Anne C Berends1, Johannes D Meeldijk2, Marijn A van Huis3, Celso de Mello Donega1. 1. Condensed Matter and Interfaces, Debye Institute for Nanomaterials Science, Utrecht University, Princetonplein 5, 3584 CC Utrecht, The Netherlands. 2. Electron Microscopy Utrecht, Utrecht University, 3584 CH Utrecht, The Netherlands. 3. Soft Condensed Matter, Debye Institute for Nanomaterials Science, Utrecht University, Princetonplein 5, 3584 CC Utrecht, The Netherlands.
Abstract
Colloidal 2D semiconductor nanosheets (NSs) are an interesting new class of materials due to their unique properties. However, synthesis of these NSs is challenging, and synthesis procedures for materials other than the well-known Pb- and Cd-chalcogenides are still underdeveloped. In this paper, we present a new approach to make copper indium sulfide (CIS) NSs and study their structural and optical properties. The CIS NSs form via self-organization and oriented attachment of 2.5 nm chalcopyrite CuInS2 nanocrystals (NCs), yielding triangular- and hexagonal-shaped NSs with a thickness of ∼3 nm and lateral dimensions ranging from 20 to 1000 nm. The self-organization is induced by fast cation extraction, leading to attractive dipolar interactions between the NCs. Primary amines play a crucial role in the formation of the CIS NSs, both by forming in situ the cation extracting agent, and by preventing the attachment of NCs to the top and bottom facets of the NSs. Moreover, DFT calculations reveal that the amines are essential to stabilize the covellite crystal structure of the product CIS NSs. The NSs are indium-deficient and the off-stoichiometry gives rise to a plasmon resonance in the NIR spectral window.
Colloidal 2D semiconductor nanosheets (NSs) are an interesting new class of materials due to their unique properties. However, synthesis of these NSs is challenging, and synthesis procedures for materials other than the well-known Pb- and Cd-chalcogenides are still underdeveloped. In this paper, we present a new approach to make copper indium sulfide (CIS) NSs and study their structural and optical properties. The CIS NSs form via self-organization and oriented attachment of 2.5 nm chalcopyrite CuInS2 nanocrystals (NCs), yielding triangular- and hexagonal-shaped NSs with a thickness of ∼3 nm and lateral dimensions ranging from 20 to 1000 nm. The self-organization is induced by fast cation extraction, leading to attractive dipolar interactions between the NCs. Primary amines play a crucial role in the formation of the CIS NSs, both by forming in situ the cation extracting agent, and by preventing the attachment of NCs to the top and bottom facets of the NSs. Moreover, DFT calculations reveal that the amines are essential to stabilize the covellite crystal structure of the product CIS NSs. The NSs are indium-deficient and the off-stoichiometry gives rise to a plasmon resonance in the NIR spectral window.
Ultrathin
2-dimensional nanomaterials
(nanosheets, NSs) are attracting increasing attention due to their
unique physical, electronic, and structural properties.[1−11] Ultrathin colloidal semiconductor NSs with thickness (h) in the strong quantum confinement regime (i.e., h ≤ exciton Bohr radius) are of particular interest,
since they combine the extraordinary properties of 2D nanomaterials
with versatility in terms of composition, size, shape, and surface
control, and the prospects of solution processability.[9] To date, colloidal NSs of a variety of binary semiconductors
have been prepared: CdX (X = S, Se, Te),[1,6,10] PbS,[2] SnX (X = S, Se),[12,13] InSe,[14] In2S3,[15] Cu2–S,[5] Cu2–Se,[16] WS2,[17,18] and MoS2.[18] However, reports on NSs of
multinary semiconductors are scarce, despite the interesting properties
of this class of materials. CuInS2 (CIS) for instance,
is a direct semiconductor with a bulk bandgap of 1.5 eV[19,20] and large absorption coefficients,[21] which
yields nanocrystals (NCs) with photoluminescence tunable in the vis–NIR
(600–1100 nm) spectral range.[22−25]Size and shape control
in a direct synthesis of colloidal multinary
NCs is challenging, as the reactivity of three different precursors
has to be precisely balanced to prevent formation of the binary system.[24] We circumvented this limitation earlier by a
partial Cu+ for In3+ topotactic cation exchange
reaction, through which template Cu2–S NCs are converted into CIS NCs with size and shape preservation.[25−27] A similar cation exchange protocol has been very recently followed
by Mu et al.[28] to convert template Cu2–S NSs[5] into CIS NSs. The two-stage method developed in our work and described
in this paper relies on a different mechanism: 2D self-organization
of CIS NCs. The resulting 2D NCs have lateral dimensions ranging from
20 nm to 1 μm, thickness of ∼3 nm (similar to the height
of the pyramidal-shaped parent NCs), and a Cu:In ratio of ∼3:1,
which is different from the 1:1 stoichiometry of the parent CIS NCs.
Our results indicate that the self-organization of the parent CIS
NCs into 2D NCs and NSs is driven by a sudden change in their composition
due to preferential extraction of In3+ by in situ generated reactive sulfur-containing species (e.g., H2S). The fast initial growth by oriented attachment
of NC building blocks is followed by a slower phase in which NC building
blocks are individually added to the edges of the NSs. The crystal
structure changes during the reaction from the cubic chalcopyrite
structure of the parent CIS NCs to hexagonal covellite. DFT calculations
indicate that the ligands play a pivotal role in the formation of
the 2D covellite structure and that the In atoms are preferentially
located at the surfaces of the NSs. Interestingly, the Cu-rich stoichiometry
of the product NSs gives rise to a plasmon resonance in the NIR, making
the covellite CIS NSs synthesized in the present work promising materials
for plasmonic applications requiring manipulation of NIR light,[29] such as chemical sensing,[29] IR spectroscopy,[29] photothermal
therapy,[30]in vivo photoacoustic
imaging,[31] smart windows,[32] and thermal doping.[33]
Experimental Section
Materials
Copper(I)
iodide (CuI, Sigma-Aldrich, 98%),
indium(III) acetate (In(Ac)3, Sigma-Aldrich, 99.99%), 1-dodecanethiol
(DDT, Sigma-Aldrich, ≥98%), sulfur (Sigma-Aldrich, 99.98%),
1-octadecene (ODE, Sigma-Aldrich, technical grade 90%), oleylamine
(OLAM, Sigma-Aldrich, technical grade 70%), octadecylamine (ODA, Sigma-Aldrich,
technical grade 90%), indium(III) chloride (InCl3, Sigma-Aldrich,
99.999%), zinc(II) chloride (ZnCl2, Sigma-Aldrich, 99.99%),
ammonium bromide (Fisher Scientific, +99%), ammonium chloride (Sigma-Aldrich,
99.99%), toluene (Sigma-Aldrich, 99.8%), methanol (Sigma-Aldrich,
99.8%), and butanol (Sigma-Aldrich, 99.8%) were obtained. ODE, OLAM,
and ODA were degassed for 2 h at 150 °C before use. All other
chemicals were used as received.
CuInS2 Parent
Nanocrystal Synthesis
CuInS2 nanocrystals were
synthesized following a protocol by Li
et al.[34] First, 297 mg of In(Ac)3, 191 mg of CuI, and 5 mL of DDT were mixed and degassed for 1 h
under vacuum at 100 °C. The reaction mixture was then heated
under N2 pressure to 230 °C. After 5 min of reaction
the heating mantle was removed, and the mixture was allowed to cool
down to room temperature (RT). This yields trigonal-pyramidal-shaped
CIS NCs with a height of 2.5 nm. The NCs were washed with a methanol/butanol
1/1 mixture, isolated by centrifugation and redispersed in 8 mL of
ODE for further reactions or toluene for further analysis.
Nanosheet
Synthesis
A 0.4 M stock solution of sulfur
dissolved in ODE (S-ODE) was prepared by heating sulfur in ODE to
180 °C until a clear solution was obtained. A 1 mL portion of
CuInS2 NCs in ODE (stock solution described above) was
mixed with 0.25 mL of OLAM and 0.75 mL of S-ODE in a vial. The vial
was then placed in a well in a preheated aluminum block on a hot plate
at 200 °C. After 2 h the vial was removed from the aluminum block,
and the product NCs were precipitated with a methanol/butanol 1/1
mixture, centrifuged, and redispersed in toluene. For separation of
the nanosheets from small nanoparticle byproducts, the dispersion
of the product NCs in toluene was left undisturbed for several days
at room temperature under N2 to sediment. Subsequently,
the supernatant was carefully removed with a pipet, and toluene was
added to the sediment.In experiments using ODA instead of OLAM,
ODA was melted at 60 °C, and then, 0.75 mL was added to the reaction
mixture.In experiments designed to investigate the influence
of excess
cations in the reaction outcome, 0.0244 g (0.11 mmol) of InCl3 or 0.0252 g (0.11 mmol) of InCl3 and 0.0153 g
(0.11 mmol) of ZnCl2 were added to the reaction mixture
described above.In experiments designed to investigate the
influence of halide
anions, 160.5 mg (3 mmol) of ammonium chloride or 294 mg (3 mmol)
of ammonium bromide was added to the reaction mixture described above.
Absorption Spectroscopy
NC solutions in toluene were
stored in sealed quartz cuvettes. Absorption spectra were measured
on a double-beam PerkinElmer Lambda 950 UV/vis spectrophotometer.
Electron Microscopy
Transmission electron microscopy
(TEM), cryogenic TEM, and electron diffraction measurements were performed
on an FEI Tecnai-12 microscope. High-resolution transmission electron
microscopy and energy dispersive X-ray spectroscopy (EDX) were performed
on an FEI TalosF200X microscope. Samples for TEM imaging were prepared
by drop-casting a toluene solution containing NCs or nanosheets on
a carbon-coated copper grid. Samples for EDX were prepared by drop-casting
on a carbon-coated aluminum grid. The sample for cryogenic TEM was
prepared using an FEI Vitrobot instrument. The electron diffraction
patterns were first radially integrated using the CrystTBox toolbox.[35] The pattern obtained was scaled with a scaling
factor determined by fitting a measured gold reference electron diffraction
pattern to a gold reference signal.
DFT Calculations
The binary Cu–S system has
a very rich phase diagram, with a variety of equilibrium compositions
and crystal structures, ranging from chalcocite Cu2S to
covelliteCuS.[24] Calculations were carried
out for the CuS composition because the CIS NSs synthesized in the
present work were observed to have adopted the covellite crystal structure.
The phase diagram of the binary In–S system is also very rich,
and therefore the 1:1 stoichiometry was chosen to allow a direct comparison
with covelliteCuS. The calculations of CIS bulk structures and bare
CIS slabs were performed using the plane augmented wave (PAW) method[36] with the generalized gradient approximation
(GGA) of Perdew–Burke–Ernzerhof (PBE)[37] as implemented in the Vienna ab initio simulation package (VASP) code.[38,39] The cutoff
energies for the wave functions and augmentation functions were set
to 550 and 770 eV, respectively, and sufficiently dense k-meshes were used to ascertain energy convergence to within 2 meV/atom.
This resulted in k-meshes of 14 × 14 ×
4 for the covellite structure, 6 × 6 × 4 for 2 × 2
× 1 supercells of the covellite structure, 14 × 14 ×
8 for the chalcopyrite structure, and 16 × 8 × 18 for the
orthorhombic InS structure.[40] Both the
crystal lattice and the atomic coordinates were fully relaxed. The
formation enthalpy is defined with respect to pure CuS covellite and
pure InS covellite asFor ligand-covered
configurations, supercells
were constructed that were 58 Å in height, containing a vacuum
slab at least 22 Å thick. Only for these configurations, the
OptB88-vdW functional by Dion, as implemented in the VASP code by
Klimeš et al.,[41] was used to take
into account van der Waals interactions. After full relaxation (dimensions
and atomic coordinates) the lateral cell dimensions were kept fixed
for evaluation of the ligand coverage using OptB88-vdW while allowing
full relaxation of atomic coordinates.
Results and Discussion
Briefly, the nanosheets (NSs) are synthesized by suspending dodecanethiol-capped
chalcopyrite CIS NCs in a solution of elemental sulfur in octadecene
and a primary amine (octadecylamine or oleylamine, OLAM), and subsequently
heating the mixture to 200 °C (see the Experimental
Section for details). This induces the formation of triangular
and hexagonal NSs at the expenses of the parent CIS NCs (Figure ). Interestingly,
the NSs only form when both sulfur and a primary amine (either octadecylamine
or OLAM) are present (Supporting Information, Figure S1). Elemental sulfur has been previously shown to
react with alkylamines forming alkylammonium polysulfides at room
temperature, and alkylthioamides, dialkylamidines, alkyl-thioketoamidines,
and H2S at elevated temperatures (<100 °C).[42] Under appropriate conditions the released H2S was shown to readily combine with metal precursors present
in the reaction medium to form metal sulfide NCs.[42] In a control experiment (Supporting Information, Figure S2) we show that H2S is also
formed under the conditions used in our NS synthesis method. This
implies that H2S (or another product of the reaction between
OLAM/ODA and sulfur) is crucial to trigger the conversion of the parent
CIS NCs into the product NSs. A mechanism for this transformation
will be proposed later in this paper. Figure A shows that after 1 min at 200 °C the
NSs have already grown to 25 ± 4 nm in lateral size, which is
10 times larger than the parent CIS NCs (trigonal-pyramidal-shaped
with a base of 2.5 nm and height of 2.4 nm).[23] Nanosheets also form at lower temperatures (e.g., 80 °C, Figure S3; or even at room
temperature, Figure S4), but the growth
kinetics are much slower. The NS thickness is determined to be 3–4
nm by analyzing TEM images of NS stacks (Figure S5).
Figure 1
Formation of nanosheets from 2.5 nm parent CIS NCs at 200 °C
followed over time with ex situ TEM: (A) 1 min, (B)
2 min, (C) 5 min, (D) 1 h, and (E) 5 h of reaction time. (F) Cryo-TEM
image of a sample after 2 h at 200 °C. Scale bars correspond
to 100 nm.
Formation of nanosheets from 2.5 nm parent CIS NCs at 200 °C
followed over time with ex situ TEM: (A) 1 min, (B)
2 min, (C) 5 min, (D) 1 h, and (E) 5 h of reaction time. (F) Cryo-TEM
image of a sample after 2 h at 200 °C. Scale bars correspond
to 100 nm.The growth of the NSs at 200 °C
was followed ex situ with TEM. Over time, both the
lateral dimensions and the polydispersity
of the NSs increase, with sizes ranging from tens to several hundreds
of nanometers after 1 h of reaction (Figure A–D). Interestingly, most of the growth
occurs in the first 5 min. If the reaction is allowed to continue
for several hours, the NSs start to shrink and break down (Figure E). Small irregularly
shaped nanoparticles, with sizes ranging from 4 to 11 nm, are observed
to coexist with the nanosheets at all times (Figure and Figure S6). Cryo-TEM (Figure F) shows that these small nanoparticles are present both as free-standing
particles in solution and as adsorbates attached to the nanosheet
surface. Most importantly, the cryo-TEM images also clearly demonstrate
that the NSs are already present in the reaction medium, thereby excluding
the possibility that they are formed on the TEM grid by drying effects
or electron-beam-induced aggregation.
Elemental Composition of
the NSs
The formation of nanosheets
at 200 °C was also followed over time with ex situ absorption spectroscopy (Figure ). The parent CIS NCs show a rather featureless absorption
spectrum extending to ∼650 nm with a shoulder at ∼550
nm, which is ascribed to the band-edge (1S–1S) transition.[23] This shoulder broadens and shifts to longer
wavelengths as the reaction proceeds, indicating a reduction in the
bandgap of the NCs, which is consistent with a decrease in the quantum
confinement as a result of the growth of the nanosheets. Furthermore,
an additional broad absorption band appears in the near-infrared (NIR)
region, which further broadens and shifts to longer wavelengths over
time (see Figure ;
peak is at 1700, 2000, and 2200 nm for the 1 min, 1 h, and 5 h samples,
respectively). A (strong) absorption band in the NIR is often observed
in Cu-chalcogenide NCs and is ascribed to a localized surface plasmon
resonance (LSPR) due to excess charge carriers.[24,29] These excess charge carriers are present because of stoichiometry
deviations, typically Cu-vacancies, which lead to excess holes in
the valence band (i.e., p-doping).[24,29] The observation of a strong NIR absorption band in the spectra of
the product CIS NSs thus implies the presence of excess carriers,
suggesting that the NSs no longer have the 1:1 Cu:In stoichiometry
of the parent CIS NCs.
Figure 2
Absorption spectra of the parent CIS NCs (black) and the
product
CIS NSs at different stages of the reaction. The dashed line at ∼550
nm marks the position of the band-edge absorption transition of the
parent NCs, while the dashed arrow highlights the shift of the broad
NIR absorption band to lower energies over time. It is noted that
this band is absent in the spectrum of the parent NCs. The sharp peak
at 1400 nm is due to residual methanol, which was used to wash the
samples.
Absorption spectra of the parent CIS NCs (black) and the
product
CIS NSs at different stages of the reaction. The dashed line at ∼550
nm marks the position of the band-edge absorption transition of the
parent NCs, while the dashed arrow highlights the shift of the broad
NIR absorption band to lower energies over time. It is noted that
this band is absent in the spectrum of the parent NCs. The sharp peak
at 1400 nm is due to residual methanol, which was used to wash the
samples.Indeed, energy-dispersive X-ray
spectroscopy (EDX) on wide areas,
encompassing a large ensemble of NSs, reveals that the average elemental
composition of the nanosheets is Cu/In/S 0.6(±0.01):0.3(±0.004):1
(see the Supporting Information, Figure S7, for a representative example), which is clearly different from
the 0.5:0.5:1 stoichiometry of the parent CIS NCs, suggesting that,
to keep charge neutrality, (part of) the sulfur ions formed covalent
bonds, similarly to the CuS covellite phase.[43] This should result in excess holes in the valence band, giving rise
to an LSPR, consistent with the NIR absorption band observed in the
spectra of the NSs (Figure ). Elemental analysis of individual NSs (Figure and Figure S8) reveals small variations within a sample: The average Cu:In
ratio of 11 measured nanosheets is 1:0.3 ± 0.06. The highest
Cu:In ratio is 1:0.39, while the lowest is 1:0.21. Additionally, the
small NCs seem to be In-rich CIS, as they appear brighter in the In
map than in the Cu map (see Figure and Supporting Information, Figure S8). The elemental maps provide no evidence for the formation
of InS NCs,
since all regions examined contained both Cu and In, albeit in different
ratios (i.e., NSs are Cu-rich, NPs are In-rich).
The difference between the average Cu:In ratio determined for the
NS ensemble (viz., 2:1) and for individual NSs (viz., 3:1) can be ascribed to the fact that the contribution
of the In-rich NCs is much larger in the ensemble measurements. The
average composition of the NSs at different stages of the reaction
was also analyzed with EDX and observed to be essentially constant.
This shows that the cation extraction is fast and is, in fact, already
completed within the first minute of the reaction. This observation
also indicates that the shift of the NIR LSPR absorption band during
the reaction (Figure ) is due to the lateral growth of the nanosheets, rather than a change
in their composition. The consequences of these observations for the
proposed formation mechanism will be discussed below. It should be
noted that the LSPR band originates from the In-poor NSs, rather than
from the In-rich CIS NCs. This becomes evident when comparing the
absorption spectrum of a sample of NSs obtained by sedimentation with
that of the original ensemble prior to sedimentation, when a high
concentration of small In-rich NCs was still present (Figure S9). The LSPR band is very pronounced
in the absorption spectrum of the sample obtained by sedimentation,
but is hardly observable in the spectrum of the sample prior to sedimentation,
which is dominated by the absorption of the small In-rich NCs.
Figure 3
(B, C, D) STEM-EDX
elemental maps of the nanosheet shown in the
STEM-HAADF image in part A. The yellow frame highlights a region where
clusters of small nanoparticles are observed at the edge of the nanosheet.
The diagonal yellow line marks the edge of the nanosheet. The nanoparticles
appear brighter in the In map than in the Cu map, suggesting that
they are In-rich CIS. This is clearer visible in the close-up of this
image in the Supporting Information, Figure S8.
(B, C, D) STEM-EDX
elemental maps of the nanosheet shown in the
STEM-HAADF image in part A. The yellow frame highlights a region where
clusters of small nanoparticles are observed at the edge of the nanosheet.
The diagonal yellow line marks the edge of the nanosheet. The nanoparticles
appear brighter in the In map than in the Cu map, suggesting that
they are In-rich CIS. This is clearer visible in the close-up of this
image in the Supporting Information, Figure S8.
Shape of the NSs
As shown in Figure (and also in Figures S1D, S6, and S8) the shape of the nanosheets ranges from triangles
to hexagons, through truncated triangles and irregular hexagons. Remarkably,
the NS edges are often kinked and irregular (see Figure A,B and also Figures S6 and S8A). Figure B also clearly shows small particles adsorbed on the
nanosheets’ surface. Moreover, the edges of the NS in Figure B are noticeably
brighter than its interior, suggesting that the edges are richer in
indium. This observation is consistent with the structural model derived
from DFT calculations and will be discussed in more detail below.
The high-resolution TEM (HR-TEM) image in Figure C shows lattice fringes of small particles
on the nanosheet surface and the nanosheet itself. It is clear that
the fringes have different directions, indicating that the small particles
have different orientations on the surface and are not atomically
aligned with the underlying nanosheet. The wobbly edge of the NS in Figure C is deformation
caused by the intense electron beam. This deformation happens in situ while imaging the NS and worsens over time. The
implications of the irregularities and kinks observed in the edges
of the NSs in the low-resolution TEM images will be discussed in the
mechanism section below.
Figure 4
(A) TEM image showing kinked and irregular edges
of NSs. (B) STEM-HAADF
image showing kinked edges and small particles adsorbed on the surface
and at the edges of a NS. (C) HR-TEM image showing lattice fringes
of both the nanosheet and small particles adsorbed on the nanosheet
surface in different orientations.
(A) TEM image showing kinked and irregular edges
of NSs. (B) STEM-HAADF
image showing kinked edges and small particles adsorbed on the surface
and at the edges of a NS. (C) HR-TEM image showing lattice fringes
of both the nanosheet and small particles adsorbed on the nanosheet
surface in different orientations.
Crystal Structure of the NSs
Electron microscopy was
also used to study the crystal structure of the nanosheets, by using
selected area electron diffraction (SAED) and comparing the integrated
pattern to bulk reference patterns. Figure A shows the SAED pattern of a batch of nanosheets
on the TEM grid. Azimuthal integration of the SAED pattern yields
the signal shown in Figure B, which is in good agreement with a covellite bulk reference
pattern. The SAED pattern of a single NS (Figure C,D) shows diffraction spots consistent with
a single crystal. The hexagonal pattern can be indexed to covellite
lattice planes (Figure S11). The crystallographic
properties of the product CIS NSs are further studied with DFT calculations
below.
Figure 5
(A) Selected area showing a batch of deposited nanosheets. The
electron diffraction pattern of this batch is shown in the inset.
A larger version of this panel is shown in Figure S10. (B) Azimuthally integrated SAED signal is compared to
a covellite bulk reference pattern (JCPDS PDF card 00-036-0380). SAED
of (C) a single nanosheet shows (D) a hexagonal diffraction pattern.
(A) Selected area showing a batch of deposited nanosheets. The
electron diffraction pattern of this batch is shown in the inset.
A larger version of this panel is shown in Figure S10. (B) Azimuthally integrated SAED signal is compared to
a covellite bulk reference pattern (JCPDS PDF card 00-036-0380). SAED
of (C) a single nanosheet shows (D) a hexagonal diffraction pattern.
DFT Modeling of Crystal
Structures
During the reaction,
the 2.5 nm parent CIS NCs, with chalcopyrite crystal structure, transform
to NSs with much larger (∼100-fold) lateral dimensions and
covellite crystal structure. For insight into the energetics of the
crystallographic transformation from chalcopyrite to covellite, plane-wave
density functional theory (DFT) calculations were performed using
the plane augmented wave (PAW) method with the generalized gradient
approximation (GGA) as implemented in the VASP code.[38,39] Computational details are given in the Experimental
Section. The calculations, over the entire cation range but
limited to compositions with a cation/anion ratio of one, were performed
both for the CuS-type covellite structure and for the CuInS2-type chalcopyrite structure displayed in Figure A,B. Also the known most stable orthorhombic
phase of InS shown in Figure C was considered. The formation enthalpies, defined with respect
to CuS covellite and InS covellite (see the Experimental
Section for details), are shown in Figure . Tangent lines are drawn connecting the
most stable covellite phases, and the overall most stable phases.
The total-energy calculations confirm that covelliteCuS, chalcopyriteCuInS2, and orthorhombic InS are overall the energetically
most stable phases. In the compositional range of Cu1–InS with x between 0.5 and 1.0, phase separation into chalcopyrite CuInS2 and orthorhombic InS is predicted. For the experiments, only
the compositional range with In concentrations between 0.0 and 0.5
is relevant. The DFT calculations show that the chalcopyrite structure
is more stable over this compositional range, except for In concentrations
below x ∼ 0.05 where the CuS covellite structure
is more stable. At an In concentration of x ∼
0.25 (corresponding to the experimentally determined composition of
the nanosheets), the tangent line connecting the most stable covellite
phases and the tangent line connecting the most stable chalcopyrite
phases are very close, with a formation enthalpy difference of only
104 meV per formula unit (fu). The fact that the covellite structure
is found experimentally shows that the ligands, which are not included
in these bulk calculations, are required to stabilize the covellite
phases with a nonzero In content, thereby bridging this difference
in formation enthalpy.
Figure 6
Schematic bulk crystal structures of (A) covellite, (B)
chalcopyrite,
and (C) orthorhombic InS. Cu atoms are displayed in blue, In atoms
in magenta, and S atoms in yellow. The simulation cells are periodic
in all dimensions and are drawn with black lines. (D–F) Proposed
transformation sequence from chalcopyrite to covellite, with projections
corresponding to side views of the NSs. Gray arrows drawn at the right-hand
side of panels A, D, E, and F indicate the directionality of bilayers,
pointing from anion-filled atomic layers to cation-filled atomic layers.
Gray dots indicate atomic layers filled with both anions and cations.
The {112} atomic planes of the (D) chalcopyrite structure consist
of hexagonal (Cu, In)S2 bilayers which we draw aligned
with the {001} planes of the (E, F) covellite superstructure. Upon
extraction of In atoms, the Cu atoms occupy the vacant sites, and
reordering causes the cation–anion separated bilayers to become
(E) mixed atomic layers, thereby providing opportunities for S–S
bond formation. Further atomic rearrangements result in structure
F, with oppositely directed bilayers that are typical of the covellite
structure. This last structure is predicted to be the lowest-energy
covellite Cu3In1S4 phase.
Figure 7
Formation enthalpies of Cu1–InS bulk phases, relative to CuS
covellite
and InS covellite, calculated using GGA–PBE. The covellite
phases are indicated by black circles, chalcopyrite phases by red
triangles, and the orthorhombic InS phase by a green square. The top
black line is the common tangent connecting the most stable covellite
phases; the bottom black line is the common tangent line connecting
the overall most stable phases. The blue arrow indicates the change
induced by the NS formation reaction.
Schematic bulk crystal structures of (A) covellite, (B)
chalcopyrite,
and (C) orthorhombic InS. Cu atoms are displayed in blue, In atoms
in magenta, and S atoms in yellow. The simulation cells are periodic
in all dimensions and are drawn with black lines. (D–F) Proposed
transformation sequence from chalcopyrite to covellite, with projections
corresponding to side views of the NSs. Gray arrows drawn at the right-hand
side of panels A, D, E, and F indicate the directionality of bilayers,
pointing from anion-filled atomic layers to cation-filled atomic layers.
Gray dots indicate atomic layers filled with both anions and cations.
The {112} atomic planes of the (D) chalcopyrite structure consist
of hexagonal (Cu, In)S2 bilayers which we draw aligned
with the {001} planes of the (E, F) covellite superstructure. Upon
extraction of In atoms, the Cu atoms occupy the vacant sites, and
reordering causes the cation–anion separated bilayers to become
(E) mixed atomic layers, thereby providing opportunities for S–S
bond formation. Further atomic rearrangements result in structure
F, with oppositely directed bilayers that are typical of the covellite
structure. This last structure is predicted to be the lowest-energy
covellite Cu3In1S4 phase.Formation enthalpies of Cu1–InS bulk phases, relative to CuScovellite
and InS covellite, calculated using GGA–PBE. The covellite
phases are indicated by black circles, chalcopyrite phases by red
triangles, and the orthorhombic InS phase by a green square. The top
black line is the common tangent connecting the most stable covellite
phases; the bottom black line is the common tangent line connecting
the overall most stable phases. The blue arrow indicates the change
induced by the NS formation reaction.As can be seen in Figure , there are multiple data points for the formation
enthalpies
of the covellite phases (black circles) at one particular composition.
This is because multiple orderings of the Cu/In atoms inside the (Cu,
In)S covellite structure were considered, varying from concentrating
In atoms in particular layers to a more homogeneous distribution in
the structure. From all of these calculations, it can be concluded
that it is remarkable that the covellite structure is found experimentally,
as—at least for bulk phases—the covellite structure
cannot accommodate large concentrations of In atoms without severe
distortion. The covellite crystal structure is characterized by triplets
of CuS atomic planes (Figure A) that are bonded by S–S bonds oriented perpendicular
to the layered structure. The central CuS atomic layer in the triplets
is atomically flat. However, upon introduction of In atoms in the
structure, in general this central layer becomes buckled as shown
in Figure E. It is
noted that, in the chalcopyrite structure, the directionality of the
anion–cation bilayers is uniform in the [221]ch direction,
as indicated with the gray arrows in Figure D. In the covellite structure of Figure A, though, the bilayers
show opposing directionality in the corresponding [001]cov direction (also indicated with gray arrows). Figure E is therefore an intermediate structure,
where the bilayers do not consist of an anion-filled atomic plane
and a cation-filled atomic plane, but of cation–anion mixed
layers. The energetically most favorable orderings in the covellite
structures were those whereby the In atoms occupy the atomic planes
adjacent to the S–S bonds, as shown in Figure F. However, this also leads to strong weakening
of the S–S bonds at particular planes, with the interatomic
S–S distance increasing substantially from 1.7 Å for pure
CuS (Figure A) to
∼3.0 Å for the S atomic layers shown at the bottom of Figure F. In addition, these
In-coordinated S layers adopt a more conventional stacking. The large
interatomic distances suggest that, along these planes, the structure
could be more easily cleaved or layers exfoliated; i.e., surfaces will be formed more easily at these lattice planes.Although the dynamics of the transformation sequence (with cation
extraction, ligand replacement, and oriented attachment all taking
place over a very short time window) is much too complex to be resolved
by means of total-energy DFT calculations, the calculations point
to a plausible transformation pathway which is shown in Figure D–F. The {112} atomic
layers of CuInS2 chalcopyrite show structural resemblance
to the (001) layers of (Cu, In)S covellite. Starting from the chalcopyrite
structure (Figure D), In extraction provides flexibility in the atomic environments,
allowing the Cu(I)-sublattice to quickly reorganize itself by occupation
of the vacant sites. This results in mixed anion–cation bilayers
in the {112} chalcopyrite planes, which then transform into {100}
covellite planes (Figure E). This process is likely favored by the very high solid-state
mobility of Cu(I) cations in chalcogenide lattices.[25−28,44] Such a transformation can also be much enhanced when chalcopyrite
NCs come in a direct solid–solid contact with a larger covellite
nanosheet by means of directed attachment. As a result, layered structures
are formed that are terminated with S atoms at both sides so that
S–S bonds can be formed. Next, atomic rearrangements take place
whereby In atoms become concentrated near S–S bonded planes,
which enables the formation of the nearly flat CuS atomic planes at
the center of the triplet layers that are so typical of the covellite
structure (Figure A). Because of the strong S–S bonds in the case of a Cu-rich
atomic environment and the weak S–S bonds in the case of an
In-rich environment (both shown in Figure F), we hypothesize that the interior of the
covelliteNSs are Cu-rich, while the surfaces of the NSs are In-rich,
and that these InS-terminated surfaces preferably bind to ligands.Calculations were also performed on a 6-bilayer slab of the chalcopyrite
structure, and a 6-bilayer slab of the covellite structure (both at
In concentration x = 1/3).
Upon comparison of the formation enthalpies of bare {001} covellite
CIS NSs with bare {112} chalcopyrite CIS NSs, it was found that the
chalcopyriteNSs are energetically slightly more favorable by 57 meV/fu.
Therefore, the DFT calculations predict that the 2D covellite structure
cannot be stabilized by surface energies alone, and that the ligands
likely play a pivotal role in stabilizing the colloidal 2D CIS covellite
phase. Additional simulations were performed in which 6-bilayer covellite
slabs were covered with amine or thiol ligands. To take into account
van der Waals interactions, these calculations were performed with
the computationally more expensive OptB88-vdW functional instead of
the GGA–PBE functional (details in the Experimental
Section). Figure S12 shows the configurations
found for bare, crystal-bound thiol-covered, surface-bound thiol-covered,
and amine-covered 2D CIS covellite slabs. We note here that not all
possible terminations of the CIS covellite structure (Cu, In orderings)
were simulated, neither were different ligand areal densities, as
this configurational space is too large to be explored with quantum
mechanical DFT calculations. As the end groups mainly determine the
interaction with the 2D slabs, for computational efficiency only 6-carbon-atom-chain
variants of the ligands (i.e., the C6H13 hexyl radical, the C6H13Sthiyl radical,
and C6H15N hexylamine) were considered. Not
surprisingly, all ligands were found to have a favorable binding energy
with the CIS nanosheets when taking the energies of the bare nanosheets
and of the ligand 2D layers as a reference. However, in the thiol-covered
configurations of Figure S12B,C, the remaining
forces on the atoms are very high (up to 0.7 and 1.0 eV/Å for
the crystal-bound and surface-bound configurations, respectively)
rendering thiol coverage unlikely, while the amine-covered configuration
displayed in Figure S12D relaxed well,
with forces on the atoms on average 0.03 eV/Å and at most 0.09
eV/Å. Therefore, the DFT calculations indicate that OLAM coverage
is preferred over DDT coverage of the covellite CIS nanosheets. It
is thus likely that the formation of covellite (rather than chalcopyrite)
CIS nanosheets was driven by the presence of large concentrations
of OLAM (or other alkylamines) in the reaction medium.
Cation Extraction
As shown above, the nanosheets are
indium-poor, and the final stoichiometry is already reached after
1 min of reaction. The DFT calculations discussed above imply that
the extraction of In from the parent CIS NCs is crucial to initiate
the transformation from the chalcopyrite to the covellite structure,
which, in the presence of OLAM ligands, can form stable In-poor CIS
nanosheets. For verification of whether the extraction of indium is
indeed essential for the formation of the CIS nanosheets and whether
the final composition of the product NSs can be controlled, cation
precursor salts were added to the reaction mixture. Both InCl3 and ZnCl2 were added, and in both cases nanosheets
were not formed (Figure S13A,B). In contrast,
addition of ammonium halides (chloride and bromide) to the reaction
mixtures had no impact on the formation of the nanosheets (Figure S13C,D). This confirms that extraction
of In(III) cations from the parent CIS NCs (which is prevented when
excess In(III) and Zn(II) cations are present) is essential for the
formation of nanosheets.
Formation Mechanism of the CIS Nanosheets
Several mechanisms
have been proposed in the literature for the formation of two-dimensional
(2D) colloidal semiconductor NCs.[1,2,5,9,10,13−18,45−48] These mechanisms can be roughly
divided into three different categories:[9] (i) 2D anisotropic growth by monomer addition to specific crystallographic
facets (CdS,[1] CdSe,[1,6,47,48] WS2,[17,18] MoS2[18]); (ii) self-organization by 2D-oriented attachment of NC building
blocks (PbS,[2] SnSe,[13] In2S3,[15] Cu2–Se,[16] CdTe[49−51]); and (iii) 2D-constrained growth within soft lamellar
templates (Cu2–S,[5] CdS,[10] CdSe,[10] InSe,[14] PbS[46]). These mechanisms have been recently discussed in detail,[9] so we will here only highlight their essential
aspects. In the first mechanism, monomers (i.e.,
molecular [MX] units) formed upon reaction between M- and X-precursors
attach to specific crystallographic facets of a growing NC (or a magic-size
cluster) resulting in 2D anisotropic growth. The 2D constraints in
this mechanism are attributed either to selective capping of the top
and bottom facets with suitable ligands,[6,47] or to higher
activation energies for monomer addition on the large top and bottom
facets.[48] In the self-organization mechanism
the 2D geometry of the resulting NC superlattice is ascribed to oriented
attachment due to both directional (dipolar) interactions between
specific high-free-energy facets[2,49−51] and dense ligand layers on the facets perpendicular to the attachment
plane.[2,16] In the soft-template mechanism, the nanosheets
form within pre-existing 2D lamellar templates consisting of dense
self-assembled monolayers of linear alkyl chain ligands, metal cations,
and small anions (such as halides),[10,14,45,46] which impose 2D constraints
on growth by both monomer addition to NC nuclei[14,45,46] and self-organization of NC (or magic-size
cluster) building blocks.[10]The mechanism
we propose here for the formation of In-poor covellite CIS nanosheets
from parent chalcopyrite CuInS2 NCs is based on 2D self-organization
of in situ produced NC building blocks, followed
by fusion and recrystallization (Figure ). The first step, completed within the first
minute of the reaction, consists of a fast extraction of indium by
reactive sulfur-containing species formed in situ upon reaction between elemental sulfur and OLAM or ODA (probably
H2S, which is the most reactive of the in situ generated species).[42] This sudden change
in composition most likely leads to drastic modifications in the free
energies and charge distributions of the different crystallographic
facets of the parent pyramidal chalcopyrite CIS NCs, thereby inducing
dipolar interactions between the NCs, similarly to previous observations
on tetrahedral zinc-blende CdTe NCs that had been subjected to reactions
changing the surface composition of the NCs.[49−51] We propose
that these dipolar interactions between the In-poor CIS NCs lead to
their fast self-organization into 2D NSs by oriented attachment driven
by minimization of the imbalanced surface free energies (Figure A). On the basis
of the DFT calculations discussed above, it is likely that the oriented
attachment process is accompanied by a fast ligand-assisted structural
reorganization through which the In-poor CIS NC superlattice fuses
and transforms into single-crystalline OLAM-capped In-poor covellite
CIS nanosheets. The OLAM ligands not only are crucial to stabilize
the In-poor covellite CIS phase (see DFT calculations above), but
also play an important adjuvant role in directing the 2D self-organization,
both by stabilizing the top and bottom facets of the nanosheets and
by preventing attachment of NC building blocks on them, thereby constraining
the growth to the lateral directions only, as has been observed in
other systems.[2] This is clearly illustrated
by the observation of randomly oriented small nanoparticles adsorbed
on the NS surface, without fusing to it (see, e.g., Figures F, 3, and 4). It should be noted
that the reaction between elemental sulfur and alkylamines produces
a number of species that can also function as ligands (viz., alkylthioamides, alkyl-thioketoamidines, dialkylamidines).[42] However, these molecules either are bulkier
than OLAM (or ODA) or contain a thioldonor group, which, according
to the DFT calculations discussed above, should lead to less effective
stabilization of the NS surfaces as compared to OLAM.
Figure 8
Schematic representation
of the proposed formation mechanism for
the In-poor CIS NSs. (A) The first step is the extraction of In from
the parent chalcopyrite CIS NCs, which induces a fast initial growth
by oriented attachment of In-poor CIS NC building blocks, followed
by fusion and recrystallization into single-crystalline covellite
NSs. (B) Subsequent growth occurs by addition of CIS NC units to the
side facets of the NSs. (C) The NS growth stops when the parent (In-poor)
CIS NCs (i.e., “monomers”) in the reaction
medium have been almost completely depleted.
Schematic representation
of the proposed formation mechanism for
the In-poor CIS NSs. (A) The first step is the extraction of In from
the parent chalcopyrite CIS NCs, which induces a fast initial growth
by oriented attachment of In-poor CIS NC building blocks, followed
by fusion and recrystallization into single-crystalline covelliteNSs. (B) Subsequent growth occurs by addition of CIS NC units to the
side facets of the NSs. (C) The NS growth stops when the parent (In-poor)
CIS NCs (i.e., “monomers”) in the reaction
medium have been almost completely depleted.The initial fast growth by self-organization is a multibody
event
in which several NCs must collide to form a 2D superstructure. This
process can only be sustained if the concentration of NC building
blocks is sufficiently high. At low concentrations of parent NCs,
growth can only proceed by sequential addition of individual In-poor
CIS NCs to the edges of the NSs, in a process that is equivalent to
NC growth by monomer addition[52] (Figure B, the NCs are the
“monomers”). This results in the kinked and ragged edges
observed in many of the NSs (e.g., Figures F and 4, and Figure S6). Again, the ligands prevent
the incorporation of NCs through addition to the bottom and top facets
of the nanosheets. The concentration of available In-poor NC building
blocks (i.e., free in the reaction medium) eventually
decreases below a critical limit, causing the growth of the NSs to
stop (Figure C). We
note that, as discussed above, the NCs observed simultaneously with
the NSs (either attached to their edges and surfaces, or dispersed
throughout the TEM grid) are In-rich, and are thus unlikely to be
leftover building blocks of the In-poor NSs. We propose that these
In-rich NCs are byproducts of the reaction that induces the formation
of the NSs, being formed by incorporation of the In(III) extracted
from other CIS NCs. This process establishes a partition of the initial
ensemble of parent 2.5 nm CIS NCs into 2.5 nm In-poor CIS NCs (which
become the nanosheet building blocks) and larger than 2.5 nm (due
to incorporation of “InS” units) In-rich NCs that remain
as isolated NCs. We note that CIS NCs are very tolerant to stoichiometry
deviations and can be readily made with Cu:In ratios ranging from
0.3 to 2.9.[24] Interestingly, the oxidation
state of Cu and In in CuInS is the same in all
compositions (i.e., +1 and +3, respectively) because
the neutrality of the NCs is ensured by the change in the formal oxidation
state of the sulfur atoms, leading to excess carriers in either the
valence or the conduction bands. As discussed above, this is consistent
with the observation of LSPR bands in the absorption spectra of the
covellite CIS NSs.
Conclusions
Colloidal indium-deficient
covellite CIS nanosheets (NSs) with
a thickness of ∼3 nm and lateral dimensions up to 1 μm
were obtained via a two-stage synthetic procedure, in which pyramidal
chalcopyrite CuInS2 NCs (height, 2.5 nm) were used as parent
NCs. Fast indium extraction by in situ generated
reactive sulfur species (e.g., H2S) triggers
a rapid self-organization and oriented attachment process that is
accompanied by fusion and recrystallization of the In-poor CIS NC
building blocks, yielding single-crystalline covellite CIS NSs. Further
growth occurs by addition of individual In-poor CIS NCs to the side
facets of the NSs, until the NC building blocks available for growth
are depleted. Alkylamine ligands (OLAM or ODA) are essential for the
formation of the NSs both because they are required for the in situ generation of the cation extraction agent from elemental
sulfur and because they play a pivotal role in stabilizing the In-poor
covellite structure and in directing the 2D anisotropic growth by
preventing addition of NC building blocks to the top and bottom facets
of the NSs. The Cu-rich stoichiometry of the product CIS NSs gives
rise to a plasmon resonance in the NIR, making them promising materials
for plasmonic applications.[29−33]
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