| Literature DB >> 34292658 |
Natalie Burden1, Michelle R Embry2, Thomas H Hutchinson3, Scott G Lynn4, Samuel K Maynard5, Constance A Mitchell2, Francesca Pellizzato6, Fiona Sewell1, Karen L Thorpe7, Lennart Weltje8, James R Wheeler9.
Abstract
Many regulations are beginning to explicitly require investigation of a chemical's endocrine-disrupting properties as a part of the safety assessment process for substances already on or about to be placed on the market. Different jurisdictions are applying distinct approaches. However, all share a common theme requiring testing for endocrine activity and adverse effects, typically involving in vitro and in vivo assays on selected endocrine pathways. For ecotoxicological evaluation, in vivo assays can be performed across various animal species, including mammals, amphibians, and fish. Results indicating activity (i.e., that a test substance may interact with the endocrine system) from in vivo screens usually trigger further higher-tier in vivo assays. Higher-tier assays provide data on adverse effects on relevant endpoints over more extensive parts of the organism's life cycle. Both in vivo screening and higher-tier assays are animal- and resource-intensive and can be technically challenging to conduct. Testing large numbers of chemicals will inevitably result in the use of large numbers of animals, contradicting stipulations set out within many regulatory frameworks that animal studies be conducted as a last resort. Improved strategies are urgently required. In February 2020, the UK's National Centre for the 3Rs and the Health and Environmental Sciences Institute hosted a workshop ("Investigating Endocrine Disrupting Properties in Fish and Amphibians: Opportunities to Apply the 3Rs"). Over 50 delegates attended from North America and Europe, across academia, laboratories, and consultancies, regulatory agencies, and industry. Challenges and opportunities in applying refinement and reduction approaches within the current animal test guidelines were discussed, and utilization of replacement and/or new approach methodologies, including in silico, in vitro, and embryo models, was explored. Efforts and activities needed to enable application of 3Rs approaches in practice were also identified. This article provides an overview of the workshop discussions and sets priority areas for follow-up. Integr Environ Assess Manag 2022;18:442-458.Entities:
Keywords: 3Rs; Animal alternatives; Aquatic toxicity; New approach methodologies (NAMs); Safety assessment
Mesh:
Substances:
Year: 2021 PMID: 34292658 PMCID: PMC9292818 DOI: 10.1002/ieam.4497
Source DB: PubMed Journal: Integr Environ Assess Manag ISSN: 1551-3777 Impact factor: 3.084
Overview of major geographical testing requirements using fish or amphibians for ED identification and assessment across industry sectors
| Region | Substance type | Legal basis | Requirements for endocrine testing using fish or amphibian models |
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| Europe | Plant protection products | Commission regulation (EU) 2018/605 amending Annex II to Regulation (EC) No. 1107/2009 by setting out scientific criteria for the determination of endocrine‐disrupting properties | OECD CF (OECD, |
| The ED assessment comprises two tiers (ECHA/EFSA, | |||
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an assessment of the mammalian data set. if it cannot be concluded based on point 1 that the substance has ED properties, then the generation of new information on fish and amphibians shall be considered. | |||
| Biocidal products | Commission Delegated Regulation (EU) 2017/2100 setting out scientific criteria for the determination of endocrine‐disrupting properties pursuant to Regulation (EU) No. 528/2012 |
Specific studies in fish may include a MEOGRT (OECD TG 240) or a fish life cycle study covering all the “estrogen, androgen, or steroidogenesis‐mediated” parameters foreseen to be measured in OECD TG 240. Specific studies in amphibians may include a LAGDA (OECD TG 241). These studies do not need to be performed if endocrine activity is sufficiently investigated (i.e., a test according to OECD TG 229/230 and OECD TG 231 is available) and there is no indication that the substance has endocrine activity or effects potentially related to endocrine activity. | |
| Industrial chemicals | Regulation (EC) No. 1907/2006 concerning REACH | EDs identified as SVHC or equivalent level of concern (see Article 57(f)) are included in the candidate list and are subject to authorization and/or restriction processes. During 2021, the CARACAL subgroup will discuss revision of information requirements to specifically address ED. | |
| Human pharmaceuticals | Regulation (EC) No. 726/2004 | Currently, the European Medicines Agency's Committee for Medicinal Products for Human Use (CHMP) guideline (CHMP 2006) specifies that environmental risks of certain compounds, including endocrine active, need to be addressed irrespective of exposure. Some outlined guidance on testing approaches is also available in the accompanying Q&A document (CHMP 2010). | |
| A draft revision of the guidance by the CHMP released in 2018 (CHMP 2018) retains the requirements for tailored risk assessment for endocrine‐active substances and makes more specific recommendations for the mechanism of action‐specific testing, including the following: | |||
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OECD TG 229 fish short‐term reproduction assay. OECD TG 230 21‐day fish screening assay. OECD TG 234 fish sexual development test. OECD TG 240 medaka extended one‐generation test. OECD TG 241 larval amphibian growth and development assay. | |||
| Veterinary pharmaceuticals | Regulation (EC) No. 2001/82/EC | Required studies (VICH 2000; VICH 2004) | |
| USA | Pesticides, pesticidal formulation inert chemicals, and environmental contaminants found in drinking water to which a substantial population is exposed | EDSP 1998 | EDSP uses a two‐tiered approach: |
| Tier I | |||
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11 August 1998: Endocrine Disruptor Screening Program 28 December 1998: Endocrine Disruptor Screening Program Statement of Policy |
OPPTS 890.1100—Amphibian Metamorphosis (Frog) OPPTS 890.1350—Fish Short‐Term Reproduction Assay | ||
| Tier II | |||
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OCSPP 890.2200—MEOGRT OCSPP 890.2300—LAGDA | |||
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52 pesticides on List 1 have been subjected to Tier I screening and no test orders for Tier II testing have been issued as yet. List 1 includes chemicals that the EPA selected based on exposure potential. The EPA is currently focusing on the pivot strategy of developing and implementing NAMs as alternatives. Over time, the goal is to develop a set of “non‐animal” high‐throughput assays and computational bioactivity models as alternatives for all the assays in the current Tier 1 screening battery. | |||
| Human pharmaceuticals | US: National Environmental Policy Act of 1969 Code of Federal Regulations (CFR) Part 25—ENVIRONMENTAL IMPACT CONSIDERATIONS | The US Federal Drug Administration (FDA) has issued both a general guidance for ERA (FDA 1998) and a Q&A for endocrine active substances (FDA 2016). Neither of these request specific studies, but applicants are encouraged to requested to consult the Agency prior to submission. | |
| Japan | Chemical substances | Japan Chemical Substance Control Law (2011) | The Japanese strategy uses a two‐tiered approach: |
| Current strategic program EXTEND 2010 | Tier I | ||
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Medaka estrogen receptor Medaka androgen receptor AMA (OECD TG 231). Fish screen (i.e., OECD TG 229 or 230). JMASA (under development). | |||
| Tier II | |||
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LAGDA (OECD TG 241) MEOGRT (OECD TG 240) |
Abbreviations: AMA, Amphibian Metamorphosis Assay; CARACAL, Competent Authorities for REACH and CLP; CF, conceptual framework; ED, endocrine disruption/disruptor; EDSP, Endocrine Disruptor Screening Program; EXTEND, Extended Tasks on Endocrine Disruption; JMASA, Juvenile Medaka Anti‐androgen Screening Assay; LAGDA, Larval Amphibian Growth and Development Assay; MEOGRT, Medaka Extended One‐Generation Reproduction Test; NAM, new approach methodology; OECD, Organization for Economic Cooperation and Development; SVHC, substance of very high concern; TG, test guideline; USEPA, US Environmental Protection Agency.
Other in vitro and mammalian‐based assays are also required (OECD or USEPA equivalent TGs normally also accepted).
Also applies to the USA and Japan.
Figure 1Overview of OECD TGs and standardized test methods available, under development, or proposed that can be used to evaluate chemicals for activity and/or disruption, updated based on the OECD CF for Testing and Assessment of Endocrine Disrupters (OECD, 2012), including an overview of the modalities that each assay is intended to identify (individual regulatory policies may differ on specifics), the TG validation status, and an indication of the number of animals used per test. The CF is intended to provide a guide to the tests available that can provide information for ED assessment, but it is not intended to be a testing strategy. Further information on the use and interpretation of these tests is available in OECD GD 150. Not all the tests are necessarily requested, but OECD CF Level 3 positives may be a trigger for Level 4/5 studies. Note that, under the current EDSP, LAGDA data are considered primarily to identify interactions with only the HPT axis. AFSS, androgenized female stickleback screen (OECD GD 148; variant of OECD TG 230); AMA, Amphibian Metamorphosis Assay (OECD TG 231/OPPTS 890.1100); EDSP, Endocrine Disruptor Screening Program; FSA, Fish Screening Assay (OECD TG 230); FSDT, Fish Sexual Development Test (OECD TG 234); FSTRA, Fish Short‐Term Reproduction Assay (OECD TG 229/OPPTS 890.1350); GD, guidance document; JMASA, Juvenile Medaka Anti‐androgen Screening Assay; LAGDA, Larval Amphibian Growth and Development Assay (OECD TG 241/OCSPP 890.2300); MEOGRT, Medaka Extended One‐Generation Reproduction Test (OECD TG 240/OCSPP 890.2200); OECD, Organization for Economic Cooperation and Development; TG, test guideline; ZEOGRT, Zebrafish Extended One‐Generation Reproduction Test
Advantages and key challenges identified with generating and using data from currently available in vivo TG assays
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Meets needs to demonstrate adversity at the whole organism level, as determined or required by the current ED definition. Totality of the whole organism investigated, capturing ADME and complex interactions (feedback and compensatory); sensitive developmental stages may be included. Increased confidence with increased evidence (i.e., multiple studies in different species, life stages, and concentrations). For the EATS modalities, relatively broad coverage of TGs, encompassing various known sensitive measures. |
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Complexity: uses large numbers of animals, is expensive, and lengthy timescales are needed to complete and analyze studies.
In addition to the main study, animal use to set up tests can be extensive (e.g., compatibility screening for reproductive groups; FSTRA and MEOGRT F0), and there are issues with test concentration setting finding (see below). Laboratory capacity and experience currently limited, particularly for OECD CF Level 4/5 studies (cf. MEOGRT and LAGDA) but also OECD CF Level 3 studies (cf. AMA and FSTRA due to high demand in the EU).
There is greater experience in conducting CF Level 3 studies (FSTRA and AMA), although no analysis has been conducted as yet to identify potential for flexibility in current performance criteria, leading to varying regulatory acceptance of different outcomes. Due to limited validation, experience gained with use should inform any potential modifications to increase scientific rigor. Even the OECD TGs indicate that this re‐evaluation should be performed when there is more experience using the test methods (e.g., of MEOGRT and LAGDA).
High variability of key parameters measured (e.g., vitellogenin and reproduction). Multiple MoAs not differentiated in most studies.
Adverse effects within the same study provide little information on the actual mechanism; if effects are seen in an OECD CF Level 3 study, a higher‐tier study using more animals will usually be required. Awareness of test limitations needed, since study designs may not be directly relevant to environmental scenarios (i.e., some designed explicitly not to be), particularly since there is divergence in scientific opinion as to how important these issues are for robust regulatory evaluations.
They may not capture effects due to short exposure duration, or sometimes, effects will be on a multigenerational scale, very subtle, or occur at lower exposures than those tested. Additionally, there are questions around the relevance of individual test species as surrogates for all environmental species. Measured endpoint(s) not necessarily representative exclusively of endocrine‐specific effects (e.g., there is an inability to differentiate between primary and secondary endocrine MoA).
Driven by a need for hazard identification, the highest test concentrations feasible are promoted. This increases the likelihood of observing secondary effects that could be mistaken for a direct interaction with the endocrine system. This, coupled with a very low power to assess clinical signs that might be indicative of systemic challenge (e.g., body weight gain and/or body weight loss‐type assessments, as measured in mammals), means that false conclusions may be drawn. Lacking interpretative guidance.
Sometimes, changes in single endpoints can be highly diagnostic; in other instances, multiple, related endpoints are needed to reliably assess pathway perturbation (e.g., see Ankley & Jensen, Concentration level‐setting issues.
Determining maximum tolerated concentrations is problematic (life‐stage and species dependent); extended range finding is often necessary; and there is inconsistency between how this is recommended within different OECD TGs. Potential for variation in sensitivity depending on species choice (fathead minnow vs. medaka vs. zebrafish), which can be driven by geographical preferences. Prescriptive nature of current data requirements (little room for maneuver away from the default). |
Abbreviations: ADME, absorption, distribution, metabolism, and excretion; AMA, Amphibian Metamorphosis Assay; EATS, estrogenic/androgenic/thyroid/steroidogenesis; CF, conceptual framework; ED, endocrine disruption/disruptor; FSTRA, Fish Short‐Term Reproduction Assay; LAGDA, Larval Amphibian Growth and Development Assay; MEOGRT, Medaka Extended One‐Generation Reproduction Test; MoA, mode of action; OECD, Organization for Economic Cooperation and Development; TG, test guideline.
Examples of available NAMs for use in EDC identification
| Type | NAM | Description |
|---|---|---|
| Computational and in silico models | Consensus QSAR models for ER and AR activity |
ER: CERAPP project AR: CoMPARA project |
| Cross‐species extrapolation models (SeqAPASS) and Automated Approach for Assessing Protein (Molecular Target) Similarity | SeqAPASS (LaLone et al., | |
| ToxCast ER and AR pathway models | Integrates the results of multiple in vitro assays providing comprehensive coverage of the pathway (Judson et al., | |
| In vitro assays | ToxCast | ToxCast contains 18 different high‐throughput assay technologies measuring different points along the ER signaling pathway (Judson et al., |
| Embryo assays | XETA | Published Test Guideline—OECD TG 248 |
| REACTIV assay | Approved as an OECD project in 2020 | |
| EASZY assay | Draft OECD Test Guideline | |
| RADAR assay | Draft OECD Test Guideline | |
| Transcriptomic approaches | EcoToxChips | qPCR arrays and data evaluation tool (EcoToxXplorer.ca) for the characterization, prioritization, and management of environmental chemicals and complex mixtures of regulatory concern. |
| Transcriptomic dose–response modeling | To establish whether the lowest dose to induce significant transcriptomic changes corresponds to the safe long‐term exposure dose. |
Abbreviations: AR, androgen receptor; CERAPP, Collaborative Estrogen Receptor Activity Prediction Project; CoMPARA, Collaborative Modeling Project for Androgen Receptor Activity; EASZY, Endocrine Active Substance, acting through estrogen receptors, using transgenic cyp19a1b‐GFP Zebrafish embrYos; ECHA, European Chemicals Agency; EDC, endocrine‐disrupting chemical; EFSA, European Food Safety Authority; ER, estrogen receptor; NAM, new approach methodology; OECD, Organization for Economic Cooperation and Development; qPCR, quantitative PCR; QSAR, quantitative structure–activity relationship; RADAR, Rapid Androgen Disruption Adverse Outcome Reporter; REACTIV, Rapid Estrogen ACTivity In Vivo; TG, test guideline; XETA, Xenopus Eleutheroembryo Thyroid Assay.
Advantages and key challenges identified with generating and using data from currently available NAMs
| Method | Advantages | Challenges |
|---|---|---|
| Computational and in silico models |
Rapid and potentially cost‐saving screening methods to prioritize testing of chemicals with the potential to interact with the endocrine system. Avoids use of highly expensive test materials during early development of new chemicals. Can be based upon multiple data (in vivo, in vitro, embryonic) on a breadth of to support WoE and reduce reliance on individual assays. Can be used to prioritize testing (e.g., cross‐species extrapolations can help identify testing needs based on level of conservation of receptors and proteins). |
Presently, QSARs can only predict activity and not adverse effects and are not available for more complex exposure and effect situations. Receptor binding models are reliable, but do not indicate the whole organism implications—lack of relevance at the individual and/or population level. Built based on existing data—the quality of the model is dependent on the quality of the available data. Error from experimental tests is passed along to the model. Currently parameterized on existing training sets that can be limited in chemical domain breadth compared to other (eco)toxicological endpoints. Models limited in their design and focus on few key events along the EATS axes. Currently limited models for thyroid and steroidogenesis modalities. Use of high‐throughput techniques requires harmonized bioinformatics pipelines and tools. |
| In vitro and embryo assays |
Small in scale, can be used for screening. Useful starting point if there is a suspected MoA based on analogues particularly for defined pathways with identified MIEs; allows for high‐throughput screening using NAMs focused on particular MIEs rather than investigating every and all MoAs. Minimizes use of highly expensive test materials during early development of new chemicals. Useful where in vivo effects have been observed and data on MoA are required to support a WoE. Quick results, can be cheaper (but not always). Significant potential to help understand cause and effect at a cellular level and target in vivo testing. |
In vitro methods do not generally include metabolism, tissue interactions, or consider the whole organism complexity/life cycle. IVIVE is needed to understand relevant exposures. Short‐term studies and exposure duration may not be sufficient to observe endocrine‐mediated effects. Tests can be expensive, given the resource required to validate results, including analytical support. May need multiple tests to cover one pathway (cf. the ER model [Judson et al., Negative in vitro tests not currently sufficient to demonstrate lack of endocrine activity in vivo in some regions. Full suite of methods covering all MoAs not yet available. Assays currently use predominantly mammalian cell lines, which adds to uncertainty regarding relevance to nonmammalian outcomes. |
| Specific to embryo assays |
Captures the complexity of the whole organism, which can include an element of metabolism, and use of a potentially sensitive life stage. Most biological processes are represented at the molecular level (even if physiological activity is not occurring yet). Can be directly calibrated with apical outcomes from current in vivo TGs and substances can be assessed in the context of relevant endpoints, such as behavior and developmental toxicity, to help elucidate relevance of the endocrine MoA. Embryonic methods could bridge current in vitro methods and longer duration in vivo methods. |
Native genes and/or endpoints available in fish embryos for estrogens and thyroid hormones only. Androgens accessible via artificial ARE constructs or by cloning the spiggin (stickleback) promotor. Transgenic models may be too narrow in scope, requiring the use of multiple different models and approaches. As for in vitro assays, can therefore be difficult to justify the cost. Chorion impermeable to some compounds. Suite of OECD embryo TGs are expected in the near future (but currently not available). Questionable whether ADME in embryos is fully relevant to in vivo scenarios. |
| Transcriptomic approaches |
New technologies are enabling rapid testing using multiple endpoint (toxicity pathway) approaches (e.g., gene arrays with 100s to 1000s of targets). |
Unclear whether transcriptomic changes can be compensated for and whether they always represent adverse outcomes. Often assessed using tissue from in vivo studies (i.e., animal tests not necessarily avoided). |
Abbreviations: ADME, absorption, distribution, metabolism, and excretion; ARE, androgen response element; EATS, estrogenic/androgenic/thyroid/steroidogenesis; ED, endocrine disruption/disruptor; ER, estrogen receptor; IVIVE, in vitro to in vivo extrapolation; MIE, molecular initiating event; MoA, mode of action; NAM, new approach methodology; OECD, Organization for Economic Cooperation and Development; QSAR, quantitative structure–activity relationship; TG, test guideline; WoE, weight of evidence.
Figure 2A synthesis of the main workshop outcomes, organized by general topical area as well as projected timeframe