| Literature DB >> 32836865 |
Matthew A Cole1, Robert J R Elliott1, Bowen Liu1.
Abstract
We quantify the impact of the Wuhan Covid-19 lockdown on concentrations of four air pollutants using a two-step approach. First, we use machine learning to remove the confounding effects of weather conditions on pollution concentrations. Second, we use a new augmented synthetic control method (Ben-Michael et al. in The augmented synthetic control method. University of California Berkeley, Mimeo, 2019. https://arxiv.org/pdf/1811.04170.pdf) to estimate the impact of the lockdown on weather normalised pollution relative to a control group of cities that were not in lockdown. We find NO 2 concentrations fell by as much as 24 μ g/m 3 during the lockdown (a reduction of 63% from the pre-lockdown level), while PM10 concentrations fell by a similar amount but for a shorter period. The lockdown had no discernible impact on concentrations of SO 2 or CO. We calculate that the reduction of NO 2 concentrations could have prevented as many as 496 deaths in Wuhan city, 3368 deaths in Hubei province and 10,822 deaths in China as a whole. © Springer Nature B.V. 2020.Entities:
Keywords: Air pollution; Covid-19; Health; Machine learning; Synthetic control
Year: 2020 PMID: 32836865 PMCID: PMC7416596 DOI: 10.1007/s10640-020-00483-4
Source DB: PubMed Journal: Environ Resour Econ (Dordr) ISSN: 0924-6460
Sources and health effects of our four pollutants.
Source: WHO (2018)
| Pollutant | Sources | Health effects |
|---|---|---|
| Nitrogen Dioxide (NO | Combustion processes, mainly for power generation, heating and motor vehicles | Respiratory difficulties, reduced lung function |
| Sulphur Dioxide (SO | The burning of sulphur-containing fossil fuels, mainly from power generation, domestic heating and transport | Respiratory difficulties, irritation of the eyes |
| Coarse Particulate Matter (PM10) | Road transport and the burning of fuels for industrial, commercial and domestic uses | Respiratory difficulties and cardiovascular disease |
| Carbon Monoxide (CO) | Incomplete burning of fossil fuels in transport and industrial processes | Cardiovascular disease |
A list of input and output variables used in this study
| Input variables (predictors, independent variables) | |
|---|---|
| Time variables | |
| date_unix | Number of seconds since 1970-01-01, represents the trend in pollutant emissions |
| day_Julian | Day of the year, represents the seasonal variation |
| weekday | Day of the week, represents the weekly variation |
| hour | Hour of the day, represents the hourly variation |
| Meteorological variables | |
| temp | Temperature (°C) |
| wd | Wind direction (m/s) |
| ws | Wind speed (in degrees, 90 is from the east) |
| RH | Relative humidity (%) |
| pressure | Atmospheric pressure (millibars) |
| Output variables (dependent variables): Air pollutant concentrations: SO | |
Selected socio-demographic data in Wuhan and 29 control cities in 2018.
Source: China City Statistical Yearbook (2019)
| Variable | Wuhan | Average of the 29 control cities |
|---|---|---|
| Annual average population (10,000 persons) | 869 | 844 |
| Natural growth rate (%) of population | 8.09 | 6.76 |
| Total land area of administrative region (km2) | 8569 | 18,440 |
| Gross regional product (current prices) (100,000 yuan) | 14.85 m | 9.01 m |
| Per capita gross regional product (Yuan) | 135,136 | 86,763 |
| Secondary industry as a percentage of gross regional product | 42.96 | 37.07 |
| Number of industrial enterprises | 2651 | 2235 |
| Number of buses and trolley buses at year-end (unit) | 9710 | 6422 |
| Total annual number of passengers transported by buses and trolley buses (10,000 person-times) | 145,246 | 83,271 |
| Number of taxis at year-end (unit) | 17,885 | 12,816 |
| Highway passenger traffic (10,000 persons) | 8867 | 12,344 |
| Highway freight traffic (10,000 tons) | 38,634 | 30,789 |
| Annual electricity consumption (10,000 kWh) | 0.58 m | 0.49 m |
| Electricity consumption for industrial use | 0.280 m | 0.257 m |
| Household electricity consumption for urban and rural residential | 996,309 | 600,036 |
Fig. 13The location of Wuhan and the 29 control cities
Fig. 1The annual average observed concentrations of SO, NO, CO and PM10 in Wuhan and 29 control cities between 2013 and 2019. Note: Wuhan is denoted by the red line
Fig. 2Daily averages of observed and weather normalised concentrations of SO, NO, CO and PM10 in Wuhan between January 2013 and February 2020
Fig. 3The comparison of daily observed and weather normalised concentrations of SO, NO, CO and PM10 in Wuhan between 21st December 2019 and 3rd February 2020
Fig. 4Ridge ASCM results on weather normalised NO concentrations in Wuhan. Note: Left hand figure shows point estimate ± one standard error of the ATT
Fig. 5Ridge ASCM results on weather normalised SO concentrations in Wuhan. Note: Left hand figure shows point estimate ± one standard error of the ATT
Fig. 6Ridge ASCM results on weather normalised CO concentrations in Wuhan. Note: Left hand figure shows point estimate ± one standard error of the ATT
Fig. 7Ridge ASCM results on weather normalised PM10 concentrations in Wuhan. Note: Left hand figure shows point estimate ± one standard error of the ATT
Fig. 8The in-time placebo test results of NOwn using 21st January 2019 (left) and 21st January 2018 (right) as Wuhan lockdown date. Note: Both figures show point estimate ± one standard error of the ATT
Fig. 9The in-time placebo test results of PM10wn using 22nd January 2019 (left) and 22nd January 2018 (right) as Wuhan lockdown date. Note: Both figures show point estimate ± one standard error of the ATT
Fig. 10The results of in-place placebo test on NOwn. Note: We randomly assign the lockdown policy to one of the other 29 control cities and compare with Wuhan (in red)
Fig. 11The results of in-place placebo test on PM10wn. Note: The left figure plots the results using all 30 cities, the right figure plots the results after dropping Shijiazhuang, Jinan, Hangzhou, Huhehaote
Control groups used in the main analysis and sensitivity analysis
| Syn_full | Full sample, using the 29 cities as the control group | Shijiazhuang, Zhengzhou, Kunming, Beijing, Shanghai, Guangzhou, Chongqing, Tianjin, Shenyang, Hefei, Changsha, Jinan, Changchun, Guiyang, Xian, Fuzhou, Hangzhou, Taiyuan, Harbin, Huhehaote, Nanning, Nanjing, Chengde, Tangshan, Cangzhou, Xingtai, Baoding, Qinhuangdao, Zhangjiakou |
| Syn_CG1 | Capital cities only | Shijiazhuang, Zhengzhou, Kunming, Beijing, Shanghai, Guangzhou, Chongqing, Tianjin, Shenyang, Hefei, Changsha, Jinan, Changchun, Guiyang, Xian, Fuzhou, Hangzhou, Taiyuan, Harbin, Huhehaote, Nanning, Nanjing |
| Syn_CG2 | Northern Chinese cities only | Shijiazhuang, Zhengzhou, Beijing, Tianjin, Shenyang, Jinan, Changchun, Xian, Taiyuan, Harbin, Huhehaote, Chengde, Tangshan, Cangzhou, Xingtai, Baoding, Qinhuangdao, Zhangjiakou |
| Syn_CG3 | Cities that never locked down between December 2019 and March 2020 | Tianjin, Changsha, Chengde, Tangshan, Cangzhou, Xingtai, Baoding, Changchun, Qinhuangdao, Hangzhou, Zhangjiakou, Taiyuan, Huhehaote |
| Syn_CG4 | Cities that locked down after 3 February 2020 | Shijiazhuang, Zhengzhou, Kunming, Beijing, Shanghai, Guangzhou, Chongqing, Shenyang, Hefei, Jinan, Guiyang, Xian, Fuzhou, Harbin, Nanning, Nanjing |
The lists of cities are collected by the authors from news, social media and official government announcements
Fig. 12The results of alternative control group tests on NOwn (left) and PM10wn (right). Note: “Appendix” Table 6 defines each control group
Previous literature on the NO mortality association
| Author | Study region | Period | Key finding |
|---|---|---|---|
| Tao et al. ( | Pearl River Delta of southern China | 2006–2008 | “10 |
| Faustini et al. ( | Meta-analysis of 23 studies | 2004–2013 | “An increase of 10 |
| Mills et al. ( | Quantitative systematic review of 204 global studies | Before 2011 | “A 10 |
| Chen et al. ( | 272 Chinese cities | 2013–2015 | “A 10 |
| Atkinson et al. ( | 48 studies of 28 cohorts (global) | Before 2014 | “Each 10 |
Previous literature on the NO mortality association
| Region | Wuhan | Wuhan | Hubei | Hubei | China | China |
|---|---|---|---|---|---|---|
| Mortality effects | 20 | 10 | 20 | 10 | 20 | 10 |
| Tao et al. ( | 496 | 248 | 3368 | 1684 | 10,822 | 5411 |
| Faustini et al. ( | 265 | 133 | 1795 | 898 | 5772 | 2886 |
| Mills et al. ( | 183 | 92 | 1228 | 614 | 3940 | 1970 |
| Chen et al. ( | 230 | 115 | 1555 | 778 | 4994 | 2497 |
| Atkinson et al. ( | 260 | 130 | 1763 | 882 | 5660 | 2830 |
Since the mortality effects in the previous literature are estimated for a 10 g/m change in NO concentrations we here double them to capture a 20 g/m change. The period of lockdown is assumed to be 2.5 months in Wuhan and Hubei province and 2 months for China. Monthly mortality rates are 0.045917% in Wuhan, 0.058333% in Hubei and 0.05941667% for China as a whole. The locked down populations sizes are 11.08 m in Wuhan, 59.17 m in Hubei and 233.5m in China as a whole. All mortality rates and population levels are from the National Bureau of Statistics of China. A worked example: lives saved in Wuhan from a 20 g/m reduction in NO using Tao et al.’s (2012) mortality estimates are calculated as 2.5(11,081,000 * 0.00045917) * (0.0195 * 2) = 496
Meteorological monitoring station information used in the research.
Source: NOAA (2016)
| City | Station name | Station code | Latitude | Longitude | Elevation (m) |
|---|---|---|---|---|---|
| Wuhan | TIANHE | 574940-99999 | 30.8 | 114.2 | 34.4 |
| Shijiazhuang | SHIJIAZHUANG | 536980-99999 | 38.1 | 114.5 | 105 |
| Zhengzhou | XINZHENG | 570830-99999 | 34.5 | 113.5 | 151 |
| Kunming | YUANMOU | 567630-99999 | 25.7 | 101.8 | 1120 |
| Beijing | BEIJING–CAPITAL INTERNATIONAL AIRPORT | 545110-99999 | 40.1 | 116.4 | 35.4 |
| Shanghai | SHANGHAI | 583620-99999 | 31.4 | 121.3 | 4 |
| Guangzhou | BAIYUN INTL | 592870-99999 | 23.4 | 113.2 | 15.2 |
| Chongqing | JIANGBEI | 575160-99999 | 29.7 | 106.4 | 416 |
| Tianjin | TIANJIN | 545270-99999 | 39.1 | 117.1 | 5 |
| Shenyang | SHENYANG | 543420-99999 | 41.7 | 123.4 | 43 |
| Hefei | LUOGANG | 583210-99999 | 31.8 | 117 | 32.9 |
| Changsha | CHANGSHA | 576870-99999 | 28.1 | 112.6 | 120 |
| Jinan | JINAN | 548230-99999 | 36.7 | 116.6 | 58 |
| Changchun | LONGJIA | 541610-99999 | 44 | 126 | 215 |
| Guiyang | LONGDONGBAO | 578160-99999 | 26.5 | 106.5 | 1139 |
| Xian | JINGHE | 571310-99999 | 34.4 | 109 | 411 |
| Fuzhou | PINGTAN | 589440-99999 | 25.5 | 119.3 | 31 |
| Hangzhou | XIAOSHAN | 584570-99999 | 30.2 | 120.3 | 7 |
| Taiyuan | WUSU | 537720-99999 | 37.7 | 112.4 | 785 |
| Harbin | HARBIN | 509530-99999 | 45.9 | 126.3 | 1186 |
| Huhehaote | BAITA | 534630-99999 | 40.9 | 111.5 | 1084 |
| Nanning | WUXU | 594310-99999 | 22.6 | 108.2 | 128 |
| Nanjing | LUKOU | 582380-99999 | 31.7 | 118.5 | 14.9 |
| Chengde | CHENGDE | 544230-99999 | 40.6 | 117.6 | 423 |
| Tangshan | TANGSHAN | 545340-99999 | 39.4 | 118.1 | 29 |
| Cangzhou | POTOU | 546180-99999 | 38.1 | 116.6 | 13 |
| Xingtai | XINGTAI | 537980-99999 | 37 | 114.3 | 184 |
| Baoding | BAODING | 546020-99999 | 38.5 | 115.3 | 17 |
| Qinhuangdao | QINGLONG | 544360-99999 | 40.4 | 119.4 | 228 |
| Zhangjiakou | ZHANGJIAKOU | 544010-99999 | 40.8 | 114.5 | 726 |