| Literature DB >> 34569249 |
Anthony P Carnicelli1,2, Anne S Hellkamp1, Kenneth W Mahaffey3, Daniel E Singer4,5, Günter Breithardt6, Jonathan L Halperin7, Graeme J Hankey8, Jonathan P Piccini1,2, Richard C Becker9, Christopher C Nessel10, Scott D Berkowitz11, Keith A A Fox12, Robert M Califf1,2, Manesh R Patel1,2.
Abstract
Background In event-driven clinical trials, study termination is based on accrual of a target number of primary efficacy events. For noninferiority trials in which superiority is conditionally examined, the ideal cohort in which to track event accrual is unclear. We used data from the ROCKET AF (Rivaroxaban Once Daily Oral Direct Factor Xa Inhibition Compared With Vitamin K Antagonism for Prevention of Stroke and Embolism Trial in Atrial Fibrillation) trial to determine the effect of primary efficacy-event tracking in the per-protocol cohort during the on-treatment period versus the intention-to-treat (ITT) cohort during the ITT period. Methods and Results ROCKET AF was terminated after accruing 429 primary efficacy events (stroke or systemic embolism) in the per-protocol cohort during the on-treatment period for noninferiority. We identified the date on which 429 events occurred in the ITT cohort during the ITT period. We performed noninferiority and superiority analyses based on hypothetical study termination on this date. ROCKET AF would have terminated 226 days earlier if events were tracked during the ITT period. Similar to the main trial findings, rivaroxaban would have met noninferiority versus warfarin for the primary efficacy end point (hazard ratio [HR], 0.77; 95% CI, 0.62-0.96; P<0.001). In contrast to the main trial findings, rivaroxaban would have met superiority for the primary efficacy end point (HR, 0.82; 95% CI, 0.68-0.99; P=0.038). In both termination scenarios, rivaroxaban was associated with a lower risk of intracranial hemorrhage and similar risk of other safety end points. Conclusions Clinical trial termination based on event accrual in the ITT cohort versus the per-protocol cohort may have important implications on trial results depending on rates of study drug discontinuation and event rates off treatment.Entities:
Keywords: anticoagulation; atrial fibrillation; clinical trial; embolic stroke; research methodology; warfarin
Mesh:
Substances:
Year: 2021 PMID: 34569249 PMCID: PMC8649140 DOI: 10.1161/JAHA.121.022485
Source DB: PubMed Journal: J Am Heart Assoc ISSN: 2047-9980 Impact factor: 5.501
ROCKET AF Analysis Cohort Definitions, Size, and Exclusions
| Cohort | Definition | Cohort size | |
|---|---|---|---|
| Rivaroxaban, n=7131 | Warfarin, n=7133 | ||
| Intention to treat |
Underwent randomization Followed for events from randomization until the end of the study (regardless of treatment exposure) |
n=7081/7131 (99.3%)
Excluded n=50 for GCP violation |
n=7090/7133 (99.4%)
Excluded n=43 for GCP violation |
| Safety (on treatment) |
Received ≥1 dose of the study drug Followed for events while on the study drug +2 days (regardless of protocol adherence) |
n=7061/7131 (99.0%)
Excluded above and n=20 who never received the study drug |
n=7082/7133 (99.3%)
Excluded above and n=8 who never received the study drug |
| Per protocol |
Received ≥1 dose of the study drug, Did not have a major protocol violation Followed for events while on the study drug +2 days |
n=6958/7131 (97.6%)
Excluded above and n=103 for protocol violations |
n=7004/7133 (98.2%)
Excluded above and n=78 with protocol violations |
GCP indicates Good Clinical Practice.
Efficacy end points only.
Figure 1Timeline of events with respect to study termination and accrual of primary efficacy events in the intention‐to‐treat (ITT) and per‐protocol (PP) cohorts.
Trial Results Based on Trial Termination at 429 Events in the Per‐Protocol (Top) Versus Intention‐to‐Treat (Bottom) Patient Cohorts
| Trial results based on trial termination at 429 events in per‐protocol cohort during the on‐treatment period (June 3, 2010) | |||||
|---|---|---|---|---|---|
| Event | Rivaroxaban events per 100 patient‐years (total) | Warfarin events per 100 patient‐years (total) |
Rivaroxaban vs warfarin HR (95% CI) |
Superiority
|
Noninferiority
|
| Stroke/SE, PP | 1.7 (188) | 2.2 (241) | 0.79 (0.66, 0.96) | <0.001 | |
| Stroke/SE, ITT | 2.1 (269) | 2.4 (306) | 0.88 (0.75, 1.03) | 0.12 | <0.001 |
| Major/NMCR bleeding | 14.9 (1475) | 14.5 (1449) | 1.03 (0.96, 1.11) | 0.44 | |
| Major bleeding | 3.6 (395) | 3.4 (386) | 1.04 (0.90, 1.20) | 0.58 | |
| Intracranial hemorrhage | 0.5 (55) | 0.7 (84) | 0.67 (0.47, 0.93) | 0.02 | |
| Death, ITT | 4.5 (582) | 4.9 (632) | 0.92 (0.82, 1.03) | 0.15 | |
PP and ITT indicate the statistical analysis population, which was chosen based on whether the goal was to show noninferiority (PP) or superiority (ITT). In some cases, the analysis population appropriately differed from the period during which efficacy events were tracked.
HR indicates hazard ratio; ITT, intention to treat; NMCR, nonmajor clinically relevant; PP, per‐protocol; ROCKET AF, Rivaroxaban Once Daily Oral Direct Factor Xa Inhibition Compared With Vitamin K Antagonism for Prevention of Stroke and Embolism Trial in Atrial Fibrillation; and SE, systemic embolism.
Figure 2Kaplan‐Meier curve for the primary efficacy end point (stroke or systemic embolism) with time points marked for trial termination based on events in the intention‐to‐treat (ITT) cohort and time period (ITT events) and the per‐protocol cohort and on‐treatment period (on‐treatment events).
Events in the per‐protocol cohort are counted during the on‐treatment period and events in the ITT cohort are counted during the ITT period. Hazard ratio (HR) and P value were determined in ITT patients during the ITT period.
Figure 3Hazard ratio (HR) (purple line) and 95% CI (shaded area) for the primary efficacy end point over time according to trial end date (bottom).
Events in the per‐protocol cohort are counted during the on‐treatment period, and events in the intention‐to‐treat (ITT) cohort are counted during the ITT period. CNS indicates central nervous system.
Figure 4Kaplan‐Meier curve for the primary safety end point (major or nonmajor clinically relevant [NMCR] bleeding) with time points marked for trial termination based on events in the intention‐to‐treat (ITT) cohort and time period (ITT events) and the per‐protocol cohort and on‐treatment period (on‐treatment events).
Events in the per‐protocol cohort are counted during the on‐treatment period and events in the intention‐to‐treat (ITT) cohort are counted during the ITT period. Hazard ratio (HR) and P value are determined in safety patients during the on‐treatment period.