Solvent effects on the outcome of aldol reactions with
different
catalysts using (a) acetone as aldol donor and (b) cyclohexanone as
aldol donor. The bar graphs represent % of yield (dark blue), % of
enantiomeric excess (ee, light blue), and % of diastereomeric excess
(de, teal) in each reaction; the values of yield, dr, and er are noted
on their respective bars.Cyclopentanone as aldol donor is much less studied compared to
its 6-membered ring counterpart, which piqued our interest in its
application, yet finding systematic results demonstrating solvent
effects was challenging. Therefore, to test its sensitivity to solvent
effects in proline catalysis, we conducted reactions in hexane, methanol
and acetonitrile and compared them to those reported by Barbas in
DMSO (Figure .a).[13] We observed that the er could vary from 65:35
in hexane to 95:5 in DMSO. Additionally, the diastereoselectivity
goes all the way from 3:1 in favor of the anti-product
in methanol to 1:2 in favor of the syn-product in
hexane. Whereas solvent clearly plays an important role in the selectivity
and reactivity of amino-catalyzed aldol reactions, mechanistic studies
that clearly describe the influence of different solvents on these
reactions are scarce. Recently, Yang and co-workers evaluated the
effect of organic solvents and water on proline catalyzed aldol reactions
by explicitly placing a handful of solvent molecules around the solute
to simulate a first solvation sphere.[14] Yet generally, despite the great contributions DFT studies have
provided to understanding solvent effects,[15] modeling solvents is challenging.[16] Moreover,
the accuracy of computational methods is limited when small changes
in energy reflect large changes in stereoselectivity.[17]
Figure 2
(a) Solvent effects on the outcome of proline catalyzed aldol reactions
of cyclopentanone; (b) data set design based on a systematic variation
of different solvents and different boronic acids as secondary sphere
modifiers; (c) boronic acids selected for the data set based on their
diverse substitution patterns as well as steric and electronic properties.
(a) Solvent effects on the outcome of proline catalyzed aldol reactions
of cyclopentanone; (b) data set design based on a systematic variation
of different solvents and different boronic acids as secondary sphere
modifiers; (c) boronic acids selected for the data set based on their
diverse substitution patterns as well as steric and electronic properties.As part of our ongoing program on secondary sphere
modified organocatalysts,[18] we recently
reported the application of amino
catalysts in an aldol reaction between aromatic aldehydes and cyclopentanone
(Figure .a).[19] By modifying proline with boronic acids in situ we were able to rapidly access different organocatalyst
derivatives without any synthetic effort. Taking advantage of the
broad spread of data stemming from our secondary-sphere modification,
we set out to study the influence of solvent effects on the aldol
reaction. Solvent effects are of particular interest in secondary
sphere modified catalysts, not only because of the additional degrees
of structural freedom the modifier confers, but also due to the required
binding stability under different reaction conditions. It is worth
highlighting that the concept of secondary sphere modification is
inspired by enzymatic catalysis, yet the modifiers impart less spatial
constrains than an enzymatic microenvironment. Therefore, the role
of solvent molecules is paramount in controlling the structure of
intermediates and transition states that determine reactivity and
selectivity.
Results and Discussion
In our aforementioned
work,[19] the combination
of proline with boronic acids led to unprecedent levels of diastereoselectivity,
short reaction-times and a broad scope. The optimized conditions required
18 equiv of neat cyclopentanone with respect to the aldehyde because
we were unable to identify a solvent that provided satisfactory yield
or diastereoselectivity. It is often the case that proline-catalyzed
aldol reactions are performed in neat ketone, which represents a formidable
drawback for its practical use. Given our interest in understanding
the intertwined effect of solvents on binding and reactivity in our
system, we were keen to design a data set based on the systematic
variation of both solvent and secondary sphere modifier (Figure .b). We were not
discouraged by our previous solvent screening, because it was the
result of a univariate optimization of a handful of solvents with
a single boronic acid modifier. In contrast, our new data set was
planned to deconvolute the effects of different secondary sphere modifiers
in a diverse set of solvents. We postulated that this design would
not only uncover mechanistic insight, but could potentially lead to
methodological improvements.With the variance of our data set
in mind, we aimed to compare
our neat reaction conditions to reactions in hexane, CHCl3, acetonitrile (ACN), and methanol (MeOH). With the aim of obtaining
a broad spread of results suitable for modeling, boronic acids with
different steric, electronic, and substitution patterns were represented
in the data set (Figure .c). With 5 solvents and 15 boronic acids, we designed a total of
75 reactions and 75 duplicates. All of these 150 reactions are independent
of each other, which allows for their parallel execution. We first
focused on dr values because these appeared to change significantly
from solvent to solvent with different boronic acids. We note that
dr values are well distributed for neat, ACN and CHCl3 conditions,
whereas for hexane and MeOH they do not substantially vary as a function
of boronic acid (see Figure ).
Figure 3
Probability densities (curves) and distributions (box plots) of
the experimental dr values obtained in the tested solvents. The height
of the curves reflects the probability of a given dr in each solvent,
whereas the boxes represent the margin between the 25th and the 75th
percentiles, with an inner line indicating the median and single points
indicating outliers.
Probability densities (curves) and distributions (box plots) of
the experimental dr values obtained in the tested solvents. The height
of the curves reflects the probability of a given dr in each solvent,
whereas the boxes represent the margin between the 25th and the 75th
percentiles, with an inner line indicating the median and single points
indicating outliers.As a part of our modeling
strategy, molecular libraries of boronic
acid derivatives were produced for several possible structural configurations.
These configurations were selected based on mechanistic hypotheses
from the proline-catalyzed aldol-reaction literature,[20] as well as our own experience with noncovalent interactions
and secondary sphere modifiers in organocatalysis.[18,19] Each of these sets of molecular libraries represents an intermediate
or interaction that may come into play in determining selectivity
(Figure .a-e.).[21] We postulated that different libraries could
lead to better correlations with the experimental outcome in each
solvent. Furthermore, we assumed that even if the same library would
lead to the best models in different solvents, the specific parameters
that appear in each model and their relative contribution would still
be informative. This approach could serve to pinpoint which interaction
contributes more significantly to the selectivity in a given solvent.
Figure 4
Several
optimized structures used in parametrization: (a) boronic
acid; (b) H-bonding interaction between boronic acid and 4-nitrobenzaldehyde;
(c) π-interaction between boronic acid and 4-nitrobenzaldehyde;
(d) boronic acid bound to proline; (e) boronic acid bound to enamine.
The best fitted multivariate linear regression models for the dr with
varying boronic acid substituents in (f) neat cyclopentanone (18 equiv),
(g) acetonitrile (ACN) as solvent with 6.8 equiv of cyclopentanone;
(h) CHCl3 as solvent with 6.8 equiv of cyclopentanone,
(i) hexane as solvent with 6.8 equiv of cyclopentanone. Parameters
that were identified as predictive for each system are presented with
their corresponding structure. The goodness-of-fit of each model is
indicated by R2 and Q2 for 3-fold (500 iterations), 5-fold (500 iterations),
and leave-one-one (LOO) cross validations (see SI section 21 for details). The equations predicting log(dr)
are added to the right of each plot for normalized and raw parameters.
Several
optimized structures used in parametrization: (a) boronic
acid; (b) H-bonding interaction between boronic acid and 4-nitrobenzaldehyde;
(c) π-interaction between boronic acid and 4-nitrobenzaldehyde;
(d) boronic acid bound to proline; (e) boronic acid bound to enamine.
The best fitted multivariate linear regression models for the dr with
varying boronic acid substituents in (f) neat cyclopentanone (18 equiv),
(g) acetonitrile (ACN) as solvent with 6.8 equiv of cyclopentanone;
(h) CHCl3 as solvent with 6.8 equiv of cyclopentanone,
(i) hexane as solvent with 6.8 equiv of cyclopentanone. Parameters
that were identified as predictive for each system are presented with
their corresponding structure. The goodness-of-fit of each model is
indicated by R2 and Q2 for 3-fold (500 iterations), 5-fold (500 iterations),
and leave-one-one (LOO) cross validations (see SI section 21 for details). The equations predicting log(dr)
are added to the right of each plot for normalized and raw parameters.Molecular descriptors were extracted for each library,
correlated
against all of the experimental data and the best performing model
was identified (a report including all models produced in this work
is appended to the SI).[21] The parameters used in this process were intended to capture
both the electronic and steric variation due to different substitution
patterns. The electronic nature of the structures is represented by
NBO charges, and their steric nature is depicted by bond lengths,
distances, and dihedral angles as well as Sterimol parameters. The
directional components of the dipole moment and specific bond stretching
frequencies are stereoelectronic hybrids affected by the location,
size, mass, and electronic nature of the substituents. The components
of the dipole moment for all of the structures were taken with respect
to the center of the boronic acid aromatic ring. The models with the
highest goodness-of-fit Q2 leave-one-out
cross-validation values were identified for each proposed structure
in each solvent system (see SI section 21 for a detailed explanation of cross validation). We decided to use
this Q2 value as the selection criterion
rather than the R2 because it not only
reflects the goodness-of-fit but also the predictive robustness of
each model, thus minimizing the likelihood of overfitted models being
selected.Under neat reaction conditions, wherein 18 equiv of
cyclopentanone
were used as both reactant and solvent, the model with the best fit
was based on the boronic acid–aldehyde π interaction
structure (Figure .f). The parameters that appeared in this model were the distance
between the aldehyde’s oxygen and one of the hydrogens of B(OH)2, the overall dipole moment, and the charge on the boron atom.
The best model for the reactions in ACN was also based on the boronic
acid–aldehyde π interaction structure (Figure .g). The parameters that appeared
in this model were the charge on one of the boronic acid hydrogens,
the difference in charge between the other boronic acid hydrogen and
oxygen, and the difference in charge between the same hydrogen and
the aldehyde oxygen. The best model for the reaction in CHCl3 was based on the bound boronic acid–proline structure (Figure .h). The parameters
that appeared in this model were the overall dipole moment, the charge
on the oxygen that binds boronic acid with proline, and the difference
in charge between the boron and carbon on the boronic acid. The best
performing model in hexane had a lower Q2 value compared to the models in other solvents, which we attribute
to the narrow distribution of results in this solvent (Figure ). Nevertheless, the model
stemming from the structure of the boronic acid alone provided a decent
fit in hexane (Figure .i). The parameters that appeared in this model were the stretching
frequency vibration between the boron and one of the oxygens, the
bond length between the boron and carbon, and the B5 Sterimol
parameter representing the maximal width of the boronic acid. All
of the attempts to identify a model for the dr obtained in MeOH resulted
in poor correlations. Based on the lack of correlation and the extremely
low er values observed for this reaction, we tested whether there
was a background reaction interfering with our catalytic process.
Indeed, even in the absence of both proline and boronic acid, we observed
a racemic aldol reaction in MeOH which led to poor dr and er values
with all of the boronic acids (see Table S4).In all of the solvents besides MeOH and hexane the er values
were
excellent for all boronic acids tested. In hexane, as opposed to MeOH,
the er varied significantly as a result of the boronic acid structure.
This variation enabled correlating the libraries of descriptors to
enantioselectivity in hexane and the best fit was based on the bound
boronic acid–proline structure (Figure ). The parameters that appeared in this model
were the difference in charges between the nitrogen and hydrogen atoms,
the Sterimol B5 width on the boronic acid aryl ring, and
the component of the dipole moment on the plane of the aryl ring in
the direction of the ortho and meta positions. Based on the assumption that both stereocenters are formed
in the same step, we were expecting to identify models stemming from
the same structural configuration for both the enantio- and diastereo-selectivity.
Nevertheless, these types of selectivity are controlled by the face
from which and with which the aldehydes approach.[20] Therefore, it is not unlikely that they may be decoupled
because of the fine balance between possible spatial arrangements
of the reaction components. Moreover, since the diastereoselectivity
is fairly low in hexane showing a narrow distribution in response
to changes in the structure of boronic acid, it could indicate an
averaging across different configurations. Thus, the fairly good fit
of the model with boronic acid alone could in fact also represent
an averaging across different structures or interactions in which
boronic acid takes part. Enantioselectivity, on the other hand, seems
to be more significantly impacted by different boronic acids and is
perhaps more stringently controlled by a specific interaction or intermediate
represented by the structure of boronic acid bound to proline.
Figure 5
Multivariate
linear regression model for enantioselectivity (in
kcal/mol based on ΔΔG⧧ = −RT ln[er]) with hexane as a solvent.
Parameters identified as predictive for this system are presented
with the corresponding optimized structure. The goodness-of-fit is
indicated by R2 and Q2 for 3-fold (500 iterations), 5-fold (500 iterations),
and leave-one-one (LOO) cross validations. The equations predicting
ΔΔG⧧ are added to the
right of the plot for normalized and raw parameters.
Multivariate
linear regression model for enantioselectivity (in
kcal/mol based on ΔΔG⧧ = −RT ln[er]) with hexane as a solvent.
Parameters identified as predictive for this system are presented
with the corresponding optimized structure. The goodness-of-fit is
indicated by R2 and Q2 for 3-fold (500 iterations), 5-fold (500 iterations),
and leave-one-one (LOO) cross validations. The equations predicting
ΔΔG⧧ are added to the
right of the plot for normalized and raw parameters.As stated above, we set out to study solvent effects with
the intention
of uncovering mechanistic aspects of our secondary-sphere guided aldol
reaction, but in the process were also hoping to identify conditions
with lower aldol donor loading. Gratifyingly, the excellent experimental
results obtained using CHCl3 or ACN as solvents with only
6.8 equiv of cyclopentanone already surpassed our previously optimized
neat conditions.[19] Given these results,
we wondered whether the models could provide an indication as to which
of these systems could withstand further reduction in the amount of
ketone without an erosion of selectivity. For the reaction in CHCl3 the bound boronic acid–proline structure provided
the best fit (Figure .h), whereas in ACN it was the boronic acid–aldehyde π
interaction structure that led to the best fit (Figure .g). We speculated that having a bound species
in the best fitted model could indicate that covalently bound species
rather than noncovalently interacting ones govern selectivity. If
this assumption is correct, it would be easier to lower the ketone
loading in the case where stronger interactions hold the selectivity
determining units together, thus indicating toward CHCl3 as the more appropriate system. It is noted that for reactions in
CHCl3 the boronic acid–aldehyde π interaction
structure led to a decent fit as well, whereas the bound boronic acid–proline
structure led to an excellent fit for the reactions in ACN (see Figures S11–S12 for details). We assume
that this disparity could indicate that both types of interactions
or species come into play in both cases, yet in CHCl3 a
covalently bound proline–boronic acid species may play a more
important role.Because the bound boronic acid–proline
structure (Figure .d) provided an excellent
fit in both cases, we turned to analyze the parameters that appear
in each of these models. The most important parameter in the CHCl3 model was the total dipole moment (μtot)
on the boronic acid moiety (see Figure .h), whereas for ACN it was the difference in charge
between the oxygen and carbon of the carbonyl on the proline moiety
(see Figure S11). Carbonyl charges are
tightly correlated with pKa and Hammet
values;[22] therefore, we interpreted this
parameter to reflect binding strength between the proline and boronic
acids. This assumption led us to presume that binding in CHCl3 is strong enough to have less of an impact on selectivity
because, in contrast to ACN, the most important parameter in the CHCl3 model did not signify binding. Taken together, these hypotheses
led us to select the reaction in CHCl3 as a more appropriate
candidate for lowering ketone loading. Indeed, when we lower the ketone
loading enantio- and diastereoselectivity are preserved; however,
the yields in 1 h reactions are diminished. When we moved to slightly
higher reaction times we were able to lower the ketone loading to
2 equiv with excellent er and dr values (see Figure ). We note that even a 1:1 ratio of aldehyde
to ketone was possible with only a slight loss of yield (see Figure S6 for details).
Figure 6
Evaluating the effect
of the amount of cyclopentanone on the reaction
outcome. Reactions were performed for 9 h using 0.5 mmol of aldehyde,
5 mol % of proline, and 10 mol % of 3,5-F-phenylboronic acid (for
details, see Table S6).
Evaluating the effect
of the amount of cyclopentanone on the reaction
outcome. Reactions were performed for 9 h using 0.5 mmol of aldehyde,
5 mol % of proline, and 10 mol % of 3,5-F-phenylboronic acid (for
details, see Table S6).Taking into account all the models identified in the different
solvents, we were surprised that the boronic acid–aldehyde
π interaction structure provided the best fit under neat conditions
and using ACN as solvent. These results were not in full agreement
with our previous work,[19] where both NMR
and mass spectrometry suggested that the active catalyst in this system
consisted of one proline unit bound to boronic acid(s). To address
this discrepancy, we decided to measure mass spectra of boronic acid
in the presence of proline and cyclopentanone in all of the tested
solvents. Due to low solubility, this analysis was not possible in
hexane; however, in ACN, CHCl3, and MeOH we were able to
not only identify masses that can be attributed to boronic acid–proline
adducts but also to their enamines (for details, see SI section 25). This result supports our hypothesis that the
active catalyst could contain a boronic acid–proline adduct
because such adducts seem to form a putative reactive intermediate
in the catalytic cycle. To try to settle this result with a possible
π interaction between the boronic acid and aldehydes, we designed
a proline catalyst that cannot form an ester derivative with boronic
acid. Thus, proline methyl ester was prepared and submitted to our
reaction conditions in ACN with three different boronic acids that
spread over the dr range (see Figure ). In the reaction without the addition of boronic
acid a 2:1 ratio was obtained in favor of the syn-diastereomer. Once boronic acid was added, the anti-diastereomer was predominantly formed; however, the differences in
dr values for different boronic acids were not significant. Moreover,
the trend in dr observed for this catalyst in the presence of different
boronic acids is distinct from that observed with proline, where the
same boronic acids spread the syn:anti ratio from 1:6 all the way up to 1:19.
Figure 7
Influence of different
boronic acid on reaction yield, er and dr
of reactions catalyzed by proline (top) and methyl prolinate (bottom).
Reactions were performed for 1h, using 0.3 mL of cyclopentanone (6.8
equiv), 0.5 mmol of aldehyde, 5 mol % of proline, and 10 mol % phenyl
boronic acid derivatives (for details see SI, Table S8).
Influence of different
boronic acid on reaction yield, er and dr
of reactions catalyzed by proline (top) and methyl prolinate (bottom).
Reactions were performed for 1h, using 0.3 mL of cyclopentanone (6.8
equiv), 0.5 mmol of aldehyde, 5 mol % of proline, and 10 mol % phenyl
boronic acid derivatives (for details see SI, Table S8).These results suggest that a noncovalent
interaction with boronic
acid can indeed control selectivity; however the difference in trends
may indicate that it is not necessarily the π interaction between
unbound boronic acid and free aldehyde in both cases. For methyl prolinate,
a covalent bond with boronic acid is ruled out, but besides a possible
π interaction of unbound boronic acid with aldehyde, there could
be an additional hydrogen-bonding interaction involving the oxygen
of proline, or even a bridging hydrogen bonding interaction between
boronic acid and the oxygens of the proline and aldehyde. Ultimately,
these results strongly imply that the structures on which the models
are based represent selectivity-controlling interactions rather than
specific reaction intermediates. We note that in this case, where
covalent binding to proline was blocked, the variation in dr was not
significant, but the variation in er was. This is reminiscent of the
er changes observed in hexane as solvent, indicating that the dr and
er determination may be similarly decoupled in this system.
Conclusions
In this work, we set out to study the influence of different solvents
on proline-catalyzed aldol reactions, which are notoriously sensitive
to solvent effects. Specifically, we studied their influence on reactions
of proline modified in situ at its secondary sphere.
These modifications were aimed at mimicking steric and electronic
constrains that exist in the microenvironment of enzymatic active
sites. However, the molecular control in these modified systems depends
on the compatibility between catalytic activity and in situ binding of the modifier under reaction conditions. Accordingly,
the impact of solvent effects here is 2-fold because they control
both binding and catalysis. Yet at its core, this work echoes general
issues of attaining enzymatic-like selectivity with molecular catalysts.
Whereas some mechanistic aspects of this study may be specific to
secondary sphere modified systems, the strategy that we developed
to uncover them is broadly applicable. The models revealed statistical
correlations with molecular descriptors of selected moieties and intermediates.
It was also evident that the significance of each of these structures
varies with the variation of solvent. For example, in ACN, we found
that several of the modeled structures could lead to an excellent
statistical correlation with the experimental data. This observation
along with further mechanistic experiments with methyl prolinate strongly
suggested that the proposed structures provided a partial picture
of possible interactions, and that, in certain cases, several effects
may work in concert to impart the observed selectivity. Furthermore,
based on the models for ACN and CHCl3, we hypothesized
that the latter would likely not lead to erosion of selectivity with
the reduction in the amount of aldol donor. As a result, we were able
to optimize the conditions of our reaction to only 2 equiv of cyclopentanone
while maintaining excellent yield and enantiomeric and diastereomeric
ratios.
Experimental Section
Reactions
were conducted according to general procedure 1 (GP1), general procedure 2 (GP2),
and general procedure 3 (GP3); see below.
With respect to the ketone/solvent ratio, we decided
to start out by using 1/3 of cyclopentanone/solvent. This decision
was taken because we hypothesized that in order to properly depict
a solvent effect, the solvent should be used as the major component
in the mixture. As every reaction used 0.8 mL of solvent + ketone
mixture, we rounded up the 0.27 mL of ketone to 0.3 mL, leading to
6.8 equiv of ketone. It is important highlight that no less than 6.8
equiv of ketone was initially evaluated, as we knew from our previous
study that drastically reducing the amount of ketone can lead to low
conversions. It was also known that water had a marked effect on the
diastereoselectivity and reactivity of these reaction.[19] Thus, all the reactions were performed with
the addition of 0.9 μL of water. In an attempt to address the
effect of water, we also planned an additional set of reactions without
water. Unfortunately, the conversion of starting materials and the
yield of the products were so low that the NMR determination of the
diastereomeric rates became challenging. As a result, we deemed these
dr values untrustworthy for modeling.
GP1—Subsets: Neat
Conditions, Acetonitrile, and MeOH
A 5 mL vial, containing
5.8 g of proline (0.05 mmol) and a stirring
bar, was placed under argon (with a balloon). To this flask, 25 mg
of activated molecular sieves (3 Å) and a boroxine derivative
(0.03 mmol) were also added. Next, 0.8 mL of a stock solution of internal
standard 1,3,5-trimethoxybenzene (25 mg/mL, 0.15 M) and water (11.3
μL of water per 1 mL of solvent) in 37.5% V of cyclopentanone
and 62.5% V of a given solvent was also added to the solids in the
vial. The reaction was then allowed to stir for 1 h and after that
quenched with a saturated solution of ammonium chloride. The organic
phase was then collected, and the water phase was extracted once again
with chloroform. The organic phases were then combined and dried over
magnesium sulfate. Lastly, solvent was removed under reduced pressure,
and the reaction crude was directly analyzed via 1H NMR
for yield and diastereoselectivity determination and via chiral HPLC
for determination of enantioselectivity.
GP2—Subsets: Chloroform,
Hexane
For the subsets
in chloroform and hexane, due to low water solubility in this solvents,
water was added to each individual reaction instead of being used
as a component in the solvent stock solutions. A 5 mL vial, containing
5.8 g of proline (0.05 mmol) and a stirring bar, was placed under
argon (with a balloon). To this flask was added 25 mg of activated
molecular sieves (3 Å), and a boroxine derivative (0.03 mmol)
were also added. Next, 0.8 mL of a stock solution of internal standard
1,3,5-trimethoxybenzene (25 mg/mL, 0.15 M) in 37.5% V of cyclopentanone
and 62.5% V of a given solvent was also added to the solids in the
vial. To this mixture was added 9 μL of water (0.5 mmol). The
reaction was then allowed to stir for 1 h and after that quenched
with a saturated solution of ammonium chloride. The organic phase
was then collected, and the water phase was extracted once again with
chloroform. The organic phases were then combined and dried over magnesium
sulfate. Lastly, solvent was removed under reduced pressure, and the
reaction crude was directly analyzed via 1H NMR for yield
and diastereoselectivity determination and via chiral-HPLC for determination
of enantioselectivity.
GP3—Single Reactions
Unlike
the reaction in
different solvents, the reactions for studying the stoichiometry of
ketone, those with methyl prolinate, and blank reactions were not
performed in batch. These reactions were performed using the following
procedure: proline (0.05 mmol, 5.8 mg), boroxine derivative (0.03
mmol), 1,3,5-trimethoxybenzene (20 mg, 0.12 mmol), 25 mg of molecular
sieves 3 Å, 0.8 mL of cyclopentanone, and 9 μL of water
were placed in a screw-capped vial under argon (with a balloon). The
mixture was stirred for 15 min at ambient temperature followed by
addition of aldehyde (0.5 mmol). After completion of the reaction,
the reaction mixture was treated with saturated aqueous ammonium chloride
solution, and the whole mixture was extracted 3 times with CHCl3. The organic layer was dried over sodium sulfate and concentrated
to give a crude residue which was then purified via column chromatography
over silica gel using hexane–ethyl acetate or hexane–DCM
as an eluent to afford pure product. Diastereoselectivity and yield
were determined by 1H NMR analysis of the crude aldol product.
The ee of the aldol product was determined by chiral-phase HPLC analysis.
Authors: E Chabrière; X Vernède; B Guigliarelli; M H Charon; E C Hatchikian; J C Fontecilla-Camps Journal: Science Date: 2001-12-21 Impact factor: 47.728
Authors: C F Barbas; A Heine; G Zhong; T Hoffmann; S Gramatikova; R Björnestedt; B List; J Anderson; E A Stura; I A Wilson; R A Lerner Journal: Science Date: 1997-12-19 Impact factor: 47.728