Huba L Marton1, Kathryn M Styles2, Peter Kilbride3, Antonia P Sagona2, Matthew I Gibson1,4. 1. Department of Chemistry, University of Warwick, Coventry CV4 7AL, U.K. 2. School of Life Sciences, University of Warwick, Coventry CV4 7AL, U.K. 3. Asymptote, Cytiva, Chivers Way, Cambridge CB24 9BZ, U.K. 4. Warwick Medical School, University of Warwick, Coventry CV4 7AL, U.K.
Abstract
Bacteriophages (phages, bacteria-specific viruses) have biotechnological and therapeutic potential. To apply phages as pure or heterogeneous mixtures, it is essential to have a robust mechanism for transport and storage, with different phages having very different stability profiles across storage conditions. For many biologics, cryopreservation is employed for long-term storage and cryoprotectants are essential to mitigate cold-induced damage. Here, we report that poly(ethylene glycol) can be used to protect phages from cold damage, functioning at just 10 mg·mL-1 (∼1 wt %) and outperforms glycerol in many cases, which is a currently used cryoprotectant. Protection is afforded at both -20 and -80 °C, the two most common temperatures for frozen storage in laboratory settings. Crucially, the concentration of the polymer required leads to frozen solutions at -20 °C, unlike 50% glycerol (which results in liquid solutions). Post-thaw recoveries close to 100% plaque-forming units were achieved even after 2 weeks of storage with this method and kill assays against their bacterial host confirmed the lytic function of the phages. Initial experiments with other hydrophilic polymers also showed cryoprotection, but at this stage, the exact mechanism of this protection cannot be concluded but does show that water-soluble polymers offer an alternative tool for phage storage. Ice recrystallization inhibiting polymers (poly(vinyl alcohol)) were found to provide no additional protection, in contrast to their ability to protect proteins and microorganisms which are damaged by recrystallization. PEG's low cost, solubility, well-established low toxicity/immunogenicity, and that it is fit for human consumption at the concentrations used make it ideal to help translate new approaches for phage therapy.
Bacteriophages (phages, bacteria-specific viruses) have biotechnological and therapeutic potential. To apply phages as pure or heterogeneous mixtures, it is essential to have a robust mechanism for transport and storage, with different phages having very different stability profiles across storage conditions. For many biologics, cryopreservation is employed for long-term storage and cryoprotectants are essential to mitigate cold-induced damage. Here, we report that poly(ethylene glycol) can be used to protect phages from cold damage, functioning at just 10 mg·mL-1 (∼1 wt %) and outperforms glycerol in many cases, which is a currently used cryoprotectant. Protection is afforded at both -20 and -80 °C, the two most common temperatures for frozen storage in laboratory settings. Crucially, the concentration of the polymer required leads to frozen solutions at -20 °C, unlike 50% glycerol (which results in liquid solutions). Post-thaw recoveries close to 100% plaque-forming units were achieved even after 2 weeks of storage with this method and kill assays against their bacterial host confirmed the lytic function of the phages. Initial experiments with other hydrophilic polymers also showed cryoprotection, but at this stage, the exact mechanism of this protection cannot be concluded but does show that water-soluble polymers offer an alternative tool for phage storage. Ice recrystallization inhibiting polymers (poly(vinyl alcohol)) were found to provide no additional protection, in contrast to their ability to protect proteins and microorganisms which are damaged by recrystallization. PEG's low cost, solubility, well-established low toxicity/immunogenicity, and that it is fit for human consumption at the concentrations used make it ideal to help translate new approaches for phage therapy.
The use of biologic
therapies (e.g., cells, proteins, viruses,
vaccines) is rapidly growing, but there remain challenges to delivering
them intact and functional to a patient.[1−5] Bacteriophages (literally “bacteria eater”) or phages
are viruses that specifically target and infect bacteria and are the
most abundant organisms on earth.[6] Competition
between these viral predators and their bacterial hosts plays an important
role in the evolutionary adaptations and diversification seen in many
bacteria today.[7,8] Generally, phages can be divided
into virulent and temperate phages, the former carrying out a lytic
replication cycle, where the phage uses the bacterial host to replicate
by seizing the host’s molecular machinery and then escaping
the cell to find a fresh host, the latter integrating into and then
remaining dormant in the host genome as a “prophage”
and replicating with the host genome in a lysogenic cycle.[9] Phages are ubiquitous, from the depth of the
oceans to hospital effluents.[10] It is also
becoming increasingly clear that phages play a role in the gut microbiome
of the human body.[11,12] In aquacultures (the farming
of seafood), lytic phages have been used to alleviate pathogenic bacteria
of a range of fish and shellfish.[13] Phages
have been approved for use as a food additive in meat products to
protect consumers against Listeria monocytogenes by the Food and Drug Agency (FDA).[14] Another
use of lytic phages is to treat bacterial infections inside the human
body (phage therapy).[10] One of the positive
attributes of phage therapy is that they can largely be applied without
disruptions to the gut microbiota.[15] The
vast abundance of the phage in nature[16] also means that there is almost an endless pipeline and so phages
can be applied as “cocktails”, thereby reducing the
chances of resistance developing to individual treatment.[17−19]Phase II clinical trials on the bacteriophage are being undertaken,
including against multidrug-resistant bacteria. For example, clinical
improvement or full recovery was reported in up to 40% of 157 patients
at the European Phage Therapy Unit (PTU) between 2008 and 2010;[20] venous leg ulcers, using Intralytix phage cocktail
WPP-201 targeting Escherichia coli,Staphylococcus aureus, and Pseudomonas
aeruginosa reported no adverse effects;[21] T4 coliphage cocktail and Microgen ColiProteus
phage cocktail targeting E. coli, which
reported no adverse effects, but the trial was terminated due to a
lack of therapeutic effects.[22] While the
above are promising, no phage therapy has reached Phase III trials
(to the best of our knowledge) nor is used as mainstream treatments
in the USA or EU.[23] This can partially
be ascribed to a discrepancy between in vitro and in vivo data and a lack of understanding of the complex
relationship between phages, bacteria, and human host[24−26] but is also due to regulatory and commercial production and translation
barriers. For example, there have been safety concerns relating to
bacteriophage production for commercial use,[27] with fears that the phage could transfer virulence factors from
the bacteriophage’s host bacterium to pathogens in the patient.[28] Problems with the commercial scale-up of bacteriophage
purification were highlighted in the PhagoBurn phase I/II clinical
trials, where work was halted multiple times, because of technological
difficulties in bacteriophage production[29] and regulatory barriers.One important factor to consider
when producing a commercially
viable treatment is its storage options and stability over time (shelf-life).
The biologic storage challenge has been highlighted during the development
of vaccines for COVID-19, with several requiring sub −20 °C
temperatures and hence appropriate cold-chain infrastructure to enable
global roll-out.[3] One reliable method for
phage cryopreservation is storage inside the bacterial host.[30] From a phage therapy point of view, however,
the use of the infective phages requires the removal of the hosts,
e.g., using chloroform and vigorous vortexing steps, and this comes
with the concern that phage preparations are not always purified from
their host endotoxins or potentially toxic purification reagents.[10,31]Phage storage at ambient temperature is possible, but the
success
and longevity of this vary from phage to phage. For example, Acinetobacter baumannii phage vPhT2 was reported
to have excellent stability in lysogeny broth but not in SM-II (a
standard buffer for phage storage).[18] Finding
a suitable method for long-term storage for purified phages or developing
preparations for standardized phage transport, storage, and use at
the bed-side is important for their wider adoption. For example, many
cell-based therapies are stored cryopreserved and thawed before use.[32,33] Predictable cryopreservation outcomes are essential to control dosage,
and in the case of cocktails, the thawed composition matches the frozen.The cryopreservation of nucleated cells, bacteria, and proteins
is typically achieved by the addition of (one or more) cryoprotectants
to mitigate cold-induced damage, with dimethyl sulfoxide (DMSO) and
glycerol being the most widely used cryoprotectants,[34−38] but there is a desire to reduce or remove the volume of these used
to increase post-thaw recovery and to reduce potential toxicity.[39−41] Extremophiles survive in subzero climates by a series of adaptive
mechanisms, which include the production of cryoprotectants, such
as trehalose, glycerol, and osmolytes,[42−44] as well as ice binding
proteins (IBPs), which can prevent or promote ice formation and growth.[45] There has been significant interest in developing
synthetic materials to mimic the function of IBPs and other cryoprotectant
molecules, with particular focus on their application in cryopreservation.[46−49] Polyampholytes have been shown to be potent mammalian cell cryopreservation
enhancers.[50−52] Ice recrystallization inhibitors (IRIs) have also
found application, with antifreeze proteins[53] being shown to reduce hemolysis in erythrocyte cryopreservation
and since have been studied in several cryopreservation scenarios.[54−56] Bacteria and protein storage have been enhanced by IRIs,[57,58] by preventing irreversible aggregation. The exact mechanism of protection
(and damage) when using macromolecular cryoprotectants is still being
studied and there is a need to compare how these materials can protect
different organisms.Here, we explore the use of synthetic polymers
as low-concentration
cryoprotectants for the bacteriophage of potential medical importance.
Polymeric recrystallization inhibitors were tested but found not to
provide additional protection to the phage during freeze/thaw. In
contrast, the addition of (IRI inactive) poly(ethylene glycol), PEG,
was found to enhance post-thaw recovery, in many cases allowing full
recovery of phage at just 1 wt %, comparable to the positive control
of 50 wt % glycerol (a known cryoprotectant). The bactericidal effect
of the phage was also demonstrated to be retained post-thaw and initial
experiments suggest that a range of water-soluble polymers could have
this function, not just PEG. These observations show that macromolecular
cryoprotectants for the phage can be formulated from simple off-the-shelf
polymers and in particular may help develop frozen formulations for
future phage-based therapies.
Experimental Section
Materials
and Methods
Agarose, lysogeny broth (LB),
poly(ethylene glycol) PEG (Mn 4000), poly(vinyl alcohol) (PVA) (MW
10 000, dialyzed), and poly(vinylpyrrolidone) (PVP) (Mn 40 000)
were purchased from Sigma-Aldrich (Merck). Cesium chloride, magnesium
sulfate heptahydrate, sodium chloride, and PEG (Mn 8000) were purchased
from Fisher Scientific. Glycerol was purchased from Scientific Laboratory
Supplies (SLS). Hydroxyethyl starch (HES) was purchased from Carbosynth.
Phosphate-buffered solution (PBS) (8 g·L–1 NaCl,
0.2 g·L–1 KCl, 1.15 g·L–1 Na2HPO4, 0.2 g·L–1 KH2PO4) and Tris-HCl (24.2 g·L–1 Tris, 80 g·L–1 NaCl) were prepared by media
preparation facility in the School of Life Sciences at the University
of Warwick. SM-I buffer (1 M NaCl, 8 mM MgSO4·7H2O, 22.5 mM Tris-HCl pH 7.5) and SM-II buffer (100 mM NaCl,
8 mM MgSO4·7H2O, 22.5 mM Tris-HCl pH 7.5)
was prepared in-house.
Physical and Analytical Methods
Ice Recrystallization
Inhibition Splat Assay
The ice
recrystallization inhibition (IRI) activity of the PEG and PVA polymers
was measured using a modified splat assay.[59] A 10 μL sample of each polymer dissolved in SM buffer II was
dropped 1.4 m onto a chilled glass coverslip placed on an aluminum
plate on dry ice. Upon hitting the chilled coverslip, an ice wafer
was formed instantaneously. The glass coverslip was transferred to
a Linkam THMS600 cryostage and left to anneal at −8 °C
under a N2 atmosphere for 30 min after taking an initial
photograph at t = 0. Photographs (initial and after
30 min of annealing) were collected using an Olympus CX 41 microscope
with a UIS-2 20×/0.45/∞/0-2/FN22 lens and crossed polarizers
(Olympus Ltd., Southend-on-Sea, U.K.), which was equipped with a Canon
DSLR 500D digital camera. Processing of each image was conducted using
the freely available Fiji (ImageJ) software.[60] In summary, the number of crystals in the 20× magnified images
of the wafers were counted. Average values obtained were compared
to the values of the SM-II buffer controls.
Biological
Methods
Viral Enrichment: Propagation of K1F-GFP and T4 Bacteriophages
To propagate the bacteriophage isolates, E. coli EV36 and E. coli AB1157 hosts for
the K1F-GFP and T4 phage, respectively, were grown overnight in lysogeny
broth (LB) (Sigma-Aldrich: Lennox, 10 g·L–1 tryptone, 5 g·L–1 yeast extract, 5 g·L–1 NaCl) at 37 °C and 130 rpm. E.
coli AB1157 was only used for the propagation of the
T4 phage, not as the host for any of the assays described below. The
next morning, 1 mL of the overnight liquid cultures was used to inoculate
50 mL of fresh LB separately. This newly inoculated LB was incubated
at 37 °C and 130 rpm until an OD600 (optical density
at 600 nm) of 0.3 was reached. At this point, 100 μL of the
bacteriophage stock was added to each corresponding flask and the
samples were incubated for a further 4 h. The E. coli EV36 and AB1157 bacterial debris were pelleted by centrifugation
at 3220 xg for 10 min before passing the supernatant
through a 0.2 μm pore-size membrane filter. Two prepared phage
stocks in LB were stored at 4 °C.
Cesium Chloride Purification
of K1F-GFP and T4 Phages
For the purification of both bacteriophages
(K1F and T4), the previously
propagation assay described above was scaled up to 250 mL per sample
by transferring the supernatant. Sodium chloride was added to each
sample to achieve a final concentration of 1 M. After incubation on
ice for 1 h, each phage sample was centrifuged at 3220 xg and the supernatant was filtered through at 0.2 μm pore-size
membrane before adding PEG-8000 to a final concentration of 10% w/v.
Both samples were left overnight at 4 °C, before centrifugation
at 25 000 xg for 1 h. Phage pellets were resuspended
in 6–7 mL of SM buffer I and passed through a 0.2 μm
pore-size membrane, before undergoing concentration and purification
in a CsCl gradient for 20 h at 150 000 xg and
4 °C. Following the centrifugation, the extracted phage band
was first dialyzed in SM buffer I and twice dialyzed in SM buffer
II to remove the CsCl. Purified phage samples were stored at 4 °C.
Cryopreservation
The purified bacteriophage samples
were diluted to a final concentration of 1 × 107 PFU·mL–1 in 500 μL of phage + additive aliquots. After
placing the samples in either −20 or −80 °C freezers
(the cooling rate was not recorded), the vials were left in the freezer
for 13 days. After the cryopreservation, each sample was thawed to
20 °C on benchtops. For the freeze/thaw cycles, samples were
frozen for 30 min before thawing.
Plaque Assay: Quantification
of Bacteriophages
Bacteriophage
titers for both K1F-GFP and T4 phages were determined via a soft agar
plaque assay, using 0.7% agar top lysogeny broth agar (LBA).[61] A 100 μL aliquot of the serially diluted
cryopreserved phage was incubated with an equal volume of bacteria
host cell lawn (∼1 × 108 CFU·mL–1 (colony-forming units)) at room temperature for 15 min before the
addition of 3 mL of liquid top agar (0.7% agar) and pouring over a
solid 1.5% agar LBA plate. After an overnight (24 h) incubation at
37 °C, the individually distinct zones of clearance on plates
(plaques) were enumerated and quantified as PFU·mL–1 (plaque-forming units) taking into account the serial dilution from
frozen aliquots. The assays were carried out in triplicate, using
duplicates for each biological repeat (n = 6).
Twenty-Four-Hour E. coli EV36
Growth Curves
Samples were grown in a FLUOstar Omega microplate
reader at 37 °C taking measurements of the optical density (OD600 or Abs600) every 5 min over a 24 h period. The
final concentration of the 1 × 106 CFU·mL–1 bacteria host was added to each well of a 96-well
plate and grown for 4 h at 37 °C with shaking to reach the log
phase. During the log phase, the tested aliquots were added to each
corresponding well of the plate including 1% v/v Chemgene surface
disinfectant (a positive control) and bacteriophages with a final
concentration of 1 × 106 PFU·mL–1 with or without the polymer additives. All samples were grown shaking
in lysogeny broth (LB) media in a total volume of 200 μL. Data
was obtained using the MARS data analysis software (Version 5.10).
The growth curve was carried out in triplicate, using technical duplicates
for each biological repeat (n = 6).
Bacterial
Viability/Bacteria Eradication Assay: Quantifying
of E. coli Colonies at Various Time
Points
At three time points of interest, 7 h (the first dip
in the growth curve), 10 h (slowing of the E. coli repopulation rate), and 24 h (end of OD readings), the CFU·mL–1 of the E. coli was
determined using a modification of the previously described plaque
assay, termed “viability assay”. Aliquots of 100 μL
of serially diluted bacteria/K1F-GFP phage extractions taken directly
from corresponding wells of the 96-well plate in the plate reader
with final volumes varied according to time points were spotted and
spread over a 1.5% agar LBA plate. After an overnight (24 h) incubation
of the plates at 37 °C, the number of E. coli colonies were counted to determine the CFU·mL–1, accounting for sample dilutions. A FLUOstar Omega microplate reader
was used and data was obtained from the MARS data analysis software.
Each assay was carried out in triplicate, using technical duplicates
for each biological repeat (n = 6).
Results
and Discussion
Our initial hypothesis was that addition of
ice recrystallization
inhibiting (IRI) polymers may mitigate cold-induced damage to the
phage, in particular by reducing the stress during the thawing stage.
The IRI-active polymer PVA (poly(vinyl alcohol)) has shown benefit
for protein storage[57] (by reducing aggregation),
as well as bacteria,[62] hence was chosen
due to its ease of use and commercial availability. To ensure PVA
retained IRI activity in the buffer used (SM-II) for handling the
phage, the “splat” assay was used to evaluate ice growth.[59,63] In this assay, small ice crystals were nucleated and then allowed
to grow at a subzero temperature (−8 °C) and their mean
grain size (MGS) is reported relative to the buffer/media alone. This
test is crucial, as solvent conditions can enhance/reduce the IRI
activity[64] and saline is essential to avoid
false positives.[59]Figure shows the structures of the polymers tested
(PVA and PEG), for example, ice crystal wafers and the MGS activity.
As expected, PVA retained its IRI activity inhibiting all growth at
1 mg·mL–1 but was slightly less active than
what is seen in standard-phosphate-buffered saline (PBS) buffer, attributable
to the additional solution components. PEG shows no significant IRI
activity in the concentration range tested (noting that IRI is a continuum
not on/off property and very high concentrations of any polymer will
slow growth[63]). With this to hand, the
polymers could be used for phage testing, as shown below.
Figure 1
Ice recrystallization
inhibition activity of polymers in SM-II
buffer. (A) Example micrographs of ice wafers after 30 min annealing
at −8 °C. PEG (4000 g·mol–1), 10
mg·mL–1, and PVA (10 000 g·mol–1), 1 mg·mL–1. Scale bars =
100 μM. (B) IRI activity as a function of polymer concentration.
MGS = mean grain size relative to SM-II control.
Ice recrystallization
inhibition activity of polymers in SM-II
buffer. (A) Example micrographs of ice wafers after 30 min annealing
at −8 °C. PEG (4000 g·mol–1), 10
mg·mL–1, and PVA (10 000 g·mol–1), 1 mg·mL–1. Scale bars =
100 μM. (B) IRI activity as a function of polymer concentration.
MGS = mean grain size relative to SM-II control.K1F was chosen as a model phage to check different synthetic cryoprotectants.
To evaluate phage recovery, the plaque-forming units of infectious
phage particles were quantified after the thaw. This was achieved
by inoculating the E. coli host, EV36,[65] and measuring the phage titer by the number
of plaques formed, following a standard bacterial infection procedure
called a plaque assay (see the Experimental Section). The EV36 strain of E. coli is a
K12/K1 hybrid, meaning that it is a nonpathogenic lab strain that
expresses the K1 capsule.[66] The K1 capsule
is associated with pathogenicity.[66] Thus,
this strain is used as a model for pathogenic E. coli but without the hazards associated with working with a strain expressing
other pathogenic genes. K1F is a T7-like phage but has an endosialidase
gene in the position of the usual T7 tail fiber gene.[67] This means that, unlike T7, K1F has the ability to break
down the K1 capsule and making it of interest as a clinical treatment.[68] To evaluate cryopreservation conditions, the
K1F-GFP phage (∼1 × 106 PFU·mL–1) (plaque-forming units) was mixed with the cryopreservation solutions,
frozen to either −20 or −80 °C (representing a
standard and ultra-low-temperature freezer) for 13 days. After the
thaw, the diluted lytic phage was grown on a lawn of its host bacteria,
and by counting zones of clearance, the PFUs (plaque-forming units)
were quantified (Figure A). The positive control for this study was 50 wt % glycerol (a commonly
used reagent for phage cryopreservation).[69] Recovery data is shown in Figure B/C. The total phage recovered shown by the positive
control cryoprotected sample is visibly higher at −20 °C
compared to −80 °C, which is partly due to the fact that
50 wt % glycerol does not freeze in a standard freezer, resulting
in a chilled state of the aliquot for the 13 days period, avoiding
any freeze–thaw damage. After storage at −20 °C,
it was clear that all solutions containing PEG showed higher recovery,
up to 100-fold, than SM-II buffer alone (negative control), as shown
in Figure B. Our original
hypothesis was that PVA (as an IRI-active component) would enhance
post-thaw yields, but in each case, there was no change in the phage
titer compared to the formulations with no PVA. PVA alone (Supporting
Information, Figure S1) also showed no
benefit. Changing to −80 °C cryopreservation, all polymer
formulations matched the performance of 50 wt % glycerol (Figure B). This was a surprising
level of recovery, considering the polymers were used at a 50-fold
lower concentration than glycerol. As seen after storage at −20
°C, there was no impact of the PVA on phage recovery after storage
at −80 °C when compared to the negative control (Supporting
Information, Figure S1).
Figure 2
K1F-GFP phage cryopreservation
and recovery with a single freeze
(−80 °C)/thaw (20 °C) cycle. (A) Schematic of freeze/thaw
and quantification of phage recovery. (B) Phage titer after cryopreservation
at −20 °C. (C) Phage titer after cryopreservation at −80
°C. Each sample was 500 μL. Errors bars are standard deviations
from three biological replicates and two technical replicates.
K1F-GFP phage cryopreservation
and recovery with a single freeze
(−80 °C)/thaw (20 °C) cycle. (A) Schematic of freeze/thaw
and quantification of phage recovery. (B) Phage titer after cryopreservation
at −20 °C. (C) Phage titer after cryopreservation at −80
°C. Each sample was 500 μL. Errors bars are standard deviations
from three biological replicates and two technical replicates.These initial results confirmed that a macromolecular
cryoprotectant
for phage cryopreservation is not only feasible but very potent. It
also showed that (under the present conditions, noting that volume
and thawing rates can all play a role) ice recrystallization is not
a major stress factor for phage cryopreservation when performed in
the presence of PEG. For solvent-free bacteria cryopreservation using
IRI-active materials, it has been observed that an additional hydrophilic
polymer (such as PEG) was essential for the IRI-active polymer to
provide benefit and hence a similar effect may be occurring here.
PEG is also known to stabilize proteins during freeze–thawing,[70,71] via a proposed preferential steric exclusion of PEG from the surface
of proteins, alleviating any potential deactivation, in addition to
their hydration.[72−74] Previous studies[69] have
shown that concentrations of PEG at both 10 and 45% w/v led to similar
mean survival times of rabies virus compared to similar concentrations
of other cryoprotectants, sucrose, DMSO, and glycerol, after 30-day
storage at −20 °C. A discussion on the potential role
of osmotic stress is included later in this manuscript.The
above data was from a single freeze–thaw cycle. Therefore,
as a more robust challenge, the phage was exposed to a series of 5,
10, or 15 freeze (−80 °C)/thaw (20 °C) cycles. Repeated
freeze–thaw cycles may cause extended freeze–thaw damage,
through deliberate or accidental warming of samples. PVA was included
again, to ensure that any excess ice recrystallization damage could
be probed (Figure ). In each case, nearly full recovery of the phage, compared to the
day 0 control, was achieved with just 10 mg·mL–1 PEG. The PVA again showed no significant impact (neither positive
nor negative). This data showed that the polymeric cryoprotectant
strategy is suitable for repeated use, for e.g., a research environment,
where stocks may be thawed, sampled, and refrozen, with no detriment
to the sample function and integrity.
Figure 3
Post-thaw recovery of the K1F-GFP phage
following variable freeze
(−80 °C)/thaw (20 °C) cycles. Control is PVA [1 mg·mL–1] after 15 cycles. Error bars represent SD from three
biological and two technical replicates.
Post-thaw recovery of the K1F-GFP phage
following variable freeze
(−80 °C)/thaw (20 °C) cycles. Control is PVA [1 mg·mL–1] after 15 cycles. Error bars represent SD from three
biological and two technical replicates.The above data shows that the addition of polymers as cryoprotectants
allows increased post-thaw yield of the K1F-GFP phage. One intended
application of phage is a therapy to kill pathogenic bacteria, as
an alternative to traditional antibiotic treatments, or as a phage-antibiotic
synergy (PAS) aiming to reduce the dose of antibiotics and the development
of antimicrobial resistance (AMR).[75] The
maintenance of efficacy and the lytic ability of our phage after cryopreservation
was checked by measuring changes in optical density (OD600) in a growth curve over a 24 h period. In this assay, the phage
was cryopreserved with 10 mg·mL–1 PEG, thawed,
and then added to a culture of E. coli, and the change in turbidity was measured by absorbance at 600 nm.
In media alone, the E. coli reached
a plateau (stationary phase) within 12 h and a positive control of
1% v/v Chemgene HLD4L disinfectant (containing didecyldimethylammonium
chloride) arrested all growth in the same time period. Addition of
the noncryopreserved phage successfully prevented bacterial growth
up to 8 h, after which time growth recovered (as the dose did not
irradicate all E. coli and there was
resistant strain outgrowth). The phage cryopreserved with both PEG
or PEG/PVA showed similar performance in this assay. Bacteria were
also quantified at the 7 h time point, via cell plating and quantifying
the number of colony-forming units (Figure B). Additional plaque-forming units (PFU)
and colony-forming units (CFU) measured at the 7 h, 10 h, and 24 h
time points are included in the Supplementary Information (Figures S2 and S3). The disinfectant (positive)
control showed no live bacteria (limit of detection = 1 log CFU·mL –1). After treatment with the cryopreserved phage, statistically
similar bacterial titers were measured when compared with treatment
with the fresh phage samples. This data shows that the cryopreserved
phage, using biocompatible polymers, could potentially be used as
frozen phage stocks ready to be deployed, by simple thawing, for use
in emerging therapeutic applications, with their performance matching
that of the fresh phage.
Figure 4
E. coli growth
inhibition by the
K1F-GPF phage. (A) Growth curves of E. coli EV36 upon addition of the phage or controls. Phages were added during
the log phase (4 h) to a final concentration of 1 × 106 PFU·mL–1. PEG and PEG/PVA refer to the cryopreserved
phage using those additives. The K1F-GFP phage was freeze (−80
°C)–thawed (20 °C); (B) E. coli EV36 viability at 7 h, determined by extraction of the sample from
the growth experiment (part A) and plating and counting colony-forming
units. [Disinfectant] = 1% v/v Chemgene; [PEG] = 10 mg·mL–1; [PEG/PVA] = 10 + 1 mg·mL–1. Error represents SD from three biological and two technical replicates.
E. coli growth
inhibition by the
K1F-GPF phage. (A) Growth curves of E. coli EV36 upon addition of the phage or controls. Phages were added during
the log phase (4 h) to a final concentration of 1 × 106 PFU·mL–1. PEG and PEG/PVA refer to the cryopreserved
phage using those additives. The K1F-GFP phage was freeze (−80
°C)–thawed (20 °C); (B) E. coli EV36 viability at 7 h, determined by extraction of the sample from
the growth experiment (part A) and plating and counting colony-forming
units. [Disinfectant] = 1% v/v Chemgene; [PEG] = 10 mg·mL–1; [PEG/PVA] = 10 + 1 mg·mL–1. Error represents SD from three biological and two technical replicates.While the genetic and molecular approaches to understanding
the
growth, metabolism, adaptability, and physiology of bacteria (such
as our E. coli EV36 host) have focused
on studying planktonic cells in batch cultures, many bacteria (E. coli included) live primarily in immobile communities,
referred to as biofilms.[76] Besides being
the major cause for recurrent urinary tract infections (UTI), E. coli biofilms are one of the pathogens commonly
responsible for medical device-related infectivity.[77] Therefore, as a second method of comparing the performance
of fresh and cryopreserved K1F-GFP bacteriophages, E. coli biofilm eradication was investigated (Supporting
Information, Figure S4). The cryopreserved
phage showed similar effects as the fresh phage (∼ 10-fold
reduction in bacterial CFU) after a single application. However, compared
to the positive control (1% v/v Chemgene) despite the slight reduction
in the E. coli CFU, the phages (both
cryopreserved as fresh) were inefficient at eradicating the mature
biofilm (72 h grown). As 24 and 48 h grown biofilms were not investigated,
the thickness of the biofilm cannot be ruled out as a contributing
factor to phage eradication inefficiency.The above data was
using a K1F-GFP phage, so it was important to
evaluate if other phages responded in a similar manner. The T4 bacteriophage
was chosen due to being a well-studied model phage for E. coli.(78) Like K1F, T4
encodes its own replication proteins, bypassing the host replication
machinery.[79] T4 is also clinically relevant,
with evidence of low immunogenicity in oral application and with potential
uses for oral vaccine development.[80] Due
to its clinical relevance and the breadth of information already available
on T4, it is an ideal candidate to evaluate our cryoprotectants. Identical
freeze–thaw conditions were applied, as used previously, and
the results of the cryopreservation at both −20 and −80
°C are shown in Figure . It was observed that the T4 phage was more susceptible to
cold damage than the previously used K1F and that 50% glycerol provided
little protection at both freezing temperatures. It should be noted
that the EV36 strain is not the ideal host for this T4 phage, as the
K1 capsule blocks the phage receptors. However, EV36 is a hybrid of
K1/K12, so infection with the T4 phage (which naturally targets K12)
still leads to plaque formation, which was visibly smaller in size
compared to K1F plaques, as EV36 is not the natural host for T4. The
same E. coli EV36 host was used here
though, to allow comparison in the present context. As seen for the
K1F phage, addition of the polymeric cryopreservation formulation
in all cases leads to a greater post-thaw phage titer of approximately
100-fold. This increase, if put in the context of therapy, would mean
that using this polymeric cryopreservation strategy would deliver
a 100-fold higher dosage compared to a glycerol frozen solution or
allow more treatments from a single stock. The utility across two
distinct classes of phages also suggests that this approach could
be used to generate bespoke phage cocktails, although this will be
the subject of a future investigation.
Figure 5
T4 phage titers after
one freeze–thaw cycle at −20
°C (A) and −80 °C (B) freezing for 13 days. Day 0
= titer on the day of freezing; negative control = the phage without
the additive at −20 and −80 °C; positive control
= 50 wt %. glycerol; red = phage and additives. Cryopreserved samples
were 500 μL. Error represents standard deviation from three
biological and two technical replicates.
T4 phage titers after
one freeze–thaw cycle at −20
°C (A) and −80 °C (B) freezing for 13 days. Day 0
= titer on the day of freezing; negative control = the phage without
the additive at −20 and −80 °C; positive control
= 50 wt %. glycerol; red = phage and additives. Cryopreserved samples
were 500 μL. Error represents standard deviation from three
biological and two technical replicates.As further controls, we tested poly(vinylpyrrolidone) and hydroxyethyl
starch for phage cryopreservation, as both of these polymers are widely
used in formulations or for cryopreservation.[81,82] In the initial screening (Supporting information, Figure S5), both PVP and HES increased post-thaw titers of
the K1F phage, to an extent less than PEG. However, based on our preliminary
results, we cannot conclude which one is more efficient and a full
comparison of the materials would be required. To the best of our
knowledge, there are no studies on the use of polymer-only solutions
to preserve the bacteriophage, but our data suggests that hydrophilic
polymers can be used as a simplistic cryoprotectant solution and a
detailed structure–function study of this will be undertaken
in the future, as well as the response of different phage strains.
There is evidence that osmotic stress plays a key role in phage storage.
As shown by Duyvejonck,[83] several myoviridae
and podoviridae (groups encompassing T4 and T7 phages, respectively)
were resistant to storage conditions in Dulbecco’s phosphate-buffered
saline (DPBS) (with and without Ca2+/Mg2+) with
maintained infectivity up to 554 and 243 days, respectively, at 4
°C. Interestingly, when the T4B phage was rapidly transferred
from a concentrated to a dilute solution, retained phage activity
depended on the initial salt concentration of the solution in which
it was suspended.[84] Phage inactivation
observed during rapid dilution did not occur during slow dilutions.
A rapid change in osmotic pressure caused by the change in salt concentration
may cause the phage DNA to extrude from the tail or their heads to
break, as observed by Lark and Adams.[85] In our study, the addition of the PEG may affect the water diffusion
rates in the unfrozen channels formed during freezing, due to increased
viscosity, which has been seen for glycerol (positive control used
here)[86] and mitigated the osmotic stress
encountered. High concentrations of PEG (10–45 wt %) have been
shown to protect against rabies virus during cryopreservation.[69]
Conclusions
Here, we report that
the bacteriophage can be successfully cryopreserved
across a range of temperatures by the addition of poly(ethylene glycol),
PEG, and other hydrophilic polymers, as an alternative to some of
the currently used buffers, such as those containing glycerol. K1F
and T4 bacteriophages were used to evaluate performance. It was found
that just 10 mg·mL–1 (∼1 wt %) of PEG
allowed plaque-forming unit recovery matching that from a positive
control of 50 wt % glycerol at −80 °C but slightly underperforming
at −20 °C. It should be noted that the glycerol solutions
do not actually freeze at −20 °C, making direct comparisons
challenging but showing that conventional laboratory freezers can
be used to freeze the phage using our polymeric system. Using the
polymer formulation, near 100% phage recovery was achieved (represented
as plaque-forming units), even after 15 freeze/thaw cycles, demonstrating
that this provides robust protection, which can be applied to larger
sample sizes in a practical setting. The role of ice recrystallization
was probed using the potent ice recrystallization inhibitor poly(vinyl
alcohol), PVA, which has been found to be useful in other cryopreservation
scenarios. In all cases, addition of PVA showed no significant benefit,
suggesting that ice growth during thawing and hence irreversible aggregation
are not a major mechanism of damage for the phage. The polymers may
be reducing osmotic stress, by impacting diffusion in unfrozen channels,
but more research is needed to elucidate a mechanism. In E. coli kill studies, the cryopreserved phages were
found to match the performance of fresh phages, demonstrating that
this approach may allow for frozen pure or cocktails of the phage,
intended for therapy, to be stored as cryopreserved stocks. As PEG
is biocompatible, has low immunogenicity, and is edible, it would
not need to be removed after the thaw. Preliminary data also showed
that other hydrophilic polymers can provide this protection and that
the protective capacity is not unique to PEG and that protecting the
phage from cold damage (compared to other biologics) may be relatively
straightforward. The extent and magnitude of protection between different
macromolecular chemistries and architectures will form the basis of
future studies.
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