We present an in-depth analysis of the surface band alignment and local potential distribution of InP nanowires containing a p-n junction using scanning probe and photoelectron microscopy techniques. The depletion region is localized to a 15 nm thin surface region by scanning tunneling spectroscopy and an electronic shift of up to 0.5 eV between the n- and p-doped nanowire segments was observed and confirmed by Kelvin probe force microscopy. Scanning photoelectron microscopy then allowed us to measure the intrinsic chemical shift of the In 3d, In 4d, and P 2p core level spectra along the nanowire and the effect of operating the nanowire diode in forward and reverse bias on these shifts. Thanks to the high-resolution techniques utilized, we observe fluctuations in the potential and chemical energy of the surface along the nanowire in great detail, exposing the sensitive nature of nanodevices to small scale structural variations.
We present an in-depth analysis of the surface band alignment and local potential distribution of InP nanowires containing a p-n junction using scanning probe and photoelectron microscopy techniques. The depletion region is localized to a 15 nm thin surface region by scanning tunneling spectroscopy and an electronic shift of up to 0.5 eV between the n- and p-doped nanowire segments was observed and confirmed by Kelvin probe force microscopy. Scanning photoelectron microscopy then allowed us to measure the intrinsic chemical shift of the In 3d, In 4d, and P 2p core level spectra along the nanowire and the effect of operating the nanowire diode in forward and reverse bias on these shifts. Thanks to the high-resolution techniques utilized, we observe fluctuations in the potential and chemical energy of the surface along the nanowire in great detail, exposing the sensitive nature of nanodevices to small scale structural variations.
Semiconductor nanowires (NWs)
offer previously unimagined flexibility in heterostructure design
thanks to the breadth of possible material combinations and dopants,
which has fostered their use in a diverse range of applications with
growing technological importance.[1−3] Since III−V semiconductor
NWs can be grown directly on a silicon substrate without dislocations,
they are highly promising candidates for both nanostructured photovoltaics[3,4] and optoelectronic components with optimized power consumption and
color rendering indexes.[5] Their low dimensionality
allows one to synthesize complex heterostructures with abrupt doping
profiles and make them model systems for fundamental quantum physics[6] and material science investigations.[7]As nanoscale device dimensions continue
to decrease, the electrical
performance of NWs will be determined by surface effects including
surface state induced band bending, doping efficiency, and the creation
of surface electron/hole traps.[8,9] Most nanoelectronic
characterization techniques are either structural characterization
after synthesis, thereby providing detailed structural knowledge without
evaluating electrical performance, or electrical characterization
after processing into a device architecture, where surface properties
of individual NWs are not accessible anymore. Neither method is able
to deterministically point to those devices with desirable behavior
and concurrently correlate this to their structural properties, yet
this is ultimately necessary to optimize performance. By combining
scanning X-ray operando measurements of the local potential distribution
with scanning probe surface analysis, we aim to bridge this knowledge
gap and contribute to an understanding of the relationship between
surface structural properties and electrical behavior down to the
atomic scale.We focus our investigations on InP nanowire p–n
junctions,
which have demonstrated record current densities and solar cell efficiency
and thus show great promise for reducing the cost of high efficiency
nanostructured solar cells.[4,10,11] Previously, we investigated either p-doped or n-doped InP NWs by
using scanning tunneling microscopy/spectroscopy (STM/S) and X-ray
photoemission spectroscopy (XPS), thereby correlating chemical composition
with surface band alignment and electron affinity.[12] In addition, we mapped the doping profile and the vacuum
ionization levels along InP NWs with n-type and undoped (nominally
intrinsic, i) segments using synchrotron-based photoemission electron
microscopy (PEEM), obtaining a picture of the n–i–n
junction band bending.[13]Here, we
present a detailed investigation of the p–n junction
within InP NWs. We employ a complementary combination of scanning
probe techniques with synchrotron based spatially resolved photoemission
microscopy to form a complete understanding of the structural, electronic,
and chemical properties of the NW p–n junction and directly
compare neighboring NW segments with different doping types. Kelvin
probe force microscopy (KPFM) was used to map the surface potential
drop along the NW p–n junction. STM/S was used to obtain both
structural and electronic properties of the NWs with down to atomic-scale
precision. Core level photoelectrons were applied for imaging with
surface chemical sensitivity as well as for spatially resolved spectroscopy
using synchrotron scanning photoelectron microscopy (SPEM)[14] and spectromicroscopy of InP NWs in a device
configuration. All three techniques are very sensitive to local changes
in the surface doping level, which would shift the position of the
measured surface potential within the semiconductor band gap. In this
way, we can form a complete detailed picture of the surface chemistry,
structure, and composition of the p–n junction while simultaneously
applying a bias across the NWs and directly correlating these properties
with the surface band alignment and potential distribution under operational
conditions.InPNWs were grown on InP(111)B wafers in a metal–organic
vapor phase epitaxy (MOVPE) reactor, using Au particles to catalyze
growth, defined on the growth substrate as discs of about 180 nm diameter
by nanoimprint lithography.[15] Trimethylindium
(TMIn) and phosphine (PH3) were used as precursor gases
with diethylzinc (DEZn) for p-type doping and hydrogen sulfide (H2S) for n-type doping. The dopant precursors switched halfway
through the growth process, resulting in NWs with an axial p–n
junction in the center. Nanowire tapering was controlled by in situ
etching using HCl gas to maintain a constant diameter.[16] More details on growth as well as a scanning
electron microscopy image of the grown NW sample can be found in the Supporting Information, S1. After growth, the
NWs were mechanically transferred onto different carrier substrates[17,18] to perform STM/S, KPFM, and SPEM measurements.We used atomic
force microscopy (AFM) combined with KPFM to reveal
information on the built-in potential of InP nanowires while simultaneously
recording the overall topography of the NW. This technique has been
used before to directly probe individual NWs and map changes in doping
or NWs containing complex heterostructures.[19−21] The contact
potential difference between the sample and the probe is measured
such that the probe is sensitive to changes in the work function of
a material or the presence of charges on the surface. Thereby the
sample work function φs is defined as the energy
difference between the vacuum level and the Fermi energy, even in
the case of a semiconductor. Accordingly, the contact potential difference
amounts to Vcpd = (φs – φ)/e, where φt is the tip work function and e is the electron charge. Here, an area of the sample with
a deposited NW was scanned and the contact potential difference was
mapped (see the Supporting Information, S2 for details about the method and the used KPFM setup). It is important
to point out that this signal is very surface sensitive, meaning that
a map of the relative surface potential distribution is obtained,
which is expected to differ significantly from bulk values inside
the NW due to surface states, oxides, and other sources of surface
band-bending.In Figure a, we
present a topographic AFM scan, confirming that the NW is 2.5 μm
long and about 200 nm wide/high. The Au particle used to seed the
NW growth can be observed at the left side of the image, followed
by the n-doped and then the p-doped regions to the right. The blue
and green lines on this image indicate the position of individual
line scans taken for Figure b, the latter showing morphological variations of up to 20
nm in height on the top surface of the NW.
Figure 1
Characterization of an
InP p–n junction NW by use of AFM
displaying the overall NW topography (a) with line scans taken along
the center of the NW (b) to show A (green), the entire NW topography
with a height of 200 nm, and B (blue), surface topography of the topmost
facets showing surface variations of up to 20 nm along this sampling
(note the different z-scales). (c) KPFM overview
image of the NW and the surrounding substrate. (d) A line scan, taken
over the top surface of the NW at the same position as the blue line
of (a,b) shows that the probed contact potential difference is lower
in the n-doped region and demonstrates a rapid 0.3 V increase about
0.8 μm away from the Au particle, indicating the depletion region
(marked by black arrows).
Characterization of an
InP p–n junction NW by use of AFM
displaying the overall NW topography (a) with line scans taken along
the center of the NW (b) to show A (green), the entire NW topography
with a height of 200 nm, and B (blue), surface topography of the topmost
facets showing surface variations of up to 20 nm along this sampling
(note the different z-scales). (c) KPFM overview
image of the NW and the surrounding substrate. (d) A line scan, taken
over the top surface of the NW at the same position as the blue line
of (a,b) shows that the probed contact potential difference is lower
in the n-doped region and demonstrates a rapid 0.3 V increase about
0.8 μm away from the Au particle, indicating the depletion region
(marked by black arrows).Figure c shows
an KPFM overview image of the nanowire and the surrounding substrate,
and the color bar legend indicates the measured surface potential.
Both the image and an individual potential line scan shown in Figure d show a lower contact
potential difference at the top end of the NW, corresponding to a
higher Fermi level. This potential increases abruptly about 0.8 μm
away from this end, revealing the switch between n-type and p-type
doping. The bulk of this potential drop occurs over an approximately
100 nm wide region indicating the position of the depletion region.
However, it should be noted that this width of 100 nm can only be
seen as an upper limit of the surface depletion width, as this corresponds
roughly to the lateral resolution of the KPFM potential measurement.
For example, the physically instantaneous transition between the potential
level of the substrate and the NW side wall occurs gradually over
a distance of about 80 nm in the KPFM image (not shown). The obtained
potential difference between the n-type and p-type segment of 0.3
eV is obviously much smaller than the band gap of InP of 1.34 eV at
room temperature, and also significantly smaller than the open circuit
voltages (VOC) of 0.6 to 0.9 eV that have
been reported for similar InP NWs.[4,11] Here one has
to take into account the surface sensitivity of the KPFM measurements,
indicating that potential differences due to different doping inside
the n-type and p-type segments of the NWs are significantly weakened
at the surface due to its native oxide, surface states, or defects,
and the resulting surface band-bending and Fermi-level pinning.[12] Even stronger surface band-bending effects have
been reported for a KPFM study of a GaN NW p–n junction, where
a potential difference of only 0.15 eV was obtained.[22]We can also see some variations in the measured surface
potential
within each segment. In general, the signal fluctuates locally by
less than 0.1 V. These fluctuations represent the measurement noise
of the potential signal of approximately 0.03 V root-mean-square,
as has been calculated from the variations in the otherwise constant
potential signal of the sample substrate. In addition, an increase
of the surface potential by about 0.1 eV over a distance of 1 μm
can be seen along the p-doped NW segment, followed again by a small
drop toward the end of the NW. The presence of these small variations
in potential, besides the larger monotonic change over the space charge
region at the interface location, may suggest either nonuniform doping
or nonuniform electrical activation of dopants within the host NW
crystal.There are several artifacts that can influence the
surface potential
as measured by the KPFM tip, which may come into play here and make
interpretation difficult. Notably regions where the probe tip must
traverse a large height differential on the sample, such as the ends
of the NW, may not allow for accurate potential mapping. In these
cases, the probe tip not only senses the surface potential with its
ending point but also with its side flanks. However, by comparing
the line scans in Figure b,d we can exclude topographical changes along the NW as the
dominating property for the electrical characteristics measured by
KPFM. In addition, due to a relatively large tip-to-sample distance
the tip probes the surface potential of a larger area than indicated
by the pixel location, which limits the resolution of the map of the
NW space charge region.One additional feature from our KPFM
image is that the depletion
region and dopant interface occur closer to the Au particle, instead
of being exactly halfway along the NW as the growth conditions would
indicate. This asymmetry may be due to a different behavior of the
Zn p- and S n-dopants during InP NW growth; Zn has a much higher solubility
in Au than S, which can lead to a reservoir effect of Zn atoms in
the Au particle.[23] Zn is also known for
other types of memory effects during NW growth,[24] including carry over effects from Zn precursor species
absorbed to the MOVPE reactor walls.[11] A
recent study based on nano-X-ray fluorescence mapped Zn dopant concentrations
across nominally abrupt p–i doping interfaces in InP NWs, finding
an exponential decay of the Zn concentration over several hundred
nanometers.[25] Therefore, this junction
asymmetry may indicate a delayed transition from p-type to n-type
doping due to unwanted Zn incorporation in the NW even after switching
of the dopant precursor.To investigate the atomic scale structure
and electrical properties
of the p–n junction interface more carefully, we also examined
the InP NWs with STM/S. For these experiments, InP NWs were transferred
onto an InP(111)B substrate and cleaned in ultrahigh vacuum (UHV)
by being exposed to atomic hydrogen at 2 × 10–6 mbar and annealed to 400 °C, which has been found previously
to remove surface oxides.[12,26] The cleaned NWs were
investigated under UHV conditions using an Omicron XA STM operated
at room temperature, using electrochemically etched and Ar+ sputtered W tips. An overview STM image of an entire InP NW is shown
in Figure a. The spherical
gold droplet at the top of the NW is again clearly visible by the
bright contrast region at the left of the image, followed by the n-type
S-doped region and the p-type Zn-doped region. A close up of the interface
region where we observed by KPFM that the doping type switches from
n to p is shown in Figure b(i). The surface morphology of the NW side facets shows a
zinc-blende (Zb) structure with twinning defects and relatively narrow
flat terraces, interrupted by one atomic layer high surface steps.
Interestingly, the Zb structure is even found at the n region close
to the interface, as confirmed by the atomic rows of the (110) surface
visible in the close up image of Figure b(ii), although the chosen growth conditions
and the S dopants are expected to result in a wurtzite structure of
the n-type region.[12]
Figure 2
Junction characterization
with STM and STS. (a) STM overview image
of an InP NW with a p–n junction. (b) (i) STM image of the
surface facets at the interface between n-type (left) and p-type (right)
regions. Tip positions for individual STS measurements are indicated
by blue marks. (ii) Close up STM image showing the atomic rows of
a dominating zinc blende structure in this region. STM images were
obtained at a sample bias of −3.6 V (a) and −3.5 V (b)
and with a tunneling current of 60 pA (a) and 40 pA (b). (c) Color
map of the absolute magnitude of the STS spectra taken along the NW,
as indicated in (b), revealing a surface depletion region of around
15 nm. (d) Averaged spectra of the n-doped and p-doped regions (taken
from the areas indicated by the arrows in (c)) showing a shift in
energy for the VB onset of 0.4 ± 0.1 eV and for the CB onset
of 0.6 ± 0.1 eV.
Junction characterization
with STM and STS. (a) STM overview image
of an InP NW with a p–n junction. (b) (i) STM image of the
surface facets at the interface between n-type (left) and p-type (right)
regions. Tip positions for individual STS measurements are indicated
by blue marks. (ii) Close up STM image showing the atomic rows of
a dominating zinc blende structure in this region. STM images were
obtained at a sample bias of −3.6 V (a) and −3.5 V (b)
and with a tunneling current of 60 pA (a) and 40 pA (b). (c) Color
map of the absolute magnitude of the STS spectra taken along the NW,
as indicated in (b), revealing a surface depletion region of around
15 nm. (d) Averaged spectra of the n-doped and p-doped regions (taken
from the areas indicated by the arrows in (c)) showing a shift in
energy for the VB onset of 0.4 ± 0.1 eV and for the CB onset
of 0.6 ± 0.1 eV.High-resolution STS mapping
was performed on this region, and the
positions where each STS spectra are taken are indicated in Figure b (these positions
were chosen such as to avoid tunneling through a defect or terrace
edge, which might strongly impact the measurement). Each I–V curve was measured with a maximum tip–sample bias of ±3
V. The current I is plotted as a color map on a logarithmic
scale as a function of voltage V and is positioned
along the p–n junction in Figure c. The dashed line denotes the Fermi level,
which is always set to zero bias during STS. The solid lines mark
the approximate position of the valence and conduction band edges,
as recognized by the onset of measured tunneling currents, which show
that the transition between p- and n-type segments occurs over only
15 nm. This very short surface transition region cannot be the same
as the depletion region of the p–n junction inside the NW,
since a depletion width of only 15 nm would correspond to unrealistically
high doping levels. However, since the energy shift between p- and
n-doped segments at the NW surface is much smaller than the built-in
potential inside the NW (as will be discussed below), this potential
drop can also occur across a much shorter area at the surface as compared
to the extension of the depletion layer inside the NW. The n-type
side of the NW on the left of the map in Figure c is identified due to the Fermi level being
closer to the conduction band (CB) edge. The average of the observed
valence band (VB) and CB onsets for the n-doped region are −1.1
and 0.5 eV, respectively. For the p-doped region, we then see an average
onset of −0.8 and 1.0 eV for the VB and CB, respectively. These
correspond to apparent band gaps of 1.6 and 1.8 eV for the n-doped
and p-doped regions, respectively, which is larger than the literature
bulk band gap of InP of 1.34 eV. This discrepancy can partly be explained
by tip-induced band bending.[18,27] In addition, the absolute
band gap may be slightly overestimated by I–V data obtained by STS, because the tunneling current close to the
band edges can become very small. It is worth mentioning that in the
right part of Figure c, the Fermi level position is found nearly in the middle between
CB and VB edges, contrary to what would be expected for the p-doped
region. However, this behavior is in agreement with previous STM/S
studies of p-doped InP NWs with Zb crystal phase, where it was explained
by strong Fermi-level pinning due to surface states localized at step
edges.[12]In Figure d, we
show STS measurements averaged over the outermost nine sweeps of the
map shown in Figure c, (the positions of these spectra are marked there by green and
pink arrows), that is, about 20 nm away from the surface depletion
region at the n- and p-doped sides of the junction. Here we can clearly
see that the onset of both the VB and the CB is shifted between these
two regions. A linear fit of the VB and CB edges for very low measured
currents results in a shift of 0.4 ± 0.1 eV for the VB and 0.6
± 0.1 eV for the CB edge. In addition, very small current contributions
can be observed within the band gap, which can be interpreted as tunneling
into empty acceptor states (p-doped region, between 0 and 1 eV) and
out of filled donor states (n-doped region, between −1.3 eV
and −0.5 eV).[28] Since the crystal
structure is the same in both regions, we can exclude different sizes
of the band gap and the existence of a type-II band alignment as has
been observed by STS for wurtzite/zinc-blende interfaces previously.[18] Taking into account the uncertainties in the
VB and CB edge determination, we conclude that the energy shift between
the surfaces across the p–n junction amounts to 0.5 eV. This
value is still significantly smaller than the InP band gap or typical VOC measured for these type of NWs,[4,11] so it is smaller than the expected doping-induced built-in potential
in the inside of the NW but it is 0.2 eV larger than the shift observed
by the KPFM measurements. Here we note that for STM/S investigations
it is necessary to remove surface oxides which was not the case for
KPFM. This suggests a substantial effect of surface pinning due to
In and P oxides of up to 0.2 eV. This is in line with previous observations
that the oxides lead to substantial negative doping of the surface,
which may be suppressing the change in the measured potential on the
p-doped side of the nanowire.[13] Still,
the high density of surface steps that are present also on the clean
InP NW surface, as can be seen in Figure b, gives rise to a significant amount of
surface states that contribute to surface band-bending and Fermi-level
pinning, especially in the p-type region, where the surface Fermi
level was observed more toward midgap than at the VB onset (Figure d).Scanning
photoemission microscopy combines the chemical and electronic
sensitivity of XPS with high spatial resolution, therefore it can
be used to provide complementary detailed information on the doping
of nanowires along the growth axis.[29,30] We have performed
SPEM and nanofocus XPS at the ESCA Microscopy beamline of the Elettra
synchrotron facility in Trieste, Italy,[31,14] where the
sample was scanned under UHV conditions through the focused X-ray
beam with a spot size of 130 nm. The sample plate was further equipped
with two electrical contacts connected to an external power supply
in order to perform operando measurements. A photon energy of 671
eV was chosen, which allowed detection of In 4d, P 2p, Au 4f, In 3d,
and O 1s core levels. Further details about the experimental setup
can be found in the Supporting Information, S3. We have used SPEM measurements to investigate the difference in
surface chemical and electrical properties from doping of the InP
NWs to first compare these results to the KPFM and STM/S measurements
as well as to examine the p–n junction behavior in a device
configuration. This allows us to explore the potential role of surface
oxides on device behavior and to observe changes in local band alignment
during electrical operation. For these measurements, InP NWs were
transferred via clean room paper onto a prefabricated device structure
containing a physical trench and two metal contacts so that either
end of the NW is contacted electrically, as shown in Figure . The electrical contacts are
formed by electron beam lithography and thin film evaporation of 120
nm Ti with a 2–5 nm Au capping layer onto a Si/SiO2 substrate.[32] The NWs then lay across
two electrodes which are physically separated by a 1.5 μm wide
gap. The device layouts show a single NW for simplicity but in reality
there were a number of NW candidates crossing the insulating gap,
meaning that multiple NWs may be connected in parallel with the NW
presented. Therefore, accurate determination of the current flowing
through individual NWs during this experiment is not possible, and
the behavior of individual NWs will be the subject of future investigations.
Figure 3
(a) Setup
of nanofocus XPS and SPEM experiment on InP NWs as part
of a device, and a side view schematic of the device showing the nanowire
lying across an insulating trench so that one side can be grounded
and an external bias can be applied across the NW through electrical
contacts. SPEM 2D maps of the NW and the surrounding region sensitive
to (b) the Au 4f core level as obtained from electrons with a binding
energy of around 83.5 eV, (c) In 3d at 444 eV, (d) P 2p at 129 eV,
and (e) In 4d at 17.5 eV. (f) Differently doped areas along the nanowire
are obtained from the In 4d map (see text for details).
(a) Setup
of nanofocus XPS and SPEM experiment on InPNWs as part
of a device, and a side view schematic of the device showing the nanowire
lying across an insulating trench so that one side can be grounded
and an external bias can be applied across the NW through electrical
contacts. SPEM 2D maps of the NW and the surrounding region sensitive
to (b) the Au 4f core level as obtained from electrons with a binding
energy of around 83.5 eV, (c) In 3d at 444 eV, (d) P 2p at 129 eV,
and (e) In 4d at 17.5 eV. (f) Differently doped areas along the nanowire
are obtained from the In 4d map (see text for details).Individual NWs resting with their p- and n-type segments
on opposite
contacts were first identified by optical microscopy for our detailed
SPEM studies. Such optical micrographs are shown in Figure S3 of the Supporting Information for that NW that can
also be seen in the SPEM images of Figure . By selecting a material appropriate kinetic
energy for the analyzer and taking a series of SPEM maps we could
navigate on the sample with respect to micrometer-scale markers and
position these NWs in the nanofocus X-ray beam. For the operando measurements,
the contact to the electrode below the n-type segment of the NW was
grounded, while a bias was applied to the opposite contact.The sample is placed on an x/y scan
table in the SPEM setup, allowing us to take chemically sensitive
spatially resolved maps of the NW. Figure b–e shows the maps taken for the Au
4f, In 3d, P 2p, and In 4d core level spectra for electron binding
energies centered at 83.5, 444, 129, and 17.5 eV, respectively. Each
pixel of the maps corresponds to a spectrum over an energy window
centered at the previously mentioned binding energy, and its intensity
is obtained by integrating the spectra. For Au 4f and In 4d, this
energy window was 3.9 eV, and for the P 2p and In 3d maps it was 7.8
eV. However, the presence of core levels is not the only source of
contrast in the images. For example, in the P 2p map the electrical
contacts also appear bright, not because they contain P or another
core level in the chosen energy window but because of the high inelastic
background scattering arising from the Au 4f peak. This is not the
case for the In 4d map because the binding energy window for this
map lies below the Au 4f core level.In addition, because each
pixel in the maps is a spectrum, one
can obtain more detailed information on the effect of the doping along
the NW. It is in fact possible to select within the energy window
two energy bands corresponding to two specific binding energies and
calculate the corresponding integrals. Images showing the ratio of
these integrals highlight the different spectra contributions and
their spatial distribution (see ref (33) for details). Figure f shows the In 4d map by selecting appropriate
energy windows, so that we can visualize the surface potential drop
along the p–n junction. The top part of the NW appears brighter
demonstrating that the precise energy of the In 4d peak changes depending
on the position along the NW.We then examine both the built-in
potential of the NW and how this
is affected by an applied external bias by probing the In 4d and P
2p core levels locally on either end of the NW (corresponding to the
n-type and p-type regions). These results are shown in Figure a for forward bias, (b) for
zero bias (showing the surface built-in potential); and (c) for reverse
bias. The bias applied across the NW amounts to ±0.3 to 0.4 V,
as evaluated from XPS spectra taken at the upper and lower Au contacts
(see the Supporting Information, S4 for
more details). The expected behavior of the change in binding energy
of core levels across a p–n junction under each bias condition
is illustrated by the diagrams shown in Figure a–c(i); the built-in potential, due
to the different doping across the p–n junction, not only results
in a shift of the CB and VB edges but also in an equally large shift
of the binding energy of any core level of the NW. Applying a forward
(backward) bias to the junction should decrease (increase) the observed
energy shift. In Figure a–c(ii,iii), we then present the detailed In 4d and P 2p core
level spectra, respectively (shown after Shirley background subtraction)
for both the n-doped and p-doped regions, and their measured shifts
during device operation in each bias case. The lower part of the NW
visible in the maps (shown in Figure ) consistently occurs at a lower binding energy than
the upper end of the NW, confirming this is the p-type end of the
NW and the upper part is the n-type doped region. Under zero bias,
the observed core level energy shift due to the NW doping ΔEP–P (based on the position of the peak
maxima) was 0.48 eV for the In 4d core level and 0.47 eV for the P
2p peak. This provides our direct observation of the built-in potential
of the p–n junction at the NW surface. These shifts were suppressed
slightly to 0.43 eV for In 4d and 0.40 eV for P 2p when the NW was
operated in forward bias case and enhanced to 0.65 eV for In 4d and
0.59 eV for P 2p when the NW was operated in reverse bias case.
Figure 4
Detailed In
4d and P 2p core level spectra showing the energy shift
between the n-doped and p-doped regions of the NW in (a) forward,
(b) zero bias, and (c) reverse bias cases. (i) Diagrams of the expected
behavior of a p–n device in each case, showing how an external
bias (Vext) would affect CB and VB edges
(EC and EV) as well as the binding energy (EB)
of the core levels (CL) such that the built-in in potential of the
device (ΔE) is either suppressed under forward
bias or enhanced under reverse bias. (ii) and (iii) In 4d and P 2p
spectra. For each bias condition, the shift in core level peak maxima
ΔEP–P between n- and p-type
spectra is indicated. Fitting of the spectra results in one large
bulk (In–P) doublet (blue) and two smaller components for each
core level, whose origin is discussed in the text.
Detailed In
4d and P 2p core level spectra showing the energy shift
between the n-doped and p-doped regions of the NW in (a) forward,
(b) zero bias, and (c) reverse bias cases. (i) Diagrams of the expected
behavior of a p–n device in each case, showing how an external
bias (Vext) would affect CB and VB edges
(EC and EV) as well as the binding energy (EB)
of the core levels (CL) such that the built-in in potential of the
device (ΔE) is either suppressed under forward
bias or enhanced under reverse bias. (ii) and (iii) In 4d and P 2p
spectra. For each bias condition, the shift in core level peak maxima
ΔEP–P between n- and p-type
spectra is indicated. Fitting of the spectra results in one large
bulk (In–P) doublet (blue) and two smaller components for each
core level, whose origin is discussed in the text.The built-in potential of 0.5 eV obtained here equals the
value
measured by STS and is significantly larger than the potential difference
seen by KPFM. We want to point out that although different individual
NWs were studied by the different techniques, all NWs were taken from
the same growth substrate. SEM images confirm a high homogeneity of
the NW sample, as shown in Figure S1 of
the Supporting Information. Furthermore, the trends for the shift
in surface potential measured by KPFM, STS, and SPEM have been seen
for several NWs measured by each technique. Although the SPEM measurements
have been performed under UHV conditions, the same as the STM/S experiment,
the NWs have not been cleaned from their native oxide, in contrast
to the STM/S case. Thus, we should still see the effect of the oxide
on surface band-bending, principally resulting in a smaller surface
potential shift. The fact that the shift observed by SPEM is larger
than that seen in KPFM might indicate that a water film on the sample
surface, which can be expected for the KPFM measurements, but not
in the UHV setup, could induce additional surface band-bending and
Fermi-level pinning. Another important factor should be the surface
sensitivity of the measurements: while KPFM measures the electrostatic
potential above the surface and STS measures the local density of
states at the position of the probe tip, that is, roughly 1 nm above
the surface atoms, the inelastic mean free path of the photoelectrons
measured in our SPEM experiments amounts to about 0.8 nm for the In
3d core level, 1.5 nm for the P 2p core level, and 1.7 nm for the
In 4d core level.[34] Thus, SPEM is still
a surface-sensitive method, even though it probes slightly deeper
inside the NW than KPFM and STS. Because surface band-bending usually
extends several nanometers or rather tens of nanometers into the NW,[12] the slightly larger probing depth of SPEM should
only marginally compensate such surface band-bending effects as compared
to KPFM and STS. Another effect that needs to be discussed is a surface
photovoltage induced by the X-rays. Exposing a p–n junction
to an X-ray beam can excite electron–hole pairs, where the
resulting electrons and holes in the depletion region will be accelerated
into opposite direction, inducing a photocurrent, which in turn can
reduce the measured built-in potential.[35,36] Nevertheless,
the effect of this X-ray-induced surface photovoltage should be of
similarsize for no external bias and for a small forward or reverse
bias; therefore it might affect the measured built-in potential but
not significantly the change of the built-in potential under applied
bias.Fitting was performed on the In 4d and P 2p core level
spectra
to investigate the main components of the n-doped and p-doped regions
(the full fitting procedures, parameters, and results are explained
in the Supporting Information, S5). We
can see from these spectra that despite the native oxide residing
on the surface of these NWs we do not observe large In–O and
P–O components in the spectra when compared to previous XPS
investigations on InP NWs.[12] Our experiments
were performed at a higher photon energy and thus we are able to better
penetrate the typically 1–2 nm thick native oxide on the NW
surface.[17] In addition, we noted slightly
smaller oxide components after applying a bias across the NW, possibly
due to Joule heating of the NW and resulting oxide reduction. We are
able to observe two individual surface related components for the
P 2p peak shifted to higher binding energies by ∼0.95 eV (red
component in Figure ) and ∼3.5 eV (orange) compared to the bulk component (blue).
According to literature, the component with the larger chemical shift
can be interpreted as P in a +5 oxidation state (as, e.g., in InPO4), and the component with the smaller shift as P0.[37−40] For our In 4d measurements shown in Figure a–c(ii), we observe a small component
(orange) shifted to 0.6 eV higher binding energy than the bulk component
(blue), which may arise from an oxide component.[41−43] However, we
can also see an additional component at 0.75 eV lower binding energy
in the In 4d spectra (red), principally on the upper end of the nanowire
(n-doped region). This may indicate the presence of metallic In or
some In/Au alloy species[43] either arising
from the In enriched Au particle at the top of the nanowire[25] or some alloying of the In of the NW with the
Au-covered electrodes.We also measured In 3d core level spectra,
which provide a higher
energy resolution than In 3d SPEM maps at equidistant locations (roughly
equivalent to the 130 nm resolution of the X-ray beam) along the entire
InP NW to observe in more detail the energy difference of the p–n-doped regions and the space charge
region of the NW while the device is in operation. Figure a shows a chemically sensitive
map of the InP NW for the In 3d peak, overlaid with the positions
where each spectrum was taken according to the x/y scan table. The positions with respect to the x/y scan table varied slightly due to drift
but a small map was taken at each new location to ensure the NW was
centered for the measurement. These spectra were taken for no externally
applied bias (yellow data points), −0.3 V reverse bias (blue),
and 0.4 V forward bias case (red). The error bars indicate the likely
sampled region given the 130 nm spot size of the X-ray beam.
Figure 5
(a) In 3d 2D
map of a NW, overlaid with the positions where individual
high-resolution In 3d spectra were taken, to show the approximate
positions for the forward (red crosses), zero (yellow circles), and
reverse bias data sets (blue triangles). (b) In 3d core level spectra
at equidistant locations to map in detail the built-in potential due
to doping along the NW and observe the core level shifts under zero
bias conditions. Spectra are colored green, blue, and pink to highlight
n-doped, depletion region, and p-doped areas, respectively. (c) The
relative shifts of the fitted In 3d core level peak position along
the NW. We see an enhancement of the energy shift between the n- and
p-doped regions when the device is operated in reverse bias and suppression
for forward bias.
(a) In 3d 2D
map of a NW, overlaid with the positions where individual
high-resolution In 3d spectra were taken, to show the approximate
positions for the forward (red crosses), zero (yellow circles), and
reverse bias data sets (blue triangles). (b) In 3d core level spectra
at equidistant locations to map in detail the built-in potential due
to doping along the NW and observe the core level shifts under zero
bias conditions. Spectra are colored green, blue, and pink to highlight
n-doped, depletion region, and p-doped areas, respectively. (c) The
relative shifts of the fitted In 3d core level peak position along
the NW. We see an enhancement of the energy shift between the n- and
p-doped regions when the device is operated in reverse bias and suppression
for forward bias.These high-resolution
In 3d 5/2 core level spectra for the 0 V
case are plotted in Figure b. The spectra are shifted for clarity and colored to indicate
the n-type side of the NW (green) and the p-type side (pink). We observe
a drop in intensity for the first and last measurements in each data
set confirming the locations for each end of the NW. We can see lower
energy for the p-type side which is consistent with the observed reduction
in binding energy discussed previously. The surface built-in potential
that we observe in between the extremities of the NW is about ∼0.4
eV when the nanowire is unbiased.In Figure c, we
plot the shift in core level position for each of the spectra data
sets with respect to the n-type side of the nanowire for the different
applied biases. After background subtraction (a combination of Shirley
and a constant offset), these spectra were fitted with a Voigt line
shape to identify the precise peak position. The change in binding
energy between the n-doped and p-doped region is enhanced for the
reserve bias case to ∼0.6 eV and suppressed for the forward
bias measurement to ∼0.2 eV. For an ideal p–n junction,
we would expect a constant binding energy for each dopant type and
a gradual shift over the depletion region of the NW. However, in addition
to small variations in the potential along the NW, we see a slight
shift toward the n-type end of the NW to a lower energy and a prolonged
drop in potential along the p-type end of the NW. Excluding the absolute
measurements at the extremities of the NW, the qualitative nature
of the core level shifts follows similar behavior to that observed
in the KFPM measurements (Figure ), supporting the observation of a Zn dopant memory
effect during NW growth.At the extremities of the NW, we observe
additional binding energy
shifts which we think are unlikely to be accounted for purely by dopant
diffusion. These may be due to a combination of several factors including
NW geometry and the device architecture which may influence these
operando measurements. First, we observe a substantial drop in peak
intensity in the first and last measurements due to a drop in the
number of core level electrons coming from the NW as it moves out
of range of the X-ray beam. This may affect the accuracy of the corresponding
fitted peak positions. In addition, we see a substantial shift for
the last data point taken for the end of the p-doped region, which
corresponds to the part of the NW which has been broken off from the
growth substrate. There may therefore be a contribution to the signal
arising from an uneven cleavage surface with many steps, which would
result in an energy shift relative to the otherwise probed {110} side
facet. The device structure may also play a role in these topmost
and bottommost core level shifts. Each end of the NW is in physical
contact to the underlying electrode, but since four terminal contact
resistance measurements are not possible the quality of these contacts
is unknown. From the chemical map we cannot be certain that the NW
is lying completely flat on the Ti/Au contacts. If the NW is bending
up slightly away from the electrode, we may observe some additional
contribution due to charging of the NW or point contact formation.
It is also well established by several studies on electrical transport
through III–V NWs that forming a high quality contact to p-doped
InP is a challenge compared to the highly n-doped material due to
difficulties in achieving a high doping density with Au-seeded nanowires
and surface Fermi-level pinning of the conduction band.[44,45] However, from the chemically sensitive maps in Figure , it is likely in our case
that the Au particle has broken off the NW making it more difficult
to achieve high quality electrical contact without removal of the
surface oxides. The presence of two thin Schottky-like contacts at
the extremities of the NW might also explain the additional band bending
to lower energies we observe.Our SPEM results combined with
scanning probe results provide a
complete set of quantitative values for surface composition of chemical,
electrical, and structural components across the NW junction, which
are highly relevant for correlating the performance of nanoscale devices.
This technique is neither limited to InP or other III–V semiconductor
material systems nor to the nanowire geometry, and it has thus great
potential for both in situ and operando studies to monitor changes
in electrical and photovoltaic behavior arising from cleaning and
reoxidation processes, passivation, or functionalization of nanostructure
surfaces.In conclusion, we have presented a detailed examination
of the
surface doping and band bending on individual InP p–n junction
NW devices. We have used a combination of scanning probe techniques
to measure a surface built-in potential of 0.3 eV for the oxidized
surface and 0.5 eV after native oxide removal, and a depletion region
at the surface which can be resolved down to 15 nm by scanning tunneling
spectroscopy. We observe additional fluctuations in the active doping
profile along the surface of the NW within each dopant region by changes
in surface potential in both Kelvin probe force microscopy and scanning
photoemission microscopy measurements. We attribute these surface
variations to Zn dopant memory effects during NW growth. The use of
nanofocus XPS allowed us to detail complex band bending phenomena
along an individual NW during operando studies and to see the effect
of operating the device under zero bias and forward/reverse bias conditions.
This study shows the added value of applying complementary surface
characterization techniques, and it demonstrates the potential of
SPEM and nanofocus XPS for operando surface studies of nanostructure
devices.
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