Literature DB >> 34532391

Neoadjuvant programmed death-1 blockade plus chemotherapy in locally advanced esophageal squamous cell carcinoma.

Guozhen Yang1,2,3, Xiaodong Su1,2,3, Hong Yang1,2,3, Guangyu Luo1,4, Chan Gao5, Yating Zheng5, Wenzhuan Xie5, Mengli Huang5, Ting Bei5, Yuezong Bai5, Zhiqiang Wang1,6, Peiqiang Cai1,7, Haoqiang He1,7, Jin Xiang1,8, Muyan Cai1,8, Yijun Zhang1,8, Chunhua Qu1,8, Jianhua Fu1,2,3, Qianwen Liu1,2,3, Yi Hu1,2,3, Jiudi Zhong1,2,3, Yuanheng Huang1,2,3, Qiyu Guo1,2,3, Xu Zhang1,2,3.   

Abstract

BACKGROUND: Immunotherapy is effective in treating unresectable esophageal squamous cell carcinoma (ESCC), but little is known about its role in the preoperative setting. The aim of this study was to evaluate the safety, feasibility and efficacy of neoadjuvant treatment with camrelizumab plus chemotherapy in locally advanced ESCC.
METHODS: Patients diagnosed with locally advanced ESCC were retrospectively included if they had received neoadjuvant camrelizumab plus nab-paclitaxel and S1 capsule followed by radical esophagectomy between November, 2019 and June, 2020 at Sun Yat-sen University Cancer Center. Primary endpoints were safety and feasibility. In addition, pathological response and the relationship between tumor immune microenvironment (TIME)/tumor mutational burden (TMB) and treatment response were also investigated.
RESULTS: Twelve patients were included and they all received three courses of preoperative treatment with camrelizumab plus nab-paclitaxel/S1. No grade 3 or higher toxicities occurred. No surgical delay or perioperative death was reported. Nine patients (75%) responded to the treatment, four with a complete pathological response (pCR) and five with a major pathological response (MPR). Neither programmed death-ligand 1 (PD-L1) expression nor TMB was correlated with treatment response. TIME analysis revealed that a higher abundance of CD56dim natural killer cells was associated with better pathological response in the primary tumor, while lower density of M2-tumor-associated macrophages was associated with better pathological response in the lymph nodes (LNs).
CONCLUSIONS: Neoadjuvant camrelizumab plus nab-paclitaxel and S1 is safe, feasible and effective in locally advanced ESCC and is worth further investigation. 2021 Annals of Translational Medicine. All rights reserved.

Entities:  

Keywords:  Anti-programmed death-1 (PD-1); esophageal squamous cell carcinoma (ESCC); neoadjuvant therapy; tumor immune microenvironment (TIME); tumor mutational burden (TMB)

Year:  2021        PMID: 34532391      PMCID: PMC8421958          DOI: 10.21037/atm-21-3352

Source DB:  PubMed          Journal:  Ann Transl Med        ISSN: 2305-5839


Introduction

With over 500,000 new cases diagnosed annually, esophageal carcinoma ranks as the seventh most common cancer worldwide and the sixth leading cause of cancer deaths in 2018 (1). Approximately 90% of all esophageal cancers are esophageal squamous cell carcinomas (ESCCs) (2). For patients diagnosed with locally advanced ESCC, preoperative chemoradiation followed by surgery is available as the standard-of-care treatment, but recurrence still occurs in 31–39% of patients within 3–5 years after surgery (3,4). Moreover, the increased risk of perioperative toxicities, complications and mortality associated with chemoradiation makes it less appealing to a vast number of patients (5,6). In recent years, anti-programmed death-1 (PD-1)/anti-programmed death-ligand 1 (PD-L1) has demonstrated great promise in unresectable ESCC patients, and thus has been approved by the Food and Drug Administration as second-line treatment in this population (7,8). In addition, neoadjuvant administration of anti-PD-1 in other malignancies such as lung cancer, melanoma and colorectal cancer has also produced durable responses with favorable tolerability (9-11). Multiple trials are therefore currently underway to exploit preoperative use of anti-PD-1/PD-L1 in locally advanced ESCC, most of which combined anti-PD-1/PD-L1 with chemotherapy or chemoradiation. However, according to the preliminary data presented by Lee et al. at ESMO Congress 2019, upon preoperative administration of pembrolizumab plus platinum-based chemoradiotherapy, eight deaths (out of 28 patients) occurred, two due to pre-surgical hematemesis, two resulting from acute lung injury, and four due to disease progression (12). Despite a 46.1% complete pathological response (pCR) rate among the patients having undergone surgery, anti-PD-1 combined with chemoradiation raised considerable safety concerns. Therefore, a less toxic regimen is needed in this scenario. This retrospective analysis investigates the safety and feasibility of neoadjuvant treatment with camrelizumab plus nab-paclitaxel and S1 in a small cohort of patients with locally advanced ESCC. Treatment responses assessed by radiography were also evaluated in comparison with surgical pathology. Since predictive biomarkers predicting treatment response are urgently needed to be identified, the correlation between tumor immune microenvironment (TIME)/tumor mutational burden (TMB) and treatment response was also explored. We present the following article in accordance with the STROBE reporting checklist (available at https://dx.doi.org/10.21037/atm-21-3352).

Methods

Patients and study design

ESCC patients who received camrelizumab plus nab-paclitaxel and S1 before standard radical esophagectomy between November, 2019 and June, 2020 at Sun Yat-sen University Cancer Center were retrospectively screened. They were included if they had: (I) a diagnosis of stage T2–3, N0–3 locally advanced ESCC confirmed with contrast-enhanced computerized tomography (CT), EUS, and cervical lymph node (LN) ultrasonography; (II) no cervical LN metastasis or distant organ metastasis; and (III) no secondary primary tumors. All patients were subjected to post-treatment evaluation using contrast-enhanced CT and cervical LN ultrasonography within seven days before surgery. Patients’ de-identified data were extracted from their electronic medical records. The primary endpoints of the study were safety and feasibility. The secondary end points were radiographic and pathological responses. An exploratory objective of this study was to identify genomic and immunologic features that may predict benefit from neoadjuvant immunochemotherapy in locally advanced ESCC. This study was approved by the institutional review boards at Sun Yat-sen University Cancer Center (B2020-292-01) and all patients provided written informed consents. All procedures performed in this study involving human participants were in accordance with the Declaration of Helsinki (as revised in 2013).

Assessment

Treatment-related adverse events (TRAEs) were reported according to the National Cancer Institute Common Terminology Criteria for Adverse Events, version 5.0 (13). Feasibility was defined as no surgical delay due to immune-related TRAEs and no severe perioperative complications. Radiographic responses of primary tumors were evaluated using CT scan images acquired before and after neoadjuvant treatment per Response Evaluation Criteria in Solid Tumors version (RECIST) 1.1 (14). Pathological regression was assessed using hematoxylin and eosin (H&E) stained slides of surgical specimens. Tumors with ≤10% residual viable tumor cells were considered as having achieved a major pathological response (MPR) while those showing no residual tumor were defined as having a pCR. Patients with ≥50% remaining viable tumor were classified as non-responders. All imaging data and pathological data were reviewed by two independent radiologists or pathologists.

TIME

Investigation of the TIME was performed by 3D Medicines, Inc, a College of American Pathologists (CAP)-accredited and Clinical Laboratory Improvement Amendments (CLIA)-certified laboratory. PD-L1 expression was assessed using the PD-L1 IHC 22C3 pharmDx assay (Agilent Technologies, CA, USA) and was expressed as combined positive score (CPS) by dividing the number of PD-L1-stained tumor and immune cells with the total number of viable tumor cells and multiplying by 100. Multiplex immunofluorescence (mIF) staining was conducted using the PANO 7-plex IHC kit following manufacturer’s instructions (Panovue, Beijing, China). Multiplex stained slides were scanned using a Mantra system (PerkinElmer, MA, USA) configured to capture fluorescent spectra at 20 nm wavelength intervals from 420 nm to 720 nm with a fixed exposure time and an absolute magnification of ×200 and ×100. All scans for each slide were then superimposed to obtain a single image. Images of unstained and monoplex stained slides were used to extract tissue autofluorescence and the spectrum of each fluorophore, respectively. They were also used to create a spectral library required for multispectral unmixing using the inForm Image Analysis software v.2.4 (PerkinElmer, MA, USA). Slide images were reconstructed without autofluorescence using this spectral library. The quantity of CD8+ T cells, macrophages and natural killer cells were expressed as the number of stained cells per square millimeter.

Next generation sequencing (NGS) and TMB determination

NGS was performed on pretreatment tissues as described previously using the GPS panel targeting the exons of 733 selected cancer-related genes (3D Medicines Inc., Shanghai, China) (see Table S1 for a full list of the 733 genes included in the panel) (15). Briefly, genomic DNA (gDNA) was isolated from formalin-fixed paraffin-embedded (FFPE) tissue sections with a ≥20% tumor content using the ReliaPrep FFPE gDNA Miniprep System (Promega). DNA extracts (30–200 ng) were sheared to 250 bp fragments using a S220 focused-ultrasonicator (Covaris, Inc., MA, USA). Libraries were prepared using the KAPA Hyper Prep Kit (KAPA Biosystems, Cape Town, South Africa) following the manufacturer’s protocol, followed by probe-based hybridization with a customized NGS panel targeting exons of 733 cancer-related genes. The captured libraries were loaded onto a NovaSeq 6000 platform (Illumina, CA, USA) for 100 bp paired-end sequencing with a mean sequencing depth of 1,000×. Somatic single nucleotide variants (SNVs) were detected using MuTect (v1.1.7) (https://github.com/broadinstitute/mutect) and somatic insertions and deletions (indels) using Pindel (v0.2.5a8) (http://gmt.genome.wustl.edu/packages/pindel) with default parameters. Copy number variations (CNVs) were called by an in-house developed script with a cut-off of 6 copies. The TMB was defined as the number of somatic single nucleotide variations (SNVs) and insertions/deletions (indels) per megabase of coding genome sequenced. SNVs referred to synonymous & non-synonymous mutations, stop gain/loss, and splicing variants. Indels included both frameshift and non-frameshift insertions and deletions. Non-coding alterations were excluded from TMB calculation.

Statistical analyses

Continuous variables were compared using Mann-Whitney U test and categorical variables were compared using Chi-square or Fisher exact test. All reported P values were two-tailed. A P value of <0.05 is considered statistically significant. All analyses and graph generation were performed using R 3.6.0.

Results

Baseline characteristics

A total of 12 ESCC patients who agreed to receive preoperative anti-PD-1 plus nab-paclitaxel and S1 before radical esophagectomy between November, 2019 and June, 2020 were included in the study (). In all, seven were males and five were females. The median age of the cohort was 56 years (range, 50–65 years). Two patients had stage II, eight had stage III and two had stage IVA ESCC. Two-thirds of the patients had poorly differentiated tumors (see Table S2 for baseline clinicophysiological characteristics of the patients). All patients completed three courses of preoperative treatment which comprised a flat dose of camrelizumab (200 mg, IVGTT) plus a single dose of nab-paclitaxel (260 mg/m2, IVGTT) on day 1 and S1 administered twice daily [40 mg for body surface area (BSA) <1.25 m2, 50 mg for BSA ≥1.25 to <1.50 m2, or 60 mg for BSA ≥1.50 m2] on days 1 to 14. The cycle was repeated every three weeks for three cycles.
Table 1

Baseline characteristic of the patients

CharacteristicsNo. (%)
Age at diagnosis, years
   Mean ± Sa57±5.5
   Median [range]56 [50–65]
Gender
   Male7 (58.3)
   Female5 (41.7)
History of smoking
   Former or current7 (58.3)
   Never5 (41.7)
Site of primary tumor
   Upper thoracic1 (8.3)
   Middle thoracic6 (50.0)
   Lower thoracic5 (41.7)
Histologic grade
   Well differentiated1 (8.3)
   Moderately differentiated3 (25.0)
   Poorly differentiated8 (66.7)
Tumor stageb
   II2 (16.7)
   III8 (66.6)
   IVA2 (16.7)
PD-L1 CPS
   <109 (75.0)
   ≥102 (16.7)
   Unevaluable1 (8.3)

a, standard deviation; b, tumor stage was evaluated following the American Joint Committee on Cancer’s (AJCC) Staging Manual, 7th edition. PD-L1, programmed death-ligand 1; CPS, combined positive score.

a, standard deviation; b, tumor stage was evaluated following the American Joint Committee on Cancer’s (AJCC) Staging Manual, 7th edition. PD-L1, programmed death-ligand 1; CPS, combined positive score.

Safety and feasibility

Neoadjuvant use of camrelizumab in combination with nab-paclitaxel and S1 did not cause any previously unreported toxicities (). All patients experienced at least one TRAE, but no grade 3 or higher events occurred. Overall, the most common grade 1–2 events included reactive capillary hemangioma of the skin (91.7%), muscle soreness (50.0%), limb numbness (41.7%), and anemia (16.7%), among which reactive capillary hemangioma was immune-related. Toxicities such as pneumonia, myocarditis, hepatitis, nephritis, thyroiditis and hypophysitis that are usually associated with immunotherapy were not observed. All TRAEs resolved without intervention.
Table 2

Summary of treatment related adverse events

All eventsNo. of patients (%)
Grade 1–2Grade 3–4
Gastrointestinal
   Nausea1 (8.3)0 (0)
   Vomiting1 (8.3)0 (0)
   Diarrhea1 (8.3)0 (0)
   Constipation1 (8.3)0 (0)
   ALT/AST increase0 (0)0 (0)
Hematopoietic
   Anemia2 (16.7)0 (0)
   Leukopenia0 (0)0 (0)
   Thrombocytopenia0 (0)0 (0)
Respiratory system
   Cough0 (0)0 (0)
   Pneumonia0 (0)0 (0)
Peripheral nerve
   Limb numbness5 (41.7)0 (0)
   Muscle soreness6 (50.0)0 (0)
   Cardiac troponin0 (0)0 (0)
Immune-related adverse events
Reactive capillary hemangioma11 (91.7)0 (0)
   Myocarditis0 (0)0 (0)
   Hepatitis0 (0)0 (0)
   Nephritis0 (0)0 (0)
   Pneumonia0 (0)0 (0)
   Hyperthyroidism0 (0)0 (0)
   Hypophysitis0 (0)0 (0)

All adverse events were reported according to the National Cancer Institute Common Terminology Criteria for Adverse Events, version 5.0.

All adverse events were reported according to the National Cancer Institute Common Terminology Criteria for Adverse Events, version 5.0. All patients underwent thoracoscopic esophagectomy with cervical esophagogastric anastomosis and modern two-field LN dissection as planned. The median interval between the last dose of neoadjuvant therapy and surgery was 1.2 weeks (range, 0.4–2.9 weeks) and all patients underwent standard R0 resection, which took 253.0±28.4 minutes on average. Intraoperative bleeding volume was 50–200 mL. No perioperative mortality was reported. Anastomotic leakage occurred in two patients 10 and 11 days after surgery, respectively, and both were healed after one week of conservative treatment. None of the patients experienced any postoperative immune-related adverse events or other complications.

Clinical and pathological responses

According to RECIST v1.1, seven (58.3%) patients had partial response (PR) and five (41.7%) had stable disease (SD) (). Surgical pathology showed a median tumor regression of 97% (range, 4–100%). Four patients achieved a pCR and five cases had an MPR in the primary tumor, which were collectively defined as responders (75%) (). The other three patients only displayed a regression of 30, 4% and 4%, respectively, and were therefore regarded as non-responders. Ten patients had down-staging in the primary tumors and nine of the 11 patients with potential LN involvement according to baseline CT showed LN down-staging (see Table S2, which summarizes potential baseline LN involvement by CT). None of the pCR patients had LN metastasis following treatment.
Figure 1

Clinical and pathological responses to neoadjuvant treatment. (A) Response assessment with CT and surgical pathology. (B) Pathological tumor regression in the resected primary tumor. Green and red denote the presence and absence of lymph node metastases, respectively. The upper and lower dashed lines indicate 50 and 90 regression, respectively. (C) Representative hematoxylin and eosin-stained sections of tumor tissue obtained before neoadjuvant therapy and after surgery (resected tissue) from a patient with pCR (patient 3) and a non-responder (patient 11). Black arrows indicate multinucleated giant cells; white arrows indicate tertiary lymphoid structures; red arrows indicate neoplastic cells. Patient 3 and patient 11 were representative of pCR patients and non-responders, respectively. CT, computerized tomography; pCR, complete pathological response. Images are shown at 40× magnification.

Clinical and pathological responses to neoadjuvant treatment. (A) Response assessment with CT and surgical pathology. (B) Pathological tumor regression in the resected primary tumor. Green and red denote the presence and absence of lymph node metastases, respectively. The upper and lower dashed lines indicate 50 and 90 regression, respectively. (C) Representative hematoxylin and eosin-stained sections of tumor tissue obtained before neoadjuvant therapy and after surgery (resected tissue) from a patient with pCR (patient 3) and a non-responder (patient 11). Black arrows indicate multinucleated giant cells; white arrows indicate tertiary lymphoid structures; red arrows indicate neoplastic cells. Patient 3 and patient 11 were representative of pCR patients and non-responders, respectively. CT, computerized tomography; pCR, complete pathological response. Images are shown at 40× magnification. Five patients exhibited discordant radiographic and pathological responses. Two had SD according to presurgical CT but were found to have an MPR and a pCR, respectively. Three of the PR patients turned out to have a pCR in resected tissue. This was consistent with previous observation that evaluation per RECIST criteria may not truly reflect actual benefit from immunotherapy (9). Of note, the surgical resections of the responders showed an inflamed phenotype with a massive influx of multinucleated giant cells and lymphocytes compared to baseline biopsy samples, a phenomenon typically associated with response to immune checkpoint blockade, which may help explain the minimal tumor shrinkage or even tumor enlargement seen in the CT scans of some responders (). Tertiary lymphoid structures (TLSs), which predicted favorable prognosis and improved response to immunotherapy in several solid tumors, were also observed in the resected tumor of responders, corroborating the favorable responses in these patients (16-18).

Tumor regression pattern induced by anti-PD-1-based neoadjuvant therapy

Tumor regression as revealed by surgical pathology seemed to follow a sequential pattern. Non-responders still showed invasion through the mucosa into the muscularis propria or adventitia ( Right, ). Among the five MPR patients, those without invasion in the muscularis were also free of tumor in the adventitia (patients 5 and 7) while those without invasion in the submucosa were also free of tumor in the muscularis and adventitia (patients 6 and 8), suggesting that regression induced by anti-PD-1-based neoadjuvant therapy may start from the outermost layer and extend towards the innermost layer of the esophageal wall ().
Figure 2

Patterns of tumor regression in radiography and pathology following neoadjuvant therapy. (A) CT scans (top), EUS images (middle), and hematoxylin and eosin-stained sections of surgical tissue (bottom) of patient 4 who had a pCR (left), patient 5 who had a MPR (middle), and patient 12 who was a non-responder (right). Red arrows indicate tumor lesions. (B) Representative surgical hematoxylin and eosin-stained sections of the MPR patients showing residual tumor in the muscularis propria (patient 9), submucosa (patients 7 and 5), and mucosa (patients 6 and 8). Black arrows indicate viable tumor cells. CT, computerized tomography; pCR, complete pathological response; MPR, major pathological response.

Table 3

Tumor regression evaluated by radiography, endoscopic ultrasonography, and surgical pathology

PatientRadiographic evaluationPathological evaluation
#1PRpCR
#2SDpCR
#3PRpCR
#4PRpCR
#5PRMPR, residual tumor in submucosa and mucosa
#6PRMPR, residual tumor in mucosa
#7PRMPR, residual tumor in submucosa and mucosa
#8SDMPR, residual tumor in mucosa
#9PRMPR, residual tumor in inner muscularis, submucosa and mucosa
#10SDNon-responder, residual tumor in muscularis, submucosa, and mucosa
#11SDNon-responder, residual tumor in adventitia, muscularis, submucosa, and mucosa
#12SDNon-responder, residual tumor in adventitia, muscularis, submucosa, and mucosa

PR, partial response; SD, stable disease; pCR, complete pathological response; MPR, major pathological response.

Patterns of tumor regression in radiography and pathology following neoadjuvant therapy. (A) CT scans (top), EUS images (middle), and hematoxylin and eosin-stained sections of surgical tissue (bottom) of patient 4 who had a pCR (left), patient 5 who had a MPR (middle), and patient 12 who was a non-responder (right). Red arrows indicate tumor lesions. (B) Representative surgical hematoxylin and eosin-stained sections of the MPR patients showing residual tumor in the muscularis propria (patient 9), submucosa (patients 7 and 5), and mucosa (patients 6 and 8). Black arrows indicate viable tumor cells. CT, computerized tomography; pCR, complete pathological response; MPR, major pathological response. PR, partial response; SD, stable disease; pCR, complete pathological response; MPR, major pathological response.

Immunologic and genomic correlates of response to anti-PD-1-based neoadjuvant therapy

In KEYNOTE-180, a CPS PD-L1 of ≥10 was associated with a slight improvement of objective response rate in advanced esophageal cancer, therefore we also examined PD-L1 expression in our cohort (8). Among the 11 tumors evaluable for PD-L1 expression, only two had a CPS of ≥10, one MPR and one non-responder, while all pCR patients had a CPS of <10 (). TMB was also analyzed given its increasing importance for guiding immunotherapy in solid tumors. However, no statistically significant difference in TMB was detected between responders and non-responders. Moreover, the 11 tumors were subjected to mIF to get a glimpse of their TIME. The densities of CD8+ T cells, TAMs (M1 and M2), and NK cells (CD56bright and CD56dim) were quantified. CD56dim NK cells were significantly more abundant in the responders than in the non-responders (221.12±76.83 vs. 52.33±11.05, P=0.02) (). Among patients demonstrating LN down-staging, those who also achieved pCR in the LNs (LN pCR) had significantly more M2-TAMs in the primary tumors than those without LN pCR (LN non-PCR) (85.29±21.56 vs. 437.67±113.28, P=0.02) (). No differences were observed in the densities of CD8+ T cells, M1-TAMs, and CD56bright NK cells between responders and non-responders or between LN pCR and LN non-pCR patients (data not shown).
Figure 3

Correlation between TIME and pathological response. (A) Tumor mutational burden and PD-L1 expression among the responders and non-responders as assessed by next generation sequencing with a 733-gene panel and by PD-L1 IHC 22C3 pharmDx assay. (B,C) Density of natural killer cells in the responders (R) (221.12±76.83) vs. the NR (52.33±11.05) (P=0.02 by exact Wilcoxon test). (D,E) Density of M2-like tumor-associated macrophages in the patients with complete pathological response in the LNs (pCR) (437.67±113.28) vs. patients without complete pathological response in the lymph nodes (85.29±21.56) (P=0.02 by exact Wilcoxon test). Density was defined as the number of stained cells per square millimeter. TIME, tumor immune microenvironment; PD-L1, programmed death-ligand 1; NR, non-responders; LN, lymph node; pCR, complete pathological response.

Correlation between TIME and pathological response. (A) Tumor mutational burden and PD-L1 expression among the responders and non-responders as assessed by next generation sequencing with a 733-gene panel and by PD-L1 IHC 22C3 pharmDx assay. (B,C) Density of natural killer cells in the responders (R) (221.12±76.83) vs. the NR (52.33±11.05) (P=0.02 by exact Wilcoxon test). (D,E) Density of M2-like tumor-associated macrophages in the patients with complete pathological response in the LNs (pCR) (437.67±113.28) vs. patients without complete pathological response in the lymph nodes (85.29±21.56) (P=0.02 by exact Wilcoxon test). Density was defined as the number of stained cells per square millimeter. TIME, tumor immune microenvironment; PD-L1, programmed death-ligand 1; NR, non-responders; LN, lymph node; pCR, complete pathological response.

Discussion

Our study showed that neoadjuvant treatment of locally advanced ESCC patients with camrelizumab plus nab-paclitaxel and S-1 was well tolerated without causing any grade 3 or higher TRAEs, any surgical delay or any severe perioperative complications. Four patients achieved a pCR and five had a MPR. Radiographic and pathological responses were discrepant for 5/12 cases. Neither PD-L1 expression nor TMB was correlated with treatment response and analysis of TIME showed association between the abundance of CD56dim NK cells and M2-TAMs with pathological response in the primary tumors and in the LNs, respectively. In the preoperative setting, platinum-based chemotherapy plus radiotherapy represents the current standard of care and has been adopted as the combination partner of immunotherapy by a number of ongoing trials (19,20). However, the safety concerns associated with radiotherapy prompted us to seek a less toxic regimen (12,21,22). In lung squamous cell carcinoma, preoperative atezolizumab combined with nab-paclitaxel and carboplatin was able to induce a 50% pCR with manageable toxicities (23). Therefore, we were interested to see how ESCC would respond to immunotherapy plus chemotherapy. Indeed, in our study, neoadjuvant administration of nab-paclitaxel plus S1 in conjunction with camrelizumab, a PD-1 inhibitor approved for second-line treatment of unresectable ESCC in China, demonstrated an excellent safety profile and induced at least 90% tumor regression in 75% of the patients. Another study recently presented at ESMO congress 2020 employed a similar regimen comprising nab-paclitaxel/S1 plus toripalimab for preoperative treatment of a similar population, but their pCR rate (16.67%) was much lower than ours, which could possibly be explained by the fact that their cohort received only two courses of treatment before surgery while our entire cohort was subjected to 3 cycles of treatment (24). In another study conducted by Shen et al., the pCR elicited by neoadjuvant PD-1 plus chemotherapy was 33%, which was exactly the same as ours (25). Actually, our study does differ from theirs. A rather homogenous PD-1 inhibitor regimen, camrelizumab was employed in our study. In contrast, in Shen et al.’s study, patients received PD-1 inhibitors such as nivolumab, pembrolizumab, or camrelizumab, which may have elicited different effects. Secondly, the number of cycles of neoadjuvant treatment in our study was three, which was one more than the two in their research. Several phase 3 trials investigating lung cancer in the neoadjuvant setting have extended the treatment cycle to 3–4 cycles (ClinicalTrials.gov No. NCT03425643, NCT03456063, and NCT03800134). Our results suggest that three cycles of treatment did not increase toxicities of the combinatorial neoadjuvant immune-chemotherapy in locally advanced ESCC. LN metastasis is closely associated with poor prognosis in ESCC, but a substantial fraction of patients remains ypN-positive after neoadjuvant treatment, which may later drive postsurgical relapse (26). In our cohort, LN down-staging co-occurred with primary tumor down-staging in nine patients, of which the three pCR patients who had potential baseline LN involvement also achieved pCR in the LNs, indicating that for these patients, incorporation of anti-PD-1 may not only induce anti-tumor immune response in the primary tumor, but also enhance systemic priming of the immune system to eradicate micrometastases in other tissues such as LNs. This notion is also supported by previous evidence in non-small cell lung cancer that some T-cell clones infiltrating pretreatment tumors were also found in the peripheral blood and resected LNs following PD-1 blockade (9). Despite the approval of pembrolizumab in advanced esophageal cancer with a CPS PD-L1 of ≥10 and in advanced solid tumors with a TMB of ≥10 mutations/megabase, the roles of PD-L1 and TMB as predictors of immune checkpoint blockade remained to be clarified (20). Indeed, our observations showed poor correlation of PD-L1 expression or TMB with pathological response to neoadjuvant immunochemotherapy. It is therefore important to explore other biomarkers to guide patient selection. Consistent with previous literature showing positive correlation between NK cell abundance and clinical response to nivolumab in advanced melanoma, NK cells were found at a higher density in the responders in our cohort (27). Moreover, these NK cells belonged to the CD56dim subset, the mature form of NK cells with more potent antitumor effects, which may help explain the favorable response in the responders (28). In addition, M2-TAMs were more abundant in patients who remained LN-positive after neoadjuvant treatment. This is supported by the fact that M2-TAMs may subvert immune surveillance by producing immune-suppressing cytokines, rendering the patients resistant to immunotherapy (29). Our study was limited by its retrospective design and a small sample size. However, we included a rather homogenous population where treatment regimen and schedule were both consistent across the entire cohort, which to some extent ensured data quality. Secondly, the follow-up time was too short for us to fully assess the impact of favorable pathological responses on recurrence-free and overall survivals. A larger phase II study with long-term follow-up is currently underway to confirm our findings in a prospective manner (ChiCTR2000029807). Taken together, neoadjuvant administration of PD-1 blockade in combination with chemotherapy was tolerable, feasible, and efficacious in locally advanced ESCC. The article’s supplementary files as
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Journal:  Nat Med       Date:  2020-04-06       Impact factor: 53.440

5.  Prognostic Impact of Postoperative Lymph Node Metastases After Neoadjuvant Chemoradiotherapy for Locally Advanced Squamous Cell Carcinoma of Esophagus: From the Results of NEOCRTEC5010, a Randomized Multicenter Study.

Authors:  Xuefeng Leng; Wenwu He; Hong Yang; Yuping Chen; Chengchu Zhu; Wentao Fang; Zhentao Yu; Weimin Mao; Jiaqing Xiang; Zhijian Chen; Haihua Yang; Jiaming Wang; Qingsong Pang; Xiao Zheng; Hui Liu; Huanjun Yang; Tao Li; Xu Zhang; Qun Li; Geng Wang; Teng Mao; Xufeng Guo; Ting Lin; Mengzhong Liu; Jianhua Fu; Yongtao Han
Journal:  Ann Surg       Date:  2021-12-01       Impact factor: 12.969

Review 6.  Harnessing tumor-associated macrophages as aids for cancer immunotherapy.

Authors:  Xiaolei Li; Rui Liu; Xiao Su; Yongsha Pan; Xiaofeng Han; Changshun Shao; Yufang Shi
Journal:  Mol Cancer       Date:  2019-12-05       Impact factor: 27.401

Review 7.  Immune Checkpoint Inhibitors in Esophageal Cancers: are we Finally Finding the Right Path in the Mist?

Authors:  Caterina Vivaldi; Silvia Catanese; Valentina Massa; Irene Pecora; Francesca Salani; Stefano Santi; Monica Lencioni; Enrico Vasile; Alfredo Falcone; Lorenzo Fornaro
Journal:  Int J Mol Sci       Date:  2020-02-28       Impact factor: 5.923

Review 8.  Expert consensus on neoadjuvant immunotherapy for non-small cell lung cancer.

Authors:  Wenhua Liang; Kaican Cai; Chun Chen; Haiquan Chen; Qixun Chen; Junke Fu; Jian Hu; Tao Jiang; Wenjie Jiao; Shuben Li; Changhong Liu; Deruo Liu; Wei Liu; Yang Liu; Haitao Ma; Xiaojie Pan; Guibin Qiao; Hui Tian; Li Wei; Yi Zhang; Song Zhao; Xiaojing Zhao; Chengzhi Zhou; Yuming Zhu; Ran Zhong; Feng Li; Rafael Rosell; Mariano Provencio; Erminia Massarelli; Mara B Antonoff; Toyoaki Hida; Marc de Perrot; Steven H Lin; Massimo Di Maio; Antonio Rossi; Dirk De Ruysscher; Robert A Ramirez; Wolfram C M Dempke; D Ross Camidge; Nicolas Guibert; Raffaele Califano; Qi Wang; Shengxiang Ren; Caicun Zhou; Jianxing He
Journal:  Transl Lung Cancer Res       Date:  2020-12

9.  Long term results of different radiotherapy techniques and fractions for esophageal squamous cell carcinoma.

Authors:  Jiaying Deng; Yi Xia; Yun Chen; Qi Liu; Weiwei Chen; Kuaile Zhao
Journal:  Transl Cancer Res       Date:  2020-04       Impact factor: 1.241

10.  B cells and tertiary lymphoid structures promote immunotherapy response.

Authors:  Beth A Helmink; Sangeetha M Reddy; Jianjun Gao; Shaojun Zhang; Rafet Basar; Rohit Thakur; Keren Yizhak; Moshe Sade-Feldman; Jorge Blando; Guangchun Han; Vancheswaran Gopalakrishnan; Yuanxin Xi; Hao Zhao; Rodabe N Amaria; Hussein A Tawbi; Alex P Cogdill; Wenbin Liu; Valerie S LeBleu; Fernanda G Kugeratski; Sapna Patel; Michael A Davies; Patrick Hwu; Jeffrey E Lee; Jeffrey E Gershenwald; Anthony Lucci; Reetakshi Arora; Scott Woodman; Emily Z Keung; Pierre-Olivier Gaudreau; Alexandre Reuben; Christine N Spencer; Elizabeth M Burton; Lauren E Haydu; Alexander J Lazar; Roberta Zapassodi; Courtney W Hudgens; Deborah A Ledesma; SuFey Ong; Michael Bailey; Sarah Warren; Disha Rao; Oscar Krijgsman; Elisa A Rozeman; Daniel Peeper; Christian U Blank; Ton N Schumacher; Lisa H Butterfield; Monika A Zelazowska; Kevin M McBride; Raghu Kalluri; James Allison; Florent Petitprez; Wolf Herman Fridman; Catherine Sautès-Fridman; Nir Hacohen; Katayoun Rezvani; Padmanee Sharma; Michael T Tetzlaff; Linghua Wang; Jennifer A Wargo
Journal:  Nature       Date:  2020-01-15       Impact factor: 69.504

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  12 in total

1.  The Safety and Efficacy of Neoadjuvant Camrelizumab Plus Chemotherapy in Patients with Locally Advanced Esophageal Squamous Cell Carcinoma: A Retrospective Study.

Authors:  Guo-Qiang Yin; Zu-Lei Li; Dong Li
Journal:  Cancer Manag Res       Date:  2022-06-29       Impact factor: 3.602

2.  Toripalimab combined with docetaxel and cisplatin neoadjuvant therapy for locally advanced esophageal squamous cell carcinoma: a single-center, single-arm clinical trial (ESONICT-2).

Authors:  Lei Gao; Jieming Lu; Peipei Zhang; Zhi-Nuan Hong; Mingqiang Kang
Journal:  J Gastrointest Oncol       Date:  2022-04

3.  Efficacy and safety of camrelizumab (a PD-1 inhibitor) combined with chemotherapy as a neoadjuvant regimen in patients with locally advanced non-small cell lung cancer.

Authors:  Xinlei Hou; Xueliang Shi; Jie Luo
Journal:  Oncol Lett       Date:  2022-05-17       Impact factor: 3.111

4.  Safety and Feasibility of Esophagectomy Following Combined Immunotherapy and Chemotherapy for Locally Advanced Esophageal Squamous Cell Carcinoma: A Propensity Score Matching Analysis.

Authors:  Zhi-Nuan Hong; Lei Gao; Kai Weng; Zhixin Huang; Wu Han; Mingqiang Kang
Journal:  Front Immunol       Date:  2022-03-01       Impact factor: 7.561

5.  Circulating tumor DNA predicts neoadjuvant immunotherapy efficacy and recurrence-free survival in surgical non-small cell lung cancer patients.

Authors:  Dongsheng Yue; Weiran Liu; Chen Chen; Tao Zhang; Yuchen Ma; Longgang Cui; Yajun Gu; Ting Bei; Xiaochen Zhao; Bei Zhang; Yuezong Bai; Atocha Romero; Meng Xu-Welliver; Changli Wang; Zhenfa Zhang; Bin Zhang
Journal:  Transl Lung Cancer Res       Date:  2022-02

6.  Three-arm phase II trial comparing camrelizumab plus chemotherapy versus camrelizumab plus chemoradiation versus chemoradiation as preoperative treatment for locally advanced esophageal squamous cell carcinoma (NICE-2 Study).

Authors:  Yang Yang; Li Zhu; Yan Cheng; Zhichao Liu; Xiaoyue Cai; Jinchen Shao; Ming Zhang; Jun Liu; Yifeng Sun; Yin Li; Jun Yi; Bentong Yu; Hongjing Jiang; Hezhong Chen; Hong Yang; Lijie Tan; Zhigang Li
Journal:  BMC Cancer       Date:  2022-05-06       Impact factor: 4.430

7.  Neoadjuvant chemoradiotherapy with camrelizumab in patients with locally advanced esophageal squamous cell carcinoma.

Authors:  Fei Chen; Lingdong Qiu; Yushu Mu; Shibin Sun; Yulong Yuan; Pan Shang; Bo Ji; Qifei Wang
Journal:  Front Surg       Date:  2022-08-02

Review 8.  The Key Clinical Questions of Neoadjuvant Chemoradiotherapy for Resectable Esophageal Cancer-A Review.

Authors:  Dan Han; Baosheng Li; Qian Zhao; Hongfu Sun; Jinling Dong; Shaoyu Hao; Wei Huang
Journal:  Front Oncol       Date:  2022-07-14       Impact factor: 5.738

9.  Efficacy and safety of camrelizumab in combination with neoadjuvant chemotherapy for ESCC and its impact on esophagectomy.

Authors:  Yujin Qiao; Cong Zhao; Xiangnan Li; Jia Zhao; Qi Huang; Zheng Ding; Yan Zhang; Jia Jiao; Guoqing Zhang; Song Zhao
Journal:  Front Immunol       Date:  2022-07-14       Impact factor: 8.786

10.  Neoadjuvant chemotherapy with liposomal paclitaxel plus platinum for locally advanced esophageal squamous cell cancer: Results from a retrospective study.

Authors:  Wenzhong Wang; Yang Yi; Yinghui Jia; Xiaoxin Dong; Junxia Zhang; Xiaomeng Song; Yan Song
Journal:  Thorac Cancer       Date:  2022-02-04       Impact factor: 3.500

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