| Literature DB >> 33895102 |
Aline Prikladnicki1, Márcia Grassi Santana2, Maria Cristina Cardoso3.
Abstract
INTRODUCTION: Neurological alterations can generate swallowing disorders and fiberoptic endoscopic evaluation of swallowing is one of the tests performed for its diagnosis, as well as assistance in dysphagia management.Entities:
Keywords: Endoscopy; Speech-language and hearing science; Swallowing disorders
Mesh:
Year: 2021 PMID: 33895102 PMCID: PMC9422708 DOI: 10.1016/j.bjorl.2021.03.002
Source DB: PubMed Journal: Braz J Otorhinolaryngol ISSN: 1808-8686
Search strategies for the selected databases.
| Databases | Search period | DeCS and MesHS descriptors used | Initial result (n) |
|---|---|---|---|
| PubMed/Medline | March to July/ 2018 | 445 | |
| March/2020 | 1546 | ||
| March/2020 | 77 | ||
| Cochrane Library | March/2018 | 83 | |
| March/2020 | 1630 | ||
| March/2020 | 14 | ||
| SciELO | March/2018 | 20 | |
| March/2020 | 20 | ||
| March/2020 | Endoscopic swallowing assessment AND assessment procedures AND neurology | 10 |
Average among blind evaluators of the published observational studies according to the Strobe tool.
| Items/Articles — mean | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title and abstract | 1 | 1 | 1 | 1 | 0,75 | 1 | 0,75 | 1 | 1 | 1 | 0,75 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 |
| 2. Introduction: context//fundamentals | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 |
| 3. Objectives | 0.75 | 1 | 0.75 | 1 | 1 | 1 | 1 | 0.75 | 1 | 0.5 | 0.75 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 |
| 4. Methods: study design | 0.5 | 1 | 1 | 0 | 0.5 | 1 | 1 | 0.5 | 1 | 1 | 0.5 | 1 | 1 | 0.5 | 0.5 | 0.5 | 1 | 1 | 1 | 0.5 | 1 |
| 5. Context | 0.5 | 0.75 | 1 | 0.75 | 0.75 | 1 | 0.75 | 1 | 1 | 1 | 0.75 | 1 | 0.5 | 0.75 | 1 | 1 | 1 | 1 | 1 | 0.75 | 0.75 |
| 6. Participants | 1 | 1 | 0.5 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.75 | 0.75 | 1 | 1 | 1 | 1 | 1 | 1 | 1 |
| 7. Variables | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.75 | 1 |
| 8. Data sources//measurements | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.5 | 1 | 1 | 0.75 | 1 |
| 9. Biases | 0.5 | 0.5 | 0.25 | 0.5 | 0.25 | 0.5 | 0.5 | 0.5 | 0.25 | 0.25 | 0.5 | 0.25 | 0.25 | 0.5 | 0 | 0.25 | 0 | 0 | 0.5 | 0.25 | 0 |
| 10. Sample size | 0.5 | 0.5 | 0 | 0 | 0 | 1 | 0.25 | 0.25 | 0.25 | 0.5 | 0.25 | 0.5 | 0 | 0.25 | 0.5 | 0.25 | 0.5 | 0 | 0.5 | 0.5 | 0.5 |
| 11. Quantitative variables | 0.5 | 0.5 | 1 | 1 | 0.5 | 1 | 1 | 0.5 | 0.5 | 0.5 | 0.5 | 0.5 | 0.75 | 0.5 | 0.5 | 0.5 | 0 | 0.5 | 1 | 0.5 | 0.5 |
| 12. Statistical methods | 1 | 1 | 0.25 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.5 | 1 | 0 | 1 | 1 | 1 | 0.5 |
| 13. Results: participants | 1 | 1 | 1 | 1 | 0.75 | 1 | 0.75 | 1 | 1 | 1 | 0.75 | 1 | 0.75 | 1 | 1 | 1 | 1 | 0.5 | 1 | 1 | 0 |
| 14. Descriptive data | 0.5 | 0.75 | 1 | 0.75 | 0.75 | 1 | 0.75 | 0.75 | 1 | 0.75 | 0.75 | 0.75 | 0.75 | 0.75 | 0.75 | 0.75 | 0.75 | 0.5 | 0.75 | 0.75 | 0.25 |
| 15. Variable data | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.75 | 1 |
| 16. Main results | 1 | 0.75 | 1 | 1 | 1 | 1 | 0.75 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.75 | 1 | 1 | 0.5 |
| 17. Other analyzes | 1 | 1 | 0.25 | 1 | 1 | 1 | 0.5 | 0.25 | 1 | 1 | 0.5 | 0.5 | 1 | 0.5 | 0.5 | 1 | 0 | 0.5 | 0.5 | 0.5 | 0 |
| 18. Discussion: key results | 1 | 1 | 1 | 1 | 1 | 0.75 | 1 | 1 | 1 | 1 | 1 | 0.75 | 1 | 1 | 0.75 | 1 | 1 | 1 | 1 | 1 | 1 |
| 19. Limitations | 0.75 | 0.75 | 0 | 1 | 1 | 1 | 1 | 0 | 0.25 | 0.5 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.25 | 0.75 |
| 20. Interpretation | 1 | 1 | 1 | 1 | 1 | 0.5 | 1 | 0.75 | 1 | 1 | 1 | 1 | 0.75 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 |
| 21. Generalization | 0.75 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.25 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0.5 |
| 22. Other information: financing | 1 | 0.5 | 0 | 0 | 1 | 0.5 | 1 | 1 | 0.5 | 0 | 1 | 1 | 0 | 0 | 0.25 | 0 | 0.5 | 1 | 0.5 | 0 | 1 |
| Total | 18.25 | 19 | 16 | 18 | 18.25 | 20.25 | 19 | 17.25 | 18.75 | 18 | 18 | 19.25 | 16.75 | 17.5 | 17.25 | 18.25 | 16.25 | 17.75 | 19.75 | 16.25 | 15.25 |
1. Warnecke et al.; 2. Mandysova et al.; 3. D’ottaviano et al.; 4. Pilz et al.; 5. Somasundaram et al.; 6. Leder et al.; 7. de Lima Alvarenga, et al.; 8. Marian et al.; 9. Nienstedt et al.; 10. Pflug et al.; 11. Umay et al.; 12. Braun et al.; 13. Farneti et al.; 14. Imaizumi et al.; 15. Schröder et al.; 16. Shapira-Galitz et al.; 17. Souza et al.; 18. Souza et al.; 19. Suntrup-Krueger et al.; 20. Warnecke et al.; 21. Gozzer et al.
The arithmetic mean among the assessed works was 17.03 points, with a minimum score of 15.25 and a maximum of 20.25. The minimum score for evaluating the studies was 69% and the average applicability of the studies was 78%.
Figure 1Study search diagram according to Preferred Reporting Items for Systematic Reviews and Meta-Analyzes statement (PRISMA).
Analysis of selected studies.
| Author, publication date | Neurogenic disease | Number of patients/sex | Associated Evaluation | FEES steps | Tested consistencies (food/utensil) | Volumes | FEES results in swallowing function |
|---|---|---|---|---|---|---|---|
| Warnecke et al., 2009 | Acute stroke | 153 (80 women) | Dzeiwas protocol performed by neurologist and speech therapist | 1. Structural evaluation initially with endoscopy | a. Pasty | a. Teaspoon of puree | 6-point scale to determine the severity of dysphagia, where 1 = no laryngeal penetration or laryngotracheal aspiration with soft solid (no change) and 6 = penetration or aspiration with saliva (severe) |
| b. Liquid | |||||||
| c. Soft-solid | b. Teaspoon of water with food contrast | ||||||
| FEES 24 h after hospital admission | 2. Evaluation of secretion management | ||||||
| 3. Functional evaluation of swallowing | c. Small piece of white bread | ||||||
| Note: Quantity and number of offers not specified | |||||||
| Warnecke et al., 2010 | PSP | 18/11 men | Levodopa-test; FEES with monitoring by ENT doctor and speech therapist | 1. FEES in the “off” state of levodopa; | a. Pudding (gelatin) | a. 3 × 8 mL pudding | Posteriorleakage of food or liquid; |
| PD | 15/11 men | b. Liquid (water) | b. 3 × 5 mL liquid | ||||
| 2. 200 mg dose of levodopa administered | c. Soft solid (white bread) | c. 3× pieces of bread (3 cm/3 cm/0.5 cm) | Penetration and/or aspiration events; | ||||
| 3. New FEES was performed after 60 min | Note: All foods colored blue or green | Presence or absence of waste | |||||
| Mandysova et al., 2011 | Stroke | 87/ND | 1. Physical assessment – motor function of muscles and reflexes involved in swallowing; | a. Thick liquid | a. Four teaspoons | Penetration-aspiration scale by Rosenbek et al. | |
| MG | |||||||
| PD | |||||||
| ALS | FEES with ENT doctor and nurse monitoring | b. Thin liquid (spoon) | b. Four teaspoons | ||||
| ENT | |||||||
| 2. Functional assessment of swallowing | c. Thin liquid (glass) | c. 60 mL in the glass | |||||
| d. Assessment of patient voice after swallowing | Note: If the patient coughs, chokes, has a wet voice or leaks from the mouth in <1 min, the test was interrupted. | ||||||
| Note: Not specified if the food was colored during the exams | |||||||
| D’Ottaviano et al., 2013 | ALS | 11 (6 men) | Protocol described in the study, monitored by ENT doctor and speech therapist | 1. Swallowing self-assessment questionnaire | a. Pasty (water plus two tablespoons of the thickener Resource Thicken Up - Nestlé® | a. 5 and 10 mL | Posteriorleakage |
| b. 5 and 10 mL | Food residue | ||||||
| 2. Assessment of tongue mobility and fasciculations | c. Half of salt and water cracker | Laryngeal penetration | |||||
| Tracheal aspiration | |||||||
| 3. Functional assessment of swallowing | b. Liquid (water) | Timing until tracheal aspiration occurs | |||||
| c. Solid (cracker) | |||||||
| Note: All foods colored blue. | Response to tracheal aspiration | ||||||
| Pilz et al., 2014 | DM1 Controls | 45 DM1 (28 men) | Langmore Protocol | 1. Seated patient | a. Thin liquid (water) | a. 10 mL (3 offers) | FOIS scale and visual perception of variables during FEES: |
| 10 controls (7 women) | 2. Evaluation of functionality and morphology of oropharyngeal structures | b. Thick liquid (applesauce) | b. 10 mL (3 offers) | ||||
| c. Solid (cracker) | c. 1 piece of solid | Multiple swallows | |||||
| Note: All foods colored blue. | Latency at the beginning of the pharyngeal reflex | ||||||
| 3. Food bolus or liquid inserted into the oral cavity using a syringe | Valecule residue after swallowing | ||||||
| Residue on piriform sinuses after swallowing | |||||||
| Laryngeal penetration or tracheal aspiration | |||||||
| Somasundaram et al., 2014 | Middle cerebral artery acute stroke | 67 (all men) | Initial visit – complete medical history; | FEES performed by an experienced speech therapist and neurologist; Langmore Protocol | 1. Thickened liquid | a. 3× thickened water | Assessment of dysarthria, dysphonia, volitional cough, and gag reflex; |
| 2. Semi-solid | b. 3× pudding | ||||||
| Physical examination; EAT-10 before FEES; | 3. Liquid | c. 3× water | |||||
| 1. Structural evaluation | 4. Solid | d. 3× white bread | Penetration-aspiration scale | ||||
| Cynical Assessment of Swallowing – local protocol; FEES; | 2. Observation of secretion or saliva accumulation | Note: All consistencies were stained with blue food coloring. | Note: Quantities not specified. | In the presence of pharyngeal residue, the patient was observed for 2 min to identify voluntary swallowing afterwards, for oral cleaning; | |||
| Note: stroke unit patients screened by doctors and evaluated by a speech therapist 24 h after admission. | 3. Functional assessment of swallowing | ||||||
| Leder et al., 2016 | Hospitalized elderly | 961 (524 men) | Yale Swallow Protocol FEES – with modified Langmore Standard Protocol, as a complementary assessment for some patients; Monitored by ENT doctor and speech therapist | 1. Visualization of the most patent nostril for passing an endoscope without anesthesia; | a. Pasty (pudding) | 5 to 10 mL for each consistency | Presence or absence of tracheal aspiration; |
| b. Liquid (skim milk) | |||||||
| c. Solid (cracker) | |||||||
| 2. Morphological evaluation of oropharyngeal structures; | Note: Not specified if food was colored during the exams | Functional swallowing defined with absence of aspiration; | |||||
| 3. Functional assessment of swallowing | Non-functional swallowing with the presence of aspiration in any of the consistencies tested during FEES. | ||||||
| Marian et al., 2017 | Stroke | 50 (25 each sex) | Screening for swallowing with water, in the presence of predictive symptoms of dysphagia, referral to FEES; Langmore Protocol with modifications; 6-point scale for stroke; Clinical monitoring by neurologist and speech therapist. | 1. Patients evaluated in bed with elevated headboard in a stroke unit | a. Pasty (pudding) | 3 × 3 mL for each consistency | Penetration-aspiration Scale – FEEDS scale – 6-point dysphagia severity scale in endoscopic evaluation (1 = the best performance and 6 = the worst performance) |
| b. Liquid (not specified) | |||||||
| c. Soft solid (white bread) | |||||||
| 2. Endoscope was passed through the most patent nostril with application of local anesthetic | Note: All foods colored blue | ||||||
| 3. Secretion accumulation in the oropharyngeal region evaluated according to the severity scale | |||||||
| 4. Functional assessment of swallowing | |||||||
| de Lima Alvarenga et al., 2018 | Elderly >60 years | 100 elderly (58 women) | Initial interview Modified Langmore Protocol Medical monitoring. | Self-administered by the participant: | a. Strawberry pudding | a. 10 mL | Evaluated as outcomes: |
| 1. Assessment of swallowing function | b. Skim milk | b. 50 mL in a glass | 1. Saliva stasis in the pharynx | ||||
| c. Cracker | c. 1 cracker | 2. Pharyngeal residue | |||||
| Note: Foods colored green with food coloring. | 3. Laryngeal penetration | ||||||
| 4. Laryngotracheal aspiration | |||||||
| 5. Laryngeal sensitivity. | |||||||
| Nienstedt et al., 2018 | PD | 119 PD | FEES with ENT doctor monitoring; | 1. Lidocaine application | a. Liquid | a. 90 mL water | Penetration-aspiration scale, Murray scale short version |
| 32 Control | b. Solid | ||||||
| Assessments: MDS-UPDRS; H&Y scale; NMS-Quest; MOCA DSFS | 2. Functional assessment of swallowing | c. Soft solid | b. Cracker (91 mm and 20 g) | ||||
| c. Half a bread with butter (94 × 90 × 9 mm, 28 g) | |||||||
| Pflug et al., 2018 | PD | 119 PD | FEES with ENT doctors blinded to disease stages; MDS-UPDRS Evaluation H&Y scale NMS-Quest MOCA Assessment of depression – Beck questionnaire, German version | 1. Initial evaluation by ENT doctor with a request to: cough or throat clearing after eating or drinking; history of aspiration or pneumonia; | a. Liquid | a. Teaspoon for water | Scale of swallowing restrictions – SSR |
| 32 Control | b. Solid | ||||||
| c. Soft solid | |||||||
| b. 90 mL water with straw | Penetration-aspiration scale | ||||||
| c. 1 cracker (91 mm, 20 g) | |||||||
| 2. Functional assessment of swallowing | d. Half a piece of bread with butter (95 × 90 × 9, 28 g) | Premature leakage and waste. | |||||
| Umay et al., 2018 | MG | 36 MG (20 women) | FEES | 1. Without anesthesia | a. Liquid | a. Water (90 mL) | A score of 1−6 was used for the degree of dysphagia (1 = normal swallowing and 2–6 = dysphagia – from mild to severe. |
| Manometry | 2. Dzeiwas protocol | b. Semi-solid | b. Yogurt | ||||
| 25 Control (14 women) | EAT-10 | c. Solid | c. Cracker | ||||
| Surface electromyography | |||||||
| VFD | |||||||
| Braun et al., 2019 | Post-stroke elderly | 152 (94 men) | GUSS | 1. Nasal decongestant application (Xylometazoline) and local anesthesia (2% lidocaine gel) | a. Pasty | a. 3× water with thickener | Rosenbek penetration-aspiration scale. |
| FEES considering Langmore standard protocol for signs and symptoms of dysphagia | b. Liquid | b. 3× thin water | |||||
| c. Solid | c. 3× solid (unspecified) | ||||||
| Outcomes: FOIS, FEDSS | |||||||
| 2. Observation of anatomical structures, mobility of structures and saliva management | Note: Offer in teaspoon; soup spoon; and sip from glass. | ||||||
| 3. Functional assessment of swallowing | |||||||
| Farneti et al., 2019 | Different etiologies: PD, vascular dementia, stroke, TBI. | 16 adults (11 men) | Own protocol with consistencies based on the global initiative FEES associated with penetration-aspiration scale, FOIS, and DOSS | 1. Functional assessment of swallowing | a. Pasty | a. 5cc puree | Videos evaluated by 2 independent and experienced FEES evaluators. |
| b. Solid | b. 1∕4 cracker (salt and water) | ||||||
| c. Liquid | |||||||
| c. 5cc liquid | |||||||
| Swallowing performance assessed using: Penetration-aspiration scale, FOIS, and DOSS. | |||||||
| Outcome: average time for cleaning residues / consistency. | |||||||
| Imaizumi et al., 2019 | Elderly people with different comorbidities: cerebrovascular disease, dementia, PD | 106 (76 women): | FEES performed on patients at risk for dysphagia based on responses to two questionnaires such as EAT-10 Screening with FEES | 1. FEES performed by ENT doctor | a. Degree of saliva accumulation in the vallecula and piriform sinuses; | Saliva | FEES associated with the Penetration-Aspiration Scale |
| G1 – detectable swallowing alteration; | 2. Food-free assessment based on a system developed by Hyodo et al. | b. Glottic closure reflex with touch of endoscope in epiglottis or arytenoid | Level of care required | ||||
| Without food – to identify the severity of swallowing changes | Consciousness level | ||||||
| G2 – swallowing change not detectable | Ability to eat orally | ||||||
| c. Reflex of onset of swallowing based on white-out time | Skills in activities of daily living | ||||||
| d. Pharyngeal cleaning and clearance after swallowing 3 mL of colored water | |||||||
| Suntrup-Krueger et al., 2019 | Acute stroke, recently extubated | 133 | FEES performed 48 h after extubation monitored by a speech therapist and neurologist. | 1- Evaluation of secretion management | a. Pasty | Volumes not specified for each consistency | Sensitivity (intact, reduced, or absent) |
| b. Liquid | |||||||
| c. Soft solid | |||||||
| 2- Observation of spontaneous swallowing per minute | |||||||
| FEDSS >1 considered as dysphagia | |||||||
| Extubation Assessments: | 3- Assessment of laryngeal sensitivity by touching pharyngolaryngeal structures | 3-ounce water swallow test performed 72 h after extubation and 24 h after FEES | |||||
| Glasgow coma scale; Body temperature; Heart beats; Systolic pressure; Spontaneous breathing in volume; Positive exhalation pressure; Rapid shallow breathing index | |||||||
| 4- FEES protocol validated for post-stroke patients | |||||||
| Schröder et al., 2019 | PD | Cohort of 105 patients, 20 selected patients: | Langmore Protocol | 1. Functional assessment of swallowing | a. Pasty | a. Green jelly | Premature leakage |
| b. Liquid | Penetration-aspiration events | ||||||
| c. Soft solid | b. Blue colored water | ||||||
| c. White bread (3 × 3×0.5 cm) | Residues assessed using dysphagia severity scale of 0–3, where 0 = no swallowing changes and 3 = severe dysphagia (penetration-aspiration with 2–3 consistencies). | ||||||
| G1 – 10 without signs of dysphagia; | |||||||
| G2 – 10 with signs of pharyngeal dysphagia | |||||||
| Substance P from saliva was collected in G1 and G2 | |||||||
| Shapira-Galitz et al., 2019 | Stroke | 136 (25 from Kaplan Medical Center and 111 from Sheba Medical Center) | Langmore Protocol with minor modifications | 1. Small amount of local anesthesia (2% Lidocaine hydrochloride gel) | a. Pasty | a. Applesauce with green dye (with spoon) | Penetration-aspiration scale |
| TBI | b. Solid | ||||||
| Degenerative neuromuscular diseases | c. Liquid | ||||||
| b. Whole meal bread (two pieces with crust and one without crust) | Residues determined as 0 if absent in all consistencies and as 1 for residue presented in each consistency, with a maximum score of 3 if present in the three consistencies | ||||||
| 51 control | 2. Functional assessment of swallowing | c. 3% fat milk with green dye (with straw and straight from the glass) | |||||
| Note: 3 offers of each consistency, with approximately 5cc of volume each bolus | |||||||
| Souza et al., 2019 | DM 1 | 1 (male, 66 years) | Clinical swallowing evaluation | 1. FEES by ENT doctor and speech therapist | a. Pasty | a. Peach flavored dietary juice | Laryngeal sensitivity |
| FEES performed by doctor. | b. Thickened liquid | Premature oral leakage | |||||
| 2. Assessment of laryngeal sensitivity | Note: Consistencies according to IDDSI | b. Juice with instant thickener | |||||
| Pharyngeal waste | |||||||
| 3. Functional assessment of swallowing | Note: All consistencies were stained with blue food coloring. | Laryngotracheal penetration and aspiration | |||||
| Consistencies offered in 3, 5 and 10 mL using disposable spoons | |||||||
| Souza et al., 2019 | Stroke | G1: 10 (stroke – 8 men); | FEES performed by physician | 1. FEES performed without anesthesia | a. Pasty | Note: All consistencies stained with blue food coloring (5 mL offered), without description of the number of offers and which foods for each consistency. | Pharyngeal waste scale based on the YPRSSRS scale |
| ALS | b. Thickened liquid | ||||||
| PD | G2: 10 (ALS – 5 men); | 2. Functional assessment of swallowing with institutional protocol | |||||
| G3: 10 (PD – 5 men) | Note: Consistencies according to IDDSI | ||||||
| Institutional protocol for functional swallowing assessment | 2. Laryngeal sensitivity was assessed by touch with nasofibroscope on the aryepiglottic and arytenoid folds | 20 (13 men) | FEES performed by ENT doctor and speech therapist concomitantly | 1. Structures observed in motion, initially with emission of the vowel ∕ i ∕ | a. Pasty | Note: Without details of the quantity offered in each consistency | Posteriororal leakage; |
| b. Thickened liquid | |||||||
| c. Liquid | Pharyngeal residue; | ||||||
| Note: Consistencies according to IDDSI | Laryngeal penetration; | ||||||
| 3. Functional assessment of swallowing | |||||||
| Laryngotracheal aspiration |
FEES, fiberoptic endoscopic evaluation of swallowing; ENT doctor, otorhinolaryngologist; PSP, progressive supranuclear palsy; PD, Parkinson's disease; MG, myasthenia gravis; ALS, amyotrophic lateral sclerosis; ND, no data; DM 1, Muscular Dystrophy type 1; FOIS, Functional Oral Intake Scale; FEEDS, Functional Evaluation of Eating Difficulties Scale; MDS-UPDRS, Movement Disorder Society’s Unified Parkinson’s Disease Rating Scale; H&Y, Hoehn & Yahr scale; NMS-Quest, Non-Motor Symptoms Assessed by Non-Motor Symptoms Questionnaire; MOCA, Montreal Cognitive Assessment; DSFS, Drooling Severity and Frequency Scale; mL, milliliter; mm, millimeter; mg, milligrams; cc, cubic centimeter; SSR, Sympathetic Skin Responses; VFD, Videofluoroscopy of Deglutition; GUSS, Gugging Swallowing Screening; DOSS, Dysphagia Outcome and Severity Scale; IDDSI, International Dysphagia Diet Standardization Initiative; YPRSSRS, Yale Pharyngeal Residue Severity Rating Scale.
Prevalence and swallowing outcomes assessed and demonstrated by the selected studies.
| Study authorship, publication date | Swallowing outcomes | Absolute number of patients with the outcome/total of patients (affectation disease) | ||||||
|---|---|---|---|---|---|---|---|---|
| Warnecke et al., 2009 | FEDSS | Number of patients who presented each score | ||||||
| 1 | 73 | |||||||
| 2 | 25 | |||||||
| 3 | 20 | |||||||
| 4 | 15 | |||||||
| 5 | 12 | |||||||
| 6 | 8 | |||||||
| FEDSS prediction for modified ranking scale | ||||||||
| Independence (mRS 0–2) | 76 (49.7%) | |||||||
| Dependency (mRS 3–6) | 77 (50.3%) | |||||||
| Warnecke et al., 2010 | Dysphagia severity | |||||||
| Non-relevant findings | 3∕18 (PSP) | 2∕15 (PD) | ||||||
| Mild dysphagia | 7∕18 (PSP) | 5∕15 (PD) | ||||||
| Moderate dysphagia | 5∕18 (PSP) | 3∕15 (PD) | ||||||
| Severe dysphagia | 3∕18 (PSP) | 5∕15 (PD) | ||||||
| Mandysova et al., 2011 | Change in FEES × Change in BBDS | 31 (87) × 66 (87); S = 87.1%; E = 30.4% | ||||||
| Change in FEES × Change in BBDS neurological patients | 21 (72) × 57 (72); S = 95.2%; E = 27.5% | |||||||
| D’Ottaviano et al., 2013 | Changes in the swallowing phases | |||||||
| Oral preparation | 7/11 (ALS) | |||||||
| Oral and pharyngeal transit | 11/11 (ALS) | |||||||
| Pharyngeal phase | 11/11 (ALS) | |||||||
| Laryngeal penetration or tracheal aspiration | 10/11 (ALS) | |||||||
| Pilz et al., 2014 | Aspiration of thin liquid | 17/45 (DM1) | ||||||
| Aspiration of thick liquid | 02/45 (DM1) | |||||||
| Mean difference between DM1 × controls | ||||||||
| Thin liquid | 0.56 (0.17. 0.95) | |||||||
| Thick liquid | 1.27 (0.90. 1.64) | |||||||
| Solid | 1.63 (0.46. 5.87) | |||||||
| The major difference between groups is in relation to a larger piece of solid compared to the liquid. | ||||||||
| Somasundaram et al., 2014 | Clinical evaluation outcomes and FEES, n (%) | Dysphagia (n = 41) | Without dysphagia (n = 26) | |||||
| Dysarthria | 9 (22) | 10 (39) | ||||||
| Dysphonia | 4 (10) | 7 (27) | ||||||
| Altered gag reflection | 13 (32) | 2 (8) | ||||||
| Altered voluntary cough | 26 (63) | 8 (31) | ||||||
| Cough after swallowing | 25 (61) | 5 (19) | ||||||
| Vocal alteration after swallowing | 1 (3) | 1 (4) | ||||||
| Leder et al., 2016 | Patients’ oral intake status | |||||||
| Men | ||||||||
| Oral route | 392∕961 | |||||||
| Nothing by mouth | 132∕961 | |||||||
| Women | ||||||||
| Via oral | 329∕961 | |||||||
| Nothing by mouth | 105∕961 | |||||||
| Marian et al., 2017 | Dysphagia severity scale (FEEDS) | |||||||
| Grade 1 normal | 0/50 (stroke) | |||||||
| Grade 2 | 0/50 (stroke) | |||||||
| Grade 3 | 24/50 (stroke) | |||||||
| Grade 4 | 6/50 (stroke) | |||||||
| Grade 5 | 18/50 (stroke) | |||||||
| Grade 6 severe | 0/50 (stroke) | |||||||
| de Lima Alvarenga et al., 2018 | Saliva stasis | 94 (no) 6 (yes) | ||||||
| Pharyngeal residue | 61 (no) 39 (yes) | |||||||
| Laryngeal penetration | 91 (no) 9 (yes) | |||||||
| Aspiration | 98 (no) 2 (yes) | |||||||
| Laryngeal sensitivity | 8 (no) 92 (yes) | |||||||
| Nienstedt et al., 2018 | DSFS score | PD patients (119) | PAS 1–2 (80) | PAS 7–8 (28) | PD patients (119) | Controls (32) | ||
| 2 (moist lips only) | 59 (50%) | 46 (58%) | 11 (39%) | 88 (74%) | 28 (88%) | |||
| 4 | 18 (15%) | 14 (18%) | 4 (14%) | 25 (21%) | 3 (9%) | |||
| 5 | 20 (17%) | 11 (14%) | 5 (18%) | 3 (3%) | 0 (0%) | |||
| 6 | 10 (8%) | 5 (6%) | 3 (11%) | 3 (3%) | 1 (3%) | |||
| 7 | 8 (7%) | 4 (5%) | 2 (7%) | |||||
| 8 | 1 (1%) | 0 (0%) | 1 (4%) | |||||
| 9 Sialorrhea (constantly wetting clothes, hands, objects) | 3 (3%) | 0 (0%) | 2 (7%) | |||||
| Pflug et al., 2018 | Parkinson’s Disease Patients (119) | |||||||
| Presence of dysphagia, n (%) | 113 (95) | |||||||
| Laryngeal penetration or aspiration, n (%) | 66 (55) | |||||||
| Aspiration alone, n (%) | 30 (25) | |||||||
| Consistency with higher percentage of aspiration | Liquid (water) | |||||||
| PAS of patients with water aspiration, n (%) | 7–8. 28 (23.5) | |||||||
| PAS of patients with bread-and-butter aspiration, n | 7–8. 5 of the previous 28 | |||||||
| SBP 2–6, n (%) | 37 (31%) | |||||||
| Waste in general, most commonly with bread, n (%) | 111 (93%) | |||||||
| Build-up with bread | 60 (50%) | |||||||
| Build-up considered severe | 23 (19%) | |||||||
| Premature leakage (score >1) for water, n (%) | 11 (8) | |||||||
| Premature leakage (score >1) for cracker, n (%) | 21 (18) | |||||||
| Premature leakage (score >1) for bread, n (%) | 4 (3) | |||||||
| Umay et al., 2018 | Outcomes in EAT-10 and FEES | EAT-10 | FEES | |||||
| Group 1 (n = 24) without dysphagia | 9 (37.5%) | 0 | ||||||
| Group 2 (n = 12) with dysphagia | 10 (83.3%) | 11 (91.7%) | ||||||
| Group 3 (n = 25) healthy controls | 2 (8%) | 0 | ||||||
| Braun et al., 2019 | FEDSS (2–6) determining dysphagia | 110 (72.4%) | ||||||
| FOIS (diet modification) | 105 (69.1%) | |||||||
| 48 (31.6%) with oral restriction | ||||||||
| 57 (37.5%) decreased restrictions | ||||||||
| 76.6% nothing by mouth (did not change the initial outcome before and after FEES) | ||||||||
| Farneti et al., 2019 | Time – Consistency – FOIS scale: | |||||||
| Total time – pasty | −1.32 | |||||||
| Time in sec – pasty | 1.12 | |||||||
| Total time – regular (solid) | −1.92 | |||||||
| Time in sec – regular | −2.43 | |||||||
| Total time – liquid | −0.43 | |||||||
| Time in sec – liquid | −0.90 | |||||||
| Time-Consistency-DOSS scale: | ||||||||
| Total time – pasty | −0.29 | |||||||
| Time in sec – pasty | 0.02 | |||||||
| Total time – regular (solid) | −1.33 | |||||||
| Time in sec – regular | −0.93 | |||||||
| Total time – liquid | −0.48 | |||||||
| Time in sec – liquid | −0.63 | |||||||
| Imaizumi et al., 2019 | Outcomes assessed: | Swallowing disorder not detectable (n = 64) | Detectable change in swallowing (n = 42) | |||||
| FEES score | 2 | 5 | ||||||
| Laryngotracheal aspiration (number of patients) | 7 | 17 | ||||||
| Mean laryngeal penetration-aspiration score | 1 | 2 | ||||||
| Ability to eat by mouth (International Classification of Functionality) (number of patients) level 2 | ||||||||
| Suntrup-Krueger et al., 2019 | Successful extubation (101) | Reintubation (32) | ||||||
| The 3-ounce water swallow test | ||||||||
| Time after extubation, hours | 16.6 ± 15.5 | 18.1 ± 43.2 | ||||||
| Test failure, n (%) | 12 (17.6) | 13 (68.4) | ||||||
| Secretion assessment, n (%) | ||||||||
| Normal | 70 (82.4) | 6 (23.1) | ||||||
| Vallecula | 7 (8.2) | 1 (3.8) | ||||||
| Laryngeal vestibule, temporarily | 7 (8.2) | 7 (26.9) | ||||||
| Laryngeal vestibule, permanently | 1 (1.2) | 12 (46.2) | ||||||
| Murray’s Secretion Scale | 0.3 ± 0.7 | 2.0 ± 1.2 | ||||||
| Frequency of spontaneous swallowing, n (%) | ||||||||
| 0 min | 0 (0.0) | 8 (30.8) | ||||||
| 1–3 min | 32 (37.6) | 15 (57.7) | ||||||
| >3 min | 53 (62.4) | 3 (11.5) | ||||||
| Pharyngeal sensitivity, n (%) | ||||||||
| Intact | 40 (47.1) | 1 (3.8) | ||||||
| Reduced | 15 (17.6) | 12 (46.2) | ||||||
| Absent | 4 (4.7) | 7 (26.9) | ||||||
| Not specified | 26 (30.6) | 6 (23.1) | ||||||
| Pasty consistency, exposed n (%) | 73 (85.9) | 7 (26.9) | ||||||
| Penetration | 13 (15.3) | 3 (11.5) | ||||||
| Aspiration | 4 (4.7) | 3 (11.5) | ||||||
| Liquid, exposed n (%) | 77 (90.6) | 19 (73.1) | ||||||
| Penetration | 37 (43.5) | 18 (69.2) | ||||||
| Aspiration | 25 (29.4) | 15 (57.7) | ||||||
| Soft solid, exposed n (%) | 33 (38.8) | 0 (0.0) | ||||||
| Penetration | 1 (1.2) | – | ||||||
| Aspiration | 0 (0.0) | – | ||||||
| Posterior leakage | ||||||||
| Without leakage | 21 (24.7) | 0 (0.0) | ||||||
| In vallecula | 21 (24.7) | 2 (7.7) | ||||||
| In pyriform sinus | 14 (16.5) | 4 (15.4) | ||||||
| In laryngeal vestibule | 17 (20.0) | 17 (65.4) | ||||||
| Not specified | 12 (14.1) | 3 (11.5) | ||||||
| Schröder et al., 2019 | Discrete pharyngeal residues, n (%) | 10 (50%) | ||||||
| Location of these residues, valleculae | 10 (100%) | |||||||
| Location of these residues, pyriform sinuses | 3 (30%) | |||||||
| Premature leakage | 0 (0%) | |||||||
| Penetration/aspiration events | 0 (0%) | |||||||
| Concentration of substance P in saliva | ||||||||
| In patients with pharyngeal dysphagia | 9.644 pg∕mL | |||||||
| In control patients | 17.591 pg∕mL | |||||||
| Shapira-Galitz et al.,2019 | Outcomes in patients with neurological diagnoses: | 54 (39.7%) | ||||||
| EAT-10 Hebrew validation | 15.87 ± 8.98 | |||||||
| Penetration-aspiration scale | 4.43 ± 3.04 | |||||||
| FEES score | 2.56 ± 2.0 | |||||||
| FOIS – Functional Oral Intake Scale | 5.85 ± 1.42 | |||||||
| Souza et al., 2019 | First FEES | Last FEES | ||||||
| 5 mL | 10 mL | 5 mL | 10 mL | |||||
| Pasty | ||||||||
| Posterior oral leakage | 1 | 1 | 1 | NT | ||||
| Pharyngeal residues in valleculae | 2 | 2 | 3 | NT | ||||
| Pharyngeal residues in pyriform sinuses | 1 | 2 | NT | |||||
| Laryngeal penetration | 0 | 0 | 3 | NT | ||||
| Laryngotracheal aspiration | 0 | 0 | 0 | NT | ||||
| Thickened liquid | 1 | 1 | 1 | NT | ||||
| Posterior oral leakage | 1 | 2 | 2 | NT | ||||
| Pharyngeal residues in valleculae | 1 | 2 | 2 | NT | ||||
| Pharyngeal residues in pyriform sinuses | 1 | 1 | 2 | NT | ||||
| Laryngeal penetration | 3 | 3 | 5 | NT | ||||
| Laryngotracheal aspiration | 0 | 00 | NT | |||||
| Liquid | ||||||||
| Posterior oral leakage | 1 | 1 | 1 | NT | ||||
| Pharyngeal residues in valleculae | 1 | 1 | 1 | NT | ||||
| Pharyngeal residues in pyriform sinuses | 1 | 1 | 1 | NT | ||||
| Laryngeal penetration | 3 | 3 | 5 | NT | ||||
| Laryngotracheal aspiration | 0 | 0 | 7 | |||||
| Souza et al., 2019 | Total frequency of residues in pasty and liquid consistencies | Presence | Absence | |||||
| Pasty (n = 30) | 19 (63.33%) | 11 (36.67%) | ||||||
| Thickened liquid (n = 27) | 16 (59.26%) | 11 (40.74%) | ||||||
| Residues in valleculae, pasty consistency | Yale scale (0–2) | Yale scale (3–4) | ||||||
| GI | 9 (90%) | 1 (10%) | ||||||
| GII | 9 (90%) | 1 (10%) | ||||||
| GIII | 9 (90%) | 1 (10%) | ||||||
| Consistency of residues in pyriform sinuses | ||||||||
| Pasty | ||||||||
| GI | 10 (100%) | 0 (0%) | ||||||
| GII | 9 (90%) | 1 (10%) | ||||||
| GIII | 10 (100%) | 0 (0%) | ||||||
| Consistency of residues in valleculae, thickened liquid | ||||||||
| GI | 9 (100%) | 0 (0%) | ||||||
| GII | 8 (89%) | 1 (11%) | ||||||
| GIII | 9 (100%) | 0 (0%) | ||||||
| Consistency of residues in pyriform sinuses, thickened liquid | ||||||||
| GI | 9 (100%) | 0 (0%) | ||||||
| GII | 8 (89%) | 1 (11%) | ||||||
| GIII | 9 (100%) | 0 (0%) | ||||||
| Gozzer et al., 2019 | Outcomes assessed: | Liquid | Thickened liquid | Pasty | ||||
| Posterior oral leakage | 10 (55%) | 10 (52.6%) | 10 (50%) | |||||
| Pharyngeal residue | 4 (22.2%) | 8 (42.1%) | 8 (40%) | |||||
| Laryngeal penetration | 7 (38.8%) | 5 (26.3%) | 6 (30%) | |||||
| Laryngotracheal aspiration | 3 (16.6%) | 1 (5.2%) | 1 (5%) | |||||
BBDS, brief bedside dysphagia screening; S, sensitivity; E, specificity; FEEDS, Functional Evaluation of Eating Difficulties Scale; PSP, progressive supranuclear palsy; PD, Parkinson’s disease; FEES, fiberoptic endoscopic evaluation of swallowing; FEDSS, fiberoptic endoscopic dysphagia severity score; ALS, amyotrophic lateral sclerosis; DM 1, muscular dystrophy type 1; PAS, penetration-aspiration scale; EAT-10, Eating Assessment Tool; FOIS, Functional Oral Intake Scale; NT, not tested.