Literature DB >> 31722043

The Role of Noninvasive Endpoints in Predicting Long-Term Outcomes in Pulmonary Arterial Hypertension.

Samantha L Wronski1, Margaret Mordin2, Kim Kelley3, Rebekah H Anguiano4, Peter Classi5, Eric Shen5, Scott Manaker6.   

Abstract

BACKGROUND: Until recently, many clinical trials in patients with pulmonary arterial hypertension (PAH) evaluated exercise capacity with 6-minute walk distance (6MWD) as the primary endpoint. Common secondary endpoints include PAH functional class (FC), which assesses symptoms, and either brain natriuretic peptide (BNP) or the inactive N-terminal cleavage product of its prohormone (NT-proBNP), which assesses cardiac function.
OBJECTIVE: Examine the relationships among 6MWD, FC, and BNP/NT-proBNP measured at baseline or follow-up with long-term outcomes in PAH studies.
METHODS: Relevant literature from January 1990 to April 2018 were obtained by searching PubMed, Embase, and Cochrane. Articles in English reporting on associations between 6MWD, FC, or BNP/NT-proBNP and outcomes in PAH were identified. Each endpoint was evaluated individually. Prespecified inclusion and exclusion criteria were applied at level 1 (titles/abstracts) and level 2 (full-text review).
RESULTS: The database search yielded 836 unique records; 65 full-text articles were reviewed. Twenty-five studies were eligible for inclusion. Findings supported the importance of measuring PAH noninvasive endpoints in predicting long-term outcomes. Patients with shorter or decreased 6MWD, poor (III/IV) or declining FC (e.g., from II to III), or elevated or increasing BNP/NT-proBNP had a higher risk of death and costly events (e.g., hospitalization, lung transplant). FC also predicted health care resource utilization and costs. Collectively, these endpoints establish risk groups that predict likelihood of complications from PAH or death.
CONCLUSION: Assessment of 6MWD, FC, and BNP/NT-proBNP provides low-cost, efficient, and noninvasive means of predicting long-term health and economic outcomes in patients with PAH.

Entities:  

Keywords:  Noninvasive endpoint; PAH; Risk assessment

Mesh:

Substances:

Year:  2019        PMID: 31722043      PMCID: PMC7012965          DOI: 10.1007/s00408-019-00289-2

Source DB:  PubMed          Journal:  Lung        ISSN: 0341-2040            Impact factor:   2.584


Introduction

With an estimated prevalence of 10.6–12.4 cases per million [1], pulmonary arterial hypertension (PAH) is a rare chronic and progressive disease characterized by increased pulmonary vascular resistance that can result in death due to right heart failure [2]. Numerous available treatments for PAH [3] have been evaluated in clinical trials using a variety of endpoints [4-6]. In the past two decades, PAH study design and duration shifted from short-term trials assessing noninvasive endpoints to long-term event-driven trials [7, 8]. Six-minute walk distance (6MWD), functional class (FC), and indicators of right ventricular function (i.e., brain natriuretic peptide [BNP]/the active N-terminal cleavage product of its prohormone [NT-proBNP], described in Table 1) are among the commonly used short-term primary and secondary noninvasive endpoints in clinical PAH trials [9, 10]. In a literature review examining 126 pulmonary hypertension (PH) clinical trials (78% in PAH) from 1985 to 2013, surrogate measures were primary endpoints in 95% of trials and secondary endpoints in 33% of trials [9]. 6MWD and FC were among the noninvasive endpoints that were used significantly more frequently (P < 0.0001) [9]. The latest 2015 European Society of Cardiology/European Respiratory Society treatment guidelines [11] and registry studies such as COMPERA [12] and REVEAL [13] also include 6MWD, FC, and BNP/NT-proBNP as important components of risk assessment. Collectively, 6MWD, FC, and BNP/NT-proBNP serve as measurable prognostic indicators of the distal outcomes of morbidity and mortality that may be assessed early in order to determine treatment course and improve outcomes [14, 15]. However, the clinical relevance and ability of these noninvasive endpoints to consistently correlate with key indicators of disease progression, such as hospitalization and death, has received mixed support [16-25]. This, coupled with improvements in survival and quality of life that have allowed recent clinical trials to follow patients with PAH for 4–6 years [7], has led to the prominence of mortality and morbidity as endpoints.
Table 1

Description of noninvasive endpoints

Noninvasive endpointDescription
6MWD6MWD assesses disease severity by measuring the distance an individual is able to walk over 6 min on a hard, flat surface [16]

WHO FC

NYHA FC

Level of FC, determined according to WHO FC or NYHA FC, ranges from I–IV and is physician assessed [16]. WHO FC was adopted in 1998 as a modified version of NYHA FC, which was developed in 1928 [62]. WHO FC classes are defined as follows [62]:

I: Patients with PH in whom there is no limitation of usual physical activity; ordinary physical activity does not cause increased dyspnea, fatigue, chest pain, or presyncope

II: Patients with PH who have mild limitation of physical activity. There is no discomfort at rest, but normal physical activity causes increased dyspnea, fatigue, chest pain, or presyncope

III: Patients with PH who have a marked limitation of physical activity. There is no discomfort at rest, but less than ordinary activity causes increased dyspnea, fatigue, chest pain, or presyncope

IV: Patients with PH who are unable to perform any physical activity at rest and who may have signs of right ventricular failure. Dyspnea and/or fatigue may be present at rest, and symptoms are increased by almost any physical activity

BNP

NT-proBNP

BNP is a neurohormone released by the myocardium, predominantly in the ventricles secreted in response to changes in pressure inside the heart as measured through a blood test. Studies may measure BNP directly or NT-proBNP, which is the nonactive prohormone released from the same molecule that produces BNP [63]

6MWD 6-minute walk distance, BNP brain natriuretic peptide, FC functional class, NT-proBNP N-terminal-prohormone BNP, NYHA FC New York Heart Association Functional Class, PH pulmonary hypertension, WHO FC World Health Organization Functional Class

Description of noninvasive endpoints WHO FC NYHA FC Level of FC, determined according to WHO FC or NYHA FC, ranges from I–IV and is physician assessed [16]. WHO FC was adopted in 1998 as a modified version of NYHA FC, which was developed in 1928 [62]. WHO FC classes are defined as follows [62]: I: Patients with PH in whom there is no limitation of usual physical activity; ordinary physical activity does not cause increased dyspnea, fatigue, chest pain, or presyncope II: Patients with PH who have mild limitation of physical activity. There is no discomfort at rest, but normal physical activity causes increased dyspnea, fatigue, chest pain, or presyncope III: Patients with PH who have a marked limitation of physical activity. There is no discomfort at rest, but less than ordinary activity causes increased dyspnea, fatigue, chest pain, or presyncope IV: Patients with PH who are unable to perform any physical activity at rest and who may have signs of right ventricular failure. Dyspnea and/or fatigue may be present at rest, and symptoms are increased by almost any physical activity BNP NT-proBNP 6MWD 6-minute walk distance, BNP brain natriuretic peptide, FC functional class, NT-proBNP N-terminal-prohormone BNP, NYHA FC New York Heart Association Functional Class, PH pulmonary hypertension, WHO FC World Health Organization Functional Class Morbidity and mortality, a term reflecting clinical worsening and disease progression [16, 23, 26], provide a robust demonstration of efficacy, safety, and long-term benefits of treatments for PAH [23]. The use of clinical worsening or disease progression as a primary endpoint in phase 3 trials was endorsed by the Task Force on End Points and Clinical Trial Design of both the Fourth and Fifth World Symposium on Pulmonary Hypertension and the 2008 Dana Point Task Force on End Points and Clinical Trial Design [16]. However, comparison of treatment efficacy across trials may be hindered by the varying definitions used for clinical worsening, as seen when comparing the definitions used in the AMBITION [27], GRIPHON [28], SERAPHIN [29], and FREEDOM EV [30-32] clinical trials. While it has been argued that the composite endpoint of clinical worsening is more clinically meaningful than noninvasive endpoints [19, 25], all four trials include 6MWD and FC in their definitions of clinical worsening, despite other differences. Additional components in the definition of clinical worsening, such as death, hospitalization, and lung transplant, require long-term follow-up to assess, and despite clearly indicating clear and undisputable indicators of ultimate treatment efficacy and safety, they cannot be used to assess clinical risk in the day-to-day care of patients with PAH that guide treatment decisions. There is a need to revisit the optimal duration of future trials [7] and include clinically meaningful endpoints that reflect how patients feel and function [33]. In addition, the use of universal endpoints in PAH clinical trials and observational studies would better inform health care providers, decision makers, and payers on the value of targeted pharmacotherapies and combination therapies for patients with PAH [16]. 6MWD, FC, and BNP/NT-proBNP are universal endpoints, routinely used in clinical risk assessment, that can be assessed short-term (12–16 weeks [23]). The present review examines the value of 6MWD, FC, and BNP/NT-proBNP by summarizing the literature supporting the relationship between these noninvasive endpoints and long-term clinical and economic outcomes.

Methods

A literature review was conducted on April 13, 2018, in PubMed, Embase, and the Cochrane Database of Systematic Reviews using a search strategy (Table 2) that included Medical Subject Headings (MeSH) and key words for disease (e.g., pulmonary arterial hypertension), endpoints (e.g., 6MWD, FC, BNP), clinical importance (e.g., survival, mortality), and economic importance (e.g., costs, readmission, economics). Inclusion criteria incorporated studies published after January 1, 1997, in English and human subjects; comments, letters, or editorials were excluded. Bibliographies of relevant review articles were reviewed for any pertinent articles unidentified in the original search. To obtain information from relevant unpublished studies, a search of 2016–2017 conference abstracts via Embase was performed, including the American Thoracic Society International Conference, American College of Chest Physicians (CHEST) Annual Meeting, CHEST World Congress Annual Meeting, and the International Society for Pharmacoeconomics and Outcomes Research International Meeting. Titles and abstracts of records were reviewed (level 1 screening) according to the objectives and inclusion and exclusion criteria. Included studies, defined using PICOS (population, intervention, comparison, outcome, study type), had the following:
Table 2

PubMed search strategy (search conducted April 13, 2018)

Search numberSearch termsNumber of results
Disease
 1“Familial Primary Pulmonary Hypertension”[Majr] OR “pulmonary arterial hypertension”[Title/Abstract] OR “primary pulmonary hypertension”[Title/Abstract] OR “idiopathic pulmonary hypertension”[Title/Abstract]9301
Endpoints
 21 AND (“six minute walk”[Title/Abstract] OR “6 min walk”[Title/Abstract] OR “6MWD”[Title/Abstract] OR “6MWT”[Title/Abstract] OR “New York Heart Association Functional Class”[Title/Abstract] OR “NYHA functional class”[Title/Abstract] OR “NYHA FC”[Title/Abstract] OR “World Health Organization Functional Class”[Title/Abstract] OR “WHO functional class”[Title/Abstract] OR “WHO FC”[Title/Abstract] OR “brain natriuretic peptide”[Title/Abstract] OR “pro-brain natriuretic peptide”[Title/Abstract] OR “BNP”[Title/Abstract] OR “NT-proBNP”[Title/Abstract] OR “Natriuretic Peptide, Brain”[Majr])1208
Clinical importance
 32 AND (“Disease Progression”[Majr] OR “Familial Primary Pulmonary Hypertension/mortality”[Majr] OR “Mortality”[Majr] OR “Familial Primary Pulmonary Hypertension/complications”[Majr] OR “Survival”[Majr] OR “Comorbidity”[Majr] OR “Quality of Life”[Majr] OR “quality of life”[Title] OR risk*[Title] OR surviv*[Title] OR mortalit*[Title] OR death*[Title] OR prognos*[Title] OR “disease progression”[Title/Abstract] OR “disease exacerbation”[Title/Abstract] OR complicat*[Title/Abstract] OR sequelae[Title/Abstract] OR comorbidit*[Title/Abstract] OR multimorbidit*[Title/Abstract] OR fatal*[Title/Abstract] OR “life quality”[Title/Abstract] OR “QoL”[Title/Abstract] OR “hrqol”[Title/Abstract] OR “hrql”[Title/Abstract])370
Economic importance
 42 AND (“Patient Readmission”[Majr] OR “Hospitalization”[Majr] OR “Length of Stay”[Majr] OR “Fees and Charges”[Majr] OR “Health Care Costs”[Majr] OR “Costs and Cost Analysis”[Majr] OR “Economics”[Majr] OR “Economics, Hospital”[Majr] OR “Economics, Medical”[Majr] OR “Economics, Nursing”[Majr] OR “Economics, Pharmaceutical”[Majr] OR “Budgets”[Majr] OR “Health Expenditures”[Majr] OR “Cost of Illness”[Majr] OR “Cost–Benefit Analysis”[Majr] OR hospital*[Title/Abstract] OR “length of stay”[Title/Abstract] OR “stay length”[Title/Abstract] OR readmission[Title/Abstract] OR readmit*[Title/Abstract] OR cost[Title/Abstract] OR costs[Title/Abstract] OR costly[Title/Abstract] OR economic*[Title/Abstract] OR fiscal[Title/Abstract] OR fee[Title/Abstract] OR fees[Title/Abstract] OR expenditure*[Title/Abstract] OR budget*[Title/Abstract])172
Exclusions
 5“Animals”[MeSH] NOT “Humans”[MeSH]2,060,466
 6“Comment”[Publication Type] OR “Letter”[Publication Type] OR “Editorial”[Publication Type]1,104,425
 7(“Child”[MeSH] OR “Infant”[MeSH] OR “Adolescent”[MeSH] OR child*[Title/Abstract] OR infant*[Title/Abstract] OR newborn*[Title/Abstract] OR adolescen*[Title/Abstract]) NOT (“Adult”[MeSH] OR adult*[Title/Abstract] OR elder*[Title/Abstract] OR senior citizen*[Title/Abstract] OR middle age*[Title/Abstract])937,574
Total
 8(#3 OR #4) NOT (#5 OR #6 OR #7)460

Search terms and limits were adapted for searching in Embase and the Cochrane Database of Systematic Reviews. Limits include 1997–present; English; humans; adults; no comments, letters, editorials

A primarily adult population (≥ 18 years) with PAH from a WHO group 1 etiology Any intervention or comparator At least one of the noninvasive endpoints—6MWD, FC, BNP/NT-proBNP (Table 1)—and reported on the relationship between a noninvasive endpoint and a clinical or economic outcome of interest (note that the literature was searched for individual associations between each of the endpoints and PAH outcomes) An interventional (e.g., randomized controlled trials) or noninterventional (e.g., observational, prospective, retrospective, database, and/or registry studies) design, with ≥ 75 patients, or a relevant literature review. PubMed search strategy (search conducted April 13, 2018) Search terms and limits were adapted for searching in Embase and the Cochrane Database of Systematic Reviews. Limits include 1997–present; English; humans; adults; no comments, letters, editorials Full texts of included studies were reviewed (level 2 screening) using the same relevance criteria applied at level 1. That is, full-text articles were reviewed in detail, and the inclusion and exclusion criteria applied at level 1 (title/abstract screening) were applied to evaluate the appropriateness for inclusion.

Results

Literature Review

Figure 1 summarizes the literature review, which identified 836 unique studies for level 1 screening, including 64 conference abstracts and 1 study identified through desktop research. Of these, 65 records were selected for level 2 screening; no conference abstracts were deemed eligible for inclusion. Twenty-five studies, summarized in Table 3, were selected for inclusion according to predefined inclusion/exclusion criteria. Although outcomes, such as risk of death or the combined endpoint of risk of death or lung transplant, were consistently defined across the literature, clinical worsening was defined differently in each of the three studies evaluating it as an outcome [2, 34, 35]; definitions used are noted in Table 3.
Fig. 1

Literature review flow diagram

Table 3

Description of literature evaluating relationships between noninvasive endpoints and health outcomes

ReferencesStudy typeDescriptionTimeframeSample sizePopulation
Frantz et al. [52]Prospective registry (REVEAL)REVEAL Registry2006–20121426WHO group 1 PAH (confirmed by right-sided heart catheterization)
Kylhammar et al. [55]Observational registry (SPAHR)Study of incident cases of patients classified into PAH risk groups, determined on the basis of multiple noninvasive measurements, including WHO FC, 6MWD, NT-proBNP, and echocardiography imaging and hemodynamicsJanuary 1, 2008–March 1, 2016530PAH diagnoses included idiopathic/familial PAH, CTD-associated PAH, CHD-associated PAH, or other forms of associated PAH (drug- and toxin-induced, HIV-associated, and portal-hypertension-associated PAH)
Snipelisky et al. [47]RetrospectiveReview of patients at University of Pittsburgh Medical Center. NYHA FC was extracted from electronic medical record. From a sample of 273 patients, 163 had documented serum albumin concentration and comprised the final study populationMarch 2001–August 2008163WHO group 1 PAH
Souza et al. [37]RCTSERAPHIN multicenter, randomized controlled, event-driven study assessing the long-term efficacy and safety of macitentanMay 2008–April 2012742PAH (WHO FC II-IV) diagnosed by right heart catherization with idiopathic PAH, heritable PAH, or PAH related to connective tissue disease, repaired congenital systemic-to-pulmonary shunts, HIV infection, drug use, or toxin exposure
Weatherald et al. [45]Retrospective registry (French Pulmonary Arterial Hypertension Network Registry)Review of patients enrolled in a registry2006–2016981Diagnosed with idiopathic, heritable, or drug-induced PAH who had at least 1 follow-up RHC
Zelniker et al. [38]Prospective registry (COMPERA)Multinational, prospective registry that enrolls patients with newly diagnosed PAH who receive targeted medical therapy; all patients underwent right heart catherizationJune 2007–January 20162391; Survival analysis = 2178Newly diagnosed PAH; etiologies included idiopathic/drug-associated or hereditary PAH, connective tissue disease, HIV-associated PAH, portopulmonary hypertension, and congenital heart disease
Boucly et al. [54]Retrospective registryReview of all incident (newly diagnosed) patients enrolled in a French registry2006–2016603Idiopathic, heritable, or drug- and toxin-induced PAH
Dufour et al. [6]RetrospectiveObservational cohort study based on de-identified administrative claims data from the Humana Research Database. Data sources included medical and pharmacy claims, and enrollment records. ~ 70% of the database included patients with Medicare Advantage plans, and ~ 30% included patients with commercial insuranceJanuary 1, 2009–June 30, 2014476Patients had at least one claim for a PAH-specific medication during the study period, and at least one medical claim with one relevant diagnosis code associated with PH in any position on the administrative medical claim form or at least one medical claim with a CPT or ICD-9-CM code indication at right heart catherization during the identification period; ICD-9 diagnosis codes included 416.0 (primary pulmonary hypertension), 416.8 (other chronic pulmonary heart diseases), or 416.9 (chronic pulmonary heart disease, unspecified)
Hoeper et al. [12]Prospective registry (COMPERA)Patients with newly diagnosed PAH were classified according to risk using the strategy proposed by the European PH guidelines, which consider WHO FC, 6MWT, BNP/NT-proBNP, right atrial pressure, cardiac index, and mixed venous oxygen saturationJanuary 1, 2009–December 1, 20161588Treatment-naive, newly diagnosed PAH; etiologies included idiopathic/drug-associated or hereditary PAH, connective tissue disease, HIV-associated PAH, portopulmonary hypertension, and congenital heart disease
Tang et al. [35]Prospective

Analysis of patients who were admitted to Fuwai Hospital and underwent symptom-limited cardiopulmonary exercise testing

Clinical worsening was defined as the time from cardiopulmonary exercise testing to the first event, which included the following: all-cause mortality, lung transplant, hospitalization for worsening of PAH, the need for epoprostenol therapy, and interventional procedures (performance of balloon atrial septostomy)

November 11, 2010–June 25, 2015210Newly diagnosed idiopathic PAH
Ghofrani et al. [2]RCT

Patients from the PATENT-1 study who entered the PATENT-2 open-label extension

Clinical worsening was defined as the first occurrence of any of the following events: death, heart or lung transplant, atrial septostomy, admission to hospital due to worsening of pulmonary arterial hypertension, start of new specific pulmonary arterial hypertension treatment or modification of existing prostanoid treatment (increase in dosage or frequency of existing prostanoid therapy, or initiation of an intravenous prostanoid), persistent decrease of greater than 15% from baseline in 6MWD, and persistent worsening of WHO FC

March 12, 2009–March 1, 2014396PAH etiologies included idiopathic PAH, familial PAH, connective tissue disease, systemic-sclerosis–associated PAH, congenital heart disease, portal pulmonary, anorexigen or amphetamine-associated PAH
Huang et al. [34]Retrospective

Analysis of patients from the Southwest Ontario Pulmonary Hypertension Clinical of the Western University

Clinical worsening was defined as either: development of right heart failure, hospital admission for PAH, referral for lung transplant or initiation of prostanoids after oral therapy failed

Not specified100WHO group I PAH; diagnoses included idiopathic PAH, CTD PAH, and CHD PAH
Ozpelit et al. [36]ProspectiveConsecutive adult patients with definitive PAH who attended the PAH Clinic, Department of Cardiology, School of Medicine, Dokuz Eylul University, Izmir, TurkeyJanuary 2008–June 2014101Definitive PAH; patients with overt infections disease at the time of PAH diagnosis were excluded
Zelniker et al. [43]ProspectivePatients enrolled in the outpatient department of the University Hospital of Heidelberg, Germany (referral center for PAH patients)January 2010–May 201095Confirmed PAH (Dana point group 1); diagnoses were categorized as idiopathic PAH, PAH and connective tissue disease, other
Ehlken et al. [53]ProspectiveGerman prospective analysis, patients with severe PAH receiving exercise training plus medical therapy compared with patients who received medical therapy aloneSemistructured phone interviews were performed in April 2007 to assess survival and clinical status of the patients

Training group = 58

Retrospective control group = 46

PAH etiologies included idiopathic and familial; PAH associated with collagen vascular disease, congenital systemic-to-pulmonary shunts, portal hypertension, or HIV; PH associated with the following lung diseases: chronic obstructive pulmonary disease, interstitial lung disease, chronic thromboembolic pulmonary hypertension, or other causes
Barst et al. [49]Prospective Registry (REVEAL)Using the REVEAL registry, patients with were classified as improved, unchanged, or worsened according to their change in FC from enrollment to first follow-up within 1 year (mean ± SD: 4 ± 3 months)Not specified (REVEAL data spanned 2006–2012)982WHO group I NYHA/WHO FC III PAH
Fritz et al. [40]Retrospective (analysis of 2 RCTs)Pooled analysis of patients enrolled in 2 RCTs (Ambrisentan in Pulmonary Arterial Hypertension, Randomized, Double-Blind, Placebo-Controlled, Multicenter, Efficacy Study 1/2 [ARIES-1 and ARIES-2]) who had 2-year follow-upJanuary 2004–February 2006370PAH etiologies were idiopathic, connective tissue disease, and other (unspecified)
Tiede et al. [50]Prospective registry (Giessen Pulmonary Hypertension Registry Study)Registry containing a total of ~ 2500 patients at a single specialized referral center (the Giessen Pulmonary Hypertension Center, Universities of Giessen and Marburg Lung Center, University Hospital Giessen, Giessen, Germany)1991–2013 ~ 700Newly diagnosed WHO group 1 PAH (according to Dana Point classification)
Batal et al. [41]RetrospectiveReview of records of consecutive patients with PAH who underwent diagnostic RHC at the Cleveland Clinic, consisting of those who died within 2 years (reduced survival) and those who survived ≥ 5 years (long survival group)February,1996–January, 2006Reduced survival = 21; long survival = 60PAH etiologies were idiopathic and scleroderma
Nickel et al. [46]ProspectiveGerman cohort database study from Hanover Medical School of patients who had undergone at least 1 follow-up RHC within the first year after PAH-targeted therapy had been initiated1999–2009109Newly diagnosed with idiopathic PAH
Benza et al. [44]Retrospective (analysis of three RCTs)Review of patients who were enrolled in three trials (P01: 04, 05, 06) treated with subcutaneous treprostinilJune 25, 1998–December 1, 2003811PAH etiology: idiopathic, associated PAH, connective tissue disease, congenital heart disease, portopulmonary hypertension
Kane et al. [48]RetrospectiveRetrospective single-center study of consecutive patients at the Mayo Clinic RochesterJanuary 1, 1995–December 31, 2004484Fulfilled the contemporary diagnostic criteria for WHO group 1 PAH. Diagnoses included idiopathic, familial, or anorexigenic PAH; PAH in the setting of connective tissue disease; and PAH associated with congenital systemic-to-pulmonary shunts, portal hypertension, and HIV
Mauritz et al. [51]RetrospectiveAnalysis of patients from the Department of Pulmonology of VU Medical Center of Amsterdam (The Netherlands)November 2002–September 2009198WHO group 1 PAH diagnoses included idiopathic PAH, associated connective tissue disease, associated portal hypertension, associated HIV infection, drug- and toxin-induced PAH, other
Benza et al. [39]Prospective registry (REVEAL)Patients consecutively enrolled in the US REVEAL registryNot specified (registry began in 2006)2716WHO group 1 PAH including idiopathic and familial PAH
Humbert et al. [42]Prospective registry (French Network on Pulmonary Hypertension Prospective Registry)Consecutive patients seen in 17 university pulmonary vascular centersOctober 2002–October 2003 and followed for 3 years354 (56 were incident and 298 were prevalent cases)Idiopathic, familial, or anorexigen-associated PAH

6MWD 6-minute walk distance, 6MWT 6-Minute Walk Test, BNP brain natriuretic peptide, CHD congenital heart disease, CPT Current Procedural Terminology, CTD connective tissue disease, FC functional class, ICD-9-CM International Classification of Diseases, Ninth Revision, Clinical Modification, NT-proBNP BNP/the inactive N-terminal cleavage product of its prohormone, NYHA New York Heart Association, PAH pulmonary arterial hypertension, PH pulmonary hypertension, RCT randomized controlled trial, RHC right heart catheterization, SD standard deviation, US United States, WHO World Health Organization

Literature review flow diagram Description of literature evaluating relationships between noninvasive endpoints and health outcomes Analysis of patients who were admitted to Fuwai Hospital and underwent symptom-limited cardiopulmonary exercise testing Clinical worsening was defined as the time from cardiopulmonary exercise testing to the first event, which included the following: all-cause mortality, lung transplant, hospitalization for worsening of PAH, the need for epoprostenol therapy, and interventional procedures (performance of balloon atrial septostomy) Patients from the PATENT-1 study who entered the PATENT-2 open-label extension Clinical worsening was defined as the first occurrence of any of the following events: death, heart or lung transplant, atrial septostomy, admission to hospital due to worsening of pulmonary arterial hypertension, start of new specific pulmonary arterial hypertension treatment or modification of existing prostanoid treatment (increase in dosage or frequency of existing prostanoid therapy, or initiation of an intravenous prostanoid), persistent decrease of greater than 15% from baseline in 6MWD, and persistent worsening of WHO FC Analysis of patients from the Southwest Ontario Pulmonary Hypertension Clinical of the Western University Clinical worsening was defined as either: development of right heart failure, hospital admission for PAH, referral for lung transplant or initiation of prostanoids after oral therapy failed Training group = 58 Retrospective control group = 46 6MWD 6-minute walk distance, 6MWT 6-Minute Walk Test, BNP brain natriuretic peptide, CHD congenital heart disease, CPT Current Procedural Terminology, CTD connective tissue disease, FC functional class, ICD-9-CM International Classification of Diseases, Ninth Revision, Clinical Modification, NT-proBNP BNP/the inactive N-terminal cleavage product of its prohormone, NYHA New York Heart Association, PAH pulmonary arterial hypertension, PH pulmonary hypertension, RCT randomized controlled trial, RHC right heart catheterization, SD standard deviation, US United States, WHO World Health Organization

6MWD

Thirteen studies evaluated the relationship between 6MWD and death (n = 10), death or lung transplant (n = 3), PAH-related death or hospitalization (n = 1), and risk of experiencing a costly event indicative of clinical worsening (n = 2) (Table 4).
Table 4

Summary of relationships between noninvasive endpoints (6MWD, FC, BNP/NT-proBNP, and risk groups) and outcomes in the literature

ReferencesNoninvasive endpointOutcomeObserved relationship*
6MWD
 Souza et al. [37]6MWDPAH-related death or hospitalization over a maximum of 36 months from follow-up (median treatment duration: 2.2 years)

Patients with 6MWD in lower quartiles at baseline (reference: Q1 ≤ 300 m) or 6-month follow-up (reference: Q1 ≤ 348 m) had an increased risk of PAH-related death or hospitalization

Patients with 6MWD below the median (≤400 m) at 6-month follow-up had an increased risk of PAH-related death or hospitalization

Patients with a 6MWD ≤ 400 m at 6 months had a similarly poor long-term outcome regardless of whether their baseline 6MWD was > 400 m or ≤ 400 m

6MWDAll-cause death over a maximum of 36 months from follow-up (median treatment duration: 2.2 years)

Patients with 6MWD in lower quartiles at baseline (reference: Q1 ≤ 300 m) or 6-month follow-up (reference: Q1 ≤ 348 m) had an increased risk of all-cause death

Patients with a 6MWD below the median (≤400 m) at 6-month follow-up had an increased risk of all-cause death

Patients with a 6MWD ≤ 400 m at 6 months had a similarly poor long-term outcome regardless of whether their baseline 6MWD was > 400 m or ≤ 400 m

 Weatherald et al. [45]6MWDDeath or lung transplant

Patients with shorter baseline 6MWD (per 10 m) had a greater risk of death or lung transplant over a median follow-up of 2.8 years (IQR: 1.1–4.6) in univariable and multivariable analyses

At first follow-up (median time to first follow-up right heart catherization was 4.6 months [IQR: 3.7–7.8]), patients with shorter 6MWD (per 10 m) had an increased risk of death or lung transplant over a median follow-up of 2.8 years (IQR: 1.1–4.6) in univariable and multivariable analyses

 Zelniker et al. [38]6MWDDeath at 1 year

Patients with shorter 6MWD or 6MWD below a cutoff of < 165 m at baseline have an increased risk of death at 1 year; similar findings at follow-upa

Patients with decreasing 6MWD between baseline and follow-upa had an increased risk of death at 1 year

 Ghofrani et al. [2]6MWDDeathPatients with shorter 6MWD or 6MWD less than the median (< 380 m) at baseline had a significantly increased risk of death in bivariate Cox proportional hazards models; similar findings for shorter 6MWD or 6MWD less than the median (< 418 m) at follow-up in univariate analysis
6MWDClinical worsening (see Table 3 for definition)Patients with shorter 6MWD at baseline or declining 6MWD between baseline and follow-up had significantly increased risk of clinical worsening in bivariate Cox proportional hazards models; similar findings for shorter and declining 6MWD at follow-up in univariate analysis
 Huang et al. [34]6MWDDeath or lung transplantPatients with shorter 6MWD or 6MWD ≤ 342 m at baseline had an increased risk of death or lung transplant; similar findings for declines in 6MWD ≥ 35 m or ≥ 8% at 6-month follow-up
6MWDClinical worsening (see Table 3 for definition)Patients with shorter 6MWD or 6MWD ≤ 342 m at baseline had an increased risk of clinical worsening; similar findings for declines in 6MWD ≥ 35 m or ≥ 8% prediction US (American reference equation) or ≥ 6% prediction CAN (Canadian reference equation) at 6-month follow-up
 Ozpelit et al. [36]6MWDDeath at follow-updPatients with shorter 6MWD at baseline had a greater risk of death at follow-upd in univariate analysis
 Zelniker et al. [43]6MWDDeath at 4 yearsPatients with lower 6MWD at baseline had a greater risk of death at 4 years
 Fritz et al. [40]6MWDDeath at 2 yearsPatients with shorter baseline 6MWD or in the lower quartiles of 6MWD had a greater risk of death at 2 years; similar findings for 6MWD at 12 weeks
 Batal et al. [41]6MWDDeath within 2 years6MWD ≤ 250 m at baseline was independently associated with an increased risk of patients dying within 2 years relative to patients surviving ≥ 5 years
 Nickel et al. [46]6MWDDeath or lung transplant within 5 yearsePatients with shorter baseline 6MWD had a higher risk of death or lung transplant in univariate and multivariate analysis
 Benza et al. [44]6MWDDeath at 3 years

Patients with smaller improvements in 6MWD between baseline and 12-week follow-up had an increased risk of mortality at 3 years compared with patients with ≥ 20 m increases in 6MWD

Risk of mortality at 3 years decreased with each 20 m increase in 6MWD at 12-week follow-up. Overall, an increase ≥ 20 m was associated with a reduced risk of death at 3 years

 Benza et al. [39]6MWDDeath at 1 yearPatients with a baseline 6MWD < 165 m have a significantly increased risk of death at 1 year, while patients with baseline 6MWD ≥ 440 m had a significantly lower risk of death at 1 year
 Humbert et al. [42]6MWDDeath within 3 yearsPatients with shorter 6MWD at baseline have a higher risk of death in individual Cox proportional hazards analysis and a multivariable Cox proportional hazards model
FC
 Snipelisky et al. [47]NYHADeath at follow-upfPatients with more severe NYHA FC at baseline had an increased risk of death
 Weatherald et al. [45]NYHADeath or lung transplant

Patients with more severe baseline NYHA FC (III/IV) had an increased risk of death or lung transplant over a median follow-up of 2.8 years (IQR: 1.1–4.6) in univariable and multivariable analyses

At first follow-up (median time to first follow-up right heart catherization was 4.6 months [IQR: 3.7–7.8]), patients with more severe NYHA FC (III/IV) had an increased risk of death or lung transplant over a median follow-up of 2.8 years (IQR: 1.1–4.6) in univariable and multivariable analyses

 Dufour et al. [6]WHOHealth care resource utilizationPatients with WHO FC IV had significantly more inpatient admissions, longer average lengths of stay, and more emergency department visits than other FC subgroups
Health care costs

Mean total health care costs for patients with PAH were higher than costs for a Centers for Medicare and Medicaid Services managed care control group and increased with more severe FC

Patients in WHO FC IV have the highest costs

 Tang et al. [35]WHOAll-cause death or lung transplantPatients with more severe WHO FC (III/IV) had an increased risk of all-cause death or lung transplantg
Clinical worsening (see Table 3 for definition)Patients with more severe WHO FC (III/IV) had increased risk of clinical worseningg
 Ghofrani et al. [2]WHODeath

Patients with poor baseline WHO FC (III/IV) had significantly increased risk of death in a bivariate Cox proportional hazards model; similar findings for follow-up FC in univariate analysis

Patients who improved at least one WHO FC from baseline to follow-up had a similar risk of death compared with patients whose FC did not improve, but patients who improved from WHO FC III/IV to I/II at follow-up had a reduced risk of death compared with patients who remained in WHO FC III/IV at both timepoints

Clinical worsening (see Table 3 for definition)Patients with poor baseline WHO FC (III/IV) or worsened FC (changing from I/II to III/IV between baseline and follow-up) had a significantly greater risk of clinical worsening in a bivariate Cox proportional hazards model; similar findings for follow-up FC in univariate analysis
 Huang et al. [34]WHOClinical worsening (see Table 3 for definition)More severe baseline WHO FC (III/IV) was associated with an increased risk of clinical worsening
 Ozpelit et al. [36]NYHADeath at follow-updPatients with more severe NYHA FC (III/IV) at baseline had an increased risk of death at follow-upd in univariate and multivariate analysis
 Ehlken et al. [53]WHOHealth care resource utilizationCompared with patients who received medical therapy alone, patients with severe PAH who received exercise training plus medical therapy reduced their WHO FC, which was associated with less health care resource utilization
 Barst et al. [49]NYHA/WHODeath at 3 years

Compared with those whose FC improved within 1 year of enrollment, patients whose NYHA/WHO FC worsened and those whose FC remained unchanged had an increased risk of death within 3 years

This trend was stronger in a subanalysis of patients with only idiopathic/familial PAH

 Tiede et al. [50]WHODeath or lung transplantAt follow-up (16 weeks ± 2.5 SDs; range: 4–29), patients with stable or deteriorated WHO FC had higher risk of death or lung transplant within 7 years (mean follow-up: 4.7 years) compared with patients whose FC improved in univariate Cox regression analysis
 Batal et al. [41]WHODeath within 2 yearsBaseline WHO FC IV was independently associated with an increased likelihood of patients dying within 2 years relative to patients surviving ≥ 5 years in univariate and multivariate analysis excluding initial PAH therapy
 Nickel et al. [46]WHODeath or lung transplant within 5 yearse

Patients with more severe WHO FC (III/IV) at baseline had an increased risk of death or lung transplant in univariate analysise

Patients whose FC remained IV or III or increased to III/IV during follow-uph had a higher risk of lung transplant and death compared patients remaining stable at FC I/II and patients who improved from FC III/IV to I/II in multivariate analysis

 Benza et al. [44]NYHADeath at 3 years

At baseline, patients with NYHA FC IV had an increased risk of death at 3 years compared with patients with FC III and FC II

Patients with NYHA FC II had a reduced risk of death at 3 years compared with patients with NYHA FC III

 Kane et al. [48]WHODeath within 5 yearsiPatients with more severe WHO FC (III/IV) at baseline have an increased risk of death within 5 years,i with risk increasing by 69% per class
 Benza et al. [39]NYHA/WHODeath at 1 year

At baseline, patients with NYHA/WHO FC IV had the highest risk of death at 1-year, followed by patients with NYHA/WHO FC III

Patients with modified NYHA/WHO FC-I at baseline had a significantly reduced risk of death at 1 year

 Humbert et al. [42]WHODeath within 3 yearsPatients with WHO FC I/II at baseline have a significantly lower risk of death in individual Cox proportional hazards analysis
BNP/NT-proBNP
 Frantz et al. [52]BNPDeath at 5 years

Compared with patients with lower baseline levels (≤340 pg/mL), patients with higher baseline levels of BNP (>340 pg/mL) had a greater risk of death at 5 years

Effect of change to BNP between baseline and 1-year follow-up on risk of death at 5 years:

Greatest risk: patients whose BNP remains high (>340 pg/mL)

Second greatest risk: patients with increasing BNP

Third greatest risk: patients whose BNP decreases

Lowest risk: patients whose BNP remained low (≤340 pg/mL)

 Tang et al. [35]NT-proBNPAll-cause death or lung transplant

Patients with higher NT-proBNP had an increased risk of death or lung transplantg

The optimal cutoff value for NT-proBNP for predicting all-cause death or lung transplant was 1,105.5 pg/mL

Clinical worsening (see Table 3 for definition)Patients with higher NT-proBNP had an increased risk of clinical worseningg
 Ghofrani et al. [2]NT-proBNPDeathPatients with NT-proBNP higher or greater than the median (≥467 pg/mL) at baseline or increased NT-proBNP between baseline and follow-up had significantly increased risk of death in a bivariate Cox proportional hazards model; similar findings for NT-proBNP higher or greater than the median (≥268 pg/mL) at follow-up in univariate analysis
Clinical worsening (see Table 3 for definition)

Patients with NT-proBNP higher or greater than the median (≥467 pg/mL) at baseline or increased NT-proBNP between baseline and follow-up had significantly increased risk of clinical worsening in a bivariate Cox proportional hazards model; similar findings for NT-proBNP higher or greater than the median (≥268 pg/mL) at follow-up in univariate analysis

Time to first event was predicted by baseline NT-proBNP (0.91; 95% CI 0.88–0.94; P < 0.0001), change from baseline in NT-proBNP (0.90; 95% CI 0.85–0.95; P < 0.0001), and NT-proBNP at follow-up (0.91; 95% CI, 0.88–0.94; P < 0.0001)

 Ozpelit et al. [36]BNPDeath at follow-updPatients with higher BNP at baseline have an increased risk of death at follow-upd in univariate and multivariate analysis
 Zelniker et al. [43]NT-proBNPDeath at 4 yearsPatients with NT-proBNP > 704.5 pg/mL at baseline have a greater risk of death at 4 years
 Fritz et al. [40]BNPDeath at 2 yearsHigher baseline BNP was associated with a greater risk of death over 2 years; similar findings for BNP at 12 weeks
 Nickel et al. [46]NT-proBNPDeath or lung transplant within 5 yearsPatients with elevated NT-proBNP at baseline or whose NT-proBNP remained high or increased to ≥ 1,800 ng/L from baseline to follow-uph had increased risk of lung transplant and death at 1, 3, and 5 yearse in univariate and multivariate analysis, compared with patients whose NT-proBNP was low and with patients whose NT-proBNP remained low or decreased
 Kane et al. [48]FCDeath within 5 yearsiPatients with more severe WHO FC (III/IV) at baseline have an increased risk of death within 5 years,i with risk increasing by 69% per class
 Mauritz et al. [51]NT-proBNPDeath at follow-upj

Patients with higher NT-proBNP at baseline had a greater risk of death at follow-upj

Patients with NT-proBNP > 1256 pg/mL at baseline have a greater risk of death at follow-upj

Patients with a decrease of NT-proBNP of > 15% per year at evaluation had a lower risk of death at follow-upj

 Benza et al. [39]BNPDeath at 1 yearAt baseline, patients with BNP higher than threshold (>180 pg/mL) have a significantly higher risk of death at 1 year, while patients with BNP lower than threshold (< 50 pg/mL) have a significantly lower risk of death at 1 year
Risk groups
 Boucly et al. [54]6MWD, FC (WHO), and BNP/NT-proBNPkDeath or lung transplant at follow-upb

Patients who achieved fewer low-risk criteria (including 6MWD > 440 m and FC I/II)k at baseline or first re-evaluationc have a higher risk of death or lung transplant

In a subgroup analysis at first re-evaluationc where BNP < 50 ng/L or NT-proBNP < 300 ng/L was added to the univariate and multivariate analyses, the number of noninvasive low-risk criteria achieved (WHO/NYHA FC I/II, 6MWD > 440 m, and BNP < 50 ng/L or NT-proBNP < 300 ng/L) significantly predicted lower risk of lung transplant or death; hemodynamic low-risk criteria were no longer significant in this model

 Hoeper et al. [12]6MWD, FC (WHO), and BNP/NT-proBNPDeath within 5 years6MWD, FC (WHO), and BNP/NT-proBNP were the top factors determining a patient’s risk of mortality within 5 years in an analysis that also considered right atrial pressure, cardiac index, and mixed venous oxygen saturation as risk factors
 Kylhammar et al. [55]6MWD, FC (WHO), and NT-proBNPDeath within 5 yearsl

Patients in the high-risk group at baseline had the greatest risk of death within 5 years,l followed by patients in the intermediate risk group, with patients in the low-risk group with the lowest risk of death at those timepoints; similar findings for risk groups at follow-upm

Patients with a lower proportion of variables at “low risk” at follow-upm had a greater risk of death within 5 yearsl

Patients with stable intermediate risk or high risk or who worsened to intermediate risk or high risk between baseline and follow-upm had a greater risk of death within 5 yearsl compared with patients with stable low risk or who improved to low risk between baseline and follow-upm

6MWD 6-minute walk distance, BNP brain natriuretic peptide, CI confidence interval, FC functional class, IQR interquartile range, NT-proBNP N-terminal cleavage product of its prohormone, NYHA New York Heart Association, PAH pulmonary arterial hypertension, Q1 first quartile, SD standard deviation, US United States, WHO World Health Organization

aMedian time between the 2 6MWTs was 14.0 weeks (IQR 7.7–26.1)

bOver a median of 34 months (IQR 16–56)

cMedian: 4.4 months [IQR 3.6–6.4], maximum: 1 year

dFollowed up for mean ± SD 36.8 ± 23.6 months

eMedian follow-up was 38 months (IQR 25–70)

fMean ± SD follow-up was 4.53 ± 2.64 years

gMedian ± SD follow-up was 41 ± 15 months (maximum: 66 months)

h3–12 months after initiation of PAH-targeted therapy

iMedian follow-up of 3.2 years (IQR 1.3–5.0)

jMean ± SD follow-up period of 38 ± 23 months

kPatient risk was assessed according to the number of low-risk criteria achieved, including the following: WHO/NYHA FC I-II, 6MWD > 440 m, right atrial pressure < 8 mm Hg, and cardiac index ≥ 2.5 min−1 m−2; risk for a subset of patients with BNP or NT-proBNP measurements available at follow-up (n = 630) was considered in univariate and multivariate analysis where BNP < 50 ng/L or NT-proBNP < 300 ng/L was added as an additional noninvasive low-risk criterion

lFollow-up was 27 (11–51) months

mMedian time from baseline to first follow-up was 4 months (IQR 3–5)

Summary of relationships between noninvasive endpoints (6MWD, FC, BNP/NT-proBNP, and risk groups) and outcomes in the literature Patients with 6MWD in lower quartiles at baseline (reference: Q1 ≤ 300 m) or 6-month follow-up (reference: Q1 ≤ 348 m) had an increased risk of PAH-related death or hospitalization Patients with 6MWD below the median (≤400 m) at 6-month follow-up had an increased risk of PAH-related death or hospitalization Patients with a 6MWD ≤ 400 m at 6 months had a similarly poor long-term outcome regardless of whether their baseline 6MWD was > 400 m or ≤ 400 m Patients with 6MWD in lower quartiles at baseline (reference: Q1 ≤ 300 m) or 6-month follow-up (reference: Q1 ≤ 348 m) had an increased risk of all-cause death Patients with a 6MWD below the median (≤400 m) at 6-month follow-up had an increased risk of all-cause death Patients with a 6MWD ≤ 400 m at 6 months had a similarly poor long-term outcome regardless of whether their baseline 6MWD was > 400 m or ≤ 400 m Patients with shorter baseline 6MWD (per 10 m) had a greater risk of death or lung transplant over a median follow-up of 2.8 years (IQR: 1.1–4.6) in univariable and multivariable analyses At first follow-up (median time to first follow-up right heart catherization was 4.6 months [IQR: 3.7–7.8]), patients with shorter 6MWD (per 10 m) had an increased risk of death or lung transplant over a median follow-up of 2.8 years (IQR: 1.1–4.6) in univariable and multivariable analyses Patients with shorter 6MWD or 6MWD below a cutoff of < 165 m at baseline have an increased risk of death at 1 year; similar findings at follow-upa Patients with decreasing 6MWD between baseline and follow-upa had an increased risk of death at 1 year Patients with smaller improvements in 6MWD between baseline and 12-week follow-up had an increased risk of mortality at 3 years compared with patients with ≥ 20 m increases in 6MWD Risk of mortality at 3 years decreased with each 20 m increase in 6MWD at 12-week follow-up. Overall, an increase ≥ 20 m was associated with a reduced risk of death at 3 years Patients with more severe baseline NYHA FC (III/IV) had an increased risk of death or lung transplant over a median follow-up of 2.8 years (IQR: 1.1–4.6) in univariable and multivariable analyses At first follow-up (median time to first follow-up right heart catherization was 4.6 months [IQR: 3.7–7.8]), patients with more severe NYHA FC (III/IV) had an increased risk of death or lung transplant over a median follow-up of 2.8 years (IQR: 1.1–4.6) in univariable and multivariable analyses Mean total health care costs for patients with PAH were higher than costs for a Centers for Medicare and Medicaid Services managed care control group and increased with more severe FC Patients in WHO FC IV have the highest costs Patients with poor baseline WHO FC (III/IV) had significantly increased risk of death in a bivariate Cox proportional hazards model; similar findings for follow-up FC in univariate analysis Patients who improved at least one WHO FC from baseline to follow-up had a similar risk of death compared with patients whose FC did not improve, but patients who improved from WHO FC III/IV to I/II at follow-up had a reduced risk of death compared with patients who remained in WHO FC III/IV at both timepoints Compared with those whose FC improved within 1 year of enrollment, patients whose NYHA/WHO FC worsened and those whose FC remained unchanged had an increased risk of death within 3 years This trend was stronger in a subanalysis of patients with only idiopathic/familial PAH Patients with more severe WHO FC (III/IV) at baseline had an increased risk of death or lung transplant in univariate analysise Patients whose FC remained IV or III or increased to III/IV during follow-uph had a higher risk of lung transplant and death compared patients remaining stable at FC I/II and patients who improved from FC III/IV to I/II in multivariate analysis At baseline, patients with NYHA FC IV had an increased risk of death at 3 years compared with patients with FC III and FC II Patients with NYHA FC II had a reduced risk of death at 3 years compared with patients with NYHA FC III At baseline, patients with NYHA/WHO FC IV had the highest risk of death at 1-year, followed by patients with NYHA/WHO FC III Patients with modified NYHA/WHO FC-I at baseline had a significantly reduced risk of death at 1 year Compared with patients with lower baseline levels (≤340 pg/mL), patients with higher baseline levels of BNP (>340 pg/mL) had a greater risk of death at 5 years Effect of change to BNP between baseline and 1-year follow-up on risk of death at 5 years: Greatest risk: patients whose BNP remains high (>340 pg/mL) Second greatest risk: patients with increasing BNP Third greatest risk: patients whose BNP decreases Lowest risk: patients whose BNP remained low (≤340 pg/mL) Patients with higher NT-proBNP had an increased risk of death or lung transplantg The optimal cutoff value for NT-proBNP for predicting all-cause death or lung transplant was 1,105.5 pg/mL Patients with NT-proBNP higher or greater than the median (≥467 pg/mL) at baseline or increased NT-proBNP between baseline and follow-up had significantly increased risk of clinical worsening in a bivariate Cox proportional hazards model; similar findings for NT-proBNP higher or greater than the median (≥268 pg/mL) at follow-up in univariate analysis Time to first event was predicted by baseline NT-proBNP (0.91; 95% CI 0.88–0.94; P < 0.0001), change from baseline in NT-proBNP (0.90; 95% CI 0.85–0.95; P < 0.0001), and NT-proBNP at follow-up (0.91; 95% CI, 0.88–0.94; P < 0.0001) Patients with higher NT-proBNP at baseline had a greater risk of death at follow-upj Patients with NT-proBNP > 1256 pg/mL at baseline have a greater risk of death at follow-upj Patients with a decrease of NT-proBNP of > 15% per year at evaluation had a lower risk of death at follow-upj Patients who achieved fewer low-risk criteria (including 6MWD > 440 m and FC I/II)k at baseline or first re-evaluationc have a higher risk of death or lung transplant In a subgroup analysis at first re-evaluationc where BNP < 50 ng/L or NT-proBNP < 300 ng/L was added to the univariate and multivariate analyses, the number of noninvasive low-risk criteria achieved (WHO/NYHA FC I/II, 6MWD > 440 m, and BNP < 50 ng/L or NT-proBNP < 300 ng/L) significantly predicted lower risk of lung transplant or death; hemodynamic low-risk criteria were no longer significant in this model Patients in the high-risk group at baseline had the greatest risk of death within 5 years,l followed by patients in the intermediate risk group, with patients in the low-risk group with the lowest risk of death at those timepoints; similar findings for risk groups at follow-upm Patients with a lower proportion of variables at “low risk” at follow-upm had a greater risk of death within 5 yearsl Patients with stable intermediate risk or high risk or who worsened to intermediate risk or high risk between baseline and follow-upm had a greater risk of death within 5 yearsl compared with patients with stable low risk or who improved to low risk between baseline and follow-upm 6MWD 6-minute walk distance, BNP brain natriuretic peptide, CI confidence interval, FC functional class, IQR interquartile range, NT-proBNP N-terminal cleavage product of its prohormone, NYHA New York Heart Association, PAH pulmonary arterial hypertension, Q1 first quartile, SD standard deviation, US United States, WHO World Health Organization aMedian time between the 2 6MWTs was 14.0 weeks (IQR 7.7–26.1) bOver a median of 34 months (IQR 16–56) cMedian: 4.4 months [IQR 3.6–6.4], maximum: 1 year dFollowed up for mean ± SD 36.8 ± 23.6 months eMedian follow-up was 38 months (IQR 25–70) fMean ± SD follow-up was 4.53 ± 2.64 years gMedian ± SD follow-up was 41 ± 15 months (maximum: 66 months) h3–12 months after initiation of PAH-targeted therapy iMedian follow-up of 3.2 years (IQR 1.3–5.0) jMean ± SD follow-up period of 38 ± 23 months kPatient risk was assessed according to the number of low-risk criteria achieved, including the following: WHO/NYHA FC I-II, 6MWD > 440 m, right atrial pressure < 8 mm Hg, and cardiac index ≥ 2.5 min−1 m−2; risk for a subset of patients with BNP or NT-proBNP measurements available at follow-up (n = 630) was considered in univariate and multivariate analysis where BNP < 50 ng/L or NT-proBNP < 300 ng/L was added as an additional noninvasive low-risk criterion lFollow-up was 27 (11–51) months mMedian time from baseline to first follow-up was 4 months (IQR 3–5)

6MWD and Risk of Death

Risk of death was increased among patients with 6MWD that was shorter [2, 36], below the median (< 380 m) [2], or in lower quartiles at baseline (reference: Q1 ≤ 300 m) [37]. Specifically, risk of death at 1 year was increased among patients with shorter 6MWD [38] or 6MWD < 165 m at baseline [38, 39] and decreased among patients with 6MWD ≥ 440 m at baseline [39]. Risk of death within 2 years was increased among patients with 6MWD that was shorter or in lower quartiles at baseline [40]. Further, 6MWD ≤ 250 m at baseline was independently associated with an increased risk of patients dying within 2 years relative to patients surviving ≥ 5 years [41]. Risk of death was also increased at 3 years [42] and 4 years [43] among patients with shorter 6MWD at baseline. At follow-up, risk of death was increased among patients with 6MWD that was shorter [2], in lower quartiles (reference: Q1 ≤ 348 m) [37], or below the median (defined as ≤ 400 m [37] or < 418 m [2]). Within 1 year, risk of death was increased among patients with 6MWD that was < 165 m [38]. Risk of death within 2 years was increased among patients with 6MWD that was shorter or in lower quartiles at 12-week assessment [40]. At 3 years, risk of death was increased among patients with smaller improvements in 6MWD between baseline and the 12-week follow-up compared with patients with ≥ 20 m increases in 6MWD [44].

6MWD and Risk of Death or Lung Transplant

Risk of death or lung transplant was increased among patients with 6MWD that was shorter [34, 45] or below cutoff at baseline (≤ 342 m) [34]. Risk of death or lung transplant at 5 years was increased among patients with shorter baseline 6MWD [46]. At follow-up, risk of death or lung transplant was higher among patients with 6MWD that was shorter [45] or declined ≥ 35 m or ≥ 8% [34].

6MWD and Risk of PAH-Related Death or Hospitalization

Risk of PAH-related death or hospitalization was increased among patients with 6MWD in lower quartiles at baseline (reference: Q1 ≤ 300 m) [37]. At follow-up, risk was increased among patients with 6MWD in lower quartiles or below the median (≤ 400 m) [37].

6MWD and Risk of Clinical Worsening

Risk of clinical worsening increased among patients with 6MWD that was shorter [2, 34] or ≤ 342 m at baseline [34]. Risk was higher among patients with shorter [2] or decreasing 6MWD at follow-up [2, 34].

FC

Sixteen studies evaluated the relationship between FC and death (n = 9), death or lung transplant (n = 4), experiencing a costly event indicative of clinical worsening (n = 3), using health care resources (n = 2), and incurring health care costs (n = 1) (Table 4).

FC and Risk of Death

Patients with an increased risk of death at follow-up had more severe baseline FC (III/IV) [2, 36, 47], with highest risk of death within 1 year specifically among FC IV patients [39]. Further, FC IV symptomatology at baseline was independently associated with an increased likelihood of reduced survival (dying within 2 years) in univariate and multivariate analysis excluding initial PAH therapy [41]. Risk of death within 3 years was significantly higher for patients with more severe FC (III/IV) at baseline [42, 44]. Within 5 years, risk of death was higher for FC III or IV patients at baseline and increased 69% per class [48]. Risk of death was also predicted by more severe FC (III/IV) at follow-up [2]. Patients who improved at least one FC from baseline to follow-up had a similar risk of death compared with patients whose FC did not improve, but patients who improved from FC III/IV to I/II at follow-up had a reduced risk of death compared with patients who remained in FC III/IV at both time points [2]. Risk of death at 3 years was higher for patients whose FC worsened or remained unchanged compared with those whose FC improved within 1 year of enrollment [49].

FC and Risk of Death or Lung Transplant

For the combined endpoint of risk of death or lung transplant, risk was higher among patients with more severe FC (III/IV) at baseline in studies examining FC [35, 45]. Risk of death or lung transplant within 5 years was higher for patients with more severe FC (III/IV) at baseline [46]. Risk of death or lung transplant was also predicted by more severe FC (III/IV) [45] at follow-up and changes in FC between baseline and follow-up. Risk of death or lung transplant within 5 years was increased for patients whose FC remained III or IV or increased to III/IV during follow-up compared with patients who remained at FC I/II and patients who improved from FC III/IV to I/II [46]. Within 7 years, risk of death or lung transplant similarly increased for patients with stable or deteriorated FC compared with patients whose FC improved [50].

FC and Risk of Clinical Worsening

Risk of clinical worsening was increased among patients with more severe FC (III/IV) at baseline [2, 34, 35]. More severe FC (III/IV) at follow-up or FC that worsened (from I/II to III/IV) between baseline and follow-up also predicted clinical worsening [2].

BNP/NT-proBNP

Nine studies evaluated the relationship between BNP/NT-proBNP and risk of death (n = 7), experiencing a costly event indicative of clinical worsening (n = 2), and death or lung transplant (n = 2) (Table 4). The frequency of use of BNP (four studies) and NT-proBNP (five studies) was similar in the literature, with no clear temporal differences by year of publication or study start date.

BNP/NT-proBNP and Risk of Death

Risk of death was increased for patients with higher BNP [36] or NT-proBNP at baseline [2, 51] or NT-proBNP above the median (≥ 467 pg/mL) [2] or cutoff (>1256 pg/mL) at baseline [51]. Risk of death at 1 year was increased for patients with BNP higher than the threshold (> 180 pg/mL) at baseline [39]. Risk of death at 2 years was increased among patients with higher BNP at baseline [40]. At 4 years, risk of death was increased among patients with NT-proBNP > 704.5 pg/mL at baseline [43]. Increased risk of death at 5 years was associated with baseline levels of BNP > 340 pg/mL [52]. Risk of death also increased for patients whose NT-proBNP was higher [2], greater than the median (≥ 268 pg/mL) [2], or increased between baseline and follow-up [2, 51]. Risk of death at 2 years, in particular, was increased among patients with elevated BNP at the week 12 assessment [40]. Risk of death at 5 years was highest among patients whose BNP remained high (> 340 pg/mL), followed by patients with increased BNP at 1 year of follow-up; patients whose BNP decreased or remained low (≤ 340 pg/mL) at 1 year of follow-up had the lowest risk [52].

NT-proBNP and Risk of Death or Lung Transplant

Risk of death or lung transplant was increased for patients with elevated NT-proBNP at baseline [35, 46]. An optimal cutoff of NT-proBNP > 1105.5 pg/mL at baseline predicted risk of all-cause death or lung transplant [35]. Risk of death at 1, 3, and 5 years was increased among patients whose NT-proBNP remained high or increased to ≥ 1800 ng/L at follow-up [46].

NT-proBNP and Risk of Clinical Worsening

Risk of clinical worsening was increased among patients with NT-proBNP that was elevated [2, 35] or greater than the median (≥ 467 pg/mL) at baseline [2]. Risk of clinical worsening was also increased among patients with elevated or increased NT-proBNP at follow-up [2].

FC and Economic Outcomes

Mean total health care costs for patients with PAH were higher than costs for a Centers for Medicare and Medicaid Services managed care control group and increased with more severe baseline FC, with patients in FC IV having the highest costs [6]. Health care resource utilization, including inpatient admissions, longer average lengths of stay, and emergency department visits, was also greater for patients with FC IV than other FC subgroups [6]. In another study, patients with severe PAH who received medical therapy alone were more likely to have more severe FC (III/IV), which was associated with greater health care resource utilization compared with patients who received exercise training plus medical therapy [53].

6MWD, FC, and BNP/NT-proBNP Risk Groups

Three studies evaluated the relationship between risk group and death within 5 years (n = 2) and death or lung transplant (n = 1) (Table 4). The 2015 European Society of Cardiology (ESC)/European Respiratory Society (ERS) guidelines were used to stratify patients as low, intermediate, or high risk [12, 54, 55]. All three studies considered FC and 6MWD when determining risk [12, 54, 55] (Table 4). Two considered BNP/NT-proBNP in the primary determination of risk [12, 55], while one study considered the additive value of BNP < 50 ng L−1 or NT-proBNP < 300 ng L−1 low-risk criteria [54]. Additional factors considered in determining risk included right atrial pressure, cardiac index, mixed venous oxygen saturation [12, 54, 55], right atrial area, and pericardial effusion [55]. Risk was determined by a mean score calculated using the sum of the grades assigned to each risk factor from 1 (low risk) to 3 (high risk) and dividing by the total number of risk factors [12, 55] and by the number of low-risk criteria present at baseline and re-evaluation (FC I-II, 6MWD > 440 m, right atrial pressure < 8 mm Hg and cardiac index ≥ 2.5 min−1 m−2) [54].

Risk Groups and Risk of Death

Risk of death within 5 years was increased among patients with a higher proportion of “high-risk” variables at both baseline and follow-up, determined with the inclusion of 6MWD, FC, and NT-proBNP [55]. 6MWD followed by FC and BNP/NT-proBNP most strongly correlated with a patient’s risk of death within 5 years [12].

Risk Groups and Risk of Death or Lung Transplant

At baseline, all four low-risk criteria significantly predicted risk of death or lung transplant in univariable analysis; 6MWD > 440 m was the only low-risk criterion remaining significant in multivariable analysis [54]. At first re-evaluation, all four low-risk criteria significantly predicted risk of death or lung transplant in univariate and multivariable analysis [54]. Outcomes were similar for patients who had an increase in the number of low-risk criteria achieved between baseline and first re-evaluation (< 3 to having 3–4) and those who had 3–4 low-risk variables at both time points. Patients with less than three low-risk criteria at both baseline and first revaluation had the greatest risk of death or lung transplant; for patients with zero low-risk variables at follow-up, transplant-free survival was worse for those with two high-risk variables than for those with one. In the subgroup of patients who had all three noninvasive measurements at follow-up, risk of death or lung transplant was significantly lower for patients who achieved one or more low-risk criteria (FC I-II, 6MWD > 440 m, BNP < 50 ng L−1); in this multivariable model, hemodynamic low-risk criteria (right atrial pressure < 8 mm Hg and cardiac index ≥ 2.5 min−1 m−2) were no longer significant predictors of transplant-free survival [54].

Discussion

This review provides support for 6MWD, FC, and BNP/NT-proBNP as correlates of risk of long-term health outcomes (e.g., mortality and clinical worsening), costly events (e.g., lung transplants or hospitalization), and economic outcomes (e.g., costs and resource utilization) in PAH. Relative to patients with longer or increased 6MWD, patients with shorter or decreased 6MWD have a higher risk of death and experiencing costly events indicative of clinical worsening, such as hospitalization or lung transplant. Compared to patients with more favorable (I or II) or improved FC, patients with poorer (III or IV) or declined FC consume greater health care resources, incur higher health care costs, and are at an increased risk of death and clinical worsening. Patients with elevated or increased BNP/NT-proBNP have a higher risk of death and clinical worsening relative to patients with lower or decreased BNP/NT-proBNP. In addition, patients classified into more severe risk groups, determined by multiple noninvasive endpoints (e.g., 6MWD, FC, and BNP/NT-proBNP), have an increased risk of death and lung transplant. These findings are important considering the current shift from using these noninvasive measures as primary and secondary endpoints in PAH clinical trials to evaluating mortality and clinical worsening in clinical trials. A related review has also concluded that 6MWD and FC are clinically meaningful trial endpoints associated with outcomes in patients with PAH and CTEPH [16]. While mortality and clinical worsening are robust and valuable long-term endpoints in clinical trials, 6MWD, FC, and BNP/NT-proBNP remain informative prognostic indicators that can be used in the clinic to assess and reduce risk of death or costly events for patients with PAH [15]. Whereas multiple definitions are used for clinical worsening across trials, 6MWD, FC, and BNP/NT-proBNP are universally defined and recognized, enabling comparisons of treatment efficacy across trials using these endpoints. 6MWD and FC are already being included in the composite endpoint of clinical worsening in many trials and in risk calculators such as REVEAL 2.0 [13]. BNP/NT-proBNP is also included in risk calculators [13] and is a prominent biomarker used in clinical management [56, 57] as well as part of the multiparametric risk assessment approach outlined in guidelines [58]. These noninvasive endpoints are simpler and more inexpensive to assess relative to event-based endpoints [14]. For instance, morbidity and mortality event trials require a large number of subjects in order to demonstrate effects even as early as 1 year [59, 60]. Looking to the future, consideration should be given to including 6MWD, FC, and BNP/NT-proBNP in the assessment of time to clinical improvement, a new endpoint proposed at the recent 6th World Symposium on Pulmonary Hypertension [61]. Conclusions from the present review should be considered with caution because no pooled analysis was performed to evaluate the observed relationships between the noninvasive endpoints and long-term outcomes for statistical significance. Previous meta-analyses and pooled analyses for 6MWD have found no correlation between 6MWD and mortality [21] and clinical events [22] or only modest validity for 6MWD as a surrogate endpoint [18]. Given that the majority of studies evaluating 6MWD included in this review were published after these studies were conducted (10 of 13 studies), an updated analysis is needed in order to confirm our observations. In addition, the paucity of literature evaluating health care resource utilization and costs in PAH limits the ability to draw conclusions on the predictive nature of noninvasive endpoints in terms of economic outcomes. However, given what is known about the relationships between noninvasive endpoints and events, such as hospitalization and lung transplant, the economic impact may be extrapolated using existing data on the costs of those events. Further, our review did not consider the predictive value of additional variables that are considered in risk assessments such as cardiopulmonary exercise testing, imaging (e.g., echocardiogram, cardiac magnetic resonance imaging), hemodynamics, and right heart catherization [13, 56]. While these variables are important, our review focused on the noninvasive endpoints most commonly used in clinical trials and risk assessments that are most efficient and inexpensive to assess.

Conclusions

Mortality and clinical worsening will continue to be valuable endpoints in assessing treatment efficacy and safety in PAH; however, these endpoints require lengthy follow-up and cannot be applied in clinical settings where risk reduction is the goal of treatment. Further, differing definitions used for clinical worsening across trials limit the ability of stakeholders to compare treatment efficacy. 6MWD, FC, and BNP/NT-proBNP are universally defined, low-cost, efficient, noninvasive endpoints that correlate with long-term health and economic outcomes in patients with PAH. Collectively, they are important components of risk assessments and will remain beneficial in the clinic to guide treatment decisions. Future research should meta-analytically examine the relationships between these noninvasive endpoints and long-term outcomes for statistical significance. Additional studies are needed examining the relationship between 6MWD, FC, and BNP/NT-proBNP and economic outcomes and the potential utility of 6MWD, FC, and BNP/NT-proBNP as a composite endpoint assessing risk.
  59 in total

1.  Risk assessment, prognosis and guideline implementation in pulmonary arterial hypertension.

Authors:  Athénaïs Boucly; Jason Weatherald; Laurent Savale; Xavier Jaïs; Vincent Cottin; Grégoire Prevot; François Picard; Pascal de Groote; Mitja Jevnikar; Emmanuel Bergot; Ari Chaouat; Céline Chabanne; Arnaud Bourdin; Florence Parent; David Montani; Gérald Simonneau; Marc Humbert; Olivier Sitbon
Journal:  Eur Respir J       Date:  2017-08-03       Impact factor: 16.671

Review 2.  Surrogate end points in pulmonary arterial hypertension: assessing the response to therapy.

Authors:  Jennifer L Snow; Steven M Kawut
Journal:  Clin Chest Med       Date:  2007-03       Impact factor: 2.878

3.  From short-term benefits to long-term outcomes: the evolution of clinical trials in pulmonary arterial hypertension.

Authors:  Murali M Chakinala; Robyn Barst
Journal:  Pulm Circ       Date:  2013-12-04       Impact factor: 3.017

Review 4.  New trial designs and potential therapies for pulmonary artery hypertension.

Authors:  Mardi Gomberg-Maitland; Todd M Bull; Rajeev Saggar; Robyn J Barst; Amany Elgazayerly; Thomas R Fleming; Friedrich Grimminger; Maurizio Rainisio; Duncan J Stewart; Norman Stockbridge; Carlo Ventura; Ardeschir H Ghofrani; Lewis J Rubin
Journal:  J Am Coll Cardiol       Date:  2013-12-24       Impact factor: 24.094

Review 5.  The Low-Risk Profile in Pulmonary Arterial Hypertension. Time for a Paradigm Shift to Goal-oriented Clinical Trial Endpoints?

Authors:  Jason Weatherald; Athénaïs Boucly; Sandeep Sahay; Marc Humbert; Olivier Sitbon
Journal:  Am J Respir Crit Care Med       Date:  2018-04-01       Impact factor: 21.405

6.  The changing picture of patients with pulmonary arterial hypertension in the United States: how REVEAL differs from historic and non-US Contemporary Registries.

Authors:  Adaani E Frost; David B Badesch; Robyn J Barst; Raymond L Benza; C Gregory Elliott; Harrison W Farber; Abby Krichman; Theodore G Liou; Gary E Raskob; Prieya Wason; Kathleen Feldkircher; Michelle Turner; Michael D McGoon
Journal:  Chest       Date:  2010-06-17       Impact factor: 9.410

Review 7.  A Review of Clinical Trial Endpoints of Patients with Pulmonary Arterial Hypertension and Chronic Thromboembolic Pulmonary Hypertension and How They Relate to Patient Outcomes in the United States.

Authors:  Christine Divers; David Platt; Edward Wang; Jay Lin; Melissa Lingohr-Smith; Stephen C Mathai
Journal:  J Manag Care Spec Pharm       Date:  2017-01

8.  Novel biomarkers for risk stratification in pulmonary arterial hypertension.

Authors:  Thomas Zelniker; Lorenz Uhlmann; Sebastian Spaich; Jörg Friedrich; Michael R Preusch; Franz J Meyer; Hugo A Katus; Evangelos Giannitsis
Journal:  ERJ Open Res       Date:  2015-10-19

Review 9.  Early intervention in the management of pulmonary arterial hypertension: clinical and economic outcomes.

Authors:  Charles D Burger; Mohamedanwar Ghandour; Divya Padmanabhan Menon; Haytham Helmi; Raymond L Benza
Journal:  Clinicoecon Outcomes Res       Date:  2017-11-24

10.  Risk stratification and medical therapy of pulmonary arterial hypertension.

Authors:  Nazzareno Galiè; Richard N Channick; Robert P Frantz; Ekkehard Grünig; Zhi Cheng Jing; Olga Moiseeva; Ioana R Preston; Tomas Pulido; Zeenat Safdar; Yuichi Tamura; Vallerie V McLaughlin
Journal:  Eur Respir J       Date:  2019-01-24       Impact factor: 16.671

View more
  2 in total

1.  LUNG Year in Review: 2020.

Authors:  Peter V Dicpinigaitis
Journal:  Lung       Date:  2021-01-26       Impact factor: 2.584

2.  Haemodynamic effects of riociguat in CTEPH and PAH: a 10-year observational study.

Authors:  Suqiao Yang; Yuanhua Yang; Yixiao Zhang; Tuguang Kuang; Juanni Gong; Jifeng Li; Yidan Li; Jianfeng Wang; Xiaojuan Guo; Ran Miao
Journal:  ERJ Open Res       Date:  2021-09-06
  2 in total

北京卡尤迪生物科技股份有限公司 © 2022-2023.