Literature DB >> 32310341

Postoperative short-term outcomes of minimally invasive versus open esophagectomy for patients with esophageal cancer: An updated systematic review and meta-analysis.

Naeem M Akhtar1, Donglai Chen2, Yuhuan Zhao1, David Dane1, Yuhang Xue1, Wenjia Wang1, Jiaheng Zhang1, Yonghua Sang1, Chang Chen2, Yongbing Chen1.   

Abstract

BACKGROUND: We performed a systematic review and meta-analysis to synthesize the available evidence regarding short-term outcomes between minimally invasive esophagectomy (MIE) and open esophagectomy (OE).
METHODS: Studies were identified by searching databases including PubMed, EMBASE, Web of Science and Cochrane Library up to March 2019 without language restrictions. Results of these searches were filtered according to a set of eligibility criteria and analyzed in line with PRISMA guidelines.
RESULTS: There were 33 studies included with a total of 13 269 patients in our review, out of which 4948 cases were of MIE and 8321 cases were of OE. The pooled results suggested that MIE had a better outcome regarding all-cause respiratory complications (RCs) (OR = 0.56, 95% CI = 0.41-0.78, P = <0.001), in-hospital duration (SMD = -0.51; 95% CI = -0.78-0.24; P = <0.001), and blood loss (SMD = -1.44; 95% CI = -1.95-0.93; P = <0.001). OE was associated with shorter duration of operation time, while no statistically significant differences were observed regarding other outcomes. Additionally, subgroup analyses were performed for a number of different postoperative events.
CONCLUSIONS: Our study indicated that MIE had more favorable outcomes than OE from the perspective of short-term outcomes. Further large-scale, multicenter randomized control trials are needed to explore the long-term survival outcomes after MIE versus OE.
© 2020 The Authors. Thoracic Cancer published by China Lung Oncology Group and John Wiley & Sons Australia, Ltd.

Entities:  

Keywords:  Esophageal cancer; esophagectomy; minimally-invasive surgery

Mesh:

Year:  2020        PMID: 32310341      PMCID: PMC7262946          DOI: 10.1111/1759-7714.13413

Source DB:  PubMed          Journal:  Thorac Cancer        ISSN: 1759-7706            Impact factor:   3.500


Introduction

Esophageal cancer is the seventh most common cause of cancer‐related death globally.1 The overall five‐year survival is below 20%.2, 3 The main course of treatment is surgical resection, which is usually combined with chemotherapy or chemo‐radiotherapy for locally advanced tumors.4 Conventional surgical treatment involves open esophagectomy (OE) using transthoracic or transhiatal approaches which are associated with high morbidity and mortality. Respiratory complications (RCs) are common with OE and can increase the risk of death up to 20%.5, 6, 7 In recent decades, minimally invasive esophagectomy (MIE) has become an alternative to OE. MIE encompasses a number of techniques including total MIE (tMIE), hybrid minimally invasive esophagectomy (hMIE) and robotic surgery.8 Given the technical complexity of MIE, a number of concerns exist regarding the benefits of MIE compared with OE in terms of postoperative complications and short‐term mortality. On one hand, even though a number of previously performed studies have established MIE as a relatively safe procedure in terms of post‐operative outcomes,9, 10, 11, 12, 13 on the other, studies performed by Seesing et al. and Mariette et al. state the opposite.14, 15 With a number of emerging studies regarding MIE and OE in recent years, there has been a lack of a systematic study to investigate the short‐term outcomes after MIE versus OE. Furthermore, a detailed and updated meta‐analysis concerning the two approaches might help surgeons with their surgical decisions. Ergo, the purpose of this systematic review and meta‐analysis was not only to use the latest and largest population‐based data to extensively compare and summarize the postoperative complications after MIE versus OE for esophageal cancer, but also to clarify whether MIE could improve the post‐operative outcomes and overall survival of patients with esophageal cancer.

Methods

Literature search strategy

This study was performed according to Preferred Reporting Items for Systematic Reviews and Meta‐Analysis (PRISMA) guidelines. Literature was identified by searching databases including PubMed, EMBASE, Web of Science and Cochrane Library up to June 2019 without language restrictions. The search terms used for literature identifications include “esophageal carcinoma, esophageal cancer, esophagectomy, minimally invasive esophagectomy, open esophagectomy and thoracoscopic laproscopic esophagectomy”.

Eligibility criteria for literature selection

Literature included in the study had to meet the following criteria: (i) studies comparing MIE with OE; (ii) studies published in English only; (iii) studies including at least 20 or more patients; (iv) studies with assigned NOS (Newcastle‐Ottawa quality assessment scale) score of seven or higher; (iv) prospective, randomized controlled trials or retrospective studies only; and (v) studies where full text was available.

Data extraction and quality assessment

Literature included in the study was independently assessed for methodological quality purposes (N.A and D.D). First, the titles and abstracts were screened to assess the eligibility of included literature, and then the full text was reviewed. Any discrepancies were resolved in discussion with a third author (C.D). The information recorded for each study is given in Table 1.
Table 1

Detailed characteristics of included studies

ASA classificationTNM staging
No.Authors (year)Country or RegionStudy designInterventionNo. of casesSex ratio (M/F)Median age, years (IQ range) mean ± SD123401234Pathology (adeno/squam/others)Neoadjuvant therapy (chemo‐radio /chemo)NOS score
1

Mariette et al. (2019)15

France

RCT

hMIE

OE

103

104

88/15

87/17

59 (23–75)

62 (41–78)

25

34

61

58

17

12

0

0

NA

NA

18

19

30

33

50

48

NA§

NA§

57/46/0

66/38/0

36/41

30/45

9

2

Straatman et al. (2017)16

The Netherlands

RCT

MIE

OE

59

56

43/16

46/10

61.8 ± 8.4

62.3 ± 8.4

10

15

34

32

14

08

01

01

0

1

4

4

26

22

5

4

NA

NA

35/24/0

36/19/1

52/4

54/5

9

3

Kinjo et al. (2011)17

Japan

Retrospective

TLE

TE

OE

72

34

79

58/14

29/5

70/9

62.7 ± 7.4

64.2 ± 8.8

63.3 ± 8.6

35

15

36

3

19

41

0

0

02

NA

NA

NA

NA

NA

NA

21

11

18

26

7

27

16

9

20

9

7

14

0/71/1

3/31/0

3/71/5

NA

NA

NA

8

4

Sarkaria et al. (2018)18

USA

Prospective

rMIE

OE

64

106

53/11

91/15

61 (45–82)

63 (28–83)

NA

NA

09

15

51

84

04

07

13

20

22

25

15

33

14

27

NA

NA

59/4/0

98/7/1

47/1

85/2

9

5

Safranek et al. (2010)19

UK

Prospective

tMIE

hMIE

OE

41

34

46

25/16

28/6

38/8

64 (41–74)

63 (44–76)

60 (44–77)

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

2

2

0

7

2

6

17

14

11

15

16

29

NA

NA

NA

23/17/1

29/3/2

43/3/0

0/34

0/27

0/34

8

6

Paireder et al. (2018)20

Austria

RCT

MIE

OE

14

12

10/4

10/2

64.5 (40–75)

62.5 (49–77)

NA

NA

NA

NA

NA

NA

NA

NA

1

2

4

4

2

2

6

3

1§

1§

10/4/0

11/1/0

0/9

0/7

8

7

Sihag et al. (2016)21

USA

Retrospective

MIE

OE

814

2966

658/156

2492/474

63.3 ± 10.7

63.2 ± 10.2

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

7

8

Schoppmann et al. (2010)22

Austria

Prospective

MIE

OE

31

31

25/6

21/10

61.5 (35.7–74.8)

58.6 (33.7–76.8)

14

15

13

11

04

05

NA

NA

NA

NA

10

4

4

9

14

15

1

2

17/14/0

12/19/0

NA

NA

8

9

Klevebro et al. (2018)23

Sweden

Prospective

MIE

OE

201

165

162/39

132/33

67 (33–83)

65 (36–82)

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

19

28

13

34

119

93

32

5

153/41/7

120/42/3

125/20

55/59

8

10

Perry et al. (2009)24

USA

Retrospective

LE

OE

21

21

18/3

17/4

69 ± 8

61 ± 9

(1–2 = 13)

(1–2 = 13)

(3–4 = 8)

(3–4 = 8)

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

7

11

Seesing et al. (2017)14

The Netherlands

Retrospective

MIE

OE

433

433

335/58

335/58

64 ± 9.0

64 ± 8.7

80

65

271

287

82

81

NA

NA

NA

NA

26

24

86

82

310

311

11§

17§

305/128/0

311/122/0

375/21

376/21

9

12

Mass et al. (2013)25

The Netherlands

RCT

MIE

OE

14

13

10/4

12/1

65 (56–75)

62 (52–74)

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

13/1/0

11/2/0

NA

NA

8

13

Glatz et al. (2017)26

Germany

Retrospective

hMIE

OE

60

60

49/11

52/8

61 (42–92)

61 (44–84)

(1–2 = 36)

(1–2 = 33)

(3–4 = 24)

(3–4 = 27)

(0–1 = 35)

(0–1 = 27)

9

14

14

14

1

5

46/14/0

47/13/0

12/35

12/38

9

14

Tang et al. (2018)27

China

Retrospective

MIE (nCRT)

MIE (nCT)

OE (nCT)

76

42

57

64/12

33/9

51/6

61 (44–790

61 (46–730

60 (41–73)

24

13

19

48

27

36

04

02

02

0

0

0

NA

NA

NA

NA

NA

NA

NA

NA

NA

47

28

37

29§

14§

20§

NA

NA

NA

NA

NA

NA

7

15

Lee at al. (2011)28

Taiwan

Prospective

tMIE

hMIE

OE

30

44

64

30/0

43/1

61/3

59.7 ± 10.32

59.7 ± 11.17

56.5 ± 11.60

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

2

12

7

3

13

17

11

14

25

12

5

14

2

1

1

1/29/0

1/43/0

5/59/0

NA

NA

NA

7

16

Bonavina et al. (2016)29

Italy

Retrospective

TE

OE

80

80

46/34

71/9

61.5 (53–70)

63.5 (55–68)

15

21

56

47

09

12

0

0

NA

NA

25

15

25

22

23

31

7

12

9/68/3

63/15/2

31

17

8

17

Hamouda et al. (2009)30

UK

Prospective

LE

OE

26

24

25/1

23/1

62

60

NA

NA

NA

NA

NA

NA

NA

NA

1

0

0

1

4

1

19

18

2§

3§

21/4/1

21/3/0

NA

NA

7

18

Kauppi et al. (2014)31

Finland

Prospective

MIE

OE

74

79

59/15

68/11

66 (51–85)

63 (39–82)

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

28

25

44

54

0

0

NA

NA

3/55

12/59

7

19

Guo et al. (2013)32

China

RCT

TE

OE

111

110

68/43

72/38

57.3 ± 11.8

60.8 ± 12.4

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

24

31

80

74

7

5

NA§

NA§

NA

NA

NA

NA

7

20

Sihvo et al.33

Finland

Retrospective

MIE

OE

150

150

119/31

119/31

63.9 (9.2)

64.3 (8.9)

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

122/27/10

263/138/30

26/73

31/61

8

21

Pham et al. (2010)34

USA

Retrospective

TLE

OE

44

46

41/3

33/13

63 ± 8.6

61 ± 10.7

(1–2 = 12)

(1–2 = 17)

(3–4 = 32)

(3–4 = 29)

0

0

6

7

14

13

18

18

2

1

34/8/0

34/6/2

NA

NA

8

22

Scarpa et al. (2015)35

Italy

Retrospective

hMIE

OE

34

34

27/7

6/25

62 (52–70)

64 (56–70)

5

4

22

17

07

13

NA

NA

(0–1‐2 = 29)

(0–1‐2 = 29)

(3–4 = 5)

(3–4 = 5)

24/10/0

24/10/0

22

22

8

23

Biere et al. (2012)36

The Netherlands

RCT

MIE

OE

59

56

43/16

46/10

62 (34–75)

62 (42–75)

10

15

34

32

14

08

01

01

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

24/35/0

36/19/1

54/5

52/4

9

24

Parameswaran et al. (2013)37

UK

Prospective

tMIE

LE

OE

36

31

19

24/12

13/8

15/4

64 (45–84)

67 (48–79)

64 (51–77)

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

6

1

0

6

5

0

13

12

8

10

13

11

0

0

0

22/8/5

27/3/0

16/3/0

23

27

17

8

25

Noble et al. (2012)38

UK

Prospective

MIE

OE

53

53

43/10

45/8

66 (45–85)

64 (36–81)

4

10

44

32

05

11

NA

NA

2

0

0

1

9

15

42

33

0§

4§

47/4/1

48/3/0

1/12

2/9

9

26

Burdall et al. (2014)39

UK

Retrospective

LE

MIE

OE

184

67

83

151/33

48/19

67/16

64.8 (39–79)

65.4 (36–79)

63.9 (43–77)

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

6

3

1

32

37

12

25

9

10

119

18

60

2§

0§

0§

167/14/3

53/7/0

74/8/1

0/158

0/23

0/76

8

27

Dolan et al. (2013)40

USA

Retrospective

MIE

OE

82

64

65/17

55/9

67 (60–76)

69 (63–75)

1

0

28

16

47

35

03

04

NA

NA

NA

NA

31

23

48

33

NA

NA

NA

NA

74

39

8

28

Hsu et al. (2013)41

Taiwan

Retrospective

TE

OE

66

63

61/5

58/5

58.8 ± 10.4

60 ± 11.3

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

24

15

14

12

25

33

3§

3§

NA

NA

0/10

0/14

7

29

Kanekiyo et al. (2017)42

Japan

Retrospective

TE

OE

65

65

56/9

58/7

66 (62–70)

66 (61–70)

16

14

45

47

04

04

0

0

(0–1 = 24)

(0–1 = 24)

(2–3‐4 = 41)

(2–3‐4 = 41)

NA

NA

0/37

0/35

8

30

Rinieri et al. (2016)43

France

Prospective

MIE

OE

70

70

59/11

54/16

61.1 ± 9

61 ± 9

9

14

48

40

13

16

0

0

15

15

22

23

15

11

17

20

1

1

50/20/0

55/15/0

NA

NA

8

31

Thomson et al. (2010)44

Australia

Prospective

TE

OE

165

56

134/31

45/11

68 (36–84)

65 (42–82)

(1–2 = 120)

(1–2 = 30)

(3–4 = 45)

(3–4 = 26)

NA

NA

51

5

46

16

68

35

NA

NA

128/37/0

48/8/0

NA

NA

8

32

Yerokun et al. (2016)45

USA

Retrospective

MIE

rMIE

OE

1077

231

2958

905/172

195/36

2474/484

57 (64–70)

57 (64–70)

57 (64–70)

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

194

52

494

350

72

812

149

31

443

291

63

852

6§

1§

12§

861/216/0

186/45/0

2305/653/0

643/0

157/0

800/0

8

33

Zingg et al. (2009)46

Australia

Prospective

MIE

OE

56

98

45/11

71/27

66.3 (1.3)

67.8 (1.1)

NA

NA

NA

NA

NA

NA

NA

NA

15

14

9

15

21

33

11

27

NA

NA

46/10/0

65/29/4

40

48

8

adeno; adenocarcinoma; ASA, American Society of Anesthesiologists; chemo, chemotherapy; chem‐radio, chemo‐radiotherapy; hMIE, Hybrid minimally invasive esophagectomy; IQ, interquartile; LE, laparoscopic‐assisted esophagectomy; M/F, Male/Female; NA, not available; nCRT, neoadjuvant chemo‐radiotherapy; nCT, neoadjuvant chemotherapy; NOS, Newcastle‐Ottawa quality assessment scale; OE, open esophagectomy; RCT, randomized controlled trial; rMIE, robotic‐assisted minimally invasive esophagectomy; SD, standard deviation; squam; squamous cell carcinoma; TE, thoracoscopic esophagectomy; TLE, thoracoscopic laparoscopic esophagectomy; tMIE, total minimally invasive esophagectomy.

The ASA classification data for multiple stages is provided together.

The TNM staging data for multiple stages is provided together.

Mention of size or direct extension of primary tumor only.

Not specified whether the neoadjuvant therapy was chemo‐radiotherapy or chemotherapy.

Detailed characteristics of included studies Mariette et al. (2019)15 France RCT hMIE OE 103 104 88/15 87/17 59 (23–75) 62 (41–78) 25 34 61 58 17 12 0 0 NA NA 18 19 30 33 50 48 NA§ NA§ 57/46/0 66/38/0 36/41 30/45 9 2 Straatman et al. (2017)16 The Netherlands RCT MIE OE 59 56 43/16 46/10 61.8 ± 8.4 62.3 ± 8.4 10 15 34 32 14 08 01 01 0 1 4 4 26 22 5 4 NA NA 35/24/0 36/19/1 52/4 54/5 9 3 Kinjo et al. (2011)17 Japan Retrospective TLE TE OE 72 34 79 58/14 29/5 70/9 62.7 ± 7.4 64.2 ± 8.8 63.3 ± 8.6 35 15 36 3 19 41 0 0 02 NA NA NA NA NA NA 21 11 18 26 7 27 16 9 20 9 7 14 0/71/1 3/31/0 3/71/5 NA NA NA 8 4 Sarkaria et al. (2018)18 USA Prospective rMIE OE 64 106 53/11 91/15 61 (45–82) 63 (28–83) NA NA 09 15 51 84 04 07 13 20 22 25 15 33 14 27 NA NA 59/4/0 98/7/1 47/1 85/2 9 5 Safranek et al. (2010)19 UK Prospective tMIE hMIE OE 41 34 46 25/16 28/6 38/8 64 (41–74) 63 (44–76) 60 (44–77) NA NA NA NA NA NA NA NA NA NA NA NA 2 2 0 7 2 6 17 14 11 15 16 29 NA NA NA 23/17/1 29/3/2 43/3/0 0/34 0/27 0/34 8 6 Paireder et al. (2018)20 Austria RCT MIE OE 14 12 10/4 10/2 64.5 (40–75) 62.5 (49–77) NA NA NA NA NA NA NA NA 1 2 4 4 2 2 6 3 10/4/0 11/1/0 0/9 0/7 8 7 Sihag et al. (2016)21 USA Retrospective MIE OE 814 2966 658/156 2492/474 63.3 ± 10.7 63.2 ± 10.2 NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 7 8 Schoppmann et al. (2010)22 Austria Prospective MIE OE 31 31 25/6 21/10 61.5 (35.7–74.8) 58.6 (33.7–76.8) 14 15 13 11 04 05 NA NA NA NA 10 4 4 9 14 15 1 2 17/14/0 12/19/0 NA NA 8 9 Klevebro et al. (2018)23 Sweden Prospective MIE OE 201 165 162/39 132/33 67 (33–83) 65 (36–82) NA NA NA NA NA NA NA NA NA NA 19 28 13 34 119 93 32 5 153/41/7 120/42/3 125/20 55/59 8 10 Perry et al. (2009)24 USA Retrospective LE OE 21 21 18/3 17/4 69 ± 8 61 ± 9 (1–2 = 13)† (1–2 = 13) (3–4 = 8)† (3–4 = 8) NA NA NA NA NA NA NA NA NA NA NA NA NA NA 7 11 Seesing et al. (2017)14 The Netherlands Retrospective MIE OE 433 433 335/58 335/58 64 ± 9.0 64 ± 8.7 80 65 271 287 82 81 NA NA NA NA 26 24 86 82 310 311 11§ 17§ 305/128/0 311/122/0 375/21 376/21 9 12 Mass et al. (2013)25 The Netherlands RCT MIE OE 14 13 10/4 12/1 65 (56–75) 62 (52–74) NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 13/1/0 11/2/0 NA NA 8 13 Glatz et al. (2017)26 Germany Retrospective hMIE OE 60 60 49/11 52/8 61 (42–92) 61 (44–84) (1–2 = 36)† (1–2 = 33) (3–4 = 24)† (3–4 = 27) (0–1 = 35)‡ (0–1 = 27)‡ 9 14 14 14 1 5 46/14/0 47/13/0 12/35 12/38 9 14 Tang et al. (2018)27 China Retrospective MIE (nCRT) MIE (nCT) OE (nCT) 76 42 57 64/12 33/9 51/6 61 (44–790 61 (46–730 60 (41–73) 24 13 19 48 27 36 04 02 02 0 0 0 NA NA NA NA NA NA NA NA NA 47 28 37 29§ 14§ 20§ NA NA NA NA NA NA 7 15 Lee at al. (2011)28 Taiwan Prospective tMIE hMIE OE 30 44 64 30/0 43/1 61/3 59.7 ± 10.32 59.7 ± 11.17 56.5 ± 11.60 NA NA NA NA NA NA NA NA NA NA NA NA 2 12 7 3 13 17 11 14 25 12 5 14 2 1 1 1/29/0 1/43/0 5/59/0 NA NA NA 7 16 Bonavina et al. (2016)29 Italy Retrospective TE OE 80 80 46/34 71/9 61.5 (53–70) 63.5 (55–68) 15 21 56 47 09 12 0 0 NA NA 25 15 25 22 23 31 7 12 9/68/3 63/15/2 31¶ 17¶ 8 17 Hamouda et al. (2009)30 UK Prospective LE OE 26 24 25/1 23/1 62 60 NA NA NA NA NA NA NA NA 1 0 0 1 4 1 19 18 21/4/1 21/3/0 NA NA 7 18 Kauppi et al. (2014)31 Finland Prospective MIE OE 74 79 59/15 68/11 66 (51–85) 63 (39–82) NA NA NA NA NA NA NA NA NA NA NA NA 28 25 44 54 0 0 NA NA 3/55 12/59 7 19 Guo et al. (2013)32 China RCT TE OE 111 110 68/43 72/38 57.3 ± 11.8 60.8 ± 12.4 NA NA NA NA NA NA NA NA NA NA 24 31 80 74 7 5 NA§ NA§ NA NA NA NA 7 20 Sihvo et al.33 Finland Retrospective MIE OE 150 150 119/31 119/31 63.9 (9.2) 64.3 (8.9) NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA 122/27/10 263/138/30 26/73 31/61 8 21 Pham et al. (2010)34 USA Retrospective TLE OE 44 46 41/3 33/13 63 ± 8.6 61 ± 10.7 (1–2 = 12)† (1–2 = 17) (3–4 = 32)† (3–4 = 29) 0 0 6 7 14 13 18 18 2 1 34/8/0 34/6/2 NA NA 8 22 Scarpa et al. (2015)35 Italy Retrospective hMIE OE 34 34 27/7 6/25 62 (52–70) 64 (56–70) 5 4 22 17 07 13 NA NA (0–1‐2 = 29) (0–1‐2 = 29) (3–4 = 5)‡ (3–4 = 5)‡ 24/10/0 24/10/0 22¶ 22¶ 8 23 Biere et al. (2012)36 The Netherlands RCT MIE OE 59 56 43/16 46/10 62 (34–75) 62 (42–75) 10 15 34 32 14 08 01 01 NA NA NA NA NA NA NA NA NA NA 24/35/0 36/19/1 54/5 52/4 9 24 Parameswaran et al. (2013)37 UK Prospective tMIE LE OE 36 31 19 24/12 13/8 15/4 64 (45–84) 67 (48–79) 64 (51–77) NA NA NA NA NA NA NA NA NA NA NA NA 6 1 0 6 5 0 13 12 8 10 13 11 0 0 0 22/8/5 27/3/0 16/3/0 23¶ 27¶ 17¶ 8 25 Noble et al. (2012)38 UK Prospective MIE OE 53 53 43/10 45/8 66 (45–85) 64 (36–81) 4 10 44 32 05 11 NA NA 2 0 0 1 9 15 42 33 47/4/1 48/3/0 1/12 2/9 9 26 Burdall et al. (2014)39 UK Retrospective LE MIE OE 184 67 83 151/33 48/19 67/16 64.8 (39–79) 65.4 (36–79) 63.9 (43–77) NA NA NA NA NA NA NA NA NA NA NA NA 6 3 1 32 37 12 25 9 10 119 18 60 167/14/3 53/7/0 74/8/1 0/158 0/23 0/76 8 27 Dolan et al. (2013)40 USA Retrospective MIE OE 82 64 65/17 55/9 67 (60–76) 69 (63–75) 1 0 28 16 47 35 03 04 NA NA NA NA 31 23 48 33 NA NA NA NA 74¶ 39¶ 8 28 Hsu et al. (2013)41 Taiwan Retrospective TE OE 66 63 61/5 58/5 58.8 ± 10.4 60 ± 11.3 NA NA NA NA NA NA NA NA NA NA 24 15 14 12 25 33 NA NA 0/10 0/14 7 29 Kanekiyo et al. (2017)42 Japan Retrospective TE OE 65 65 56/9 58/7 66 (62–70) 66 (61–70) 16 14 45 47 04 04 0 0 (0–1 = 24) (0–1 = 24) (2–3‐4 = 41)‡ (2–3‐4 = 41)‡ NA NA 0/37 0/35 8 30 Rinieri et al. (2016)43 France Prospective MIE OE 70 70 59/11 54/16 61.1 ± 9 61 ± 9 9 14 48 40 13 16 0 0 15 15 22 23 15 11 17 20 1 1 50/20/0 55/15/0 NA NA 8 31 Thomson et al. (2010)44 Australia Prospective TE OE 165 56 134/31 45/11 68 (36–84) 65 (42–82) (1–2 = 120)† (1–2 = 30) (3–4 = 45)† (3–4 = 26) NA NA 51 5 46 16 68 35 NA NA 128/37/0 48/8/0 NA NA 8 32 Yerokun et al. (2016)45 USA Retrospective MIE rMIE OE 1077 231 2958 905/172 195/36 2474/484 57 (64–70) 57 (64–70) 57 (64–70) NA NA NA NA NA NA NA NA NA NA NA NA 194 52 494 350 72 812 149 31 443 291 63 852 12§ 861/216/0 186/45/0 2305/653/0 643/0 157/0 800/0 8 33 Zingg et al. (2009)46 Australia Prospective MIE OE 56 98 45/11 71/27 66.3 (1.3) 67.8 (1.1) NA NA NA NA NA NA NA NA 15 14 9 15 21 33 11 27 NA NA 46/10/0 65/29/4 40¶ 48¶ 8 adeno; adenocarcinoma; ASA, American Society of Anesthesiologists; chemo, chemotherapy; chem‐radio, chemo‐radiotherapy; hMIE, Hybrid minimally invasive esophagectomy; IQ, interquartile; LE, laparoscopic‐assisted esophagectomy; M/F, Male/Female; NA, not available; nCRT, neoadjuvant chemo‐radiotherapy; nCT, neoadjuvant chemotherapy; NOS, Newcastle‐Ottawa quality assessment scale; OE, open esophagectomy; RCT, randomized controlled trial; rMIE, robotic‐assisted minimally invasive esophagectomy; SD, standard deviation; squam; squamous cell carcinoma; TE, thoracoscopic esophagectomy; TLE, thoracoscopic laparoscopic esophagectomy; tMIE, total minimally invasive esophagectomy. The ASA classification data for multiple stages is provided together. The TNM staging data for multiple stages is provided together. Mention of size or direct extension of primary tumor only. Not specified whether the neoadjuvant therapy was chemo‐radiotherapy or chemotherapy.

Definition of study endpoints

In total, we discussed 11 endpoints in our study: one primary and 10 secondary endpoints. All‐cause respiratory complications (RCs) were chosen to be discussed as the primary endpoint. These RCs included atelectasis, pneumonia, acute respiratory distress syndrome (ARDS), pleural effusion, pneumothorax and respiratory insufficiency. The details of 10 secondary endpoints are given below. All‐cause cardiac complications (CCs) which included cardiac arrest, myocardial infarction, atrial & ventricular dysrhythmia, congestive heart failure and pericarditis; all‐cause anastomotic leakage (AL) defined as full thickness GI defect involving esophagus, anastomosis, staple line, or conduit irrespective of presentation or method of identification; total length of in‐hospital stay; total operation time; total blood loss; R0 resection; 30‐day mortality; 90‐day mortality; all‐cause in‐hospital mortality; and reoperation rate.

Statistical analysis

SPSS software was used for general data analysis. Data was extracted and entered into review manager. Continuous variables were expressed as median and interquartile ratio or range, and the mean and SD were estimated from the available data. The Mantel‐Haenszel method for dichotomous data was used. Fixed or random‐effects models were used in this study. Forest plots were provided to illustrate pooled odds ratios (ORs), and corresponding 95% confidence intervals (CIs). Cochran's Q test and Higgins I were used to test the heterogeneity of different studies. A P‐value of less than 0.1 was considered significant. Heterogeneity was interpreted according to the thresholds outlined in the Cochrane Handbook. With significant heterogeneity, a pooled effect was calculated with a random‐effects model; otherwise, a fixed‐effects model was applied. The reasons for interstudy heterogeneity were explored by using subgroup analysis. We also conducted sensitivity analysis by omission of each single study to evaluate stability of the results. Publication bias was assessed by using funnel plots.

Results

Selection of eligible studies

The PRISMA flowchart diagram is shown in Figure 1. In summary, our literature search strategy initially identified 150 articles. Finally, 33 articles qualified to be included in our meta‐analysis study.
Figure 1

PRISMA flowchart of literature search strategy.

PRISMA flowchart of literature search strategy.

Characteristics of included literature

A total of 13 269 patients were included in this meta‐analysis study, out of which 4948 cases were of MIE and 8321 cases were of OE. Table 1 provides detailed characteristics of the articles included. In summary, six studies had a RCT study design, 12 had a prospective study design and the remaining 15 had a retrospective study design.

Primary outcome: All‐cause RCs

A total of 24 studies14, 15, 16, 17, 18, 19, 20, 21, 22, 24, 25, 26, 27, 28, 29, 30, 32, 34, 35, 36, 37, 38, 42 with 7117 patients were involved in the analysis of all‐cause RCs. Figure 2a shows that the patients who underwent MIE experienced less postoperative RCs as compared to those who underwent OE (OR = 0.56; 95% CI = 0.41, 0.78; P = <0.001). Test of heterogeneity showed considerable heterogeneity (I = 77% and P = <0.001). Subgroup analyses were conducted to explore potential sources of that heterogeneity (Table 2). The pooled ORs of most subgroups were not markedly changed by the study characteristics. However, the subgroup analysis by intervention type showed considerable significance for tMIE/OE (P = <0.001; I = 91%) as compare to hMIE/OE (P = 0.07; I = 35%) which was less significant. We also noted the changes in statistical heterogeneity in the subgroup analysis of different institutes and facilities (single center, I = 64%; multicenter, I = 83%), initial inclusion period (<2008, I = 68%; ≥2008 I = 88%), study design (RCT, I = 74%; prospective, I = 79%; retrospective, I = 54%), and NOS score (7, I = 56%; 8, I = 74%; 9, I = 87%). Sensitivity analysis was conducted by omission of each single study to evaluate the stability of results indicating an unaffected pooled OR. The funnel plots displaying the publication bias of all cause RCs is shown in Figure S2b.
Figure 2

(a) Forest plot of all‐cause RCs. (b) Forest plot of all‐cause AL.

Table 2

Subgroup analyses of all‐cause RCs of MIE and OE

Test of associationTest of heterogeneity
VariableStudiesOR95% CI P‐valueI2 (%) P‐value
Total240.560.41–0.78<0.00177<0.001
Publication year
<2016130.510.29–0.90<0.001720.02
≥2016110.610.42–0.90<0.001770.01
No. of cases
<10090.520.22–1.240.001690.014
>100150.570.40–0.81<0.001800.002
Research region
The Netherlands40.290.08–1.07<0.001920.06
The UK41.190.72–1.960.790.000.49
The USA40.840.40–1.740.02710.63
China (Mainland)30.450.24–0.880.780.000.02
Italy21.10.45–2.240.380.000.99
Japan20.510.32–0.840.450.000.007
Austria20.140.00–4.130.004880.25
Miscellaneous regions (Germany, France, Taiwan)30.550.25–1.210.05670.14
Institutes/facilities
Single center140.560.36–0.880.0164<0.001
Multicenter100.570.36–0.900.0283<0.001
Initial inclusion period
<2008120.640.38–1.08<0.001680.09
≥2008120.500.32–0.77<0.001820.002
Study design
RCT60.330.14–0.790.001740.01
Prospective70.520.23–1.20<0.001790.13
Retrospective110.790.59–1.050.02540.11
Intervention
tMIE/OE70.330.16–0.68<0.001910.002
hMIE/OE170.680.51–0.900.07350.008
Neoadjuvant therapy
With130.590.37–0.92<0.001760.02
Without110.520.30–0.90<0.001770.02
NOS score
770.660.39–1.110.03560.12
8100.640.39–1.06<0.001740.08
970.480.24–0.97<0.001870.04

CI, confidence interval; hMIE, hybrid minimally invasive esophagectomy; NOS, Newcastle‐Ottawa quality assessment scale; OR; odds ratio; RCT, randomized controlled trial; tMIE, total minimally invasive esophagectomy.

(a) Forest plot of all‐cause RCs. (b) Forest plot of all‐cause AL. Subgroup analyses of all‐cause RCs of MIE and OE CI, confidence interval; hMIE, hybrid minimally invasive esophagectomy; NOS, Newcastle‐Ottawa quality assessment scale; OR; odds ratio; RCT, randomized controlled trial; tMIE, total minimally invasive esophagectomy.

Secondary endpoints

A total of 22 studies14, 15, 16, 17, 18, 19, 20, 21, 22, 24, 25, 26, 27, 28, 29, 30, 32, 34, 35, 36, 38, 42 with 6925 patients were included in the analysis of all‐cause AL, which showed low level of heterogeneity (P = 0.08, I = 32%) and no statistical difference between MIE versus OE (OR = 1.08; 95% CI = 0.92, 1.26; P = 0.35) (Figs 2b, S2c). Data for all‐cause CCs was reported in 13 studies13, 14, 18, 24, 26, 27, 29, 30, 31, 35, 38, 42 with 2302 patients and showed neither heterogeneity (P = 0.99, I = 0%), nor statistically significant difference between MIE or OE (OR = 0.97; 95% CI = 0.74, 1.26; P = 0.81) (Figs 3a, S2d).
Figure 3

(a) Forest plot of all‐cause CCs. (b) Forest plot of in‐hospital stay.

(a) Forest plot of all‐cause CCs. (b) Forest plot of in‐hospital stay. Evaluation of data for total length of in‐hospital stay from 21 studies14, 15, 17, 18, 20, 22, 24, 25, 26, 27, 28, 29, 32, 34, 35, 36, 38, 40, 42, 46 with 3265 patients showed that patients who underwent MIE got to experience less in‐hospital duration compared with those who underwent OE (SMD = −0.51; 95% CI = −0.78, −0.24; P = <0.001) (Fig. 3b). Substantial heterogeneity (P = <0.001, I = 92%) was found and subgroup analyses were performed to explore the potential source of heterogeneity as shown in Table S1. A total of 23 studies15, 16, 17, 18, 20, 22, 24, 25, 26, 27, 28, 29, 31, 32, 34, 35, 36, 38, 40, 41, 42, 46 with 2796 patients included in analyzing the data for total operation time showed that the patients who underwent MIE experienced longer operation time compared to those who underwent OE (SMD = 0.52; 95% CI = 0.16, 0.89; P = 0.005) (Fig. 4a and Table S2).
Figure 4

(a) Forest plot of total operation time. (b) Forest plot of blood loss.

(a) Forest plot of total operation time. (b) Forest plot of blood loss. Data for total blood loss gathered from 17 studies16, 17, 18, 24, 25, 27, 28, 29, 32, 34, 36, 38, 40, 41, 42, 46 with 2160 patients revealed that MIE resulted in less blood loss in comparison with OE (SMD = −1.44; 95% CI = −1.95, −0.93; P = <0.001) (Fig. 4b). The outcome also indicated the presence of substantial heterogeneity (P = <0.001, I = 96%) which led us to perform subgroup analyses to analyze the source of heterogeneity (Table S3). Other outcomes such as R0 resection (OR = 1.47; 95% CI =1.13, 1.92; P = 0.004), 30‐day mortality (OR = 0.92; 95% CI = 0.69, 1.22; P = 0.56), 90‐day mortality (OR = 0.52; 95% CI = 0.29, 0.91; P = 0.02), in‐hospital mortality (OR = 0.73; 95% CI = 0.38, 1.41; P = 0.35), and the rate of reoperation (OR = 1.30; 95% CI = 0.85, 1.98; P = 0.22) showed no significant statistical differences between MIE and OE as shown in Figs S1a‐S1d, S2a.

Discussion

This study compared the outcomes of OE with both tMIE and hMIE. Due to the complexity of esophagectomy, different types of surgical approaches might lead to different kinds of surgical complications, but the main morbidities remain the same which include RCs, CCs, AL and the aforementioned. Most of the meta‐analysis studies comparing the outcomes of MIE and OE previously performed were either based on retrospective studies only, or had a small sample size.11, 47, 48, 49 Although, Lv et al. had a relatively larger sample size of 6025 patients from 20 studies, their study only included literature up to 2016.12 Since then, a considerable number of updated studies have been published, showing new findings and discrepancies in their results.9, 13, 14, 15, 16, 18, 20, 23, 26, 27, 33, 42 In contrast, we included 33 studies in total involving 13 269 patients in our meta‐analysis to provide the latest and more robust outcomes comparing MIE and OE. Postoperative RCs are of great importance and could impact the prognosis of patients, which are also the most frequent morbidity events after esophagectomy. Some previous studies have shown contradictory results regarding the advantages of MIE over OE with respect to postoperative RCs. Two retrospective studies showed no significant differences regarding RCs between two groups.13, 50 On the other hand, two RCTs showed a significantly lower incidence of respiratory complications after MIE than OE.36, 51 Pooled data from our study also showed that patients who underwent MIE experienced fewer postoperative RCs compared to those who underwent OE (Fig. 2a). The association of MIE with fewer postoperative RCs could be explained by the elegance of the MIE operation procedure which decreases surgical trauma to the chest wall and does less harm to pulmonary tissues. The results from our study showed that MIE was associated with a longer operative time as compared to OE. These results were consistent with other recently published studies and could be attributed to the technical difficulty in MIE and a limited operating space for surgeons to perform the delicate procedure.16, 18, 42 Data analyses also demonstrated that patients who underwent MIE experienced shorter postoperative in‐hospital stay and had less in‐operative blood loss, as compared to those who underwent OE. Both these results were in accordance with previous studies and can be associated with the less intrusive nature of MIE.23, 26, 36 Notably, pooled results and subgroup analyses from our study showed no significant correlation between neoadjuvant therapy and improvement of postoperative outcomes, either after MIE or OE.

Principle findings and limitations

Our meta‐analysis provides strong evidence for the association of MIE with overall better short‐term outcomes (Table 3). When stratified by publication year, initial inclusion period, number of cases, types of surgical intervention, and NOS quality score, the results remained mostly constant. Meanwhile, the heterogeneity in subgroup analyses was shown to be not considerable in general. In addition, with the application of some advanced statistical methods, the results have demonstrated that the outcomes tend to be much more stable with the increasing number of studies over time.
Table 3

Summary of the final results of all primary and secondary endpoints

EndpointsStudiesCasesOR/SMD95%CI P‐valueI2 P‐valueFavors
All‐cause RCs2471170.560.41, 0.78<0.00177%<0.001MIE
All‐cause AL2269251.080.92, 1.260.3532%0.08None
All‐cause CCs1323020.970.74, 1.260.810%0.99None
In‐hospital stay213265−0.51−0.78, −0.24<0.00196%<0.001MIE
Total operation time2327960.520.16, 0.890.00595%<0.001OE
Blood loss172160−1.44−1.95, −0.93<0.00196%<0.001MIE
R0 resection1329381.471.13, 1.920.0040%0.56None
30‐day mortality1279760.920.69, 1.220.560%0.95None
90‐day mortality610950.520.29, 0.910.020%0.91None
In‐hospital mortality88460.730.38, 1.410.350%0.71None
Reoperation1047671.300.85, 1.980.2233%0.14None

AL, anastomotic leakage; CCs, cardiac complications; CI, confidence interval; MIE; minimally invasive esophagectomy; OE, open esophagectomy; OR; odds ratio; RCs, respiratory complications; SMD, standardized mean difference.

Summary of the final results of all primary and secondary endpoints AL, anastomotic leakage; CCs, cardiac complications; CI, confidence interval; MIE; minimally invasive esophagectomy; OE, open esophagectomy; OR; odds ratio; RCs, respiratory complications; SMD, standardized mean difference. There are several limitations to our study that should also be acknowledged. First, as shown in Table 1, the pathological TNM staging and ASA classification is missing from several included studies, which resulted in undeniable differences in their quality and strength. Second, patients of different ethnical groups were placed together into MIE or OE groups, which would also have effects on the results of this study. Third, different MIE methods (tMIE or hMIE) were used in different included studies, which makes it difficult to more specifically point out if there was any particular MIE technique that was the most beneficial for better outcomes. Fourth, there is also a possibility that patients with beneficial prognostic variables, for example, younger age and less comorbidity, were more readily selected for MIE rather than OE. Finally, even though our study included several RCTs, the lack of larger number of multi‐institutional RCTs might reduce the effectiveness of the research. Consequently, the work definitely needs to be improved when there are more RCTs. Although advanced statistical methods were applied, publication bias was inevitable as shown in Fig. S2. In conclusion, while OE was associated with shorter operation time and a slightly better surgical clearance of the tumor (R0 resection rates) compared with MIE, MIE was associated with fewer RCs, lesser blood loss, shorter postoperative in‐hospital stay and better overall postoperative outcomes. Further large‐scale, multicenter RCTs are needed to continue to explore further long‐term survival outcomes of patients with MIE and OE.

Disclosure

The authors report that there are no conflicts of interest. Figure S1. (a) Forest plot of R0 resection; (b) forest plot of 30‐day mortality; (c) forest plot of 90‐day mortality; and (d) forest plot of in‐hospital mortality. Click here for additional data file. Figure S2. (a) Forest plot of reoperation; (b) funnel plot of all‐cause RCs; (c) funnel plot of all‐cause AL; and (d) funnel plot of all‐cause CCs. Click here for additional data file. Table S1. Subgroup analysis of in‐hospital stay between MIE and OE. Table S2. Subgroup analysis of total operation time between MIE and OE. Table S3. Subgroup analysis of blood loss between MIE and OE. Click here for additional data file.
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Authors:  Ahmed H Hamouda; Matthew J Forshaw; Kostas Tsigritis; Greg E Jones; Aliya S Noorani; Ash Rohatgi; Abraham J Botha
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