Literature DB >> 34882700

Risk factors for excess all-cause mortality during the first wave of the COVID-19 pandemic in England: A retrospective cohort study of primary care data.

Iain M Carey1, Derek G Cook1, Tess Harris1, Stephen DeWilde1, Umar A R Chaudhry1, David P Strachan1.   

Abstract

BACKGROUND: The COVID-19 pandemic's first wave in England during spring 2020 resulted in an approximate 50% increase in all-cause mortality. Previously, risk factors such as age and ethnicity, were identified by studying COVID-related deaths only, but these were under-recorded during this period.
OBJECTIVE: To use a large electronic primary care database to estimate the impact of risk factors (RFs) on excess mortality in England during the first wave, compared with the impact on total mortality during 2015-19.
METHODS: Medical history, ethnicity, area-based deprivation and vital status data were extracted for an average of 4.8 million patients aged 30-104 years, for each year between 18-March and 19-May over a 6-year period (2015-2020). We used Poisson regression to model total mortality adjusting for age and sex, with interactions between each RF and period (pandemic vs. 2015-19). Total mortality during the pandemic was partitioned into "usual" and "excess" components, assuming 2015-19 rates represented "usual" mortality. The association of each RF with the 2020 "excess" component was derived as the excess mortality ratio (EMR), and compared with the usual mortality ratio (UMR).
RESULTS: RFs where excess mortality was greatest and notably higher than usual were age >80, non-white ethnicity (e.g., black vs. white EMR = 2.50, 95%CI 1.97-3.18; compared to UMR = 0.92, 95%CI 0.85-1.00), BMI>40, dementia, learning disability, severe mental illness, place of residence (London, care-home, most deprived). By contrast, EMRs were comparable to UMRs for sex. Although some co-morbidities such as cancer produced EMRs significantly below their UMRs, the EMRs were still >1. In contrast current smoking has an EMR below 1 (EMR = 0.80, 95%CI 0.65-0.98) compared to its UMR = 1.64.
CONCLUSIONS: Studying risk factors for excess mortality during the pandemic highlighted differences from studying cause-specific mortality. Our approach illustrates a novel methodology for evaluating a pandemic's impact by individual risk factor without requiring cause-specific mortality data.

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Year:  2021        PMID: 34882700      PMCID: PMC8659693          DOI: 10.1371/journal.pone.0260381

Source DB:  PubMed          Journal:  PLoS One        ISSN: 1932-6203            Impact factor:   3.240


Introduction

During the first six months of the global SARS-CoV-2 pandemic, England experienced its first wave of COVID-associated excess mortality, during which it was more severely affected than comparator countries in Europe and elsewhere [1]. During March to May 2020, there were almost 50,000 more deaths from any cause than would be expected at this time of year [2]. Concerns were expressed at the time [3] that part of the excess all-cause mortality may have been due to delays in presentation of non-COVID medical emergencies (such as heart attacks and strokes) during the pandemic lockdown period [4, 5]. Risk factors for death with COVID-19 as a certified cause up to early May 2020 have been analysed using electronic health records from a large set of English general practices assembled by the OpenSAFELY initiative [6]. In a later publication, extending the follow-up period to November 2020, the same group compared risk factors for COVID-19 deaths with those for non-COVID-19 mortality [7]. However, early in the pandemic, certification of deaths did not require confirmation of SARS-CoV-2 infection as virological testing was incomplete at this stage [8]. Thus, COVID-19 as a cause of death could also reflect a risk factor for admission or testing at this time. Only by placing results in a wider historical context, by comparing with pre-pandemic years, can a more comprehensive assessment of risk factors on excess and non-excess mortality be achieved. In this paper, we use electronic primary health care records (different from those analysed by OpenSAFELY) to carry out a retrospective cohort study with an analysis that partitions the all-cause mortality during England’s first 2020 wave into two components: “usual” (or non-excess) mortality, estimated from age-adjusted mortality in the same season in five pre-pandemic years; and “excess” mortality. We describe a novel statistical method for comparing socio-demographic, lifestyle and medical correlates of each component and compare our findings to the published results from OpenSAFELY [7, 9].

Methods

Data source

The Clinical Practice Research Datalink (CPRD) is a large primary care database in the UK jointly sponsored by the Medicines and Healthcare products Regulatory Agency and the National Institute for Health Research [10]. It provides a longitudinal medical record for all registered patients (where in the UK >99% of the population are registered with a GP), with diagnoses and other clinical information recorded on the system using Read codes [11]. CPRD now includes EMIS (Egton Medical Information Systems) practices (CPRD Aurum [12]), resulting in a much larger dataset (>1,800 combined practices, 65 million patient lives, of which 16 million are currently active). The majority of contributing CPRD practices in England have consented to their data being linked to external sources, which is facilitated by a “trusted third party” to CPRD, ensuring that researchers have no access to geographical identifiers such as residential postcode [13]. Key variables which have been linked to the practice data include the Index of Multiple Deprivation (IMD), a composite small-area (approximately 1500 people) measure used in England for allocation of resources [14].

Definition of annual cohorts

We first identified a set of practices within CPRD Aurum that were continually providing data to CPRD from 1st January 2015 to 1st August 2020 and had consented to data linkage. A total of 770 (56%) practices were identified, with exclusions due to data not available to August 2020 or no linkage available. From these practices, we then used patient registration dates to create annual cohorts of patients who were active in similar time periods in each of the 6 years (2015 to 2020). For this analysis of the first wave of the pandemic, the selected period in each year was 18th March to 19th May inclusive (corresponding to Weeks 11 to 20). Patients were only included once they had accrued 90 days of registration time, and their total registration time was counted in each year. We further restricted to adults aged between 30 and 104 years old, as there would be little excess mortality in the young as well as incomplete data for many risk factors, and also excluded a small number of patients (<1%) without linkage to IMD. From each patient record, we extracted medical history, focusing on conditions routinely collected as part of the Quality and Outcomes Framework [15], which we had previously shown to be predictive of mortality [16]. The term “Mental Health” encompasses severe mental health disorders: psychosis, schizophrenia and bipolar affective disorder. Additionally, we extracted information on ethnicity, smoking, body mass index (BMI) and whether they were recorded as living in a care home. For each year the patient was eligible to be in analysis, concurrent variables were created based on the information recorded up to that point in time. Thus, a patient could be a smoker in one cohort but an ex-smoker in a subsequent one. The only exception was for ethnicity where a recording anywhere in the record was utilised to determine status (summarised as White, Black, South Asian, Mixed or Not Recorded). While external linkage to national death certification data is available within CPRD, there is usually a time lag (up to one year) on its availability. To be able to study mortality into 2020, we therefore decided to only use mortality related information from the primary care record—either a relevant de-registration flag or a Read code. While there is near agreement between the CPRD and linked data, with over 98% of deaths in national mortality data reported to be also identified in CPRD [17], the CPRD date of death may be up to a month later than the actual date of death. However preliminary analyses comparing 2020 mortality rates with 2015–9 rates in our data suggested a weekly pattern of excess mortality similar to national figures for England (S1 Fig).

Statistical methods

Stata version 15 (StataCorp. 2017. Stata Statistical Software: Release 15. College Station, TX: StataCorp LLC.) was used for statistical analysis. Each of the six 9-week periods (five pre-pandemic, one pandemic) was considered as a statistically independent “risk set” (since death can only occur once). All six periods were therefore combined into a single dataset for log-linear Poisson regression modelling, using death from any cause as the outcome, person-time at risk as an offset (S1 Appendix) and robust standard errors. All models were adjusted for age (as a linear term) and sex and included a dichotomous term for the pandemic (2020) v pre-pandemic years (2015–2019 combined). Other risk factors were individually added to this basic model, with interaction terms included to assess effect modification, contrasting pandemic and non-pandemic periods. Thus, age-sex-adjusted total mortality rates were modelled as a combination of usual exposure-specific effects (U), pandemic-associated effects (P) and the statistical interaction between the two (I). The modelled risk factor effects on total mortality were partitioned into patterns of association with usual mortality (estimated directly from the pre-pandemic years and termed the usual mortality ratio (UMR)) and with excess mortality. The ratio of the excess mortality rates between exposed and non-exposed provides an estimate of the true pandemic interaction (T) for excess mortality (see box/appendix for details). By multiplying T * U, this then provides an estimate of the relative effect of exposure on excess deaths, which we have termed the excess mortality ratio (EMR). We used the lincom command in Stata to derive 95% confidence intervals for T and EMR. The modelled interaction term (I) is scaled by the appropriate factor (In[T]/In[I]) in the lincom statement that produces estimates for T and EMR, as well a 95% confidence interval for each which assumes that the derived Wald Test (and z-score) from the scaled model interaction is the same as that estimated using the (unscaled) model interaction (I). Thus, we are assuming that the error largely arises from the error in estimating the original interaction term, which seems reasonable since it represents a reparameterization of the same model. Our main models only adjusted for age and sex as we were primarily interested in comparing effects between periods (pandemic and non-pandemic) and the identical sampling structure in the data would produce similar cohorts by periods. However, sensitivity analyses also fitted models that included further overall adjustment (smoking, BMI, ethnicity, IMD, region) to investigate the impact on the estimates of T and EMR. Due to the very strong effects of age on mortality in both pre-pandemic and pandemic periods, and evidence of a markedly steeper age-related gradient during the pandemic, further sensitivity analyses fitted age-stratified models for each risk factor, using three age groups for presentation (30–64, 65–79, 80 or more years). Additionally, for some co-morbidities, we subdivided into care-home residents and other persons, to address specific concerns about the prominence of this wave of mortality among care homes throughout the UK.

Ethics approval

The protocol (no. 20_148) was approved by the Independent Scientific Advisory Committee evaluation of joint protocols of research involving CPRD data in July 2020. The approval allows analysis of anonymous electronic patient data without the need for written or oral consent.

Results

Study population

The study population identified (adults aged 30–104 years) grew from 4.4 million in 2015 to 4.8 million to 2020 (Table 1). The number of deaths identified on the database was between 10,000–10,500 in usual years, and 16,735 in 2020. Adjusting for age and sex, we estimated that CPRD patients were 51% (95%CI 49–54%) more likely to have died during 2020 compared to identical periods (18th March to 19th May) than in the last 5 years. This equates to approximately 5,800 excess deaths in our dataset. A summary of the risk factor recording is provided in S1 Table. In 2020, >80% of patients had an ethnicity recorded, >90% a BMI and 98% smoking status.
Table 1

Summary of annual patient cohorts based on 18th March to 19th May dates.

YearsTotal patientsTotal Deaths%
2015 4,411,54710,5140.24%
2016 4,487,99710,4070.23%
2017 4,577,32110,0700.22%
2018 4,661,80510,4580.22%
2019 4,757,89710,1830.21%
2020 4,835,70816,7350.35%

The geographical regions of the 770 CPRD Aurum practices used in the data were: North West = 143, North East = 41, Yorkshire & Humber = 23, West Midlands = 171, East Midlands = 19, East of England = 30, South West = 84, South Central = 69, South East Coast = 59, London = 131.

The geographical regions of the 770 CPRD Aurum practices used in the data were: North West = 143, North East = 41, Yorkshire & Humber = 23, West Midlands = 171, East Midlands = 19, East of England = 30, South West = 84, South Central = 69, South East Coast = 59, London = 131.

Overall findings—Age and sex

Table 2 and Fig 1 summarise the EMR estimates by risk factors in the overall study population derived from a model that adjusts for age and sex. The overall mortality ratios for 2020 are presented, with the subsequent partition into the UMR and the EMR. The formal comparison of the EMR with the UMR (“True Pandemic Interaction”) is given in the final column of the table, with a corresponding symbol on the figure denoting whether the excess or usual mortality ratio was significantly higher. Note that age only appears in the table as the plotted mortality ratios would require a change of scale to interpret visually on the plot.
Table 2

Mortality ratios for 2020 and 2015–9 (Usual) with corresponding excess mortality ratio (EMR) and true pandemic interaction (TPI).

2020 Mortality Ratio (95% CI)2015–9 Usual Mortality Ratio (UMR) (95%CI)2020 Excess Mortality Ratio (EMR) (95%CI)True Pandemic Interactiona (95%CI)
Sex
 • Females1111
 • Males1.380 (1.339,1.423)1.342 (1.319,1.366)1.456 (1.324,1.602)1.085 (0.979,1.202)
Age
 • 30 to 390.021 (0.018,0.025)0.025 (0.023,0.027)0.012 (0.006,0.025)0.486 (0.224,1.055)
 • 40 to 490.056 (0.050,0.062)0.065 (0.061,0.068)0.035 (0.022,0.056)0.547 (0.336,0.890)
 • 50 to 590.139 (0.129,0.149)0.146 (0.141,0.152)0.122 (0.093,0.160)0.833 (0.626,1.109)
 • 60 to 690.368 (0.348,0.390)0.386 (0.375,0.399)0.328 (0.266,0.403)0.848 (0.679,1.058)
 • 70 to 791111
 • 80 to 893.532 (3.390,3.679)3.254 (3.178,3.331)4.151 (3.646,4.726)1.276 (1.109,1.467)
 • 90 to 10410.498 (10.029,10.988)9.327 (9.084,9.577)13.104 (3.321,9.665)1.405 (1.207,1.635)
Smoking
 • Never1111
 • Ex1.280 (1.238,1.324)1.274 (1.249,1.300)1.291 (1.172,1.422)1.013 (0.912,1.125)
 • Current1.638 (1.556,1.724)2.123 (2.067,2.181)0.796 (0.647,0.979)0.375 (0.301,0.466)
Ethnicity
 • White1111
 • Black1.472 (1.326,1.635)0.920 (0.849,0.996)2.503 (1.969,3.181)2.721 (2.057,3.599)
 • Asian1.049 (0.958,1.149)0.805 (0.755,0.858)1.504 (1.193,1.896)1.868 (1.437,2.422)
 • Mixed1.307 (1.128,1.515)0.924 (0.829,1.030)2.021 (1.411,2.896)2.187 (1.447,3.306)
 • Other1.162 (1.016,1.329)0.874 (0.793,0.962)1.700 (1.212,2.383)1.945 (1.324,2.860)
BMI
 • <202.704 (2.578,2.836)2.689 (2.616,2.764)2.734 (2.354,3.176)1.017 (0.865,1.194)
 • 20–301111
 • 30–351.004 (0.956,1.053)0.959 (0.933,0.987)1.091 (0.942,1.203)1.137 (0.970,1.332)
 • 35–401.254 (1.164,1.351)1.200 (1.147,1.255)1.361 (1.082,1.711)1.135 (0.885,1.455)
 • 40+2.200 (2.012,2.407)1.896 (1.791,2.007)2.801 (2.176,3.605)1.477 (1.119,1.951)
Deprivation
 • IMD1 (Least)1111
 • IMD21.175 (1.122,1.230)1.130 (1.101,1.160)1.271 (1.094,1.475)1.124 (0.958,1.321)
 • IMD31.267 (1.209,1.328)1.223 (1.191,1.256)1.362 (1.171,1.585)1.114 (0.947,1.311)
 • IMD41.433 (1.367,1.503)1.376 (1.339,1.414)1.556 (1.334,1.815)1.131 (0.958,1.334)
 • IMD5 (Most)1.809 (1.724,1.898)1.698 (1.652,1.745)2.045 (1.757,2.380)1.205 (1.023,1.418)
Region
 • London vs. Rest1.263 (1.209,1.320)0.974 (0.947,1.001)1.885 (1.672,2.122)1.936 (1.696,2.206)
Care Home
 • Yes vs No4.154 (3.951,4.367)2.630 (2.539,2.725)7.547 (6.681,8.524)2.869 (2.500,3.292)
Co-morbidities
 • Atrial Fibrillation1.669 (1.608,1.732)1.744 (1.706,1.782)1.524 (1.351,1.718)0.874 (0.768,0.994)
 • Asthma1.120 (1.072,1.171)1.156 (1.127,1.186)1.052 (0.911,1.214)0.910 (0.780,1.062)
 • Cancer2.031 (1.962,2.103)2.579 (2.528,2.630)1.121 (0.985,1.275)0.435 (0.379,0.498)
 • Coronary Heart Dis.1.468 (1.415,1.524)1.444 (1.413,1.475)1.516 (1.353,1.698)1.050 (0.929,1.186)
 • Chronic Kidney Dis.1.478 (1.430,1.528)1.332 (1.305,1.358)1.794 (1.626,1.981)1.348 (1.212,1.499)
 • COPD2.005 (1.919,2.094)2.250 (2.196,2.306)1.547 (1.330,1.799)0.687 (0.585,0.808)
 • Dementia4.817 (4.650,4.989)2.993 (2.924,3.064)9.870 (9.004,10.820)3.298 (2.980,3.649)
 • Diabetes1.697 (1.639,1.756)1.492 (1.461,1.523)2.144 (1.932,2.379)1.438 (1.284,1.610)
 • Epilepsy2.264 (2.083,2.462)2.039 (1.939,2.143)2.708 (2.121,3.447)1.328 (1.021,1.722)
 • Heart Failure2.349 (2.246,2.456)2.358 (2.296,2.422)2.329 (2.022,2.683)0.988 (0.848,1.150)
 • Hypertension1.210 (1.173,1.249)1.053 (1.034,1.072)1.606 (1.452,1.775)1.525 (1.370,1.698)
 • Learning Disability5.295 (4.580,6.121)3.645 (3.292,4.036)8.540 (5.986,12.183)2.343 (1.564,3.509)
 • Mental Health3.068 (2.829,3.368)2.460 (2.326,2.601)4.276 (3.432,5.464)1.738 (1.361,2.218)
 • Osteoarthritis1.476 (1.414,1.541)1.283 (1.249,1.319)1.878 (1.660,2.123)1.463 (1.219,1.673)
 • Rheumatoid Arthritis1.448 (1.326,1.600)1.418 (1.341,1.499)1.506 (1.147,2.046)1.062 (0.789,1.479)
 • Stroke or TIA1.842 (1.771,1.917)1.686 (1.646,1.726)2.158 (1.920,2.429)1.281 (1.122,1.454)

a Defined as the ratio of the EMR to the UMR (see box). Note that all models adjust for age and sex.

Fig 1

Mortality ratios for 2020 (amber) and usual (green) with corresponding excess mortality ratio and 95%CI (red).

Green cross = Usual mortality ratio (2015–19), Amber circle = 2020 mortality ratio, Red Diamond = Excess mortality ratio. True Pandemic Interaction summaries statistical comparison between the Excess versus Usual mortality. E = Excess significantly higher, U = Usual significantly higher, * = p<0.05, ** = p<0.01, *** = p<0.001.

Mortality ratios for 2020 (amber) and usual (green) with corresponding excess mortality ratio and 95%CI (red).

Green cross = Usual mortality ratio (2015–19), Amber circle = 2020 mortality ratio, Red Diamond = Excess mortality ratio. True Pandemic Interaction summaries statistical comparison between the Excess versus Usual mortality. E = Excess significantly higher, U = Usual significantly higher, * = p<0.05, ** = p<0.01, *** = p<0.001. a Defined as the ratio of the EMR to the UMR (see box). Note that all models adjust for age and sex. While men were 38% more likely to have died during 2020 than women (after adjusting for age), this was only marginally higher than the usual observed estimate (34%). Thus, the estimated EMR of 1.46 was not significantly higher than the UMR (true pandemic interaction = 1.09, 95%CI 0.98–1.20). Age was summarised into 10-year age groups with 70–79 years as the reference category to facilitate an easier interpretation. This reveals that for age groups <70 years, mortality in 2020 was lower than would be expected. However, for ages ≥80 years, the opposite was true, and significantly higher EMRs were estimated.

Risk factors with significantly greater excess mortality

Risk factors where excess mortality was greatest and notably higher than usual were: all non-white ethnicities, BMI>40 and place of residence (London, most deprived, care home). For example, people of black ethnicity versus white had an EMR = 2.50 (95%CI 1.97–3.18), while for Asian ethnicity the EMR = 1.50 (95%CI 1.19–1.90) compared to white. As non-white ethnicities had UMRs<1 in pre-pandemic years, the estimated true pandemic interactions were higher still (Black = 2.72, Asian = 1.87). For BMI, both low values (<20) and very high values (>40) produced EMRs in excess of 2.7. However, comparing these to the UMR, an additional impact of the pandemic is only observed for the morbidly obese (>40) group. While 2020 mortality showed a clear trend with IMD, this was not too dis-similar to the usual trend, and as a result only the EMR for the most deprived quintile (EMR = 2.05, 95%CI 1.76–2.38) was significantly slightly higher than expected (UMR = 1.70, 95%CI 1.65–1.75). Among co-morbidities, the EMRs for dementia (9.87, 95%CI 9.00–10.82) and learning disability (8.54, 95% CI 5.99–12.18) stood out, though significantly higher estimates of EMR than UMR were also observed for chronic kidney disease, diabetes, epilepsy, hypertension, severe mental illness, osteoarthritis and stroke.

Risk factors with significantly lower excess mortality

Among the co-morbidities, cancer and Chronic Obstructive Pulmonary Disease (COPD) were notable in that they produced EMRs significantly lower than their UMRs. While both were still associated with an approximate doubling of mortality risk in 2020 (cancer = 2.03, COPD = 2.01), their estimated EMRs were between 1 and 2 (cancer = 1.12, COPD = 1.55) indicating that the true pandemic interaction ratio for patients with these conditions was <1 (cancer = 0.44, COPD = 0.69). Even more extreme was current smoking which was inversely associated with excess mortality: while current smokers were 64% still more likely to die than non-smokers in 2020, this was well below the UMR = 2.12 (95%CI 2.07–2.18), and hence the EMR was below one 0.80 (95%CI 0.65–0.98).

Further adjusted and stratified analyses

Sensitivity analyses that included additional adjustment for other co-factors (S2 Table) generally attenuated the estimates for EMR, but significant effects of the pandemic were still observed for the same factors. For example, the EMR for black ethnicity fell to 2.20 (95%CI 1.74–2.80), with a true pandemic interaction of 2.61 (95%CI 1.97–3.46). Stratified analyses by age group (30–64, 65–79, 80+) and care home (yes or not recorded) were also carried out. S3 Table stratifies the model estimates for sex, smoking, ethnicity, deprivation, BMI and region by age group (30–64, 65–79, 80+). People of Asian ethnicity under age 65, and of Black ethnicity under age 80 had a true pandemic interaction of >3.5, suggesting the impact of excess mortality within these ethnicities was more pronounced at younger ages. For BMI, among the under 65 olds, being morbidly obese was associated with an EMR = 6.27 (95%CI 4.03–9.76) and a true pandemic interaction of almost 3 (2.87); the EMR declined at older ages. S4 Table stratifies the model estimates for selected co-morbidities by age. Generally, most co-morbidities produced a higher EMR at younger ages, and a greater estimated pandemic interaction. For example, among 30–64-year-olds, Diabetes had an EMR = 6.36 (95%CI 4.72–8.56) and a true pandemic interaction of 3.07 (95%CI 2.22–4.23). For dementia, the EMR was 22.40 (95%CI 18.07–27.77) among the 65–79-year-olds. Mental health was the exception to this trend, where high EMR’s persisted in the 80+ year olds (EMR = 3.88, 95%CI 2.86–5.26) and the estimated true impact of the pandemic increased with age. S5 Table stratifies the model estimates for dementia, learning disability and mental health by whether care home residence was recorded in the patient record. For all co-morbidities, the EMR and true pandemic interaction was higher in patients not recorded as living in a care home.

Discussion

In the study, we have utilised a large electronic patient database to specifically study trends in excess mortality during the first wave of the COVID-19 pandemic in England. It confirmed many reported findings for risk factors such as age, obesity and ethnicity that were associated with dying from COVID-19 during this time, but also highlighted important differences, such as for current smokers and cancer patients, that would not be apparent from studying cause specific mortality on its own during the early stage of the pandemic.

Rationale for excess mortality

Counting the number of deaths during a pandemic and comparing historically with deaths in similar non-pandemic periods is a robust methodology that has been used previously to provide international comparison of influenza deaths [18]. For COVID-19, first identified by Chinese authorities in January 2020, initial international comparisons have favoured this approach [1, 19] over simply counting COVID-19 deaths, due to the heterogeneity in how each country classified deaths from COVID-19. In England, this approach has been used to study the impact of community factors on excess mortality in an ecological analysis [20]. By analysing individual risk factors for excess mortality, and also by presenting the excess mortality ratios in the context of the usual mortality ratios, we think the methodology we have developed in studying the impact of these individual risk factors on excess mortality and identifying the true pandemic effect (interaction) for each risk factor provides a template that can be generalised across the COVID-19 pandemic, as well as to other causes of excess mortality such as influenza, and will be less susceptible to ecologic bias. In England, virological testing was still building to capacity early in the pandemic [8], so early national comparisons made during these time are potentially biased by the lack of comprehensive COVID-19 testing at that time [21]. During the first wave it was estimated that over a fifth of excess deaths did not have a diagnosis of COVID-19 on their death certificate [2]. Thus, findings based on a diagnosis of COVID-19, may partially reflect risk factors for hospital admission, or for being tested for COVID-19, rather than risk factors for dying from COVID-19. Another advantage of studying excess mortality is that includes both in-patient and out-of-hospital deaths [22]. This is particularly relevant in the context of care-home COVID-related mortality during the first wave in England, where older patients were being routinely being discharged from hospitals to care homes without being testing for COVID-19 [21]. While emergency admissions have generally been increasing year-on-year in England they fell dramatically in April 2020 [23]. Thus, there were real concerns that one of the consequences of the “lockdown” measures used to contain COVID-19 in the population, could be an eventual increase in deaths from other causes [3], due to delays in presentation of non-COVID-19 medical emergencies such as heart attacks and strokes [4, 5]. Such excess deaths attributable to the pandemic, but not to COVID-19 itself, are captured as excess deaths in our analysis but would be missed by only counting COVID-19 deaths. Another strength of our approach was to adopt an identical retrospective sampling approach by using the same set of practices in each period. This effectively helps to “cancel out” between practice differences in the recording of risk factors and other clinical information. While data linkage to national mortality data is available for CPRD [13], we chose to rely on the recording based solely on the primary care record. Although the pattern of weekly excess mortality we estimated was similar to national figures for England (S1 Fig), there may be some data mis-classification with regards date of death by relying solely on the de-registration flag [17].

Comparison with cause-specific findings

The most relevant comparison to our work is with the findings from the OpenSAFELY initiative [6, 7, 24], which built a large research dataset of general practices using the TPP SystmOne electronic health record system. Their initial report studied risk factors for death with COVID-19 as a certified cause up to early May 2020 (n = 5,683) among 17.4 million patients, and identified a series of risk factors for in-hospital death from COVID-19 [6], in particular people from Asian and black groups. A subsequent analysis using extended follow-up to the end of 2020 explored the ethnicity associations in more detail, finding the higher risks of both testing positive for SARS-CoV-2 and of experiencing an adverse COVID-19 outcome for non-white ethnicities, was not explained by sociodemographic and household characteristics [24]. Lastly, another OpenSAFELY analysis considered how the initial risk factors for COVID-19 death they identified, compared with those for non-COVID-19 mortality [7]. Our findings for ethnicity are broadly comparable with OpenSAFELY once the lower overall mortality risk in non-pandemic years is accounted for. Thus, when the authors compare their initial HR’s for COVID-19 mortality for non-white ethnicities (1.4–1.5) to those found for non-COVID-19 mortality (<1), the estimated odds ratios for COVID-19 versus non-COVID-19 death among these ethnicities now exceed 2 [7]. Additionally, we also demonstrated how this impact among non-white ethnicities was more pronounced among people under 65 years, which may reflect greater employment in lower paid essential jobs which continued through the pandemic [25]. Evidence from the REACT-2 study suggested that the higher COVID-19 hospitalisation and mortality rates seen in minority ethnic groups may be a result of greater rates of infections, which were highest for the Black and Asian groups in the study less than 65 years old [26]. Our higher overall estimates for black ethnicities may be due to the different geographical coverages of the underlying GP software systems. The EMIS system (which CPRD Aurum is extracted from) has historically had greater reach in London which has a greater ethnic mix than other parts of England; London was where the greatest number of excess deaths were recorded during the first wave [2, 22]. The increased risk of death from COVID-19 in black, Asian and minority Ethnic groups in England was quickly identified during the early phase of the pandemic [25, 27], but there has been limited discussion and analysis on ethnic life expectancies prior to the pandemic [28] where the lower mortality rates in South Asian, Black and other minority groups have been attributed to a healthy migrant effect [29]. While approximately 20% of the patients in the study had no ethnicity recorded, this group had no excess mortality (EMR <1), suggesting our estimates for non-white ethnicities were unlikely to be exaggerated. In England during the first wave, a consistent trend was observed in national data between mortality from COVID-19 and the Index of Multiple Deprivation [22]. The IMD is a composite measure of income, employment, education, health, crime, housing and the living environment used to summarise an individual’s socio-economic position [14]. In our analysis, we estimated a significant trend with excess mortality for increasing levels of deprivation, with an approximately doubling in the excess morality risk in the most deprived quintile versus the least, which compared closely with the OpenSAFELY estimates for COVID-19 death, either age-sex or fully adjusted [6]. However, once the usual risks are accounted for, the risks are attenuated, and a significant additional impact of the pandemic was only observed in the most deprived quintile (the true pandemic interaction we estimated was 1.21 compared to OpenSAFELY OR = 1.29 vs. non-COVID-19 mortality [7]). Unlike OpenSAFELY [24], we were not able to explore the impact of household size since no household identifier was available in CPRD at the time we extracted our dataset. Obesity has been shown to be associated with severe COVID-19 outcomes internationally [30], and while we observed higher excess mortality ratios for BMI>30, it was only among the morbidly obese (EMR = 2.80) where we estimated it was significantly higher than what would be usually observed. Among the specific co-morbidities we studied, the largest associations we saw with excess mortality were among patients with dementia (EMR = 9.9). This finding for dementia is likely intertwined with the failure to protect care home residents during the first wave of the pandemic in England [31], and we estimated a similar large excess mortality ratio (EMR = 7.5) for care home residence among patients with this recorded. If care home residents were dying from COVID-19 early on during the pandemic, but not being tested and recorded as COVID-19 deaths, this would explain why our estimate for excess mortality associated with dementia was much higher that the corresponding OpenSAFELY estimate (4.8) for Wave 1 for COVID-19 death [7]. A national study of provider-level administrative data on all care homes in England estimated that only 65% of excess deaths up to August 2020 were directly attributable to COVID-19 [32]. However, we need to be cautious around our findings regarding care homes as primary care recording via Read codes is incomplete; 1.4% of our patients aged 65+ years were estimated to be living in care homes, lower than recent reports (1.96–3.13%) from a similar database using more extensive methods [33] and from earlier census estimates. Thus, we cannot be certain that the inflated excess mortality risk among dementia patients without any recording of care home residence are all from community-based patients. Patients with a learning disability are already at a known higher risk of respiratory associated death than in the general population [34], and we estimated an EMR = 8.5, which was more than a doubling of the usual mortality risk. This compares with another OpenSAFELY analysis, that estimated of HR = 8.2 for COVID-19 death [35]. The finding of a four times higher risk of excess mortality among patients with severe mental illness (psychosis, schizophrenia and bipolar affective disorder) has not, to our knowledge, previously been shown. However, there have been considerable reductions in primary care-recorded mental illness and related consultations during 2020 [4, 36], and survey data has shown that adults with pre-existing mental health problems had worse mental health outcomes during the pandemic [37]. For diabetes, we estimated an approximate doubling of the risk for excess mortality (EMR = 2.1), which compares with an OR = 2.03 for in-hospital death from COVID-19 during May to March 2020 among type 2 diabetes in a complete population analysis (61 million) [38]. The same study found greater risk among type 1 diabetics, which may reflect the greater associations we found among the younger (30–64 years) people with diabetes in our analysis. Another analysis of CPRD data observed a dramatic fall in contacts for diabetic emergencies after the introduction of population restrictions in March 2020 [4]. Not all risk factors were positively associated with the pandemic. We found that current smokers, and patients with a history of cancer or COPD all had estimated mortality ratios in 2020 which were significantly lower than their usual mortality. The absence of an association with COVID-19 mortality among current smokers and some types of cancer (non-haematological) was first observed in OpenSAFELY [6], but when the risk of COVID-19 versus non-COVID-19 death was compared, odds ratios <1 were estimated [7], which parallels our finding of a potentially reduced impact of the pandemic within these groups. For cancer, the results appear counter-intuitive as it is generally assumed cancer survivors are a high-risk group for severe COVID-19 outcomes [39]. This may reflect the raised risk for COVID-19 mortality among haematological malignancies [6], which directly impact the immune system [40]. While we did observe a higher excess mortality among haematological cancers (S6 Table), the reduced impact of the pandemic was observed for both groups of cancers (true pandemic interactions <1), which matches what was found in the OpenSAFELY direct comparison of COVID-19 versus non-COVID-19 death where, although the risk was much less among non-haematological cancers, the OR’s were still below 1 for haematological cancers [7]. These findings suggest that across the first wave in England, cancer survivors were able to lessen the full effect of the pandemic, perhaps through shielding / reduced social interaction and less contact with healthcare over this period [40]. The suggestion that perceived high-risk groups were able to mitigate risk could also explain the findings we observed among COPD patients, where one might have expected higher excess mortality from the excess lung damage caused by COVID-19 [41]. However early studies from China reported lower than expected prevalence of asthma and COPD in patients diagnosed with COVID-19 [42], which prompted some speculation that inhaled corticosteroids may have a protective role to play. While the evidence of a beneficial effect among COPD patients using observational data in the UK has been mixed [43, 44], recent trials of inhaled budesonide among all people with suspected or mild COVID-19 in the community have shown improvements in time to recovery [45, 46] and potentially lower rates of hospital admissions or death [46]. The observation that there was no excess mortality among current smokers in our study, tallies with the OpenSAFELY finding of no association between current smoking and COVID-19 mortality [6]. If true, it does suggest that among the excess mortality during the first wave in the UK, the component attributable to smoking-related outcomes such as cardiovascular fatalities were negligible. However, there may still be long-term complications for patients with coronary heart disease resulting from the reduction in expected hospitalisations during the first wave [5]. Elsewhere, early studies mainly from China observed lower than expected prevalence of current smoking among patients hospitalised with COVID-19 [47], and a living review has concluded that “compared with never smokers, current smokers appear to be at reduced risk of SARS-CoV-2 infection” [48]. However in the UK, the Zoe COVID-19 symptom study showed that during March-April 2020 current smokers were at an increased risk of developing symptomatic COVID-19 [49]. Another explanation could be that smokers are protected from the most severe impact of COVID-19 [50], but the UK Biobank study has suggested that once infected, older smokers were twice as likely to die from COVID-19 than never smokers [51].

Conclusion

In conclusion, we have demonstrated how focussing on excess mortality during the early stages of the COVID-19 pandemic in England can provide novel insights and robust estimates of mortality risk that account for the usual trends in the population. This approach removes the need for complex adjustment of confounders and allows the impact of a pandemic to be studied without specifically identifying deaths due to a specific cause.

Defining usual mortality ratio, excess mortality ratio and true pandemic interaction.

(PDF) Click here for additional data file.

Weekly excess mortality during 2020 using CPRD versus ONS national figures for England.

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STROBE statement—Checklist of items that should be included in reports of observational studies.

(DOC) Click here for additional data file.

Number of total patients and recorded deaths in 2020 and 2015–9.

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Mortality ratios for 2020 and 2015–9 (Usual) with corresponding excess mortality ratio (EMR) and true pandemic interaction (TPI) from mutually adjusted models†.

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Mortality ratios for 2020 and 2015–9 (Usual) with corresponding excess mortality ratio (EMR) and true pandemic interaction (TPI) for sex, smoking, ethnicity, deprivation, BMI and region stratified by age.

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Mortality ratios for 2020 and 2015–9 (Usual) with corresponding excess mortality ratio (EMR) and true pandemic interaction (TPI) for selected co-morbidities stratified by age.

(PDF) Click here for additional data file.

Mortality ratios for 2020 and 2015–9 (Usual) with corresponding excess mortality ratio (EMR) and true pandemic interaction (TPI) for selected co-morbidities stratified by care home residence.

(PDF) Click here for additional data file.

Mortality ratios for 2020 and 2015–9 (Usual) with corresponding excess mortality ratio (EMR) and true pandemic interaction (TPI) for haematological and non- haematological cancer.

(PDF) Click here for additional data file. 28 Sep 2021 PONE-D-21-27684Comparison of risk factors for excess all-cause mortality during the first wave of the COVID-19 pandemic in England (March-May 2020) compared to usual all-cause mortality during 2015-2019: a retrospective cohort study of primary care dataPLOS ONE Dear Dr. Carey, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by 12th Oct 2021. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. 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[Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes Reviewer #4: Yes ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes Reviewer #4: Yes ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes Reviewer #4: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes Reviewer #3: Yes Reviewer #4: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The excess mortality in England during the first wave of COVID-19 pandemic, compared with the mortality during 2015-19 was studied. Mortality rates in among different population groups for the period from 18th March to 19th May 2020 was compared with similar indicators in 2015 – 2019. It has been shown that the main risk factors were age >80, non-white ethnicity, dementia, learning disability. By contrast, smokers, and patients with a history of cancer or Chronic Obstructive Pulmonary Disease had mortality ratios in 2020 significantly lower than their usual mortality. Reviewer #2: I think that such articles are important and valuable in order to understand the extent of mortality caused by the Covid-19 epidemic. In this respect, this article presents well-designed and versatile data. Reviewer #3: This article provides important insight into changes in all-cause mortality during, and possibly due to, the COVID-19 pandemic in England in early 2020. Specific feedback below: Title: The title of the paper is probably longer and more detailed than necessary and could be contracted. For example, “Risk factors for excess all-cause mortality during the first wave of the COVID-19 pandemic in England” might adequately convey the content in a more succinct manner Abstract: The somewhat strange use of active voice in the abstract is off-putting e.g. “Patients had their [...] status extracted” and “Poisson regression modelled” under the methods heading. The author’s intermittently use active “we” and passive voice throughout the rest of the manuscript in the manuscript. Maintaining consistency might improve the overall flow. Methods: Line 88: The acronym “EMIS” needs to be defined Line 98: the authors state they selected a subset of 770 practices providing data to CPRD. It would be useful to note what proportion of all practices participating in CPRD this represents, and how representative these practices are of all practices in CPRD (Noting representativeness of CPRD compared to all general practices is discussed later). Line 105: The authors should provides justification for selecting the age range 30-104 years i.e. why were younger adults or children not included? Results: The meaning of the symbols in Figure 1 probably don’t need to be defined in the text as they are given in the figure legend. Discussion: Given almost 20% of patients did not have ethnicity recorded, it would worth commenting on effect of this missing data on validity of ethnicity estimates. Line 288: Sentence beginning:“For COVID-19, a novel coronavirus” The meaning of this sentence is not clear to me, also COVID-19 is the disease, SARS-CoV-2 is the novel coronavirus. Reviewer #4: This is a very interesting manuscript where the authors use a large electronic primary care database to estimate the impact of risk factors on excess mortality in England during the first wave, compared with the mortality during 2015-19. The manuscript is very well written and utilizes sound statistical methods which are very well described. Here are my two comments for the authors to consider: 1. In the abstract, the authors state that “Our approach illustrates the use of a novel methodology for evaluating a 52 pandemic’s impact without requiring cause-specific mortality data.”. It is not entirely clear to me what is novel in this analysis compared to other methods used in the past. Can the authors be explicit in stating what is novel in their methods? As far as I know, similar analytic approaches have been used for years to estimate excess mortality associated with influenza infection. 2. Could the authors provide a comment/justification for why the considered 5 pre-pandemic years (2015-2019 combined) rather than less, say 2 or 3 most recent year? Was it all necessary if they could have analyzed the data with less? ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: Yes: Ali Acar Reviewer #3: Yes: Christopher Bailie Reviewer #4: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. 22 Oct 2021 Additional Editor Comments: Several reviewers made a favorable assessment on the manuscript then only a few minor comments should be addressed before publication. * We thank all four reviewers for their positive feedback and address the minor comments they raised below. Where the text has changed, we have indicated below. Reviewers' comments: Reviewer's Responses to Questions Comments to the Author * Sections 1 to 4 – No comments necessary ________________________________________ 5. Review Comments to the Author Reviewer #1: The excess mortality in England during the first wave of COVID-19 pandemic, compared with the mortality during 2015-19 was studied. Mortality rates in among different population groups for the period from 18th March to 19th May 2020 was compared with similar indicators in 2015 – 2019. It has been shown that the main risk factors were age >80, non-white ethnicity, dementia, learning disability. By contrast, smokers, and patients with a history of cancer or Chronic Obstructive Pulmonary Disease had mortality ratios in 2020 significantly lower than their usual mortality. Reviewer #2: I think that such articles are important and valuable in order to understand the extent of mortality caused by the Covid-19 epidemic. In this respect, this article presents well-designed and versatile data. Reviewer #3: This article provides important insight into changes in all-cause mortality during, and possibly due to, the COVID-19 pandemic in England in early 2020. Specific feedback below: Title: The title of the paper is probably longer and more detailed than necessary and could be contracted. For example, “Risk factors for excess all-cause mortality during the first wave of the COVID-19 pandemic in England” might adequately convey the content in a more succinct manner * We agree the title could be improved by shortening. However, to comply with STROBE we have retained the last section to give a new title of “Risk factors for excess all-cause mortality during the first wave of the COVID-19 pandemic in England: a retrospective cohort study of primary care data” Abstract: The somewhat strange use of active voice in the abstract is off-putting e.g. “Patients had their [...] status extracted” and “Poisson regression modelled” under the methods heading. The author’s intermittently use active “we” and passive voice throughout the rest of the manuscript in the manuscript. Maintaining consistency might improve the overall flow. *We apologise for this oversight. In the abstract we now say “Medical history, ethnicity, area-based deprivation and vital status data were extracted for an average of 4.8 million patients aged 30-104 years for each year between 18-March and 19-May over a 6-year period (2015-2020). We used Poisson regression to model total mortality adjusting for age and sex, with interactions between each RF and period (pandemic vs. 2015-19). Total pandemic mortality was partitioned into "usual" and "excess" components, assuming 2015-19 rates represented "usual" mortality. The association of each RF with the 2020 "excess" component was derived as the excess mortality ratio (EMR) and compared with the usual mortality ratio (UMR).” Methods: Line 88: The acronym “EMIS” needs to be defined *We now say Egton Medical Information Systems Line 98: the authors state they selected a subset of 770 practices providing data to CPRD. It would be useful to note what proportion of all practices participating in CPRD this represents, and how representative these practices are of all practices in CPRD (Noting representativeness of CPRD compared to all general practices is discussed later). *The August 2020 extract of CPRD Aurum consisted of 1366 practices in total, so the 770 we chose represents 56%. CPRD updates the extracts on a monthly basis and not all practices provide data to the most recent date. As we chose 1/8/2020 as a cut-off date for practices to be included to allow enough time for death de-registrations to be recorded, a large proportion of practices were excluded as they only had data to June or July 2020 at this time. There doesn’t appear to be any systematic reason why these practices would differ, and the geographical distribution is similar. We do not have details on the patients from the non-770 practices. We think the issue of representativeness is how geographically representative our 770 practices are of all practices rather than the CPRD itself. We already note in the discussion that we have an oversampling of London practices due to the earlier pattern of excess mortality. However, the key aspect is that our analysis uses the same 770 practices for all years to compare mortality within practices. We have added the following sentence to the methods "A total of 770 (56%) practices were identified, with exclusions due to data not available to August 2020 or no linkage available". Line 105: The authors should provides justification for selecting the age range 30-104 years i.e. why were younger adults or children not included? *We now say “We further restricted to adults aged between 30 and 104 years old, as there would be little excess mortality in the young as well as incomplete data for many risk factors, and also excluded a small number of patients (<1%) without linkage to IMD.” Results: The meaning of the symbols in Figure 1 probably don’t need to be defined in the text as they are given in the figure legend. *We have now removed these Discussion: Given almost 20% of patients did not have ethnicity recorded, it would worth commenting on effect of this missing data on validity of ethnicity estimates. In UK primary care data, ethnicity is more complete in patients more recently registered (Mathur et al, Journal of Public Health 2014 36(4): 684-692), which suggests that the missing group may be overrepresented by long-term registered patients. However, the group will also likely contain a significant portion of healthier patients, who are not being regularly seen at their practice and having their ethnicity recorded. *For each annual cohort, we only used information recorded up to that point in time. This means that the missing % for ethnicity was largely stable in each annual cohort, and as a result one could assume that the (unknown) ethnicity mix among the missing was broadly similar between 2015-9 and 2020. Therefore, our estimates represent the risk of mortality for patients being recorded with ethnicity X in 2020 vs. the risk for patients being recorded with the same ethnicity X in 2015-9. When this classification was “missing”, the excess mortality associated with this was less than 1 (Figure 1, Table 2) compared to the white baseline group. Thus, the estimates we produced for recorded non-white groups (vs. recorded white) may be conservative if anything, and are unlikely to have been exaggerated. We have added this sentence to the discussion “While approximately 20% of the patients in the study had no ethnicity recorded, this group had no excess mortality (EMR <1), suggesting our estimates for non-white ethnicities were unlikely to be exaggerated.” Line 288: Sentence beginning: “For COVID-19, a novel coronavirus” The meaning of this sentence is not clear to me, also COVID-19 is the disease, SARS-CoV-2 is the novel coronavirus. *We have simplified sentence to “For COVID-19, first identified by Chinese authorities in January 2020, initial international comparisons have favoured this approach[1,19] over simply counting COVID-19 deaths, due to the heterogeneity in how each country classified deaths from COVID-19”. Reviewer #4: This is a very interesting manuscript where the authors use a large electronic primary care database to estimate the impact of risk factors on excess mortality in England during the first wave, compared with the mortality during 2015-19. The manuscript is very well written and utilizes sound statistical methods which are very well described. Here are my two comments for the authors to consider: 1. In the abstract, the authors state that “Our approach illustrates the use of a novel methodology for evaluating a 52 pandemic’s impact without requiring cause-specific mortality data.”. It is not entirely clear to me what is novel in this analysis compared to other methods used in the past. Can the authors be explicit in stating what is novel in their methods? As far as I know, similar analytic approaches have been used for years to estimate excess mortality associated with influenza infection. We agree the brief sentence in the abstract failed to make an adequate case; that our study is of individual risk factors in relation to excess mortality which is novel. *We have changed the abstract sentence to “Our approach illustrates a novel methodology for evaluating a pandemic’s impact by individual risk factor, without requiring cause-specific mortality data” We have also added an additional sentence in the discussion, with a new reference (Davies et al., Nature Communications 2021 12(1): 3755) which also studied excess mortality, but only looked at community, not individual factors, using an ecological approach. “In England, this approach has been used to study the impact of community factors on excess mortality[20] in an ecological analysis. By analysing individual risk factors for excess mortality, and also by presenting the excess mortality ratios in the context of the usual mortality ratios, we think the methodology we have developed for studying the impact of individual risk factors on excess mortality and identifying the true pandemic effect (interaction) for each risk factor. It provides a template that can be generalised across the COVID-19 pandemic, as well as to other causes of excess mortality such as influenza, and will be less susceptible to ecologic bias.” 2. Could the authors provide a comment/justification for why the considered 5 pre-pandemic years (2015-2019 combined) rather than less, say 2 or 3 most recent year? Was it all necessary if they could have analyzed the data with less? *Using 5 years for the reference period is commonly used when assessing excess mortality (e.g., Davies et al., Nature Communications 2021 12(1): 3755) and would produce more precise estimates than using 2 or 3 years. Submitted filename: Response to Reviewers.docx Click here for additional data file. 3 Nov 2021 PONE-D-21-27684R1Risk factors for excess all-cause mortality during the first wave of the COVID-19 pandemic in England : a retrospective cohort study of primary care dataPLOS ONE Dear Dr. Carey, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by 9th November 2021. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter. A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'. A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'. An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'. If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. 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Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice. Additional Editor Comments: Please modify the manuscript according to the reviewer's comments before publipcation. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #3: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #3: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #3: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #3: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #3: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #3: Previous comments have been adequately addressed. The Authors may wish to re-revise changes to the two sentences from lines 291-296 beginning "By analysing individual risk factors...", as their meaning is currently unclear. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #3: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. 4 Nov 2021 We apologise for the minor punctuation error where a full stop had not been marked for deletion. The corrected sentence now reads “By analysing individual risk factors for excess mortality, and also by presenting the excess mortality ratios in the context of the usual mortality ratios, we think the methodology we have developed for studying the impact of individual risk factors on excess mortality and identifying the true pandemic effect (interaction) for each risk factor provides a template that can be generalised across the COVID-19 pandemic, as well as to other causes of excess mortality such as influenza, and will be less susceptible to ecologic bias” Submitted filename: Response to Reviewers R2.docx Click here for additional data file. 9 Nov 2021 Risk factors for excess all-cause mortality during the first wave of the COVID-19 pandemic in England : a retrospective cohort study of primary care data PONE-D-21-27684R2 Dear Dr. Carey, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Shinya Tsuzuki, MD, MSc Academic Editor PLOS ONE Additional Editor Comments (optional): Reviewers' comments: 1 Dec 2021 PONE-D-21-27684R2 Risk factors for excess all-cause mortality during the first wave of the COVID-19 pandemic in England : a retrospective cohort study of primary care data Dear Dr. Carey: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Shinya Tsuzuki Academic Editor PLOS ONE
  42 in total

1.  The Read clinical classification.

Authors:  J Chisholm
Journal:  BMJ       Date:  1990-04-28

2.  What is happening to non-covid deaths?

Authors:  John Appleby
Journal:  BMJ       Date:  2020-04-24

3.  Data Resource Profile: Clinical Practice Research Datalink (CPRD).

Authors:  Emily Herrett; Arlene M Gallagher; Krishnan Bhaskaran; Harriet Forbes; Rohini Mathur; Tjeerd van Staa; Liam Smeeth
Journal:  Int J Epidemiol       Date:  2015-06-06       Impact factor: 7.196

4.  Prevalence of COVID-19-related risk factors and risk of severe influenza outcomes in cancer survivors: A matched cohort study using linked English electronic health records data.

Authors:  Helena Carreira; Helen Strongman; Maria Peppa; Helen I McDonald; Isabel Dos-Santos-Silva; Susannah Stanway; Liam Smeeth; Krishnan Bhaskaran
Journal:  EClinicalMedicine       Date:  2020-11-30

5.  Ethnic differences in SARS-CoV-2 infection and COVID-19-related hospitalisation, intensive care unit admission, and death in 17 million adults in England: an observational cohort study using the OpenSAFELY platform.

Authors:  Rohini Mathur; Christopher T Rentsch; Caroline E Morton; William J Hulme; Anna Schultze; Brian MacKenna; Rosalind M Eggo; Krishnan Bhaskaran; Angel Y S Wong; Elizabeth J Williamson; Harriet Forbes; Kevin Wing; Helen I McDonald; Chris Bates; Seb Bacon; Alex J Walker; David Evans; Peter Inglesby; Amir Mehrkar; Helen J Curtis; Nicholas J DeVito; Richard Croker; Henry Drysdale; Jonathan Cockburn; John Parry; Frank Hester; Sam Harper; Ian J Douglas; Laurie Tomlinson; Stephen J W Evans; Richard Grieve; David Harrison; Kathy Rowan; Kamlesh Khunti; Nishi Chaturvedi; Liam Smeeth; Ben Goldacre
Journal:  Lancet       Date:  2021-04-30       Impact factor: 202.731

6.  Respiratory-associated deaths in people with intellectual disabilities: a systematic review and meta-analysis.

Authors:  Maria Truesdale; Craig Melville; Fiona Barlow; Kirsty Dunn; Angela Henderson; Laura Anne Hughes-McCormack; Arlene McGarty; Ewelina Rydzewska; Gillian S Smith; Joseph Symonds; Bhautesh Jani; Deborah Kinnear
Journal:  BMJ Open       Date:  2021-07-14       Impact factor: 2.692

Review 7.  COVID-19 and COPD.

Authors:  Janice M Leung; Masahiro Niikura; Cheng Wei Tony Yang; Don D Sin
Journal:  Eur Respir J       Date:  2020-08-13       Impact factor: 16.671

8.  Risk of COVID-19-related death among patients with chronic obstructive pulmonary disease or asthma prescribed inhaled corticosteroids: an observational cohort study using the OpenSAFELY platform.

Authors:  Anna Schultze; Alex J Walker; Brian MacKenna; Caroline E Morton; Krishnan Bhaskaran; Jeremy P Brown; Christopher T Rentsch; Elizabeth Williamson; Henry Drysdale; Richard Croker; Seb Bacon; William Hulme; Chris Bates; Helen J Curtis; Amir Mehrkar; David Evans; Peter Inglesby; Jonathan Cockburn; Helen I McDonald; Laurie Tomlinson; Rohini Mathur; Kevin Wing; Angel Y S Wong; Harriet Forbes; John Parry; Frank Hester; Sam Harper; Stephen J W Evans; Jennifer Quint; Liam Smeeth; Ian J Douglas; Ben Goldacre
Journal:  Lancet Respir Med       Date:  2020-09-24       Impact factor: 30.700

9.  Obesity in patients with COVID-19: a systematic review and meta-analysis.

Authors:  Yi Huang; Yao Lu; Yan-Mei Huang; Min Wang; Wei Ling; Yi Sui; Hai-Lu Zhao
Journal:  Metabolism       Date:  2020-09-28       Impact factor: 8.694

10.  Indirect acute effects of the COVID-19 pandemic on physical and mental health in the UK: a population-based study.

Authors:  Kathryn E Mansfield; Rohini Mathur; John Tazare; Alasdair D Henderson; Amy R Mulick; Helena Carreira; Anthony A Matthews; Patrick Bidulka; Alicia Gayle; Harriet Forbes; Sarah Cook; Angel Y S Wong; Helen Strongman; Kevin Wing; Charlotte Warren-Gash; Sharon L Cadogan; Liam Smeeth; Joseph F Hayes; Jennifer K Quint; Martin McKee; Sinéad M Langan
Journal:  Lancet Digit Health       Date:  2021-02-18
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