| Literature DB >> 31420394 |
Alicia O'Cathain1, Liz Croot2, Edward Duncan3, Nikki Rousseau3, Katie Sworn2, Katrina M Turner4, Lucy Yardley4,5, Pat Hoddinott3.
Abstract
OBJECTIVE: To provide researchers with guidance on actions to take during intervention development. SUMMARY OF KEY POINTS: Based on a consensus exercise informed by reviews and qualitative interviews, we present key principles and actions for consideration when developing interventions to improve health. These include seeing intervention development as a dynamic iterative process, involving stakeholders, reviewing published research evidence, drawing on existing theories, articulating programme theory, undertaking primary data collection, understanding context, paying attention to future implementation in the real world and designing and refining an intervention using iterative cycles of development with stakeholder input throughout.Entities:
Keywords: guidance; health; intervention development
Mesh:
Year: 2019 PMID: 31420394 PMCID: PMC6701588 DOI: 10.1136/bmjopen-2019-029954
Source DB: PubMed Journal: BMJ Open ISSN: 2044-6055 Impact factor: 2.692
Framework of actions for intervention development
| Action | Consider the relevance and importance of the following |
| Plan the development process | Identify the problem to be targeted and refine understanding of it throughout the process. |
| Involve stakeholders, including those who will deliver, use and benefit from the intervention | Work closely with relevant stakeholders throughout the development process: patients, the public, the target population, service providers, those who pay for health and social services or interventions, policymakers and intervention design specialists. |
| Bring together a team and establish decision-making processes | Include within the development team individuals with relevant expertise: in the problem to be addressed by the intervention including those with personal experience of the problem, in behaviour change when the intervention aims to change behaviour, in maximising engagement of stakeholders and with a strong track record in designing complex interventions. |
| Review published research evidence | Review published research evidence before starting to develop the intervention and throughout the development process for example, to identify existing interventions, to understand the evidence base for each proposed substantive intervention component. |
| Draw on existing theories | Identify an existing theory or framework of theories to inform the intervention at the start of the process, for example, behaviour change or implementation theory. |
| Articulate programme theory | Develop a programme theory. The programme theory may draw on existing theories. Aspects of the programme theory can be represented by a logic model or set of models. |
| Undertake primary data collection | Use a wide range of research methods throughout, for example, qualitative research to understand the context in which the intervention will operate, quantitative methods to measure change in intermediate outcomes. |
| Understand context | Understand the context in which the intervention will be implemented. Context may include population and individuals; physical location or geographical setting; social, economic, cultural and political influences and factors affecting implementation, for example, organisation, funding and policy. |
| Pay attention to future implementation of the intervention in the real world | From the start, understand facilitators and barriers to reaching the relevant population, future use of the intervention, ‘scale up’ and sustainability in real world contexts. |
| Design and refine the intervention | Generate ideas about content, format and delivery with stakeholders. |
| End the development phase | There are no established criteria for stopping the intensive development phase and moving on to the feasibility/pilot or evaluation phases. The concepts of data saturation and information power may be useful when assessment of later iterations of the intervention produces few changes. |
Figure 1Logic model for intervention development.
Different approaches to intervention development
| Category | Definition | Examples of approaches* |
| 1. Partnership | The people whom the intervention aims to help are involved in decision-making about the intervention throughout the development process, having at least equal decision-making powers with members of the research team. | Coproduction, cocreation, codesign; user driven; experience-based codesign; community-based participatory research |
| 2. Target population centred | Interventions are based on the views and actions of the people who will use the intervention. | Person based; user centred; human-centred design |
| 3. Theory and evidence based | Interventions are based on combining published research evidence and existing theories for example, psychological or organisational theories. | Medical Research Council Framework for developing and evaluating complex interventions; Behaviour Change Wheel; Intervention Mapping; Normalisation Process Theory; Theoretical Domains Framework |
| 4. Implementation based | Interventions are developed with attention to ensuring the intervention will be used in the real world if found to be effective at the evaluation phase. | Reach, Effectiveness, Adoption, Implementation, Maintenance |
| 5. Efficiency based | Components of an intervention are tested using experimental designs to determine active components and make interventions more efficient. | Multiphase Optimization Strategy |
| 6. Stepped or phased | Interventions are developed through emphasis on a systematic and sequential set of processes involved in intervention development. | Six essential Steps for Quality Intervention Development; Five actions model; Obesity Related Behavioral Intervention Trials |
| 7. Intervention specific | An intervention development approach is constructed for a specific type of intervention. | Digital (eg, Integrate, Design, Assess and Share); patient decision support aids |
| 8. Combination | Published approaches to intervention development are combined. | Participatory Action Research based on theories of Behaviour Change and Persuasive Technology |
| 9. Pragmatic | Developers use a self-selected set of actions. | Sometimes framed as mixed methods or formative evaluation |
*See reference 6 for references and examples.