| Literature DB >> 34188772 |
Łukasz Pulik1, Michał Podgajny2, Wiktor Kaczyński2, Sylwia Sarzyńska1, Paweł Łęgosz1.
Abstract
INTRODUCTION: It is a well-established fact that concomitant diseases can affect the outcome of total hip arthroplasty (THA). Therefore, careful preoperative assessment of a patient's comorbidity burden is a necessity, and it should be a part of routine screening as THA is associated with a significant number of complications. To measure the multimorbidity, dedicated clinical tools are used.Entities:
Keywords: Arthroplasty; Chronic diseases; Comorbidity; Hip; Multimorbidity; Orthopedics; Osteoarthritis; Replacement
Year: 2021 PMID: 34188772 PMCID: PMC8192606 DOI: 10.1007/s43465-021-00357-x
Source DB: PubMed Journal: Indian J Orthop ISSN: 0019-5413 Impact factor: 1.251
Comorbidity measurement tools used in THA studies
| Title | Author | Year | Study type | THA group | Index | Outcome | Results | |
|---|---|---|---|---|---|---|---|---|
| 1 | Associations between comorbidity and quality of life outcomes after total joint replacement [ | Snell, DL | 2020 | Prospective | 142 | ASA | WHOQOLBref (World Health Organisation Quality of Life 8-item index) | Number of comorbid conditions was a stronger predictor of WHOQOL-Bref than ASA |
| 2. | The association between comorbidity and the risks and early benefits of total hip arthroplasty for hip osteoarthritis [ | Mannion, AF | 2020 | Retrospective | 1584 | ASA CCI | Complications and severity of complications OHS (The Oxford Hip Score) Satisfaction | Higher ASA correlated with higher complication rate and severity of complications Higher ASA was associated with a worse OHS ASA showed no association with the single-item outcome satisfaction measures CCI does not provide any additional predictive value |
| 3. | Predictors of the use of analgesic drugs 1 year after joint replacement: a single-centre analysis of 13,000 hip and knee replacements [ | Rajamaki, TJ | 2020 | Retrospective | 6238 | CCI | Use of opioids and other analgesics 1 year after surgery | Higher CCI is a risk factor of increase postoperative use of analgesics CCI of two or more was associated with a higher risk ratio for the use of any analgesic drugs |
| 4. | Modified frailty index as a predictor of the long-term functional result in patients undergoing primary total hip arthroplasty [ | Pulik, Ł | 2020 | Retrospective | 365 | mFI-5 mFI-11 | WOMAC (The Western Ontario and McMaster Universities Osteoarthritis Index) HHS (Harris Hip Score) VAS (Visual Analogue Scale) HKASS LOS (length of stay) Complication | The mFI-5 and mFI-11 are predictors of WOMAC and LOS |
| 5. | Risk stratification in primary total joint arthroplasty: the current state of knowledge [ | Gronbeck, C | 2019 | Retrospective | 5251 | ASA CCI | Complication Readmission Reoperation Mortality | ASA was a risk factor for most assessed outcomes* ASA was a more reliable risk stratification than CCI* |
| 6. | New 5-factor modified frailty index predicts morbidity and mortality in primary hip and knee arthroplasty [ | Traven, SA | 2019 | Retrospective | 140158 | mFI-5 | Complications Surgical site infection Readmission Mortality | The mFI-5 is a predictor of postoperative complications, surgical site infection, readmission, 30-day mortality, and Complications* |
| 7. | Frailty predicts medical complications, length of stay, readmission, and mortality in revision hip and knee arthroplasty [ | Traven, SA | 2019 | Retrospective | 13948† | mFI-5 | Complications Readmission Mortality LOS | The mFI-5 is a predictor of complications, prolonged LOS, readmission, and mortality |
| 8. | Predicting costs exceeding bundled payment targets for total joint arthroplasty [ | Ryan, SP | 2019 | Retrospective | 861 | ECM, (modified) ASA | Cost of care | ECM and ASA are predictors of cost-of-care* |
| 9. | A weighted index of elixhauser comorbidities for predicting 90-day readmission after total joint arthroplasty [ | Goltz, DE | 2019 | Retrospective | 4535 | ECM weighted ECM unweighted | 90-day readmissions | ECM weighted was not inferior to unweighted in the prediction of 90-day readmissions* |
| 10. | Validation of the Mayo Hip Score: construct validity, reliability, and responsiveness to change [ | Singh, JA | 2019 | Prospective | 5307 | ASA CCI | MHS (Mayo Hip Score) | ASA and CCI are successful predictors of MHS |
| 11. | Predicting hospital length of stay and short-term function after hip or knee arthroplasty: are both performance and comorbidity measures useful? [ | Poitras, S | 2018 | Prospective | 54 | CCI CCI08 (version 2008) ASA | LOS WOMAC OARS (Older Americans Resources and Services ADL questionnaire) TUG (Timed-Up-and-Go) | ASA show the ability to predict prolonged LOS* ASA, CCI, and CCI08 cannot predict patients function after 2 and 6 weeks* |
| 12. | Discriminative ability of elixhauser's comorbidity measure is superior to other comorbidity scores for inpatient adverse outcomes after total hip arthroplasty [ | Ondeck, NT | 2018 | Retrospective | 68680 | mFI CCI ECM | Myocardial infarction, pneumonia, sepsis Bleeding, pulmonary embolism, death Mechanical complications, infection Extended LOS Discharge to facility | ECM outperformed CCI and mFI in the prediction of all measured adverse outcomes |
| 13. | Predicting adverse outcomes after total hip arthroplasty: a comparison of demographics, the american society of anesthesiologists class, the modified Charlson Comorbidity Index, and the Modified Frailty Index [ | Ondeck, NT | 2018 | Retrospective | 67792 | ASA mFI-11 mCCI (modified) | Severe adverse event Minor adverse event LOS Discharge to a higher-level care center | ASA significantly outperformed mCCI and mFI in all investigated outcomes |
| 14. | Is gain in health-related quality of life after a total hip arthroplasty dependent on the comorbidity burden? [ | Glassou, EN | 2018 | Retrospective | 1582 | CCI | EQ-5D (EuroQol-5D) | Correlation of CCI and EQ-5D in 3-months follow up |
| 15. | Rate and risk factors for periprosthetic joint infection among 36,494 primary total hip arthroplasties [ | Triantafylopoulos, GK | 2018 | Retrospective | 36494 | CCI | PJI (periprosthetic joint infection) | CCI associated with PJI |
| 16. | Preoperative risk factors for postoperative falls in persons undergoing hip or knee arthroplasty: a longitudinal study of data from the osteoarthritis initiative [ | Riddle, DL | 2018 | Retrospective | 596 | CCI | Post-hospitalization falls | CCI influence the risk of 2 or more postoperative falls |
| 17. | Is decreasing mortality in total hip and knee arthroplasty patients dependent on patients' comorbidity? [ | Glassou, EN | 2017 | Retrospective | 99962 | CCI | 90-days mortality | High CCI increased the risk of 90-day mortality |
| 18. | Current risk adjustment and comorbidity index underperformance in predicting post-acute utilization and hospital readmissions after joint replacements: implications for comprehensive care for joint replacement model [ | Kumar, A | 2017 | Retrospective | 183578 | CCI ECM | 30, 60, 90-day readmission | Comorbidity indices show a weak association with hospital readmissions |
| 19. | Higher modified Charlson Index Scores are associated with increased incidence of complications, transfusion events, and length of stay following revision hip arthroplasty [ | Lakomkin, N | 2017 | Retrospective | 6121† | mCCI ASA | Mortality Major complications Minor complications Transfusion Prolonged LOS | ASA classification was a predictor of mortality, major complications, transfusions, prolonged LOS but was not an independent risk factor for minor complications Higher preoperative mCCI scores were significantly associated with mortality, major complications, minor complication, rates of transfusion, and prolonged LOS |
| 20. | Impact of comorbidities on outcome after total hip arthroplasty [ | Loth, FL | 2017 | Retrospective | 251 | CCI | FJS-12 (Forgotten Joint Score-12) OHS SF-12 (Short Form-12) | CCI had an impact on preoperative pain, function, and joint awareness Postoperative improvement did not differ significantly between patients with and without comorbidities |
| 21. | Incidence and risk factors for blood transfusion in total joint arthroplasty: analysis of a statewide database [ | Slover, J | 2017 | Retrospective | 83372 | CCI | Blood transfusion | Odds of transfusion increased with the increasing number of comorbidities in the CCI* |
| 22. | Risk adjusted mortality after hip replacement surgery: a retrospective study [ | Messina, G | 2017 | Retrospective | 25850 | ECM | In-hospital and 30-day mortality | ECM is a predictor of in-hospital and 30-day mortality |
| 23. | Comorbidity does not predict long-term mortality after total hip arthroplasty [ | Bulow, E | 2017 | Retrospective | 120836 | CCI ECM | All-cause mortality | Demographic factors were better in mortality prediction than CCI and ECM |
| 24. | Influence of comorbid conditions and low back pain on patient-reported outcome following total hip arthroplasty [ | Hamilton, D.F. | 2017 | Retrospective | 251 | CCI | FJS-12 OHS SF-12 | No statistically significant association of CCI with postoperative improvement in joint-specific outcomes |
| 25. | Incidence of and preoperative risk factors for surgical delay in primary total hip arthroplasty: analysis from the American College of Surgeons National Surgical Quality Improvement Program [ | Phruetthiphat, OA | 2016 | Retrospective | 7750 | CCI ASA | Delay of surgery | ASA and CCI were associated with surgery delay. |
| 26. | Discharge destination after total joint arthroplasty: an analysis of postdischarge outcomes, placement risk factors, and recent trends [ | Keswani, A | 2016 | Retrospective | 41597 | ASA | Discharge destination Readmission Severe adverse events | ASA is a predictor of no-home discharge destination, severe adverse events, and readmission |
*The results also applied to total knee arthroplasty
†Revision arthroplasty
Fig. 1Summary of search and review process
Background information on comorbidity measurement tools
| Diagnosis-based | Charlson Comorbidity Index (CCI) |
| The index allows the prognosis of the future health status the one-year mortality in patients suffering from multiple diseases. It was first introduced by Mary E. Charlson et al. in 1986 [ | |
| Modified Frailty Index (mFI) | |
| Frailty refers to patients declining physiological functioning related to age and comorbid diseases. Frailty presented as an index helps identify patients with an increased risk of postoperative complications. To evaluate the patient's frailty, The Canadian Study of Health and Aging Frailty Index (CSHA-FI) was created [ | |
| Elixhauser Comorbidity Method (ECM) | |
| It consists of 30 variables, each representing a disorder based on a specific ICD code, and it can be easily obtained from medical records and datasets [ | |
| Cumulative Illness Rating Scale (CIRS) | |
| It was developed in 1968 by B. S. Linn [ | |
| Functional Comorbidity Index (FCI) | |
| The index is focused on predicting the patient's physical functioning as an outcome of a medical or surgical procedure [ | |
| The Index of Coexistent Disease (ICED) | |
| The ICED was developed by Greenfield et al. in 1993. It included the severity of functional impairment in addition to that of physical impairment. This method helps calculate the length of hospital stay and the risk of readmission [ | |
| Medical and demographic factors | Centers of Medicare and Medicaid developed Hierarchical Condition Category (CMS-HCC) |
| Its purpose is to predict readmissions of operated patients to optimize the cost of treatment. It includes both demographic and clinical factors as concomitant diseases. Comorbidities included in CMS-HCC are based on ICD-9 coding [ | |
| Readmission risk after a total hip replacement (RRATHR) | |
| The RRATHR was created to aggregate factors that could affect the risk of readmission after THA. RRATHR scale's purpose is to identify patients with a higher risk of complications to apply individualized care programs to improve readmission rate [ | |
| Prescription-based | The RxRisk-V score |
| The RxRisk-V indicator measures comorbidity by using the patient's prescription data. Different approaches to evaluating multimorbidity using medication-based scores are being used to avoid adjusting data [ | |
| General health status | The Charnley classification |
| The Charnley classification was introduced in 1972 to assess an outcome of low-friction hip arthroplasties. Although the Charnley classification is not a proper comorbidity index, it is often used in the orthopedic literature. It is important to note that the Charnley classification considers the severity of comorbidities, making it unsuitable to use in studies based on medical records extraction [ | |
| American Society of Anaesthesiology physical status classification (ASA) | |
| It is a widely used index for evaluating patients' physical status undergoing surgical procedures. The ASA provides reliable tools for assessing the patient's health status. Moreover, a higher ASA score correlates with prolonged surgery, longer hospitalization, increased readmission rate. It helps to optimize the cost of procedures by identifying patients who should receive more intensive perioperative care. Its strengths also include easy calculation, simplicity, clarity, and reference to the severity of the patient's condition, not only to the presence or absence of disease [ |
Scoring methods of comorbidity measurement tools
| Diagnose-based | Charlson Comorbidity Index (CCI) |
| Each of the 19 diseases is assigned a weight from 1 to 6. The index is the sum of the weights for each comorbid condition and can range from 0 to 33. There are many variations of the CCI, including the Charlson/Deyo, Charlson/Romano, Charlson/Halfon, and Charlson/Quan comorbidity indices. Each of them uses slightly different comorbidities. To calculate the 10-year survival rate, one needs to use the formula: 10-year survival = 0.983^ (eCCI × 0.9), where CCI = Charlson Comorbidity Index [ | |
| Modified Frailty Index (mFI) | |
| The mFI consists of 11 or 5 factors; each one represents a health deficit. The total existing deficits are divided by the total number of all considered deficits. It was designed to obtain information on patient health status retrospectively from medical records and datasets [ | |
| Elixhauser Comorbidity Method (ECM) | |
| The ECM should only be used as a combined score [ | |
| Cumulative Illness Rating Scale (CIRS) | |
| To calculate CIRS, one needs to rate each of 13 biological systems on a five-point severity scale. The score ranges from "0", meaning no impairment, to "4", for life-threatening impairment. The sum of ratings represents the evaluated comorbidity score [ | |
| Functional Comorbidity Index (FCI) | |
| The patient is given one point for each of the 18 diseases associated with the declining patient's function, which are summed in a final score (0–18). FCI includes psychiatric impairments and obesity, which are not always included in more common comorbidity indices [ | |
| The Index of Coexistent Disease (ICED) | |
| To assess the comorbidity with the Index of Coexistent Disease, one has to evaluate the patient's condition separately as per two different components [ | |
| Medical and demographic factors | Centers of Medicare and Medicaid developed Hierarchical Condition Category (CMS-HCC) |
| It consists of 189 variables arranged in descending order of its severity. The number of variables is reduced to 70, excluding the least significant variables or variables with a smaller impact on the total cost. Variables are weighted and summed to create a total score [ | |
| Readmission risk after a total hip replacement (RRATHR) | |
| The RRATHR scale consists of 16 variables combining two types of factors: demographic factors (age over 71 years, black race, first quartile income, Medicare or Medicaid payer status) and clinical factors (rheumatoid arthritis, obesity, hypertension, diabetes mellitus, chronic pulmonary disease, anemia, renal failure, fluid and electrolyte disorder, congestive heart failure, coagulopathy, and liver disease). To complete the score, factors are weighted. It is based on each factor associated with the readmission risk scale from 0 to 100 points [ | |
| Prescription-based | The RxRisk-V score |
| The RxRisk-V consists of 46 variables, and each one represents the drug taken for a particular condition, and the weighting of RxRisk measures improves its predictive value [ | |
| General health status | The Charnley classification |
| The Charnley classification divides patients into three classes by considering patient-specific factors [ | |
| American Society of Anaesthesiology physical status classification (ASA) | |
| The ASA divides patients into six categories, but for THA evaluation, I–IV grades are used. Class I patients are healthy, class II have a mild systemic disease, class III have severe systemic disease. Class IV has a disease that poses a constant threat to life [ |
The use of comorbidity measurement tools in total hip arthroplasty studies
| Diagnosiss-based | Charlson Comorbidity Index (CCI) |
| Comorbidity measures such as the CCI are appropriate to assess the prognosis in survival analyses. It is important to note that a summary measure may only be as good as the variables used to create it [ | |
| Modified Frailty Index (mFI) | |
| According to research, mFI appears to be a reliable index of predicting THA outcomes, including 30-day complications rate, reoperation risk, and length of stay and mortality [ | |
| Elixhauser Comorbidity Method (ECM) | |
| Ondneck et al. study shows ECM's superiority over mFI and the CCI in predicting THA's adverse outcomes. The ECM outperformed demographic indicators, including age, which is the best demographic index of the procedure's outcome proven in medical practice in most groups presented in the study [ | |
| Cumulative Illness Rating Scale (CIRS) | |
| The Cumulative Illness Rating Scale was found to be used as a comorbidity measure before total joint arthroplasty, including THA [ | |
| Functional Comorbidity Index (FCI) | |
| Studies show that FCI is associated with a good predicting value compared to CCI when the outcome corresponds to the functional status [ | |
| The Index of Coexistent Disease (ICED) | |
| Although the Index of Coexistent Disease is considered a valid and reliable method to measure comorbidity, it is not commonly found in the orthopedic literature. However, the ICED may prove useful for research purposes, as it was explicitly developed for orthopedic use [ | |
| Medical and demographic factors | Centers of Medicare and Medicaid developed Hierarchical Condition Category (CMS-HCC) |
| Li et al. show that CMS-HCC without demographic factors has a higher predicting value of 6 months mortality than CCI and ECM [ | |
| Readmission risk after a total hip replacement (RRATHR) | |
| To our knowledge, there are no data proving its predictive value in THA outcomes. However, both demographic and clinical factors included in RRATHR have an impact on THA readmission risk [ | |
| Prescription-based | The RxRisk-V score |
| Inacio et al.'s studies show a high prevalence of conditions included in RxRisk-V score in patients undergoing THA, which is higher than the factors used in estimating ECM and CCI [ | |
| General health status | The Charnley classification |
| The Charnley classification can assess patients' preoperative health status undergoing THA [ | |
| American Society of Anaesthesiology physical status classification (ASA) | |
| Schaeffer et al.'s study results indicate that patients with ASA score ≥ 3 have a 2.9 times higher risk of 30-day readmission after THA [ |
Clinical conditions rated in comorbidity indices
| Does the index rate include | |||||||
|---|---|---|---|---|---|---|---|
| Arterial hypertension | Diabetes mellitus | Rheumatoid arthritis | Neoplasm | Psychiatric disorders | Infectious diseases | Visual and hearing impairments | |
| CCI [ | ✓ | ✓ | ✓ | ||||
| ECM [ | ✓ | ✓ | ✓ | ✓ | ✓ | ||
| mFI11 [ | ✓ | ✓ | |||||
| FCI [ | ✓ | ✓ | ✓ | ||||
| ICED [ | ✓ | ✓ | ✓ | ✓ | ✓ | ||
| CIRS [ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ |
| RxRiskV [ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | |
| RRATHR [ | ✓ | ✓ | ✓ | ||||
| CMSHCC [ | ✓ | ✓ | ✓ | ✓ | ✓ | ||
Strengths and weaknesses of comorbidity indices used in THA studies
| Index | Strengths | Weaknesses |
|---|---|---|
| CCI [ | Simple and good for international use Refers to severity of comorbidity | Worse for predicting perioperative adverse outcomes than ASA Worse at predicting inpatient death after orthopedic surgery than ECM |
| ASA [ | Refers to the severity of patient’s condition Popular, simple and easy to calculate | Subjective nature of the scale Does not provide a comprehensive picture of patient’s status Does not cover case complexity, mental health and physical functioning |
| ECM [ | Best demographic index of the procedure’s outcome Better for predicting adverse outcomes in THA than mFI and CCI Better for predicting inpatient death after orthopedic surgery than CCI | Can cause difficulties in collecting and analysing data due to its complexity |
| mFI [ | Good for orthopedic surgery Can be predictive of the outcome of THA while containing just five factors | Does not relate to physical functioning |
| CIRS [ | Better measure of multimorbidity than the FCI and the CCI with HRQOL as the outcome of interest | Does not psychiatric disturbances highly prevalent in the elderly |
| FCI [ | Good predicting value corresponding to the functional status Predicts patient’s quality of life after THA | Worse for predicting mortality than CCI Doesn’t include the severity of comorbidity or rare disorders |
| ICED [ | Explicitly developed for orthopedic use | Not commonly used in the orthopedic literature |
| CMS-HCC [ | Can be used to estimate the cost of treatment Higher predicting value of 6 months mortality than CCI and ECM | Weak predictive ability of unplanned readmissions after 30, 60, 90 days The use of multiple variables could provide issues in index calculations and data collection |
| RRATHR [ | Included factors have proven impact on readmission risk | No predictive value in THA |
| RxRisk-V [ | Easy to assemble data Not affected by administrative diagnoses Is not affected by the differences in diagnosing coding systems | Being a medication-based index, it can lead to misclassifications |
| Charnley [ | May be used to assess levels of patient activity | Does not take severity of comorbidities into consideration Not suitable for use in studies based on chart reviews or extraction of medical records |
Development and changes in CCI modifications
| CCI modification | Development and changes |
|---|---|
| Deyo [ | ICD-9-CM codes were assigned for each condition in the original CCI. The number of categories was reduced from 19 to 17 |
| Halfon [ | ICD-9-CM codes from the Deyo adaptation of the CCI were translated into ICD-10-codes |
| Romano [ | ICD-9-CM codes were replaced with a set of codes, referred to as the Dartmouth–Manitoba codes, developed for use with the CCI |
| Schneeweiss [ | Adjusted weights for the CCI conditions were introduced |