Aqueous ring-opening metathesis polymerization (ROMP) is a powerful tool for polymer synthesis under environmentally friendly conditions, functionalization of biomacromolecules, and preparation of polymeric nanoparticles via ROMP-induced self-assembly (ROMPISA). Although new water-soluble Ru-based metathesis catalysts have been developed and evaluated for their efficiency in mediating cross metathesis (CM) and ring-closing metathesis (RCM) reactions, little is known with regards to their catalytic activity and stability during aqueous ROMP. Here, we investigate the influence of solution pH, the presence of salt additives, and catalyst loading on ROMP monomer conversion and catalyst lifetime. We find that ROMP in aqueous media is particularly sensitive to chloride ion concentration and propose that this sensitivity originates from chloride ligand displacement by hydroxide or H2O at the Ru center, which reversibly generates an unstable and metathesis inactive complex. The formation of this Ru-(OH)n complex not only reduces monomer conversion and catalyst lifetime but also influences polymer microstructure. However, we find that the addition of chloride salts dramatically improves ROMP conversion and control. By carrying out aqueous ROMP in the presence of various chloride sources such as NaCl, KCl, or tetrabutylammonium chloride, we show that diblock copolymers can be readily synthesized via ROMPISA in solutions with high concentrations of neutral H2O (i.e., 90 v/v%) and relatively low concentrations of catalyst (i.e., 1 mol %). The capability to conduct aqueous ROMP at neutral pH is anticipated to enable new research avenues, particularly for applications in biological media, where the unique characteristics of ROMP provide distinct advantages over other polymerization strategies.
Aqueous ring-opening metathesis polymerization (ROMP) is a powerful tool for polymer synthesis under environmentally friendly conditions, functionalization of biomacromolecules, and preparation of polymeric nanoparticles via ROMP-induced self-assembly (ROMPISA). Although new water-soluble Ru-based metathesis catalysts have been developed and evaluated for their efficiency in mediating cross metathesis (CM) and ring-closing metathesis (RCM) reactions, little is known with regards to their catalytic activity and stability during aqueous ROMP. Here, we investigate the influence of solution pH, the presence of salt additives, and catalyst loading on ROMP monomer conversion and catalyst lifetime. We find that ROMP in aqueous media is particularly sensitive to chloride ion concentration and propose that this sensitivity originates from chloride ligand displacement by hydroxide or H2O at the Ru center, which reversibly generates an unstable and metathesis inactive complex. The formation of this Ru-(OH)n complex not only reduces monomer conversion and catalyst lifetime but also influences polymer microstructure. However, we find that the addition of chloride salts dramatically improves ROMP conversion and control. By carrying out aqueous ROMP in the presence of various chloride sources such as NaCl, KCl, or tetrabutylammonium chloride, we show that diblock copolymers can be readily synthesized via ROMPISA in solutions with high concentrations of neutral H2O (i.e., 90 v/v%) and relatively low concentrations of catalyst (i.e., 1 mol %). The capability to conduct aqueous ROMP at neutral pH is anticipated to enable new research avenues, particularly for applications in biological media, where the unique characteristics of ROMP provide distinct advantages over other polymerization strategies.
Olefin metathesis has
emerged as a powerful tool for the construction
of C–C bonds, both in organic transformations of small molecules
and the synthesis of polymers via ring-opening metathesis polymerization
(ROMP).[1] As applications of this versatile
technology continue to expand, the demand for increasingly active
and robust metathesis catalysts has intensified, requiring a deeper
understanding of the factors underlying catalyst performance and deactivation
pathways under a variety of reaction conditions. Modern Ru-based catalysts
containing N-heterocyclic carbene (NHC) ligands exhibit
high functional group tolerance, and their robustness has recently
been leveraged to carry out metathesis reactions in alcoholic or aqueous
media.[2,3] Increasing interest in performing metathesis
in H2O, a green alternative solvent, has led to the optimization
of cross-metathesis (CM) and ring-closing metathesis (RCM) reactions
under aqueous conditions using water-soluble catalysts. In addition
to reducing the environmental impact of these processes, it has further
broadened the applications of aqueous olefin metathesis in biochemical
research.[4−9] More recently, aqueous metathesis has been exploited to graft polymers
from proteins in biological media,[10,11] realize molecular
transformations within living cells,[12] and
prepare polymeric nanoparticles via self-assembly methods such as
ring-opening metathesis polymerization-induced self-assembly (ROMPISA)[13−17] and others.[18−20]Despite these accomplishments, aqueous olefin
metathesis remains
challenging. Metathesis catalysts must be rendered water-soluble through
ligand modification to achieve homogeneous reactions. Water-soluble
Ru-NHC catalysts have been developed by the groups of Grubbs,[21−25] Grela,[26,27] Emrick,[28,29] and others,[30−33] that display charged/PEGylated NHC, phosphine, pyridine (Py), or
styryl ether (Hoveyda-type) ligands. Although these efforts have simplified
aqueous-phase metathesis chemistry, the impact of H2O on
the activity and stability of Ru-NHC catalysts remains largely unexplored.
It is convenient to assume that the chemical structure of the metathesis-active
species is consistent regardless of solvent; however, anomalous results
reported in the literature and obtained in our lab,[13,22,29,34,35] including higher than expected polymer molecular
weights, low monomer conversions, and slow polymerization kinetics
compared with polymerizations in aprotic solvent, suggest that a different,
less active, and less stable species could be present in alcoholic/aqueous
solution.Our lack of understanding of aqueous metathesis chemistry
stems,
in part, from the methodology typically employed to evaluate new water-soluble
catalysts. Substrates used to probe the aqueous metathesis activity
of these new catalysts are most often readily cyclized RCM targets
or highly reactive CM substrates. In addition, high catalyst loadings
(i.e., 5–10 mol %) are often employed in initial screenings,
giving exaggeratedly high reaction conversions while masking issues
of catalyst deactivation. Such artificial conditions do not reflect
the complexity involved in RCM or CM of challenging substrates, reactions
involving biomacromolecules, or the synthesis of high MW or multiblock
polymers via ROMP.Our group recently developed a two-step approach
to carry out controlled
ROMPISA in aqueous solution using Grubbs’ third-generation
catalyst, G3, which is commercially available.[13,14,17] Initiation of G3 in a water-miscible solvent and polymerization of a few units of
hydrophilic monomer was found to be sufficient to achieve catalyst
solubilization in solvent mixtures containing high concentrations
of H2O (e.g., ≥ 90 v/v %). However, acidification
of the reaction mixtures with HCl to ca. pH 2 was required to attain
quantitative monomer conversions during chain-extension, limiting
our capability to carry out polymerizations in the presence of sensitive
biomolecules such as enzymes. Thus, it became important to understand
the dependence of catalyst activity on acid to enable polymerization
under neutral conditions. In this contribution, we investigate the
influences of solution pH, catalyst loading, salt concentration, and
other factors on the activity and stability of common metathesis catalysts
in aqueous media using monomer conversion as the principal parameter
of comparison. Chloride concentration, in particular, was found to
play a pivotal role in both enhancing the rate of propagation and
slowing the rate of catalyst decomposition, resulting in increased
catalyst turnover and lifetime. These effects were consistent for
both G3 and the water-soluble catalyst AquaMet (AM), suggesting that chloride ion concentration is generally
important for aqueous metathesis using Ru-based catalysts. In addition,
we provide mechanistic insights into the nature of the active catalytic
species in aqueous solution and demonstrate practical implications
by preparing diblock copolymer nano-objects via ROMPISA.
Results and Discussion
To better understand the relationship between solution pH and aqueous
ROMP activity, we carried out screening studies at 1 mol % catalyst
in mixed solutions (9:1 v/v H2O/THF, 100 mM phosphate)
with different pH values (pH 2–7). HCl was employed to adjust
solution pH. Common metathesis catalysts G3, AM, and G2 were selected for screening and MPEG, a water-soluble exo-norbornene derivative, was
used as the monomer (Figure ). After 2 h, the polymerizations were analyzed by 1H NMR spectroscopy to determine monomer conversion and size-exclusion
chromatography (SEC) to calculate polymer number-average molecular
weight (Mn) and dispersity (ĐM), respectively. For comparison, an additional polymerization
was conducted in pure organic solvent (THF) at the same monomer and
catalyst concentrations. The results of this initial screening are
shown in Figure (additional
results can be found in Table S1 and Figure S4).
Figure 1
(A) Chemical structures of Ru-based metathesis catalysts used in
initial ROMP screening. (B) Polymerization conditions employed for
ROMP screening. (C) Monomer conversion under various conditions, as
determined by 1H NMR spectroscopy in methanol-d4. (D) Conversion-normalized SEC RI traces (eluent: THF
+ 2 v/v% NEt3) of polymers obtained via ROMP using G3 at different pH values, or in THF (green, dotted trace).
(A) Chemical structures of Ru-based metathesis catalysts used in
initial ROMP screening. (B) Polymerization conditions employed for
ROMP screening. (C) Monomer conversion under various conditions, as
determined by 1H NMR spectroscopy in methanol-d4. (D) Conversion-normalized SEC RI traces (eluent: THF
+ 2 v/v% NEt3) of polymers obtained via ROMP using G3 at different pH values, or in THF (green, dotted trace).It was evident from these data that pH (and thus
acid concentration)
had a dramatic impact on monomer conversion. In all cases, increasing
the pH of the polymerization solutions resulted in decreased conversions.
These data appear to oppose previous reports on aqueous ROMPISA using AM, where quantitative conversions and narrow molecular weight
distributions were obtained at neutral pH.[16,36] However, these studies employed relatively higher initial catalyst
concentrations than those used herein.[37] Increasing the solution pH from 2 to 4 also resulted in broader ĐM despite both polymerizations achieving
quantitative conversion, indicating slower catalyst initiation and/or
catalyst decomposition at pH 4. It was also surprising that monomer
conversions when using G2 were generally low regardless
of pH. Fogg and co-workers showed that PCy3 catalyzes Rucarbene decomposition in the presence of basic or donor compounds;[38,39] thus, we supposed that G2 might decompose more rapidly
in aqueous media relative to G3 or AM.We also evaluated different acid sources. HCl has been used almost
exclusively as the Brønsted acid additive in previous studies
on aqueous ROMP. We wondered if, in addition to H+ concentration,
the identity of the acid counterion was also important. Thus, additional
screening polymerizations were carried out in pH 2 solution acidified
with H2SO4 or H3PO4 using G3 as the catalyst under otherwise identical experimental
conditions (Figure A and Figure S6A and Table S3).
Figure 2
Monomer conversions
obtained from additional screening polymerizations
of MPEG using G3 to evaluate different (A)
acids or (B) salt additives, as determined by 1H NMR spectroscopy
in methanol-d4.
Monomer conversions
obtained from additional screening polymerizations
of MPEG using G3 to evaluate different (A)
acids or (B) salt additives, as determined by 1H NMR spectroscopy
in methanol-d4.In contrast to the polymerizations conducted with HCl, the use
of H2SO4 or H3PO4 as the
source of acid did not enable quantitative monomer conversions. Therefore,
it was concluded that additional mechanistic complexity, related to
the identity of the acid counterion (Cl– in initial
screening), was underlying the activity of the catalyst in aqueous
conditions. The role of H+ has been widely implicated as
the primary determinant in aqueous metathetical activity, promoting
ligand dissociation,[40−42] and protecting the catalysts from decomposition via
nucleophilic addition,[38,43] or β-elimination,[39,44] pathways.[23,34] However, added salt has also
been shown to increase RCM conversions in H2O and has been
suggested to improve control in aqueous dispersion ROMP.[45,46] Thus, the importance of the chloride ion was further considered
by employing various salts as neutral sources of chloride ions instead
of HCl. It was found that the addition of both organic (TBAC) or inorganic
(NaCl or KCl) chloride salts at 100 mM to polymerizations of MPEG under neutral conditions in 9:1 v/v H2O/THF
had a profound effect, enabling quantitative monomer conversions (Figure B). Moreover, ROMP
with TBAC yielded a polymer with Mn and ĐM values similar to those of the sample
obtained via ROMP at pH 2 (Figure S6B).The dependence of monomer conversion on the presence of chloride
ions indicated that chloride ligand displacement, perhaps by water
or hydroxide ions, was occurring at the Ru center in aqueous media,
resulting in low catalyst turnover. The exchange of halide ligands
with anionic compounds has been well documented in the literature.[47−51] Indeed, DFT calculations indicate that Cl– dissociation
from Ru-based complexes in polar solvents can compete with dissociation
of so-called “labile” ligands such as PCy3 and Py.[52] Moreover, Grubbs and co-workers
identified that Cl– dissociation and subsequent
coordination of H2O to Ru was a key step in the formation
of high energy, unstable carbene intermediates, and the formation
of such species could introduce alternative catalyst decomposition
pathways in aqueous media.[53] In the case
of chloride exchange in aqueous media, the formation of inactive and
unstable Ru-(OH) species could account
for the observed decreases in monomer conversion. Ru-(OH) complexes are ubiquitous,[54,55] but hydroxide-containing Ru carbene catalysts have only very recently
been demonstrated to exist. Fogg and co-workers synthesized a Ru-(OH) carbene complex, HG2-(OH), by treating Hoveyda-Grubbs second-generation
catalyst (HG2) with an excess of tetrabutylammonium hydroxide
in mixed media containing THF and H2O.[51] The resulting complex was shown to be completely inert
to metathetical activity, attributed to reduced electron density on
the Ru center via inductive withdrawal by the hydroxide ligands. It
was also shown that HG2-(OH) was more susceptible to degradation than the native chloride complex.
Thus, we supposed that chloride ligand displacement would be equally
probable for other Ru carbene catalysts, such as G3,
and that ligand exchange equilibria, involving both H+ and
Cl–, explained the observed effects of the various
acids and salts that were screened (Scheme ).
Scheme 1
Roles of H+ and Cl– in Ru Complex Equilibria
in Aqueous Media
(A) Kinetics of ROMP
targeting DPP( = 100 in the presence
of different TBAC concentrations using G3 at 1 mol %
in 9:1 v/v H2O/THF at neutral pH.
Monomer conversions were determined using 1H NMR spectroscopy
in methanol-d4. The gray data series represents
kinetics of a control polymerization in THF targeting the same DPP(. (B) ROMP monomer conversion as a function
of TBAC concentration obtained from the kinetic data. (C) Plot of kobs vs. TBAC concentration generated using the
kinetic data in (A). (D) Conversion-normalized SEC RI traces (eluent:
THF + 2 v/v% NEt3) of the final time points of the kinetic
experiments and a polymerization in THF (gray dotted trace). The colors
of the data in C and D correspond to the legend in A.Importantly, we hypothesize that H+ and Cl– perform different roles in aqueous ROMP. The presence
of Cl– is fundamental to inhibiting chloride ligand
exchange,
which would result in the formation of metathesis inactive Ru-(OH)n. Meanwhile, H+ promotes fast catalyst initiation
and turnover by protonation of pyridine ligands present on G3, thus facilitating the formation of the 14e– active
species. Indeed, it was found that polymerization of MPEG in 100 mM chloride salts yielded broader ĐM than pH 2 HCl, indicating that initiation was slower
in the absence of H+. It should also be noted that pH 2
HCl enabled quantitative conversion despite containing only 10 mM
Cl–, which would appear to be insufficient if only
the role of Cl– was considered. This finding can
be explained by considering the concentration of pyridine in solution,
which has been shown to directly affect the rate of propagation.[40] The formation of noncoordinating pyridinium
salts in the presence of HCl effectively decreased the concentration
of pyridine in solution, thus enabling faster propagation kinetics
that outcompete catalyst decomposition. The separate roles of H+ and Cl– in Ru complex equilibria are further
corroborated in studies by Grubbs and co-workers whereby coordination
of H2O to Ru was found to be responsible for degenerative
alkylidene H/D exchange.[53] Importantly,
the rate of H/D exchange and thus coordination of H2O was
found to be inversely proportional to the concentration of NaCl. Conversely,
the addition of Brønsted acid did not significantly influence
the rate of H/D exchange, indicating that H+ does not play
a significant role in chloride ligand exchange despite decreasing
the effective concentration of H2O and HO–.Ligand exchange was corroborated in our system via kinetic
analysis.
Polymerizations of MPEG were conducted in 9:1 v/v H2O/THF at neutral pH in the presence of different concentrations
of TBAC as the chloride source (20–80 mM) using G3 at 1 mol %. Aliquots of the polymerization solutions were sampled
at regular intervals, quenched with ethyl vinyl ether (EVE), and analyzed
by 1H NMR spectroscopy to evaluate propagation kinetics.
It should be noted that kinetic monitoring of polymerization in the
absence of TBAC was not possible, as the polymerizations rapidly achieved
their maximum conversions (ca. 25% in t = 1 min)
and terminated, likely due to fast catalyst decomposition.As
shown in Figure (and Figures S7–S12), TBAC concentration
had a dramatic influence on both propagation rate and the final monomer
conversion that was achieved in each trial, with the highest TBAC
concentration leading to the fastest polymerization kinetics and highest
monomer conversion. The polymerizations were pseudo-first order in
monomer after an initial period of rapid conversion (ca. 2 min) that
was attributed to fast turnover by the Ru–Cl2 complex
prior to its equilibration with the mono- and/or dihydroxide species
(see the Supporting Information for further
discussion). A linear relationship between chloride ion concentration
and observed rate constant confirmed the incidence of ligand exchange
acting coincidentally with catalyst turnover (Figure C). It should be noted that propagation kinetics
were significantly slower in H2O compared with kinetics
in THF, regardless of TBAC loading. In addition, the dispersities
of the resulting polymers generally decreased with increasing TBAC
concentration (Figure D and Table S4), consistent with increased
polymerization rate relative to catalyst deactivation (vide infra).
Figure 3
(A) Kinetics of ROMP
targeting DPP( = 100 in the presence
of different TBAC concentrations using G3 at 1 mol %
in 9:1 v/v H2O/THF at neutral pH.
Monomer conversions were determined using 1H NMR spectroscopy
in methanol-d4. The gray data series represents
kinetics of a control polymerization in THF targeting the same DPP(. (B) ROMP monomer conversion as a function
of TBAC concentration obtained from the kinetic data. (C) Plot of kobs vs. TBAC concentration generated using the
kinetic data in (A). (D) Conversion-normalized SEC RI traces (eluent:
THF + 2 v/v% NEt3) of the final time points of the kinetic
experiments and a polymerization in THF (gray dotted trace). The colors
of the data in C and D correspond to the legend in A.
In addition to polymerization kinetics, we also investigated the
stability of G3 and AM in H2O
in the presence or absence of TBAC. The precatalysts were incubated
in 9:1 v/v H2O/THF mixtures containing either 30 mM TBAC
or no TBAC at neutral pH, and their decomposition was monitored in
situ by measuring the change in absorbance every 90 s for 1 h, a typical
time frame in which aqueous ROMP reaches full or final conversion.
As shown in Figure , the absorbance at λmax = 343 nm, corresponding
to the metal–ligand charge transfer (MLCT) band associated
with the Ru-benzylidene,[45,56] decreased over the
course of the experiments, signifying loss of the carbene moiety and
thus catalyst decomposition. These trends were even more significant
for AM, which did not decompose appreciably in neutral
aqueous media containing 30 mM TBAC within the time frame of the experiment
(Figure S13). The origin of the change
in apparent decomposition order is currently unknown but has been
observed elsewhere.[45] Although these data
seem to imply that AM is more suitable than G3 for ROMP in aqueous media, the relative stabilities of the G3 and AM precatalyst species are not directly
related to the stability of their respective propagating alkylidenes,
which we expect would be similar based on their similar structures.
Figure 4
(A) Catalyst
decomposition in neutral aqueous media leads to loss
of the carbene and a decrease in absorbance of the MLCT band. Shown
are the UV–vis spectra for G3, collected every
90 s over 1 h, in the (A) absence or (B) presence of 30 mM TBAC. (C)
Change in MLCT band absorbance over time depending on incubation conditions.
(A) Catalyst
decomposition in neutral aqueous media leads to loss
of the carbene and a decrease in absorbance of the MLCT band. Shown
are the UV–vis spectra for G3, collected every
90 s over 1 h, in the (A) absence or (B) presence of 30 mM TBAC. (C)
Change in MLCT band absorbance over time depending on incubation conditions.We next sought to identify the formation of Ru-(OH) species in situ. Upon addition of 2 equiv.
of NaOH
to G3, a shift in the benzylidene proton from 16.0 to
15.3 ppm in the 1H NMR spectrum was observed (Figure S16A), consistent with recent results
from Fogg, where a similar upfield shift in the benzylidene proton
was observed for their hydroxide catalyst HG2-(OH) relative to HG2.[51] In addition, new peaks emerged in the 6–7 ppm region
that were attributed to changes in the environments of the mesityl
protons in response to ligand exchange (there was no change in overall
integration in this region). Benzaldehyde and benzyl alcohol were
also detected as byproducts of catalyst decomposition, both of which
were presumably derived from the styrenic benzylidene ligand.[57] It should also be noted that the formation of
Ru hydride species could also be detected after incubation of G3 with NaOH for 2 h (Figure S15), suggesting a probable mechanism of decomposition for the Ru-(OH) species.[47,58,59] The effect of chloride ligand exchange on complex
absorption was also investigated. Upon dissolution of G3 into 9:1 v/v H2O/THF, a MLCT band was apparent in the
UV–vis spectrum with λmax = 343 nm. Addition
of increasing amounts of TBAC resulted in a proportional red shift
of the MLCT band (Figure S16B). These findings
indicate that rapid ligand exchange was occurring during mixing of
the G3 stock solution (in THF) with H2O solutions
containing varying amounts of TBAC. These data are strongly suggestive
of the in situ formation of G3-(OH)n; however,
it should be noted that attempts to isolate this complex were unsuccessful.We also considered that decomposition during ROMP could influence
polymer microstructure, in particular the nature of the ω-end
group associated with the Ru center. Typically, terminal alkene end
groups are expected for polymers prepared by ROMP and terminated with
vinyl ethers such as EVE, resulting in the formation of a stable Fisher
carbene and liberation of a methylene end-functionalized polymer chain.
However, breakdown of the catalyst prior to intentional termination
would preclude the formation of such end groups due to loss of the
carbene moiety.[38,39,43,44,60,61] To evaluate the influence of catalyst decomposition
on polymer end groups, we carried out a series of polymerizations
in 9:1 v/v H2O/THF in the presence or absence of 80 mM
TBAC or in CH2Cl2 as a positive control. A DP
of 10 was targeted in these polymerizations using a monodisperse triethylene
glycol monomethyl ether norbornene monomer (MTEG) to
facilitate polymer characterization by matrix-assisted laser desorption/ionization
time-of-flight (MALDI-ToF) mass spectrometry and 1H NMR
spectroscopy.As shown in Figure C (and in the 1H NMR spectrum in Figure S18), the sample of P(MTEG)10 prepared
in CH2Cl2 that was quenched with EVE possessed
the expected α-phenyl and ω-alkene end groups (Mobs = 1981.98, Mtheo = 1981.99, Δm/z = 0.01).
In contrast, the terminal alkene end group was completely absent from
P(MTEG)10 synthesized in aqueous media without
TBAC. Instead, the predominate ω-end group species for this
sample were terminal aldehydes (Mobs =
1984.06, Mtheo = 1983.98, Δm/z = 0.08) and alcohols (Mobs = 1984.06, Mtheo = 1985.99,
Δm/z = 0.06), both of which
were also present in the 1H NMR spectrum shown in Figure S18. Although these two species have similar
molecular formulas, the enlarged regions in Figure C show that their isotopic distributions
appear to be different. This difference is attributed to the intensity
contribution of the M+3 peak of aldehyde-terminated isotopic distribution
(Mobs = 1986.05) to the M+1 peak of the
alcohol-terminated species (Mobs = 1986.05).
The presence of aldehyde and alcohol end groups indicated that the
catalyst had decomposed prior to reaction with EVE,[62] resulting in the incorporation of oxygen into the polymer
chain end. Importantly, the presence of 80 mM TBAC during aqueous
ROMP was sufficient to prevent catalyst decomposition over the time
frame of polymerization, thus allowing for the formation of the expected
alkene ω-end group upon quenching of the catalyst with EVE (Mobs = 1982.00, Mtheo = 1981.99 Δm/z = 0.01).
These subtle differences in polymer samples arising from slight changes
in ROMP procedure were not apparent in the SEC data (Figure B), where the traces appeared
similar for the samples prepared in aqueous media in the presence/absence
of TBAC.
Figure 5
(A) Observed ω-end groups for P(MTEG)10 homopolymers synthesized under various conditions. (B) Normalized
SEC MW distributions (eluent: THF + 2 v/v% NEt3, PS standards)
of the P(MTEG)10 homopolymers. (C) MALDI-ToF
mass spectra of the P(MTEG)10 homopolymers
prepared under different conditions. The enlarged regions show the
isotopic distributions for the DPP( =
6 species highlighted by the dashed square. DCTB was used as the matrix
and CF3COONa as the cation source.
(A) Observed ω-end groups for P(MTEG)10 homopolymers synthesized under various conditions. (B) Normalized
SEC MW distributions (eluent: THF + 2 v/v% NEt3, PS standards)
of the P(MTEG)10 homopolymers. (C) MALDI-ToF
mass spectra of the P(MTEG)10 homopolymers
prepared under different conditions. The enlarged regions show the
isotopic distributions for the DPP( =
6 species highlighted by the dashed square. DCTB was used as the matrix
and CF3COONa as the cation source.To better understand the scope of aqueous ROMP at neutral pH, we
synthesized a P(MPEG)20 homopolymer and attempted
chain-extension with two sequential additions of 20 equiv. MPEG (Figure S19 and Table S6). Despite the
chain extensions achieving quantitative conversion, the dispersities
of the resultant polymers indicated that the polymerization was not
well-controlled when initiated in pH-neutral water with 100 mM NaCl.
We hypothesized that the broad dispersities could arise due to slow
catalyst initiation in the absence of H+. Furthermore,
the high concentrations of G3 employed to achieve DP
= 20 (i.e., 5 mol %) resulted in catalyst precipitation and thus heterogeneous
polymerization, making control over molecular weight challenging.We next attempted ROMPISA using our previously reported two-step
procedure (Figure A). Our efforts to perform ROMPISA in the absence of HCl were unsuccessful,
which we attribute to the formation of metathesis inactive Ru-(OH)n species and/or catalyst decomposition prior to nanoparticle
nucleation. In this instance, DI H2O containing 100 mM
NaCl was used as the solvent in lieu of acidic phosphate buffer (pH
2). To circumvent issues of catalyst solubility and slow catalyst
initiation in H2O, a short block of P(MPEG) (DPP( = 10) was first prepared in
THF. This macroinitiator was then added to exo-norbornene
methyoxyethylene imide (MMEG) dissolved in 100 mM NaCl
solution (neutral pH). Different DPs of this core-forming P(MMEG) block were targeted (DPP( = 120 and 180) to evaluate polymerization control. As shown in Figure B and Table S7, P(MPEG)10-b-P(MMEG) diblock
copolymers were obtained with low dispersities and Mn that agreed with expected values. Quantitative monomer
conversions were achieved in all cases. In addition, polymeric nano-objects
were readily obtained, with hydrodynamic diameters that scaled from
ca. 60–100 nm proportionally to DPP(, suggesting the formation of progressively larger nano-objects (Figure C and Figure S20).
Figure 6
(A) Synthesis of P(MPEG)10-b-P(MMEG) diblock copolymer
nano-objects by ROMPISA at neutral pH w/100 mM NaCl. (B) Normalized
SEC MW distributions (eluent: THF + 2 v/v% NEt3, PS standards)
of the P(MPEG)10 macroinitiator and P(MPEG)10-b-P(MMEG) diblock copolymers. (C) Intensity-weighted
DLS traces of diblock copolymer nano-objects prepared by aqueous ROMPISA
at neutral pH.
(A) Synthesis of P(MPEG)10-b-P(MMEG) diblock copolymer
nano-objects by ROMPISA at neutral pH w/100 mM NaCl. (B) Normalized
SEC MW distributions (eluent: THF + 2 v/v% NEt3, PS standards)
of the P(MPEG)10 macroinitiator and P(MPEG)10-b-P(MMEG) diblock copolymers. (C) Intensity-weighted
DLS traces of diblock copolymer nano-objects prepared by aqueous ROMPISA
at neutral pH.
Conclusions
The excellent activity
of aqueous metathesis catalysts at low solution
pH has been previously ascribed (for select complexes) to the involvement
of H+ in ligand dissociation and/or neutralization of HO–. However, we have shown, using screening and kinetic
experiments, that aqueous ROMP is significantly more sensitive to
the concentration of Cl– than the concentration
of H+, and this sensitivity stems from displacement of
chloride ligands by hydroxide or H2O at the Ru center.
We also demonstrated through in situ experiments that the resulting
Ru-(OH) complexes decompose rapidly via
carbene loss and exhibit limited to no metathetical activity. Addition
of chloride negated Ru-(OH)n formation during aqueous ROMP
and enabled quantitative monomer conversion and increased polymerization
control, facilitating the controlled synthesis of diblock copolymers
via ROMPISA in solutions with high water concentrations, neutral pH
values, and moderate-to-low catalyst loadings. Catalyst decomposition
was also found to have a significant impact on polymer microstructure,
resulting in the formation of alcohol and aldehydepolymer end groups
in the absence of Cl–. The formation of such end
groups has significant ramifications for aqueous ROMP including the
syntheses of end-functionalized polymers and block copolymers. The
capability to perform aqueous ROMP at neutral pH represents a significant
improvement upon existing systems that rely on acidic conditions to
enable productive metathetical activity. We anticipate that these
findings will enable new applications of ROMP in H2O, particularly
for the synthesis of polymers, the formulation of polymeric nanoparticles,
and the modification of biomacromolecules under biologically relevant
conditions.
Authors: Jeffrey C Foster; Spyridon Varlas; Lewis D Blackman; Lucy A Arkinstall; Rachel K O'Reilly Journal: Angew Chem Int Ed Engl Date: 2018-07-06 Impact factor: 15.336
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