Chenfang Lin1, Gefen Corem2, Oded Godsi2, Gil Alexandrowicz2,3, George R Darling1, Andrew Hodgson1. 1. Surface Science Research Centre and Department of Chemistry , University of Liverpool , Liverpool L69 3BX , U.K. 2. Shulich Faculty of Chemistry , Technion , Haifa 32000 , Israel. 3. Department of Chemistry , Swansea University , Singleton Park , Swansea SA2 8PP , U.K.
Abstract
Heterogeneous ice nucleation is a key process in many environmental and technical fields and is of particular importance in modeling atmospheric behavior and the Earth's climate. Despite an improved understanding of how water binds at solid surfaces, no clear picture has emerged to describe how 3D ice grows from the first water layer, nor what makes a particular surface efficient at nucleating bulk ice. This study reports how water at a corrugated, hydrophilic/hydrophobic surface restructures from a complex 2D network, optimized to match the solid surface, to grow into a continuous ice film. Unlike the water networks formed on plane surfaces, the corrugated Cu(511) surface stabilizes a buckled hexagonal wetting layer containing both hydrogen acceptor and donor sites. First layer water is able to relax into an "icelike" arrangement as further water is deposited, creating an array of donor and acceptor sites with the correct spacing and corrugation to stabilize second layer ice and allow continued commensurate multilayer ice growth. Comparison to previous studies of flat surfaces indicates nanoscale corrugation strongly favors ice nucleation, implying surface corrugation will be an important aspect of the surface morphology on other natural or engineered surfaces.
Heterogeneous ice nucleation is a key process in many environmental and technical fields and is of particular importance in modeling atmospheric behavior and the Earth's climate. Despite an improved understanding of how water binds at solid surfaces, no clear picture has emerged to describe how 3D ice grows from the first water layer, nor what makes a particular surface efficient at nucleating bulk ice. This study reports how water at a corrugated, hydrophilic/hydrophobic surface restructures from a complex 2D network, optimized to match the solid surface, to grow into a continuous ice film. Unlike the water networks formed on plane surfaces, the corrugated Cu(511) surface stabilizes a buckled hexagonal wetting layer containing both hydrogen acceptor and donor sites. First layer water is able to relax into an "icelike" arrangement as further water is deposited, creating an array of donor and acceptor sites with the correct spacing and corrugation to stabilize second layer ice and allow continued commensurate multilayer ice growth. Comparison to previous studies of flat surfaces indicates nanoscale corrugation strongly favors ice nucleation, implying surface corrugation will be an important aspect of the surface morphology on other natural or engineered surfaces.
Nucleation of bulk
ice from pure water is notoriously difficult,
inhibited by the large change in density and collective rearrangement
required to form ice nuclei able to grow spontaneously. Since homogeneous
nucleation is suppressed, occurring only when water is supercooled
below −41 °C,[1] ice almost invariably
nucleates at an interface, often a dust particle or solid surface.
The presence of suitable nucleation sites controls the temperature
and rate at which ice forms, influencing behavior in many important
systems, ranging from atmospheric precipitation,[2] where different types of dust lead to different degrees
of supercooling during cloud nucleation,[3] through to biological interfaces that have evolved to enhance or
inhibit freezing.[4] In addition to the nucleation
rate, the mode of ice growth itself can be strongly influenced by
the nature of the interface,[5] influencing
the extent of macroscopic ice buildup on surfaces such as aerofoils,
for example. Although many experiments reveal changes in the ice nucleation
rate at different surfaces,[6,7] the nucleation process
itself is difficult to study directly and the particular characteristics
that make a good nucleation agent remain unclear. Lattice parameter
matching led to the successful use of AgI as a seeding agent, but
simulations and experiments on model systems show that having the
correct lattice parameter, binding energy, or symmetry alone does
not necessarily promote ice growth, with no single parameter emerging
as a reliable indicator of a favorable surface.[8−13]Water adsorption on well-defined surfaces, particularly metals,
provides a convenient arena where experiments can provide sufficient
detail to develop molecular models for the water–solid interface.[14] These studies reveal how water binds to simultaneously
optimize both the water–water H-bonding and water-surface interaction,
creating complex H-bonded water networks with structures quite unlike
that of bulk ice.[15] For example, 2D networks
made of hexamer, pentamer, and heptamer rings form on close packed
metal surfaces,[16−19] with 1D pentamer chains forming on rectangular Cu(110)[20] and interlinked tetramers on square NaCl(100).[21] However, since the first water layer is very
different from bulk ice, further multilayer growth requires the density,
lateral arrangement, and H orientation of the wetting layer to relax
to stabilize a multilayer ice film, inhibiting further growth.[18,22−24] In contrast to these flat surfaces, ice forming proteins,
the best nucleation agents known,[25] have
a very different morphology, typically displaying a corrugated array
of hydrophilic and hydrophobic sites, formed for example by stacking
protein β-strands to create a corrugated, polar template that
matches ice I.[26] Molecular dynamics simulations
of solid wetting also find corrugation of the contact layer can influence
the ice nucleation rate and direct ice growth,[27] suggesting surface corrugation may be one key to creating
a good nucleation template.In this study we investigate how
multilayer ice forms on a stepped
Cu(511) surface, made up from a regular array of close packed steps
separated by 3 atom wide terraces, shown in Figure . This surface is chosen to create an array
of hydrophilic–hydrophobic stripes, 6.6 Å apart, a spacing
that can be matched closely to the bulk ice lattice. Water binds tightly
at the low coordinate step sites[20,29,30] but weakly on the (100) terraces,[31] providing a highly corrugated adsorption template for water.
Water wets this surface to create monolayer islands with a complex
2D structure,[28] shown in Figure c. This water network is made
from interlinked pentamer, hexamer, and octomer rings, forming an
H-bonded network with a coverage of 0.833 ML (where 1 ML is one water
per surface Cu atom, or 1.18 × 1015 cm–2). All of the molecules in this network have three H-bonds, half
of the water donating two H atoms to a neighbor, the other half having
one free H atom that points down toward the Cu surface. DFT calculations
show that this structure is stabilized by having 4 water molecules
bound flat on the Cu step sites and 3 with their free OH groups aligned
H-down next to the Cu step, screened by the step dipole, making them
particularly good H acceptors.[32,33] The network is completed
by just 3 water molecules adsorbed in less favorable sites above the
(100) terrace, bridging between water at the steps. This structure
is more stable than alternative structures that occupy every step
site, but, as for the plane surfaces discussed earlier, provides a
poor template for further ice growth, having a completely different
symmetry to bulk ice and no free OH groups capable of bonding second
layer water.
Figure 1
Structural model for the bare Cu(511) surface and the
low coverage
water phase. (a) Model showing the close packed Cu steps separated
by (100) terraces and (b) an STM image showing the regular array of
steps aligned along the [01̅1] direction. (c) Structural model
for the water monolayer formed at low coverage,[28] showing the (31, −31) unit cell and Cu steps indicated
by the dashed lines.
Structural model for the bare Cu(511) surface and the
low coverage
water phase. (a) Model showing the close packed Cu steps separated
by (100) terraces and (b) an STM image showing the regular array of
steps aligned along the [01̅1] direction. (c) Structural model
for the water monolayer formed at low coverage,[28] showing the (31, −31) unit cell and Cu steps indicated
by the dashed lines.Multilayer ice growth is investigated using LEED, temperature-programmed
desorption (TPD), helium atom scattering (HAS), and STM. We show that
the complex 2D wetting layer formed at low coverage[28] is unstable to further adsorption, compressing to create
a buckled hexagonal network. This structure has a density close to
that of ice Ih(0001) and contains OH groups that point both “H-up”
away from the surface and “H-down” toward the metal,
providing H acceptor and donor sites able to bind effectively to second
layer ice. We find that, unlike flat surfaces where multilayer adsorption
is inhibited, adsorption on this structure is facile, with water forming
a continuous second layer that grows into a commensurate ice multilayer.
Based on DFT calculations, we discuss how water relaxes during the
transition from single layer to multilayer growth, emphasizing the
importance of H donor and acceptor groups in the interface layer relaxing
to adopt both the correct periodicity and corrugation to bind bulk
ice. These results suggest that surfaces that nucleate ice efficiently
will be corrugated, not flat.
Results and Discussion
LEED and
HAS were used to examine the structures formed as a water
multilayer is grown on the Cu(511) surface at 140 K, resulting in
the diffraction patterns shown in Figure for increasing water coverage. The (3 1,
−3 1) phase formed at low coverage (≤0.83 ML water)
disappears as the coverage is increased further, the surface incorporating
ca. 25% more water to form an ordered (3 0, −1 1) structure
as the coverage reaches 1 ML and the surface saturates to further
adsorption. Thermal desorption measurements show the binding energy
of this structure is indistinguishable from that of the low coverage
phase, the multilayer water TPD peak appearing only as the coverage
exceeds 1 ML (see Supporting Information for more details). The high coverage water structure has 6 water
molecules per unit cell and a density that is very close to that of
the ice Ih(0001) surface. The (3 0, −1 1) LEED pattern persists
as the water multilayer grows, indicating this structure is stable
to further water adsorption. STM images reproduce this change in surface
structure with coverage, with large scale images (Figure d,e) showing the complex network
of octomer, hexamer, and pentamer rings formed at low coverage being
replaced by the (3 0, −1 1) structure at 1 ML coverage.
Figure 2
Diffraction
patterns and STM images showing the change in structure
as the first layer saturates with water. (a) LEED pattern (40 eV,
10 nA) showing formation of the (3 1, −3 1) structure for water
coverage ≤0.83 ML, (b) HAS (recorded at an energy of 9.69 meV),
and (c) LEED (40 eV, 10 nA) showing the formation of an ordered (3
0, −1 1) water film at ≥1 ML water. The Cu(511) reciprocal
unit cell is shown by the black lines, while the red lines show that
for water. (d) STM image of the (3 1, −3 1) structure (−0.11
V, 100 pA) and (e) the (3 0, −1 1) structure (0.11 V and 21
pA). The yellow circles show regions where the bright features are
arranged locally into a hexagonal pattern (top) or a rectangular arrangement
(bottom). The water coverage is marked on the images, which are all
recorded at 77 K after annealing the surface to 138 K, except (b)
which is recorded at 120 K (see Methods for
further details).
Diffraction
patterns and STM images showing the change in structure
as the first layer saturates with water. (a) LEED pattern (40 eV,
10 nA) showing formation of the (3 1, −3 1) structure for water
coverage ≤0.83 ML, (b) HAS (recorded at an energy of 9.69 meV),
and (c) LEED (40 eV, 10 nA) showing the formation of an ordered (3
0, −1 1) water film at ≥1 ML water. The Cu(511) reciprocal
unit cell is shown by the black lines, while the red lines show that
for water. (d) STM image of the (3 1, −3 1) structure (−0.11
V, 100 pA) and (e) the (3 0, −1 1) structure (0.11 V and 21
pA). The yellow circles show regions where the bright features are
arranged locally into a hexagonal pattern (top) or a rectangular arrangement
(bottom). The water coverage is marked on the images, which are all
recorded at 77 K after annealing the surface to 138 K, except (b)
which is recorded at 120 K (see Methods for
further details).Unlike the low coverage
structure shown in Figure d, STM images of the high coverage phase
(Figure e) do not
show well resolved rings of water; instead, the images are dominated
by individual bright features that align in rows parallel to the Cu
steps, separated by the step spacing (6.6 Å). The bright features
are typically 7.6 Å (3 Cu atoms) apart along the step direction,
with occasional variation by one unit and low contrast sites giving
rise to some disorder along the rows. A Fourier transform of the STM
image shows weak peaks at the (3 0, −1 1) diffraction positions
found in LEED and HAS (see SI and Figure S2 for more information). Detailed STM images shown in Figure reveal two other features
of this phase. First, there is some variation in the intensity of
the bright features, indicating a slightly different corrugation at
different water sites. This variation is attributed to the precise
H atom location within the overall water H-bond network modifying
the corrugation of individual water sites. Similar behavior is found
for the low coverage phase[28] and is analogous
to the proton disorder found in ice I. Second, the arrangement of
bright features sometimes follows a hexagonal ordering, where alternate
rows of bright features are out of phase perpendicular to the steps,
or else may be roughly aligned (offset by aCu/2 on adjacent steps) forming a rectangular arrangement
(compare Figure a,b
and regions circled in Figure e). The two different arrangements can interconvert (Figure c,d) if the STM tip
is moved close and scanned along the [01̅1] direction, with
the bright features changing site by one unit along the step direction.
This behavior is consistent with both motifs originating from the
same underlying hexagonal (3 0, −1 1) water network, shown
in Figure a–d,
with the high contrast site simply switching to the adjacent site
along the step direction. Although some structure is visible between
the bright sites, we never fully resolve the underlying water network
beneath the high contrast features.
Figure 3
STM images for the 1 ML water structure
formed at 138 K showing
the formation of a hexagonal network containing water adsorbed with
some OH groups pointing away from the surface. (a) Detail of a region
with a hexagonal arrangement of bright features in a (3 0, −1
1) repeat and (b) a region with bright features aligned along [25̅5̅]
in a doubled, rectangular (3 0, 1 2) repeat that crosses two steps.
(c and d) Images of the same region showing a structural change from
the rectangular arrangement (c) to hexagonal (d), achieved during
scanning by increasing the tunneling current to bring the tip close
to the surface. The sites marked by the yellow arrows move up one
Cu unit leaving the remaining water network unperturbed, as indicated
by the dashed hexagonal network. (e,g and f,h) STM simulations (0.1
V) and DFT structures for arrangements containing one H-up water per
unit cell (see SI, structures S4Y and S3D)
either in or out of phase on adjacent Cu terraces, with adsorption
energies of −75.1 and −75.2 kJ/mol, respectively. The
position of the H-up water molecules is indicated by the yellow circles.
STM scan direction is vertical with (a) 0.11 V, 41 pA; (b,c) 0.11
V, 21 pA; (d) 53 mV, 21 pA.
STM images for the 1 ML water structure
formed at 138 K showing
the formation of a hexagonal network containing water adsorbed with
some OH groups pointing away from the surface. (a) Detail of a region
with a hexagonal arrangement of bright features in a (3 0, −1
1) repeat and (b) a region with bright features aligned along [25̅5̅]
in a doubled, rectangular (3 0, 1 2) repeat that crosses two steps.
(c and d) Images of the same region showing a structural change from
the rectangular arrangement (c) to hexagonal (d), achieved during
scanning by increasing the tunneling current to bring the tip close
to the surface. The sites marked by the yellow arrows move up one
Cu unit leaving the remaining water network unperturbed, as indicated
by the dashed hexagonal network. (e,g and f,h) STM simulations (0.1
V) and DFT structures for arrangements containing one H-up water per
unit cell (see SI, structures S4Y and S3D)
either in or out of phase on adjacent Cu terraces, with adsorption
energies of −75.1 and −75.2 kJ/mol, respectively. The
position of the H-up water molecules is indicated by the yellow circles.
STM scan direction is vertical with (a) 0.11 V, 41 pA; (b,c) 0.11
V, 21 pA; (d) 53 mV, 21 pA.The structure of the dense 1 ML water layer was investigated
using
DFT to explore its minimum energy structure. All the stable structures
we found adopted the hexagonal network shown in Figure e,f, with a binding energy of 75.5 kJ/mol
that is indistinguishable from that of the low coverage structure[28] (see SI for details
of all the arrangements considered). This binding energy can be compared
to the 72.4 kJ/mol calculated for bulk ice using the same functional,
with a calculated lattice parameter 3% smaller than the experimental
value, which reduces to 71.4 kJ/mol if the structure is constrained
to the experimental ice lattice spacing. Entropic contributions to
the stability of different solid ice phases are small,[34,35] less than the accuracy of the DFT calculations[36] (see SI for more details), so
the greater binding energy of water in the (3 0, −1 1) structure
is consistent with water wetting the Cu(511) surface.The hexagonal
water network is stabilized by two water molecules
that bind flat in a double donor configuration atop the Cu step, separated
by one vacant Cu site along the step, as shown in Figure e,f and supplementary Figures S3 and S4. The remaining four water
molecules complete the H-bond network by bonding as a double donor
and three single donors, allowing a number of possible microarrangements.
The two water molecules immediately below the step have a weak preference
to both align H-down toward the Cu surface, mirroring the arrangement
found in the low coverage network, Figure c, where water is stabilized H-down next
to the Cu step dipole.[28] A double donor
and single donor species adsorbed on the terrace above the Cu step
complete the hexagonal network, with the uncoordinated H atom pointing
either toward or away from the surface. DFT calculations find no significant
energy difference between arrangements that have all the H atoms pointing
down or one water on the terrace aligned H-up, suggesting both orientations
will occur within the water network. This behavior is different from
flat surfaces where water preferentially aligns H-down toward the
surface.[14,15]STM simulations shown in Figure e,f provide further
insight. Whereas structures containing
only H-down water result in low contrast images that resolve the network
of hexagonal rings, the presence of H pointing away from the surface
creates high contrast sites that dominate all other features in the
image (Figure e,f
and supplementary Figure S5). On this basis
we assign the bright features observed in STM to H-up water adsorbed
on the Cu terrace above the step (see Figure h), creating the rows of bright features
parallel to the step edge observed experimentally. The density of
bright features in the STM images implies ca. 65% of the (3 0, −1
1) unit cells have one H pointing away from the surface, indicating
a slight preference to have one H-up water in the unit cell, rather
than all three single donor species H-down toward the surface. Disorder
in the location of these sites along the step direction arises from
the choice of which of the two adjacent water sites (if any) is H-up.
For any particular Cu terrace, a majority of the H-up rows show water
adopting the same site, spaced evenly along the row as shown in Figure e,f, creating a locally
ordered chain along the [01̅1] direction. This arrangement prevents
two H-up sites occupying the same water hexagon, something that DFT
finds is unfavorable by ∼5 kJ/mol. Hexagonal and rectangular
regions result from a different local ordering of the H-up water on
adjacent (100) terraces, with the hexagonal patches having the same
H-up site on adjacent terraces, whereas the rectangular patches have
H-up at opposite sites on adjacent terraces (see Figure e,f). The presence of both
arrangements implies the choice of which H-up site is occupied on
adjacent terraces is decoupled from each other, being in different
water rings and therefore not interacting to destabilize the network.
The two arrangements can interconvert when the STM tip is moved close
to the water layer to exchange the H orientation at sites along the
row, as shown in Figure c,d. This ability of water in the first layer to adopt an H-down
or H-up alignment is critical to further water adsorption and the
wetting behavior of this surface.Having understood the compression
of the first layer water, we
turn our attention to the growth of multilayer ice on this hexagonal
network. Whereas water adsorbed on flat metal surfaces, such as Pt(111),
forms disordered second layer islands[16] and then dewets to create multilayer islands separated by monolayer
water,[22,24,37,38] large scale STM images of Cu(511) (Figure a) show second layer water
forms a complete layer. The structure is characterized by disordered
rows of bright features that are aligned perpendicular to the step
direction, the orthogonal direction to those seen in the first layer.
Closer inspection of the images reveals the bright features are situated
on zigzag chains that run along [25̅5̅] and have a period
of twice the Cu step spacing. The density of the bright features in Figure is low, equivalent
to just 1 in 30 water sites, and depends on coverage, implying they
are not intrinsically associated with the second layer water structure.
The bright features image 0.6 Å above the zigzag chains, roughly
half the apparent height of the first water layer above Cu(511) and
identical to the apparent spacing found between second and third layer
water under similar bias conditions on Cu(111).[39] We therefore assign the isolated bright features as additional
water molecules that are pinned to particular sites above the second
layer network, similar to the behavior reported for water adsorbed
on top of 2 layer clusters on Cu(111)[40] and Ru(0001).[16] The diffuse zigzag chains
in the underlying second layer water are separated by 4.5 aCu (11.5 Å) along the Cu steps, forming a (5 1, −4 1) arrangement
that represents a (√3 x √3)R30° superstructure
of the hexagonal (3 0, −1 1) first layer, indicated in Figure d. The additional
long-range order in the second layer implies some ordering of the
H location or water corrugation beyond that associated with the hexagonal
water network. The zigzag chains have an apparent height ca. 0.5 Å
above the dark regions, which is half the apparent height of the first
water layer and similar to the corrugation of H-up sites in the first
layer. Formation of a complete H-bond network with the first layer
would cause the second layer to have the same number of water molecules
oriented H-up in the second layer as is present in the first layer,
so we tentatively associate the (5 1, −4 1) superstructure
as a long-range ordering of H-up water sites in the second layer.
This interpretation also explains why additional water molecules are
present above the zizgzag chains, as additional water molecules are
known to be stabilized by bonding at H donor sites.[41] Although it is not possible to image finer details of the
second layer network, the images confirm water forms a complete 2D
commensurate network that extends across the surface in registry with
the first layer.
Figure 4
STM images showing second layer water forming a continuous
2D layer
across the entire surface. (a) Large scale STM image of ∼2
ML water after annealing at 135 K. (b) Detail showing the bright features
preferentially aligning orthogonal to the steps. (c) Portion of the
surface with fewer bright features where the second layer water network
is visible. (d) Original (3 0, −1 1) first layer network superimposed
(red hexagons shown with black unit cell), along with the (5 1, −4
1) unit cell (blue) that represents the commensurate second layer
superstructure. (a) 0.1 V, 21 pA; (b–d) 0.1 V, 41 pA.
STM images showing second layer water forming a continuous
2D layer
across the entire surface. (a) Large scale STM image of ∼2
ML water after annealing at 135 K. (b) Detail showing the bright features
preferentially aligning orthogonal to the steps. (c) Portion of the
surface with fewer bright features where the second layer water network
is visible. (d) Original (3 0, −1 1) first layer network superimposed
(red hexagons shown with black unit cell), along with the (5 1, −4
1) unit cell (blue) that represents the commensurate second layer
superstructure. (a) 0.1 V, 21 pA; (b–d) 0.1 V, 41 pA.In order to understand how the
first layer relaxes during multilayer
growth, we used DFT to explore the binding energy of multilayer structures
of this type. Before doing so we note that the deviation in lattice
parameter between DFT models for the solid surface and for bulk ice
may cause systematic bias in assessing different structures.[42,43] The hexagonal network on Cu(511) is laterally compressed 1.7% compared
to bulk ice,[40] but the optB86b-vdW exchange-correlation
functional,[44,45] which includes van der Waals
interactions that are important in stabilizing surface adsorption
relative to 3D ice formation,[36,46] over binds bulk ice
by a similar amount,[43] causing strain in
the adlayer to be underestimated. We therefore make no attempt to
model the detail of the long-range H-bond superstructure observed
experimentally; instead, we focus on calculations for the (3 0, −1
1) unit cell to understand how surface corrugation influences the
H orientation and buckling of interface water, how the first layer
relaxes during growth, and why this particular surface is able to
stabilize a commensurate ice film.Calculations for two layers
of water reveal a clear difference
in behavior between the stepped Cu(511) surface and previous studies
on flat surfaces. Stable two layer structures retain the water molecules
adsorbed as double donors on the Cu step, with one of these sites
buckling ∼1 Å away from the step and acting as an H-acceptor
from second layer water. The first layer is completed by a mixture
of H-up and H-down water, as found in the monolayer structure (compare Figures and 5). Several different arrangements of H-donor and acceptor
sites lead to stable 2 layer films, with the second layer adopting
either an AA or AB stacking. The most stable structures originate
from first layer proton arrangements that create a 3-fold arrangement
of donor and acceptor sites in next nearest neighbor positions, providing
the correct template to bind an “icelike” second layer
above. To do this, one of the H-down molecules beneath the step orients
H-up to donate to the second layer (circled yellow in Figure e), with the third H-bond between
the layers made to water on the (100) terrace above the step, in either
an H-up or H-down arrangement. The binding energy of the best two
layer structure is ca. 4 kJ/mol less than the first layer alone, consistent
with the reduced binding energy found for multilayer water from TPD.
The structure of the second water layer is very similar to that of
bulk ice, with both donor and acceptor sites available to bind third
layer water in the ice I structure, Figure c,d. We find the adsorption energy for 3
layer ice structures is indistinguishable from 2 water layers, consistent
with ice multilayers growing without hindrance. In fact the adsorption
energy for 2 and 3 layer structures is the same as we calculate for
bulk ice (see SI for more details), implying
thick ice films are expected to grow indefinitely on this surface.
A full list of all the arrangements considered is given in the Supporting Information; see Figures S6, S7 and
additional discussion.
Figure 5
Calculated structures showing the best 2 and 3 layer structures
found in a (3 0, −1 1) unit cell. Side and top view of (a–b)
2 ML water and (c–d) 3 ML water (adsorption energy −71.8
and −71.6 kJ/mol respectively). The top frames show a single
unit cell of water, while the top layer in (b) is reduced in size.
Frames (e,f) show the first and second layers of the 2 layer structure
separately. The three first layer sites (e) that link the two layers
are circled with the H-up donor in yellow and the acceptor sites in
blue. Frame (f) shows the corresponding second layer donor/acceptor
sites highlighted by dashed circles, with the H donors enlarged. Copper
step sites are indicated by the yellow dashed lines.
Calculated structures showing the best 2 and 3 layer structures
found in a (3 0, −1 1) unit cell. Side and top view of (a–b)
2 ML water and (c–d) 3 ML water (adsorption energy −71.8
and −71.6 kJ/mol respectively). The top frames show a single
unit cell of water, while the top layer in (b) is reduced in size.
Frames (e,f) show the first and second layers of the 2 layer structure
separately. The three first layer sites (e) that link the two layers
are circled with the H-up donor in yellow and the acceptor sites in
blue. Frame (f) shows the corresponding second layer donor/acceptor
sites highlighted by dashed circles, with the H donors enlarged. Copper
step sites are indicated by the yellow dashed lines.Second layer growth has previously been imaged
on several flat,
close packed metal surfaces, where it shows characteristic behavior.
Water forms complex first layer structures on Ni and Pt,[17,24] with water oriented H-down and no OH groups available to stabilize
second layer water.[22] Further water adsorption
initially forms second layer islands,[16,17] with calculations
finding a two layer “sandwich” structure is particularly
stable. This structure consists of two flat hexagonal water layers
arranged with the bottom layer aligned H-up and the second layer H-down,
so that each water forms one H-bond to the other layer[47−49] (cf. Figure S6f). Two layer clusters
of this type have been found on hydrophobic surfaces, such as Au,[49] but the absence of free OH groups makes them
unsuitable for further ice growth. Instead of completing the second
water layer, both Ni and Pt dewet to form 3D ice clusters and monolayer
water.[17,24] Similarly, on Ru(0001) water forms ordered
second layer islands on regions of hexagonal first layer water,[16] but again the water film dewets as the coverage
is increased.[23] In all these systems, the
driving force for dewetting is the reduction in contact area between
ice and the solid, implying the free energy of the ice–solid
interface is sufficiently great that bulk ice clusters and monolayer
water form to reduce the solid–ice contact area. Evidently
water at these solid–ice interfaces is unable to adapt its
lateral arrangement and H-bonding sufficiently to stabilize an ice
layer, but the structure of the buried interface is unknown.In contrast to the plane surfaces, the corrugated Cu(511) surface
forms a complete commensurate second layer ice film, which covers
the surface with no evidence for dewetting. The ability to nucleate
a continuous 2D ice film can be attributed to two key factors, formation
of a hexagonal wetting layer with a close lattice match to bulk ice
(Δ ≈ −1.7%) and the ability of this first layer
to create a 3-fold arrangement of donor and acceptor sites, in next
nearest neighbor positions, with the correct corrugation to bind and
stabilize multilayer ice films. Calculations show that stable multilayer
ice films form with water on the step acting as an acceptor and at
least one of the other two sites acting as a donor to the second ice
layer. Whereas calculations for flat surfaces predict double layer
water forms a nonwetting hexagonal “sandwich” structure,[17] this arrangement is unstable on Cu(511) (see Figure S6f). Water in the first layer rotates
H-down beneath the step to improve bonding to the solid at the expense
of a reduced H-bonding between the two water layers, preventing formation
of a “hydrophobic” 2 layer structure. The requirement
to provide both donor and acceptor sites with the correct corrugation
ensures that flat hexagonal networks, formed on plane surfaces, do
not provide good templates for ice growth.[13,50,51] Surface corrugation is therefore key in
creating the buckled network of donor and acceptor sites that allows
first layer water to form a stable interface between bulk ice and
the solid surface on Cu(511). This picture is consistent with recent
models for ice nucleation on feldspar, where nucleation occurs preferentially
on the corrugated (100) face.[6]
Conclusions
We have shown that saturating a stepped Cu(511) surface with water
causes the first layer to compress from a complex, H-down arrangement
of pentamer and octomer rings into a simple buckled hexagonal network
containing a mixture of H donor and acceptor sites. Second layer water
adsorbs on top of this first layer to form a commensurate ice film
with the same lateral water density as the first layer, allowing ice
multilayers to grow freely. Structure calculations show that the ice
multilayer is stabilized by relaxing the corrugation and H orientation
of water in the first layer to create one H-donor and two H-acceptor
sites at next nearest neighbor positions around the water hexagons,
mimicking the arrangement in bulk ice Ih(0001). This process involves
displacement of one acceptor species away from the surface and local
reorientation of first layer water without breaking any hydrogen bonds.
Fully H-bonded, two layer sandwich structures (which have no free
H atoms to stabilize further water) are unstable on the corrugated
surface, with some water molecules rotating “H-up” to
create H-donor sites that stabilize continued multilayer growth. The
DFT calculations shed light on the factors influencing the stability
of the solid–ice interface layer and support model calculations[27] that suggest nanoscale surface corrugation can
stabilize and direct ice growth. A good ice nucleating agent requires
a close lateral match of first layer water to a bulk ice lattice plane
and suitable corrugation to match the surface array of H donor and
acceptor sites to the ice structure. These results suggest that the
presence of nanoscale hydrophilic/hydrophobic corrugation at the surface
of ice nucleating agents is one key to their efficiency.
Methods
Experiment
Experiments were conducted
in 3 different
chambers using different crystals, polished to within 0.1° of
the (511) face (Surface Preparation Lab). The surface was cleaned
by cycles of Ar+ ion sputtering and annealing to 800 K.
LEED and TPD measurements were conducted in an ultrahigh vacuum (UHV)
chamber with base pressure of 1 × 10–8 Pa equipped
with a dual-MCP amplified LEED system to minimize electron damage
to water structures.[28] Water (D2O, 99.9%) layers were dosed via a collimated, effusive molecular
beam, allowing the surface coverage to be selected to ca. ± 1%.
The water uptake was measured using the King and Wells technique,
and TPD profiles were recorded as a function of the coverage. The
relative coverage was calculated by integrating either the uptake
profile or the TPD signal, with one layer being defined as the coverage
just prior to the appearance of a multilayer desorption peak in TPD.
The surface was annealed to 138 K to order water structures with the
temperature measured by a K type thermocouple attached to the crystal,
which was held at 100 K during LEED measurements. Further details
are given in the Supporting Information.Helium atom scattering (HAS) was recorded as described earlier,[28,52] using a He beam with a mean energy of 9.69 meV. Water was dosed
from a leak valve, and the development of the different diffraction
peaks followed as a function of water dose. Saturation coverage was
established from a local maximum in He reflectivity as the surface
layer completes. During extended 2D scans, the surface was held at
120 K with a background pressure of water vapor chosen to maintain
a constant He reflectivity. STM measurements were conducted in a Createc
STM with the sample held at 77 K during water adsorption and then
annealed to 138 K to order the water.[28] STM images were recorded in constant current mode at 77 K with an
electrochemically etched tungsten tip. Bias voltages are applied to
the sample, so that positive voltages correspond to electrons tunneling
into the surface (empty state images). STM images proved largely insensitive
to the bias voltage but required the use of low tunnel currents (<40
pA) to prevent reorientation of water in the adlayer.
Theory
Calculations were performed using VASP[53,54] with the optB86b-vdW
exchange-correlation functional,[55,56] in a (3 0,
−1 1) or doubled, (3 0, 1 2) unit cell, using
(9 × 9 × 1) or (4 × 7 × 1) k points
respectively and a 400 eV cutoff. The slabs had a vacuum gap >10
Å
above the upper water layer and were dipole corrected perpendicular
to the slab. The optB86b-vdW functional includes van der Waals interactions,
which are known to be important in stabilizing surface adsorption
relative to 3D ice formation,[36,46] and has a similar performance
to other vdW functionals for systems where physisorption is important.[57] Additional tests to determine the sensitivity
of the relative binding energy of different structures to the functional
chosen were performed using rev-vdW-DF2;[58] further details are given in the Supporting Information. Trial structures are converged so that the forces
on the atoms are <0.01 eV/Å. The water adsorption energy (ad), or binding
energy (Eb), quoted in the text are defined
bywhere Eslabtot is the energy
of the final slab, ECu is the
energy of the metal slab alone and EH the energy of an isolated water in vacuum. STM simulations
were performed using the Tersoff Hamann approximation,[59,60] which approximates the tunnel current as the integral of the electronic
density from the bias voltage to the Fermi energy. This model generally
provides reasonable qualitative agreement with experimental STM images
recorded for monolayer water,[20,28] but does not account
for charging or the low conductivity of thicker ice films which prevent
us imaging 3 layer islands in experiment. Experimental images recorded
at low bias voltage in the band gap (to avoid disrupting the structure)
show a reduced apparent height, particularly for ice multilayers,
and must be interpreted on the basis of apparent height change with
coverage.[39]
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