Literature DB >> 34625991

Implementing prescribing safety indicators in prisons: A mixed methods study.

Aseel S Abuzour1,2, Esnath Magola-Makina1,2, James Dunlop2, Amber O'Brien3, Wael Y Khawagi1,4, Darren M Ashcroft1,2,5, Petra Brown2,6, Richard N Keers1,2,5.   

Abstract

AIMS: To examine the prevalence of potentially hazardous prescribing in the prison setting using prescribing safety indicators (PSIs) and explore their implementation and use in practice.
METHODS: PSIs were identified and reviewed by the project team following a literature review and a nominal group discussion. Pharmacists at 2 prison sites deployed the PSIs using search protocols within their electronic health record. Prevalence rates and 95% confidence intervals (CIs) were generated for each indicator. Semi-structured interviews with 20 prison healthcare staff across England and Wales were conducted to explore the feasibility of deploying and using PSIs in prison settings.
RESULTS: Thirteen PSIs were successfully deployed mostly comprising drug-drug interactions (n = 9). Five yielded elevated prevalence rates: use of anticholinergics if aged ≥65 years (Site B: 25.8% [95%CI: 10.4-41.2%]), lack of antipsychotic monitoring for >12 months (Site A: 39.1% [95%CI: 27.1-52.1%]; Site B: 28.6% [95%CI: 17.9-41.4%]), prolonged use of hypnotics (Site B: 46.3% [95%CI: 35.6-57.1%]), antiplatelets prescribed with nonsteroidal anti-inflammatory drugs without gastrointestinal protection (Site A: 12.5% [95%CI: 0.0-35.4%]; Site B: 16.7% [95%CI: 0.4-64.1%]), and selective serotonin/norepinephrine reuptake inhibitors prescribed with nonsteroidal anti-inflammatory drugs/antiplatelets without gastrointestinal protection (Site A: 39.6% [95%CI: 31.2-48.4%]; Site B: 33.3% [95%CI: 20.8-47.9%]). Prison healthcare staff supported the use of PSIs and identified key considerations to guide its successful implementation, including staff engagement and PSI 'champions'. To respond to PSI searches, stakeholders suggested contextualised patient support through intraprofessional collaboration.
CONCLUSION: We successfully implemented a suite of PSIs into 2 prisons, identifying those with higher prevalence values as intervention targets. When appropriately resourced and integrated into staff workflow, PSI searches may support prescribing safety in prisons.
© 2021 The Authors. British Journal of Clinical Pharmacology published by John Wiley & Sons Ltd on behalf of British Pharmacological Society.

Entities:  

Keywords:  electronic health records; medication safety; patient safety; prescribing; prescribing safety indicators; prison health

Mesh:

Substances:

Year:  2021        PMID: 34625991      PMCID: PMC9297974          DOI: 10.1111/bcp.15107

Source DB:  PubMed          Journal:  Br J Clin Pharmacol        ISSN: 0306-5251            Impact factor:   3.716


What is already known about this subject

Complex medication regimens are commonly prescribed in prison settings, and therefore require careful management to minimise the risk of adverse events. Prescribing safety indicators (PSIs) have been used to enhance the safety of prescribing and monitoring, but evidence for use in prisons is limited. Evaluating the implementation and practical use of PSIs in prisons can provide insights to improve prescribing and monitoring practices in this setting.

What this study adds

We successfully deployed a tailored suite of 13 PSIs across 2 prisons to help identify patients at risk of potentially hazardous medication prescribing. Five out of 13 PSIs were associated with high prevalence between 12.5 and 46.3%. Unique contextual factors such as clinical coding and patient issues were identified by stakeholders as key factors that would influence the successful implementation and clinical response to PSI data. Our findings provide a framework for use of PSIs by other secure environments as a platform for improvement efforts, with the multidisciplinary team at its heart.

INTRODUCTION

Adults in contact with the criminal justice system or residing in prisons have greater mental and physical health needs compared to the general population. , It is acknowledged that patients make extensive use of healthcare services during imprisonment, , which presents an opportunity to improve prisoner health. However, there is evidence of varied practice in health‐care delivery between prisons , and the need to focus on the quality and safety standards of prisoner care has been emphasised in the UK. , Prescribing practice is an important factor influencing the quality and safety of prison healthcare alongside others such as staffing and complications arising from an ageing prisoner population. , For example, there is evidence of potentially inappropriate prescribing in prisons, and the chronic health needs of incarcerated patients may also be overshadowed by issues related to the frequent misuse and diversion of prescribed medication, with vigilance and risk management processes important facets of prison prescribing. Prescribing safety indicators (PSIs) have been developed to enhance the safety of prescribing. , , , PSIs are statements describing “a pattern of prescribing that could be hazardous and may put patients at risk of harm”. Clinical trials and an interrupted time–series evaluation have demonstrated that a pharmacist‐led intervention using PSIs to measure improvements in prescribing and medication monitoring safety in primary care significantly reduced the rates of potentially hazardous prescribing. , In contrast with their more extensive use and impact across primary and secondary care, there is limited evidence to date exploring the development and application of PSIs to prison settings. Exploring the prevalence of potentially hazardous prescribing, implementation and practical use of PSIs into prison electronic health records (EHRs) can provide insight into ways to improve prescribing and monitoring practices at a national scale, as all 142 prisons in England and Wales use the same EHR. This study, therefore, aimed to develop and deploy a suite of PSIs into the EHRs of 2 UK prisons to determine their prevalence, and to qualitatively explore their potential practical use to improve medication safety.

METHODS

Three study phases took place to examine the prevalence of PSIs in 2 large prisons and to explore their practical implementation and use with stakeholders from England and Wales. The first phase involved the identification and development of potential PSIs. The second was the deployment of PSIs into 2 prison electronic health records to evaluate their frequency, and the third involved interviewing prison healthcare staff to explore their views on accessing, using and responding to PSI data, including any past experience of using PSI data to improve prescribing and medication monitoring practices in prisons. Ethics approval for this study was granted by the National Research Committee on 27 July 2018 (Reference 2018–211) for Phase 1; the Health Regulatory Authority on 26 July 2019 (REC Reference 19/NW/0265) and National Research Committee on 22 May 2019 (Reference 2019–146) for Phases 2 and 3. Approvals were obtained from prison Governors for PSI development and deployment in the 2 study prisons.

Phase 1: Identification and development of candidate prescribing safety indicators

The identification and development of PSIs involved a 2‐stage process: (i) identification and development of PSIs by scoping relevant published literature and using a nominal group discussion); and (ii) reviewing/refining PSIs identified in stage 1 by the research team. Existing PSIs developed for primary, secondary and mental health‐care settings were extracted from key PSI papers in the existing literature. , , In addition, a nominal group discussion was held with prison healthcare and senior level professionals with at least 3 years' experience in UK prison settings, along with an interest in medicines management/safety and/or experience in prescribing safety and quality in prisons. The nominal question asked was, “what medication‐related errors/harms or examples of hazardous prescribing are most likely to occur in the prison setting and what is their potential severity?” Panellists generated their contributions to the nominal question and shared their responses in a round‐robin format before being discussed by the whole group. , Pre‐reading material containing potential indicators from earlier studies identified from the literature search above were raised and discussed with the panel. , Ideas generated during the discussion were prioritised by the group resulting in a list of potential harms/errors associated with prescribing and monitoring of medication (potential PSIs) alongside wider prescribing safety challenges in prisons. A total of 11 generated ideas with the potential to be PSIs were taken forward (Appendix 1). When combined with the literature search findings, a total of 100 potential PSIs were taken forward to the review stage by the research team (Appendix 2). Members of the research team (R.N.K., E.M.‐M., P.B. and J.D.) then independently reviewed the generated list of 100 potential PSIs based on: (i) their clinical importance; and (ii) feasibility for deployment within UK prison settings (Table 1). The team included 1 prison pharmacist member (J.D.) and 1 Chief Pharmacist (P.B.) involved in prisons medicines management. R.N.K. and E.M.‐M. are both practising clinical pharmacists in other sectors, and R.N.K. has expertise in medicines safety and use of prescribing safety indicators.
TABLE 1

Criteria used to review potential prescribing safety indicators based on their clinical importance (clinical impact and frequency of prescribing in prisons) and feasibility (whether relevant data needed for the indicator was routinely collected)

Clinical importanceFeasibility score
1 LowHigh feasibility
2 ModerateMedium feasibility
3 HighLow feasibility
4 Extreme
Criteria used to review potential prescribing safety indicators based on their clinical importance (clinical impact and frequency of prescribing in prisons) and feasibility (whether relevant data needed for the indicator was routinely collected) Overall suitability for each indicator was then discussed face‐to‐face amongst the research team using these 2 assessments together, and indicators with higher clinical importance and feasibility were selected by consensus to take forward to the deployment phase. Reasons for exclusion included a lack of reliable clinical coding (e.g. medical condition‐related PSIs), rare prescribing events in prison and PSIs specific to females (see below, PSI deployment sites were male prisons). This process resulted in a total of 21 PSIs taken forward to potential deployment (Appendix 3).

Phase 2: Deployment of prescribing safety indicators

Prison pharmacists (J.D. and A.O.) working in 2 male prison sites in England and Wales collaborated with the research team to operationalise and deploy 21 PSIs from Phase 1 by developing and applying search protocols within the prison EHR (Table 2 shows characteristics of the prison testing sites). These prisons were selected based on convenience sampling and prior working relationships, and the operationalisation process was supported by the EHR developer who provided training in conducting the computer searches.
TABLE 2

Prison prescribing safety indicator testing site characteristics

Prison characteristicsSite ASite B
Category C (with remand and men convicted of sexual offences [MCOSO] function)B (training prison with category A unit)
Sex MaleMale
Age range

General & MCOSO = 21+ y

Remand = youth offenders (18–21 y) and adults

21+ y
Healthcare wings One assisted mental health communityInpatient unit

Category B are prisons that are either local or training prisons. Training prisons hold long‐term and high‐security prisoners who are convicted of serious offences such as murder or rape, but are considered to be of lower risk. Category C are prisons that are training and resettlement prisons, which provide prisoners with the opportunity to develop their own skills in order to resettle back into the community on release. Prisoners in Category C are usually convicted with minor offences and shorter lengths of stay. Most prisoners are in Category C.

Prison prescribing safety indicator testing site characteristics General & MCOSO = 21+ y Remand = youth offenders (18–21 y) and adults Category B are prisons that are either local or training prisons. Training prisons hold long‐term and high‐security prisoners who are convicted of serious offences such as murder or rape, but are considered to be of lower risk. Category C are prisons that are training and resettlement prisons, which provide prisoners with the opportunity to develop their own skills in order to resettle back into the community on release. Prisoners in Category C are usually convicted with minor offences and shorter lengths of stay. Most prisoners are in Category C. Prison pharmacists used an iterative test and feedback model to validate the electronic PSI data. This involved optimising the search for PSIs using EHRs and manually checking patient records to ensure the results of the search were sensitive and specific in capturing data of the PSIs. Clinical codes were utilised for laboratory value searches, which are a thesaurus of clinical terms to record patient findings and procedures in EHR. The team preferentially selected fully automated PSIs for inclusion in the final list, due to resource constraints associated with manual screening of large numbers of patient records. The test and feedback approach resulted in the exclusion of 8 further indicators, due to: (i) the need for a combination of electronic and manual searches (5 indicators); (ii) insufficient search capacity with the EHR search tool (2 indicators); and (iii) insufficient use of the indicator medication(s) in prisons (1 indicator). Once the indicator search protocols were finalised and agreed, final searches involving 13 PSIs were conducted in July 2020. Individual reports were generated before joining them together in a Venn diagram fashion to establish all possible logical relations between the reports. Anonymised audit data extracted from prisoner health records (for each PSI) included the number of patients affected by potential PSIs (numerator), the number of patients in the at risk group (denominator) and the proportion (prevalence) affected (numerator/denominator × 100) which was expressed as a percentage with corresponding 95% confidence intervals.

Phase 3: Semi‐structured interviews to explore practical implementation of prescribing safety indicators

Semistructured telephone interviews were conducted with prison healthcare staff to explore the feasibility of deploying and using PSIs in prisons. This included barriers and enablers to accessing, viewing and responding to PSI data in prisons. The goal was to generate recommendations for the deployment and application of PSIs to prison settings. These topics were covered as part of a wider agenda to explore the processes and factors influencing safe prescribing and medication monitoring in prisons. Briefly, a flyer to publicise the study was emailed and circulated via social media and shared professional networks across England and Wales. Prison healthcare staff such as general practitioners (GPs), psychiatrists, pharmacists, nurse prescribers and other clinicians/managers with a minimum of 3 years prison‐based experience and an interest in medicines management/safety were invited to participate. Those who expressed interest in participating were sent pre‐reading material containing background information about PSIs and their use. Written/verbal consent was obtained from participants prior to conducting interview. The interview schedule included questions related to challenges to medication and prescribing safety and potential improvement strategies. Topics covered relating to PSIs and medication safety, and participants' experience of their deployment/impact in prisons are included in Appendix 4 and are the focus of this paper. Interviews took place from October 2019–July 2020, were digitally audio‐recorded and anonymised transcripts imported into NVivo 12 (QSR) for coding using inductive thematic analysis. Interviews were independently coded by E.M.‐M. and A.A., with a third author (R.N.K.) reading 50% of transcripts and contributing to the development of the final analytical framework that was agreed by these 3 authors.

RESULTS

Thirteen fully automated PSIs were successfully deployed that consisted of 9 drug–drug interaction, 2 drug monitoring, 1 drug‐duration and 1 drug–age indicators. Medications featuring in the PSIs included 3 mood stabilisers, 2 opioids, 2 antipsychotics, 2 antidepressants, 2 cardiovascular system agents, 1 anxiolytic, and 1 anticholinergic. Table 3 shows the proportion of patients in both prisons triggered by these 13 PSIs, including the number affected and the number of patients in the at risk group. The prevalence of patients affected by a PSI in Site A ranged between 0–39.6%, and in site B this ranged between 0–46.3%. Five PSIs had 0% prevalence in both sites, 4 of which were related to lithium.
TABLE 3

Number and prevalence values of patients affected by prescribing safety indicators at each prison site

Prescribing safety indicator and sourceTypeAssociated riskNumber of patients affected by PSI in site ANumber of patients affected by PSI in site BNumber of patients in the at risk group of site ANumber of patients in the at risk group of site BPrevalence in site A (%, 95% CI)Prevalence in site B (%, 95% CI)
Coprescribed opioid with methadone/buprenorphine. 14 [Identified from NGD]Drug–drug interactionRisk of sedation, respiratory depression6133491741.7 (0.4–3.1)7.5 (4.0–12.4)
Coprescribed opioid and gabapentin/pregabalin. [Identified from NGD]Drug–drug interactionRisk of sedation, respiratory depression673421381.8 (0.7–3.8)5.1 (2.1–10.2)
Lithium prescribed in conjunction with NSAID. 14 Drug–drug interactionIncreased risk of toxicity00100.00.0
Prescribed benzodiazepine, Z‐drug or sedating antihistamine for >1 mo. 19 Drug durationRisk of prolonged sedation, confusion, impaired balance, falls13821824.8 (0.0–13.9)46.3 (35.6–57.1)
Prescribed SSRI/SNRIs with NSAID or antiplatelet with no GI protection. 14 , 19 Drug–drug interactionIncreased risk of GI bleeding53171345139.6 (31.2–48.4)33.3 (20.8–47.9)
Coprescribed SSRI/SNRIs with NOACs or warfarin. 19 Drug–drug interactionIncreased risk of bleeding1514511403.3 (1.9–5.4)0.7 (0.0–2.1)
Coprescribed lithium with ACEi or ARB. 19 Drug–drug interactionRisk of lithium toxicity, which can cause tremor, dysarthria, ataxia and confusion0052450.00.0
Coprescribed lithium with a diuretic (loop/thiazide). 14 Drug–drug interactionRisk of lithium toxicity, which can cause tremor, dysarthria, ataxia and confusion, and risk of hypokalaemia which increase the risk of torsade de pointes0020200.00.0
Lithium prescribed for at least 6 mo without monitoring U&E or thyroid function during the 6‐mo period. 19 Drug monitoringRisk of lithium toxicity and renal impairment; risk of thyroid disorder00100.00.0
A medication with medium/high anticholinergic activity prescribed to a patient aged ≥65 y. 19 Drug–ageRisk of falling and fracture, risk of acute confusion, urinary retention1817315.9 (0.2–28.7)25.8 (10.4–41.2)
Warfarin prescribed concomitantly with a NSAID. 14 Drug–drug interactionIncreased risk of bleeding003762090.00.0
Antiplatelet prescribed to a patient concomitantly with a NSAID without GI protection. 14 , 43 Drug–drug interactionIncreased risk of bleeding118612.5 (0.0–35.4)16.7 (0.4–64.1)
Antipsychotic prescribed for at least 12 mo without monitoring blood glucose, weight or lipid profile within the previous year. 19 Drug monitoringRisk of metabolic adverse effects2518646339.1 (27.1–52.1)28.6 (17.9–41.4)

ACEi/ARB: angiotensin‐converting enzyme inhibitor/angiotensin‐receptor blocker; CI: confidence interval; GI: gastrointestinal; NGD: nominal group discussion; NOAC: novel oral anticoagulant; NSAID: nonsteroidal anti‐inflammatory drug; SSRI/SNRI: selective serotonin/norepinephrine reuptake inhibitor; U&E: urea and electrolytes).

Number and prevalence values of patients affected by prescribing safety indicators at each prison site ACEi/ARB: angiotensin‐converting enzyme inhibitor/angiotensin‐receptor blocker; CI: confidence interval; GI: gastrointestinal; NGD: nominal group discussion; NOAC: novel oral anticoagulant; NSAID: nonsteroidal anti‐inflammatory drug; SSRI/SNRI: selective serotonin/norepinephrine reuptake inhibitor; U&E: urea and electrolytes). Data across sites A and B revealed elevated prevalence values for prescribing selective serotonin reuptake inhibitors (SSRI)/selective norepinephrine reuptake inhibitors (SNRI) with nonsteroidal anti‐inflammatory drugs (NSAIDs) or antiplatelets with no gastrointestinal (GI) protection (A: 39.6% (95%CI: 31.2–48.4); B: 33.3% (95%CI:20.8–47.9)), prescribing antiplatelets with NSAIDs without GI protection (12.5% (95%CI: 0.0–28.7); 16.7% (95%CI:0.4–64.1)), and prescribing antipsychotics for at least 12 months without monitoring blood glucose, weight or lipid profile within the previous year (39.1% (95%CI:27.1–52.1); 28.6% (95%CI:17.9–41.4)). Site B also had high prevalence values for patients who were prescribed benzodiazepines, Z‐drugs or sedating antihistamines for >1 month (46.3% [95%CI:35.6–57.1]) and prescribing a medication with medium/high anticholinergic activity to a patient aged ≥65 years (25.8% [95%CI:10.4–41.2]). Zero prevalence values were reported for 5 indicators from both sites, of which 4 were related to lithium.

Practical implementation and utility of prescribing safety indicators in prisons (interviews)

A total of 20 prison healthcare staff were interviewed to explore the practical use of PSI data in prisons. This included 10 pharmacists, 6 GPs, 3 psychiatrists and 1 nurse. Of these, 9 participants (5 pharmacists, 3 GPs and 1 psychiatrist) reported to have some existing experience with PSIs, which involved prescribing quality/safety audits and clinical reports. Four key themes emerged from the data: (i) accessing PSIs; (ii) usability of PSIs; (iii) reviewing and reporting PSIs; and (iv) responding to PSIs.

Accessing PSIs

To optimise searching for PSIs using the EHR, respondents with direct experience working on PSIs recognised the need for accurate coding of patient data related to diagnoses, prescribing and monitoring. Participants reported a number of barriers related to inconsistencies in data‐entry using clinical codes into the her, which made conducting PSI searches complex. Some reported that clinical codes were at times entered either incorrectly, were not documented, or were not used in certain specialties such as psychiatry. In some cases, the variation in clinical coding was as a result of different professions coding differently. Participants recognised that more training is needed to use the EHR to its full potential. “They're (GPs) generally very good at [clinical] codes because it's a system they use in primary care. The psychiatrists use ICD‐10, we use completely different systems to code what we diagnose. We don't really use the [clinical] code system or in psychiatry in the community here.” (Interview 7, Psychiatrist). Variation in the use of the EHR between prisons affected the perceived feasibility of implementing PSI searches into practice. If clinical codes were not entered correctly, searching for specific patients proved to be difficult and time‐consuming. Participants felt that the EHR could be better utilised to support PSI searches if an interface/data sharing between GP and prison settings occurred to ensure continuity in patient care when prisoners were released. “So [EHR], it has no interface with GPs and the outside … I think the drug‐seeking behaviour would be curbed and I think the documentation and continuity would be so much more accurate and easier. And it would also sort the problem out of, if this audit was run, it pointed out that this PSI has not been met, that information would transfer to wherever the prisoner is going.” (Interview 2, Pharmacist).

Usability of PSIs

A number of factors influenced the applicability and usability of PSIs in practice. This included staff motivation and engagement to use PSIs, their time and capacity, the type of prison and service offered and who would have responsibility for generating this data. Recognising the potential for increased workload associated with conducting a PSI search, the majority of participants who were mainly pharmacists or GPs emphasised the need to delegate a member of staff to generate PSI reports. However, not all prisons were reported to have regular staff or an on‐site pharmacy service and some mentioned relying on locum GPs to provide routine clinical services. The majority of participants stated that employed pharmacists or nurses would be ideal to conduct regular PSI searches and to also support continuity of patient care. Those with prior experience of using prescribing safety/quality indicators reported devising methods to overcome staffing issues such as using central reporting teams and EHR data analysts to search and submit PSI reports. “Because we're doing this centrally, and sending back something that looks quite pretty to the teams, then I think it's used more because we send something out as an end product, in terms of graphs, and something with dashboards, something looking nice.” (Interview 12, Pharmacist). Many participants described the importance of engaging healthcare staff to use PSIs by explaining their rationale for use and how the reports may be used to their advantage. This included the benefits at an organisational level, such as using PSI reports to conduct audits, monitor the implementation of new guidance, and improve prescribing and monitoring practices. One participant commented that staff may be more inclined to adopt PSIs if the benefits outweighed the workload burden. “As long as they believe this is a real risk and by doing the thing that they need to do reduces that risk, that provides benefit then I think they would take it on.” (Interview 3, Pharmacist). A couple of participants stated that prison management considered nonpatient facing work to be unproductive and therefore PSI activity would probably be deemed as noncommissioned “clinical governance work” (Interview 17, GP). One participant commented that embedding this task into service specifications and job roles could help resolve this issue.

Reviewing and reporting PSIs

Participants with experience of PSIs described the need to check the validity of the search and have the ability to interpret them accurately. This was the case when administrative staff were tasked to conduct a patient search and were unable to clinically interpret the results. “So I think our [EHR] sort of user experts have looked at it, but they don't have the clinical knowledge to interpret … so they don't know what they can and can't tweak within the kind of the clinical aspects of the report; so there's not been that joint bit of work which would be useful I think.” (Interview 4, Pharmacist). Participants also reported the need to manually check that there is indeed a real risk to the patient identified as being affected by a PSI—filtering patients with a theoretical risk that is acceptable in clinical practice was 1 example discussed by this participant. “So say we had 19 patients who are on Bisoprolol for asthma or COPD [chronic obstructive pulmonary disease] but it's all cool, it's all fine, the benefits outweigh the risks, it's okay. They'll always remain on those indicators at the moment” (Interview 14, Pharmacist). In addition to engaging healthcare staff to use PSIs, 1 pharmacist stated that GPs were more likely to initiate action plans if reports were presented in an accurate and understandable format, which would help them save time. Many participants also mentioned the importance of engaging healthcare staff to utilise PSIs by delegating a PSI‐champion to drive it forward. “You do generally need somebody who's interested in it [PSI reports]. If it was a huge safety concern … I think they [GPs] would generally do it. But if it was something like, let's look at all patients on something, they all need reviewing, then that might take a bit of … getting somebody engaged to do it. And you find different sites react in different ways.” (Interview 14, Pharmacist).

Responding to PSIs

A common theme to addressing PSI reports was intraprofessional collaboration. Many healthcare staff reported having regular medication management meetings to promote a safer prescribing culture and address challenges to prescribing in prisons. This included difficulties in approaching aggressive or verbally abusive patients and the need to devise a consistent intraprofessional approach to communicating with patients if the prescriber changes or discontinues certain medications. A few participants commented that the unique nature of a prison settings resulted in prescribers having more responsibility and accountability for patients. Assessing patients in a holistic manner based on their clinical profile and context was reported to influence how healthcare staff may choose to respond to PSIs, such as the patient's willingness to change medication, risk of suicide/self‐harm/medication diversion and any potential drug–drug interaction of prescribed medicines with illicit drugs. “We provide the teams, on a monthly basis, with a medicines optimisation dashboard, and the patient safety indicators only form one strand of that dashboard … we also track prescribing trends of abusable medicines, formulary compliance, numbers of medicines, reconciliations, that have completed, there's a few substance misuse measures in there, a few antibiotic stewardship measures” (Interview 12, Pharmacist). By devising methods through intraprofessional collaboration to improve prescribing and monitoring, participants commented that PSI reports could also be used in patient consultations to make patients aware of the rationale for medication changes. “It's useful to show patients, isn't it? To say actually look, this has flagged up. I'm not making it up. I'm not having a bad day.” (Interview 1, General Practitioner). Ultimately, the implementation of PSIs in prison settings was perceived by stakeholders to rely on a series of stages that supported the development of a report with action plans to address the results from the PSI search. This has been summarised in Figure 1.
FIGURE 1

Processes involved for the implementation of prescribing safety indicators in prison settings

Processes involved for the implementation of prescribing safety indicators in prison settings

DISCUSSION

We have successfully deployed a suite of PSIs in prisons to examine their prevalence whilst also exploring their practical utilisation in order to understand their optimal deployment and use. Our findings highlight that particular PSIs may be common and pose an important threat to patient safety in this setting, making them a potential improvement target. Alongside this we identify key considerations and strategies supporting successful implementation of PSIs, many of which reflect characteristics unique to the prison environment and its patient population. We envisage that use of these PSIs and our interview findings will support prison health‐care staff to understand and take mitigating action against potentially hazardous prescribing in their care settings, whilst also providing opportunities for the development or adoption of new medication safety improvement interventions. By focusing on high risk prescribing and harnessing the potential of EHRs, our work supports national and international health‐care strategy goals to improve medication safety across care settings. , Our findings reveal that the indicators SSRI/SNRIs with NSAIDs/antiplatelets without GI protection, antipsychotics prescribed for at least 1 year without monitoring blood glucose, weight or lipid profile within the previous year, and antiplatelets prescribed with NSAIDs without GI protection were commonly reported across both study sites. Studies show that patients in prisons have a raised prevalence of mental disorders , and psychotropic medication prescribing with 47.9% of women and 16.9% of men prescribed at least 1 psychotropic medicine in English prisons. This may later result in further health complications due to the increased risk of cardiovascular disease and cardiovascular‐related mortality in patients with severe mental illness. In addition, the prescribing of hypnotics for >1 month, and anticholinergics with medium or high activity to patients older than 65 years were also found to be common in Site B. With the number of older incarcerated patients increasing the numbers potentially exposed to anticholinergic medications and heightened bleeding risk may also rise. For example, recent studies reveal that strong anticholinergic medicines are associated with an increased risk of developing dementia and that advancing age is an established risk factor for GI bleed when prescribed other medications such as SSRIs/SNRIs, which are known to increase this risk. , The variation in the prevalence of some indicators between our study sites reveals that prescribing patterns and hence the level of risk from PSIs in prisons may vary, as it does in general practice. Indeed, studies from primary care also reveal variability in high‐risk prescribing between practices. There may be opportunities to standardise prescribing practice in prisons, whilst also taking into consideration local issues for targeted practice interventions. Whilst prisoner turnover can be high, it is important that adequate medication monitoring is carried out. The opportunity to treat patients in prison settings and continue to care for their health outside can be obstructed due to the lack of system interoperability with GP practices. Moreover, prisons that rely heavily on locum staff may result in additional medication monitoring barriers due to the lack of prescriber continuity. Conversely, the prescribing of SSRI/SNRIs with novel oral anticoagulants or warfarin, and the coprescribing of opioids with either methadone/buprenorphine or gabapentin/pregabalin was less commonly observed across both study sites. The apparent low prevalence of coprescribing gabapentinoids in both sites may reflect increased awareness nationally among prescribers of the risk of diversion of these medicines as currency to obtain illicit drugs in prison as well as elevated reports of drug‐related deaths among prisoners from opioids and gabapentinoids. Our study revealed key practical considerations associated with running and responding to PSI searches in prison settings. Whilst we were able to operationalise and deploy 13 fully automated searches, which may reduce workload associated with creating indicators locally, our findings highlight that these PSI searches depend upon accurate data entry into the EHR and interoperability with primary and secondary care settings. Other key considerations included staff time, capacity and engagement to search PSIs, the ability to validate and interpret results from a PSI search and supporting methods of responding to PSI searches through intraprofessional collaboration. As with our study, others have identified the need for a designated staff member to act as the change agent when responding to errors through intraprofessional collaboration. , Within the PINCER trial, the pharmacist took a lead with this role, and received training and spent time establishing working relationships with general practice staff, which helped them become familiar with contextual information to provide implementation support. Moreover, conducting a PSI search would need to be viewed as an important task that would also need to be sustained as part of normal work practices. Healthcare staff in our study emphasised the need to engage staff to use PSIs by rationalising the benefit of using PSIs in their practice, which has been reported elsewhere. , , Whilst our findings reveal apparent similarities between prison health care and other settings in the important facets supporting successful PSI delivery processes, they also identify challenges more unique to the secure environment and its patients. These include issues relating to limitation in which PSIs may be possible to search due to incomplete clinical coding in records; consistent availability of clinical staff to lead PSI searches and respond to PSI data; and taking action to address PSI data in a way that holistically reflects patient‐prisoner characteristics. Our study supports wider evidence , , that medication management in prisons may be fragmented. Continuity of care is affected both during incarceration (e.g. varying staff, turnover) and the transfer of patients into/from prisons. We have provided suggestions for how improvement may be realised using PSIs, with key considerations that reflect the unique prison setting. Utilising the prison EHR as the host of PSI searches may also enable rapid and consistent PSI searches at scale. There is therefore now the opportunity for health‐care leaders and researchers to conduct further work to upscale this project and widen automated access to this data (for example, as part of a national medication safety dashboard) alongside using it as a basis for remedial intervention development, which will address key medicines safety improvement goals (for example concerning safety measurement). , ,

Study strengths and limitations

Our study has the following limitations. It was restricted to adult male prisons, which meant we that were unable to explore indicators and risk profiles specific to women's prisons and young offender institutions. We chose to exclude women's prisons to be broadly generalisable, as female prisoners make up <5% of the overall prison population. Nonetheless, our indicators could potentially be applied to women prisons. We were unable to deploy PSIs that required manual searching due to resource constraints (although we do present these in the Appendix). In addition, it was not possible to interview prisoners or prison IT staff, which may have been useful when exploring how to optimise and address PSI search results. A key strength of our study is that we explored in‐depth the practicality of PSI implementation and use in clinical practice with a range of stakeholders that included those with prior experience of PSI implementation in this setting. Despite restricting deployment of the PSIs to 2 large prisons, we are confident that our pragmatic design can be replicated to measure the prevalence of PSIs in other secure environments.

CONCLUSION

Prescribing safety indicators were successfully implemented into the EHR of 2 large prisons, with a subgroup of indicators associated with elevated prevalence targeted for intervention. We also identified important factors underpinning the key steps to successfully implementing and using PSI data in prisons, some of which reflected this unique environment and its patient population. These findings form a foundation from which others may deploy their own PSI suites to facilitate prescribing safety improvement and address international safety priorities.

COMPETING INTERESTS

The authors have no conflicts of interest to declare that are relevant to the content of this article.

CONTRIBUTORS

R.N.K., P.B., J.D., E.M.‐M. and D.M.A. originated the concept and contributed to the design of the study. E.M.‐M. led recruitment, data collection and analysis for the nominal group discussion supported by R.N.K. R.N.K., E.M.‐M., P.B. and J.D. reviewed and refined potential prescribing safety indicators, supported by W.K. J.D. and A.O. operationalised and deployed prescribing safety indicators into electronic health records to generate prevalence data, supported by R.N.K, A.A. and D.M.A. E.M.‐M. led on recruitment and data collection for the staff interviews, supported by R.N.K. E.M.‐M. and A.A. analysed staff interview data, supported by R.N.K. A.A. prepared the study manuscript. All authors critically evaluated and approved the final manuscript.

TABLE A1 Ideas with the potential to be prescribing safety indicators generated from the nominal group discussion (NGD)

Grouped themesIdeas generated

Specific central nervous system groups

Methadone prescribed with QT‐prolonging drugs without electrocardiogram
Coprescribed opioid with methadone
Methadone prescribed with gabapentin/pregabalin
Prescribing opioid drugs with high dose of buprenorphine
No methadone dose reduction after stopping tuberculosis medicines
Gabapentinoids prescribed in substance misusers

Medicines use

Prescribing sodium valproate in women without contraception/consent issues
Antipsychotic load British National Formulary percentage maximum dose exceeded
Nicotine replacement therapy patches and concurrent use of vaping, and over 12 wk of nicotine replacement therapy prescribed
Clozapine prescribed with nicotine replacement therapy
Practitioner behaviour Dual antiplatelet therapy that is not stopped when appropriate

TABLE A2 Prescribing safety indicators generated from nominal group discussion and literature review which were reviewed by members of the research team

GROUPINDICATORASSOCIATED RISK
1OPIOIDMethadone prescribed with QT‐prolonging drugs without electrocardiogramRisk of QT prolongation that can lead to potentially fatal torsade de pointes arrhythmia
2OPIOIDCoprescribed opioid with methadoneRisk of sedation, respiratory depression
3OPIOIDCoprescribed methadone with gabapentin/pregabalinRisk of sedation, respiratory depression
4OPIOIDPrescribing opioid based analgesia with high dose buprenorphineRisk of sedation, respiratory depression
5OPIOIDNo methadone dose reduction after stopping tuberculosis medicinesIncreased risk of methadone overdose
6OPIOIDOpioid patch prescriptionIncreased risk of abuse/diversion
7OPIOIDTramadol prescribed with opioids in wrong preparation (24 h/12 h)Toxicity or subtherapeutic dose
8OPIOIDTramadol prescribed concomitantly with a monoamine oxidase inhibitorIncreased risk of serotonin syndrome
9OPIOIDTramadol prescribed concomitantly with antiepilepticsIncreased risk of seizures in patients with uncontrolled epilepsy
10ANTI‐EPILEPTICSGabapentinoids prescribed in substance misusersIncreased risk of sedation, respiratory depression
11ANTI‐EPILEPTICSPrescribing sodium valproate in women of child‐bearing potential without contraception/consent issuesIncreases the risk of birth defects
12Nicotine replacement therapy (NRT)NRT—patches and concurrent use of vaping + over 12 wk of NRTRisk of nicotine overdose
13ANTIPSYCHOTICSClozapine with NRTDose adjustment may be required if smoking stopped/started during treatment
14ANTIPSYCHOTICSClozapine dose not adjusted or omitted in a patient with a clozapine concentration above therapeutic range 600 μg/LIncreased risk of adverse effects
15ANTIPSYCHOTICSClozapine prescribed without monitoring lipid profile and weight every 3 mo for the first year, then yearly.Increased risk of adverse effects—cardiovascular disease
16ANTIPSYCHOTICSClozapine prescribed without monitoring fasting blood glucose tested at baseline, after 1 mo treatment, then every 6 moIncreased risk of adverse effects—elevated blood sugar
17ANTIPSYCHOTICSClozapine prescribed without monitoring blood pressure (sitting and standing) at baseline, after 1, 2, 3 and 6 mo and annuallyIncreased risk of adverse effects—cardiovascular disease, tachycardia
18ANTIPSYCHOTICSClozapine prescribed without monitoring leucocyte and differential blood counts weekly for 18 wk then fortnightly for up to 1 y, and then monthlyRisk of potentially fatal agranulocytosis, contraindicated with past medical history of agranulocytosis and neutropenia
19ANTIPSYCHOTICSClozapine prescribed to a patient with leukocyte count <3000/μL or if absolute neutrophil count <1500/μL

Increased risk of neutropenia

Risk of agranulocytosis

20ANTIPSYCHOTICSPrescribing clozapine with anticholinergic medicineRisk of constipation and potentially fatal risk of intestinal obstruction, faecal impactioncand paralytic ileus
21ANTIPSYCHOTICSPrescribing antipsychotics for patients with prolonged QTc intervalRisk of potentially fatal torsade de pointes arrhythmia
22ANTIPSYCHOTICSPrescribing antipsychotics without monitoring full blood count (FBC), urea and electrolytes (U&Es), prolactin, liver function tests (LFTs), glucose, weight, or lipid profile annually

FBC: risk of blood dyscrasias

U&Es: to avoid overdose and electrolyte abnormalities than can increase the risk of QTc prolongation

Prolactin: risk of hyperprolactinaemia

LFTs: risk of increasing liver enzymes and hepatic disorders glucose, weight, or lipid profile: risk of metabolic adverse effects

23ANTIPSYCHOTICSPrescribing antipsychotics without monitoring prolactin at baseline and 6 mo after starting therapyRisk of hyperprolactinaemia
24ANTIPSYCHOTICSPrescribing antipsychotics without monitoring glucose, weight, lipid profile at baseline and 3 mo after starting therapyRisk of metabolic adverse effects
25ANTIPSYCHOTICSAntipsychotic load British National Formulary (BNF) percentage max dose exceededRisk of toxicity
26ANTIPSYCHOTICSPrescribing antipsychotic with QT prolonging drugs (antiarrhythmic with QT interval‐prolonging properties [e.g. amiodarone, disopyramide, flecainide, and sotalol], macrolides, azole antifungal, moxifloxacin, citalopram and escitalopram)Risk of QT prolongation that can lead to potentially fatal torsade de pointes arrhythmia)
27ANTIPSYCHOTICSZuclopenthixol acetate prescribed in combination with regular antipsychoticsRisk of QT prolongation that can lead to potentially fatal torsade de pointes arrhythmia
28ANTIPSYCHOTICSPrescribing high dose antipsychotics (above BNF 100% maximum)Risk of anticholinergic and extrapyramidal effects
29ANTIPSYCHOTICSLithium dose not adjusted or omitted in a patient with a lithium concentration above the therapeutic range (>1.0 mmol/L)Risk of lithium toxicity
30ANTIPSYCHOTICSLithium prescribed in conjunction with newly prescribed nonsteroidal anti‐inflammatory drugs (NSAIDs) without dose adjustment or increased monitoringIncreased risk of toxicity
31ANXIOLYTICSPrescribing benzodiazepines or Z‐drugs for patients aged ≥ 65 yIncreased risk of falling and fracture
32ANXIOLYTICSBenzodiazepine or benzodiazepine‐like drug prescribed to a patient with chronic obstructive pulmonary diseaseRisk of respiratory depression
33ANXIOLYTICS

Benzodiazepines prescribed long term (i.e. >2–4 wk)

Benzodiazepine‐like drugs (e.g. zopiclone) prescribed long term (i.e. >2–4 wk)

Risk of dependence and withdrawal reactions

34
35ANXIOLYTICSPrescribing benzodiazepine, Z‐drugs or sedating antihistamine for >1 moRisk of prolonged sedation, confusion, impaired balance, falls
36ANXIOLYTICSBenzodiazepine or benzodiazepine‐like drug prescribed during pregnancyRisk of neonatal withdrawal symptoms
37ANXIOLYTICSPrescribing 2 benzodiazepines or Z‐drugs concurrentlyIncreased risk of falling and fracture
38ANXIOLYTICSCoprescribing benzodiazepines or Z‐drugs with strong CYP3A4 inhibitorIncreases exposure, which results in reduced psychomotor functioning and prolonged sedation
39ANTIDEPRESSANTSPrescribing tricyclic antidepressants for patients aged ≥65 y except in low dose for neuropathic pain

Highly anticholinergic, sedating, and cause orthostatic hypotension

Age

40ANTIDEPRESSANTSPrescribing bupropion for patients aged ≥65 yMay lower seizure threshold
41ANTIDEPRESSANTSTricyclic antidepressant prescribed at the same time as a monoamine oxidase inhibitor (MAOi)Increased risk of serotonin syndrome
42ANTIDEPRESSANTSSelective serotonin reuptake inhibitor (SSRI) prescribed concomitantly with tramadolIncreased risk of serotonin syndrome
43ANTIDEPRESSANTSSSRI prescribed concomitantly with/without appropriate prophylaxis with antisecretory drugs or mucosal aspirin protectantIncreased risk of gastrointestinal bleeding
44ANTIDEPRESSANTSCitalopram prescribed concomitantly with other QT‐prolonging drugsIncreased risk of arrhythmias
45ANTIDEPRESSANTSPrescribing SSRI/selective norepinephrine reuptake inhibitors (SNRIs) with NSAID or aspirin with no gastrointestinal protectionIncreased risk of gastrointestinal bleeding
46ANTIDEPRESSANTSPrescribing SSRI/SNRIs with novel anticoagulants or warfarinIncreased risk of bleeding
47ANTIDEPRESSANTSCoprescribing SSRI/SNRIs with linezolidIncreased risk of serotonin syndrome
48ANTIDEPRESSANTSCoprescribing SSRI with tramadolIncreased risk of serotonin syndrome
49ANTIDEPRESSANTSCoprescribing MAOi with amphetamine and its derivativesRisk of potentially fatal hypertensive crisis and/or serotonin syndrome
50ANTIDEPRESSANTSCoprescribing MAOi with opioidsIncreased risk of serotonin syndrome, and opioids toxicity
51ANTIDEPRESSANTSCoprescribing MAOi with levodopaRisk of serious and potentially life‐threatening hypertensive reaction
52ANTIDEPRESSANTSCoprescribing MAOi with carbamazepineIncreased risk of serotonin syndrome
53ANTIDEPRESSANTSCoprescribing MAOi with sumatriptanRisk of serotonin syndrome, MAOIs increases the exposure to sumatriptan
54ANTIDEPRESSANTSCoprescribing MAOi for pregnant womenIncreased risk of neonatal malformations
55ANTIDEPRESSANTSCoprescribing citalopram, escitalopram, clomipramine or venlafaxine with QT‐prolonging drugsIncreased risk of arrhythmias
56ANTIDEPRESSANTSCoprescribing fluvoxamine with theophyllineRisk of theophylline toxicity
57ANTIDEPRESSANTSCoprescribing trazodone with hepatitis C virus antiviralCause QT prolongation that can lead to potentially fatal torsade de pointes arrhythmia
58ANTIDEPRESSANTSCoprescribing antidepressants with selegilineIncreased risk of serotonin syndrome
59MOOD STABILISERSCoprescribing carbamazepine with strong CYP3A4 inhibitorRisk of carbamazepine toxicity which can cause dizziness, diplopia, ataxia and mental confusion
60MOOD STABILISERSCoprescribing carbamazepine with oral or intravaginal contraceptives, patches or pure progestogen pillsRisk of failure of contraception and risk of foetal malformation
61MOOD STABILISERSCoprescribing carbamazepine with warfarin/direct oral anticoagulantsRisk of reducing anticoagulation effect which can cause blood clots
62MOOD STABILISERSCoprescribing carbamazepine with clozapineRisk of reducing clozapine concentration, risk of blood dyscrasias and risk of fatal pancytopenia or neuroleptic malignant syndrome
63MOOD STABILISERSCoprescribing carbamazepine for pregnant womenIncreases the risk of neural tube defects
64MOOD STABILISERSCoprescribing lithium with angiotensin converting enzyme inhibitor/angiotensin receptor blockerRisk of lithium toxicity which can cause tremor, dysarthria, ataxia and confusion
65MOOD STABILISERSCoprescribing lithium with diureticsRisk of lithium toxicity which can cause tremor, dysarthria, ataxia and confusion, and risk of hypokalaemia which increase the risk of torsade de pointes
66MOOD STABILISERSCoprescribing lithium with NSAIDRisk of lithium toxicity which can cause tremor, dysarthria, ataxia and confusion
67MOOD STABILISERSCoprescribing valproic acid with lamotrigineRisk of increasing lamotrigine concentrations and cause sedation, tremor, ataxia, fatigue and rash
68MOOD STABILISERSCoprescribing valproic acid with carbapenemsDramatically decreases the serum concentration of valproate—reduced concentration of valproic acid may lead to increased risk of clinical deterioration, e.g. seizures, mental illness)
69MOOD STABILISERSWomen of childbearing potential prescribed valproateRisk of congenital malformations
70MOOD STABILISERSPrescribing lamotrigine with hormonal contraceptive or combination pillsRisk of failure of contraception
71MOOD STABILISERSPrescribing carbamazepine without monitoring U&E and plasma levels of carbamazepine every 6 moRisk of carbamazepine toxicity which can cause dizziness, diplopia, ataxia and mental confusion
72MOOD STABILISERSLithium preparation not prescribed by brandIncreased risk of toxicity or therapeutic failure
73MOOD STABILISERSLithium prescribed in the first trimester of pregnancyRisk of teratogenicity, including cardiac abnormalities
74Attention deficit hyperactivity disorder (ADHD)Prescribing clonidine with propranololRisk of bradycardia and hypotension
75ADHDMethylphenidate modified‐release not prescribed by brandIncreased risk of toxicity or therapeutic failure
76ADHDPrescribing any ADHD medication without monitoring heart rate, blood pressure, height and weight at baselineRisk of raised heart rate and blood pressure, and risk of growth suppression
77ADHDPrescribing any ADHD medication without monitoring heart rate and blood pressure every 6 moRisk of raised heart rate and blood pressure
78ANTIDEMENTIAPrescribing 2 anticholinesterase inhibitorsRisk of accumulation of side effects
79ANTICHOLINERGICSPrescribing 2 anticholinergics with at least 1 of them strong or moderateIncreased risk of cognitive impairment, falls and all‐cause mortality in older people
80Cardiovascular system (CVS)Dual antiplatelet therapy that is then not stoppedIncreased risk of bleeding
81CVSContinuing of deep vein thrombosis treatment because no plan in placeIncreased risk of bleeding
82CVSDigoxin prescribed at a dose >125 mg daily to a patient with renal impairmentIncreased risk of digoxin toxicity
83CVSWarfarin prescribed with any antibiotic without international normalised ratio monitoring within 5 dIncreased risk of bleeding
84CVSWarfarin prescribed concomitantly with a NSAIDIncreased risk of bleeding
85CVSClopidogrel prescribed to a patient concomitantly with a NSAIDIncreased risk of bleeding
86CVSVerapamil prescribed with β‐ blockerIncreased risk of heart block, bradycardia
87CVSLow‐molecular‐weight heparin omitted to be prescribed for prophylaxisIncreased risk of thrombosis
88ENDOCRINEMetformin prescribed to a patient with estimated glomerular filtration rate <30 mL min−1 (1.73 m)−2 Increased risk of lactic acidosis
89ENDOCRINEWeekly dose of an oral bisphosphonate prescribed dailyRisk of hypocalcaemia
90INFECTIONPenicillin prescribed to a patient with a history of penicillin allergyRisk of hypersensitivity reactions
91INFECTIONPenicillin‐containing compound prescribed to a penicillin‐allergic patient without reasoning (e.g. a mild or nonallergy such as diarrhoea or vomiting entered as an allergy where the indication for penicillin is compelling)Risk of hypersensitivity reactions
92INFECTIONGentamicin prescribed to a patient with renal impairment without dose adjustmentIncreased risk of toxicity
93INFECTIONVancomycin prescribed intravenously to a patient with renal impairment without dose adjustmentIncreased risk of toxicity
94INFECTIONQuinolone prescribed to a patient who is also receiving theophyllinePossible increased risk of convulsions
95IMMUNOSPRESSIONOral methotrexate prescribed to a patient with an inappropriate frequencyIncreased risk of toxicity
96IMMUNOSPRESSIONMethotrexate prescribed without folic acidIncreased risk of mucosal and gastrointestinal side‐effects and hepatotoxicity
97IMMUNOSPRESSIONCoprescribing of methotrexate 2.5 and 10 mgIncreased risk of dosing error and toxicity
98IMMUNOSPRESSIONPrescription of methotrexate without record of LFT in previous 3 moRisk of hepatic dysfunction undetected
99IMMUNOSPRESSIONPrescription of methotrexate without record of FBC in previous 3 moBlood dyscrasias reported, including fatalities and risk of going undetected
100ANALGESIAMore than 1 paracetamol‐containing product prescribed to a patient at a timeMaximal dose exceeded, risk of liver toxicity

TABLE A3 Final list of prescribing safety indicators taken forward to deploy into prison electronic health records

INDICATORDurationPatients at risk of prescribing safety indicator (denominator)Patients receiving prescribing safety indicator (numerator)ASSOCIATED RISK
Coprescribed opioid with methadone/buprenorphine6 moPrescribed any opioid or methadone during the 6‐month periodPrescribed any opioid and concurrently prescribed methadone during the 6‐mo periodRisk of sedation, respiratory depression
Coprescribed opioid with gabapentin/pregabalin6 moPrescribed opioid or gabapentin/pregabalin during the 6‐month periodConcurrently prescribed gabapentin/pregabalin and opioid during the 6‐mo periodRisk of sedation, respiratory depression, mortality
Antipsychotic prescribed for at least 12 months without monitoring glucose, weight or lipid profile within the previous year13 moPrescribed any antipsychotic in month 1 and again in month 13Have not had glucose, weight and/or lipid profile test within the screening 13‐mo periodRisk of metabolic adverse effects
Prescribing antipsychotic with QT‐prolonging drugs6 moPrescribed any antipsychotic during the 6‐month periodPrescribed any QT‐prolonging drug during the 6‐mo periodRisk of QT prolongation that can lead to potentially fatal torsade de pointes arrhythmia
Prescribing >1 regular antipsychotic for >2 months6 moPrescribed >1 regular antipsychotic other than clozapine during the 6‐month periodPrescribed >1 regular antipsychotics other than clozapine for >2 mo during the 6‐mo period (any 3 mo during 6‐mo window)Increased risk of adverse effects
Lithium prescribed in conjunction with nonsteroidal anti‐inflammatory drugs6 moPrescribed lithium during the 6‐month periodPrescribed NSAID during the 6‐mo period, and not in the previous 3‐mo periodIncreased risk of toxicity
Prescribing benzodiazepine, Z‐drugs or sedating antihistamine for >1 month3 moPrescribed benzodiazepine, Z‐drug or sedating antihistamine during the 3‐month periodPrescribed benzodiazepine, Z‐drug or sedating antihistamine for >1 mo during the 3‐mo period (any 2 mo during 3‐mo period)Risk of prolonged sedation, confusion, impaired balance, falls
Prescribing 2 benzodiazepines or Z‐drugs6 moPrescribed benzodiazepines or Z‐drug during the quarterPrescribed benzodiazepines and concurrently prescribed Z‐drug during the quarterIncreased risk of falling and fracture
Prescribing citalopram, escitalopram, tricyclic antidepressant, venlafaxine or trazadone with QT‐prolonging drugs6 moPrescribed citalopram, escitalopram, tricyclic antidepressant, trazadone or any QT‐prolonging drug during the 6‐month periodPrescribed any QT‐prolonging drug and concurrently prescribed citalopram, escitalopram, tricyclic antidepressant or trazadone during the 6‐mo periodRisk of QT prolongation that can lead to potentially fatal torsade de pointes arrhythmia
Prescribing SSRI/SNRIs with NSAID or antiplatelet with no gastrointestinal protection6 moPrescribed SSRI/SNRI and concurrently prescribed an NSAID or antiplatelet during the 6‐month periodNot prescribed gastroprotection during the 6‐mo periodIncreased risk of gastrointestinal bleeding
Prescribing SSRI/SNRIs with NOACs or warfarin6 moPrescribed SSRI, SNRI, warfarin or DOAC during the 6‐month periodPrescribed SSRI or SNRI and concurrently prescribed warfarin or DOAC during the 6‐mo periodIncreased risk of bleeding
Prescribing lithium with ACEi/ARB6 moPrescribed lithium or ACEi/ARB during the 6‐month periodPrescribed lithium and concurrently prescribed ACEi/ARB during the 6‐Risk of lithium toxicity which can cause tremor, dysarthria, ataxia and confusion
Prescribing lithium with diuretics6 moPrescribed lithium or a diuretic during the 6‐month periodPrescribed lithium and concurrently prescribed diuretic during the 6‐mo periodRisk of lithium toxicity, which can cause tremor, dysarthria, ataxia and confusion, and risk of hypokalaemia, which increase the risk of torsade de pointes
Lithium prescribed for at least 6 months without monitoring U&E or thyroid function within the last 6 months6 moLithium prescribed in period 6 months before screening period and in 6 month screening periodHave not had U&E and/or thyroid function testing during the 6 mo screening period

U&E: risk of lithium toxicity and renal impairment

Thyroid: risk of thyroid disorder

Prescribing 2 anticholinergics with both of them strong or moderate6 moPrescribed any medication with anticholinergic activity during the 6‐month periodPrescribed concurrently a second anticholinergic medication that has moderate/high anticholinergic activity during the 6‐mo periodIncreased risk of adverse effects
A medication with medium/high anticholinergic activity prescribed to a patient aged ≥65 years6 moPatients aged ≥65 years before the start of the 6‐month periodPrescribed any medication with medium/high anticholinergic activity during the 6‐mo periodRisk of falling and fracture, risk of acute confusion, urinary retention
Warfarin prescribed with any antibiotic without INR monitoring within 5 days6 moPrescribing warfarin and a concomitant antibiotic during the 6‐month periodNo record of INR monitoring test within 5 d of combination being prescribed during the 6‐mo period

Increased risk of bleeding

Potential risk of INR dropping–occlusion event

Warfarin prescribed concomitantly with an NSAID6 moPrescribed warfarin or NSAID during the 6‐month periodPrescribed warfarin and concurrently prescribed NSAID during the 6‐mo periodIncreased risk of bleeding
Antiplatelet prescribed to a patient concomitantly with a NSAID without gastrointestinal protection6 moPrescribed antiplatelet and NSAID during the 6‐month periodNot prescribed gastrointestinal protection during the 6‐mo periodIncreased risk of bleeding
Four or more psychotropics prescribed to a patient for >3 months6 moPrescribed 3 psychotropics concurrently during the 6‐month periodPrescribed 4 or more psychotropics concurrently for 3 mo during the 6‐mo period (any 3 mo, does not have to be sequential)Increased risk of adverse effects
Three or more psychotropic drugs prescribed on a PRN basis6 moPrescribed 2 psychotropics as PRN during the 6‐month periodPrescribed 3 or more psychotropics as PRN during the 6‐mo periodIncreased risk of adverse effects

NSAID: nonsteroidal anti‐inflammatory drugs; SSRI/SNRI: selective serotonin reuptake inhibitor/selective norepinephrine reuptake inhibitor; ACEi/ARB: angiotensin converting enzyme inhibitor/angiotensin receptor blocker; NOAC/DOAC: novel oral anticoagulants/direct oral anticoagulants; U&E: urea and electrolytes; INR, international normalised ratio; PRN, pro re nata (as required).

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