We present a highly scalable, room-temperature strategy for fabricating vertical silicon nanotube arrays derived from a toroidal micelle pattern via a water vapor-induced block copolymer (BCP) self-assembly mechanism. A polystyrene-b-poly(ethylene oxide) (PS-b-PEO) BCP system can be self-assembled into toroidal micelle structures (diameter: 400-600 nm) on a PS-OH-modified substrate in a facile manner contrasting with other complex processes described in the literature. It was found that a minimum PS-b-PEO thickness of ∼86 nm is required for the toroidal self-assembly. Furthermore, a water vapor annealing treatment at room conditions (∼25 °C, 60 min) is shown to vastly enhance the ordering of micellar structures. A liquid-phase infiltration process was used to generate arrays of iron and nickel oxide nanorings. These oxide structures were used as templates for pattern transfer into the underlying silicon substrate via plasma etching, resulting in large-area 3D silicon nanotube arrays. The overall simplicity of this technique, as well as the wide potential versatility of the resulting metal structures, proves that such room-temperature synthesis routes are a viable pathway for complex nanostructure fabrication, with potential applicability in fields such as optics or catalysis.
We present a highly scalable, room-temperature strategy for fabricating vertical silicon nanotube arrays derived from a toroidal micelle pattern via a water vapor-induced block copolymer (BCP) self-assembly mechanism. A polystyrene-b-poly(ethylene oxide) (PS-b-PEO) BCP system can be self-assembled into toroidal micelle structures (diameter: 400-600 nm) on a PS-OH-modified substrate in a facile manner contrasting with other complex processes described in the literature. It was found that a minimum PS-b-PEO thickness of ∼86 nm is required for the toroidal self-assembly. Furthermore, a water vapor annealing treatment at room conditions (∼25 °C, 60 min) is shown to vastly enhance the ordering of micellar structures. A liquid-phase infiltration process was used to generate arrays of iron and nickel oxide nanorings. These oxide structures were used as templates for pattern transfer into the underlying silicon substrate via plasma etching, resulting in large-area 3D silicon nanotube arrays. The overall simplicity of this technique, as well as the wide potential versatility of the resulting metal structures, proves that such room-temperature synthesis routes are a viable pathway for complex nanostructure fabrication, with potential applicability in fields such as optics or catalysis.
Block copolymer (BCP)
self-assembly provides an avenue for the
formation of a myriad of nano-scale morphologies, with applications
such as optoelectronics, biosensing, filtration, bioactive surfaces,
surface coatings, and magnetic applications, among others.[1−10] More usual microphase separated self-assembled architectures include
lamellar, cylindrical, spherical, and gyroidal structures as well
as various micellar-based morphologies such as helices, tubes, disks,
and toroids.[11−13] Micelle formation is defined as the self-assembly
of an amphiphilic BCP in a solvent medium to form a structure typically
with a core and corona.[11,14] Of the myriad of available
micellar structures, toroidal micelles, in particular, have garnered
interest owing to their proven applicability in synthesizing unique
nanostructured materials with unique plasmonic and magnetic properties.[15,16] Such structures are typically fabricated via incorporating
various metals and metal oxides, which upon removal of the polymer
matrix produce metallic toroidal or nanoring structures.[17] These metal/metal oxide structures have also
been utilized as hard masks for patterning underlying silicon substrates,
yielding high aspect ratio nanotube arrays.[18,19] Nonetheless, one notable drawback of toroidal micelles obtained via BCP or triblock copolymer self-assembly is that the
size distributions of the structure are often too small for optoelectronic
applications.[13]In this work, we
describe a novel strategy to address this issue
by controlling the formation of large toroidal structures via water vapor annealing (WVA) of a polystyrene-b-poly(ethylene oxide) (PS-b-PEO) diblock
copolymer system atop a PS-modified substrate. Vapor annealing is
a common technique employed to direct BCP self-assembly via polymerswelling.[20,21] Solvent vapor can selectively
swell one or more blocks (thereby affecting the morphology) and the
propensity of swelling can be estimated by the Flory–Huggins
interaction parameter χ.[18,21] The solvent vapor-driven
swelling creates free volume, increasing the chain mobility.[18] This is also described as plasticization and
results in effective reduction of the glass-transition temperature
and effective χ parameter.[22] Thus,
annealing times can be significantly reduced for high χ systems.[21] Previously, WVA treatment has been employed
to modify silk material or perovskite structures;[23−26] however, water was only used
as a facilitating solvent during BCP annealing rather than a unique
swelling solvent.[27,28]Furthermore, aside from
the influence of the affinity of each block
to the annealing solvent, the substrate effects can also substantially
impact the resulting BCP pattern.[29−31] The application of a
polymer brush enables the tailoring of the surface energy (SE) of
the substrate, influencing the BCP morphology.[32] In this case, a PS brush is utilized to control the self-assembly
of a lamellar PS-b-PEO system. The pre-treatment
of the Si substrate with a PS brush favors PS block segregation to
the brush/BCP interface.[29] Qiu et al. demonstrated a similar approach to generate toroidal
micelles in solution whereby a homopolymer was added to a BCP solution
in various mass ratios in order to control the size of the micelle.[33] The addition of a homopolymer to a BCP system
requires careful tailoring; in addition to varying the micelle sizes,
it can also result in the alteration of the shapes of the resulting
micelles.[11,33−35] Previous studies on
toroidal micelle fabrication use highly acidic conditions to enforce
ring micelle formation at surfaces or variation of solvent composition
of BCP in solution[13,15] and/or homopolymer addition to
BCP solutions.[33] Contrastingly, in this
methodology we achieve such structures via simple
surface modification.The general mechanism by which toroid
structures form from spherical
or cylindrical micelles is described by Cui et al., whereby high interfacial curvature of spheres or high-energy endcaps
of cylinders result in transition to more stable toroid systems with
lower free energy.[36] In binary systems,
toroids are generally not observed as the statistical probability
of toroid formation is lower than the growth of rods as explained
by Porte.[37] The reason is simply that open
shapes like rods have considerably more bent conformations possible
than closed rings even though rings should be more energetically favorable.[37] Therefore, in this case, toroid formation in
a BCP system only occurs when polymer blocks are sufficiently flexible
and self-attraction between blocks is considerable to form toroids
from cylinders,[35−37] such as is the case for PEO.[38]Our process establishes that a homopolymer pre-treatment of
the
substrate can influence the onset of toroidal micellization of the
BCPs within minutes of BCP deposition (<5 min). We use the resulting
morphology to demonstrate a simple, yet original strategy for production
of vertical silicon nanotube arrays (diameter = 355 ± 73 nm,
height after 2 min etch = 355 ± 36 nm) via WVA
(∼60 min), metal ion inclusion, and inductively coupled plasma
(ICP) reactive ion etch (RIE). We use the term array to describe a
densely packed arrangement of structures with little periodicity as
no single self-assembled entities are observed. Traditional methods
for silicon nanotube growth often include extensive chemical steps
or require toxic chemicals such as silanes, acidic conditions, and
high processing temperatures.[39−41] Therefore, our methods are relatively
facile compared to existent methods of production of metallic nanorings
and vertical silicon nanotube vertical arrays, which usually involve
complicated multistep synthesis and top-down approaches such as wet
chemistry synthesis, chemical vapor deposition, various lithographic
approaches, and use of multiple resist layers and materials.[19,42−46] Additionally, WVA treatment is a low-cost and environmentally friendly
fabrication method. One of the critical advantages of our approach
is the formation of large feature size patterns by advantaging a highly
controlled micelle approach to compliment smaller feature sizes produced
by microphase separation of the systems. Morphology formation is simple
and scalable, generating toroidal nanostructure array short timescales.
We expect that the versatility of this patterning approach can be
transferred to a range of PS-treated substrates to produce metallic
nanorings or etched structures.
Results and Discussion
Pattern
Formation
We chose a lamellar PS-b-PEO (24–24.5k)
system in order to investigate whether surface
pre-treatment and WVA can influence the resultant film morphology.
The overall experiment is outlined in Scheme . In summary, we spin-cast PS-b-PEO/toluene solutions onto the PS pre-treated substrates. Subsequently,
a WVA step was employed for an hour at 25 °C, which was followed
by metal ion liquid phase infiltration and pattern transfer.
Scheme 1
Toroidal
Micelle Formation Process and Etch Pattern Formation
We observed the formation of a toroidal micelle-like pattern
where
PEO forms a circular micelle on a PS brush surface as seen from Figure B,D,E. This approximates
to previous work by Wang et al., where a toroidal
pattern was formed using a BCP system with relatively similar volume
fractions of the block.[47] However, these
workers used an ethanol-induced reconstruction to produce open micelle
structures or toroidal structures from an initial spherical micelle
array.
Figure 1
AFM images of (A) 10k PS brush optimized according to Lundy et al.,[48,49] (B) 2 wt % PS-b-PEO on a brush as spun on without annealing shows disordered micelle
formation after 1–5 min after spin-coating, (C) 2 wt % PS-b-PEO on Si after WVA, (D) 2 wt % PS-b-PEO
on a PS brush after WVA. (E) Large-area SEM image of 2 wt % PS-b-PEO on a PS brush after WVA with a magnified image inset.
AFM images of (A) 10k PS brush optimized according to Lundy et al.,[48,49] (B) 2 wt % PS-b-PEO on a brush as spun on without annealing shows disordered micelle
formation after 1–5 min after spin-coating, (C) 2 wt % PS-b-PEO on Si after WVA, (D) 2 wt % PS-b-PEO
on a PS brush after WVA. (E) Large-area SEM image of 2 wt % PS-b-PEO on a PS brush after WVA with a magnified image inset.The attachment of a brush shown in Figure A is critical in tuning the
SE such that
micellar toroid-like surface features are obtained rather than microphase-separated
structures.[15] Spin-coating onto a PS brush
immediately leads to the formation of micelles without the need of
annealing, signifying the importance of the PS pre-treatment for the
formation of micelle patterns (Figure B).The toroidal pattern formation was promoted
by selective swelling
of the hydrophilic PEO block via exposure to water
vapor. It is important to note that spin-coating the 2 wt % PS-b-PEOBCP solutions directly onto silicon substrates (Si)
yields disordered micelles upon WVA (Figure C). Thus, effectively the PS brush promotes
toroid micelle formation by matching SE and the availability of the
brush increases the PS ration or the core volume of the micelle as
expected, with the PEO block forming a corona around the PS core.[33,34]Figure D,E
displays
the morphology of the BCP films on PS substrates after WVA. The PS-b-PEO film thickness (including the PS brush) is approx.
86 ± 1 nm for a water-annealed film as measured by reflectometry
and the average “pore” or feature size is 364 ±
101 nm. Annealing films with water for less than an hour provides
poor pattern homogeneity, whereas times of 60 min or longer result
in a more evenly distributed BCP pattern. WVA considerably improves
the toroid pattern packing, but the question is what mechanisms are
at play.To explain WVA in a quantitative way, we calculated
the Flory–Huggins
χ parameters for solvent–polymer interactions using the
Hansen approach[50]where indices 1 and 2 represent the
two components,
that is, polymer and solvent; V is the molar volume
of solution, α is a constant and assumed to be unity for systems
whereby dispersive forces are dominant, R is the
ideal gas constant, T represents the temperature;
δD, δP, and δH are
the dispersion, polar, and hydrogen-bonding interactions, respectively.[50,51] The solvent and polymer are completely miscible if χ12 ≤ 0.5 as described by the Flory–Huggins model.[50,51] Water is not theoretically selective for either of the blocks, that
is, χ > 1. PEO miscibility with water is largely underestimated
by the Flory–Huggins parameter; however, it is more important
to consider the difference in polymer–solvent interaction parameters
between the PS and PEO blocks. χS–H = 3.11 and χEO–H = 1.84 as
estimated from eq at
25 °C and with appropriate solubility parameters.[51] We can thus postulate that the PEO block is
responsible for the majority of microphase separation during WVA as
well as for the formation of micelles. Additionally, the extremely
low solubility of the PS block in water is another significant factor.
It means that introducing minimal amounts of water to the BCP system
would result in substantial increase in the interfacial free energy,
thereby promoting micellization as observed.[14]We also looked at film thickness and SE effects on the observed
morphology in order to investigate the onset of toroid formation as
summarized in Figure . The films produced from 0.2 and 0.5 wt % solutions (Figure A,B) display no evident micellar
pattern. The 0.8 wt % water-annealed samples form a similar structure
to 2 wt % samples as seen in Figure C. However, the 0.8 wt % samples do not display a nanoring
morphology after metal infiltration and UV/ozone (UVO) treatment (Supporting Information, Figure S2). Figure D also shows no observable
ordered pattern for a 1 wt % film. Only upon reaching the thickness
of 86 ± 1 nm, toroidal micelle formation becomes evident as observed
for a 2 wt % sample in Figure E. We can thus deduce that a minimal thickness of approx.
86 nm is required for micelle evolution in this system. The results
reveal that the morphology of micelles in thin films depends on the
thickness of the thin films and the selectivity of the confining surfaces.
It is well-known that film thickness can affect the resulting micelle
morphology.[52] To complement these findings,
we estimated the SE of the films to try to understand the relative
block composition at the surface. The SE was measured from advancing
contact angles (CAs) with diiodomethane, water, and glycerol as test
liquids and the calculation is outlined in the Supporting Information, Section S2. The 2 wt % water-annealed
films display an SE of 47.6 mJ m–2. This is comparably
higher than the PS pellet SE of 42.5 mJ m–2 but
lower than the SE displayed by the poly(ethylene glycol) (PEG) melt
of 54.8 mJ m–2, indicating the presence of both
blocks at the surface.
Figure 2
AFM images of PS-b-PEO on a PS brush
after WVA
cast from different concentration polymer solutions with associated
SE and thickness (measured by reflectometry). Morphology of the films
produced from (A) 0.2, (B) 0.5, (C) 0.8, (D) 1, and (E) 2 wt % polymer
solutions after WVA.
AFM images of PS-b-PEO on a PS brush
after WVA
cast from different concentration polymer solutions with associated
SE and thickness (measured by reflectometry). Morphology of the films
produced from (A) 0.2, (B) 0.5, (C) 0.8, (D) 1, and (E) 2 wt % polymer
solutions after WVA.
Metal Ion Inclusion
These self-assembled toroidal structures
offer an ideal template to facilitate the formation of a Si nanotube
array using a well-developed BCP lithographic strategy of liquid-phase
selective infiltration and using a resultant metal oxide pattern as
a mask in an etch process.[18,53] The PEO domain readily
coordinates various metals such as iron or nickel ions, which after
processing in turn act as a hard mask for ICP etching.[53,54]Following WVA, metal ion inclusion was conducted by spin-coating
ethanolic iron and nickel nitrate 0.8 wt % solutions on the polymer
films. UVO treatment was employed to remove the polymer template as
well as to convert the salt to a metal oxide. Samples were calcined
in a tube furnace at 800 °C prior to etching to promote densification
of the metal oxide and to remove residual polymeric material or convert
the metal oxide film into a desirable state.[28]Figure depicts
the iron and nickel oxide nanoring arrays post UVO and calcination.
The resultant patterns retain uniformity as the feature sizes of the
BCP films and metal oxide masks closely follow normal distributions
(Supporting Information, Figure S6). The
micelle pattern is obvious from the metal oxide masks as only the
PEO domain should incorporate the metal ion precursors. The outer
nanoring diameters for iron and nickel oxide masks are 430 ±
113 and 423 ± 77 nm, respectively, and are both approx. 50 nm
thick, which is favorable for sensing applications if feature spacing
and size are optimized.[55,56]
Figure 3
(A,B) Iron oxide mask
AFM and SEM micrographs, respectively. (C,D)
Nickel oxide mask AFM and SEM images, respectively.
(A,B) Iron oxide mask
AFM and SEM micrographs, respectively. (C,D)
Nickel oxide mask AFM and SEM images, respectively.X-ray photoelectron spectroscopy (XPS) is essential to verify
the
chemical composition of the nanoring arrays produced from metal ion
inclusion (Supporting Information, Figures
S4 and 4). XPS spectra of metal oxide films
were investigated to determine if the content of polymer or carbon
had reduced upon calcination; it shows an approximate 3 times decrease
in carbon content (Figure C). This verifies that UVO alone might not be enough to remove
the polymer, which is undesirable if the nanoring array is purposed
for optoelectronic applications. The chemical composition of the ironoxide is predominantly Fe3O4 upon UVO, which
converts to Fe2O3 after calcination as reported
by Ghoshal et al.(2) This
is evident as an Fe 2p core level spectrum of iron oxide after UVO
consists of broad Fe 2p3/2 (711.6 eV) and Fe 2p1/2 (725.4 eV) peaks, indicating the presence of both Fe2+ and Fe3+ ions (Figure A). The curve-fitted (Gaussian–Lorentzian) binding
energies for Fe 2p1/2 and Fe 2p3/2 are 710.3
and 723.7 eV, attributed to Fe2+ and 711.9 and 725.8 eV
assigned to Fe3+. The ratio of the curve-fitted peak areas
Fe3+/Fe2+ is approximately 2 to 1, which is
expected for Fe3O4. After calcination, the Fe
2p core level consists of sharper peaks: Fe 2p3/2 (711.0
eV), Fe 2p1/2 (725.1 eV), and high binding energy satellites,
signifying the presence of only Fe3+ ions as anticipated
for Fe2O3 as observed from Figure B. The nickel oxide mask consists
of both Ni2+ and Ni3+ before calcination and
upon annealing changes to NiO (Figure D,E).[54]
Figure 4
XPS spectra of metal
oxide masks post UVO treatment: (A) iron oxide
mask, (B) iron oxide mask after calcination, (C) comparison of survey
spectra of the metal oxide mask and their relative carbon content,
(D) nickel oxide mask, (E) nickel oxide mask after calcination, (F)
iron oxide mask after ICP RIE (3 min) showing negligible iron content.
XPS spectra of metaloxide masks post UVO treatment: (A) iron oxide
mask, (B) iron oxide mask after calcination, (C) comparison of survey
spectra of the metal oxide mask and their relative carbon content,
(D) nickel oxide mask, (E) nickel oxide mask after calcination, (F)
iron oxide mask after ICP RIE (3 min) showing negligible iron content.
Pattern Transfer
In order to translate
the metal oxide
nanorings into 3D structures, we utilized a well-studied pattern transfer
method.[53] The ICP RIE method is outlined
in the Experimental Section. We employed a
CHF3–SF6 Si etch recipe without a native
oxide etch step in order to preserve the integrity of the metal oxide
mask during the aggressive etch. The advantage of this recipe is that
the silicon tube walls are perpendicular to the substrate without
the scalloping of the side walls commonly observed for other silicon
ICP etch methods (see tilted cross-sectional scanning electron microscopy
(SEM) insets in Figure ).[18,53,57] Nickel oxide
masks produce better results after etching compared to iron oxide
masks (Supporting Information, Figure S5).
Therefore, the nickel oxide mask method was repeated for several etch
times (1–4 min). Top-down and cross-sectional SEM micrographs
in Figure demonstrate
defined large-scale silicon nanotube arrays post ICP etching. The
resulting nanotube pattern after etching of the calcined nickel mask
displays considerably lower feature heights as seen in Figure E–G as compared to the
non-calcined mask in Figure A–C. This could be attributed to the lower stability
of the calcined nickel oxide mask during this particular etch method,
but more research is essential to verify whether the chemical composition
of the nickel oxide mask gives rise to considerable differences during
etching. For the non-calcined nickel oxide mask, etch times of 3 min
or longer result in a lower feature height (209 ± 108 nm) than
1 or 2 min etch times (214 ± 24 and 355 ± 36 nm, respectively)
due to nickel oxide mask removal during the ICP etch process. Furthermore,
a 4 min etch leads to mask disintegration for both calcined and non-calcined
masks and yields a disordered etched silicon film as seen from cross-sections
in Figure D,H. The
removal of the metal oxide mask during etching is supported by XPS
in Figure F as the
iron content after 3 min ICP RIE reduces considerably.
Figure 5
SEM micrographs (top-down
and associated cross section at 70°)
of patterned Si wafers. Morphology produced from a nickel oxide mask
(not calcined) after: (A) 1 min etch, (B) 2 min etch, (C) 3 min etch,
(D) 4 min etch. A pattern produced nickel oxide mask (calcined) after
(E) 1 min etch, (F) 2 min etch, (G) 3 min etch, (H) 4 min etch.
SEM micrographs (top-down
and associated cross section at 70°)
of patterned Si wafers. Morphology produced from a nickel oxide mask
(not calcined) after: (A) 1 min etch, (B) 2 min etch, (C) 3 min etch,
(D) 4 min etch. A pattern produced nickel oxide mask (calcined) after
(E) 1 min etch, (F) 2 min etch, (G) 3 min etch, (H) 4 min etch.The feature sizes associated with the etched structures
fabricated
from nickel oxide nanorings (not calcined) are summarized in Figure . Overall, the feature
sizes follow a normal distribution relatively well; however, the degree
of uniformity remains considerably low. Nonetheless, we anticipate
that a more ordered pattern may be yielded with further optimization
and fine-tuning of the annealing conditions. Lower etch times of 1
or 2 min display a more uniform height distribution (Figure B,C), whereas longer times
result not only in reduced height but also in a more irregular height
distribution attributed to the onset of mask degradation (3 min etch
in Figure D). Thus,
the dry etch itself introduces more irregularity as the heights vary
more with increasing etch time, signifying lack of control. We expect
that further optimization of the etch recipe and gas chemistries may
alleviate such issues. The nanotube array displays high porosity and
a large surface area; the height of silicon nanotubes is 355 ±
36 nm after 2 min ICP RIE and the relative diameter distribution and
wall thickness are the same as before the etch as seen in Figure A and Supporting Information Figure S6E–G. The
nanotube diameter (359 ± 73 nm) and wall thickness (55 ±
11 nm) follow a normal distribution profile as shown in Figures A and S6G respectively. Therefore, we propose that the vertical
silicon nanotube array described herein can find application in catalysis
and sensing.[44,45,58] The nanotube array itself can be modified, for example, as demonstrated
by Fan and co-workers whereby an O2 environment at high
temperatures is employed to oxidize Si to SiO2.[44]
Figure 6
Size distributions of silicon nanotubes produced from
the nickel
oxide mask (not calcined): (A) nanotube diameter, (B) feature height
after 1 min etch, (C) feature height after 2 min etch, (D) feature
height after 3 min etch.
Size distributions of silicon nanotubes produced from
the nickeloxide mask (not calcined): (A) nanotube diameter, (B) feature height
after 1 min etch, (C) feature height after 2 min etch, (D) feature
height after 3 min etch.
Conclusions
In
this paper, we successfully obtained a silicon nanotube array
using a PS-b-PEO (24–24.5 kg mol–1) toroidal micelle motif as a template for ICP RIE. The PS-b-PEO film readily self-assembled into toroidal micelles
on a PS brush surface after spin coating. Additionally, film ordering
was enhanced via WVA of the PEO block for an hour.
The toroidal micelles displayed a size distribution of 400–600
nm, with an average micelle “pore” or inner diameter
of 364 ± 101 nm. Although a notable variation in uniformity was
observed, we suggest that this may be improved upon via co-casting the BCP with a PS homopolymer onto a PS brush substrate.[33,59,60] Dynamic WVA could also be used
to promote pattern uniformity across the film.[21] Nevertheless, the method we employed in this work is a
very attractive route to generate a relatively close-packed toroidal
micelle array on the substrate.Subsequently, we demonstrated
the production of a metal oxide nanoring
array (NiO and FeO) by integrating metal ion precursors into the PEO corona of
the toroidal micelle structure. We emphasize the versatility of this
method as numerous different metals or moieties can be incorporated
into the PEO domain with subsequent alterations such as calcining
under different atmospheres to yield different metal state nanoring
arrays.[61] Various substrates can be employed
for selective etching; however, for simplicity we chose a silicon
substrate to show vertical Si nanotube fabrication.The resulting
metal oxide structures yielded an array of Si nanotubes
with a feature diameter of 359 ± 73 nm, a thickness of 55 ±
11 nm, and a height of >300 nm after a 2 min ICP RIE process. Despite
the clear success of this pattern transfer, we anticipate that even
further improvement may be possible through additional refinement
of the etch recipe.Overall, we report a facile and scalable
self-assembly method for
generating arrays of Si nanotubes. The cost-effectiveness and time-efficiency
of this strategy yield significant advantages over conventional top-down
lithographic techniques, which we expect will find uses in materials
and electronic applications such as transistors, sensors, and optoelectronic
devices.[62]
Experimental
Section
Materials
Hydroxy-terminated polystyrene (PS-OH) (number-average
molecular weight, Mn = 10 kg mol–1, Mw/Mn =
1.09, Mw: weight-average molecular weight), PS-b-PEOdiblock copolymer (MnPS = 24 kg mol–1, MnPEO = 24.5 kg mol–1, Mw/Mn = 1.09, fPS = 0.49), PS
(Mn = 16 kg mol–1, Mw/Mn = 1.03), and
PEG (Mn = 10 kg mol–1, Mw/Mn =
1.01) were purchased from Polymer Source Inc. and were used without
further purification. Silicon ⟨100⟩ p-type wafers with
a native oxide layer were used as substrates. Fe2(NO3)3·9H2O (iron(III) nitrate nonahydrate), Ni(NO3)3·6H2O (nickel hydrate hexahydrate),
toluene (CHROMASOLV, for HPLC, 99.9%), and ethanol (dehydrated, 200
proof) were purchased from Sigma-Aldrich and used without further
purification unless otherwise stated. De-ionized water was used wherever
necessary.
Polymer Brush Preparation
Brush
optimization is conducted
according to the method reported by Lundy et al.(48,49) Silicon substrates were cleaned in toluene by sonication for 20
min and dried with N2 gas. Substrate surfaces were further
cleaned, and hydroxyl-functionalized via oxygen plasma
for 3 min (40 kHz, 120 W, Barrel Asher). The substrates were spin-coated
(3000 rpm, 25 s, 5 s ramp) with 0.2 wt % PS-OH brush solution in toluene
(stirred for 1 h). The polymer brush was annealed on a hot plate at
200 °C for 5 min. Subsequently substrates were sonicated in toluene
for 20 min twice in order to remove any physiosorbed layers and dried
in dry N2 gas afterward.
BCP Film Preparation and
Solvent Vapor Annealing
2
wt % solutions of PS-b-PEOBCP were prepared in toluene
and stirred at 35 °C for 24 h. BCP solutions were spin-coated
onto PS brush substrates at 3200 rpm for 25 s with a ramp of 5 s.
WVA was conducted in a glass jar (150 mL) containing the sample and
a small vial (50 mm × 12 mm × 4 mL) of water (3 mL) for
60 min at 25 °C. Samples were recovered from the jars and allowed
to stand in air for the trapped solvent to evaporate.Metal inclusion and pattern transfer
were conducted according to methods reported by various researchers.[1,18,27,63] Fe2(NO3)3·9H2O
and Ni(NO3)3·6H2O solutions
of 0.8 wt % were prepared in ethanol. The metal ion solutions were
spin-coated onto samples at 3200 rpm for 25 s with a 5 s ramp. UVO
treatment for 3 h was employed to oxidize the precursor and remove
the polymer via a UVO system (PSD Pro Series Digital
UV Ozone System; Novascan Technologies, Inc., USA). Samples were then
calcined in a tube furnace at 800 °C for 1 h in order to promote
metal densification and remove cross-linked polymer residue.
Pattern
Transfer
Iron and nickel oxide were used as
hard masks for pattern transfer via an Oxford Instruments
Plasma Technology Plasmalab System100 ICP180 etch tool. Substrates
were etched using an ICP power of 1200 W, RIE power of 20 W, etch
time of 1 to 4 min, CHF3 (80 sccm), and SF6 (15
sccm) gases at 20 mTorr. Following pattern transfer, the remaining
iron oxide and nickel oxide hard masks were removed via oxalic acid treatment.[53,64]
Characterization
Atomic force microscopy (AFM) (Park
systems, XE7) was operated in non-contact mode under ambient conditions
using a silicon microcantilever probe tip (force constant of 42 N
m–1). SEM (Zeiss Ultra Plus) images were recorded
at an accelerating voltage of 2 kV and a working distance of 4–5
mm. SEM cross sections were obtained from samples cleaved in half
and perpendicularly positioned to the incident electron beam with
a tilt angle of 20° (70° to the incident beam). The film
thicknesses were measured by reflectometry (Filmetrics F20) and electron
microscopy.TEM imaging and analysis were performed using an
FEI Titian operating at 300 kV. Electron energy loss spectroscopy
and energy-dispersive X-ray (EDX) analysis were performed using a
Gatan Tridium EEL spectrometer and Edax EDX detector, respectively.Dynamic CA measurements were recorded using a custom-built system
on three different regions of each sample using a 60 Hz camera to
capture the advancing CAs of three probe liquids (water, diiodomethane,
and glycerol).[48,49] The liquids were dispensed with
a flow rate of 10 nL s–1 using a 35-gauge needle
(Ø135 μm OD) with droplet volumes between 70 and 100 nL.
SE was calculated using the advancing CAs via the
Lifshitz–van der Waals/acid–base approach.[65] CAs were measured on ImageJ using the “drop
snake” plugin.[66,67] SE was recorded for the BCP films
and compared to the PS pellet and the PEG melt. The PS pellet was
pressed according to Lundy et al.;[48] PEG was directly melted onto Si wafers at 70 °C and
tilted at 90° while cooling to produce a flat film.XPS
(VG Scientific ESCAlab Mk II) was performed under ultrahigh-vacuum
conditions (<5 × 10–10 mbar) using a hemispherical
analyzer and Al Kα X-rays (1486.6 eV).[48] The emitted photoelectrons were collected at a take-off angle of
90° from the sample surface. The analyzer pass energies were
set to 100 eV for survey scans and 40 eV for high-resolution core
scans. Photoemission peak positions were corrected to C 1 s at a binding
energy of 284.8 eV.[68](Where applicable,
values are reported as sample mean value ±
1s, where s stands for sample standard
deviation).
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