| Literature DB >> 34067192 |
Abstract
Oropharyngeal dysphagia is a condition characterized by swallowing difficulty in the mouth and pharynx, which can be due to various factors. Animal models of oropharyngeal dysphagia are essential to confirm the cause-specific symptoms, pathological findings, and the effect of treatment. Recently, various animal models of dysphagia have been reported. The purpose of this review is to organize the rodent models of oropharyngeal dysphagia reported to date. The articles were obtained from Medline, Embase, and the Cochrane library, and selected following the PRISMA guideline. The animal models in which oropharyngeal dysphagia was induced in rats or mice were selected and classified based on the diseases causing oropharyngeal dysphagia. The animal used, method of inducing dysphagia, and screening methods and results were collected from the selected 37 articles. Various rodent models of oropharyngeal dysphagia provide distinctive information on atypical swallowing. Applying and analyzing the treatment in rodent models of dysphagia induced from various causes is an essential process to develop symptom-specific treatments. Therefore, the results of this study provide fundamental and important data for selecting appropriate animal models to study dysphagia.Entities:
Keywords: mice; oropharyngeal dysphagia; rats; swallowing difficulty
Year: 2021 PMID: 34067192 PMCID: PMC8125817 DOI: 10.3390/ijerph18094987
Source DB: PubMed Journal: Int J Environ Res Public Health ISSN: 1660-4601 Impact factor: 3.390
Figure 1Flowchart of the study selection process.
Characterization of oropharyngeal dysphagia in rodent models of Parkinson’s disease.
| Author | Animal/Sex, Age or BW | Method Inducing Dysphagia | Main Defects | Dysphagia Screening | |
|---|---|---|---|---|---|
| Methods (Tools) | Results | ||||
| Ciucci et al. (2010) [ | Rat/male, 4–6 months old | Unilateral infusion of 6-OHDA into the medial forebrain bundle | Degeneration of dopamine neurons; vocalization deficits |
Ultrasonic vocalization analysis |
The complexity, intensity and bandwidth diminish in unilateral 6-OHDA model. |
| Ciucci et al. (2011) [ | Rat/male, 9 months old | Unilateral infusion of 6-OHDA into the medial forebrain bundle | Degeneration of dopamine neurons |
Tongue motility assessment |
Maximal and average tongue force was significantly diminished and average tongue press time was significantly longer after unilateral infusion of 6-OHDA. |
| Kane et al. (2011) [ | Rat | Unilateral infusion of 6-OHDA into the medial forebrain bundle | Degeneration of presynaptic dopaminergic striatal neurons |
Ultrasonic vocalizations analysis Pasta biting |
The parkinsonian animals have markedly lower bite strength and irregular intervals between bites. The parkinsonian animals took about twice as long to consume a single piece of pasta as the control animals. |
| Nuckolls et al. (2012) [ | Rat/male, 3 months old | Unilateral or bilateral infusion of 6-OHDA into the medial forebrain bundle | Depletion of dopamine |
Lick assay |
Both unilateral and bilateral nigrostriatal dopamine depletion decrease tongue force during licking. Tongue motility is decreased following unilateral but not bilateral nigrostriatal dopamine depletion. |
| Russell et al. (2013) [ | Rat/male, 9 months old | Unilateral infusion of 6-OHDA into the medial forebrain bundle | Degeneration of presynaptic dopaminergic striatal neurons |
VFSS |
Parkinsonian group had significantly more aberrant movement than the healthy young adult and old groups. Parkinsonian group had significantly smaller bolus areas compared with both the young adult and old groups. |
| Grant et al. (2015) [ | Rat/2, 4, 6, and 8 months old | Mutations to the Pink1 | Progressive vocalization and oromotor deficits |
Ultrasonic vocalization analysis Lick force and rate Pasta biting | PINK1-/- rats
Developed early and progressive vocalization and oromotor deficits. Had significantly reduced loudness (intensity) as early as 2 months of age. Had significantly reduced peak frequency at 6 and 8 months compared to both 2 and 4 months. Pressed with a greater amount of force compared to controls during the licking task. In addition to overshooting, the target PINK1-/- rats also had more variable lick forces compared to controls. As the PINK1-/- rats aged, their lick force pattern changed. Had more irregular and inconsistent biting patterns leading to increased inter-bite intervals. |
| Cullen et al. (2018) [ | Rat/male, 4 months old | Mutations to the Pink1 | Progressive vocalization and oromotor deficits |
VFSS | Pink1-/- rats
Had significantly increased the average and maximum bolus size at both 4 and 8 months. Had significantly increased velocities compared to WT at 8 months. Had a significant reduction in mastication rate for at 8 months. |
| Gould et al. (2018) [ | Rat/male and female, 14 weeks old | Daily IP injections of the rotenone emulsification | Debilitative behaviors (akinesia and lack of feeding) |
VFSS |
A significant effect of injection with rotenone, regardless of dose level, was found for rostrocaudal mandibular range of motion, duration of chewing cycle, duration of jaw closing, and time of tongue rostralmost movement. |
6-OHDA, 6-hydroxydopamine; BW, body weight; IP, intraperitoneal injection; PINK1, PTEN-induced putative kinase 1; VFSS, videofluoroscopic swallowing study; WT, wild type.
Characterization of oropharyngeal dysphagia in rodent models of stroke.
| Author | Animal/Sex, Age or BW | Method Inducing Dysphagia | Main Defects | Dysphagia Screening | |
|---|---|---|---|---|---|
| Methods (Tools) | Results | ||||
| Dittmar et al. (2003) [ | Rat/male, 250–300 g | Unilateral MCAO | Focal cerebral ischemia(ischemic changes in the right mastication muscles and pharynx) |
MRI BW measurement Histological assessment |
In 49% of MCAO group, ischemic tissue damage to the ipsilateral ECA area, including temporal, lingual, and pharyngeal musculature, was detectable by MRI. Histology of temporal muscles confirmed acute ischemic myopathy. Animals with ECA territory ischemia showed delayed BW development and poorer recovery of motor function. |
| Cullins and Connor (2019) [ | Rat/male, 6 weeks old | Unilateral MCAO | Reductions in tongue protrusion and licking efficiency |
Tongue force VFSS |
Maximum voluntary tongue force, bolus area, and bolus speed were significantly reduced in the MCAO group at 1 and 8 weeks. |
| Sugiyama et al. (2014) [ | Rat/male, 8 weeks old, 270–310 g | Unilateral MCAO | Pharyngeal-stage swallowing disorders |
Electromyogram (swallowing reflex) |
Two weeks after MCAO, the number of swallows significantly decreased and the onset latency of the first swallow was prolonged compared with that of the sham group. |
| Ikeda et al. (2015) [ | Rat/male spontaneous hypertensive rats, 18–19 weeks old, 326–392 g) | BCAO | Chronic cerebral hypoperfusion (disorders of the swallowing reflex) |
Swallowing reflex |
The swallowing reflex gradually decreased after BCAO. |
| Zhang et al. (2009) [ | Rat/male, 8 weeks old) | LBCCA | Chronic cerebral hypoperfusion |
Swallowing reflex analysis Bacteria culture |
LBCCA caused a significantly longer latency to swallowing. Bacterial colonies were found in lung cultures of the vehicle-treated group after 14 days of LBCCA; the numbers of bacterial colonies increased with time. |
| Asano et al. (2017) [ | Rat/male, 10 weeks old | LBCCA | Dysfunction of the swallowing reflex |
Visual observation of the laryngeal movement |
Ligation of bilateral common carotid arteries caused BW loss and a decrease in survival rates in the rats. Ligation of bilateral common carotid arteries markedly attenuated the swallowing responses. |
| Bellot et al. (2014) [ | Mouse/both genders, p7 | Cauterization of unilateral common carotid artery | Cerebral infarcts |
BW and behavior measurement Plethysmography HPLC |
Mice with cerebral infarct expressed motor disturbances and had a lower BW and a decreased respiratory frequency than sham. 5-HT, HT, noradrenaline, and dopamine contents were increased in both the medulla and the spinal cord of mice with cerebral infarcts. |
BCAO, bilateral common carotid arteries occlusion; BW, body weight; ECA, external carotid artery; HPLC, high-performance liquid chromatography; LBCCA, ligation of bilateral common carotid artery; MCAO, middle cerebral artery occlusion; MRI, magnetic resonance imaging; VFSS, videofluoroscopic swallowing study.
Characterization of oropharyngeal dysphagia in rodent models of amyotrophic lateral sclerosis.
| Author | Animal/Sex, Age or BW | Method Inducing Dysphagia | Main Defects | Dysphagia Screening | |
|---|---|---|---|---|---|
| Methods (Tools) | Results | ||||
| Lever et al. (2009) [ | Mouse/male and female, 6 weeks old | SOD1-G93A transgenic mice | Dysphagia in a manner similar to human with ALS |
Oral behavioral assessment (lick and mastication rates) BW and food and water consumption Histological analysis |
At asymptomatic (60 days), disease onset (110 days), and disease end stage (140 days), lick and mastication rates were significantly lower for transgenic mice compared with controls. WT and transgenic mice consumed essentially the same amount of food over time; food consumption was more variable over time for transgenic than for WT mice; water intake for transgenic mice significantly declined over time. No significant differences were observed between the mean food/or water consumption of WT and transgenic animals at each time point. Histologic analysis of the brainstem showed marked neurodegeneration (vacuolation) of the trigeminal and hypoglossal nuclei. |
| Lever et al. (2010) [ | Mouse/male and female, 7 weeks old) | SOD1-G93A transgenic mice | Dysphagia in a manner similar to human with ALS |
Electrophysiological and histological analysis |
Transgenic mice required a two-fold higher stimulus frequency (40 Hz) applied to the SLN to evoke swallowing compared with WT controls (20 Hz); transgenic females required a significantly higher stimulus frequency applied to the SLN to evoke swallowing compared with transgenic males. Histological evidence of neurodegeneration (vacuoles) was identified throughout representative motor (nucleus ambiguus) and sensory (nucleus tractus solitarius) components of the pharyngeal stage of swallowing. |
| Shock et al. (2015) [ | Mouse/4–8 months old | SOD1-G93A transgenic mice | LAR impairment |
Laryngoscopy analysis |
VF abduction phase duration and mean LAR duration was shorter for ALS-affected mice compared to controls; however, statistical significance was not achieved. |
| Osman et al. (2019) [ | Mouse/male and female | High copy number (HCN) SOD1-G93A and low copy number (LCN) SOD1-G93A model | HCN SOD1-G93A: a tongue motility deficit |
VSFF Postmortem assays |
Lick rate, swallow rate, inter-swallow interval, and pharyngeal transit time were significantly altered in both HCN-SOD1 and LCN-SOD1 mice compared to controls. Tongue weight, tongue dorsum surface area, total tongue length, and caudal tongue length were significantly reduced only in the LCN-SOD1 mice compared to age-matched controls. LCN-SOD1 mice with lower BW had smaller/lighter weight tongues, and those with forelimb paralysis and slower lick rates died at a younger age. LCN-SOD1 mice had a 32% loss of hypoglossal neurons, which differed significantly when compared to age-matched control mice. |
| Smittkamp et al. (2010) [ | Rat/male and female | SOD1-G93A rat | Bulblar motor deficits |
Behavioral assessment (orolingual motor function) |
A persistent tongue motility deficit appeared in the early phase * of the disease. No differences in tongue force between control and SOD1-G93A rats, demonstrating that tongue muscle strength was maintained in SOD1-G93A rats. |
| Lind et al. (2018) [ | Rat/male, 3–4 months old | Intralingual injections of CTB-SAP into the genioglossus muscle | Death of hypoglossal motor neurons |
Immunohistochemistry (hypoglossal motor neuron survival) Nerve recording (hypoglossal motor output) VFSS (swallowing and licking) |
CTB-SAP treated rats exhibited targeted hypoglossal motor neuron death; decreased hypoglossal motor output; and swallowing and lick deficits. |
ALS, amyotrophic lateral sclerosis; BW, body weight; CTB–SAP, cholera toxin B conjugated to saporin; LAR, laryngeal adductor reflex; SLN, superior laryngeal nerve; SOD 1, superoxide dismutase 1; VF, vocal fold; VFSS, videofluoroscopic swallowing study; WT, wild type. * They tested at early (maturation), middle (pre-symptomatic), and late (symptomatic and end-stage) phases of the disease.
Characterization of oropharyngeal dysphagia in rodent models of other diseases.
| Disease Model | Author | Animal/Sex, Age or BW | Method Inducing Dysphagia | Main Defects | Dysphagia Screening | |
|---|---|---|---|---|---|---|
| Methods (Tools) | Results | |||||
|
| Randolph et al. (2014) [ | Mouse/male and female, various ages | A17 PABPN1 transgenic mice | Myopathologic features similar to those of OPMD patients |
Lick assay Histological analysis |
Overexpression of mutant A17 PABPN1 differentially affected growth of the palatopharyngeus muscle dependent on its location within the pharynx. Lick rates of A17-MUT mice were significantly decreased with age and impaired compared to A10-WT mice. |
|
| Karpinski et al. (2014) [ | Mouse/P1–30 pups | LgDel mouse | Dysphagic symptoms, craniofacial changes, alteration of CNs development |
BW measurement Histological analysis |
LgDel pups gain significantly less weight during the first postnatal weeks and have several signs of respiratory infections due to food aspiration. Palate and jaw anomalies indicate divergent oro-facial morphogenesis. Gene expression, axon growth and sensory ganglion formation in the trigeminal (V), glossopharyngeal (IX), or vagus (X) CNs that innervate targets essential for feeding, swallowing, and digestion are disrupted. |
| Wang et al. (2017) [ | Mouse/P7–14 pups | LgDel mouse (inherited paternally) | Cognitive impairments, feeding and swallowing difficulties |
Electrophysiological analysis |
The after-hyperpolarization potential is significantly shorter in duration and greater in magnitude in LgDel mouse pups. Glutamate amplitudes in hypoglossal neurons are diminished in LgDel siblings. GABAergic events are less frequent in hypoglossal motor neurons in LgDel animals. | |
| Welby et al. (2020) [ | Mouse/male and female, 3 months old | LgDel mouse (inherited paternally) | Dysphagia |
Fluoroscopic and endoscopic assessments Video surveillance Postmortem assessment |
Transoral endoscopic assessment identified minor structural anomalies of the palate and larynx in one-third of the LgDel mice examined. Video surveillance of feeding-related behaviors showed that LgDel mice eat and drink more frequently. LgDel mice have significantly increased lung inflammation, a potential sign of aspiration-based dysphagia. | |
|
| Glass and Connor (2016) [ | Mouse/male and female, P11 and 5–6 and 10–53 weeks old | Ts65Dn mouse | Cognitive impairment |
SDS-PAGE, immunofluorescence, and qRT-PCR VSFF and mastication assays (Functional feeding and swallowing performance) |
Both the anterior and posterior digastric muscles in 11 day and 5–6 week old Ts65Dn groups showed significantly lower MyHC 2b protein levels than in age-matched euploid control groups. 10–11 week old Ts65Dn mice revealed significantly less MyHC 2b mRNA expression in the posterior digastric, but not the anterior digastric muscle as compared with euploid controls. 10–53 week old Ts65Dn mice revealed lower levels of MyHC 2b protein in the posterior digastric muscles of Ts65Dn than in euploids, but similar levels of MyHC 2b in the anterior digastric muscles. 5–6 week old Ts65Dn and euploid controls showed similar swallow rates, inter-swallow intervals, and mastication rates. |
| Glass et al. (2019) [ | Mouse/male, 5 weeks old | Ts65Dn and Dp(16)1Yey mouse | □- |
BW measurement Licking behavior and mastication assays Measurement of digastric muscle size |
Genotype was associated with significant differences in weight gain, mastication rate, and anterior digastric muscle size, and significant reductions in size of anterior digastric myofibers positive for MyHC 2a. Ts65Dn model of DS was more affected than other genotype groups. | |
| Glass et al. (2019) [ | Mouse/male and female, 8–44 weeks old | Ts65Dn and Dp(16)1Yey mouse | □- |
VFSS Immunofluorescence, SDS-PAGE |
Adult Ts65Dn showed significantly slower swallow rates, longer inter-swallow intervals, and greater numbers of jaw excursion cycles preceding each swallow. Adult Dp(16)1Yey mice showed swallowing performance similar to control mice. Exploratory quantitative analyses of the intrinsic tongue, and extrinsic tongue muscles showed no significant differences between genotype groups in MyHC isoform profiles. | |
|
| Gantois et al. (2007) [ | Mouse/male and female, 4–18 weeks old | A transgenic mouse in which Drd1a+ cells are slowly but progressively ablated in the postnatal striatum, yet Drd2 single-positive cells are preserved. | Major abnormalities in oral functions of sifting and chewing |
Oral behavioral analysis(chewing) |
At 6–9 weeks, mutant mice showed a decrease in chewing in both sexes. |
|
| Quandt et al. (2004) [ | Human TCR-HLA-DRB1*0401–IA-/- Tg Mice | HLA-DRB1*0401-restricted MBP 111–129-specific Humanized TCR Transgenic Mice | Swallowing and lingual paralysis |
Clinical features Histological examination |
Mice displayed dysphagia due to restriction in jaw and tongue movements and abnormal gait. |
|
| Heck et al. (2008) [ | Mouse/male and female, 2–3 months old | Abnormal cerebellar neuronal activity |
Fluid consumption and licking behavior |
Mice with a maternally inherited | |
|
| Inoue et al. (2017) [ | Mouse | knock-in mice expressing a | Growth retardation, craniofacial dysmorphisms, congenital heart defects |
Anatomical and histological analysis |
The esophagus tissues from |
|
| Ghannouchi et al. (2013) [ | Rat/male 250–350 g | At different gas concentration (hypercapnia, hypoxia, and tachypnea | Respiratory failure explained by a lack of co-ordination between swallowing and ventilation |
Barometric plethysmograph |
Hypercapnia increased swallowing during inspiration, which was not the case for tachypnea or hypoxia, and could explain some aspirations during respiratory failure. |
| Ghannouchi et al. (2019) [ | Rat/male, 2–3 months, 250–300 g | Fibrosis: an intratracheal instillation of bleomycin, emphysema: a single intratracheal instillation of porcine pancreatic elastase | Pulmonary fibrosis and pulmonary emphysema |
Barometric plethysmograph |
Compared to control groups, swallowing frequency was significantly higher in rats with pulmonary emphysema. There was a decrease in swallows during expiration in rats with pulmonary emphysema and in rats with pulmonary fibrosis. | |
|
| Friedl et al. (2019) [ | Mouse/embryo | Rdh10 mutant | Defects in morphogenesis of pharyngeal skeletal elements and routing of pharyngeal motor nerves |
X-ray microtomography in utero ultrasound video ex vivo culture and tissue staining |
Mouse embryos deficient in retinoic acid have mispatterned pharyngeal nerves and skeletal elements that block spontaneous fetal mouth movement in utero. |
|
| Haney et al. (2019) [ | Mouse/male and female, 6 (young) and 12 (older) months old | TPH2-/- mice (mice deficient in TPH2) | Swallowing disorders |
VFSS |
5-HT deficiency altered all three stages of swallowing. Compared with controls, TPH2-/- mice had significantly slower lick and swallow rates, and faster esophageal transit times. |
|
| Kurihara et al. (2001) [ | Mouse/(Uch-L1gad/Uch-L3∆3−7 double homozygous) | Mutant mice (loss of Uch-L1 and Uch-L3) | Dysphagia, neurodegeneration, posterior paralysis |
Food intake assay Histological analysis |
The double homozygous weight was 30% less than that of single homozygotes and displayed an earlier onset of lethality, possibly due to dysphagia, a progressive loss in the ability to swallow food. Histological analysis revealed that axonal degeneration of the nucleus tractus solitaires ‡ and area postrema of the medulla. |
5-HT, 5-hydroxytryptamine; BW, body weight; CN, cranial nerve; DS, Down syndrome; GABA, γ-aminobutyric acid; MyHC, myosin heavy chain; OPMD, oculopharyngeal muscular dystrophy; PABPN1, polyadenylate-binding nuclear protein 1; qRT-PCR, quantitative real time polymerase chain reaction; SDS-PAGE, sodium dodecyl sulphate–polyacrylamide gel electrophoresis; TPH2, tryptophan-hydroxylase-2; VFSS, videofluoroscopic swallowing study; WT, wild type. ‡ nucleus tractus solitaires is essential for central nervous system control of swallowing.