Femoroacetabular Impingement Randomised controlled Trial (FIRST) - a multi-centre randomized controlled trial comparing arthroscopic lavage and arthroscopic osteochondroplasty on patient important outcomes and quality of life in the treatment of young adult (18-50 years) femoroacetabular impingement: a statistical analysis plan.

BACKGROUND: The research objectives of the Femoroacetabular Impingement Randomised controlled Trial (FIRST) are to assess whether surgical correction of the hip impingement morphology (arthroscopic osteochondroplasty) with or without labral repair, in adults aged 18-50 years diagnosed with non-arthritic femoroacetabular impingement (FAI), provides decreased pain and improved health-related quality of life at 12 months compared to arthroscopic lavage of the hip joint. This article describes the statistical analysis plan for the FIRST trial. METHODS/
DESIGN: FIRST is an ongoing multi-centre, blinded randomised controlled trial of 220 patients who have been diagnosed with FAI and are optimized for surgical intervention. This article describes the overall analysis principles, including how participants will be included in each analysis, the presentation of the results, adjustments for covariates, the primary and secondary outcomes and their respective analyses. In addition, we will present the planned sensitivity and subgroup analyses. DISCUSSION: Our rationale for FIRST is based upon (1) an epidemic of FAI surgery with resultant increased healthcare costs over that last decade, (2) worldwide disparity in perceptions about its utility, and (3) consensus that definitive evidence for or against surgical approaches is lacking. TRIAL REGISTRATION: ClinicalTrials.gov, NCT01623843 . Registered on 20 June 2012.

RCT Entities:   Population Interventions Outcomes

Background

The Femoroacetabular Impingement Randomised controlled Trial (FIRST) is a multi-centre, concealed randomized controlled trial (RCT) evaluating the effect of arthroscopic lavage (i.e. washing out the hip joint) versus osteochondroplasty (i.e. surgical correction of the hip impingement morphology) in adults aged 18–50 years diagnosed with non-arthritic femoroacetabular impingement (FAI). The protocol for the FIRST trial has been previously published [1] and provides more detail on the trial rationale, eligibility criteria, interventions, data management, and methods for limiting bias.

FAI is a condition that causes hip pain in the young adult as a result of a size and shape mismatch between the femoral head and the acetabulum. FAI is typically classified into two sub-types; cam type (a misshaped femoral head) or pincer type (an over-covered or deep socket). Most patients have a combination of both types of impingement. With FAI, the femoral head (ball) and acetabular rim (socket) of the hip joint collide during hip flexion and rotation. This collision results in an impingement of the femoral head/neck/column on the acetabular rim, and patients experience hip pain. This pain can be a precursor to early hip damage such as cartilage delamination and labral tears of the hip. As the condition progresses, the resulting hip damage may lead to osteoarthritis of the hip [1].

The rationale for the FIRST trial is based upon (1) an exponential increase in FAI surgery with resultant increased healthcare costs over that last decade, (2) worldwide disparity in perceptions about its utility, and (3) consensus that definitive evidence for or against surgical approaches is lacking. Therefore, the primary objective of the trial is to assess whether surgical correction of the impingement morphology (arthroscopic osteochondroplasty) with or without labral repair, in adults aged 18–50 years diagnosed with non-arthritic FAI, provides decreased pain at 12 months compared to arthroscopic lavage of the hip joint. Secondary objectives include measuring outcomes associated with the intervention and control groups (osteochondroplasty versus lavage) related to improved lifestyle, emotional health, and physical health.

This trial is a parallel multi-centre, blinded randomised controlled trial (RCT) of 220 patients who have been diagnosed with FAI, to determine the superiority of arthroscopic osteochondroplasty to arthroscopic lavage. Briefly, participants were recruited from experienced hip surgeons practicing at 10 participating sites based in Canada, Finland, and Denmark. Patients were allocated to one of two treatment arms using an online centralized 24-h computerised randomisation system. The randomisation system follows a computer-generated randomisation schedule in random block sizes of 4 and 8. Randomisation was stratified by impingement sub-type (cam versus mixed) and clinical centre. Study personnel monitor critical aspects of perioperative care and rehabilitation. We are assessing subject pain within 12 months using a visual analogue scale (VAS) after surgery as the primary outcome. Secondary outcomes include function, health-related quality of life, post-operative complications, and costs. Quality of the surgery and complications, including re-operations, will be reviewed by an independent adjudication committee. Outcome assessors and data analysts are blinded to treatment allocation. The full study process is shown in Fig. 1.

Fig. 1

Femoroacetabular Impingement Randomised controlled Trial (FIRST) process overview. MRI, magnetic resonance imaging; MRA, magnetic resonance angiography; FAI, femoroacetabular impingement; VAS, visual analogue scale; HOS, Hip Outcome Score; iHOT, International Hip Outcome Tool; SF-12 Short Form-12; EQ-5D, EuroQol-5 Dimensions

In this article, we present our planned statistical analyses for the FIRST trial. The statistical analysis plan was finalized and approved on 29 November 2017 (Version 1.0) for the FIRST trial protocol (20 April 2016, Version 3.0) and in accordance with the trial Masterfile, including the Data Management Plan (June 4, 2014, Version 1.0). Ethics approval was granted at the Methods Centre at McMaster University (Hamilton Integrated Research Ethics Board #12–396) and at each participating site (as per their local ethics board). The trial is registered at ClinicalTrials.gov (NCT01623843).

Methods

Outcomes

Primary outcome

The FIRST primary outcome is pain at 12 months as measured by the VAS. The primary analysis is to assess whether surgical correction of the impingement morphology (arthroscopic osteochondroplasty) with/without labral repair, in adults aged 18–50 years diagnosed with FAI, provides decreased pain at 12 months compared to arthroscopic lavage of the hip joint with/without labral repair, as measured by the VAS. The VAS is a validated unidimensional scale that is easy to use, requires no verbal or reading skills, and is sufficiently versatile to be employed in a variety of settings [2-4].

Secondary outcomes

Secondary outcomes include:

Hip function as measured by the Hip Outcome Score (HOS).

Generic physical and mental health as measured by the Short Form-12 (SF-12).

Impact of hip-specific disease on function and lifestyle in the young, active patient as measured by the International Hip Outcome Tool (iHOT-12).

Health utility as measured by the EuroQol (EQ-5D).

Complications, including additional surgery and other serious and non-serious adverse events. Reasons for re-operations for the randomized hip typically include, but are not limited to re-injury of the labrum/cartilage, hip dislocation, hip instability, infection (deep or superficial), wound healing problem, soft tissue problem, and unresolved hip pain. Other hip-related adverse events to be reported include, but are not limited to, hip instability, tendinopathy, re-injury of the labrum/cartilage, hip osteoarthritis post-surgery, and infection (superficial or deep).

The HOS is a self-administered hip score that was designed to capture hip function and outcomes following surgical therapies such as arthroscopy [5]. The HOS has been shown to have the greatest clinimetric evidence for use in patients with FAI or labral tears [6, 7]. The SF-12 may be self-completed or interview-administered and will help document general health status and the burden of illness that FAI presents [8]. The iHOT-12 is a shorter version of the iHOT-33 designed to be easier to complete in routine clinical practice to measure both health-related quality of life and changes after treatment in young, active patients with hip disorders [9]. This questionnaire has been shown to be valid, reliable, and responsive to change [9]. The EQ-5D is a standardized instrument for use as a measure of health outcome [10]. The EQ-5D comprises five dimensions of health (mobility, self-care, usual activities, pain/discomfort, and anxiety/depression). The EQ-5D has been used in previous studies involving patients with hip pain and has been extensively validated [11, 12].

Discussion

Analysis plan

This statistical analysis plan follows the JAMA Guidelines for the content of statistical analysis plans in clinical trials [13]. A summary of all planned analyses is provided in Table 1.

Table 1

Statistical analysis plan summary

Objective	Outcome		Hypothesis	Method of analysisa
	Name	Type
Primary objective
To compare pain levels at 1 year	Pain (VAS)	Continuous	Osteochondroplasty will reduce pain compared to lavage	Multiple linear regression
Secondary objectives 1
To compare patient-reported health-related quality of life	Hip function (HOS)	Continuous	Osteochondroplasty will improve health-related quality of life, function, and utility compared to lavage	Multiple linear regression
	Hip-specific disease on hip function (iHOT-12)	Continuous
	Physical health (SF-12 PCS)	Continuous
	Mental health (SF-12 MCS)	Continuous
	Health Utility (EQ-5D)	Continuous
Secondary objective 2
To compare hip complications	Hip-related complications (e.g. re-operation)	Binary	Osteochondroplasty will reduce rate of re-operations compared to lavage	Multiple logistic regression
Subgroup analysis
Hip impingement severity: mild (alpha angle < 60 – > 50 degrees), moderate (alpha angle > 60 – < 83°), severe (alpha angle > 83°)	Pain (VAS)	Continuous	Patients with severe impingement at baseline will have the greatest improvement with the osteochondroplasty procedure compared with those with moderate to mild impingement	Multiple linear regression
Gender: male, female	Pain (VAS)	Continuous	The osteochondroplasty procedure will perform better in males	Multiple linear regression
Cartilage status (based on Tonnis and Heinecke classification): grades 3 and 4, grades 1 and 2	Pain (VAS)	Continuous	Osteochondroplasty will perform worse in patients with worse cartilage status (i.e. grades 3 and 4)	Multiple linear regression
Treatment of the labrum: labral repair, resection	Pain (VAS)	Continuous	Patients receiving a labral repair will perform better than those receiving a resection as part of the osteochondroplasty procedure	Multiple linear regression
Sensitivity analysis
Trial site (centre-effects)	Pain (VAS)	Continuous	We do not expect the effect to change substantially when centre-effects are removed from the primary analysis	Multiple linear regression with centre-effects removed
Missing data effect	Pain (VAS)	Continuous	We do not expect the effect to change substantially without imputation for missing data	Multiple linear regression with complete cases only
Potential baseline imbalance	Pain (VAS)	Continuous	Results will remain robust after adjusting for potential baseline imbalance on age, any comorbidities, onset of symptoms, and presence of labral tears at initial surgery	Multiple linear regression with complete cases only

*All regression analyses will be controlled for centre as a stratification variableVAS: Visual Analogue Scale, SF: Short Form, PCS: Physical Component Summary, MCS: Mental Component Summary, HOS:Hip Outcome Score, iHOT: International Hip Outcome Tool, EQ-5D: Euroqol-5 Dimensions

Blinded analyses

All statistical analyses will first be completed using blinded treatment groups (i.e. treatment X and Y). Interpretations for the effect of the surgical interventions will be documented based upon blinded X versus Y treatment [14].

Presentation of data

The trial results will be presented according to the Consolidated standards of reporting trials (CONSORT) guidelines for RCTs [15]. The baseline demographic characteristics and a description of the surgical and peri-operative management characteristics of the patients will be summarized by group, reported as mean (standard deviation (SD)) or median (first quartile, third quartile) for continuous variables and count (percent) for categorical variables (Tables 2 and 3). All statistical tests will be two-tailed with α = 0.05.

Table 2

Patient demographics and hip characteristics

	Treatment Xn =	Treatment Yn =
Patient characteristics
Age, mean (SD)
Gender, n (%)
Male
Female
Ethnicity, n (%)
Native
Asian
Black
Hispanic
White/Caucasian
Smoking history, n (%)
Never smoked
Current smoker
Former smoker
Alcohol consumption, n (%)
No alcohol at baseline
0.5–2 drinks/week
3–5 drinks/week
6–10 drinks/week
11+ drinks/week
Current medications, n (%)
None
NSAIDS
Intra-articular injection
Etc…. (as per available data)
Co-morbidities, n (%)
None
Cancer
Back pain
Etc… (as per available data)
BMI, n (%)
Underweight < 18.5
Normal weight 18.5–24.9
Overweight 25–29.9
Obese 30–39.9
Morbidly obese 40 or greater
Weightbearing status, n (%)
Full weightbearing
Partial weightbearing
Non-weightbearing
Baseline sport activity, n (%)
None
Light
Moderate
Vigorous
Hip characteristics
Affected hip, n (%)
Left
Right
Location of hip pain, n (%)
Groin
Lateral
Posterior
Groin and lateral
Groin and posterior
Lateral and posterior
Groin and lateral and posterior
Onset of symptoms, n (%)
Acute
Subacute
Insidious
Traumatic
Non-traumatic
Tonnis and Heinecke classification, n (%)
Grade 0
Grade 1
Grade 2
Grade 3
Labral tears present, n (%)
None
Anterior
Posterior
Superior/lateral
Anterior and posterior
Anterior and superior/lateral
Posterior and superior/lateral
Herniation pits present, n (%)
No
Yes

NSAID non-steroidal anti-inflammatory drug, BMI body mass index

Table 3

Surgical and peri-operative management

	Treatment Xn =	Treatment Yn =
Duration of procedure, mean (SD)
Duration of traction, mean (SD)
Total saline used in procedure, mean (SD)
Type of surgical prep solution, n (%)
Iodine
Chlorohexidine
Alcohol
Etc... (as per available data)
Labral tears, n (%)
None
Partial
Complete
Labrum injected, n (%)
No
Yes
Focal
Diffuse
Outerbridge intra-operative cartilage classification, n (%)
Grade 0
Grade 1
Grade 2
Grade 3
Grade 4
Beck intra-operative cartilage classification, n (%)
Grade 0
Grade 1
Grade 2
Grade 3
Grade 4
Beck intra-operative labral classification, n (%)
Grade 0
Grade 1
Grade 2
Grade 3
Grade 4
Capsulotomy performed, n (%)
No
Yes
Partial
Complete
Capsular closure performed, n (%)
Yes
No
Anchors used for labrum repair, n (%)
Not applicable (no repair)
0
1
2
3
4
5
6
Antibiotic prophylaxis, n (%)
No
Yes
Cefazolin
Cefuroxime
Vancomycin
Other
Thromboprophylaxis, n (%)
No
Yes
Aspirin
Heparin
Warfarin
Mechanical
LMWH
Other
Patient discharge location, n (%)
Home
Rehabilitation facility
Other hospital
Weightbearing, n (%)
Non-weightbearing
Partial weightbearing
Full weightbearing
Patient aids at discharge, n (%)
None (ambulatory)
Wheelchair
Walker
Two crutches
One crutch
Cane
Other

LMWH low molecular-weight heparin

Primary outcome analysis

Our hypotheses for the primary analysis are as follows:

Null hypothesis: there is no difference in reported pain between groups at 12 months measured using the VAS score.

Alternative hypothesis: there is a difference in reported pain between groups at 12 months measured using the VAS score.

The primary analysis will be an analysis to compare the mean pain scores (VAS) at 12 months post-surgery adjusting for baseline VAS score (Table 4). This analysis will be a multiple linear regression with VAS as the dependent variable and the following independent variables: treatment, baseline VAS score, impingement subtype, and clinical centre (all centres with fewer than 10 patients enrolled will be collapsed into a single centre for the independent variable entered into the primary analysis model). Assuming that data would be missing at random, we will use multiple imputation that will be stratified by trial arm and will include baseline demographic or prognostic variables for which we have complete data to handle missing data to enable intention-to-treat analysis [16]. The treatment effect will be reported as an absolute difference in rate of pain reduction with the associated 95% confidence interval and p value. We will not perform a per-protocol analysis given the cross-over rate at the time of final enrollment was less than 0.5%. We will not exclude cross-overs in the final analysis. We will examine residuals to assess the model assumptions for the multiple linear regression model. All analyses will be performed using SAS version 9.4 (Cary, NC, USA).

Table 4

Study outcomes by treatment group

	Treatment Xn =	Treatment Yn =	Mean differencea (95% CI)	p value
	mean (SD)	mean (SD)
Primary outcome (pain as measured by VAS)
Secondary outcomes
SF-12 PCS
SF-12 MCS
HOS
iHOT-12
EQ-5D utility score
	n (%)	n (%)	Odds ratiob (95% CI)	p value
Hip-related complications
Re-operations

VAS visual analogue scale, PCS physical component summary, MCS mental component summary, HOS Hip Outcome Score, iHOT International Hip Outcome Tool, EQ-5D Euroqol-5 Dimensions, SD standard deviation, CI confidence interval

aFrom the multiple linear regression model

bFrom the logistic regression model

Secondary outcomes analysis

We will estimate the effect of arthroscopic osteochondroplasty (intervention) versus lavage (control) on FAI patient quality of life (SF-12 mental component summary (MCS) and physical component summary (PCS)), function HOS, iHOT-12), and health utility (EQ-5D) at 12 months (Table 4). Similar to the primary analysis, we will perform multiple linear regressions that include treatment, baseline score, impingement subtype, and centre as independent variables. The results will be reported as mean differences with 95% confidence intervals. We will also estimate the effect of arthroscopic osteochondroplasty (intervention) versus lavage (control) on re-operation using logistic regression that includes treatment and impingement sub-type as independent variables. If we observe enough events, we will also include centre as an independent variable. The results will be presented as the odds ratio (OR) with the 95% confidence interval. Other hip-related adverse events that were not treated operatively will be presented by randomised group. The p values for treatment effects for these outcomes will not be adjusted given that the secondary analyses will be exploratory. We will also report hip measurements pre-surgery/post-surgery and 12 months post-surgery by treatment group (Table 5). Analyses for secondary outcomes will be complete-case analyses only.

Table 5

Hip measurements

	Treatment X			Treatment Y
	n =	n =	n =	n =	n =	n =
	Pre-op	Post-op	12 Months	Pre-op	Post-op	12 Months
Anterior hip impingement test, n (%)
Positive
Negative
Posterior hip impingement test, n (%)
Positive
Negative
Log roll test, n (%)
Positive
Negative
Crossover sign, n (%)
Positive
Negative
Coxa profunda, n (%)
Positive
Negative
Coxa protrusio, n (%)
Positive
Negative
Centre-edge angle, mean (SD)
Alpha angle, mean (SD)
Neck shaft angle, mean (SD)
Femoral offset ratio, mean (SD)
Study hip range of motion, mean (SD)
Flexion
Extension
Abduction
Adduction
Internal rotation (neutral)
External rotation (neutral)
Internal rotation (90° flexion)
External rotation (90° flexion)
Non-study hip range of motion, mean (SD)
Flexion
Extension
Abduction
Adduction
Internal rotation (neutral)
External rotation (neutral)
Internal rotation (90° flexion)
External rotation (90° flexion)

Pre-op preoperative

Sensitivity analyses

We will perform sensitivity analysis of centre-effects, where we will repeat the primary analysis where clinical centre is not included in the model. We will also perform sensitivity analysis in regards to missing data where we include only complete cases (i.e. no imputation for missing data) [17, 18]. We will also conduct an adjusted analysis, which will adjust for baseline demographics, which we reasonably expect to have an impact on our trial outcomes. We will add the following to the primary analysis as independent variables: (1) age (under 40 years vs. 40 years and older), (2) any comorbidities reported at baseline, (3) onset of symptoms (acute, subacute, insidious, traumatic, non-traumatic), and (4) presence of labral tears at initial surgery. This will address any potential baseline imbalance between randomised groups.

Subgroup analyses

At the onset of the FIRST trial, we identified 4 important subgroups, which will be reported according to standard guidelines [19]. We will add a main effect for the subgroup variable and the treatment by subgroup interaction to our primary model described above to assess whether the magnitude of the treatment effect is significantly different between subgroups (Fig. 2). This will be repeated for each subgroup variable. We will perform these subgroup analyses with the primary endpoint as the outcome:

Fig. 2

Subgroup analyses of the primary end point, according to treatment group

Severe versus moderate versus mild baseline impingement - impingement will be classified as follows: severe (alpha angle greater than 83°), moderate (alpha greater than 60°), and mild (alpha angle of less than 60°). We hypothesize that patients with severe impingement at baseline will have the greatest improvement with the osteochondroplasty procedure compared with those with moderate to mild impingement [20-22].

Gender - we hypothesize that the osteochondroplasty procedure will perform better in men [23, 24].

Cartilage status (grades 3 and 4 vs 1 and 2) - based on the Tonnis and Heinecke cartilage classification, we hypothesize that osteochondroplasty will perform worse in patients with worse cartilage status (i.e. grades 3 and 4) [25-27].

Treatment of the labrum - we hypothesize that patients receiving a labral repair will perform better than those receiving a resection as part of the osteochondroplasty procedure [28].

If a statistically significant subgroup effect is found, we will further explore the impact of the subgroup on the secondary outcomes. No interim analyses are planned due to our desire to avoid spuriously inflated estimates of treatment effect [29, 30]. The Data Safety and Monitoring Committee (DSMC) meet regularly to monitor the study data for safety.

Dissemination

Upon trial completion, the primary manuscript with the 12-month follow-up results, whether positive, negative or neutral, will be submitted for peer-reviewed publication in a top medical journal. The final dataset will be shared through an open access data repository once all analyses are completed.

Trial status

The trial began as a pilot of 50 patients in November 2012. Upon demonstrating feasibility and securing additional funding (January 2015), these participants were rolled into the definitive trial (N = 220). For the definitive trial, full participant recruitment was achieved in November 2017 and the final 12-month follow-up is expected to be completed in December 2018.