Johann Pann1, Kevin Erharter2, Daniel Langerreiter3, Gabriel Partl1, Thomas Müller2, Herwig Schottenberger1, Michael Hummel3, Thomas S Hofer1, Christoph Kreutz2, Lukas Fliri1,3. 1. Institute of General, Inorganic Chemistry and Theoretical Chemistry, Faculty of Chemistry and Pharmacy, University of Innsbruck, Innrain 80-82, 6020 Innsbruck, Austria. 2. Institute of Organic Chemistry and Center for Molecular Bioscience Innsbruck (CMBI), Faculty of Chemistry and Pharmacy, University of Innsbruck, Innrain 80-82, 6020 Innsbruck, Austria. 3. Department of Bioproducts and Biosystems, Aalto University, P.O. Box 16300, 0076 Aalto, Finland.
Abstract
In a recent report on the synthetic approach to the novel substance class of 1-alkylidene/arylidene-1,2,4-triazolinium salts, a reaction mechanism suggesting a regioselective outcome was proposed. This hypothesis was tested via a combined NMR and density functional theory (DFT) approach. To this end, three experiments with 13C-labeled carbonyl reactants were monitored in situ by solution-state NMR. In one experiment, an intermediate as described in the former mechanistic proposal was observed. However, incorporation of 13C isotope labels into multiple sites of the heterocycle could not be reconciled with the "regioselective mechanism". It was found that an unproductive reaction pathway can lead to 13C scrambling, along with metathetical carbonyl exchange. According to DFT calculations, the concurring reaction pathways are connected via a thermodynamically controlled cyclic 1,3-oxazetidine intermediate. The obtained insights were applied in a synthetic study including aliphatic ketones and para-substituted benzaldehydes. The mechanistic peculiarities set the potential synthetic scope of the novel reaction type.
In a recent report on the synthetic approach to the novel substance class of 1-alkylidene/arylidene-1,2,4-triazolinium salts, a reaction mechanism suggesting a regioselective outcome was proposed. This hypothesis was tested via a combined NMR and density functional theory (DFT) approach. To this end, three experiments with 13C-labeled carbonyl reactants were monitored in situ by solution-state NMR. In one experiment, an intermediate as described in the former mechanistic proposal was observed. However, incorporation of 13C isotope labels into multiple sites of the heterocycle could not be reconciled with the "regioselective mechanism". It was found that an unproductive reaction pathway can lead to 13C scrambling, along with metathetical carbonyl exchange. According to DFT calculations, the concurring reaction pathways are connected via a thermodynamically controlled cyclic 1,3-oxazetidine intermediate. The obtained insights were applied in a synthetic study including aliphatic ketones and para-substituted benzaldehydes. The mechanistic peculiarities set the potential synthetic scope of the novel reaction type.
Thiosemicarbazide (I) and the closely related thiosemicarbazones
(II) and isothiosemicarbazones (III) have
been synthetically exploited over decades (Scheme A). After early applications in the qualitative
analysis of aldehydes and ketones,[1] the
applicative focus later shifted toward their use as ligands in coordination
chemistry.[2−4] Compounds I–III were
also soon identified as versatile starting materials in organic synthesis
offering four distinct nucleophilic centers and thus allowing cascade
reactions to give various heterocyclic compounds.[5−8] Even after more than 100 years
of research,[9] unprecedented reaction outcomes
of these starting materials have still been recently reported.[10] In contrast, isothiosemicarbazonium salts (IV; Scheme A)—key intermediates for the preparation of the intensively
studied isothiosemicarbazones (III)[11−16]—were thus far not extensively investigated for their use
in cyclization reactions. Merely, their ring—chain tautomerism
in solution was studied via NMR spectroscopy.[17,18]
Scheme 1
Substance Classes and Reaction Mechanism in the Focus of This Work;
(A) Overview of the Molecular Structures of Thiosemicarbazide (I), Thiosemicarbazones (II), Isothiosemicarbazones
(III), and Isothiosemicarbazonium Salts (IV) and of 1-Alkylidene/Arylidene-1,2,4-triazolinium Salts (V, Highlighted with a Box), Which Were Studied in This Work; (B) Initially
Proposed Reaction Mechanism for the Formation of V; the
Reaction Mechanism Was Tested via NMR Spectroscopy
and DFT Calculations; and R1–R5 = Alkyl,
Aryl, or H
In a preliminary communication,
one of our research groups recently
reported that these isothiosemicarbazonium salts (IV)
show a distinct reactivity toward aldehydes and ketones, when subjected
to slightly acidic conditions.[19] Thus,
the access to the substance class of 1-alkylidene/arylidene-1,2,4-triazolinium
salts (V) was established, which hitherto was only obtained
as a side product.[20] Notably, the respective
structure motif was unambiguously confirmed by X-ray crystallography.[19] Although the combination of a highly reactive
iminium functionality embedded in a somewhat unstable 1,2,4-triazoline
ring might suggest a rapid refragmentation of the heterocycle, the
six isolated substances proved to be robust and easy to handle.[21,22] Even after more than one year of storage in closed, light-protected
containers under ambient conditions, no signs of degradation were
observable for the iodide salts.[19] We were
tempted to pursue further research in this area, not only because
of the unprecedented structure with respect to heterocyclic chemistry.
Potential applications in pharmaceutical chemistry and in materials
science are known for other 1,2,4-triazoline derivatives[23,24] and especially for their oxidized 1,2,4-triazole congeners.[25−27] To establish a starting point for future synthetic explorations,
the initially proposed reaction mechanism (Scheme B) for the formation of compounds of type V was tested by a combined NMR/density functional theory (DFT)
approach. Furthermore, we were interested in a better understanding
of the observed side reaction of educts IV leading to
a metathetical carbonyl exchange, which was recently termed as transazination
or transalkylidation.[19,28] The mechanistic details of the
formation of V were probed by in situ NMR spectroscopy[29−31] using stable 13C isotope-labeled carbonyl
components: 2-13C-acetone and benzaldehyde-α-13C. Complementarily, DFT calculations were performed on the
NMR-detected reaction intermediates.[32,33] In the following
sections, the originally proposed reaction mechanism was challenged
by new findings from NMR and DFT. This illustrates that even seemingly
“simple” reaction mechanisms can be more complex than
originally presumed. Using a combination of in situ NMR and DFT calculations, novel insights were obtained. These methods
are generally applicable to obtain a detailed picture of a reaction
mechanism.
Results and Discussion
13C-Isotopic Scrambling Cannot
Be Reconciled with
the Originally Proposed Reaction Mechanism
Our initial efforts
focused on the confirmation of the originally proposed reaction mechanism.
To this end, we used in situ NMR spectroscopy and
2-13C-labeled acetone and benzaldehyde-α-13C to directly follow product formation with three different starting
material compositions leading to structure motifs already determined
by single-crystal X-ray spectroscopy (Figure A; the different starting material compositions
are hereafter denoted as acetone/acetone, acetone/benzaldehyde, or
benzaldehyde/benzaldehyde. The first part represents the carbonyl
compound present in the isothiosemicarbazonium educt, and the second
represents the carbonyl compound added for cyclization). First, isothiosemicarbazonium
tetrafluoroborate (1a or 1b) was dissolved
in deuterated acetonitrile. To this solution, pivalic acid/N,N-diisopropyl-N-ethylamine
buffer was added.[19] An aliquot of this
solution was transferred into a standard 5 mm NMR tube. Then, the
educt was characterized by 1H and 13C NMR spectroscopy
at 50 °C. Subsequently, the reaction was initiated by the addition
of 2-13C-acetone or benzaldehyde-α-13C
(1.3 equiv with respect to 1a or 1b), and
the NMR tube was again inserted into the NMR spectrometer pre-heated
at 50 °C. The reaction progress was monitored via acquisition of 1D 1H and 13C for the next
5 h. It is noteworthy that in contrast to the reported reaction conditions,
no molecular sieves, only a slight molar excess of the carbonyl reactants
and milder temperatures were used to facilitate the in situ NMR monitoring.
Figure 1
Insights into the 13C labeling pattern of the
reaction
using 2-13C labeled educts. (A) Overview of reaction mixture
compositions to elucidate the reaction mechanism details. Left: Acetone/acetone-starting
material composition. Middle: Acetone/benzaldehyde starting material
composition. Right: Benzaldehyde/benzaldehyde starting material composition. 13C labels in the starting carbonyl compounds and the observed 13C labeling pattern in the products are highlighted with a
blue dot. (B) 1D-13C-in situ NMR spectrum
of the acetone/acetone starting material composition: the experimentally
observed 13C labeling pattern confirms 13C-isotopic
scrambling, resulting in compounds 2a and 2a′. The blue dot indicates incorporated 13C labels from
2-13C-acetone.
Insights into the 13C labeling pattern of the
reaction
using 2-13C labeled educts. (A) Overview of reaction mixture
compositions to elucidate the reaction mechanism details. Left: Acetone/acetone-starting
material composition. Middle: Acetone/benzaldehyde starting material
composition. Right: Benzaldehyde/benzaldehyde starting material composition. 13C labels in the starting carbonyl compounds and the observed 13C labeling pattern in the products are highlighted with a
blue dot. (B) 1D-13C-in situ NMR spectrum
of the acetone/acetone starting material composition: the experimentally
observed 13C labeling pattern confirms 13C-isotopic
scrambling, resulting in compounds 2a and 2a′. The blue dot indicates incorporated 13C labels from
2-13C-acetone.Additionally, the anion was exchanged from iodide to the weakly
coordinating tetrafluoroborate to avoid solubility issues in the CD3CN medium. As the reaction was readily conductible without
the nucleophilic iodide, an influence of the anion on the reaction
mechanism can be excluded. To our surprise, we did not observe the
expected sole product formation of 2a with the incorporation
of the 13C label selectively in the iminium position of
the heterocycle (Figure A, left and Figure B). Instead, we found 13C-isotopic scrambling, leading
to 13C incorporation into the starting material 1a and in two positions of product 2a with an estimated
distribution between C(5) of the triazoline and the iminium carbon
of almost 50:50. The positions of the 13C labels are highlighted
with blue dots (Figure B). The same isotopic scrambling was obtained in the experiment with
the benzaldehyde/benzaldehyde starting material composition, leading
to 2c (Figure A, right). In the case of the unlabeled starting material 1a and using benzaldehyde-α-13C as a reagent,
however, we solely observed 13C incorporation in the exocyclic
iminium position, giving product 2b (Figure A, middle). In addition, the
carbonyl exchange side reaction was strongly suppressed, showing only
a minimal amount of 13C-labeled 1b and unlabeled
acetone. Under the assumption that all three experiments follow the
same mechanistic details, the observations stand in contradiction
to the originally presumed reaction mechanism (Scheme B).
Expanded Reaction Mechanism from NMR Spectroscopy
and DFT Calculations
In order to develop a deeper understanding
of the observed isotopic
scrambling, we conducted a comprehensive in situ NMR
study focusing on HSQC and HMBC experiments to track down and identify
possible intermediates. For this purpose, different labeling strategies
with 13C labeling of the added carbonyl compounds and the
isothiosemicarbazonium educt were applied. The experimental NMR data
were complemented with in silico studies. The course
of the reaction can be broken down into several distinct sequences,
which will be discussed in this section in light of the experimental
data and the results of the DFT calculations (Scheme ). First, an initial nucleophilic attack
of the isothiosemicarbazonium salt on the electrophilic C-atom of
the carbonyl species needs to take place. The DFT calculations of
the educts 1a and 1b gave energy-optimized
geometries of the modeled molecules, which showed a trigonal planar
geometry of the aminic N(1). Furthermore, the almost equal bond lengths
between C(2) and its neighboring atoms and the associated Wiberg bond
indices[34,35] suggest a delocalization of the positive
charge. Therefore, iminic N(3) was identified as being the most nucleophilic
position of the isothiosemicarbazonium moiety, suggesting i as the first intermediate in the reaction sequence (Figure S2). For the subsequent steps, the originally
proposed reaction mechanism was challenged by the observation of 13C isotopic scrambling (Figure B). We thus wanted to detect and characterize reaction
intermediates by in situ NMR and using 13C-labeled starting reactants (Figure A). Thereby, the focus was laid on the acetone/benzaldehyde
starting material composition, as it was the only one of the three
investigated experiments to give a clean conversion in a reasonable
conversion period under the aforementioned adjusted reaction conditions
(Figure A). In the
HSQC spectra, we were able to identify a peak with a proton resonance
at 5.92 ppm and a carbon resonance at 79.3 ppm, showing an intensity
build-up and a decay in accordance with a reaction intermediate (Figure B,C).
Scheme 2
Revised Reaction
Mechanism Reconciling All Experimentally Observed
Phenomena and Including Results from DFT Calculations; the Intermediates
and Protonation/Deprotonation Sequences Are Supposedly Stabilized
and Catalyzed by Intermolecular Interactions with the Buffer System;
In the Second Step of the Reaction Sequence, the Formed Intermediate i Can Diverge into Two Pathways; In the Productive Pathway A (Left, Highlighted in Red) after Proton Shift (ii), Intramolecular Cyclization (iii), and Loss of Water
(iv), a 1,2,4-Triazolinium Structure with the Expected
Substitution Pattern Is Obtained; Intermediate i Is However
Also in Equilibrium with a Postulated 1,3-Oxazetidine Intermediate v; This Can in Turn Dissociate to Intermediate i′, Thereby Activating the Unproductive Pathway B (Right,
Highlighted in Blue), Which Leads to the Formation of Both a 1,2,4-Triazolinium
Structure with a Scrambled Substitution Pattern (over Intermediates ii′, iii′, and iv′) and the Generation of the Carbonyl-Exchanged Educt; the Postulated
Symmetric 1,3-Oxazetidine Intermediate v Very Likely
Plays the Key Role in the Isotopic Scrambling Process as Observed
in the Acetone/Acetone and Benzaldehyde/Benzaldehyde Starting Material
Composition and Can Cause Complex Product Mixtures; R1–R5 = Alkyl, Aryl, or H
Figure 2
Tracking
and identification of reaction intermediates by 13C labeling
and NMR spectroscopy. (A) Decay and build-up of educt
and product 1H resonances of 1a and 2b, respectively. For the 2-13C-acetone/benzaldehyde
starting material composition, no 13C isotope scrambling
was observed. Stacked plots show methyl group resonances in educt 1c (decay over time) and product 2b (build-up
over time). (B) NMR spectroscopic characterization of cyclic carbinolamine
reaction intermediate iv. The stacked plot shows the
transient build-up and decay of the 1H resonances at 5.92
ppm assigned to reaction intermediate iv. When using
benzaldehyde-α-13C as a reactant, the proton resonance
at 5.92 ppm shows a 1JCH coupling
of 159 Hz. (C) Relative intensities of educt, product, and intermediate
proton resonances. For clarity, a 50×-enhanced plot of the intermediate
resonance is shown.
Tracking
and identification of reaction intermediates by 13C labeling
and NMR spectroscopy. (A) Decay and build-up of educt
and product 1H resonances of 1a and 2b, respectively. For the 2-13C-acetone/benzaldehyde
starting material composition, no 13C isotope scrambling
was observed. Stacked plots show methyl group resonances in educt 1c (decay over time) and product 2b (build-up
over time). (B) NMR spectroscopic characterization of cyclic carbinolamine
reaction intermediate iv. The stacked plot shows the
transient build-up and decay of the 1H resonances at 5.92
ppm assigned to reaction intermediate iv. When using
benzaldehyde-α-13C as a reactant, the proton resonance
at 5.92 ppm shows a 1JCH coupling
of 159 Hz. (C) Relative intensities of educt, product, and intermediate
proton resonances. For clarity, a 50×-enhanced plot of the intermediate
resonance is shown.Using benzaldehyde-α-13C, the proton at 5.92 ppm
was unambiguously confirmed to be attached to a 13C isotope
(coupling 1JCH = 159 Hz, Figure B). According to
DFT calculations of the peak chemical shifts, the resonances were
in good agreement with the cyclic carbinolamine structures (iii or iv, Table S3). This strong experimental evidence for the cyclic carbinolamine
intermediate favors the initially proposed reaction mechanism for
the formation of the 1-alkylidene/arylidene-1,2,4- triazolinium motifs.
However, the observed 13C-scrambling for 2a and 2c and the selective synthesis of 2b cannot be explained by this simple pathway. The 13C isotopic
scrambling must occur on a very fast time scale as the formation of 2a′ was observed concomitantly with the formation of 2a in the in situ NMR experiment. The simultaneous
formation of 2a and 2a′ and 2c and 2c′ is in contradiction with a
simple metathetical carbonyl exchange of starting materials 1a and 1b. The transazination was earlier only
observed in different experiments at prolonged reaction times and
refluxing temperatures, thus hinting at a presence of a higher lying
activation barrier that slows down the kinetics of this reaction.[19] As we could not find any NMR experimental evidence
for a key intermediate to connect pathway A and B and to introduce 13C isotope scrambling, we resorted
to DFT calculations. Carbonyl exchange reactions of different N-nucleophiles
are long known.[36] However, for thiosemicarbazones,
the reaction was only investigated more closely in the presence of
water.[28] Owing to the similarities to the
extensively studied imine metathesis in the absence of water where
cyclic 4-membered intermediates were proposed, we focused our DFT
study on a 1,3-oxazetidine species (Scheme , species v).[37,38]For all three starting material compositions, calculated electronic
energies (ΔHe) of isomeric intermediates ii, v, and ii′ were compared
(Figure ). Based on
the data from the theoretical calculations, no conclusions about the
associated transition states and the kinetic properties of the reaction
can be obtained. Nevertheless, the comparison of the electronic energies
of ii, v, and ii′ enables
an estimation of the relative equilibrium constants of the respective
exchange reaction steps. These estimations confirm the 13C isotopic scrambling patterns as observed in the NMR reaction monitoring,
hinting toward the existence of a pre-equilibrium that leads to ii and ii′. For the starting material
compositions with active scrambling, the energy difference according
to DFT calculations (for 2a, ΔH(ii–v)e = +18.9 kJ mol–1; for 2c, ΔH(ii–v)e = +23.6 kJ mol–1) was found to be significantly
lower than that for the intermediates leading to 2b (ΔH(ii–v)e = +41.9 kJ mol–1). Investigations into
the conformation of intermediates v revealed that the
higher intermediate energy for 2b arises from the steric
repulsion of a phenyl and methyl group. In the case of 2c, the repulsion is lower, since the phenyl groups can arrange in
such a way that they are situated on the opposite sides of the ring
plane. Under assumption of similar activation barriers in the three
investigated starting material compositions, the thermodynamical equilibrium
constants (K() and the relative state distribution (Krel = K(/K() at the applied reaction temperature (50 °C) can be estimated
using the Boltzmann distribution (Table ).
Figure 3
Energetic landscape of the exchange mechanism,
depending on the
residues R1, R2, R4, and R5. The electronic energies of the intermediates were arbitrarily referenced
to the lower energetic carbinolamine intermediate. The reaction is
not symmetric for 2b. Investigating this landscape in
terms of thermodynamic accessibility of the intermediates, these data
indicate that the exchange pathway would be more accessible for the
symmetric starting material compositions to give 2a and 2c than for the asymmetric starting material composition to
give 2b. B3LYP/x2c-SVPall-s; see the Supporting Information for computational details.
Table 1
Comparison of the Thermodynamic Data
Obtained by DFT Calculationsa
product
ΔH(ii–v)e/kJ mol–1
K(ii–v)
Krel
2a
+18.9
1.3 × 10–3
1
2b
+41.9
3.6 × 10–7
2.8 × 10–4
2c
+23.6
2.4 × 10–4
0.2
B3LYP/x2c-SVPall-s;
see the Supporting Information for computational
details.
Energetic landscape of the exchange mechanism,
depending on the
residues R1, R2, R4, and R5. The electronic energies of the intermediates were arbitrarily referenced
to the lower energetic carbinolamine intermediate. The reaction is
not symmetric for 2b. Investigating this landscape in
terms of thermodynamic accessibility of the intermediates, these data
indicate that the exchange pathway would be more accessible for the
symmetric starting material compositions to give 2a and 2c than for the asymmetric starting material composition to
give 2b. B3LYP/x2c-SVPall-s; see the Supporting Information for computational details.B3LYP/x2c-SVPall-s;
see the Supporting Information for computational
details.On a qualitative
basis, the calculated values fairly reflect the
observations of the NMR experiments. In both the acetone/acetone and
benzaldehyde/benzaldehyde starting material compositions, the relative
state distribution between ii and v is in
an accessible range, thus leading to a superimposition of the cyclization
reaction, whereas in the acetone/benzaldehyde starting material composition,
the exchange pathway is thermodynamically disfavored by several orders
of magnitude. In conclusion, the symmetric 1,3-oxazetidine intermediate
(v) gives a very plausible explanation for the observed 13C scrambling in 2a and 2c and the
regioselective formation of 2b. Further attempts to validate
the proposed mechanism by DFT calculations through comparison of intermediates i–iv in the acetone/benzaldehyde starting
material composition were complicated by finding a proper computational
model. Thus, it was not possible to account for the reaction intermediate
and solvent/buffer interactions, which very likely have a significant
effect on the thermodynamic accessibility and stability of the intermediates iii and iv. Therefore, the main arguments stem
from the relative intermediate energies, which in turn dictate the
distribution of the pre-equilibria.[39] The
gas-phase energies showed a high-energy intermediate between cyclic
structures iii and iv. However, the transition
from ii to iv was in a reasonable range.
Most likely, the deprotonation/protonation sequences are facilitated
by concerted intramolecular reactions or intermolecular reactions
with the buffer systems. A possible carbonyl exchange in the acetone/benzaldehyde
starting material composition seems to be thermodynamically favored,
with an energy gain of −13.3 kJ mol–1 (ΔH(ii–ii')e). However, we could not find any NMR-based
evidence for the scrambling product 2b′, rather
only minimal amounts of carbonyl exchange educt 1b. In
contrast to the transition of ii to iv (ΔH(ii–iv)e = +1.8 kJ mol–1), the cyclization in pathway B is accompanied with a higher energy path (ΔH(ii′–iv′)e = +15.7 kJ mol–1).
This substantiates the observed preferred dissociation of intermediate ii′ to 1b over the experimentally not
observed formation of 2b′ (Figure S9).Alternative pathways, which do not include
cyclic carbinolamine
structures (iii and iv), were also considered.
Especially, three-membered aziridinium structures—conceivable
upon the loss of H2O from a protonated form of ii—were considered as possible intermediates since such species
were postulated in earlier investigations (Scheme S1).[20] However, the calculated NMR
chemical shifts differed significantly from all observed intermediate
NMR resonances. Furthermore, the absence of 1JCC coupling in the detected intermediate (Figure ) and the calculated energy
differences between the respective 3-membered ring structures and
products 2a–c in the range of 240–280 kJ
mol–1 strongly disfavor this pathway (Scheme S2).To sum up, based on the findings
of the NMR/DFT study, we propose
adjustments to the initially suggested reaction mechanism (Scheme B vsScheme ). Following
the nucleophilic attack of the iminic isothiosemicarbazonium nitrogen
on the carbonyl reagent, the formed intermediate i can
diverge into two pathways. The productive pathway A (Scheme , highlighted in
red) involves—after a deprotonation/protonation step giving ii—an intramolecular cyclization to iii, which further rearranges to the NMR-detectable intermediate iv. Elimination of water results in the formation of the 1-alkylidene/arylidene-1,2,4-triazolinium
structure motifs 2a–c. Depending on the substitution
patterns of the starting materials, a nucleophilic attack of the carbonyl
oxygen onto the iminic carbon in intermediate i can alternatively
result in the formation of a cyclic 1,3-oxazetidine intermediate (v). This can lead to the activation of pathway B (Scheme , highlighted
in blue) upon its dissociation to intermediate i′. In pathway B, the formed i′ either
undergoes cyclization (Scheme , intermediates ii′, iii′, and iv′) to a 1,2,4-triazolinium structure
with scrambled substituents or dissociates following a carbonyl exchange
reaction. The thermodynamic accessibility of v, which
seems to be strongly dependent on the chosen educts, is thus responsible
for the complex product mixtures—as evidenced by the 13C scrambling—in the acetone/acetone and benzaldehyde/benzaldehyde
starting material compositions.
Considerations Regarding
Stability and Factors Affecting Regio-
and Stereoselectivity
Despite the potentially reactive iminium
functionality in an unstable 1,2,4-triazolinium motif,[21,22] the structures described herein proved to be surprisingly robust
and easy to handle if protected from water. Therefore, factors contributing
to the stability of products 2a–c were investigated. All three products showed a planar conformation
in the obtained single-crystal X-ray structures[19] and in the DFT calculations. This suggests the formation
of a stabilizing expanded conjugated π-system in parts of the
heterocycle and the iminium double bond. The phenyl substituents in 2b and 2c are located in the same plane as the
heterocycle and also seem to participate in the conjugated system,
further enhancing the thermodynamic stability through a mesomeric
effect (Figure ).
On a qualitative basis, the empirically known rule in dihydro-triazole
chemistry that disubstitutions at the sp3-hybridized carbon
stabilize the structures also seems to apply here.[40] Thus, the combination of the mesomeric effect and the C(5)
disubstitution serves as a plausible explanation for the preferred
formation of 2b (Figure A). The enhanced stability hereby introduced is, for
example, evidenced by the behavior toward water. Compared to 2c, which readily dissociates under formation of the educts
when exposed to trace amounts of water (as observable in the NMR spectra
recorded in DMSO-d6), the iodide congener
of compound 2b could even be crystallized as a hydrate.[19]
Figure 4
Factors affecting stability and stereoselectivity in the
formation
of the 1,2,4-triazolinium salts. (A) Planar structure and electrons
participating in the conjugated π-system of compound 2b (respective π-orbitals of the 1,2,4-triazolinium structure
highlighted in red). The aromatic electrons of the phenyl substituent
(highlighted in blue) seem to participate and further enhance the
stability of 2b. (B) Preference of the Z-isomer in 2b by 39.2 kJ mol–1 and 2c by 20.1 kJ mol–1 due to steric interference
of the residues on the iminium carbon and C(5) substituents. (C) 3D
ball and stick models with van der Waals radii of the possible isomers
of 2b supporting the favored formation of the Z-isomer due to steric reasons.
Factors affecting stability and stereoselectivity in the
formation
of the 1,2,4-triazolinium salts. (A) Planar structure and electrons
participating in the conjugated π-system of compound 2b (respective π-orbitals of the 1,2,4-triazolinium structure
highlighted in red). The aromatic electrons of the phenyl substituent
(highlighted in blue) seem to participate and further enhance the
stability of 2b. (B) Preference of the Z-isomer in 2b by 39.2 kJ mol–1 and 2c by 20.1 kJ mol–1 due to steric interference
of the residues on the iminium carbon and C(5) substituents. (C) 3D
ball and stick models with van der Waals radii of the possible isomers
of 2b supporting the favored formation of the Z-isomer due to steric reasons.In contrast to the acetone/acetone and benzaldehyde/benzaldehyde
starting material compositions, the acetone/benzaldehyde reaction
starting material composition led to the regioselective product formation
of 2b. This outcome in the formation of 2b is presumed to be a consequence of the energetically disfavored
exchange side reaction involving the 1,3-oxazetidine intermediate
(v). We were further curious about the stereoselectivity
as the NMR analysis and the X-ray crystal structure of 2b and 2c both revealed the Z-conformation
at the iminium double bond. The results of the DFT calculations for
the E/Z isomers of 2b and 2c point to a steric repulsion between the phenyl
group and the substituents at C(5) in the heterocycle, resulting in
a preference of the Z-isomer in 2b by
39.2 kJ mol–1 and in 2c by 20.1 kJ
mol–1 (Figure B). Thus, in terms of molecular design for 1-alkylidene/arylidene-1,2,4-triazolinium
salts, the formation of the Z isomer can be steered
by the size of the substituent at the iminium double bond and at C(5)
of the triazolinium heterocycle. In the case of 2c, a
chiral center is introduced at C(5) of the triazolinium heterocycle.
As both stereoisomers possess the same free energy, there is no thermodynamic
driving factor for stereoselectivity. The geometries of the reaction
intermediates, however, very likely favor one C(5) stereoisomer over
the other. Owing to the difficulties in the computational treatment
of the intermediate—solvent/buffer interactions, we were not
able to further elucidate this issue via DFT calculations.
Consequences with Regard to the Synthetic Scope and Limitations
To further verify the findings of the presented NMR/DFT study and
to explore the scope of the reaction, 13 triazolinium derivatives
with aliphatic and aromatic substituents were synthesized (Scheme A,B; see the Supporting Information for details). Based on
the results of the previous sections, we focused on two experimental
starting material compositions starting from isothiosemicarbazonium
salts of aliphatic ketones. First, aliphatic ketones were reacted
with isothiosemicarbazonium salts 3a–c, since
in this case, the scrambling reaction is active and depending on the
used educts, no clean conversion can be expected (Scheme A). In the second starting
material composition starting from 1a and 1d, para-substituted benzaldehydes were used as the carbonyl component
(Scheme B). Here,
the scrambling pathway is not active, and a regioselective product
formation with the aromatic residues in the Z form
at the iminium double bond was expected. The triazolinium salts 4a–c, 5a–e, and 6a–e were isolated by recrystallization or precipitation procedures.
Scheme 3
Scope of Reaction Taking into Account the Results of the NMR/DFT
Mechanistic Study; (A) Practical Exploitability of the Reaction in
the Case of Aliphatic Ketones is Limited to Substituents Identical
to Those in the Starting Material; In This Case, the Scrambling Effect
is Negligible; (B) In the Reaction with Aromatic Aldehydes, the Scrambling
Effect is Energetically Disfavored and Homogeneous Products Are Obtained
The isothiosemicarbazonium iodides (3a–c, Scheme ) were prepared
from
the respective thiosemicarbazones, methyl iodide, and the respective
carbonyl compound (acetone, butanone, and cyclohexanone). The starting
materials 3a–c were suspended in acetone, butanone,
or cyclohexanone before the pivalic acid/N,N-diisopropyl-N-ethylamine buffer system
and molecular sieves were added. Then, the mixtures were heated to
45–60 °C for several hours (16–72 h). Despite solubility
issues in the reaction medium, the iodide salt form of the isothiosemicarbazonium
starting material was used, as product crystals slowly form on the
molecular sieves, allowing for a straightforward isolation of the
desired product. If no crystallization was observed, the addition
of diethyl ether led to product precipitation. As expected from the
mechanistic study, the reaction using aliphatic ketones and starting
materials with different substitution patterns led to complex product
mixtures according to 13C NMR spectra of the collected
raw products. This is a consequence of the low energetic barrier of
the 1,3-oxazetidine intermediate activating both scrambling and the
carbonyl exchange reaction. Typically, several peaks in the C(5) region
at approximately 90 ppm were observed, as the reactants generated
by the carbonyl exchange furthermore also participated in the reaction
scheme (Figure S10). The experiments, however,
with identical substitution patterns in the isothiosemicarbazonium
starting material and the carbonyl educts gave rather satisfying results
with uniform product formation and yields ranging from 20 to 70%.
In the case of the symmetrical aliphatic ketones such as acetone or
cyclohexanone (4a and 4c), clean conversions
were observed, as the scrambling pathway, although active, did not
influence the product distribution. In 4b, we observed
the formation of both E and Z stereoisomers
using the unsymmetrical butanone (4b, Scheme ). According to a NOESY experiment,
the energetically favored and expected Z—the
isomer (approx. 80%) was predominantly formed, the E—isomer amounted to roughly 20%. Evidently, the steric demand
of an ethyl group is insufficient to ensure a regioselective conversion.We further investigated the reactivity of benzaldehydes with different
electron-donating and -withdrawing para-substituents (−H, −Me,
−OMe, −Cl, and −NO2). To avoid the
aforementioned solubility issues in acetonitrile, isothiosemicarbazonium
tetrafluoroborates 1a and 1d were used as
educts. This allowed for lower temperatures (50 vs 90 °C) than in the preceding work.[19] Thus, the thermodynamically controlled, unwanted side reaction can
be further suppressed, and thermosensitive educts may be used in the
preparation of the triazolinium salts. However, these adaptations
led to problems in the isolation of the products since the tetrafluoroborate
salts showed similar solubility properties as the buffer. Additionally,
liquid/liquid extraction procedures with aqueous solutions and chromatographic
purification steps were found to be unfit since, during these steps,
water-induced product degradation was observed. Upon the addition
of tetrabutylammonium iodide, however, the respective product iodide
salts (5a–e and 6a–e) could
be obtained by applying a recently reported selective precipitation
protocol from acetonitrile and diethyl ether.[41] As predicted by the revised reaction mechanism, a regio- and stereoselective
synthesis of all 1-benzylidene-1,2,4-triazolinium salts was achieved
with isolated yields ranging from 40 to 60% (5a–e and 6a–e, Scheme B). In contrast to the 1-alkylidene salts (4a–c), a complete conversion with the aromatic aldehydes was achieved
in shorter reaction times (16–72 vs 5 h) and
a lower molar excess (neat vs 2 equiv), which is
likely ascribable to a preferred formation of products 5a–e and 6a–e through the mesomeric stabilization
of the phenyl moieties. The influence of the different para-substituents
was negligible on the reaction outcome, and the general reaction conditions
could be applied for all compounds. There was, however, a difference
in isolation behavior of methylthio- (5a–e) and
ethylthio-(6a–e) derivatives, with the former
readily precipitating from solution and the latter slowly crystallizing
therefrom.
Outlook on Possible Follow-Up Chemistry
To give a tentative
outlook on possible follow-up chemistry of the presented compounds,
the behavior of 2a–c toward the strong base tetramethylguanidine
(TMG) was investigated in solution NMR experiments using DMSO-d6 as a solvent. It was expected that the proton
at N(4) would be subtracted by the base, resulting in the formation
of a heterocyclic betaine structure. Indeed, the treatment of 2b with TMG led to the disappearance of the NH peak in the 1H NMR spectrum and significant chemical shift changes in both 1H and 13C spectra were found, thus suggesting the
formation of a zwitterionic species in solution (Scheme A, 7b and Figures S12 and S13). The deprotonation leads
to a bonding situation with a charge delocalization in the conjugated
π-system, which is further supported by the electron density
distribution according to DFT calculations (Figure S11). However, we were not able to classify the obtained structure
in the extensively researched framework of mesomeric betaines.[42−44] Upon the treatment of 2c with TMG, the deprotonation
of N(4) leading to 7c was also observed, which spontaneously
transformed to the known 1-benzyl-1,2,4-triazole 8c (Scheme B and Figures S14 and S15).[45] The underlying mechanism of this rearrangement would need further
experiments using deuterium labeling at position C(5) in 2c, and this aspect will be covered in follow-up work. The rearrangement
is supported by DFT calculations with a gain in energy of 68.5 kJ
mol–1. Attempts to induce a similar alkyl shift
in 7b through incubation of the NMR tube at 95 °C
were not successful.
Scheme 4
Deprotonation of Compounds 2b and 2c in
DMSO-d6 Upon the Addition of TMG; (A)
Abstraction of the NH Proton Results in the Formation of Mesomeric
Betaine 7b, Which Proved to Be Stable Even after Incubation
at 95 °C for 1 h; (B) Mesomeric Betaine 7c Spontaneously
Rearranges to Form the More Stable Isomeric 1,2,4-Triazole 8c; and Attempts to Deprotonate 2a with TMG Led to Dissociation
Conclusions and Outlook
Based on
the outcome of the mechanistic NMR/DFT study, we were
able to revise the initially proposed reaction mechanism for the formation
of recently discovered 1-alkylidene/arylidene-1,2,4-triazolinium salts.[19] Depending on the carbonyl components, the originally
proposed regio- and stereospecific productive cyclization pathway
was found to compete with a faster, unproductive side reaction. This
was evidenced by the 13C isotope scrambling patterns in
the NMR reaction monitoring experiments. Based on DFT calculations,
a 1,3-oxazetidine species is postulated as the key intermediate connecting
pathway A and B and introducing 13C isotope scrambling in the products and metathetical carbonyl exchange
to the respective isothiosemicarbazonium educts (Scheme ). This more complex behavior
leads to an updated view on the scope and limitations of the reaction
to produce 1-alkylidene/arylidene-1,2,4-triazolinium salts. With the
current state of knowledge, an unambiguous product formation in starting
material compositions with an active scrambling pathway (e.g., acetone/acetone
and benzaldehyde/benzaldehyde, products 4a–c)
is difficult. It can only be expected if the used carbonyl reactants
have identical substitution patterns as the already incorporated ones
in the isothiosemicarbazonium educts. In contrast, a regio- and stereoselective
product formation with respect to the iminium double bond is obtained
if educts are used where the scrambling pathway is suppressed by the
higher energy of the 1,3-oxazetidine intermediate (acetone/benzaldehyde;
products 5a–e and 6a–e).By applying the reaction conditions currently in use, the scope
of this novel reaction type is limited to certain educt combinations.
However, it was possible to isolate a full set of homogenous 1,2,4-triazolinium
salts. Considering that the investigations into the reaction are still
in an early stage and as also aliphatic aldehydes and aromatic ketones
have shown reactivity following this scheme,[19] further research is needed to fully explore its scope. The updated
view on the reaction mechanism with a more detailed knowledge of the
unwarranted carbonyl exchange allows for the development of strategies
to prevent this side reaction. Variations of the applied buffer systems
or addition of other catalysts such as Lewis acids might suppress
the formation of the 1,3-oxazetidine intermediate and allow for the
isolation of products with unsymmetrical substitution patterns. Highlighting
the mild applied reaction conditions and in many cases easily and
cost effectively available starting materials, this opens new avenues
in combinatoric 1,2,4-triazoline and—as shown by the deprotonation
NMR experiments—1,2,4-triazole synthesis.
Experimental
Section
General
All reagents and solvents were purchased from
Sigma-Aldrich and used as received unless stated otherwise. The buffer
solution used throughout the experiments was prepared by dissolving
0.2 mol (20.4 g) of pivalic acid and 0.1 mol (12.9 g) of N,N-diisopropyl-N-ethylamine in
100 mL of CH3CN, yielding a 1.0 M stock solution with approximately
pH 5. Thiosemicarbazones were prepared following published procedures.[46] Synthesis and characterization of compounds 3a, 4a, and 5a were already discussed
in the preceding work.[19] However, we decided
to include spectral characterization herein as well for clarity. NMR
spectra of the isolated compounds were recorded with a Bruker Avance
Neo 400 spectrometer or a Bruker NMR AV III 400 spectrometer. Owing
to a reported ring–chain tautomerism in solution,[17] the NMR-spectra of S-alkyl
isothiosemicarbazonium salts (1a–d and 3a–c) show more peaks with different shifts and coupling patterns than
expected. Only the shifts of the main isomers are given. Structural
assignments were made with additional information from 1H–1H COSY, 1H–1H NOESY 1H–13C HSQC, and 1H–13C HMBC experiments. When slightly varying the work-up procedures
for 1a–d and 3a–c, the formation
of different isomorphs can be observed, as evidenced by different
appearances and melting points in hot-stage microscopy but identical
NMR and MS spectra. IR spectra were obtained with a Bruker ALPHA Platinum
FT-ATR instrument. HR-ESI-MS analysis was performed using a Thermo
Scientific Q Exactive Orbitrap mass spectrometer (compounds 1a–c; 2a–c; 3a–c; and 4a–c; ESI positive ion mode; spray voltage
3.7 kV; solvent MeOH; and mass range from m/z 100 to 800) or with an Agilent 6350 QTOF mass spectrometer
(compounds 1d; 5a–e; and 6a–e; ESI positive ion mode; spray voltage 150 V; solvent MeCN; and mass
range from m/z 100 to 1100).
In
Situ NMR
Reaction monitoring experiments
were obtained on a 600 MHz Bruker Avance II+ spectrometer equipped
with a TCI Prodigy probe or a 700 MHz Avance 4 Neo spectrometer, also
equipped with a TCI Prodigy probe. Standard pulse programs from the
Bruker library were used: 1H zg30, 13C zgpg30,
HSQC hsqcedetgpsp.3, and HMBC hmbcetgpl3nd. In order to avoid solubility
issues in the CD3CN reaction medium associated with the
iodide anion, NMR experiments were conducted with isothiosemicarbazonium
tetrafluoroborates 1a–c. To obtain clean spectra
and a reasonable signal to noise ratio, no molecular sieves and only
a slight molar excess of the carbonyl reactants were used.[19] To obtain reasonable spectra of the products
in CD3CN for comparison, 1-alkylidene/arylidene-1,2,4-
triazolinium tetrafluoroborates (2a–c) were prepared
from their iodide analogues[19] by anion
metathesis with AgBF4. It should be noted that the iodides
were used after storage for over a year without further precautions
(room temperature, closed container, and light protection), exemplifying
the overall high stability of the structure motif.
In
Situ Reaction Monitoring
Isothiosemicarbazonium
tetrafluoroborate (1.0 mmol; 1a or 1b) was
dissolved in deuterated acetonitrile (2000 μL). To this solution,
pivalic acid/N,N-diisopropyl-N-ethylamine buffer was added (500 μL). An aliquot
(600 μL, 0.3 mmol) of this solution was transferred into a standard
5 mm NMR tube. Then, the educt was characterized by 1H
and 13C NMR spectroscopy at 50 °C. The reaction was
then initiated by the addition of 2-13C-acetone or benzaldehyde-α-13C (1.3 equiv with respect to 1a or 1b), and the NMR tube was again inserted into the NMR spectrometer
pre-heated at 50 °C. The reaction progress was monitored by the
acquisition of 1H and 13C experiments for the
next 5 h. It is noteworthy that in contrast to the reported reaction
conditions, no molecular sieves, only a slight molar excess of the
carbonyl reactants and milder temperatures were used to facilitate
the shimming procedure and the spectra interpretation. Owing to these
adjustments, a complete conversion was not achieved in all experimental
setups.
Screening for Intermediates in the Acetone/Benzaldehyde Setup
Isothiosemicarbazonium tetrafluoroborate (1.0 mmol; 1a or 1c) was dissolved in deuterated acetonitrile (2000
μL). To this solution, pivalic acid/N,N-diisopropyl-N-ethylamine buffer was added
(500 μL). An aliquot (600 μL, 0.3 mmol) of this solution
was transferred into a standard 5 mm NMR tube. Then, the educt was
characterized by 1H and 13C NMR spectroscopy
at 50 or 35 °C. The reaction was then initiated by the addition
of benzaldehyde-α-13C or freshly distilled unlabeled
benzaldehyde (1.3 equiv with respect to 1a or 1c), and the NMR tube was again inserted into the NMR spectrometer
pre-heated at 50 or 35 °C. Intermediates were followed by the
acquisition of 1H and 13C 1D and 2D HSQC and
HMBC experiments.
Computational Methods
The density
functional calculations
were performed on the high-performance computing facility LEO3E and
LEO4 (University of Innsbruck) employing the program package Gaussian
16 Rev A.03.[47−49] The employed functional was B3LYP,[50] and the used basis set was x2c-SVPall-s.[51] Solution effects were implicitly taken into account via the polarizable continuum model.[52−54] NMR calculations
were based on the gauge-independent atomic orbital approach.[55] As a reference substance for H and C NMR shifts,
tetramethylsilane was treated identically to the investigated molecules
and the isotropic shielding values (H: 31.470 ppm, C: 180.5258 ppm,
262.83 ppm B3LYP/x2c-SVPall-s) were used as references. The Wiberg
bond indices were computed through natural bond orbital analysis.[34,35,56−60] Cross-validation data for the structure optimization
and the NMR shift computation to assess the accuracy of the performed
calculations are listed in the Supporting Information.
Synthetic Procedures and Product Characterization
General Procedures
Detailed descriptions of the synthetic
procedures are listed in the Supporting Information.
Isothiosemicarbazonium Salts (1a–d and 3a–c)
The respective thiosemicarbazone[46] was reacted with trialkyloxonium tetrafluoroborates
in CH2Cl2 (1a–d) or with
iodomethane in CH3CN (3a–c) through
heating by means of a heating mantle at varying reaction temperatures
and times. For isolation, different precipitation protocols were applied.
1,2,4-Triazolinium Tetrafluoroborates (2a–c)
The respective iodide salt[19] was dissolved
in MeOH/CH3CN mixtures and reacted with
silver tetrafluoroborate. After removal of the resulting silver iodide
residue by filtration, 1,2,4-triazolinium tetrafluoroborates (2a–c) were isolated from the filtrate by precipitation
with Et2O.
1-Alkylidene-1,2,4-triazolinium Iodides (4a–c)
The respective isothiosemicarbazonium
iodide (3a–c) was suspended in the aliphatic ketone
(neat), before molecular
sieves (3 Å) and 1.0 M pivalic acid–N,N-diisopropyl-N-ethylamine buffer
solution were added. The sealed vessel was kept at elevated temperatures
(45–60 °C) by means of a heating mantle for several hours
(18.5–64 h) without stirring. The formed product was isolated
either by manual separation from the molecular sieves or using precipitation
and recrystallization techniques.
1-Benzylidene-1,2,4-triazolinium
Iodides (5a–e and 6a–e)
The respective isothiosemicarbazonium
tetrafluoroborate (1a or d) and the para-substituted
benzaldehyde reactant (2 equiv) were dissolved in CH3CN,
before molecular sieves (3 Å) and 1.0 M pivalic acid–N,N-diisopropyl-N-ethylamine
buffer solution were added. The sealed vessel was kept at elevated
temperatures (50 °C) by means of an oil bath for 5 h without
stirring. The formed colored solution was separated and mixed with
a solution of tetrabutylammonium iodide dissolved in CH3CN. After addition of Et2O, the product iodides could
be isolated.[41] Further purification was
achieved by recrystallization from MeOH/Et2O mixtures.
Authors: Franz-Lucas Haut; Christoph Habiger; Lukas A Wein; Klaus Wurst; Maren Podewitz; Thomas Magauer Journal: J Am Chem Soc Date: 2021-01-05 Impact factor: 15.419