Clinical Implications of Microsatellite Instability in Early Gastric Cancer.

PURPOSE: We aimed to evaluate the clinical characteristics of microsatellite instability in early gastric cancer.
MATERIALS AND METHODS: The microsatellite instability status of resected early gastric tumors was evaluated using two mononucleotide repeat markers (BAT25 and BAT26) and three dinucleotide repeat markers (D5S346, D2S123, and D17S250). Tumors with instability in two or more markers were defined as microsatellite instability-high (MSI-H) and others were classified as microsatellite stable (MSS).
RESULTS: Overall, 1,156 tumors were included in the analysis, with 85 (7.4%) classified as MSI-H compared with MSS tumors. For MSI-H tumors, there was a significant correlation with the female sex, older age, tumor location in the lower gastric body, intestinal histology, lymphovascular invasion (LVI), and submucosal invasion (P<0.05). There was also a trend toward an association with lymph node (LN) metastasis (P=0.056). In mucosal gastric cancer, there was no significant difference in MSI status in tumors with LN metastasis or tumors with LVI. In submucosal gastric cancer, LVI was more frequently observed in MSI-H than in MSS tumors (38.9% vs. 25.0%, P=0.027), but there was no difference in the presence of LN metastases. The prognosis of MSI-H tumors was similar to that of MSS tumors (log-rank test, P=0.797, the hazard ratio for MSI-H was adjusted by age, sex, pT stage, and the number of metastatic LNs, 0.932; 95% confidence interval, 0.423-2.054; P=0.861).
CONCLUSIONS: MSI status was not useful in predicting prognosis in early gastric cancer. However, the frequent presence of LVI in early MSI-H gastric cancer may help guide the appropriate treatment for patients, such as endoscopic treatment or limited LN surgical dissection.

INTRODUCTION

Gastric cancer is a major global health burden, accounting for nearly one million new cases and 720,000 deaths worldwide in 2012 [1]. Gastric cancer is one of the most common cancer types in Korea [2] and with well-established screening practices, the proportion of early gastric cancer is high in countries, such as Korea and Japan [3]. While the prognosis for early gastric cancer is relatively favorable, 5%–20% of these patients have lymph node (LN) metastases at the time of diagnosis [4] and 5%–10% experience cancer recurrence after surgical treatment [56]. Variable molecular characteristics are responsible for the diverse clinical features and prognosis [789] in patients with gastric cancer. Discovering biomarkers related to LN metastasis and prognosis are essential for improving patient care [10].

Microsatellite instability (MSI), which is characterized by an inability to repair microsatellite regions, is a molecular phenotype arising from defects in DNA mismatch repair (MMR) machinery [1112]. Accordingly, a high level of MSI is associated with an increased mutation rate [13]. MSI is related to inherited disorders caused by MMR gene mutations such as in Lynch syndrome [14], and the sporadic type of MSI cancer is mainly caused by silencing of the mut1 homolog 1 (MLH1) gene, a consequence of CpG island hypermethylation [15]. The MSI phenotype is a molecular subtype that is recognized in gastric cancer [1316]. The proportion of MSI-H gastric cancers was reported as approximately 5%–37%, and was related to females, older age, intestinal histology, less frequent LN metastasis, and earlier tumor stages [1718192021]. In addition, recent post-hoc analyses of randomized controlled trials [2223] showed that MSI-H tumors are related to a favorable prognosis and MSI status may be a marker for predicting chemotherapy responsiveness for stage II/III gastric cancer. However, the clinical implications of MSI status in early gastric cancer have not been thoroughly evaluated. We hypothesized that MSI status is a predictor for LN metastasis and prognosis in early gastric cancer.

MATERIALS AND METHODS

Data collection

Data were obtained from patients who underwent gastrectomy for gastric cancer with curative intent at Severance Hospital, in the Yonsei University Health System, between January 2005 and June 2010 [24]. MSI status was reported for 2,549 of these patients. Patients with prior gastric surgery or neoadjuvant chemotherapy were excluded (n=32). We also excluded cancers that invaded more than the proper muscle layer (n=1,361) but included cancers with the invasion of the mucosa or submucosa. Gastric adenocarcinoma was histologically confirmed for all included patients. A total of 1,156 patients were included in the final analysis. Information was obtained with the appropriate Institutional Review Board approval, and data were collected without revealing any personal information.

Clinicopathological variables

We retrospectively recorded clinicopathological features, including age, sex, tumor location, tumor size, histological type, Lauren classification, pT stage, number of resected LNs, number of metastatic LNs, lymphovascular invasion (LVI), and MSI status. Additional immunohistochemistry for detecting LN micrometastases was not routinely performed. Patient survival was determined from hospital records, the database of the Korean National Statistical Office, and telephone surveys. The patients were evaluated for 5 years after surgery to monitor for tumor recurrence. Evaluations included a physical examination, laboratory testing, diagnostic imaging, and endoscopy. Patient prognosis was evaluated by disease-free survival (DFS) and the median follow-up period was 72 months, with a range of 1–98 months.

MSI status definition

To determine the MSI status, DNA was extracted from the paraffin blocks of each patient's tumor specimen for polymerase chain reaction amplification and fragment analysis, as described previously [17]. MSI analysis was performed using the Revised Bethesda Guidelines for two mononucleotides (BAT 25 and BAT 26) and 3 dinucleotide (D2S123, D5S346, and D17S250) microsatellite markers [25]. If the number of unstable markers was 0 or 1, the tumor was clinically defined as microsatellite stable (MSS), while a tumor with 2 or more unstable markers was defined as microsatellite instability-high (MSI-H).

Tumor staging and histological classification

Tumors were staged according to the 7th edition of the International Union Against Cancer classification [26]. Histologically, tumors were classified into two categories, differentiated or undifferentiated types. Differentiated tumors include papillary, well- or moderately-differentiated, and tubular adenocarcinomas, while undifferentiated types include poorly-differentiated tubular adenocarcinoma, signet ring cell carcinoma, and mucinous carcinoma. Another way to classify tumors is by using the Lauren classification system, which classifies tumors into 3 categories: intestinal type, diffuse type, and others (including mixed types) [27].

Statistical methods

Clinical and pathological data were analyzed with IBM SPSS® software, version 23.0 for Windows® (SPSS, Chicago, IL, USA). To analyze continuous variables, we used the independent t-test. Categorical data were analyzed with Pearson's χ2 test and Fisher's exact test. Survival data were analyzed using the Kaplan-Meier method, log-rank test, and Cox's proportional hazards model. Univariable and multivariable analyses in the Cox model were described with hazard ratios (HRs) and their 95% confidence interval (CI). Variables that were statistically significant in univariable analysis were included in multivariable analysis without any selection method. Age and sex were used as adjustment variables for adjusted HRs. DFS was defined as the date from operation to death or recurrence, whichever occurred first. Statistical significance was defined as having a P-value <0.05.

Ethics statement

This study was conducted in accordance with the Ethical Principles for Medical Research Involving Human Subjects, as outlined in the Declaration of Helsinki after the approval of the Institutional Review Board of Severance Hospital, Yonsei University Health System (IRB No. 4-2019-0081).

RESULTS

Clinical characteristics

Among 1,156 patients with early gastric cancer, 85 patients (7.4%) had MSI-H gastric cancer. The MSI-H type of gastric cancer was related to older age (63.4 vs. 56.7 years, P<0.001), female sex (54.1% vs. 32.8%, P<0.001), location in the lower third of the stomach (81.2% vs. 59.7%, P<0.001), a histologically differentiated type (71.8% vs. 50.0%, P<0.001), and intestinal-type dominance by Lauren classification (63.5% vs. 48.2%, P=0.002) in comparison to the MSS type. The depth of invasion for the MSI-H type was deeper than the MSS type, with 63.5% of the MSI-H showing submucosal invasion while only 48.3% was seen with the MSS type (P=0.007). A trend toward more LN metastases in the MSI-H tumors was observed but was not statistically significant (17.6% vs. 10.8%, P=0.056). However, more LVI was observed in the MSI-H type compared to the MSS type (25.9% vs. 13.3%, P=0.001). These data and further details are summarized in Table 1.

Table 1

MSI status varies based on characteristics of enrolled patients

Characteristics		Overall (n=1,156)	MSS (n=1,071; 92.65%)	MSI-H (n=85; 7.35%)	P-value
Age (years)		57.8±11.6	56.7±11.5	63.4±10.7	<0.001
Sex					<0.001
	Male	759 (65.7)	720 (67.2)	39 (45.9)
	Female	397 (34.3)	351 (32.8)	46 (54.1)
Location					<0.001
	Upper-third	95 (8.2)	92 (8.6)	3 (3.5)
	Middle-third	352 (30.5)	339 (31.7)	13 (15.3)
	Lower-third	708 (61.3)	639 (59.7)	69 (81.2)
Size (mm)		26.8±15.6	26.7±15.6	28.3±15.7	0.381
Histology					<0.001
	Differentiated	588 (51.6)	527 (50.0)	61 (71.8)
	Undifferentiated	552 (48.4)	528 (50.0)	24 (28.2)
Lauren classification					0.002
	Intestinal	570 (49.3)	516 (48.2)	54 (63.5)
	Diffuse	370 (32.0)	357 (33.3)	13 (15.3)
	Others	147 (12.7)	186 (17.4)	18 (21.2)
pT stage (%)					0.007
	Mucosa	585 (50.6)	554 (51.7)	31 (36.5)
	Submucosa	571 (49.4)	517 (48.3)	54 (63.5)
No. of resected LN		37.44±14.49	37.58±14.34	35.73±16.24	0.258
LN metastasis (%)					0.056
	Yes	131 (11.3)	116 (10.8)	15 (17.6)
	No	1,025 (88.7)	955 (89.2)	70 (82.4)
No. of metastatic LN		0.3±1.5	0.3±1.5	0.4±1.4	0.473
LVI					0.001
	Yes	992 (85.8)	142 (13.3)	22 (25.9)
	No	164 (14.2)	929 (86.7)	63 (74.1)

Values are expressed as mean±standard deviation or number (%).

MSI = microsatellite instability; MSS = microsatellite stable; MSI-H = microsatellite instability-high; LN = lymph node; LVI = lymphovascular invasion.

Patient prognosis by MSI status

As Fig. 1 depicts, the prognosis of MSI-H tumors did not differ from that of MSS tumors in patients with early gastric cancer (log-rank, P=0.797; age-, sex-, pT stage-, and the number of metastatic LN-adjusted HR was 0.932; 95% CI, 0.423–2.054; P=0.861). MSI status was not a significant prognostic factor in univariable or multivariable Cox analyses (HR, 1.107; 95% CI, 0.511–2.398; P=0.7970 and HR, 0.855; 95% CI, 0.387–1.890; P=0.699, respectively) (Table 2). In the subgroup analysis by pT stage (mucosa and submucosa) (Fig. 2A and B), the Lauren classification (intestinal and diffuse type) (Fig. 2C and D), and the LN metastasis (without and with LN metastasis) (Fig. 2E and F), there were no differences or trends for prognosis by MSI status.

Fig. 1

DFS Kaplan-Meier curves (A) in overall cohort, (B) in stage I.

DFS = disease-free survival; HR = hazard ratio; CI = confidence interval; MSS = microsatellite stable; MSI-H = microsatellite instability-high.

Table 2

Cox regression analysis of DFS for each patient characteristic

Characteristics		Univariate		Multivariate
		HR (95% CI)	P-value	HR (95% CI)	P-value
Age		1.064 (1.042–1.087)	<0.001	1.065 (1.042–1.088)	<0.001
Sex			<0.001		0.001
	Male	1		1
	Female	0.303 (0.165–0.558)		0.362 (0.196–0.668)
Location			0.865		-
	Upper body	1		-
	Middle body	1.268 (0.485–3.312)		-
	Lower body	1.430 (0.573–3.574)		-
Size (mm)		1.012 (1.000–1.024)	0.047	1.008 (0.996–1.021)	0.196
Histology			0.035		0.397
	Differentiated	1		1
	Undifferentiated	0.620 (0.398–0.966)		1.311 (0.700–2.455)
Lauren classification			0.022		0.138
	Intestinal	1		1
	Diffuse	0.404 (0.224–0.729)		0.563 (0.251–1.263)
	Others	1.068 (0.459–2.488)		1.189 (0.645–2.194)
pT stage			0.056		-
	Mucosa	1		-
	Submucosa	1.525 (0.990–2.349)		-
No. of resected LN		0.986 (0.970–1.002)	0.084	-	-
No. of metastatic LN		1.172 (1.101–1.248)	<0.001	1.158 (1.091–1.229)	<0.001
LN metastasis			0.105		-
	No	1		-
	YES	1.608 (0.906–2.852)		-
LVI			0.024		0.348
	No	1		1
	Yes	1.799 (1.080–2.997)		1.292 (0.757–2.206)
MSI status			0.797		0.699
	MSS	1		1
	MSI-H	1.107 (0.511–2.398)		0.855 (0.387–1.890)

DFS = disease-free survival; HR = hazard ratio; CI = confidence interval; LN = lymph node; LVI = lymphovascular invasion; MSI = microsatellite instability; MSS = microsatellite stable; MSI-H = microsatellite instability-high.

Fig. 2

Kaplan-Meier curve for histologic type, pT stage, pN stage.

LN = lymph node; DFS = disease-free survival; HR = hazard ratio; CI = confidence interval; MSS = microsatellite stable; MSI-H = microsatellite instability-high.

LN metastasis and LVI by MSI status

As there was a trend and significant association between LN metastasis, LVI, and MSI status, we conducted subgroup analyses. In gastric cancer with mucosal invasion, there was no significant difference between LN metastasis and LVI based on MSI status (P=0.755 and P=0.755, respectively) (Table 3). In submucosal cancer, no significant association was observed between LN metastasis and MSI status concerning overall submucosal invasion, invasion <500 μm, and invasion ≥500 μm (P=0.298, P=0.175, and P=0.287, respectively) (Table 3). The MSI-H type of gastric cancer was significantly related to overall LVI and invasion ≥500 μm (P=0.027 and P=0.019, respectively). However, no statistically significant relationship was noted when the tumor invaded <500 μm (P=0.129) (Table 3). LVI was significantly associated with LN metastasis, regardless of MSI status. 47.4% (55 out of 116 patients) and 9.1% (87 out of 955 patients) of MSS tumors, and 40.9% (9 out of 22 patients) and 9.5% (6 out of 63 patients) of MSI-H tumors were related to LN metastasis with and without LVI, respectively (P≤0.001 and P=0.002, respectively).

Table 3

Comparison of MSI status, LN metastasis, and LVI depth

Variables		pT1a (n=585)			pT1b (n=571)
		MSS (n=554)	MSI-H (n=31)	P-value	MSS (n=517)	MSI-H (n=54)	P-value
LN metastasis				0.755			0.298
	Yes	13 (2.35)	1 (3.23)		13/90 (16.0/20.6)*	0/14 (0.0/29.2)*	0.175†
	No	541 (97.65)	30 (96.77)		68/346 (84.0/79.4)*	6/34 (100.0/70.8)*	0.287‡
LVI				0.755			0.027
	Yes	13 (2.35)	1 (3.23)		11/118 (13.6/27.1)*	3/18 (50.0/37.5)*	0.129†
	No	541 (97.65)	30 (96.77)		70/318 (86.4/72.9)*	3/30 (50.0/62.5)*	0.019‡

MSI = microsatellite instability; LN = lymph node; LVI = lymphovascular invasion; MSS = microsatellite stable; MSI-H = microsatellite instability-high.

*Sm1 (<500 μm)/Sm2, 3 (≥500 μm); number (%); †P-value of χ2 or Fisher's exact test between MSI status and LN metastasis/LVI on Sm1 stage gastric cancer; ‡P-value of χ2 or Fisher's exact test between MSI status and LN metastasis/LVI on Sm2, 3 stage gastric cancer.

We reviewed LN metastasis by MSI status in 307 patients who were candidates for endoscopic submucosal dissection (ESD) using both absolute and expanded criteria [28]. There were no LN metastases in either MSI-H or MSS types in 43 patients who met the absolute criteria for ESD (Fig. 3). Among 153 patients who satisfied one of the expanded criteria for ESD (size ≤3 cm, differentiated histology, or mucosal invasion with ulcers), there was 1 case of LN metastasis in 10 MSI-H patients, and 1 in 143 MSS patients. In other patients with expanded criteria for ESD, there were no cases of LN metastasis in the MSI-H type of gastric cancer.

Fig. 3

Patient distribution based on extended ESD indication.

A. Tumor size ≤2 cm, histologically of differentiated type, pT1a, UL(−).

B. Tumor size >2 cm, histologically of differentiated type, pT1a, UL(−).

C. Tumor size ≤3 cm, histologically of differentiated type, pT1a, UL(+).

D. Tumor size ≤2 cm, histologically of undifferentiated type, pT1a, UL(−).

E. Tumor size ≤3 cm, histologically of differentiated type, pT1b (Sm1, ≤500 μm from the muscularis mucosae).

ESD = endoscopic submucosal dissection; LNM = lymph node metastasis; MSS = microsatellite stable; MSI-H = microsatellite instability-high; UL = ulcerative lesion.

DISCUSSION

Contrary to our expectations, the present results showed that MSI status was not a prognostic indicator in patients with early gastric cancer. However, MSI-H gastric cancer was related to more aggressive tumors that exhibited deeper local invasion as well as LVI, with a trend towards an increase in LN metastasis.

Through efforts to understand the molecular biology of gastric cancer, clinically applicable biomarkers, such as ones for MSI, have been developed and validated for predicting prognosis and chemotherapeutic responses [78922232930]. Previous studies regarding MSI in gastric cancer have focused on advanced-stage tumors. The MSI-H tumor status is predictive for immune checkpoint inhibitor responses in advanced or recurrent gastric cancer [31]. The MSI-H tumor status also serves as an indicator for the treatment of stage II/III tumors with only surgery since it is associated with a good prognosis, yet a poor response to chemotherapy [2223]. Since early gastric cancer has a favorable prognosis, with 5-year DFS rates of 90%–95% [632], there would only be a small survival difference influenced by MSI status. The possibility of a type II error in the present results seemed to be low because there was no trend toward a different prognosis based on MSI status in the overall or subgroup analyses. Therefore, future biomarker studies regarding MSI status should focus on advanced gastric cancer, rather than early gastric cancer.

Prediction of LN metastasis is a clinically important challenge because limited resections, such as that with ESDs or partial gastrectomies with limited LN dissection, could be possible if there is certainty of no LN metastasis [283334]. However, it is difficult to predict the presence of LN metastasis or LVI before surgery [420]. The less aggressive characteristics of MSI-H tumors in advanced gastric cancer suggest the likelihood that the MSI-H status could be inversely correlated to LN metastasis in early gastric cancer. We found a non-significant trend toward more LN metastases with MSI-H tumors. However, subgroup analyses of the depth of tumor invasion (mucosal and submucosal) showed no significant difference with respect to LN metastasis based on MSI status.

The present cohort included only patients with known MSI status and patients who underwent surgery, but patients who were treated by endoscopic resection were not considered. Consequently, there could be a selection bias. In addition, the mean tumor size in this cohort was larger than that in a previous study [4]. Presumably, these larger tumors signify a greater tumor invasion depth for the MSI-H tumors in this study. Since the depth of tumor invasion is strongly related to LN metastasis, one would expect the MSI-H tumors to be associated with more LN metastasis. However, there was no relationship between MSI-H tumors and higher LN metastasis when the tumor satisfied the ESD indications (Fig. 3). Therefore, it is difficult to conclude that the MSI-H phenotype in early gastric cancer is related to LN metastasis.

MSI-H tumors are related to increased immune signaling and a high mutational burden by neoantigens [3135]. We found a significant positive relationship between LVI and the MSI-H status of gastric cancer in the overall pT1b group and the subgroup that has a depth of invasion ≥500 μm. This finding is not new as the same results have been reported previously [363738]. This result can be explained by the possibility that immune cells are targeting an MSI-H tumor since there are more lymphatic vessels around the tumor, which increase the probability of tumor cell lymphatic invasion. However, the tumor cells can be detected and ultimately killed by the immune cells. The presence of LVI increases the risk of LN metastasis, which is a contraindication for ESD treatment. Therefore, we should be cautious about expanding the indications for ESD in the future when there are MSI-H gastric cancers with submucosal invasion.

Although MSI is one of the well-defined and evaluated biomarkers in gastric cancer, molecular and clinical heterogeneity of MSI-H types have been reported: Intratumoral heterogeneity with both deficient and proficient MMR in a single patient has been reported [3139] as well as stratified prognosis in MSI-H gastric cancer by expression of immune-related markers [404142], which implies that MSI-H types may be further stratified by additional molecular characteristics. Clinicians and researchers who study MSI-H gastric cancer need to recognize these important issues.

Although this study utilized the largest patient cohort for this subject, it is not without limitations due to the retrospective study design and the low number of deaths and tumor recurrence rates. The biomarkers selected for this population could also be subjected to selection bias. The results of this study need to be validated in other cohorts for confirmation.

In conclusion, MSI status is not a useful prognostic marker in patients with early gastric cancer. Frequent LVI of MSI-H gastric cancers, particularly invasion of the submucosa, could be a sign that careful patient selection for ESD or limited surgical intervention is necessary.