Anup Das1, Sina Saffaran1, Marc Chikhani2, Timothy E Scott3,4, Marianna Laviola5, Nadir Yehya6, John G Laffey7,8, Jonathan G Hardman2,5, Declan G Bates1. 1. School of Engineering, University of Warwick, Coventry, United Kingdom. 2. Nottingham University Hospitals NHS Trust, Nottingham, United Kingdom. 3. University Hospitals North Midlands, Stoke-On-Trent, United Kingdom. 4. Department of Military Anaesthesia and Critical Care, Ministry of Defence, Birmingham, United Kingdom. 5. School of Medicine, University of Nottingham, Nottingham, United Kingdom. 6. Division of Pediatric Critical Care Medicine, Department of Anesthesiology and Critical Care Medicine, Children's Hospital of Philadelphia and University of Pennsylvania, Philadelphia, PA. 7. Galway University Hospitals, Galway, Ireland. 8. School of Medicine, National University of Ireland, Galway, Ireland.
Abstract
OBJECTIVES: Patients with coronavirus disease 2019 acute respiratory distress syndrome appear to present with at least two distinct phenotypes: severe hypoxemia with relatively well-preserved lung compliance and lung gas volumes (type 1) and a more conventional acute respiratory distress syndrome phenotype, displaying the typical characteristics of the "baby lung" (type 2). We aimed to test plausible hypotheses regarding the pathophysiologic mechanisms underlying coronavirus disease 2019 acute respiratory distress syndrome and to evaluate the resulting implications for ventilatory management. DESIGN: We adapted a high-fidelity computational simulator, previously validated in several studies of acute respiratory distress syndrome, to: 1) develop quantitative insights into the key pathophysiologic differences between the coronavirus disease 2019 acute respiratory distress syndrome and the conventional acute respiratory distress syndrome and 2) assess the impact of different positive end-expiratory pressure, Fio2, and tidal volume settings. SETTING: Interdisciplinary Collaboration in Systems Medicine Research Network. SUBJECTS: The simulator was calibrated to represent coronavirus disease 2019 acute respiratory distress syndrome patients with both normal and elevated body mass indices undergoing invasive mechanical ventilation. INTERVENTIONS: None. MEASUREMENTS AND MAIN RESULTS: An acute respiratory distress syndrome model implementing disruption of hypoxic pulmonary vasoconstriction and vasodilation leading to hyperperfusion of collapsed lung regions failed to replicate clinical data on type 1 coronavirus disease 2019 acute respiratory distress syndrome patients. Adding mechanisms to reflect disruption of alveolar gas-exchange due to the effects of pneumonitis and heightened vascular resistance due to the emergence of microthrombi produced levels of ventilation perfusion mismatch and hypoxemia consistent with data from type 1 coronavirus disease 2019 acute respiratory distress syndrome patients, while preserving close-to-normal lung compliance and gas volumes. Atypical responses to positive end-expiratory pressure increments between 5 and 15 cm H2O were observed for this type 1 coronavirus disease 2019 acute respiratory distress syndrome model across a range of measures: increasing positive end-expiratory pressure resulted in reduced lung compliance and no improvement in oxygenation, whereas mechanical power, driving pressure, and plateau pressure all increased. Fio2 settings based on acute respiratory distress syndrome network protocols at different positive end-expiratory pressure levels were insufficient to achieve adequate oxygenation. Incrementing tidal volumes from 5 to 10 mL/kg produced similar increases in multiple indicators of ventilator-induced lung injury in the type 1 coronavirus disease 2019 acute respiratory distress syndrome model to those seen in a conventional acute respiratory distress syndrome model. CONCLUSIONS: Our model suggests that use of standard positive end-expiratory pressure/Fio2 tables, higher positive end-expiratory pressure strategies, and higher tidal volumes may all be potentially deleterious in type 1 coronavirus disease 2019 acute respiratory distress syndrome patients, and that a highly personalized approach to treatment is advisable.
OBJECTIVES: Patients with coronavirus disease 2019 acute respiratory distress syndrome appear to present with at least two distinct phenotypes: severe hypoxemia with relatively well-preserved lung compliance and lung gas volumes (type 1) and a more conventional acute respiratory distress syndrome phenotype, displaying the typical characteristics of the "baby lung" (type 2). We aimed to test plausible hypotheses regarding the pathophysiologic mechanisms underlying coronavirus disease 2019 acute respiratory distress syndrome and to evaluate the resulting implications for ventilatory management. DESIGN: We adapted a high-fidelity computational simulator, previously validated in several studies of acute respiratory distress syndrome, to: 1) develop quantitative insights into the key pathophysiologic differences between the coronavirus disease 2019 acute respiratory distress syndrome and the conventional acute respiratory distress syndrome and 2) assess the impact of different positive end-expiratory pressure, Fio2, and tidal volume settings. SETTING: Interdisciplinary Collaboration in Systems Medicine Research Network. SUBJECTS: The simulator was calibrated to represent coronavirus disease 2019 acute respiratory distress syndrome patients with both normal and elevated body mass indices undergoing invasive mechanical ventilation. INTERVENTIONS: None. MEASUREMENTS AND MAIN RESULTS: An acute respiratory distress syndrome model implementing disruption of hypoxic pulmonary vasoconstriction and vasodilation leading to hyperperfusion of collapsed lung regions failed to replicate clinical data on type 1 coronavirus disease 2019 acute respiratory distress syndrome patients. Adding mechanisms to reflect disruption of alveolar gas-exchange due to the effects of pneumonitis and heightened vascular resistance due to the emergence of microthrombi produced levels of ventilation perfusion mismatch and hypoxemia consistent with data from type 1 coronavirus disease 2019 acute respiratory distress syndrome patients, while preserving close-to-normal lung compliance and gas volumes. Atypical responses to positive end-expiratory pressure increments between 5 and 15 cm H2O were observed for this type 1 coronavirus disease 2019 acute respiratory distress syndrome model across a range of measures: increasing positive end-expiratory pressure resulted in reduced lung compliance and no improvement in oxygenation, whereas mechanical power, driving pressure, and plateau pressure all increased. Fio2 settings based on acute respiratory distress syndrome network protocols at different positive end-expiratory pressure levels were insufficient to achieve adequate oxygenation. Incrementing tidal volumes from 5 to 10 mL/kg produced similar increases in multiple indicators of ventilator-induced lung injury in the type 1 coronavirus disease 2019 acute respiratory distress syndrome model to those seen in a conventional acute respiratory distress syndrome model. CONCLUSIONS: Our model suggests that use of standard positive end-expiratory pressure/Fio2 tables, higher positive end-expiratory pressure strategies, and higher tidal volumes may all be potentially deleterious in type 1 coronavirus disease 2019 acute respiratory distress syndrome patients, and that a highly personalized approach to treatment is advisable.
Coronavirus disease 2019 (COVID-19) has challenged the global community with a novel disease that is currently not fully understood. As well as the elderly, it has a predilection for the comorbid, particular ethnicities, and the obese. Coronavirus disease 2019 acute respiratory distress syndrome (CARDS) appears to have a dynamic time-related disease spectrum with at least two proposed “phenotypes”: a type 1 phenotype (nontypical acute respiratory distress syndrome [ARDS]), characterized by near-normal lung compliance and pulmonary gas volume, combined with large shunt fraction and severe hypoxemia (1–3), which may evolve into or exist alongside, and a type 2 phenotype characterized by a lower lung compliance (“baby lung” [4]) and a general clinical presentation more typical of severe ARDS. Pulmonary microvascular thrombosis and associated ischemic events also appear to be a particular characteristic of the disease (3).It is currently unclear whether transitions from the type 1 to type 2 phenotype are due to the natural evolution of the disease, or to the damage to the lung resulting from inappropriate initial ventilatory management leading to a cycle of progressively injurious ventilator-induced lung injury (“VILI vortex”) (5, 6), or to a combination of the two. Wide variations in mortality rates across different ICUs, together with unexpected patient responses to usual guidelines for ventilatory management, have led some clinicians to assert that standard ventilation protocols employing positive end-expiratory pressure (PEEP)/Fio2 tables, “open lung” targets, etc. may need significant revision and selective application of their components in CARDS patients (6). A primary concern is that pathophysiologic changes underlying “classical” ARDS ventilation approaches may not apply in some CARDS patients and may thereby lead to ventilator-induced injury, as represented by the conversion of patients from the type 1 to type 2 phenotypes. For example, the use of relatively high PEEP in ARDS treatment is based on the assumption that hypoxemia is due to recruitable nonaerated lung regions; however, in the type 1 CARDS patient, the lung units may be open but nonfunctional due to vascular shunt, and thus PEEP may overdistend (rather than recruit) these lung units, leading to injury without any improvement in gas exchange. The avoidance of VILI in CARDS patients is also of particular importance given the extended time periods for which many of these patients receive mechanical ventilation.Based on the insights gained from clinical experience, hypotheses have been put forward to explain the particular pathophysiologic characteristics of CARDS patients. Gattinoni et al (1, 2) have proposed pulmonary vasoparesis (i.e., globally reduced pulmonary vascular tone) resulting from impaired regulation of lung perfusion and disruption of hypoxic pulmonary vasoconstriction (HPV) as a possible explanation for the severe hypoxemia occurring in the compliant lungs of type 1 patients, whereas results in (7–9) indicate a potentially important role for endothelial damage due to pneumonitis and microthrombi. However, there is currently no direct evidence with which to evaluate quantitatively the effect on gas exchange and ventilation perfusion (V/Q) mismatch of each of these mechanisms, alone or in combination. The clinical evaluation of alternative ventilation strategies for CARDS based on hypothesized models of its pathophysiology is also extremely difficult in the current circumstances.To shed light on the above issues, we employed a multicompartmental computational model that simulates highly integrated pulmonary and cardiovascular physiologies together with a detailed representation of the effects of invasive mechanical ventilation. This model has been successfully deployed in several previous studies investigating the pathophysiology and ventilatory management of conventional ARDS (10–16). In this study, we use this model to simulate proposed pathophysiologic mechanisms underlying CARDS, by altering key variables to create exemplar patients that reproduce the currently available clinical data. The biomechanics and physiology of obesity are readily amenable to study within this model, and so we include an exemplar patient from this at-risk group. We then use these models to compare the effects of different ventilator settings for CARDS and conventional ARDS patients.
MATERIALS AND METHODS
Cardiopulmonary Computational Model
The study employs a multicompartmental computational model that simulates a dynamic in vivo cardiovascular-pulmonary state, comprising conducting airways and a respiratory zone of 100 parallel alveolar compartments, with each compartment having an independent set of variables accounting for stiffness, threshold opening pressures (TOPs), and extrinsic pressures that compress the alveolus as well as airway and perialveolar vascular resistances. This allows for a wide spectrum of ventilation-perfusion mismatch to be replicated. The model includes inherent physiologic reflex mechanisms, for example, HPV. The capability of the simulator to represent the cardiopulmonary disease states of individual patients with ARDS has been validated in a number of previous studies (10–16), and the mathematic and physiologic principles on which it is based are detailed in the Supplementary Material, http://links.lww.com/CCX/A295.
Measurements of Key Physiologic Variables and VILI Indices From the Model
Mechanical ventilation in the model is set to pressure-controlled mode with respiratory rate at 20 beats/min, inspiratory-to-expiratory ratio at 1:2, and Fio2 set to 100%. To observe the cardiopulmonary effects of interest, the following values were computed and recorded: Pao2, Paco2, arterial pH, arterial oxygen saturation (Sao2), mixed venous oxygen saturation, volume of individual alveolar compartments at end-inspiration (Valv_insp), volume of individual alveolar compartments at end-expiration (Valv_exp), pressure of individual alveolar compartments at end-inspiration (Palv_insp), pressure of individual alveolar compartments at end-expiration (Palv_exp), cardiac output (CO), mean arterial pressure, mean pulmonary artery pressure, and arterial oxygen delivery (Do2; computed using the values of CO, Sao2, and Pao2 and hemoglobin level). Alveolar recruitment was calculated as the fraction of alveoli receiving zero ventilation and subsequently achieving ventilation. VILI indices calculated include respiratory system compliance, intratidal recruitment, mechanical power (16), driving pressure, mean alveolar pressure, and dynamic strain (calculated as ΔV/Vfrc, where Vfrc is Valv_exp at PEEP = 0 cm H2O andΔV = Valv_insp–Valv_exp).Intratidal recruitment was calculated as the difference between the ratio of total ventilated lung at the end of inhalation to that at the end of exhalation. Shunt fraction (QS/QT) was calculated using the shunt equation, based on the arterial, pulmonary end-capillary, and mixed venous oxygen content. Physiologic dead space volume and tidal volume (Vd/Vt) were calculated from Paco2, mixed expired co2 tension, and exhaled Vt (17). PEEPTOT is measured as the total pressure within the lung at the end of expiration and accounts for both the extrinsic applied expiratory pressure and intrinsically generated end-expiratory pressures. Plateau pressure (Pplat) is measured as the average end-inspiratory pressure in the lung. Lung compliance is calculated as ΔV/ΔP, where ΔP is the Pplat minus PEEPTOT. All simulations were run for 30 minutes, and during simulations, all variables were updated and recorded every 10 ms.
RESULTS
Pathophysiologic Mechanisms That Produce a Type 1 CARDS Phenotype
We configured the simulator’s baseline settings to represent two “exemplar” patients—a typical (ideal body weight) 70-kg patient and an obese patient weighing 110 kg (body mass indices [BMIs] 24 and 37.7 kg/m2, respectively). Patients were assumed to be sedated and to be receiving positive pressure mechanical ventilation without any spontaneous ventilatory effort.The exemplar patient models were then configured according to clinical data on different CARDS phenotypes available in the literature. Based on the data (1–6) suggesting that type 1 CARDS patients have relatively well-preserved lung gas volume and compliance, the type 1 models were set to have 8% (11% in patients with elevated BMI) of their alveoli collapsed, that is, nonaerated, with low recruitability (i.e., extrinsic pressures acting on collapsed alveolar compartments were set to greater than 40 cm H2O with average TOPs of 50 cm H2O) (1–4). To simulate the hyperperfusion of gasless tissue reported in the study by Gattinoni et al (1), we implemented vasodilation in the collapsed units by decreasing their vascular resistance by 80%. HPV is normally incorporated in our simulator via a mathematic function, based on the stimulus-response curve suggested in (18); to simulate the hypothesized disruption of HPV in CARDS, we disabled this function in our model. Simulating the effects of these mechanisms alone did not produce levels of QS/QT, dead space, and hypoxemia matching those reported in clinical data describing type 1 CARDS (Table 1). We, therefore, also incorporated disruption of alveolar gas-exchange due to the effects of pneumonitis into the model by blocking alveolar-capillary gas equilibration in 30% of the alveolar compartments. As thrombotic complications have been reported to be a characteristic feature of CARDS, we modeled the presence of microthrombi by increasing vascular resistance by a factor of 100 in 10 of the 30 compartments with disrupted gas exchange. Implementing the above additional pathophysiologic mechanisms in our model produced levels of QS/QT (47.8%), dead space (192.3 mL), and hypoxemia (Sao2 87.6% and Fio2 of 100%) that match those reported in clinical data describing type 1 CARDS (1–6), while still preserving near-normal levels of lung compliance (43.5 mL/cm H2O) (Table 1).
TABLE 1.
Pathophysiological Mechanisms Generating a Type 1 Coronavirus Disease 2019 Acute Respiratory Distress Syndrome Phenotype
Normal BMI
Elevated BMI
Type 1 Phenotype (Vasodilation HPV Off)
aCollocated Pneumonitis and Thrombosis
aDispersed Pneumonitis and Thrombosis (5% Thrombosis in Pneumonitis and 5% Thrombosis in Nonpneumonitis Compartments)
aCollocated Pneumonitis and Thrombosis
aDispersed Pneumonitis and Thrombosis (5% Thrombosis in Pneumonitis and 5% Thrombosis in Nonpneumonitis Compartments)
Type 1 Phenotype (Pneumonitis 30%, Thrombosis 10%, and Vasodilation HPV Off)
Type 1 Phenotype (Pneumonitis 30%, Thrombosis 10%, and Vasodilation HPV Off)
Conventional ARDS
Type 1 Phenotype (Pneumonitis 30%, Thrombosis 10%, and Vasodilation HPV Off)
Type 1 Phenotype (Pneumonitis 30%, Thrombosis 10%, and Vasodilation HPV Off)
Conventional ARDS
Positive end-expiratory pressure, cm H2O
5
5
5
5
5
5
5
Ventilation rate, beats/min
20
20
20
20
20
20
20
Duty cycle
0.33
0.33
0.33
0.33
0.33
0.33
0.33
Fio2
1
1
1
1
1
1
1
Vt, mL
470
470
470
470
490
490
490
Vt, mL/kg
6.7
6.7
6.7
6.7
7.0
7.0
7.0
Peak pressure, cm H2O
25
25
25
30
25
25
30
Shunt fraction, %
28.0
47.78
51.79
39.01
52.05
59.75
42.92
Vd, mL
118.3
192.3
205.2
142.9
220.9
234.4
172.8
Vd/Vt
0.25
0.4
0.43
0.3
0.45
0.48
0.35
Respiratory system compliance, mL/cm H2O
43.6
43.28
43.28
35.05
40.65
39.98
32.03
Arterial oxygen saturation, %
96.6
87.6
83.79
90.3
84.18
75.14
87.69
Pao2, kPa
10.9
7.5
6.9
8.42
7.41
6.27
8.36
Ratio of Pao2 to Fio2, mm Hg
117.0
56.5
51.75
63.15
55.58
47.02
62.7
Paco2, kPa
4.4
6.1
6.5
6.1
7.9
8.7
8
Cardiac output, L/min
6.3
6.21
6.21
6.04
7.81
7.81
7.36
Mean pulmonary artery pressure, mm Hg
19
20.18
20.18
25.25
23.58
23.57
30.18
Mean arterial pressure, mm Hg
108.5
125.32
125.32
123.87
132.91
132.92
128.17
Mechanical power, J/min
17.18
17.14
17.14
19.96
17.51
17.25
20.14
Dynamic strain
0.17
0.17
0.17
0.17
0.29
0.28
0.29
Driving pressure, cm H2O
12.9
12.9
12.9
16.6
13.8
13.8
17.9
ARDS = acute respiratory distress syndrome, BMI = body mass index, HPV = hypoxic pulmonary vasoconstriction, Vd = dead space volume, Vt = tidal volume.
aThe description of the pathophysiology.
Pathophysiological Mechanisms Generating a Type 1 Coronavirus Disease 2019 Acute Respiratory Distress Syndrome PhenotypeARDS = acute respiratory distress syndrome, BMI = body mass index, HPV = hypoxic pulmonary vasoconstriction, Vd = dead space volume, Vt = tidal volume.aThe description of the pathophysiology.Although a reasonable assumption, there is currently no clear evidence that pulmonary vascular microthrombi primarily arise in alveoli that have been damaged by pneumonitis, and therefore, we also modeled the effect of microthrombi being heterogeneously distributed throughout the lung, by increasing vascular resistance in five of the disrupted and five of the normally functioning compartments. This further worsened V/Q matching (QS/QT increased to 51.8% and dead space to 205.9 mL) leading to severe hypoxemia (Sao2 83.8% and Fio2 of 100%) (Table 1).For the purposes of comparison, both normal and elevated BMI patients were also configured to represent a conventional ARDS phenotype (3, 4). Specifically, the compliance and TOPs of 50 alveolar compartments were configured to create nonaerated (at baseline) but recruitable lung regions (extrinsic pressures that induce collapse, set with a mean value of 20 cm H2O and a mean TOP of 20 cm H2O), resulting in a QS/QT of 39%, Vd/Vt of 0.3, and compliance of 35.1 mL/cm H2O in the normal BMI model.
Effects of High Versus Low PEEP
Figure shows the results of reducing PEEP to 5 cm H2O and increasing PEEP to 15 cm H2O (from a baseline setting of 10 cm H2O), while keeping Vt fixed at 7 mL/kg, for both the type 1 CARDS and conventional ARDS models (normal BMIs). As shown, strikingly different responses were observed for the two models across a range of measures. For the conventional ARDS model, increasing PEEP produced improvements in Do2 and arterial oxygenation (Pao2 and Sao2) resulting from increased alveolar recruitment, increased lung compliance, and reduced shunt, with a reduction in driving pressure and only a modest increase in mechanical power. In contrast, for the type 1 CARDS model, increasing PEEP reduced Do2, produced no improvement in oxygenation, and reduced lung compliance, whereas mechanical power, driving pressure, and Pplat were all increased. In the obese type 1 CARDS patient, increasing PEEP did slightly increase Do2 and arterial oxygenation, but to a lesser extent than in the conventional ARDS model; see Figure S1 in the Supplementary Material, http://links.lww.com/CCX/A295. Corresponding results in terms of relative changes, rather than absolute values, for both figures are shown in Figures S2 and S3 of the Supplementary Material, http://links.lww.com/CCX/A295.Results of reducing positive end-expiratory pressure (PEEP) to 5 cm H2O and increasing PEEP to 15 cm H2O (from a baseline setting of 10 cm H2O), while keeping tidal volume (Vt) fixed at 7 mL/kg, for both the type 1 coronavirus disease 2019 acute respiratory distress syndrome (CARDS) and conventional acute respiratory distress syndrome (ARDS) models (normal body mass index [BMI] patient). CO = cardiac output, Do2 = oxygen delivery, MAP = mean arterial pressure, MPAP = mean pulmonary artery pressure, PF = ratio of Pao2 to Fio2, power = mechanical power, Ppeak = peak pressure, Pplat = plateau pressure, Sao2 = arterial oxygen saturation, strain = dynamic strain, Vd = dead space volume, ΔP = driving pressure.
Effects of Applying Acute Respiratory Distress Syndrome Network PEEP/Fio2 Tables
To investigate the utility of applying standard combinations of PEEP and Fio2 based on the tables derived from the acute respiratory distress syndrome network (ARDSnet) trial (19), we evaluated the effect of varying Fio2 between 0.4 and 1 at the PEEP levels of 5 and 10 cm H2O. In the type 1 CARDS model, at a PEEP of 5 cm H2O, application of an Fio2 of 0.4 (corresponding to the top of the range suggested in [19]) is insufficient to produce a level of Pao2 exceeding 7.3 kPa (Fig. ). At a PEEP of 10 cm H2O, application of Fio2 of 0.7 as suggested in (19) is also insufficient to ensure adequate oxygenation in the type 1 CARDS model. In contrast, application of these settings to the conventional ARDS model produces Pao2 levels above the 7.3 kPa threshold for both PEEP values.Results of varying Fio2 at positive end-expiratory pressure (PEEP) levels of 5 and 10 cm H2O in both the type 1 coronavirus disease 2019 acute respiratory distress syndrome (CARDS) and conventional acute respiratory distress syndrome (ARDS) models. ARDSnet = acute respiratory distress syndrome network.
Effects of High Versus Low Vt
Figure shows the results of reducing Vt to 5 mL/kg and increasing Vt to 10 mL/kg (from a baseline setting of 7 mL/kg), while keeping PEEP fixed at 10 cm H2O, for both the type 1 CARDS and conventional ARDS models (normal BMIs). In this case, increased Vt does produce some improvements in gas exchange in the type 1 CARDS model, with increased Sao2 and Do2 and reduced Paco2, although the improvements are smaller than those seen in the conventional ARDS model. Notably, however, the associated worsening in VILI indicators (mechanical power, driving pressure, dynamic strain, and Pplat) mirrors or exceeds that produced in the conventional ARDS model. Increasing Vt in the obese models also produced improved gas exchange, but again at the cost of clinically significant increases in multiple VILI indices; see Figure S4 in the Supplementary Material, http://links.lww.com/CCX/A295. Corresponding results in terms of relative changes, rather than absolute values, for both figures are shown in Figures S5 and S6 of the Supplementary Material, http://links.lww.com/CCX/A295.Results of reducing tidal volume (Vt) to 5 mL/kg and increasing Vt to 10 mL/kg (from a baseline setting of 7 mL/kg), while keeping positive end-expiratory pressure (PEEP) fixed at 10 cm H2O, for both the type 1 and conventional acute respiratory distress syndrome (ARDS) models (normal body mass index [BMI] patient). CARDS = coronavirus disease 2019 acute respiratory distress syndrome, CO = cardiac output, Do2 = oxygen delivery, MAP = mean arterial pressure, MPAP = mean pulmonary artery pressure, PF = ratio of Pao2 to Fio2, power = mechanical power, Ppeak = peak pressure, Pplat = plateau pressure, Sao2 = arterial oxygen saturation, strain = dynamic strain, Vd = dead space volume, ΔP = driving pressure.
DISCUSSION
The modifications required to our conventional ARDS model to allow it to reproduce the particular features of type 1 patients are consistent with recent data on lung perfusion abnormalities in CARDS patients from imaging and postmortem studies. In the study by Lang et al (20), dual-energy CT imaging of three CARDS patients revealed preferentially increased perfusion of the lungs proximal to areas of lung opacity, decreased areas of peripheral perfusion corresponding to peripheral lung opacities, and a halo of increased perfusion surrounding peripheral areas of consolidation. A remarkable level of hyperperfusion of gasless tissue was also noted in (1). A postmortem study reported vasodilation of pulmonary vessels in two CARDS patients (21). Finally, two recent studies indicated that CARDS patients are prone to significant vascular dysfunction (also confirmed by the authors’ clinical experience): in the study by Helms et al (7), 64 clinically relevant thrombotic complications were diagnosed in 150 CARDS patients (including pulmonary embolisms) with greater than 95% of patients having elevated d-dimer and fibrinogen, whereas a postmortem examination of 21 CARDS patients in the study by Menter et al (8) reported massive capillary congestion often accompanied by microthrombi and pulmonary emboli, despite prophylactic anticoagulation.In our model, we found that implementing pulmonary vasoparesis on its own was not sufficient to produce the levels of shunt and hypoxia, etc. seen in type 1 patients. However, combining this mechanism with pneumonitis-induced disruption of the alveolar-capillary barrier (as proposed in [9]) and the presence of microthrombi (as reported in [7, 8]) allows the model to produce the observed levels of V/Q mismatch and hypoxia, while preserving normal lung compliance and gas volumes. Interestingly, analysis of data from the LUNG SAFE study (22) indicates that a subset of patients with type 1 characteristics (e.g., poor PEEP responsiveness) also exists in “classical” ARDS; however, their frequency is lower than that seen in CARDS.Several studies have examined lung recruitability in small cohorts of CARDS patients using PEEP titration (23–25). Results reveal a wide variation in the level of recruitability, consistent with our results. Data from these studies suggest that there is potential for PEEP-induced VILI in nonrecruitable CARDS lungs (higher driving pressures due to increased PEEP in [24] and reduced compliance in [25]), and this is confirmed by the marked elevation in multiple VILI indicators in our type 1 CARDS model as PEEP is increased from 5 to 15 cm H2O. Based on these results, and as recently argued in (26), the use of high PEEP in type 1 CARDS patients does not appear to yield a favorable risk/benefit profile; it is, therefore, essential to evaluate the recruitability of each patient carefully before employing a standard ARDSnet low Vt/high PEEP strategy. As demonstrated in Figure 2, application of standard ARDSnet type PEEP/Fio2 tables in type 1 CARDS patients is also unlikely to achieve the levels of oxygenation typically produced in conventional ARDS patients.
Figure 2.
Results of varying Fio2 at positive end-expiratory pressure (PEEP) levels of 5 and 10 cm H2O in both the type 1 coronavirus disease 2019 acute respiratory distress syndrome (CARDS) and conventional acute respiratory distress syndrome (ARDS) models. ARDSnet = acute respiratory distress syndrome network.
It has been asserted that CARDS patients may be able to accept larger Vts than those now normally applied in lung protective ventilation for ARDS without increasing the risk of VILI (5). Our results indicate that use of higher Vt can produce improvements in oxygenation, but the observed worsening of VILI indicators raises concerns that higher Vt could also damage the type 1 CARDS lung. This may be of particular importance given the relatively longer periods for which CARDS patients appear to require mechanical ventilation (27). Given the stronger association between improved driving pressure and outcome (28), relative to improved gas exchange (19), the risks of increasing Vt to improve hypoxemia need to be carefully balanced against the increased mortality risk due to higher driving pressure.The application of prone positioning in patients with CARDS (whether mechanically or noninvasively ventilated) has, in the clinical experience of the authors, a significant beneficial effect on the ratio of Pao2 to Fio2 (P/F) and, albeit anecdotally, on patient outcomes. Globally, intensive care teams are unlikely to have ever simultaneously looked after as many proned patients as they have during the COVID-19 outbreak, and arguably, the management of such patients combined with the logistical burden this entailed will be the hallmark of the period. Already of proven benefit in patients with hypoxic respiratory failure (29), prone positioning may have an even more pronounced effect in patients requiring mechanical ventilation due to CARDS. The maneuver has been so successful, at least in the short term, that prone positioning has been extrapolated to spontaneously breathing patients (for the first time in the authors’ experience), resulting in, anecdotally, equally impressive improvements in oxygenation. Prolonged prone positioning has recently been demonstrated to result in improvements in P/F ratios to greater than those recorded preintubation in a small study of CARDS patients, with no change in the complication rate (30).From a physiologic standpoint, quite why proning might be so effective in CARDS is not currently understood, particularly in the type 1 phenotype, where its use remains controversial (1–5). The argument that proning improves V/Q mismatch through increasing blood flow to functioning ventral alveoli seems to fall short of a full explanation for the significant improvements seen in oxygenation in CARDS. While dual-energy CT scanning of such patients is technically feasible, it is logistically difficult. Use of a physiologic simulator such as that developed here may allow us to understand the mechanistic basis for the improvements achieved by proning, and potentially guide the timing, duration, and optimization of ventilation for prone positioned CARDS patients.
CONCLUSIONS
A model implementing: 1) vasodilation leading to hyperperfusion of collapsed lung regions, 2) disruption of HPV, 3) disruption of alveolar gas-exchange due to the effects of pneumonitis, and 4) heightened vascular resistance due to the presence of microthrombi replicates levels of ventilation-perfusion mismatch and hypoxemia exhibited by type 1 CARDS patients, while preserving close-to-normal lung compliance and gas volumes. Our results suggest that ventilatory management of such patients (whether with normal or elevated BMI) should not follow standard protocols, but rather focus on keeping PEEP, and where possible Vt, low, in order to avoid the risk of entering the VILI vortex.
Authors: Giacomo Bellani; John G Laffey; Tài Pham; Eddy Fan; Laurent Brochard; Andres Esteban; Luciano Gattinoni; Frank van Haren; Anders Larsson; Daniel F McAuley; Marco Ranieri; Gordon Rubenfeld; B Taylor Thompson; Hermann Wrigge; Arthur S Slutsky; Antonio Pesenti Journal: JAMA Date: 2016-02-23 Impact factor: 56.272
Authors: Liam Weaver; Anup Das; Sina Saffaran; Nadir Yehya; Marc Chikhani; Timothy E Scott; John G Laffey; Jonathan G Hardman; Luigi Camporota; Declan G Bates Journal: Br J Anaesth Date: 2022-03-18 Impact factor: 11.719
Authors: Liam Weaver; Anup Das; Sina Saffaran; Nadir Yehya; Timothy E Scott; Marc Chikhani; John G Laffey; Jonathan G Hardman; Luigi Camporota; Declan G Bates Journal: Ann Intensive Care Date: 2021-07-13 Impact factor: 6.925