Literature DB >> 34674268

In-depth molecular analysis of combined and co-primary pulmonary large cell neuroendocrine carcinoma and adenocarcinoma.

Bregtje C M Hermans1,2, Jules L Derks1,2, Lisa M Hillen2,3, Irene van der Baan2,3, Esther C van den Broek4, Jan H von der Thüsen5, Robert-Jan van Suylen6, Peggy N Atmodimedjo5, T Dorine den Toom5, Cecile Coumans-Stallinga2,3, Wim Timens7, Winand N M Dinjens5, Hendrikus J Dubbink5, Ernst-Jan M Speel2,3, Anne-Marie C Dingemans1,2,8.   

Abstract

Up to 14% of large cell neuroendocrine carcinomas (LCNECs) are diagnosed in continuity with nonsmall cell lung carcinoma. In addition to these combined lesions, 1% to 7% of lung tumors present as co-primary tumors with multiple synchronous lesions. We evaluated molecular and clinicopathological characteristics of combined and co-primary LCNEC-adenocarcinoma (ADC) tumors. Ten patients with LCNEC-ADC (combined) and five patients with multiple synchronous ipsilateral LCNEC and ADC tumors (co-primary) were included. DNA was isolated from distinct tumor parts, and 65 cancer genes were analyzed by next generation sequencing. Immunohistochemistry was performed including neuroendocrine markers, pRb, Ascl1 and Rest. Pure ADC (N = 37) and LCNEC (N = 17) cases were used for reference. At least 1 shared mutation, indicating tumor clonality, was found in LCNEC- and ADC-parts of 10/10 combined tumors but only in 1/5 co-primary tumors. A range of identical mutations was observed in both parts of combined tumors: 8/10 contained ADC-related (EGFR/KRAS/STK11 and/or KEAP1), 4/10 RB1 and 9/10 TP53 mutations. Loss of pRb IHC was observed in 6/10 LCNEC- and 4/10 ADC-parts. The number and intensity of expression of Ascl1 and neuroendocrine markers increased from pure ADC (low) to combined ADC (intermediate) and combined and pure LCNEC (high). The opposite was true for Rest expression. In conclusion, all combined LCNEC-ADC tumors were clonally related indicating a common origin. A relatively high frequency of pRb inactivation was observed in both LCNEC- and ADC-parts, suggesting an underlying role in LCNEC-ADC development. Furthermore, neuroendocrine differentiation might be modulated by Ascl1(+) and Rest(-) expression.
© 2021 The Authors. International Journal of Cancer published by John Wiley & Sons Ltd on behalf of UICC.

Entities:  

Keywords:  Ascl1; LCNEC; RB1; Rest; pRb

Mesh:

Year:  2021        PMID: 34674268      PMCID: PMC9298697          DOI: 10.1002/ijc.33853

Source DB:  PubMed          Journal:  Int J Cancer        ISSN: 0020-7136            Impact factor:   7.316


95% confidence interval adenocarcinoma copy number variation fluorescence in situ hybridization hematoxylin‐eosin slides immunohistochemistry large cell neuroendocrine carcinoma nonsmall cell lung carcinoma overall survival small cell lung carcinoma single nucleotide polymorphism tyrosine kinase inhibitors tissue micro arrays

INTRODUCTION

Adenocarcinoma (ADC) is the most common type of lung cancer, and oncogenesis is often driven by well‐known mutually exclusive oncogenes, for example, KRAS and EGFR. , In the last decades, tyrosine kinase inhibitors (TKIs) have been developed to target those oncogenes. Survival rates of stage‐IV disease have significantly been improved applying these new therapies. Resistance mechanisms to TKIs include additional mutations in the driver gene, the downstream signaling pathway, bypass signaling pathways, or transformation to small cell lung carcinoma (SCLC) or, less frequently, large cell neuroendocrine carcinoma (LCNEC). , , , , , The two latter mechanisms are associated with RB1 mutations in addition to TP53 mutations. , , , LCNEC is a rare pulmonary tumor, accounting for 1% to 3% of all lung carcinoma. , , , LCNEC is characterized by neuroendocrine morphology and positive immunohistochemical (IHC) staining of at least one neuroendocrine marker (Cd56, Chromogranin A and/or Synaptophysin). Besides the before mentioned transformation of ADC to LCNEC, other pathways of LCNEC oncogenesis are also involved. LCNEC seems to be a heterogeneous disease with clinically relevant subgroups. , , Almost half of LCNECs are mutated in both TP53 and RB1, and since this is a feature of SCLC, this is called the SCLC‐like subtype. , , Another part of LCNECs harbor mutations in oncogenes identified in nonsmall cell lung carcinoma (NSCLC), for example, KEAP1, STK11, EGFR or KRAS, often in combination with TP53 mutations (NSCLC‐like subtype). , , Interestingly, some LCNECs are combined with morphologically separate areas of ADC and/or squamous cell carcinoma, reported in up to 14% of LCNEC. , , The two morphological distinct parts, one with clear neuroendocrine morphology, distinguish those combined tumors from NSCLC with neuroendocrine differentiation (NSCLC morphology with expression of neuroendocrine markers). Combined tumors may evolve due to a collision of two separate tumor nodules. , Alternatively, the combined tumor might be the result of transformation of ADC toward neuroendocrine carcinoma in part of the tumor, in analogy to neuroendocrine transformation after TKI treatment, or vice versa. , A combined tumor might also be the result of two divergent differentiation lineages of a tumor stem cell. This divergence might take place early in tumorigenesis or as a late event, resulting in a high overlap of mutations in both tumor parts. A clonal relationship between the two lesions has been shown for transformed tumors due to TKI treatment and for combined SCLC‐NSCLC tumors, but has not adequately been investigated between neuroendocrine and nonneuroendocrine regions of combined LCNEC‐NSCLC tumors. , , , , In addition, some lung cancer patients have two or more synchronous ipsilateral pulmonary lesions at diagnosis. Such lesions might be metastases of the primary tumor or a second independent primary tumor. Incidence of such co‐primary lung tumors has been reported to be 1% to 7% in surgical series and up to 16% in more recent and unselected series. , , , , , , , Only limited reports on LCNEC as part of co‐primary ipsilateral lung tumors are available. , , According to current guidelines, two lung lesions with a different histologic subtype should be regarded as independent primary tumors. However, some studies have shown clonality between multiple lesions with different histologic NSCLC subtypes, indicating that a common origin cannot be excluded. , In our study, we performed an in‐depth analysis of molecular, neuroendocrine and clinicopathological characteristics of 10 combined LCNEC‐ADC tumors. Furthermore, we analyzed the characteristics of five ipsilateral synchronous pulmonary lesions, including at least one single tumor nodule with LCNEC.

MATERIALS AND METHODS

Sample selection

Pathology reports of patients with LCNEC diagnosed in the Netherlands between 2003 and 2012 were retrieved from PALGA, the nationwide network and registry of histo‐ and cytopathology in the Netherlands (Figure S1). , All reports were assessed by two researchers (B.H. and J.D.). All resection specimens containing both LCNEC and ADC morphology in one sample were identified for the “combined LCNEC” group. Samples with positive neuroendocrine IHC markers but exclusively ADC morphology were regarded as NSCLC with neuroendocrine differentiation and not included in our study. All cases with two resected synchronous ipsilateral pulmonary lesions, one being (partly) LCNEC and one being ADC, were selected for the “co‐primary tumor” group. Central revision by three experienced lung pathologists (R.v.S, L.H. and J.v.d.T.) was performed for those samples. Only samples with the LCNEC‐part fulfilling the WHO‐classification criteria (2015) for LCNEC (ie, neuroendocrine morphology and at least one neuroendocrine marker with ≥10% staining) and the ADC‐part for ADC were included. Furthermore, the two parts had to be adequately distinguishable, and both parts should comprise a substantial percentage of the total tumor (ie, ≥10%). Patients who had received neo‐adjuvant chemotherapy were excluded.

DNA isolation

For each sample, four 10 μm slides were cut from a formalin‐fixed paraffin‐embedded (FFPE) block for DNA isolation, and before and after a 4 μm slide was cut for hematoxylin‐eosin (HE) staining. Two experienced pulmonary pathologists (L.H. and J.v.d.T.) marked LCNEC‐ and ADC‐parts on those HE slides and estimated tumor cell percentages (minimally 30%). The 10 μm slides were hematoxylin stained, and manual micro‐dissection was performed under a dissecting microscope. Selected parts with maximum distance between the two parts were dissected, to avoid dissection from any transition area (Figure S2). The dissected tissue fragments were incubated overnight at 56°C in 5% Chelex (Chelex 100 Resin [BioRad] in lysis buffer solution [Promega]) and 20 mg/mL proteinase K, mixed in a ratio 10:1. Next, the samples were incubated for 10 minutes at 95°C, and after centrifuging, the supernatant was collected.

Mutational and copy number variation analysis

Targeted next generation sequencing was performed by semiconductor sequencing with the Ion Torrent platform using the supplier's materials and protocols (Thermo Fisher Scientific) with a custom‐made dedicated panel for mutational analysis (65 genes), including genes frequently mutated in ADC (EGFR, KRAS, BRAF and ALK [mutation hotspots]) and LCNEC (RB1 [coding coverage 99%], TP53 [100%], KEAP1 [100%], STK11 [100%] and NOTCH1 [exon 26 and 27]) (Supplemental Methods). In addition, the panel comprised 262 highly polymorphic single nucleotide polymorphism (SNP) amplicons for copy number variation (CNV) detection (chromosomes: 1p, 2p, 3p, 5q, 6p, 7pq, 8pq, 9p, 10q, 11q, 12q, 13q, 15q, 16q, 17pq, 18q, 19pq and Xpq). Library and template preparations were performed consecutively with the AmpliSeq Library Kit 2.0‐384 LV and the Ion 540 Chef kit. Sequencing was performed on a 540 chip with the Ion GeneStudio S5XL system. Data were analyzed with Sequence Pilot Analysis Software (JSI Medical Systems). For each patient, normal tissue was included as a reference. For quality control, only variants with an amplicon coverage of >100 were taken into account. DNA variants, which were also present in normal tissue, were regarded as polymorphisms. CNV (ie, amplifications, gains and deletions) was analyzed by normalized coverage using the Sequence Pilot Analysis Software. Homozygous deletions of RB1 were confirmed by fluorescence in situ hybridization (FISH). In addition, more sensitive SNP‐based CNV analysis was performed as described earlier.

Immunohistochemistry

Automated IHC staining for p53, pRb, Ascl1, Rest, NeuroD1, Cd56, Chromogranin A, Synaptophysin, Sox1 and Ki‐67 was performed for all samples on 4 μm tissue sections on coated glass slides with the DAKO auto stainer (Agilent, Santa Clara, CA). A list of antibodies with dilution and information on the protocol (pH antigen retrieval and use of linkers) is provided in Table S1. Tissue micro arrays (TMAs) with material from resected confirmed pure ADC (N = 37) and resected confirmed pure LCNEC (N = 17) were used as a reference. Protein expression was assessed for percentage of positive tumor cells (0%‐100%) and staining intensity (0, 1, 2 or 3) by B. H., J. D. and J. v. d. T. H‐scores were calculated by multiplying percentage of positive tumor cells by intensity. Ki‐67 proliferation index was assessed by eyeball estimation by J.v.d.T. Type of staining (membranous, cytoplasmic or membranous) and cut‐off values for the different antibodies are shown in Table S1.

Statistical analysis

All analyses were performed using SPSS (version 25 for Windows, Armonk, New York: IBM Corp.). Patient characteristics were analyzed with descriptive statistics. Median overall survival (OS) was estimated with Kaplan‐Meier analysis and is presented with a 95% confidence interval (95% CI). For each IHC marker, expression in the four histological subtypes (pure ADC, combined tumor ADC‐part, combined tumor LCNEC‐part and pure LCNEC) is reported, and associations between histology and IHC marker expression were evaluated with chi‐square or Fisher's exact test, followed by multiple post hoc tests if appropriate. Median H‐scores were calculated for all IHC markers in the four different histologic groups. Differences in H‐scores between the histologic subgroups were tested with Kruskal‐Wallis Test followed by multiple post hoc Mann‐Whitney U tests, if appropriate. P values <.05 were considered significant.

RESULTS

Patient selection and pathological review

Screening of 305 LCNEC pathology reports identified 27 LCNEC with combined and/or a co‐primary LCNEC‐ADC diagnosis. After pathological review, combined LCNEC‐ADC morphology was confirmed in eight patients, combined LCNEC‐ADC with an ADC co‐primary tumor in two patients and co‐primary LCNEC and ADC tumors in three patients. These 13 unique patients were included in the combined LCNEC‐ADC group (N = 10, 3%) and/or the group with co‐primary synchronous ipsilateral LCNEC and ADC tumors (N = 5, 2%) (Figure S1). In all combined tumors, clearly distinguishable parts of both LCNEC and ADC were identified (Figure 1). In some of the tumors, a transition area with characteristics of both LCNEC and ADC was also present (Figure 1). Patient characteristics are presented in Figures 2A and 3A. Median OS was 31 months (95% CI 27‐35 months) in the combined tumor group and 23 months (95% CI 17‐29 months) in the co‐primary group.
FIGURE 1

Representative cases of combined large cell neuroendocrine carcinoma (LCNEC)‐adenocarcinoma (ADC) tumors. (A) Hematoxylin‐eosin (HE) staining (magnification ×40) of LCNEC (left) and ADC (right) with a clear border between the two parts and no transition zone (Patient 4). (B) Detailed HE staining of LCNEC‐part (magnification ×400). (C‐E) Detailed HE stainings of ADC‐part (magnification [C] ×400 and [D,E] ×100). (F) Overview of Cd56 immunohistochemical staining (magnification ×40) in the same tumor as (A) with high expression in LCNEC‐part and low expression in ADC‐part. (G) Detailed Cd56 immunohistochemical staining (magnification ×200) in LCNEC‐part. (H) Detailed synaptophysin immunohistochemical staining in ADC‐part with scattered increased single cell expression (magnification ×100). (I) Detailed Cd56 immunohistochemical staining in ADC‐part with membranous and cytoplasmic staining of single cells or clusters of cells (magnification ×100). (J) HE staining (magnification ×40) of LCNEC (left), transition zone (middle) and ADC (right) (Patient 3). (K) Detailed HE staining of LCNEC‐part (magnification ×400). (L) Detailed HE staining of transition zone (magnification ×400). (M) Detailed HE staining of ADC‐part (magnification ×400). (N) Cd56 immunohistochemical staining (magnification ×40) with high expression in LCNEC‐part (left), intermediate expression in transition zone (middle) and low expression in ADC‐part (right). (O‐Q) Detailed Cd56 immunohistochemical stainings (magnification ×200) in LCNEC‐part (O), transition zone (P) and ADC‐part (Q) [Color figure can be viewed at wileyonlinelibrary.com]

FIGURE 2

Combined large cell neuroendocrine carcinoma and adenocarcinoma. (A) Type of mutations, immunohistochemical staining and clinical characteristics in LCNEC‐parts and ADC‐parts. In all tumors with the same type of mutation in both tumor parts, this was a shared mutation. (B) Number of shared and nonshared mutations between LCNEC‐parts and ADC‐parts. A, amplification; ADC, adenocarcinoma; ChrmA, Chromogranin A; com‐ADC, combined tumor, ADC‐part; com‐LCNEC, combined tumor, LCNEC‐part; CTx, adjuvant chemotherapy; F, female; HD, homozygous deletion; IHC, immunohistochemistry; LCNEC, large cell neuroendocrine carcinoma; lob, lobectomy; M, male; Syn, Synaptophysin [Color figure can be viewed at wileyonlinelibrary.com]

FIGURE 3

Co‐primary large cell neuroendocrine carcinoma and adenocarcinoma, including two patients with combined large cell neuroendocrine carcinoma‐adenocarcinoma and co‐primary adenocarcinoma (Patients 13 and 14). (A) Type of mutations and outcome of immunohistochemical staining and clinical characteristics in LCNEC and ADC. (B) Number of shared and nonshared mutations between LCNEC and ADC. *No mutations were found in co‐primary ADC lesion of Patient 14. A, amplification; ADC, adenocarcinoma; bilob, bilobectomy; ChrmA, Chromogranin A; com‐ADC, combined tumor, ADC‐part; com‐LCNEC, combined tumor, LCNEC‐part; CTx, adjuvant chemotherapy; F, female; G, gain; HD, homozygous deletion; IHC, immunohistochemistry; LCNEC, large cell neuroendocrine carcinoma; lob, lobectomy; M, male; PA, partial amplification; sublob, sublobectomy; Syn, Synaptophysin [Color figure can be viewed at wileyonlinelibrary.com]

Representative cases of combined large cell neuroendocrine carcinoma (LCNEC)‐adenocarcinoma (ADC) tumors. (A) Hematoxylin‐eosin (HE) staining (magnification ×40) of LCNEC (left) and ADC (right) with a clear border between the two parts and no transition zone (Patient 4). (B) Detailed HE staining of LCNEC‐part (magnification ×400). (C‐E) Detailed HE stainings of ADC‐part (magnification [C] ×400 and [D,E] ×100). (F) Overview of Cd56 immunohistochemical staining (magnification ×40) in the same tumor as (A) with high expression in LCNEC‐part and low expression in ADC‐part. (G) Detailed Cd56 immunohistochemical staining (magnification ×200) in LCNEC‐part. (H) Detailed synaptophysin immunohistochemical staining in ADC‐part with scattered increased single cell expression (magnification ×100). (I) Detailed Cd56 immunohistochemical staining in ADC‐part with membranous and cytoplasmic staining of single cells or clusters of cells (magnification ×100). (J) HE staining (magnification ×40) of LCNEC (left), transition zone (middle) and ADC (right) (Patient 3). (K) Detailed HE staining of LCNEC‐part (magnification ×400). (L) Detailed HE staining of transition zone (magnification ×400). (M) Detailed HE staining of ADC‐part (magnification ×400). (N) Cd56 immunohistochemical staining (magnification ×40) with high expression in LCNEC‐part (left), intermediate expression in transition zone (middle) and low expression in ADC‐part (right). (O‐Q) Detailed Cd56 immunohistochemical stainings (magnification ×200) in LCNEC‐part (O), transition zone (P) and ADC‐part (Q) [Color figure can be viewed at wileyonlinelibrary.com] Combined large cell neuroendocrine carcinoma and adenocarcinoma. (A) Type of mutations, immunohistochemical staining and clinical characteristics in LCNEC‐parts and ADC‐parts. In all tumors with the same type of mutation in both tumor parts, this was a shared mutation. (B) Number of shared and nonshared mutations between LCNEC‐parts and ADC‐parts. A, amplification; ADC, adenocarcinoma; ChrmA, Chromogranin A; com‐ADC, combined tumor, ADC‐part; com‐LCNEC, combined tumor, LCNEC‐part; CTx, adjuvant chemotherapy; F, female; HD, homozygous deletion; IHC, immunohistochemistry; LCNEC, large cell neuroendocrine carcinoma; lob, lobectomy; M, male; Syn, Synaptophysin [Color figure can be viewed at wileyonlinelibrary.com] Co‐primary large cell neuroendocrine carcinoma and adenocarcinoma, including two patients with combined large cell neuroendocrine carcinoma‐adenocarcinoma and co‐primary adenocarcinoma (Patients 13 and 14). (A) Type of mutations and outcome of immunohistochemical staining and clinical characteristics in LCNEC and ADC. (B) Number of shared and nonshared mutations between LCNEC and ADC. *No mutations were found in co‐primary ADC lesion of Patient 14. A, amplification; ADC, adenocarcinoma; bilob, bilobectomy; ChrmA, Chromogranin A; com‐ADC, combined tumor, ADC‐part; com‐LCNEC, combined tumor, LCNEC‐part; CTx, adjuvant chemotherapy; F, female; G, gain; HD, homozygous deletion; IHC, immunohistochemistry; LCNEC, large cell neuroendocrine carcinoma; lob, lobectomy; M, male; PA, partial amplification; sublob, sublobectomy; Syn, Synaptophysin [Color figure can be viewed at wileyonlinelibrary.com]

Mutational analysis

Tumor clonality was indicated by shared (non‐hotspot) mutations in 10/10 combined LCNEC‐ADC tumors, while only in 1/5 co‐primary tumors, a clonal relation was confirmed using mutation and CNV analysis. These shared mutations were not found in the analyzed normal tissue of the respective patients, excluding germline mutations. At least two identical somatic mutations were found in 8/10 combined tumors with a median of 2 (range 1‐4) mutations (Figure 2 and Table S2). Of all identified mutations (N = 35) in the combined LCNEC‐ADC tumors, N = 23 (66%) were identified in both parts. Commonly identified identical mutations in both combined tumor parts included mutations in TP53 (90%), RB1 (30%), KEAP1 (30%), STK11 (30%) and KRAS (30%). A total of N = 5 (14%) different mutations were unique to LCNEC‐parts and N = 7 (20%) to ADC‐parts. Furthermore, homozygous deletion of RB1 (confirmed by FISH) was found in one patient in both the LCNEC‐ and ADC‐parts, and amplification of CCNE1 was found in the LCNEC‐part of another patient (Figure 2). In the co‐primary tumors, clonality was only demonstrated in a combined LCNEC‐ADC with also a co‐primary ADC (Patient 13). This patient had two identical somatic mutations in both the ADC‐part and LCNEC‐part of the combined lesion and the second ADC lesion. No clonal relation was established in the three patients with pure co‐primary tumors as well as in the other combined LCNEC‐ADC with co‐primary ADC (Patient 14) (Figure 3 and Table S2). The sequencing coverage and quality statistics for each sample are summarized in Table S3.

Immunohistochemical staining

IHC markers were evaluated in LCNEC‐ and ADC‐parts of combined tumors (Figure 4) and pure LCNEC and ADC as a reference. All combined cases had a nonwildtype p53 staining pattern in both LCNEC‐ and ADC‐parts, with upregulation in 3/10 cases and loss of p53 staining in 7/10 cases, in agreement with mutational analysis (Figure 2). In 4/10 combined cases, both LCNEC‐ and ADC‐parts had loss of pRb expression, and RB1 was inactivated in 3/4 of those cases (mutation or homozygous deletion). In two additional cases, pRb was only lost in the LCNEC‐part, and the inactivation mechanism for RB1 was not found (ie, no RB1 mutations or homozygous deletion) (Figure 2). Evaluation of transcription factors regulating neuroendocrine differentiation showed upregulation for Ascl1 and downregulation of Rest in LCNEC‐parts of combined tumors and pure LCNEC, compared with expression in pure ADC and ADC‐parts of the combined tumors (Figure 5 and Tables S4 and S5).
FIGURE 4

Examples of immunohistochemical stainings (magnification ×200) in the combined large cell neuroendocrine carcinoma‐adenocarcinoma of Patient 4. (A‐J) Immunohistochemical stainings in LCNEC‐part: (A) p53, (B) pRb, (C) Ascl1, (D) Rest, (E) Cd56 (Figure 1G reused), (F) Synaptophysin, (G) Chromogranin A, (H) Ttf1, (I) Sox1 and (J) Ki‐67. (K‐T) Immunohistochemical stainings in ADC‐part: (K) p53, (L) pRb, (M) Ascl1, (N) Rest, (O) Cd56, (P) Synaptophysin, (Q) Chromogranin A, (R) Ttf1, (S) Sox1 and (T) Ki‐67 [Color figure can be viewed at wileyonlinelibrary.com]

FIGURE 5

Results of immunohistochemical staining, presented by positive/negative staining and H‐score for (A,B) p53, (C,D) pRb, (E,F) Ascl1, (G,H) Rest, (I,J) NeuroD1, (K,L) Cd56, (M,N) Synaptophysin, (O,P) Chromogranin A, (Q,R) Ttf1, (S,T) Sox1 and (U) percentage of positive tumor cells after Ki‐67 staining

Examples of immunohistochemical stainings (magnification ×200) in the combined large cell neuroendocrine carcinoma‐adenocarcinoma of Patient 4. (A‐J) Immunohistochemical stainings in LCNEC‐part: (A) p53, (B) pRb, (C) Ascl1, (D) Rest, (E) Cd56 (Figure 1G reused), (F) Synaptophysin, (G) Chromogranin A, (H) Ttf1, (I) Sox1 and (J) Ki‐67. (K‐T) Immunohistochemical stainings in ADC‐part: (K) p53, (L) pRb, (M) Ascl1, (N) Rest, (O) Cd56, (P) Synaptophysin, (Q) Chromogranin A, (R) Ttf1, (S) Sox1 and (T) Ki‐67 [Color figure can be viewed at wileyonlinelibrary.com] Results of immunohistochemical staining, presented by positive/negative staining and H‐score for (A,B) p53, (C,D) pRb, (E,F) Ascl1, (G,H) Rest, (I,J) NeuroD1, (K,L) Cd56, (M,N) Synaptophysin, (O,P) Chromogranin A, (Q,R) Ttf1, (S,T) Sox1 and (U) percentage of positive tumor cells after Ki‐67 staining Expression of neuroendocrine markers was found in 10/10 LCNEC‐parts and in 5/10 ADC‐parts of combined tumors (Figure 2A). In the latter parts, a slightly increased expression for neuroendocrine markers was observed most closely to LCNEC‐parts, or an increased neuroendocrine marker expression was found in single cells in the entire ADC‐part (Figure 1). The number and intensity of positive neuroendocrine markers increased comparing pure ADC (low) with combined ADC (intermediate) and combined and pure LCNEC (high) (Figure 5 and Tables S4 and S5). Ttf1 expression was positive in all cases, though a significantly lower median H‐score was found in both pure ADC and pure LCNEC compared with their equivalents in the combined tumors (Figure 5 and Tables S4 and S5). For Sox1, a slight increase in positive cases and H‐scores was observed in ADC‐parts of combined tumors compared with pure ADC (Figure 5 and Tables S4 and S5). No differences were found for NeuroD1 expression (Figure 5 and Tables S4 and S5). Median Ki‐67 proliferation index was 30 in ADC‐parts of combined tumors and 50 in LCNEC‐parts (P = .077) (Figure 5 and Table S5).

DISCUSSION

We present a unique cohort of 10 combined LCNEC‐ADC tumors and show that both histological tumor parts are clonally related in all cases, whereas only one out of five synchronous ipsilateral LCNEC and ADC tumors was clonally related. Common mutations found in ADC (ie, TP53/EGFR/KRAS/STK11 and KEAP1) as well as in SCLC and SCLC‐like LCNEC (ie, RB1 inactivation) were observed in both parts of combined LCNEC‐ADC. The latter finding is of interest, because RB1 mutations are frequently found in EGFR mutated ADC transforming into SCLC (and LCNEC) under TKI treatment. , , , Hence, combined LCNEC‐ADC may develop from a common cell of origin related to ADC, in which inactivation of genes such as RB1 or dysregulation of Ascl1(+) and Rest(−) may promote neuroendocrine transformation. An overview of available literature on commonly mutated genes in combined LCNEC‐ADC and pure LCNEC is provided in Table 1. , , , , , Similar to LCNEC, almost all combined LCNEC‐ADC harbor TP53 mutations. , , , , Furthermore, other mutations related to ADC were found in 8/10 patients in our study. Especially, KRAS and EGFR mutations occur more frequently in combined LCNEC‐ADC tumors compared with pure LCNEC tumors, which might be relevant for treatment with targeted therapy of those patients. , , , , , , In our study, we found pRb inactivation in 7/10 patients with combined LCNEC‐ADC (RB1 mutation or loss of pRb expression). The difference between RB1 mutational status and pRb expression might be explained by production of nonfunctional pRb and by additional mechanisms for pRb inactivation, that is, gene rearrangement, epigenetic inactivation or p16 inactivation. , Ito et al found RB1 mutations in 4/10 cases and loss of pRb expression in 7/10 cases of combined LCNEC‐ADC tumors. In the five LCNEC‐ADC cases presented by Miyoshi et al, 1/5 tumors had an RB1 mutation, but indications for other mechanisms of pRb inactivation were not investigated. Milione et al found RB1 mutations in only 1/16 tumors and loss of pRb expression in 8/26 tumors; however, only mutations in hotspot areas were analyzed in our study. In all, a frequent inactivation of pRb is found in combined LCNEC‐ADC, which is comparable to incidences in general LCNEC. , , However, RB1 mutations are rare in ADC, and therefore, we would have expected to find a lower percentage of RB1 mutations, especially in ADC‐parts. It has been shown that RB1 mutations can result in BRN2 upregulation leading to neuroendocrine differentiation. , Apparently, RB1 inactivation by mutations or other mechanisms have an important role in the development of combined LCNEC‐ADC lesions. This is in concordance with RB1 mutations found in NSCLC tumors with EGFR mutations transforming to SCLC or LCNEC during the course of TKI therapy. , , ,
TABLE 1

Overview of common mutations in pure LCNEC and in combined LCNEC‐ADC

YearPatients TP53 STK11 KEAP1 KRAS EGFR RB1 Loss of pRb IHC
Pure LCNEC
Rekhtman et al 17 2016N = 4535/45 (78%)15/45 (33%)14/45 (31%)10/45 (22%)0/45 (0%)17/45 (38%)25/42 (60%)
Miyoshi et al 19 2017N = 6846/68 (68%)NRNR4/68 (6%)0/68 (0%)18/68 (26%)48/65 (74%)
Ito et al 40 2017N = 85/8 (63%)0/8 (0%)1/8 (13%)1/8 (13%)0/8 (0%)2/8 (25%)4/7 (57%)
George et al 16 2018N = 4641/46 (89%)18/46 (39%)13/46 (28%)6/46 (13%) a NR15/46 (33%)NR
Derks et al 15 , 46 2018N = 7967/79 (85%)8/79 (10%)14/79 (18%)NRNR37/79 (47%)78/109 b (72%)
Milione c et al 41 2020N = 3425/34 (74%)2/34 (6%)NR5/34 (15%)0/34 (0%)10/34 (29%)45/70 b (64%)
Combined ADC‐LCNEC
Miyoshi et al 19 2017N = 54/5 (80%)NRNR1/5 (20%)1/5 (20%)1/5 (20%)NR
Ito et al 40 2017N = 106/10 (60%)0/10 (0%)2/10 (20%)1/10 (10%)1/10 (10%)4/10 (40%)7/10 (70%)
Milione c et al 41 2020N = 166/16 (38%)0/16 (0%)NR6/16 (38%)0/16 (0%)1/16 (6%)8/26 b (31%)
Our studyN = 109/10 (90%)3/10 (30%)3/10 (30%)3/10 (30%)1/10 (10%)4/10 (40%) d 6/10 (60%)

Abbreviations: ADC, adenocarcinoma; IHC, immunohistochemistry; LCNEC, large cell neuroendocrine carcinoma, NR, not reported.

KRAS/NRAS/HRAS.

Additional patients could be included for IHC compared to mutational analysis.

Only hotspot mutations were analyzed, not covering all and/or complete exons. Therefore percentages of detected mutations may be lower.

Including one homozygous deletion.

Overview of common mutations in pure LCNEC and in combined LCNEC‐ADC Abbreviations: ADC, adenocarcinoma; IHC, immunohistochemistry; LCNEC, large cell neuroendocrine carcinoma, NR, not reported. KRAS/NRAS/HRAS. Additional patients could be included for IHC compared to mutational analysis. Only hotspot mutations were analyzed, not covering all and/or complete exons. Therefore percentages of detected mutations may be lower. Including one homozygous deletion. Because we and others found a clonal relationship between LCNEC‐ and ADC‐parts of combined tumors, a common cell of origin is likely. Presumably, this is a nonneuroendocrine cell, because ADC is known to origin from nonneuroendocrine cells, and development of LCNEC from nonneuroendocrine cells has also been reported in mouse models. , Even the two combined LCNEC identified as SCLC‐like most likely have a nonneuroendocrine cell of origin, considering the clear nonneuroendocrine morphology of the ADC‐part. Immunohistochemistry revealed that the number and intensity of positive neuroendocrine markers and Ascl1 expression increased comparing pure ADC with combined ADC and combined and pure LCNEC. Furthermore, some combined ADC‐parts showed sparse, scattered single cell neuroendocrine marker expression while others had increased expression near the LCNEC‐part. This argues for aberrant differentiation in the transition from ADC to LCNEC, in which some of the tumor cells already express neuroendocrine markers, despite conservation of clear morphological characteristics of ADC. Theoretically, it could also be possible that LCNEC tumors differentiate to ADC. However, this is less likely due to the less aggressive behavior of NSCLC compared with LCNEC, as is also reflected by the trend toward a lower median Ki‐67 proliferation index in ADC‐parts compared with LCNEC‐parts of combined tumors in our study. Furthermore, temporal transformation of LCNEC towards ADC during active treatment has never been reported, in contrast to the cases of transformation from ADC to LCNEC during TKI treatment. , , Nowadays, tumors with nonsmall cell, nonneuroendocrine morphology but with positive staining of neuroendocrine markers are regarded as “NSCLC with neuroendocrine differentiation” and treated as NSCLC. However, those tumors might resemble ADC‐parts of the combined tumors. Relevance of this neuroendocrine profile in ADC has been shown previously by inferior survival in Ascl1+ ADC patients and ADC patients with an Ascl1‐associated gene expression signature. , , It is tempting to speculate that ADC tumors with expression of Ascl1 or neuroendocrine markers are also a reflection of an aberrant differentiation process from ADC to LCNEC. Further studies should focus on morphological, histological, mutational and clinical features of these special tumors to evaluate clinical relevance. A couple of molecular mechanisms have been reported possibly underlying development of neuroendocrine differentiation in tumors, for example, pRb inactivation, Ascl1 upregulation or Rest downregulation. , , , , We found RB1 mutations and homozygous deletions or loss of functional pRb that might have been the trigger for neuroendocrine differentiation in Patients 1, 3, 5, 7, 8, 9 and 13. In the LCNEC‐part of the combined tumor of Patient 2, Ascl1 was upregulated and Rest downregulated, which might explain neuroendocrine differentiation in this part of the tumor. In Patients 4 and 14, neuroendocrine differentiation might have been driven by Ascl1 upregulation, which was already present in the ADC‐parts of both tumors. Whether or not the expression of Ascl1 is the result of another underlying mechanism driving neuroendocrine differentiation (eg, Notch1 silencing) remains to be studied. , , , In SCLC expression of the transcriptional regulator, NeuroD1 is an important feature in a subgroup of patients. However, we did not find a difference in NeuroD1 expression between ADC‐parts and LCNEC‐parts of combined tumors, and therefore, NeuroD1 seems not to have an obvious regulatory role in these combined LCNEC‐ADC tumors. In contrast to high clonality found in combined tumors, clonality existed in only one out of five sets of co‐primary LCNEC and ADC tumors. For this case (Patient 13) with combined LCNEC‐ADC and ipsilateral co‐primary ADC, management or the staging category (IIIA) was not impacted in retrospect. A clonal relationship was demonstrated before in co‐primary NSCLC lesions (mainly ADC) with different morphologic subtypes by evaluation of 20 lung cancer genes, but a clonal relationship has never been reported for co‐primary tumors including LCNEC. , Therefore, staging of co‐primary tumors remains a delicate matter, and mutational analysis could be used to evaluate clonal relationship when considered crucial for staging and treatment decisions. In our study, we could only include 10 combined lesions and 5 patients with co‐primary tumors, identified from a dataset of 305 resected LCNEC cases in the Netherlands. The main reason for the low percentage of included patients compared with other studies is the very strict criteria we used to select a homogeneous population to secure the quality of the study. , We only selected combined LCNEC‐ADC cases and excluded cases with squamous cell carcinoma, since more is known about targetable mutations and transformation to neuroendocrine carcinomas under the course of therapy in ADC. Furthermore, we restricted selection to cases with adequately distinguishable parts of ADC and LCNEC, both sufficient for microdissection of DNA. Tumors with solely intermingled parts and tumors with amphicrine cells were not included. In conclusion, our data indicate that combined tumors with LCNEC‐ and ADC‐parts, identifiable according to WHO criteria, are clonally related, with a high rate of mutations frequently encountered in pure ADC but also pRb inactivation, associated with neuroendocrine differentiation. This finding points to a common cell of origin of both histologically different neoplastic lesions. Co‐primary, but separate LCNEC and ADC tumors were in all but one case not clonally related, indicating that these tumors should be regarded as two primary lesions instead of metastatic disease. In these cases, clonality analysis should be used if considered crucial for staging and treatment decisions.

CONFLICT OF INTEREST

All conflicts disclosed are outside the study. Bregtje C. M. Hermans reports grants from Bristol‐Myers Squibb, nonfinancial support from Abbvie; Jules L. Derks reports grants from Bristol‐Myers Squibb, nonfinancial support from Abbvie, personal fees from BMS, personal fees from Pfizer, personal fees from Boehringer‐Ingelheim, personal fees from Novartis, personal fees from Ipsen; Jan H. von der Thüsen reports personal fees from Roche, Roche Diagnostics, Bristol‐Myers Squibb, Eli Lily, MSD and grants from Bristol‐Myers Squibb and AstraZeneca; Wim Timens reports fees to Institution (UMCG) from Roche Diagnostics/Ventana, Merck Sharp Dohme, Bristol‐Myers Squibb and AbbVie; Winand N. M. Dinjens reports personal fees from Amgen, Bayer, Bristol‐Myers Squibb, Novartis and Roche, laboratory research fees from AstraZeneca, Bristol‐Myers Squibb and Abbvie; Hendrikus J. Dubbink reports grants, personal fees and nonfinancial support from AstraZeneca, personal fees from AbbVie, Bayer, Janssen, Pfizer and Lilly, nonfinancial support from Illumina, grants from Merck; Ernst‐Jan M. Speel reports grants from AstraZeneca, Pfizer, Novartis and Bayer, personal fees from Amgen, Lilly and Novartis, nonfinancial support from Abbvie and Biocartis; Anne‐Marie C. Dingemans attended advisory boards and/or provided lectures for Roche, BMS, Eli Lillly, Takeda, Boehringer Ingelheim, Astra Zeneca, Pfizer, BMS, Amgen, Novartis, MSD and Pharmamar. She received research support from Amgen. All paid to the institute. The other authors did not report conflicts of interest.

ETHICS STATEMENT

Our study has been approved by the Medical Ethical Committee of Maastricht UMC+ (14‐4‐034.8/ab) and was performed according to the regulations as defined by the ‘Dutch Federal, Human Tissue and Medical Research: Code of conduct for responsible use (2011)’, not requiring patient informed consent. Appendix S1. Supporting Information Click here for additional data file.
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