| Literature DB >> 33765456 |
Rachael M Burke1, Marriott Nliwasa2, Helena R A Feasey3, Lelia H Chaisson4, Jonathan E Golub5, Fahd Naufal5, Adrienne E Shapiro6, Maria Ruperez7, Lily Telisinghe8, Helen Ayles8, Elizabeth L Corbett3, Peter MacPherson9.
Abstract
BACKGROUND: Community-based active case-finding interventions might identify and treat more people with tuberculosis disease than standard case detection. We aimed to assess whether active case-finding interventions can affect tuberculosis epidemiology in the wider community.Entities:
Mesh:
Year: 2021 PMID: 33765456 PMCID: PMC8082281 DOI: 10.1016/S2468-2667(21)00033-5
Source DB: PubMed Journal: Lancet Public Health
Figure 1Study selection
Randomised trials evaluating the effects of ACF on tuberculosis case notifications
| Intervention (or intervention A) | Control (or intervention B) | Intervention (or intervention A) | Control (or intervention B) | Intervention (or intervention A) | Control (or intervention B) | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Shargie et al (2006) | Ethiopia, remote rural | Community mobilisation, monthly mobile clinics | Sputum smear if symptoms present | Training health-care workers | 74 012 | 130 665 | 153 | 207 | 207 | 158 | 1·30 | CNRs and weighted mean CNR (per 100 000 person-years), weighted by number of cases in each community; comparison of mean CNR had p=0·12 |
| Datiko et al (2009) | Ethiopia, remote rural | Community mobilisation and sputum collection or transport from health posts to diagnostic centres | Sputum smear if symptoms present | None | 296 897 | 197 788 | 230 | 88 | 77 | 44 | 1·74 | Outcome based on case detection rate, defined as the number of new smear-positive cases detected divided by the estimated number of incident smear-positive cases, expressed as a percentage |
| Miller et al (2010) | Brazil, informal urban | Door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms present | None | 18 745 | 26 687 | 92 | 101 | 491 | 378 | 1·30 | CNR per 1000 person-years during intervention period or intervention period plus 60 days; for the intervention period plus 60 days, the CNR ratio in intervention clusters |
| Corbett et al (2010) | Zimbabwe, general population | Mobile vans | Sputum smear if symptoms present | None | 162 578 | 159 515 | 666 | 476 | 410 | 298 | 1·37 | Comparison of cases detected directly through the two ACF methods (ie, not including those detected through standard case detection while ACF was ongoing); ACF-detected CNRs were 427 per 100 000 person-years in the mobile van group and 238 per 100 000 person-years in the door-to-door group; unadjusted risk ratio 1·71 (95% CI 1·27–2·31) and adjusted risk ratio 1·48 (1·11–1·96) |
| Churchyard et al (2011) | South Africa, miners | 6-monthly | Refer to health service for clinician assessment with or without tests (including culture) if chest x-ray abnormal | None | 20 858 | 20 777 | 390 | 346 | 1870 | 1665 | 1·12 | Primary outcome was all forms of tuberculosis (microbiologically confirmed or not); 632 cases in the 6-monthly screening group and 670 cases in the 12-monthly screening group; different participants contributed different lengths of person-time; hazard ratio 1·06 (0·95–1·18) |
| Adane et al (2019) | Ethiopia, people in prison | Trained peer educator volunteers | Transfer to hospital for clinician assessment with or without tests (smear or Xpert) if symptoms present | None | 8874 | 9158 | 31 | 18 | 349 | 197 | 1·78 | Case detection rate, defined as the number of new smear positive cases detected divided by the estimated number of incident smear positive cases, expressed as a percentage |
ACF=active case-finding. CNR=case notification rate.
The study does not specify how the estimated number of incident smear-positive cases was determined.
Incidence of tuberculosis cases per year was estimated using the 2016 WHO estimate of tuberculosis burden for Ethiopia and attributing a four-times increase in tuberculosis burden to prisons.
Controlled before-after studies evaluating the effects of ACF on tuberculosis case notifications
| Baseline CNR | Endline CNR | CNR ratio | Baseline CNR | Endline CNR | CNR ratio | Ratio of CNR ratios | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Rendleman (1999) | USA, people experiencing homelessness | Delivered alongside other services at shelters | TST for everyone; referral to clinician assessment with or without tests if TST positive | LTBI treatment | All types | 227·4 | 96·9 | 0·43 | 3·94 | 4·67 | 1·19 | 0·36 | None |
| de Vries et al (2007) | Netherlands, people experiencing homelessness | Delivered alongside other services at shelters; mobile chest x-ray clinic | Chest x-ray regardless of symptoms; clinical assessment with or without culture if abnormal chest x-ray | None | All types | 26·8 | 35·9 | 1·34 | 1·90 | 2·45 | 1·29 | 1·04 | χ2 test for trend in 2002 to 2005 (ie, to show declining cases year on year after ACF introduced) in intervention population: p=0·03; no effect estimate comparing intervention to control population |
| Kan et al (2012) | China, general population | Schoolchildren reporting symptoms of family members | Clinical review plus sputum smear if symptoms | Financial incentives and training to providers | Microbiologically confirmed | 10·2 | 35·4 | 3·47 | 12·5 | 39·2 | 3·14 | 1·19 | Case detection in counties receiving intervention increased by a factor of 3·5 compared with before intervention and by a factor of 3·1 compared with counties not receiving intervention (p=0·0001) |
| Cegielski et al (2013) | USA, general population | Door to door, community volunteers collecting and transporting sputum | TST for everyone; referral to clinician assessment with or without tests if TST positive | LTBI treatment | All types | 47·6 | 0·0 | 0·00 | 7·29 | 4·84 | 0·66 | 0·00 | Incidence declined from 15 cases (in 1985–1995) to zero cases (in 1996–2006) in the target neighborhoods, compared with 128 cases decreasing to 75 cases in the county overall (p=0·002) |
| Parija et al (2014) | India, general population | Community mobilisation, mobile clinic, community health workers collecting and transporting sputum | Sputum smear if symptoms | None | Microbiologically confirmed | 63·5 | 70·3 | 1·11 | 23·9 | 24·1 | 1·01 | 1·10 | Number of smear-positive cases detected during the intervention period (April to June, 2012) increased by 11% relative to April to June, 2011, in intervention communities, compared with a 0·8% increase in non-intervention communities |
| Reddy et al (2015) | India, indigenous populations plus informal urban | Door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms | None | Microbiologically confirmed | 60·5 | 65·8 | 1·09 | 50·7 | 46·4 | 0·91 | 1·19 | Number of smear-positive cases detected increased by 8·8% relative to the pre-intervention period in intervention communities, compared with an 8·6% decrease in non-intervention communities |
| Sanaie et al (2016) | Afghanistan, IDP camp | Door to door | Sputum smear if symptoms | Contact tracing, facility-based screening | Microbiologically confirmed | NA | NA | 1·56 | NA | NA | 0·75 | 2·11 | Comparison of trend in notifications over time in intervention area clinics and state; projecting the declining secular trend of notifications to 2012, only 59% of cases (2885 cases; 95% CI 2129–3640) notified during the intervention would have been notified without the intervention |
| Delva et al (2017) | Haiti, IDP camp | Door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms (Xpert at one of four sites) | Contact tracing, laboratory strengthening, facility-based screening | Microbiologically confirmed | 33·5 | 53·5 | 1·59 | 30·9 | 34·8 | 1·13 | 1·42 | Annual sputum smear-positive, bacteriologically positive notification rate in intervention population increased from 34 per 100 000 individuals to 54 per 100 000 (59% increase, 95% CI 4 to 143; p=0·03); in the control population, the notification rate was 31 per 100 000 before intervention and 35 per 100 000 during the intervention (13% increase, −30 to 83; p=0·63) |
| Datiko et al (2017) | Ethiopia, remote rural | Community mobilisation, door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms | Laboratory strengthening, LTBI treatment of child contacts, contact tracing | Microbiologically confirmed | 72·4 | 107·3 | 1·48 | 79·1 | 85·0 | 1·08 | 1·3 | In the intervention region during the baseline period, there were 64 (95% CI 62.5–65.8) sputum smear-positive cases and 102 (99.1–105.8) cases of all-form tuberculosis per 100 000 population per year, increasing to 127 cases of smear-positive and 177 cases of all-form tuberculosis per 100 000 population per year in the endline period. In the control region, 86 cases of smear-positive and 185 cases of all-form tuberculosis per 100 000 population per year were reported in the endline period, which was similar to baseline (p>0.1) |
| Aye et al (2018) | Myanmar, informal urban (and neighbourhood contacts) | Door to door for neighbourhood contacts, community mobilisation for others; volunteers collecting sputum | Sputum tests if symptoms (mainly sputum smear, Xpert for people with HIV or retreatment); chest x-ray and clinical assessment if no sputum produced | Financial incentives for volunteers, contact tracing | All types | 142 | 148·2 | 1·04 | 239·0 | 195·3 | 0·82 | 1·28 | Average difference in CNR between intervention and control townships declined by 50·9 cases per 100 000 population per year (95% CI −10 to 112) during the intervention period, but this finding was not statistically significant (p>0·05) |
| Vyas et al (2019) | India, indigenous group | Door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms | Financial incentives for volunteers | Microbiologically confirmed | 90·7 | 166·7 | 1·84 | 83·9 | 79·3 | 0·95 | 1·94 | The tuberculosis notification trend in the intervention area in the baseline period was slightly negative; regression analysis showed increases compared with expected notification rates of 89·4% for smear positive cases and 90·8% for all types of tuberculosis in the endline period; in the control area, smear-positive notifications decreased slightly (−5·5%) |
| Chen et al (2019) | China, general population | Door to door, community health workers collecting and transporting sputum | Chest x-ray if symptoms or in high-risk group. Sputum smear if symptoms or abnormal chest x-ray | None | All types | 78·5 | 67·7 | 0·86 | 79·0 | 62·6 | 0·79 | 1·01 | No significant difference found between the cumulative incidence proportion for ACF (67·7 per 100 000 population) and the prevalence for passive case-finding (62·6 per 100 000 population) during the intervention period; authors report CNR ratio intervention |
| Shewade et al (2019) | India, indigenous populations plus informal urban | Door to door, community mobilisation, volunteers collecting and transporting sputum | Sputum smear if symptoms | Financial incentives for volunteers, engagement with non-governmental organisations | Microbiologically confirmed | 15·8 | 15·3 | 0·97 | 14·1 | 11·8 | 0·84 | 1·16 | After the active case-finding intervention was introduced, sputum-positive CNR per 100 000 population increased, with a β coefficient of 1·3 (95% CI 0·6–2·0) |
The control intervention was usual case-finding in all studies. CNR=case notification rate. ACF=active case-finding. TST=tuberculin skin test. LTBI=latent tuberculosis infection. IDP camp=camp for internally displaced people. NA=not applicable.
The study does not specify whether this p value was adjusted for the presence of clustering.
No population estimate was provided, so it was not possible to calculate CNRs; we calculated CNR ratios from numbers of tuberculosis diagnoses, assuming that the underlying population denominator remained the same.
The value quoted (50·9) is a coefficient from a general estimating equation which indicates the average change in the difference in tuberculosis notification rates per year between intervention townships and non-intervention townships in the intervention and control period (ie, an interaction term between intervention and control townships and intervention and control time periods after adjusting for secular trends); the p value given for this coefficient is 0·11.
For 2013, the CNR ratio comparing intervention area to control area is 1·7 (95% CI 1·2–2·5), for 2014 it is 1·3 (0·8–1·9), and for 2015 is 0·2 (0·08–0·6); the study does not state whether these findings are adjusted for clustering or not.
Before-after studies without a control evaluating effects of ACF on tuberculosis case notifications
| Baseline | Endline | Baseline | Endline | Baseline | Endline | CNR ratio | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Corbett et al (2010) | Zimbabwe, general population | Door to door or mobile clinics in vans | Sputum smear if symptoms | None | Microbiologically confirmed | 55 216 | 322 093 | 154 | 1142 | 278·9 | 354·6 | 1·27 | No effect estimate provided for effect of ACF on CNR |
| Fatima et al (2014) | Pakistan, informal urban | Community mobilisation, mobile clinics | Sputum smear and clinician assessment if symptoms | Financial incentives to local providers, training to private general practitioners | Microbiologically confirmed | 9 067 658 | 9 067 658 | 8933 | 11 392 | 98·5 | 125·6 | 1·28 | No effect estimate provided for microbiologically confirmed cases; the proportion of smear-negative cases was reported to be significantly higher during the intervention |
| Lorent et al (2014) | Cambodia, informal urban | Door to door, community health workers collecting and transporting sputum | Sputum tests if symptoms (mainly smear, some culture or Xpert); clinician assessment with or without chest x-ray for some people | Laboratory strengthening | Microbiologically confirmed | 1 445 582 | 1 445 582 | 1610 | 2075 | 111·4 | 143·5 | 1·29 | Case notifications of bacteriologically confirmed tuberculosis increased from 1610 to 2075 (29% increase) |
| John et al (2015) | Nigeria, indigenous groups | Community mobilisation, mobile clinics | Sputum smear if symptoms; Xpert if negative sputum smear and symptoms persist | None | Microbiologically confirmed | 7 400 000 | 7 400 000 | 2436 | 3479 | 32·9 | 47·0 | 1·43 | New smear-positive notifications increased by 49·5% compared with the expected number based on historical trends |
| Maggard et al (2015) | Zambia, people in prison | Education within prison, mobile chest x-ray clinic | Chest x-ray and sputum smear regardless of symptoms | Laboratory strengthening, radiology equipment | All types | 5775 | 5775 | 138 | 409 | 2390 | 7082 | 2·96 | No effect estimate provided for effect of ACF on CNRs |
| Degner et al (2016) | USA, people in prison (compared two forms of ACF) | At entry to prison | Chest x-ray for all; sputum culture if chest x-ray abnormal; in baseline period, tuberculin skin test for all | None | All types | 30 000 | 35 000 | 8 | 37 | 26·7 | 105·8 | 3·96 | No effect estimate provided for effect of ACF on CNRs |
| Fatima et al (2016) | Pakistan, informal urban (neighbourhood contacts) | Door to door | Sputum smear if symptoms; Xpert if negative sputum smear and symptoms persist | Contact tracing | Microbiologically confirmed | 36 000 000 | 36 000 000 | 28 159 | 30 066 | 78·2 | 83·52 | 1·07 | Case detection of bacteriologically confirmed tuberculosis increased by 6·8% with intervention |
| Mallick et al (2017) | India, people in prison | Education, community mobilisation within prison | Sputum smear if symptoms | None | Microbiologically confirmed | 16 199 | 16 199 | 316 | 412 | 1951 | 2543 | 1·30 | CNR for all forms of tuberculosis increased by 38% in endline period compared with control period |
| Karamagi et al (2018) | Uganda, people in prison | Community mobilisation, door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms | Contact tracing, facility-based screening | Microbiologically confirmed | NA | NA | NA | NA | 171 | 212 | 1·24 | No effect estimate provided for effect of ACF on CNRs |
| Ford et al (2019) | India, remote rural | Community mobilisation, mobile chest x-ray units | Chest x-ray and sputum if symptoms | Change to national tuberculosis programme guidelines | Microbiologically confirmed | NA | NA | 3111 | 3058 | NA | NA | 0·98 | Increase in new smear-positive tuberculosis CNR during 2015–16 (p=0·003) |
CNR=case notification rate. ACF=active case-finding. NA=not applicable.
The population denominator estimate and numbers of tuberculosis cases are not stated.
Mean of tuberculosis CNR for two quarters in which intervention was ongoing.
No population denominator stated; CNR was calculated assuming the underlying population remained the same.
In the study, it is not clear how this p value was calculated or whether it is adjusted for clustering.
Figure 2Effect of tuberculosis active case-finding on tuberculosis CNR ratios
(A) Ratio of number of cases of tuberculosis disease notified per 100 000 person-years in intervention clusters vs control clusters. (B) Ratio of number of cases of tuberculosis disease (intervention clusters vs non-randomly assigned control clusters) notified in endline time period vs baseline time period. (C) Ratio of number of cases of tuberculosis disease notified in endline time period vs baseline time period. CNR=case notification rate. *Compared two active case-finding interventions to each other. †Ratio not estimable.
RCTs evaluating the effect of ACF on tuberculosis prevalence
| Clusters | Total population | Number of cases among people screened in prevalence survey, n/N | Cases per 100 000 people | Clusters | Total population | Number of cases among people screened in prevalence survey, n/N | Cases per 100 000 people | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Corbett et al (2010) | Zimbabwe, general population (urban) | Before-after comparison within a cluster RCT | Door to door and mobile clinics (vans) | Sputum smear if symptoms for ACF; culture for all for prevalence survey | 46 | 55 741 | 66/10 092 | 650 | 46 | 54 691 | 41/11 211 | 370 | 0·56 (0·38–0·83) | 0·59 (0·40–0·89) |
| Ayles et al (2010) | Zambia and South Africa, general population (high tuberculosis prevalence districts) | Cluster RCT | Community mobilisation and mobile clinics | Sputum smear if symptoms for ACF; culture for all for prevalence survey | 12 | 447 228 | 505/34 006 | 944 (geometric mean per cluster) | 12 | 515 427 | 389/30 457 | 733 (geometric mean per cluster) | 1·29 (0·88–1·87) | 1·09 (0·86–1·40) |
| Marks et al (2019) | Vietnam, general population | Cluster RCT | Door to door | Sputum Xpert regardless of symptoms (ACF and prevalence survey) | 60 | 42 150 | 53/42 150 | 126 | 60 | 41 680 | 94/41 680 | 226 | 0·56 (0·40–0·78) | 0·55 (0·39–0·77) |
The control intervention was usual case-finding in all studies. None of the studies had any co-interventions. RCT=randomised controlled trial. ACF=active case-finding.
Because this is a before-after comparison within an RCT, the 46 clusters in the baseline and endline survey are the same clusters; in other studies, the ACF clusters are different to the control clusters.
12% of households in each cluster were randomly selected for the prevalence survey; the denominator is the number of adults in households who were located, consented to be surveyed, and provided sputum.
Adjusted for presence of clustering by neighbourhood only.
Adjusted for clustering by neighbourhood, household crowding, sex, HIV infection, and previous tuberculosis treatment.
Denominator is number of adults who gave informed consent, completed questionnaire, and provided a sputum sample that was evaluable.
Adjusted for prevalence of tuberculosis infection in community in 2005, HIV prevalence in 2010, household socioeconomic status, age group, sex, education, marital status, smoking history, and clustering by country and community.
Denominator is the number of adults who were enumerated as living in trial subcommunes, were contacted to give consent, were capable of giving consent, and who consented to participate; of 42 150 participants in the intervention population, 18 837 produced sputum for Xpert, and of 41 680 participants in the control population, 19 687 produced sputum.
Adjusted for presence of clustering by subcommune only.
Adjusted for clustering by subcommune, age, sex, and smoking status.
Non-randomised studies evaluating effect of active case-finding on tuberculosis prevalence
| Sanchez et al (2013) | Brazil, people in prison | Door to door and at prison entry | Chest x-ray for all, sputum smear and culture if chest x-ray abnormal | None | 1 | Baseline, 83/1374 (6040); endline, 32/1244 (2800) | Authors report p<0·001 for difference baseline to endline |
| Kolapann et al (2013) | India, remote rural | Door to door | Chest x-ray for all, sputum culture if chest x-ray abnormal | Change to NTP guidelines in area (DOTS introduced) | 53 | 1999–2001, 457/83 425 (607); 2001–03, 344/85 474 (454); 2004–06, 253/89 413 (309); 2006–08, 332/92 255 (388) | Significant decrease in culture-positive tuberculosis prevalence at years 2·5, 5·0, and 7·5; regression analysis showed that a linear model was inadequate to explain the variation in prevalence, with r2=0·59 |
| Chatterjee et al (2014) | India, remote rural | Door to door | Chest x-ray and sputum for culture if symptoms | Change to NTP guidelines in area (DOTS introduced) | 5 | June, 1999, to April, 2000, 25/5096 (490·6); year 2·5, 9/4042 (222·7); year 5, 3/3978 (75·24); year 7·5, 7/3712 (188·6) | No measure of association reported |
| Liu et al (2019) | China, general population | Door to door | Chest x-ray if symptoms or in high-risk group; sputum smear if symptoms or abnormal chest x-ray | None | 3 | 2013, 35/92 822 (37·7); 2014, 25/92 638 (27·0); 2015, 15/89 799 (16·7) | Site A, 2013 |
| Tsegaye Sahle et al (2019) | Ethiopia, people in prison | Group meetings and at prison entry | Sputum tests if symptoms (mainly smear, but some Xpert and culture); chest x-ray available if symptoms | None | 1 | Baseline, 3/3024 (99·2); endline, 10/2551 (392) | Prevalence increased from 0·10% in the first screening to 0·39% in the second screening (p=0·027) |
| Rao et al (2019) | India, indigenous population | Door to door | Sputum smear and culture if symptoms | None | 53 | Baseline, 293/9756 (3003); endline, 195/9775 (1995) | Prevalence had decreased significantly at endline compared with baseline (trend χ2 19·97, odds ratio 1·521, p=0·000) |
NTP=national tuberculosis programme. DOTS=directly observed therapy, short course.
The prevalence of tuberculosis in each year was averaged across sites A–C.
Cluster-randomised trials evaluating effect of ACF on tuberculosis infection incidence or prevalence in children
| Ayles et al (2010) | Zambia and South Africa, general population (high tuberculosis prevalence districts) | Community mobilisation and mobile clinics | Sputum smear if symptoms for ACF; culture for all for prevalence survey | Schoolchildren evaluated had TST in 2005 (before ACF) and same children had TST in 2009 (after ACF) | 391 (7·9% of 4934 children who were TST-negative at baseline had >15 mm TST induration at endline; geometric mean per cluster incidence of TST conversion was 1·41 per 100 000 person-years | 342 (6·6%) of 5169 children who were TST-negative at baseline had >15 mm TST induration at endline; geometric mean per cluster incidence of TST conversion was 1·05 per 100 000 person-years | Adjusted rate ratio for incidence of tuberculosis infection: 1·36 (95% CI 0·59–3·14) |
| Marks et al (2019) | Vietnam, general population | Door to door | Sputum Xpert regardless of symptoms (ACF and prevalence survey) | Prevalence of positive IGRA among children born in 2012 (who would have been 1–2 years old when intervention started) | 23 (3·3%) of 701 children were IGRA-positive | 18 (2·6%) of 705 children were IGRA-positive | Prevalence ratio 1·29 (95% CI 0·70–2·36)* |
None of the studies had any co-interventions. ACF=active case=finding. TST=tuberculin skin test. IGRA=interferon γ release assay.
The study also included a post-hoc infection outcome of IGRA positivity among children born between 2004 and 2011 (who would have been 3–10 years old when intervention started); the IGRA positive prevalence ratio for intervention vs control clusters for these older children was 0·50 (95% CI 0·32–0·78).