| Literature DB >> 30348182 |
Tim Crocker-Buque1, Michael Edelstein2,3, Sandra Mounier-Jack2.
Abstract
BACKGROUND: In recent years, the incidence of several pathogens of public health importance (measles, mumps, pertussis and rubella) has increased in Europe, leading to outbreaks. This has included England, where GP practices implement the vaccination programme based on government guidance. However, there has been no study of how implementation takes place, which makes it difficult to identify organisational variation and thus limits the ability to recommend interventions to improve coverage. The aim of this study is to undertake a comparative process evaluation of the implementation of the routine vaccination programme at GP practices in England.Entities:
Keywords: Health service; Immunisation; Implementation; Primary care; Vaccination
Mesh:
Year: 2018 PMID: 30348182 PMCID: PMC6198492 DOI: 10.1186/s13012-018-0824-8
Source DB: PubMed Journal: Implement Sci ISSN: 1748-5908 Impact factor: 7.327
The 2016–2017 routine vaccine programme in England, adapted from Public Health England (2018) [8]
| Age | Disease(s) | Vaccine (trade name) | Notes, including schedule changes implemented during the study period |
| 8 weeks | Diphtheria, tetanus, pertussis, polio, Haemophilus influenza type b (Hib) | DTaP/IPV/Hib (Pediacel or Infanrix IPV Hib) | Changed to Infanrix Hexa, with hepatitis B (Hep B) included in 2018 |
| Pneumococcal (13 serotypes) | Pneumococcal Conjugate (PCV) (Prevenar 13) | ||
| Meningococcal group B (MenB) | MenB (Bexsero) | ||
| Rotavirus | Rotavirus (Rotarix) | ||
| 12 weeks | Diphtheria, tetanus, pertussis, polio and Hib | DTaP/IPV/Hib (Pediacel or Infanrix IPV Hib) | Changed to Infanrix Hexa, with hepatitis B (Hep B) included in 2018 |
| Rotavirus | Rotavirus (Rotarix) | ||
| 16 weeks | Diphtheria, tetanus, pertussis, polio and Hib | DTaP/IPV/Hib (Pediacel or Infanrix IPV Hib) | Changed to Infanrix Hexa, with hepatitis B (Hep B) included in 2018 |
| MenB | MenB (Bexsero) | ||
| Pneumococcal (13 serotypes) | PCV (Prevenar 13) | ||
| 1 year | Hib and MenC | Hib/MenC booster (Menitorix) | |
| Pneumococcal 13 | PCV Booster (Prevenar 13) | ||
| Measles, mumps and rubella (MMR) | MMR (VaxPRO or Priorix) | ||
| MenB | MenB booster (Bexsero) | ||
| 2–6 years | Influenza (seasonal) | Live attenuated influenza vaccine (LAIV) (Fluenz Tetra) | Seasonal vaccine—excluded from this study |
| From 3 years 4 months | Diphtheria, tetanus, pertussis and polio | DTaP/IPV (Infanrix IPV or Repevax) | |
| MMR | MMR (VaxPRO or Priorix) | ||
| Females 12–13 years | Human papillomavirus (HPV) | HPV (two doses 6 to 24 months separated) (Gardasil) | Usually given in school—excluded from this study unless given in the GP practice |
| 14 years | Tetanus, diphtheria and polio | Td/IPV (Revaxis) | Usually given in school—excluded from this study unless given in the GP practice |
| Meningococcal groups A, C, W and Y | Men ACWY (Nimenix or Menveo) | Usually given in school—excluded from this study unless given in the GP practice | |
| 65 years | Pneumococcal (23 serotypes) | Pneumococcal polysaccharide (PPV) (Pneumovax II) | |
| > 65 years | Influenza (seasonal) | Inactivated influenza vaccine (strain dependent) | Seasonal vaccine—excluded from this study |
| 70 years | Shingles | Shingles (Zostavax) | |
| Condition | Disease(s) | Vaccine (trade name) | Notes |
| Pregnancy | Influenza (seasonal) | Inactivated influenza vaccine (strain dependent) | Seasonal vaccine—excluded from this study |
| Pertussis | DTaP/IPV (Boostrix-IPV) | From 16 weeks gestation | |
| Various underlying medical conditions | Meningococcal | Various | Patients with a wide range of medical conditions (asplenia, diabetes, respiratory, neurological) are eligible for a range of vaccines |
Fig. 1Coverage (%) of selected vaccinations by age in England 2011–2017, from NHS Digital (2017) [11]
Characteristics of GP practices included in the study
| England average | A | B | C | D | E | F | G | H | J | |
|---|---|---|---|---|---|---|---|---|---|---|
| Region | – | East Midlands | East of England | Yorks and Humber | South West | East Midlands | East of England | North East and Central London | South East | South London |
| Urban/rural statusa | – | Mainly rural | Urban, city and town | Urban, city and town | Mainly rural | Urban, city and town | Largely rural | Major conurbation | Largely rural | Major conurbation |
| List sizeb | 7000 | 4600 | 6600 | 7000 | 8100 | 12,600 | 13,800 | 14,000 | 16,000 | 20,000 |
| Demography | ||||||||||
| Deprivation decileb | – | 8 | 2 | 1 | 8 | 10 | 7 | 4 | 6 | 4 |
| Minority ethnic groups (%)b | – | 1.6 | 6.2 | 12.0 | 1.3 | 1.8 | 3.4 | 30.3 | 2.1 | 41.4 |
| Aged 0–4 years (%)b | 5.7 | 3.3 | 7.3 | 5.7 | 4.4 | 4.6 | 5.0 | 5.0 | 5.4 | 7.7 |
| Aged 65+ years (%)b | 17.3 | 31.6 | 10.4 | 13.6 | 30.4 | 23.6 | 21.5 | 11.3 | 18.9 | 11.8 |
| Quality indicators | ||||||||||
| QOF achievement (%)b | 95.6 | 99.6 | 98.2 | 94.5 | 98.9 | 99.3 | 96.2 | 95.7 | 99.6 | 93.7 |
| Patients recommending practice (%)b | 77.4 | 95.3 | 78.4 | 81.4 | 89.3 | 84.4 | 56.6 | 87.8 | 83.1 | 85.9 |
| Childhood vaccination coverage | ||||||||||
| DTP-IPV-Hib 3 doses by 12 months (%)c | 93.4 | 98.9 | 96.0 | 97.3 | 96.0 | 98.9 | 98.7 | 78.7 | 90.6 | 91.2 |
| DTP-IPV-Hib 3 at 24 months (%)c | 95.1 | 100.0 | 95.8 | 100.0 | 97.5 | 100.0 | 98.1 | 91.4 | 90.8 | 94.6 |
| MMR 1 by 24 months (%)c | 91.6 | 100.0 | 97.9 | 98.6 | 93.7 | 97.2 | 97.5 | 78.1 | 85.5 | 86.9 |
| MMR 2 by 5 years (%)c | 87.6 | 94.4 | 94.2 | 95.5 | 98.3 | 94.4 | 93.1 | 69.6 | 85.1 | 88.4 |
| MMR 2 by 5 years (%)d | 83.4 | 100.0 | 92.7 | 93.0 | 98.8 | 96.8 | 93.8 | 79.7 | – | 74.5 |
| Adult vaccination coverage | ||||||||||
| PPV (%) 2017–2018, 70–74d | 70.2 | 79.0 | 71.3 | 81.9 | 83.3 | 88.7 | 56.1 | 64.4 | 65.6 | 42.9 |
QOF Quality Outcomes Framework, DTP-IPB-Hib 3 Diphtheria, tetanus, pertussis, polio and haemophilus influenzae group b, 3rd dose, MMR measles, mumps and rubella vaccine, PPV pneumococcal polysaccharide vaccine
Data sources: a2011 Rural-Urban Classification of Local Authorities (https://www.gov.uk/government/statistics/2011-rural-urban-classification-of-local-authority-and-other-higher-level-geographies-for-statistical-purposes) [25]; bNational General Practice Profiles; for deprivation, 10 is most deprived decile and 1 is least deprived (https://fingertips.phe.org.uk/profile/general-practice) [26]; cderived from UNIFY 2 data 2016–2017, which are experimental management data and have lower reliability [11]; dderived from Immform data 2016–2017
Number and type of staff group participating in semi-structured interviews at each practice
| A | B | C | D | E | F | G | H | J | TOTAL | |
|---|---|---|---|---|---|---|---|---|---|---|
| Practice nurse (PN) | 2 | 2 | 2 | 2 | 6 | 1 | 3 | 2 | 3 | 23 |
| Healthcare assistant (HCA) | 0 | 0 | 0 | 0 | 4 | 0 | 1 | 2 | 0 | 7 |
| Practice manager (PM) | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 8 |
| Administrator (AD) | 0 | 1 | 2 | 1 | 2 | 1 | 1 | 3 | 1 | 12 |
| Receptionist (R) | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 2 |
| Total | 3 | 4 | 6 | 4 | 13 | 3 | 7 | 7 | 5 | 52 |
Fig. 2The care delivery value chain for routine vaccinations from the perspective of a primary care practice. (The black arrow shows the process over time within the GP practice, with activities involving the practice above the line and patient-facing activities below the line. The blue arrow represents the patient’s interaction with the practice during the process). Activity steps with dashed outline are those where times were sometimes recorded together with other activities by practices, so timings are less reliable. Timings are mean times calculated across the included practices for each step
Fig. 3A process map of the system of implementing routine vaccination at GP practices in England. Green box = resources; yellow box = non-clinical/administrative activities and processes; grey box = activity undertaken off GP practice site; blue box = clinical activity and processes; red outlines = activities and process with direct patient contact. *The Red Book is a paper health record held by a child’s carers. PGD patient group directive, SMS text message (short message service), PSD patient-specific directive; CHIS Child Health Information System
Organisation of responsibilities for processes involved in routine vaccination at the included practices
| Activities | A | B | C | D | E | F | G | H | J |
|---|---|---|---|---|---|---|---|---|---|
| 1. Pre-clinic administration (receiving info; generating patient list) | The PM runs searches and allocates tasks to the R staff. | An AD runs the searches and manages the list. | The PM runs searches and the PN has a role in allocating tasks. | The PM runs searches and allocates tasks to the R staff. | The APM is responsible for running searches and allocating tasks. | The PM runs the searches and then tasks allocated to the PN and AD. | An AD generates the list and allocates tasks, with some support from the PN. | An AD generates the lists of eligible patients, from info from CHIS and local records. | An AD is responsible for generating the list of patients. |
| 2. Patient contact, appointment booking and reminder/recall activities | The R staff are responsible for booking appointments and reminder recall activities, which involve letters and phone and text messages. Occasionally the PN will phone parents. | An AD is then responsible for all the reminder and recall activities, which primarily involves letters, but with some follow-up phone calls. | An AD has a large role in contacting patients, including calling patients and sending letters and SMS reminders, with some support from a R. | The R staff undertake all appointment booking and reminder recall activities and have a role in clinic preparation. Initial invite is by letter, followed by phone calls. Adult vacc is opportunistic. | This is split between the APM and the R staff and primarily involves sending letters, with some follow-up phone calls. | Some initial letters sent, then an AD books appts during the PN’s clinic (below). The PN and PM both also have a role here in phoning patients who do not respond or DNA. | The R staff are responsible for sending out letters and SMS reminders and booking appts. An AD and PN also call parents who DNA or do not respond. | This is undertaken by an AD who sends letters to parents, or will phone or send a SMS in the case of no response. Adult vaccines are booked ad hoc, especially during flu season. | The AD also sends the letters and manages the reminder recall activities, and the PN phones non-responders and DNAs. |
| 3. Vaccine ordering, stocking and fridge maintenance | The PN primarily manages vaccine stock levels although with some support from the PM. | An HCA undertakes the vaccine ordering, which stock audit, and fridge maintenance is done by the PN. | Ordering is done by the PN and stocking and maintenance is split between the PN and an AD. | Ordering, stock management and maintenance is undertaken by a PN. | The PN does the fridge maintenance and an AD vaccine stocking and ordering. | Vaccine ordering and fridge maintenance are all undertaken by the PN. | Stocking and ordering is undertaken by an AD with some maintenance from the PN. | Stocking and ordering is done by an AD. Fridge maintenance is split between an AD, a PN and HCA. | Stocking, ordering and maintenance are all undertaken by a PN. |
| 4. Vaccination appointments | Vacc takes place in general clinics with a PN. | All vacc takes place in general clinics within 15-min appts with a PN. | Most primary imms are given in a specific baby clinic with a PN in a 15-min appt, although some are also done in general clinics. All adult imms are done in general clinics and sometimes 10-min appts are used. | Almost all vacc takes place in a dedicated baby/child clinic with 10-min appts. | A mixture of 15- and 20-min appts are used in general clinics with a PN. Rarely 10-min appts are used. | There is a dedicated clinic for the 8-week appts with 2 PNs working 5 min per patient. All the others in general clinics with 10-min appt with a PN. | All childhood and most adult vacc take place in 15-min appts with a PN. Some PCV and shingles vacc are done in 20-min appts with an HCA. | A specific vacc clinic is run that involves 2 PNs with 5-min appts and 2 HCAs undertaking data input. A few 15-min general appts with PN and 20-min appts with an HCA are used. Adult vaccs take place in general clinics and are often given by HCAs. | Almost all vacc are given in 15-min appts in a general clinic with a PN. |
| 5. Post-clinic data collection and submission, including Open Exeter and CQRS. | This is entirely undertaken by the PM. | This is primarily done by the AD, with some support from the PM. | Some data collection is undertaken by the PN immediately after the appts, then an AD is responsible for upload and submission. | This task is split between the PM and the R staff, with a small amount of support from the PN. | This is undertaken by an AD staff member and however is primarily automated. | An AD is in the clinic with the PN to undertake data collection and submission simultaneously. The PM has a role in the financial submissions. | A member of the R team has a large role in this, supported by a specialist AD. | Aside from the data entry undertaken in the clinics, the remainder is done by the AD. | An AD has a large role in data submission, with some time spent by the PN, particularly on CQRS. |
| 6. Professional tasks and activities (training, reading updates, PGD administration) | Reading the vaccine update and training are undertaken by the PN. | Reading the vaccine uptake is done by both the PM and PN, with the PN also doing training. | Reading the vaccine update and training are undertaken by the PN. | Reading the vaccine update and training are undertaken by the PN. | Reading the vaccine update and training are undertaken by the PN. | Reading the vaccine update and training are undertaken by the PN. | Reading the vaccine update and training are undertaken by the PN. | The PN undertakes annual training. | The PN undertakes annual training. |
PM practice manager, APM assistant practice manager, PN practice nurse, AD administrator, R receptionist, DNA did not attend, HCA healthcare assistant, PCV pneumococcal vaccine, SMS text message
Data derived from the number and length of vaccination appointments and time spent on vaccination during the 10-day study period at each practice
| A | B | C | D | E | F | G | H | J | |
|---|---|---|---|---|---|---|---|---|---|
| Childhood appointments ( | 9 | 14 | 15 | 23 | 24 | 30 | 23 | 31 | 71 |
| Mean length, min (95% CI) | 20.2 (18.2–22.2) | 15.4 (13.1–17.6) | 22.0 (16.4–27.6) | 13.9 (11.5–16.3) | 18.1 (16.0–20.1) | 9.8 (8.9–10.7) | 18.3 (15.5–21.1) | 9.0 (8.0–10.5) | 16.7 (15.4–17.8) |
| Annual appts per child 0–4 ( | 1.53 | 0.76 | 1.01 | 1.56 | 1.28 | 1.01 | 0.81 | 1.20 | 1.24 |
| Adult appointments ( | 26 | 10 | 22 | 17 | 4 | 23 | 7 | 14 | 16 |
| Mean length, min (95% CI) | 9.2 (8.6–9.8) | 11.2 (8.7–13.7) | 14.1 (12.6–15.6) | 8.7 (6.9–10.5) | 6.8 (2.9–10.6) | 8.0 (6.8–9.2) | 13.3 (11.4–15.1) | 9.1 (7.6–10.6) | 13.5 (11.9–15.1) |
| Annual appts per adult aged 65+ ( | 0.45 | 0.38 | 0.57 | 0.17 | 0.04 | 0.19 | 0.11 | 0.11 | 0.17 |
| Total time spent on vaccination during study period (TPVT) (min) | 1205 | 915 | 1821 | 1017 | 973 | 1224 | 1481 | 1231 | 2711 |
| Proportion of time spent on non-clinical tasks, min (%) | 784 (65.1) | 588 (64.3) | 1180 (64.8) | 550 (54.1) | 512 (52.6) | 746 (60.9) | 893 (60.3) | 825 (67.0) | 1312 (48.4) |
| Proportion of time spent on clinical tasks, min (%) | 421 (34.9) | 327 (35.7) | 641 (35.2) | 467 (45.9) | 461 (47.4) | 478 (39.1) | 588 (39.7) | 406 (33.0) | 1399 (51.6) |
| Relative time per patient (mean time per patient on list = 1) | 1.86 | 0.98 | 1.84 | 0.89 | 0.55 | 0.63 | 0.75 | 0.55 | 0.96 |
Fig. 4Proportion (%) of total practice vaccination time spent by different staff groups on clinical and non-clinical tasks (PM = practice manager; APM = assistant practice manager; PN = practice nurse; AD = administrator; R = receptionist; HCA = healthcare assistant)
A comparison between implementation of NHS England requirements and NICE quality standards by practices
| Domain | Requirement/standard | Adherence by practice |
|---|---|---|
| Outcome | 2.4: to offer immunisation to 100% of eligible individuals in accordance with guidance. | Childhood: coverage at the large practices G, H and J is much lower than average and well below the 95% target. |
| Equity | 2.11: to be able to demonstrate what systems are in place to address health inequalities and ensure equity of access to immunisation. | None of the included practices had any specific interventions or services in place to increase uptake in any population or demographic groups with low coverage. |
| 2.11: to have procedures in place to identify and support those persons who are considered vulnerable/hard-to-reach | None of the included practices had any specific system in place to identify vulnerable or hard-to-reach populations. All practices did follow-up with parents of all young children who did not attend for vaccination. | |
| Service delivery | 3.6: to provide core programme elements, as covered in The Green Book. | 18 programme elements are described, of which were met by all practices, except reducing variation (none), patient involvement (G and J only) and local communications strategies (nothing, aside from information provision within practice). |
| 3.10: to address poor uptake for the services where local delivery is lower than the key deliverables to reduce the variation in local levels of performance. | None of the included practices had a system for accessing, evaluating and discussing data relating to their immunisation outcomes or focus on reducing local variation in their local population. | |
| Missed opportunities | 3.8: to take every appropriate opportunity to check vaccination status and offer immunisation to individuals who may have missed or not fully completed the national routine schedule. | Practices A, E, G and J discussed having a commitment to opportunistic vaccination. However, this was primarily for providing adults with singles and PPV when attending for influenza or other chronic disease health checks. Children were followed up more intensively by all practices at earlier ages, leaving less room for opportunistic vaccination. None of the practices had a specific strategy or protocol for reducing missed opportunities. |
| Consent | 3.9: to adhere to The Green Book guidance on consent. | This was undertaken by all practices. |
| Assessment | 3.10: to have systems in place to assess eligible individuals for suitability by a competent individual prior to each immunisation. | Aside from the use of searches on computer systems and the general commitment to opportunistic vaccination by some practices (A, E, G and J), no specific protocol or plan was used to check immunisation status. This was especially true for adolescents unless subject to a specific campaign (e.g. meningitis campaign). |
| Information systems | 3.10: assessed the immunisation record of each individual to ensure that all vaccinations are up to date | Record keeping was a high priority for all practices, although it was found to be time consuming and complex. |
| 3.10: systems in place to identify those in clinical risk groups and to optimise access for those in underserved groups | In all practices, the electronic record system was used to identify patients in clinical risk groups, as per the schedule; however, no practices used it to identify people in specific underserved groups. | |
| 3.10: arrangements in place to report and co-ordinate responses to outbreaks of diseases | This was undertaken by all practices. | |
| Reminder, recall | 3.10: systems in place to identify, follow up and offer immunisation to eligible individuals | There was large variation in method and frequency of patient contact, reminder and recall activities. For childhood appointments, all practices sent letters first and used phone calls to follow up non-responders. Practices A and C sometimes called patients first. Practices A, C, H and G also used text messages. All initial patient contacts were made by a receptionist or administrator and follow-up of non-responders to non-attenders was sometimes undertaken by the PN (A, F, G and J). |
| Vaccine administration | 3.12: the provider has a duty to ensure it has, or will have, trained and competent staff to deliver (any) given immunisation programme they agree a contract for | This was undertaken by all practices. |
| 3.12: the professional lead in the provider organisation must ensure that all staff are legally able to supply and/or administer the vaccine | This was undertaken by all practices. | |
| Storage and wastage | 3.13: have effective cold chain and administrative protocols that reduce vaccine wastage to a minimum and reflect national protocols | Responsibilities for maintaining the cold chain was divided between practices who allowed administrative staff to do this (C, G and H) and practices that used the clinical staff (A, B, D, E, F and J). |
| Ordering | 3.14: centrally procured vaccines must be ordered via the ImmForm online ordering system | The distribution of ordering was split similarly to the requirement above. |
A modified version of the below guide was used if the interview only had administrative staff
| Topic | Prompt | Notes and possible questions |
|---|---|---|
| Welcome and introduction | Intro | - Background to the project |
| Scope of interview | - Overview of purpose | |
| Organisation and role | Intro | This section is looking to understand how the routine vaccination programme is organised within your GP practice. |
| Role and responsibility | - Please describe your role within the practice team in delivering the vaccination programme. | |
| Vaccination programme organisation | - How is the vaccination programme organised within your GP practice? | |
| Inputs | Intro | - This section is looking to understand how the practice uses information to make decisions about how to run the programme. |
| Information sources and use | - What information sources do you use? | |
| Data knowledge and management | - Where do you get information from relating to your practice’s performance? | |
| Resources (financial and human) | - Do you have responsibility for the financial management of the programme? | |
| Networks | - Are you a member of any local or national networks relating to vaccination? | |
| Sensemaking | Intro | This section is seeking to understand how vaccination is perceived and prioritised within your practice. |
| Leadership | - Is there an identified person who leads the programme? | |
| Decision-making | - Who is responsible for making decision relating to the programme? | |
| Climate and culture | - How much of a priority is vaccination when compared to other areas? | |
| Interpersonal relationships | - Do staff work together well to deliver the programme? | |
| Responses to change | - How well does your practice respond to changes in the programme? | |
| Activities and outputs | Intro | This section is seeking to understand what vaccination activities you undertake and the uptake of these. |
| Task allocation | - How are roles and responsibilities distributed? | |
| Time allocation | - How much time is dedicated to vaccination? | |
| Systems and processes | - Is the way the programme organised suitable? | |
| Data collection and submission | - How are data collected and submitted? | |
| Uptake and access | - Is there good uptake of vaccination in your practice? | |
| Interventions | - Are you involved with any interventions to improve access/uptake? If so, please describe. | |
| Workload and capacity | - How do you find the workload of running the programme? | |
| Outcomes | Intro | This section is seeking to understand what the overall outcomes of the programme are in your practice. |
| Patient factors and perception | - Do you think the type of population you service makes any difference to the coverage levels you achieve? | |
| Community relationship | - Is the practice integrated into the local community? | |
| Coverage levels and performance | - Do you know how well your practice performs? | |
| Wrap up | Open space for discussion and questions | - Has everything been covered? |