| Literature DB >> 34581857 |
Daniela Ginocchio1,2, Aurora Ninfa3,4,5, Nicole Pizzorni6, Christian Lunetta1,7, Valeria Ada Sansone1,8, Antonio Schindler6.
Abstract
The Dysphagia Handicap Index (DHI) is a valid Health-related Quality of Life (HRQOL) questionnaire for patients with oropharyngeal dysphagia (OD) of heterogeneous etiologies. The study aimed at crossculturally translating and adapting the DHI into Italian (I-DHI) and analyzing I-DHI reliability, validity, and interpretability. The I-DHI was developed according to Beaton et al. 5-stage process and completed by 75 adult OD patients and 166 healthy adults. Twenty-six patients filled out the I-DHI twice, 2 weeks apart, for test-retest reliability purposes. Sixty-two patients completed the Italian-Swallowing Quality of Life Questionnaire (I-SWAL-QoL) for criterion validity analysis. Construct validity was tested comparing I-DHI scores among patients with different instrumentally assessed and self-rated OD severity, comparing patients and healthy participants and testing Spearman's correlations among I-DHI subscales. I-DHI interpretability was assessed and normative data were generated. Participants autonomously completed the I-DHI in maximum 10 min. Reliability proved satisfactory for all I-DHI subscales (internal consistency: α > .76; test-retest reliability: intraclass correlation coefficient > .96, k = .81). Mild to moderate correlations (- .26 ≤ ρ ≤ - .72) were found between I-DHI and I-SWAL-QoL subscales. Construct validity proved satisfactory as (i) moderate to strong correlations (.51 ≤ ρ ≤ .90) were found among I-DHI subscales; (ii) patients with more severe instrumentally or self-assessed OD reported higher I-DHI scores (p < .05); and (iii) OD patients scored higher at I-DHI compared to healthy participants (p < .05). Interpretability analyses revealed a floor effect for the Emotional subscale only and higher I-DHI scores (p < .05) for healthy participants > 65 years. In conclusion, the I-DHI is a reliable and valid HRQOL tool for Italian adults with OD.Entities:
Keywords: Deglutition disorders; Dysphagia; Fiberoptic Endoscopic Evaluation of Swallowing; Health-related Quality of Life; Self-assessment
Mesh:
Year: 2021 PMID: 34581857 PMCID: PMC9463219 DOI: 10.1007/s00455-021-10369-2
Source DB: PubMed Journal: Dysphagia ISSN: 0179-051X Impact factor: 2.733
Demographic and clinical characteristics of study populations
| Type of study | Study population | Diagnosis ( | Age (years) | Gender | |
|---|---|---|---|---|---|
| Mean ± SD (min–max) | M | F | |||
| Internal consistency | 75 patients with oropharyngeal dysphagia | Amyotrophic lateral sclerosis (40; 53.3%) Head and neck cancer (11; 14.7%) Myotonic dystrophy type 1 (7; 9.3%) Multiple system atrophy (4; 5.4%) Parkinson’s disease/Parkinsonism (3; 4.0%) Stroke/brain hemorrhage (3; 4.0%) Othersa (7; 9.3%) | 65.4 ± 11.0 (35–85) | 43 (57.3%) | 32 (42.7%) |
| Test–retest reliability | 26 patients with oropharyngeal dysphagia | Amyotrophic lateral sclerosis (13; 50.0%) Myotonic dystrophy type 1 (3; 11.5%) Parkinson’s disease/Parkinsonism (3; 11.5%) Stroke/brain hemorrhage (2; 7.7%) Othersb (5; 19.3%) | 66.7 ± 11.0 (42–81) | 16 (61.5%) | 10 (38.5%) |
| Criterion validity | 62 patients with oropharyngeal dysphagia | Amyotrophic lateral sclerosis (40; 64.5%) Myotonic dystrophy type 1 (6; 9.7%) Multiple system atrophy (4; 6.5%) Parkinson’s disease/Parkinsonism (3; 4.8%) Stroke/brain hemorrhage (3; 4.8%) Othersc (6; 9.7%) | 65.3 ± 10.9 (35–85) | 33 (53.2%) | 29 (46.8%) |
| Construct validity | 63 patients with oropharyngeal dysphagia | Amyotrophic lateral sclerosis (34; 54.0%) Head and neck cancer (9; 14.3%) Myotonic dystrophy type 1 (6; 9.5%) Multiple system atrophy (4; 6.3%) Parkinson’s disease/Parkinsonism (3; 4.8%) Stroke/brain hemorrhage (2; 3.2%) Othersd (5; 7.9%) | 66.0 ± 10.9 (35–85) | 37 (58.7%) | 26 (41.3%) |
| Construct validity | 166 healthy adults | – | 46.7 ± 19.0 (18–92) | 79 (47.6%) | 87 (52.4%) |
aBariatric surgery; Huntington’s disease; respiratory insufficiency; Kennedy’s disease; progressive supranuclear palsy; extrapyramidal syndrome; Guillain–Barré syndrome
bKennedy’s disease; multiple system atrophy; progressive supranuclear palsy; extrapyramidal syndrome; Guillain–Barré syndrome
cBariatric surgery; Huntington’s disease; respiratory insufficiency; Kennedy’s disease; extrapyramidal syndrome; Guillain–Barré syndrome
dBariatric surgery; respiratory insufficiency; Kennedy’s disease; progressive supranuclear palsy; Guillain–Barré syndrome
I-DHI internal consistency and test–retest reliability analyses
| I-DHI | Internal consistency ( | Test–retest reliability ( | |
|---|---|---|---|
| Cronbach’s | ICCagreement (CI) | Weighted Cohen’s | |
| Total | .90 | .99 (.98–1.00) | – |
| Physical | .76 | .96 (.90–.98) | – |
| Functional | .82 | .98 (.95–.99) | – |
| Emotional | .77 | .98 (.96–.99) | |
| OD severity | – | – | .81** |
I-DHI Italian Dysphagia Handicap Index; OD oropharyngeal dysphagia; ICC intraclass correlation coefficient two-way random effects model, single measures, and absolute agreement; CI confidence interval
**p < .01
I-DHI criterion validity analysis
Mild, moderate, and strong correlations are reported in light, medium, and dark gray cells
I-DHI Italian Dysphagia Handicap Index; I-SWAL-QOL Italian-Swallowing Quality of Life Questionnaire; OD oropharyngeal dysphagia
*p < .05 (two-tailed); **p < .01 (two-tailed)
Correlations among I-DHI subscales
| Spearman’s correlation coefficient ( | |||||
|---|---|---|---|---|---|
| I-DHI | |||||
| Total | Physical | Functional | Emotional | OD severity | |
| Total | – | ||||
| Physical | .820** | – | |||
| Functional | .899** | .603** | – | ||
| Emotional | .806** | .528** | .624** | – | |
| OD severity | .697** | .618** | .607** | .511** | – |
I-DHI Italian Dysphagia Handicap Index; OD oropharyngeal dysphagia
**p < .01 (two-tailed)
Correlations between I-DHI subscales, DOSS, and PAS
| Spearman’s correlation coefficient ( | |||||
|---|---|---|---|---|---|
| DOSS | PAS | ||||
| Worst score | Liquids | Puree | Solids | ||
| Total | − .506** | .263* | .360** | .423** | .288 |
| Physical | − .445** | .290* | .321* | .538** | .254 |
| Functional | − .465** | .198 | .290* | .336* | .297 |
| Emotional | − .288* | .149 | .242 | .157 | .043 |
| OD severity | − .321* | .258* | .247 | .177 | .278 |
I-DHI Italian Dysphagia Handicap Index; OD oropharyngeal dysphagia; DOSS Dysphagia Outcome and Severity Scale; PAS Penetration Aspiration Scale
*p < .05 (two-tailed); **p < .01 (two-tailed)
Comparisons of I-DHI scores among patients (N = 63) with normal swallow (PAS = 1–2), penetration (PAS = 3–5), and aspiration (PAS = 6–8) with the worst and each consistency tested
| Worst consistency | Liquids | Puree | Solids | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| PAS | PAS | PAS | Kruskal–Wallis | PAS | PAS | PAS | Kruskal–Wallis | PAS | PAS | PAS | Kruskal–Wallis | PAS | PAS | PAS | Kruskal–Wallis | |
| Total | 20 (12–25) | 12 (6.5–30.5) | 30 (17.5–50) | 20 (10–26.5) | 18 (6.5–44.5) | 32 (22–53) | 20 (10–28) | 30 (22–48) | 48 (31–61.5) | 20 (10–26.5) | 6 (2–10) | 42 (29.5–56) | ||||
| Physical | 6 (4–10) | 6 (4–11) | 11 (6–18) | 7 (4–10) | 9 (4–15.5) | 12 (7–21) | 6 (4–10) | 12 (4–14) | 21 (16.5–24) | 7 (4–10.5) | 6 (2–10) | 13 (7–24) | 4.071 | |||
| Functional | 8 (4–11) | 4 (1–17) | 11 (4–22) | 4.768 | 7 (4–12.5) | 5 (0.5–20) | 12 (8–22) | 8 (4–12) | 18 (8–22) | 17 (9–26) | 7.979 | 7 (4–12) | 0 (0–0) | 20 (16–25) | ||
| Emotional | 4 (2–8) | 1 (0–4) | 7 (2–10.5) | 4 (2–8) | 4 (0–10) | 10 (3–12) | 5.793 | 4 (1.5–8.5) | 10 (2–10) | 10 (0.5–15) | 3.097 | 4 (1.5–8.5) | 0 (0–0) | 9 (3.5–12) | ||
| OD severity | 3 (2–4) | 2.5 (1–4) | 4 (2.8–4) | 5.445 | 3 (2–4) | 3.5 (1–4) | 4 (3–5) | 6.426 | 3 (2–4) | 4 (2–4) | 4 (2.3–4.8) | 2.014 | 3 (2–4) | 2 (1–3) | 4.5 (3.8–6) | |
Italian Dysphagia Handicap Index (I-DHI) scores are presented as median (IQR). Significant comparisons after Bonferroni’s correction are reported in bold
OD oropharyngeal dysphagia; PAS Penetration Aspiration Scale
aSignificant differences (p < .05; two-tailed) between patients with normal swallow (PAS = 1–2) and aspirators (PAS = 6–8)
bSignificant differences (p < .05; two-tailed) between penetrators (PAS = 3–5) and aspirators (PAS = 6–8)
cSignificant differences (p < .05; two-tailed) between aspirators (PAS = 6–8) and either patients with normal swallow (PAS = 1–2) or penetrators (PAS = 3–5)
Fig. 1I-DHI Total score distribution for the self-rated OD severity groups
Comparisons of I-DHI subscales scores among patients with different self-rated OD severities
| I-DHI self-rated OD severity | |||||
|---|---|---|---|---|---|
| Normal swallow | Mild | Moderate | Severe | Kruskal–Wallis | |
| Physical | 4 (2–6) | 6 (4–10) | 14 (10–18) | 10 (7–19) | |
| Functional | 2 (0–4) | 8 (4–12) | 12 (8–22) | 24 (16–30) | |
| Emotional | 0 (0–4) | 4 (2–8) | 8 (2–10) | 16 (12–21) | |
Italian Dysphagia Handicap Index (I-DHI) scores are presented as median (IQR). Significant comparisons after Bonferroni’s correction are reported in bold
OD oropharyngeal dysphagia
aSignificant differences (p < .05; two-tailed) between moderate and either normal swallow or mild OD groups
bSignificant differences (p < .05; two-tailed) between normal swallow and either moderate or severe OD groups and between mild and severe OD groups
Comparisons of I-DHI scores between patients with OD and healthy participants
| Patients with OD | Healthy participants | ||||
|---|---|---|---|---|---|
| Total | 22 (14–40) | 2 (0–4) | 274.000 | − 12.087 | |
| Physical | 10 (5–14) | 2 (0–4) | 928.500 | − 10.812 | |
| Functional | 10 (4–18) | 0 (0–0) | 844.000 | − 13.601 | |
| Emotional | 4 (2–10) | 0 (0–0) | 1382.000 | − 12.514 | |
| OD severity | 4 (2–4) | 1 (1–1) | 959.500 | − 13.329 |
Italian Dysphagia Handicap Index (I-DHI) scores are presented as median (IQR). Significant p are reported in bold
OD oropharyngeal dysphagia
Features of I-DHI distribution
| I-DHI | N. items | N. distinct scores | Possible range | Observed range | Median (IQR) | % Floor | % Ceiling |
|---|---|---|---|---|---|---|---|
| Total | 25 | 30 | 0–100 | 2–86 | 22 (14–40) | 0 | 0 |
| Physical | 9 | 13 | 0–36 | 2–26 | 10 (4–14) | 0 | 0 |
| Functional | 9 | 17 | 0–36 | 0–36 | 10 (4–18) | 13.3 | 1.3 |
| Emotional | 7 | 12 | 0–28 | 0–24 | 4 (2–10) | 21.3* | 0 |
| OD severity | 1 | 7 | 1–7 | 1–7 | 4 (2–4) | 14.7 | 1.3 |
I-DHI Italian Dysphagia Handicap Index; OD oropharyngeal dysphagia
*Floor effect present (more than 15% of respondents achieved the lowest possible score)
I-DHI norm values
| Healthy participants | ||||
|---|---|---|---|---|
| 18–39 years | 40–64 years | ≥ 65 years | Kruskal–Wallis | |
| Total | 2 (0–2) | 2 (0–4) | 4 (2–4) | |
| Physical | 2 (0–2) | 2 (0–4) | 4 (2–4) | |
| Functional | 0 (0–0) | 0 (0–0) | 0 (0–0) | 0.000 |
| Emotional | 0 (0–0) | 0 (0–0) | 0 (0–0) | 1.789 |
| OD severity | 1 (1–1) | 1 (1–1) | 1 (1–1) | 2.189 |
Italian Dysphagia Handicap Index (I-DHI) scores are presented as median (IQR). Significant comparisons are reported in bold
OD oropharyngeal dysphagia
aSignificant differences (p < .05; two-tailed) between ≥ 65 years and either 18–39 or 40–64 years groups
| Never | Sometimes | Always | ||
|---|---|---|---|---|
| 1P | I cough when I drink liquids | |||
| 2P | I cough when I eat solid food | |||
| 3P | My mouth is dry | |||
| 4P | I need to drink fluids to wash food down | |||
| 5P | I’ve lost weight because of my swallowing problem | |||
| 1F | I avoid some foods because of my swallowing problem | |||
| 2F | I have changed the way I swallow to make it easier to eat | |||
| 1E | I’m embarrassed to eat in public | |||
| 3F | It takes me longer to eat a meal than it used to | |||
| 4F | I eat smaller meals more often due to my swallowing problem | |||
| 6P | I have to swallow again before food will go down | |||
| 2E | I feel depressed because I can’t eat what I want | |||
| 3E | I don’t enjoy eating as much as I used to | |||
| 5F | I don’t socialize as much due to my swallowing problem | |||
| 6F | I avoid eating because of my swallowing problem | |||
| 7F | I eat less because of my swallowing problem | |||
| 4E | I am nervous because of my swallowing problem | |||
| 5E | I feel handicapped because of my swallowing problem | |||
| 6E | I get angry at myself because of my swallowing problem | |||
| 7P | I choke when I take my medication | |||
| 7E | I’m afraid that I’ll choke and stop breathing because of my swallowing problem | |||
| 8F | I must eat another way (e.g., feeding tube) because of my swallowing problem | |||
| 9F | I’ve changed my diet due to my swallowing problem | |||
| 8P | I feel a strangling sensation when I swallow | |||
| 9P | I cough up food after I swallow | |||