Functional ankle instability (FAI), defined as a tendency of the ankle to give way during
normal activity1), has been reported to be
the most common and serious residual disability following ankle sprains2). Impaired postural control, a factor that contributes to the
development of FAI3), has been demonstrated
in individuals with FAI in previous studies that have examined their static balance control
(e.g., maintenance of the single limb stance4, 5)) or compensatory postural adjustments (CPAs)
to external postural perturbations such as support surface translation6).Along with static balance control and CPAs, the ability to compensate postural disturbance
associated with voluntary movements of the limbs and trunk is also required to adequately
perform various movements while standing7).
For example, when individuals without disability move an arm while standing, the postural
muscles of the lower limbs and trunk that control the standing posture are activated in
advance of the focal muscles that move the arm rapidly8). This preceding activation of the postural muscles is believed to be
adjusted by a preprogram selected in advance to moderate the effects of the forthcoming
disturbance in the posture and equilibrium caused by voluntary movement9, 10). Many previous
studies have demonstrated that this type of postural control, known as anticipatory postural
adjustments (APAs), is impaired in individuals with musculoskeletal disorders, such as low
back pain11). However, limited information
is available regarding APAs in individuals with FAI.Caulfield et al.12) reported that
individuals with FAI exhibit reduced activation of the peroneus longus muscle immediately
before ground contact during jump landing, suggesting that changes in the central motor
programming are likely to be important in the development of FAI13). This finding raises the possibility that APAs associated
with voluntary movement, which is believed to be controlled by centrally preprogramed motor
commands9, 10), may also be impaired in individuals with FAI. Since previous
studies on static balance control and CPAs have reported a predominance of hip strategy over
ankle strategy in individuals with FAI4,5,6), we
assumed that individuals with FAI may exhibit deficits in the anticipatory activation of the
peroneal muscles during voluntary movement while standing.In order to test this hypothesis, voluntary movement tasks wherein preceding activation of
the peroneal muscles is observed should be used. However, to our knowledge, no previous
studies have reported such tasks. One possible task is the unilateral abduction of the lower
limb, which requires changes in the standing posture from the double to the single limb
stance and thus requires control of the inclination of the body in the frontal plane. It has
been reported that postural muscles are activated in a distal-to-proximal sequence before
voluntary lateral lift of a lower limb14).
However, the activities of peroneal muscles have not been recorded in this previous study.
Since the peroneal muscles reportedly contribute to lateral ankle stability during
movements15), the peroneus longus muscle
may therefore be activated in advance of the focal muscles for adequate performance of
unilateral abduction of the lower limb.In this study, in order to develop a method for assessing the APAs in individuals with FAI,
we first examined whether the peroneus longus muscle exhibits anticipatory activation before
unilateral abduction of the right lower limb in individuals without disability. We presumed
that, in addition to hip and trunk muscles, preceding activation in the left peroneus longus
muscle was observed during unilateral abduction of the right lower limb.
PARTICIPANTS AND METHODS
Twelve healthy young adults (6 females and 6 males) aged 20–33 years, participated in this
study. Their mean age, height, and weight were 21.7 years (standard deviation [SD]=3.6),
166.4 cm (SD=9.1), and 56.0 kg (SD=8.1), respectively. No participant had any history of
neurological or orthopedic impairment. Following an explanation of the experimental
protocols, all the participants provided written informed consent in accordance with the
Declaration of Helsinki. This study was approved by the Ethics Committee of the Toyohashi
SOZO University (approval number: H2009003).All the measurements were performed with participants standing barefoot on 2 separate force
platforms (G-6100, Anima, Tokyo, Japan) (Fig.
1). The force platforms were used to measure the vertical ground reaction forces on
each foot and the positions of the center of pressure in the mediolateral and
anteroposterior directions under both feet (CoPx and CoPy, respectively).
Fig. 1.
Experimental setup and initial standing posture before unilateral abduction of the
right lower limb. (A) Reflective marker. (B) Small wooden board. (C) Surface
electrode. (D) Force platform. Before abduction of the right lower limb, participants
maintained the standing posture with 95 ± 2.5% of their weight on the left side and
with the thenar of their right foot in contact with a small wooden board fixed to a
force platform.
Experimental setup and initial standing posture before unilateral abduction of the
right lower limb. (A) Reflective marker. (B) Small wooden board. (C) Surface
electrode. (D) Force platform. Before abduction of the right lower limb, participants
maintained the standing posture with 95 ± 2.5% of their weight on the left side and
with the thenar of their right foot in contact with a small wooden board fixed to a
force platform.Electromyograms (EMGs) were recorded during abduction of the right lower limb using bipolar
surface electrodes placed over the following muscles: right gluteus medius (rtGM) muscle as
a focal muscle of abduction of the right lower limb, and left peroneus longus (ltPL), left
tibialis anterior (ltTA), left medial head of gastrocnemius (ltGCM), left rectus femoris
(ltRF), left vastus lateralis (ltVL), left biceps femoris (ltBF), left gluteus medius
(ltGM), left tensor fasciae latae (ltTFL), left adductor longus (ltAL), left and right
rectus abdominis (ltRA and rtRA), left and right erector spinae (ltES and rtES), and left
and right external oblique (ltEO and rtEO) muscles as postural muscles. Electrodes were
placed on the midportion of the muscle belly. The electrodes were aligned along the long
axis of the muscle with an inter-electrode distance of approximately 2 cm. Electrode input
impedance was <5 kΩ. The EMG signals from the electrodes were amplified (×2,000) and
band-pass filtered (10–1,000 Hz) using an EMG amplifier (MEG-6116, Nihon Kohden, Tokyo,
Japan). The EMG signals were recorded using a computer (FMV-C310, Fujitsu, Kanagawa, Japan)
via an A/D converter (ADA16-32/2(CB)F, Contec, Osaka, Japan) with a sampling frequency of 2
kHz and 16-bit resolution using BIMUTAS®II-R software (Kissei Comtec, Japan).The motion of the lower limbs and trunk in the frontal plane during abduction of the right
lower limb was recorded using an 8-camera motion analysis system (VICON Motion System,
Oxford, UK) with a sampling frequency of 120 Hz. The standard Plug-in-Gait marker protocol
(35 reflective markers) was used. The Plug-in-Gait model processing was applied to reprocess
all the kinematic data using Vicon Nexus 1.3 software (VICON Motion System, UK). A trigger
signal was also recorded to synchronize the motion data with CoP and EMG signals.In a preliminary experiment, the following problems were identified. First, in the case of
abduction of the right lower limb from the double limb stance, the participants initially
shifted their weight toward the left lower limb and then abducted their right lower limb.
Therefore, we could not distinguish the activation of the postural muscles before abduction
between the anticipatory activations and activations for the weight shift. Second, in the
case of abduction of the right lower limb from the single limb stance, large background
activities of the postural muscles, including ltPL, were observed to maintain the single
limb stance. Correct identification of the burst onset of the postural muscles associated
with abduction of the right lower limb was difficult owing to the presence of large
background activities.It has been reported that light fingertip contact with the surrounding objects remarkably
reduces postural sway while standing16).
We applied this finding to the current experiment. On the right side of the force platforms,
a small wooden board (30 mm ×30 mm × 24 mm) was fixed, while another board (400 mm × 230 mm
× 24 mm), with the same height as that on the right side, was fixed on the left side (Fig. 1). Distance between the medial borders of the 2
wooden boards was set at 10 cm. The participants maintained the standing posture with 95 ±
2.5% of their weight on the left side and with the thenar of their right foot in contact
with the small wooden board (initial posture). In the case of abduction of the right lower
limb from this initial posture, no apparent weight shift or large background activities of
the postural muscles before abduction were observed. This procedure was selected for the
current study.Initially, CoPx and CoPy positions were measured for 10 s, while the participants
maintained the initial posture on the force platforms with their hands placed in front of
their navel. Five measurements were taken, with an intermittent 30-s period of seated rest.
The average of the 5 measurements was used to indicate the participant’s representative CoPx
and CoPy positions during the initial posture.Then, trials of unilateral abduction of the right lower limb were performed. The abduction
angle of the right lower limb was approximately 35° with respect to the vertical line. After
15 practice trials, abduction was repeated 15 times. The activation timing of the postural
muscles, with respect to the focal muscles, is reportedly influenced by the CoP position
just before the voluntary movement17, 18). Therefore, in each trial, the
participants maintained the CoPx and CoPy positions within a range of ± 1.5 cm of the
initial posture positions, with 95 ± 2.5% of their weight on the left side, while hearing a
buzzing sound generated by a computer (PP21L, Dell, Round Rock, TX, USA) connected to the
force platforms. The participants started to abduct their right lower limb at their own
timing within 3 s after the cessation of the buzzing sound. Participants abducted the limb
at maximum speed and maintained the 35° abducted position of the limb for approximately 3 s
before returning to the starting position. In previous studies examining APAs, voluntary
movements were initiated at participant’s own timing and/or in response to a response
stimulus. It has been reported that preceding activation of postural muscles (i.e., APAs) is
clearer in the own timing task than in the response task17). Since the aim of this study was to develop a voluntary movement
task in which preceding activation of postural muscles, including PL, is observed, the own
timing task was used in this study.All the data were analyzed offline using Matlab software version R2011a (MathWorks, Natick,
MA, USA). In order to exclude electrocardiogram and movement artifacts, the EMGs were
high-pass filtered (20 Hz) using the third-order zero-phase Butterworth method and were
full-wave rectified thereafter. None of the participants showed obvious preceding
activation, with respect to rtGM, in ltTA, ltGCM, ltRF, ltVL, ltBF, ltAL, ltRA, rtRA, rtES,
or rtEO. Those muscles were excluded from the analyses. The time course of the EMG burst of
focal (rtGM) and postural muscles (ltPL, ltTFL, ltGM, ltES, and ltEO) in each trial was
analyzed as follows. Burst onset of rtGM (T0) was identified via visual
inspection. For the postural muscles, the mean EMG amplitude over the period from −500 ms to
−250 ms, with respect to T0, was defined as the background activity. The EMG
burst of the postural muscles that continued for at least 50 ms was determined within the
period from −250 ms to +50 ms, with respect to T0. The period was selected based
on previous findings that suggested that the quickest monosynaptic reflexes could be
observed after a perturbation in the time interval that is usually longer than +50 ms9, 19).
The burst onset of the postural muscles was defined as the time at which the rectified EMG
deviated more than mean +2SDs of the background activity. The time difference between the
burst onset of the postural muscles and T0 was calculated as the start time of
the postural muscles and presented as a negative value when the burst onset was earlier in
the postural muscles than in rtGM.It has been suggested that postural equilibrium in the frontal plane is controlled by
postural movements of the lower limbs and trunk20). Therefore, the positional data of the left hip joint and the
vertebra prominens (C7) was used to assess postural movements of the left lower limb and
trunk during abduction of the right lower limb. In order to examine the anticipatory changes
in the postural movements, the positional data of the left hip joint and C7 in the frontal
plane from −500 ms to +2,000 ms, with respect to T0 was averaged separately for
all trials. The baseline of the averaged positional data was defined as the mean position in
the period from −500 ms to −250 ms (initial position) with respect to T0. When
the position moved toward the side opposite to lower limb abduction, the positional change
was considered negative.The mean value of the start times for all trials was calculated separately for each
postural muscle and was used to the representative values for each participant. A
single-group t-test was used to assess whether the start time of the postural muscles
significantly preceded T0. A single-group t-test was also used to assess whether
the position of the C7 and left hip joint at T0 differed significantly from the
initial position. One-way repeated-measures analysis of variance (one-way ANOVA) was used to
assess the effect of muscle (ltPL, ltTFL, ltGM, ltES, or ltEO) on the start time. A post-hoc
multiple-comparison analysis was performed using Tukey’s test to further examine the
differences suggested by one-way ANOVA. Alpha level was set at p<0.05. All the
statistical analyses were performed using PASW Statistics 18 software (SPSS, Chicago, IL,
USA).
RESULTS
The percentage of trials wherein the EMG burst was observed in the range from −250 ms to
+50 ms, with respect to T0, was 96.9% (SD=6.0) in ltPL, 99.4% (SD=2.0) in ltTFL,
100% in ltGM, 99.4% (SD=2.0) in ltES, and 97.3% (SD=5.3) in ltEO.Figure 2 shows representative EMG data. Preceding activations of ltPL, ltTFL, ltES, and ltEO,
with respect to T0, were observed in this trial. Figure 3 shows the start times of the postural muscles in reference to T0. The
start times of ltPL, ltES, and ltEO significantly preceded T0
(t11>2.36, p<0.05). A significant effect of muscle was
observed for the start time (F4,44=17.0, p<0.001). The start
time of ltPL was significantly earlier than that of ltTFL, ltGM, ltES, and ltEO (ltPL vs.
ltTFL, ltGM, and ltES, p<0.001; ltPL vs. ltEO, p<0.01). The start time of ltEO was
significantly earlier than that of ltTFL and ltGM (ltEO vs. ltTFL, p<0.01; ltEO vs. ltGM,
p<0.05).
Fig. 2.
Representative electromyographic data for the activity in a focal muscle (right
gluteus medius [rtGM]) and postural muscles (left peroneus longus [ltPL], left tensor
fasciae latae [ltTFL], left gluteus medius [ltGM], left erector spinae [ltES], and
left external oblique [ltEO]) in a participant. In this trial, ltPL, ltTFL, ltES, and
ltEO were activated in advance of rtGM (black arrows). Burst onset of rtGM is
indicated as a solid line.
Fig. 3.
Mean and standard deviations of the start times of the postural muscles (ltPL, ltTFL,
ltGM, ltES, and ltEO) with respect to a focal muscle (rtGM). A negative value means
that the burst onset was earlier in the postural muscles than in rtGM. Values with a
significant difference from zero (i.e., burst onset of rtGM) are indicated with
daggers (†p<0.05, ††p<0.01). Significant differences in
the start times of postural muscles are indicated with asterisks **p<0.01,
***p<0.001).
Representative electromyographic data for the activity in a focal muscle (right
gluteus medius [rtGM]) and postural muscles (left peroneus longus [ltPL], left tensor
fasciae latae [ltTFL], left gluteus medius [ltGM], left erector spinae [ltES], and
left external oblique [ltEO]) in a participant. In this trial, ltPL, ltTFL, ltES, and
ltEO were activated in advance of rtGM (black arrows). Burst onset of rtGM is
indicated as a solid line.Mean and standard deviations of the start times of the postural muscles (ltPL, ltTFL,
ltGM, ltES, and ltEO) with respect to a focal muscle (rtGM). A negative value means
that the burst onset was earlier in the postural muscles than in rtGM. Values with a
significant difference from zero (i.e., burst onset of rtGM) are indicated with
daggers (†p<0.05, ††p<0.01). Significant differences in
the start times of postural muscles are indicated with asterisks **p<0.01,
***p<0.001).Figure 4 shows group-averaged data of the abduction angle of the right lower limb (a), the
position of the C7 (b), and the position of the left hip joint (c) in the frontal plane. The
positions of C7 and left hip joint exhibited anticipatory changes toward the side opposite
to lower limb abduction. The positions of the C7 and left hip joint at T0
differed significantly from 0 (i.e., initial position) (C7: −5.4 mm ± 2.8 mm,
t11=6.54, p<0.001; left hip joint: −2.8 ± 2.7 mm,
t11=3.40, p<0.01).
Fig. 4.
Group-averaged data of the abduction angle of the right lower limb (a), the position
of the C7 (b), and the position of left hip joint (c) in the frontal plane. Onset of
abduction of the right lower limb (T0) is indicated using dashed lines.
When the positions of the C7 and left hip joint moved toward the side opposite to the
unilateral abduction of the right lower limb, the positional change was considered
negative. The positions of C7 and left hip joint exhibited anticipatory changes toward
the side opposite to lower limb abduction.
Group-averaged data of the abduction angle of the right lower limb (a), the position
of the C7 (b), and the position of left hip joint (c) in the frontal plane. Onset of
abduction of the right lower limb (T0) is indicated using dashed lines.
When the positions of the C7 and left hip joint moved toward the side opposite to the
unilateral abduction of the right lower limb, the positional change was considered
negative. The positions of C7 and left hip joint exhibited anticipatory changes toward
the side opposite to lower limb abduction.
DISCUSSION
No previous studies have reported voluntary movement tasks wherein the anticipatory
activation of the peroneal muscles is observed with respect to focal muscles. For example,
in unilateral arm abduction while standing at various stance widths, preceding activation,
with respect to focal muscles of the arm abduction, is observed in ES, GM, and TFL on the
side opposite to arm abduction, but not in PL and GCM20). Unlike the sagittal plane, the structural unit comprising the left
and right lower limbs and the pelvis functions as a structural foundation for balance in the
frontal plane20). This results in higher
stability in the lower limbs in the frontal plane than in the sagittal plane. Previous
studies on static balance control and CPAs in the frontal plane have also suggested that
postural equilibrium in the mediolateral direction is primarily controlled by postural
movements of the hip and trunk21,22,23,24). These findings suggest that, in the case
of the human bipedal stance, postural equilibrium in the frontal plane is primarily
controlled by the hip and trunk muscles.In this study, we used unilateral abduction of the lower limb as a voluntary movement task,
while participants maintained an initial standing posture with most of their weight on the
supporting leg and with the thenar of the moving leg in contact with a small wooden board.
Consequently, in addition to ltES and ltEO, ltPL exhibited anticipatory activation before
abduction of the right lower limb. Since unilateral abduction of the right lower limb
disturbs the equilibrium toward the right side of the body, it is likely that the activities
of the postural muscles in the lower leg and trunk on the left side of the body are needed
to maintain postural equilibrium. Since contraction of the peroneus longs muscle during
standing (i.e., closed kinetic chain) inclines the body toward the lateral direction, the
peroneus longs muscle in the supporting leg probably plays an important role in
counteracting inclination of the body toward the side of the moving leg during unilateral
abduction of the lower limb. In addition, based on the analyses of positional data of the
left hip joint and C7, the lower limb and trunk moved toward the left side before abduction
of the right lower limb. To compensate the effects of disturbance of posture and equilibrium
caused by unilateral abduction of the lower limb, it appears that the postural muscles in
the lower leg and trunk on the side opposite to abduction are activated in advance of the
focal muscles and that postural movements of the lower limb and trunk occur toward the side
opposite to abduction.Previous studies on CPAs have demonstrated that ankle and hip strategies are used to
maintain postural equilibrium without stepping in response to external perturbation25). The ankle strategy uses
distal-to-proximal muscle activation, while the hip strategy uses early proximal hip and
trunk muscle activation26). In the present
study, the start times of the postural muscles with respect to rtGM were earlier in ltPL
than in the hip and trunk muscles (i.e., ltTFL, ltGM, ltES, and ltEO). This indicates that
the distal-to-proximal muscle activation pattern was used. Therefore, the ankle strategy may
have been adopted in the APAs during abduction of the right lower limb.The present findings suggest that the peroneus longus muscle plays an important role in the
APAs associated with unilateral abduction of the lower limb while participants maintained
the initial standing posture with most of their weight on the supporting leg. As mentioned
in the Introduction section, previous studies on static balance control and CPAs have
reported a predominance of hip strategy over ankle strategy in individuals with FAI4,5,6). Therefore, individuals with FAI may also
show a predominance of hip strategy in APAs associated with voluntary movements and thus
exhibit a reduction in the anticipatory activation of ankle muscles (e.g., the peroneal
muscles) in advance of focal muscles. The method used in this study will be useful to test
this hypothesis.