Chenghui Xia1,2, Johannes D Meeldijk3, Hans C Gerritsen2, Celso de Mello Donega1. 1. Condensed Matter and Interfaces, Debye Institute for Nanomaterials Science, Utrecht University, P.O. Box 80000, 3508 TA Utrecht, The Netherlands. 2. Molecular Biophysics, Debye Institute for Nanomaterials Science, Utrecht University, 3508 TA Utrecht, Netherlands. 3. Electron Microscopy Utrecht, Debye Institute for Nanomaterials Science, Utrecht University, 3584 CH Utrecht, Netherlands.
Abstract
Copper indium sulfide (CIS) quantum dots (QDs) are attractive as labels for biomedical imaging, since they have large absorption coefficients across a broad spectral range, size- and composition-tunable photoluminescence from the visible to the near-infrared, and low toxicity. However, the application of NIR-emitting CIS QDs is still hindered by large size and shape dispersions and low photoluminescence quantum yields (PLQYs). In this work, we develop an efficient pathway to synthesize highly luminescent NIR-emitting wurtzite CIS/ZnS QDs, starting from template Cu2-x S nanocrystals (NCs), which are converted by topotactic partial Cu+ for In3+ exchange into CIS NCs. These NCs are subsequently used as cores for the overgrowth of ZnS shells (≤1 nm thick). The CIS/ZnS core/shell QDs exhibit PL tunability from the first to the second NIR window (750-1100 nm), with PLQYs ranging from 75% (at 820 nm) to 25% (at 1050 nm), and can be readily transferred to water upon exchange of the native ligands for mercaptoundecanoic acid. The resulting water-dispersible CIS/ZnS QDs possess good colloidal stability over at least 6 months and PLQYs ranging from 39% (at 820 nm) to 6% (at 1050 nm). These PLQYs are superior to those of commonly available water-soluble NIR-fluorophores (dyes and QDs), making the hydrophilic CIS/ZnS QDs developed in this work promising candidates for further application as NIR emitters in bioimaging. The hydrophobic CIS/ZnS QDs obtained immediately after the ZnS shelling are also attractive as fluorophores in luminescent solar concentrators.
Copper indium sulfide (CIS) quantum dots (QDs) are attractive as labels for biomedical imaging, since they have large absorption coefficients across a broad spectral range, size- and composition-tunable photoluminescence from the visible to the near-infrared, and low toxicity. However, the application of NIR-emitting CIS QDs is still hindered by large size and shape dispersions and low photoluminescence quantum yields (PLQYs). In this work, we develop an efficient pathway to synthesize highly luminescent NIR-emitting wurtziteCIS/ZnS QDs, starting from template Cu2-x S nanocrystals (NCs), which are converted by topotactic partial Cu+ for In3+ exchange into CIS NCs. These NCs are subsequently used as cores for the overgrowth of ZnS shells (≤1 nm thick). The CIS/ZnS core/shell QDs exhibit PL tunability from the first to the second NIR window (750-1100 nm), with PLQYs ranging from 75% (at 820 nm) to 25% (at 1050 nm), and can be readily transferred to water upon exchange of the native ligands for mercaptoundecanoic acid. The resulting water-dispersible CIS/ZnS QDs possess good colloidal stability over at least 6 months and PLQYs ranging from 39% (at 820 nm) to 6% (at 1050 nm). These PLQYs are superior to those of commonly available water-soluble NIR-fluorophores (dyes and QDs), making the hydrophilic CIS/ZnS QDs developed in this work promising candidates for further application as NIR emitters in bioimaging. The hydrophobic CIS/ZnS QDs obtained immediately after the ZnS shelling are also attractive as fluorophores in luminescent solar concentrators.
Colloidal semiconductor
quantum dots (QDs) have attracted much
attention as luminescent probes for bioimaging due to their outstanding
optical properties, such as broad absorption spectra, narrow photoluminescence
(PL), large absorption cross sections, high PL quantum yields (PLQYs),
and high photostability, which make them superior to organic dyes
and fluorescent proteins.[1] Moreover, their
PL can be tuned throughout the visible to the near-infrared (NIR)
spectral window by controlling their composition and size.[1] These properties have been translated into higher
sensitivity, multiplexed detection (i.e., multiple PL colors upon
single excitation wavelength), and longer observation times.[1] Colloidal QDs can also be used as multimodal
probes, allowing two or more imaging techniques (e.g., MRI and optical)
to be combined.[2] NIR-emitting QDs are of
particular interest, since wavelengths in the first and second biological
spectral windows (viz., 650–950 and 1000–1350 nm, respectively)[3] penetrate much deeper in tissue than visible
light, while inducing negligible autofluorescence.[3−5] However, most
currently used NIR-emitting QDs contain highly toxic elements, such
as Cd, Pb, and As (e.g., CdTe,[6−8] CdSe/CdTe,[9] Cd3P2,[10] InAs,[11,12] PbS,[13−15] and PbSe[16]), which severely
hinders their application as biolabels. The search for less toxic
alternatives is therefore becoming an increasingly relevant topic.Among the alternatives, copper indium sulfide (CIS) QDs are particularly
promising, since they combine low toxicity[17−19] with large
absorption coefficients across a broad spectral range and unparalleled
PL tunability, spanning a spectral window that covers the PL tunability
of CdSe (visible), InP, and CdTe/CdSe (visible and first NIR biological
window), and PbS (second NIR biological window).[20] Nevertheless, to date high PLQYs (≥50%) have only
been reported for CIS/ZnS and CIS/CdS core/shell QDs with core diameters
below 4 nm and PL up to 750 nm.[17−19,21−24] Although luminescent CIS QDs larger than 4 nm have also been reported,[21,25−27] their size and shape dispersion is typically quite
large due to the difficulty in balancing the reactivities of multiple
precursors (In, Cu, S).[20] Partial topotactic
Cu+ for In3+ cation exchange (CE) in template
Cu2-S nanocrystals (NCs) has been
recently established as an effective strategy to circumvent these
limitations,[28,29] allowing the preparation of monodisperse
luminescent CIS QDs and NCs of sizes and shapes that would not be
easily attainable by direct routes.Interestingly, CIS QDs and
NCs obtained by CE adopt the hexagonal
wurtzite (WZ) structure, instead of the cubic chalcopyrite (CP) structure
typically observed for CIS QDs synthesized by direct routes.[28,29] This creates new opportunities to expand the spectral tunability
of CIS QDs, since WZ CIS QDs emit at lower energies than their CP
counterparts.[30] The PLQY of bare CIS QDs
is however low (<5–10% for CP CIS[17−20,22−24,26,27,31] and <1% for WZ CIS[30]) due to nonradiative recombination at surface
defects. Overgrowth of a zinc blende ZnS shell on CP CIS QDs has been
shown to effectively passivate these surface defects, thereby increasing
the PLQYs to values as high as 80%, while excellent stability is imparted
with preservation of the inherently low toxicity of CIS QDs.[17−19,22,23,27] However, ZnS shelling protocols for WZ CIS
QDs are still underdeveloped, as the highest PLQY reported to date
for WZCIS/ZnS QDs is only 1%.[30,32]Therefore, in
order to harness the potential of WZ CIS QDs as efficient
NIR-emitters for bioimaging, we developed in this work a sequential
approach in which template high-chalcocite Cu2-S NCs (4.5–8.1 nm in diameter, 10% size dispersion)
are first converted into WZ CIS QDs with size and shape preservation
by topotactic partial Cu+ for In3+ CE. The product
CIS QDs are subsequently coated with a ZnS shell. This yields WZCIS/ZnS
core/shell QDs with PL tunable from 750 to 1100 nm and PLQYs as high
as 75% (at 820 nm). Finally, the product WZCIS/ZnS core/shell QDs
are phase-transferred to water through exchange of the native ligands
by mercaptoundecanoic acid, while relatively high PLQYs in the NIR
spectral region (up to 39% at 810 nm) are preserved.
Experimental Section
Materials
Copper(I) acetate (CuAc,
97%), indium acetate
[In(Ac)3, 99.99%], indium chloride (InCl3, 99.999%),
indium nitrate hydrate [In(NO3)3·H2O, 99.99%], indium acetylacetonate [In(acac)3,
99.99%], 1-dodecanethiol (DDT, ≥ 98%), 1-octadecene (ODE, 90%),
trioctylphosphine oxide (TOPO, 99%), trioctylphosphine (TOP, 90%),
zinc stearate [Zn(St)2, 10–12% Zn basis], tris(2-carboxyethyl)phosphine
hydrochloride solution (TCEP, 0.5 M, pH 7.0), tetramethylammonium
hydroxide pentahydrate (TMAH, ≥ 97%), indocyanine green (ICG,
United States Pharmacopeia Reference Standard), anhydrous toluene,
dimethyl sulfoxide, methanol, and butanol were purchased from Sigma-Aldrich.
ODE and TOPO were degassed at 120 °C for 3 h prior to use. All
other reagents were used as received. The chemicals were weighed and
handled inside a glovebox under N2, while the high-temperature
reactions were carried out in standard Schlenk lines.
Synthesis of
Cu2-S NC Templates
Colloidal
Cu2-S NCs were synthesized
following the method reported by Wang and co-workers,[33] with small modifications. In brief, 0.6 mmol of CuAc and
5.6 mmol of TOPO were added to 50 mL of ODE in a three-neck flask
combined with a condenser and degassed at 100 °C for 1 h. Subsequently,
the reaction flask was purged by N2 and the temperature
was set to 210 °C. At 160 °C, 3 mL (12.5 mmol) of DDT was
swiftly injected into the flask, causing the solution color to change
from dark green to brown. After that, the Cu2-S NCs were allowed to grow at 210 °C for variable
amounts of time (20–160 min) and the reaction mixture was cooled
down naturally to room temperature. The crude products were washed
using isometric butanol and methanol followed by centrifugation at
3000 rpm for 10 min. The washing step was repeated three times. Finally,
the purified Cu2-S NCs were dissolved
into 6 mL of anhydrous toluene to yield a stock solution. The concentration
of this stock-solution is taken to be 0.1 mmol Cu/mL, assuming a 100%
reaction yield and no purification losses.
Synthesis of CIS QDs by
Partial Cu+ for In3+ CE in Template Cu2-S NCs at
Room Temperature (Slow CE)
The room temperature cation exchange
reactions were performed using an adaptation of the method reported
by van der Stam et al.[28] Typically, 1 mL
of the stock solution of purified Cu2-S NCs was diluted in 3 mL of toluene. Then, 0.1 mmol of In(NO3)3·H2O dissolved in 2 mL of methanol
in the presence of variable amounts of TOP (0–300 μL;
see the Supporting Information, Table S1)
was added into the as-prepared Cu2-S NCs solution. The In:Cu molar ratio in the reaction mixtures was
∼1 for all NC sizes. It should be noted that this ratio is
a lower limit estimate, since it assumes a 100% reaction yield and
no purification losses in the synthesis of the template Cu2-S NCs described above. This assumption leads to an
overestimation of the Cu concentration, especially for small NCs.[20] This implies that the CE reactions were carried
out under In/Cu > 1. The reaction mixture was maintained at room
temperature
(19 ± 2 °C) for 3 days. The crude products were washed using
the method described above. Finally, the purified CIS QDs were dissolved
into 1 mL of toluene and stored in a glovebox under N2.
Synthesis of CIS QDs by Partial Cu+ for In3+ CE in Template Cu2-S NCs at
High Temperature (Fast CE)
Fast CE reactions at high temperatures
were performed using nearly stoichiometric “In–TOP”
complexes to ensure that the CE proceeded as a direct place exchange
reaction, as demonstrated by van der Stam et al.[29] Briefly, 1 mL of the stock solution of purified Cu2-S NCs (see above) was degassed under
vacuum to remove toluene and then redispersed into a solution of 3
mL of ODE and 500 μL of DDT. Meanwhile, 0.1 mmol of an In source
[InCl3, In(NO3)3·H2O, In(Ac)3, or In(acac)3], 40 μL (0.09
mmol) of TOP, and 3 mL of ODE were mixed and degassed at 125 °C
for 1 h (these mixtures are often slightly turbid and translucent,
but this does not have any observable impact on the outcome of the
CE reaction). The final concentration of TOP was 13.8 mM (TOP/In =
0.9). After that, the reaction flask containing the In–TOP
complex solution was refilled with dry N2 and kept at 125
°C. The Cu2-S NC solution
was then injected into the In–TOP complex solution, and the
mixture was maintained at 125 °C for 1 h with stirring and then
cooled down to room temperature. The unreacted precursors were removed
by centrifuging at 3000 rpm for 1 min. The supernatant was collected
and purified by using the same washing procedure described above.
Occasionally, especially for reactions involving small NCs, the solution
became a gel during the washing, requiring the addition of a few drops
of octylamine to redisperse the QDs and proceed with the washing cycles.
Finally, the CIS QDs were dispersed into 1 mL of toluene and stored
in a glovebox for further use.
Synthesis of CIS/ZnS Core/Shell
QDs
ZnS shell overgrowth
on CIS QDs was achieved by following a modification of the procedure
reported by Li et al.[23] The ZnS precursor
solution was prepared by dissolving 0.2 mmol of Zn(St)2 into 5 mL of ODE at 150 °C, followed by addition of 100 μL
of a TOP-S solution (0.2 mmol of elemental sulfur in 100 μL
of TOP). Subsequently, 1 mL of purified CIS QDs in toluene and 5 mL
of ODE were mixed and degassed at room temperature for 60 min to remove
the toluene. The CIS QDs solution in ODE was then heated to 210 °C
under N2. When the temperature was stable, the ZnS precursor
solution (5.1 mL) was added dropwise over 25 min. The reaction mixture
was then kept at 210 °C for 60 min, after which the flask was
cooled down to room temperature. The product NCs were purified by
addition of acetone, followed by centrifugation at 3000 rpm for 10
min and redispersion in toluene. This washing cycle was repeated three
times.
Phase Transfer of CIS/ZnS Core/Shell QDs into Water
The purified CIS/ZnS core/shell QDs were transferred into water by
adapting a previously reported procedure.[34] Typically, 0.2 mmol of MUA was dispersed in a mixture of 3 mL of
deionized water and 400 μL of 0.5 M TCEP, producing a white
turbid suspension that became a clear solution upon addition of 0.5
M TMAH under vigorous stirring until pH 11.6 was reached. Meanwhile,
20 mg of CIS/ZnS QDs was dispersed into 4 mL of chloroform. This solution
was mixed with the MUA solution, followed by stirring (1000 rpm) overnight
at room temperature (∼20 °C). Subsequently, the turbid
biphasic emulsion was centrifuged at 2500 rpm for 5 min. The supernatant
(water phase containing the QDs, ∼4 mL) was collected in a
Millipore centrifugal filter VWR (MWCO 30K) and centrifuged at 10000
rpm for 20 min. The CIS/ZnS core/shell QDs collected in the filter
were redispersed in 1 mL of deionized water (pH 7) and stored in a
refrigerator (4 °C).
Optical Spectroscopy
Samples for
optical measurements
were prepared by dissolving the NCs into 3 mL of anhydrous toluene
in 10 mm path length sealed quartz cuvettes. Sample preparation was
conducted in a glovebox under N2. Absorption spectra were
measured using a double-beam PerkinElmer Lambda 950 UV/vis/NIR spectrometer.
PL spectra were recorded on an Edinburgh Instruments FLS920 spectrofluorometer
equipped with a 450 W Xe lamp as excitation source and double-grating
monochromators for both the excitation and the emission. The emission
grating was blazed at the NIR (1200 nm). A liquid N2 cooled
Hamamatsu R5509-72 photomultiplier tube was used as detector. This
setup allows measurements in the 750–1600 nm spectral range
without grating or detector changes. The spectra were corrected for
the instrumental response. PL decay curves were obtained by time-correlated
single-photon counting via time-to-amplitude conversion using a liquid
N2 cooled Hamamatsu R5509-72 photomultiplier tube. A pulsed
diode laser (EPL-655 Edinburgh Instruments, 656.6 nm, 62 ps pulse
width, 0.5 MHz repetition rate) was used as the excitation source.
Photoluminescence Quantum Yields (PLQYs)
The PLQYs
were measured using indocyanine green (ICG, PLQY = 12%) in DMSO as
a standard[35] (see the Supporting Information, Supporting Method and Figure S1 for
details). To avoid inner filter effects, the absorbances of the QD
and ICG solutions at and above the excitation wavelength (678 nm)
were below 0.1.
Photostability Test
The photostability
of a selected
CIS/ZnS core/shell QD sample was evaluated using the spectrofluorometer
described above. A sample of a NIR-emitting dye (ICQ) was also investigated
for comparison. The samples (ICQ dye in DMSO, QDs in toluene) were
loaded in 10 mm path length sealed quartz cuvettes. The absorbances
of the QD and ICG solutions at 400 nm were below 0.1. The samples
were continuously illuminated at 400 nm and their PL intensity was
recorded every 5 s over a period of 12 h, while all the instrumental
conditions were kept constant. The conditions used for the dye and
the QD samples were identical.
Transmission Electron Microscopy
(TEM)
TEM measurements
were performed using a FEI Tecnai-12 microscope operating at 120 kV.
Samples for TEM imaging were prepared by drop-casting a toluene solution
of purified NCs onto a carbon-coated 200 mesh copper TEM grid. The
excess liquid was removed by blotting using filter paper.
High-Resolution
TEM (HRTEM) and Energy-Dispersive X-ray Spectroscopy
(EDS)
HRTEM and EDS measurements were carried out on a FEI
Talos F200X microscope operating at 200 kV. The lattice spacing of
NCs was calculated by Fourier transform (FT) from the area of interest
in HRTEM images. EDS measurements were performed using a dedicated
low-background holder and Cu-free 300 mesh aluminum or nickel TEM
grids with an acquisition time of ∼60 s. To ensure that the
elemental concentrations were statistically valid and representative
of the whole NC ensemble, EDS analyses were performed on wide areas
(∼104–105 nm2), encompassing
several hundreds of NCs, and were repeated for three different areas
on the TEM grid. The elemental ratios provided in the discussion below
were obtained by averaging over the different measurement spots. Samples
for HRTEM measurements were prepared by drop-casting a toluene solution
of purified NCs onto a superthin carbon-coated 300 mesh copper TEM
grid.
X-ray Diffraction (XRD)
XRD patterns were obtained
on Bruker D2 Phaser, equipped with a Co Kα X-ray source (1.790 26
Å). Samples were washed at least three times, dried under vacuum
overnight, and uniformly dispersed on a Si wafer immediately prior
the XRD measurements.
Fourier Transform Infrared Spectroscopy (FTIR)
FTIR
spectra were measured from 400 to 4000 cm–1 (2 cm–1 resolution) for 400 scans using a vertex 70 FTIR
spectrometer (BRUKER) equipped with KBr/DLaTGS D301 detector. Approximately
0.1–1.0 wt % purified sample (powder) was well-dispersed into
200–250 mg of fine KBr powder, followed by grinding under an
infrared lamp, and pressed into a pellet.
ζ-Potential and Dynamic
Light Scattering (DLS)
ζ-Potential and DLS measurements
were performed on a Malvern
instrument Zetasizer Nano ZS using a DTS1070 folded capillary cell.
The samples were thoroughly purified by filtration through centrifugal
filters from VWR (MWCO 30K) and dispersed in deionized water (pH ∼7).
To prevent accidental contamination by dust, this solution was filtered
through Millex syringe filter units (pore size 0.2 μm) immediately
prior to the DLS measurement. To obtain reliable results, 10 runs
were operated with a measurement angle of 173°. The spectra were
corrected by the instrument software for viscosity (0.8872 cP at 25
°C), absorption (at 532 nm), solvent (water), refractive index
(1.33), and material (CIS) refractive index (2.55). The hydrodynamic
sizes are collected in automatic mode and expressed in number percent.
The same settings were used to measure the ζ-potential.
The method used in this work
is very
versatile,[33] allowing the diameter of nearly
spherical Cu2-S NCs to be tuned
from 3 to 8 nm (10% size dispersion) by controlling the reaction time
from 20 to 160 min [Supporting Information (SI), Figure S2]. As an illustrative example, Figure a shows the HRTEM image of 6 nm Cu2-S NCs obtained after 90 min at 210 °C. The d-spacing of these NCs is 3.4 Å, which can be assigned
to the (002) lattice planes of hexagonal high-chalcocite Cu2S (JCPDS Card 26-1116). This assignment is also supported by the
XRD pattern of the sample (SI, Figure S3).
Figure 1
(a) High-resolution
transmission electron microscopy (HRTEM) image
of 6 nm diameter Cu2-S NCs. The
upper panels show the Fourier transform (FT) pattern (left) and a
close-up (right) of the NC indicated by the yellow circle. (b) HRTEM
image of CIS QDs obtained from the template Cu2-S NCs shown in part a by partial Cu+ for
In3+ cation exchange at 20 °C and TOP/Cu = 0.9 (slow
CE). The upper panels show the FT pattern (left) and a close-up (right)
of the NC indicated by the red circle. The average NC size and polydispersity
(∼10%) of the template NCs are preserved in the product QDs
(within the uncertainty of the measurement).
(a) High-resolution
transmission electron microscopy (HRTEM) image
of 6 nm diameter Cu2-S NCs. The
upper panels show the Fourier transform (FT) pattern (left) and a
close-up (right) of the NC indicated by the yellow circle. (b) HRTEM
image of CIS QDs obtained from the template Cu2-S NCs shown in part a by partial Cu+ for
In3+ cation exchange at 20 °C and TOP/Cu = 0.9 (slow
CE). The upper panels show the FT pattern (left) and a close-up (right)
of the NC indicated by the red circle. The average NC size and polydispersity
(∼10%) of the template NCs are preserved in the product QDs
(within the uncertainty of the measurement).
Size-Controlled Nearly Spherical Luminescent CIS QDs by Cation
Exchange at 20 °C (Slow CE)
Previous work by our group[28] demonstrated that CIS QDs can be obtained by
topotactic partial Cu+ for In3+ CE in template
Cu2-S NCs at room temperature
using TOP as the Cu-extracting agent and an In salt as the In3+ source. Under the conditions used in that study (excess
TOP), the Cu+ extraction and In3+ incorporation
were shown to proceed by separate chemical pathways, making the CE
reaction subject to a very delicate balance between the Cu+-extraction and In3+-incorporation rates.[28] This strict balance was achieved in ref (28) for two different template
NC sizes (2.5 and 4 nm) by carrying out the CE reaction at low temperatures
(room temperature) and low concentrations. These conditions were however
not sufficient to provide a precise balance for larger template sizes
(viz., 11 nm), for which a slight deterioration of the size distribution
was observed.[28] Under excess TOP, higher
temperatures make the balance between the Cu+-extraction
and In3+-incorporation rates even harder to achieve and
have been shown to lead to hollow CuInS2 nanoplatelets
(for template 10 × 50 nm Cu2-S nanoplatelets at 150 °C and using InCl3 as In source)[36] or size reduction (for template 8 nm Cu2-S NCs at 120 °C).[32] A strategy to circumvent these difficulties
and render the Cu+ for In3+ CE in Cu2-S NCs more amenable to control has recently been
developed by our group and is based on the use of stoichiometric TOP–In
complexes as both In source and Cu-extracting agent at high temperatures
(100 °C).[29] In this way, the Cu+ for In3+ exchange becomes a direct place exchange
reaction, and therefore, the extraction and incorporation rates become
inherently coupled.[29]In the present
work, we intend to expand the applicability of this strategy to a
wider range of template NC sizes and reaction temperatures. To this
end, we first investigated the influence of the TOP/In ratio on the
outcome of the partial Cu+ for In3+ CE under
slow reaction conditions (20 °C; SI, Table S1 and Figure S4). Cu2-S NCs with 6 nm diameter were chosen as templates, because they are
sufficiently large to be readily analyzed with TEM while still yielding
CIS QDs with optical properties in a relevant spectral window. It
is clear that TOP/In ratios beyond 1.8 induce partial dissolution
of the NCs, as evidenced by the steady decrease of the absorbance
of the product CIS QDs solutions with increasing TOP concentrations
(SI, Figure S4a). This can be attributed
to overextraction of Cu+ from the NCs as a consequence
of the excess of free TOP for TOP/In ratios larger than 2. Interestingly,
the PL intensity of the product CIS QDs decreases dramatically for
TOP/In ratios beyond 0.9 (SI, Figure S4b),
although the absorption intensity remains constant up to a TOP/In
ratio of 1.8. This implies that even a modest excess of free TOP is
detrimental to the quality of the product CIS QDs, suggesting that
accelerated Cu+ extraction rates induce higher concentration
of defects. These observations are consistent with the direct place
exchange mechanism proposed in ref (29) and show that the TOP/In ratio is a crucial
parameter to control the Cu+ for In3+ CE reaction
rates.The success of the slow partial Cu+ for In3+ CE in template Cu2-S
NCs under
TOP/In ∼ 1 is evidenced not only by the higher PL intensities
of the product CIS QDs (SI, Figure S4b)
but also by the preservation of the size and shape of the template
NCs after the CE reaction (Figure and SI, Figure S5; the
average size and polydispersity remain constant within the uncertainty
of the measurement). The d-spacings (3.4 and 2.0
Å) observed in the HRTEM image (Figure b) are consistent with the (100) and (110)
lattice planes of the wurtzite CIS crystal structure viewed along
the [001] direction. This assignment is confirmed by the XRD pattern
of the CIS QDs (SI, Figure S6). Moreover,
the EDS spectrum of the product QDs (see SI, Figure S7 for a representative example) confirms the incorporation
of In and reveals a Cu/In ratio of 1.4 ± 0.2. It should be noted
that these observations are fully consistent with the cation exchange
mechanism proposed in our previous work (i.e., the partial Cu+ for In3+ CE in hexagonal high-chalcocite Cu2-S NCs is self-limited and topotactic,
thereby leading to wurtzite CIS).[28,29]
Size-Controlled
Nearly Spherical Luminescent CIS QDs by Cation
Exchange at 125 °C (Fast CE)
Despite its success, the
room temperature Cu+ for In3+ CE protocol is
very time-consuming (the reaction takes 3 days) and is thus not well
suited for the preparation of a large number of different samples.
To circumvent this limitation, we have investigated a faster CE protocol,
in which a higher reaction temperature (125 °C) is used while
the TOP/In is kept close to stoichiometric (0.9). In this way, the
Cu+-extraction and In3+-incorporation rates
are expected to remain coupled, despite accelerated reaction kinetics,
as demonstrated in ref (29) for CE reactions carried out at 100 °C. Previous work by Buhro
and co-workers has shown that the reactivity of the In source has
a dramatic impact on the balance between the extraction and incorporation
rates of Cu+ for In3+ CE reactions carried out
under TOP excess at high temperatures (e.g., InCl3 at 150
°C produces hollow CIS nanoplatelets, whereas In(Ac)3 at the same temperature yields intact CIS nanoplatelets).[36] We have therefore investigated the influence
of the In source on the outcome of the Cu+ for In3+ exchange in template Cu2-S NCs
at 125 °C under stoichiometric TOP/In ratios (SI, Figures S8 and S9). In all cases, the average size and
polydispersity of the template Cu2-S NCs are well-preserved in the product CIS QDs, with minor differences
between the four different In precursors (SI, Figure S8). However, the product CIS QDs prepared by using In(Ac)3 as the In precursor show the highest PL intensity (SI, Figure S9), compared to InCl3,
In(NO3)3, and In(acac)3, suggesting
that the cation exchange reaction between the TOP–In(Ac)3 complex and the template Cu2-S NCs leads to fewer nonradiative recombination centers. In(Ac)3 was thus selected as the In source for further optimization
of the CE reaction conditions. It is possible that the lower activation
energies for incorporation of In3+ from In(Ac)3, as observed by Buhro and co-workers,[36] result in a better balance between the Cu+-extraction
and the In3+-incorporation rates, thereby leaving fewer
nonradiative defects or, alternatively, more emissive defects.[30] The possible nature of these defects and their
impact on the optical properties of CIS QDs will be discussed in more
detail later in this paper.Figure provides a representative example of the
CIS QDs produced by partial Cu+ for In3+ exchange
in template Cu2-S NCs at 125 °C
for 1 h, using the TOP–In(Ac)3 complex as the In
source and under nearly stoichiometric conditions (TOP/In = 0.9).
The results show that the CE reaction proceeds topotactically, since
the average size, shape, and polydispersity of the template Cu2-S NCs are inherited by the product
CIS QDs (Figure ).
The topotactic nature of the partial Cu+ for In3+ CE reaction is also evidenced by HRTEM (Figure ) and XRD (SI,
Figure S10) analysis, which demonstrate that the product CIS QDs are
highly crystalline and have the WZ structure, confirming that the
hexagonal anionic sublattice of high-chalcocite Cu2S remains
largely undisturbed by the CE reaction.[28,29] The fast CE
protocol developed here is also highly versatile and was successfully
used to obtain WZ CIS QDs in the 3–8 nm size range (polydispersity
of ∼10%) in just 1 h reaction time. The optical properties
of these NIR-emitting CIS QDS will be discussed in more detail below,
together with those of the CIS/ZnS core/shell QDs obtained by overcoating
them with ZnS shells.
Figure 2
(a) TEM image and corresponding size histogram of 6.6
nm Cu2-S NC templates. (b) TEM
image and
corresponding size histogram of 6.7 nm product CIS QDs obtained from
the template Cu2-S NCs shown in
part a by partial Cu+ for In3+ cation exchange
at 125 °C for 1 h. (c) HRTEM image and (d) FT analysis of a single
CIS QD from the same sample shown in part b. The FT pattern can be
indexed to the axial projection of the WZ CIS structure along the
[001] direction.
(a) TEM image and corresponding size histogram of 6.6
nm Cu2-S NC templates. (b) TEM
image and
corresponding size histogram of 6.7 nm product CIS QDs obtained from
the template Cu2-S NCs shown in
part a by partial Cu+ for In3+ cation exchange
at 125 °C for 1 h. (c) HRTEM image and (d) FT analysis of a single
CIS QD from the same sample shown in part b. The FT pattern can be
indexed to the axial projection of the WZ CIS structure along the
[001] direction.The high-temperature
CE protocol can be successfully carried out
also at different temperatures, such as 100 °C (reaction time
of 2 h) or 150 °C (reaction time of 30 min). It should be noted
that residual TOPO is very detrimental to the CE reaction, deteriorating
the size polydispersity (SI, Figure S11).
It is therefore of crucial importance to properly wash the template
Cu2-S NCs prior to use. The fast
CE method is advantageous over its room temperature equivalent not
only for its much shorter reaction times but also because it yields
WZ CIS QDs with superior PLQYs (1–2%, which are about 1 order
of magnitude higher than those obtained by slow CE). To further increase
the PLQYs of the CIS QDs prepared at 125 °C, DDT was added to
the reaction medium. This enhanced the PLQYs of the as-prepared CIS
QDs by a factor 5–10 and improved their colloidal stability,
without any observable impact on their size and polydispersity. The
fact that the size, shape, and polydispersity of the product CIS QDs
are not affected by the addition of DDT implies that the beneficial
effects of DDT are solely due to its ability to bind to the surface
of the QDs. Although DDT is often used as sulfur source in the synthesis
of both Cu2-S (e.g., this work)
and CIS (e.g., refs (23) and (31)) NCs, the
temperatures required for the thermolysis of the C–S bond (typically
above 200 °C for CIS QDs) are higher than those used in our fast
CE protocol. DDT is also a well-known soft ligand (chemical hardness
η ∼ 6 eV),[37] which strongly
binds to soft metal cations such as Cu+ (η = 6.28
eV)37 through its S-donor atom, thereby passivating surface
dangling orbitals.[38,39] The enhancement of the PLQYs
of WZ CIS QDs by DDT has also been observed by postsynthetic ligand
exchange and was attributed to the passivation of surface Cu+ sites.[30] However, we note that although
In3+ is a hard Lewis acid (η = 13 eV),[37] we cannot exclude that in the present case DDT
may also bind to surface In sites, albeit weakly, since harder ligands
are not available and our CE experiments clearly show that TOP (also
a soft Lewis base with η ∼ 6 eV)[37] does form complexes with In compounds, even at nearly stoichiometric
ratios. The enhancement of the PLQYs upon DDT addition can thus be
interpreted as evidence that carrier trapping at surface metal dangling
orbitals is an important nonradiative decay pathway. The possible
nature of the nonradiative and radiative recombination processes in
WZ CIS QDs will be discussed in more detail later. Interestingly,
the PLQYs observed in the present work for the DDT-capped CIS QDs
obtained by the fast CE method (viz., 20–1% in the 5 to 8 nm
size range) are the highest reported to date for WZ CIS QDs and are
comparable to the best values reported for CP CIS QDs in the 3–5
nm size range (5–10%).[20] This implies
that the PLQYs of WZ CIS QDs are not fundamentally lower than those
of CP CIS QDs, in contrast to suggestions made in previous works.[30,40]
ZnS Shell Overgrowth on CIS QDs
In order to enhance
the PLQYs and (photo)chemical stability of the WZ CIS QDs prepared
by both the slow and the fast CE protocols, a ZnS-shelling protocol
was developed. This procedure yielded nearly spherical WZCIS/ZnS
core/shell QDs with shell thicknesses of about 0.5 nm (∼1.5
ZnS monolayer) (Figure ). As expected for heteroepitaxial growth, the ZnS shell adopted
the WZ structure of the CIS cores, as clearly shown by both HRTEM
(Figure e–h)
and XRD (SI, Figures S12 and S13). The
presence of Zn in the product CIS/ZnS QDs is confirmed by EDS measurements
(SI, Figures S14 and S15). The elemental
ratios obtained by quantification of the EDS spectra are roughly consistent
with the ZnS shell thicknesses estimated from the TEM measurements
and indicate that the Cu/In ratios do not significantly change after
the ZnS overgrowth, implying that Cu+ (and/or In3+) for Zn2+ cation exchange during the ZnS shell overgrowth
was negligible. In combination with the changes observed in the optical
spectra of the product CIS/ZnS QDs with respect to those of the CIS
QDs used as cores (Figure b and SI, Figures S16–S18
and Table S2; see discussion below for details), these results suggest
that the WZCIS/ZnS QDs prepared in the present work possess a core/shell
structure with an alloyed heterointerface.
Figure 3
TEM images of CIS QDs
obtained by (a) slow and (b) fast CE. (c,
d) TEM images of CIS/ZnS core/shell QDs obtained by ZnS overgrowth
on the CIS QDs shown, respectively, in parts a and b. (e, f) HRTEM
images and (g, h) FT analysis of individual CIS/ZnS core/shell QDs
selected from parts c and d, respectively. The lattice spacings in
parts e and f are 3.4 and 1.95 Å, which correspond well to the
{100} and {110} lattice planes of WZ CIS. The FT patterns (g, h) can
be indexed to the [001] axial projection of the WZ structure.
Figure 4
(a) Absorption and PL spectra of CIS QDs prepared
by fast CE using
different sizes (4.5–8.1 nm) of template Cu2-S NCs. (b) Absorption and PL spectra of 5.4 nm CIS
QDs obtained by fast CE before and after ZnS shell overgrowth. (c)
PL spectra of CIS/ZnS core/shell QDs using different sizes (4.5–8.1
nm) of CIS QDs as cores. (d) PLQYs of CIS QDs obtained by fast CE
(black line) and the corresponding CIS/ZnS core/shell QDs (red line)
as a function of the QD core size. (e) Photodegradation of CIS/ZnS
core/shell QDs (core diameter of 4.5 nm, blue line) and indocyanine
green (orange line) under 400 nm illumination.
TEM images of CIS QDs
obtained by (a) slow and (b) fast CE. (c,
d) TEM images of CIS/ZnS core/shell QDs obtained by ZnS overgrowth
on the CIS QDs shown, respectively, in parts a and b. (e, f) HRTEM
images and (g, h) FT analysis of individual CIS/ZnS core/shell QDs
selected from parts c and d, respectively. The lattice spacings in
parts e and f are 3.4 and 1.95 Å, which correspond well to the
{100} and {110} lattice planes of WZ CIS. The FT patterns (g, h) can
be indexed to the [001] axial projection of the WZ structure.(a) Absorption and PL spectra of CIS QDs prepared
by fast CE using
different sizes (4.5–8.1 nm) of template Cu2-S NCs. (b) Absorption and PL spectra of 5.4 nm CIS
QDs obtained by fast CE before and after ZnS shell overgrowth. (c)
PL spectra of CIS/ZnS core/shell QDs using different sizes (4.5–8.1
nm) of CIS QDs as cores. (d) PLQYs of CIS QDs obtained by fast CE
(black line) and the corresponding CIS/ZnS core/shell QDs (red line)
as a function of the QD core size. (e) Photodegradation of CIS/ZnS
core/shell QDs (core diameter of 4.5 nm, blue line) and indocyanine
green (orange line) under 400 nm illumination.
Optical Properties of WZ CIS and CIS/ZnS QDs
The absorption
and PL spectra of the WZCIS/ZnS QDs prepared in this work are blue-shifted
with respect to those of the WZ CIS QDs used as cores (Figure b and SI, Figures S16–S18 and Table S2). The extent of the blue-shift
appears to be size-dependent for the CIS/ZnS QDs obtained from fast
CE CIS QDs, decreasing with increasing core diameter (SI, Table S2). In contrast, there is no apparent
trend for CIS/ZnS QDs obtained by shelling slow CE CIS QDs (SI, Table S2). The shifts observed in the PL
spectra were in most cases not significantly different from those
observed in the absorption spectra (see SI, Table S2; the difference varies from +20% to −20% depending
on the sample) but occasionally deviated from the blue-shift trend
observed for the majority of the samples (see, e.g., SI, Figure S17, which shows a red-shift of 176 meV, despite
a blue-shift of 63 meV in the absorption spectrum). This anomalous
PL red-shift can be understood by considering that the PLQY of the
CIS QDs used as cores was very low (0.2%) and, therefore, was not
representative of the QD ensemble, probably originating from a small
fraction of smaller or otherwise different CIS QDs emitting at higher
energies. The dramatic enhancement of the PLQYs induced by the ZnS
shelling (2 orders of magnitude; see SI, Table S2) resulted in a PL spectrum that was representative of
the ensemble of CIS/ZnS QDs, thereby yielding an apparent red-shift
with respect to the very weak and likely biased PL spectrum of the
bare CIS QDs used as cores.This observation implies that one
should exercise caution when interpreting spectral shifts derived
from comparison of PL spectra prior to and after shelling procedures,
since the PLQYs of bare CIS QDs are generally low and therefore the
observed PL spectrum may not necessarily reflect the size, shape,
and composition polydispersity of the ensemble. The comparison between
absorption spectra would in principle be more reliable, since they
are determined by the whole QD ensemble. However, absorption spectra
may be distorted by the presence of absorbing impurities. Moreover,
the band-edge transitions of QDs are strongly size dependent, and
therefore, the band gap estimated from absorption spectra is affected
by the size polydispersity of the sample.[41] This is a particularly serious issue for CIS and other ternary copper
chalcogenides, which typically present essentially featureless absorption
spectra without a sharp first absorption transition and often accompanied
by a low-energy tail.[20] The difficulties
associated with extracting reliable band gap values from the absorption
spectra of ternary chalcogenides may be the reason why PL shifts are
more frequently reported in the literature than absorption shifts.
It should also be noted that these peculiarities may introduce a considerable
uncertainty in the spectral shifts deduced from both PL and absorption
spectra and may explain the discrepancies between the observations
reported in the literature, as we will discuss below.Spectral
blue-shifts have been invariably observed after ZnS shelling
of CP CIS QDs and have been attributed to a number of reasons. For
example, Li and co-workers reported a 80 meV blue-shift in the PL
spectra of 3 nm CP CIS QDs upon overgrowth of a ZnS shell using both
Zn and S precursors and attributed it to etching of the cores prior
to shell growth.[23] A similar PL blue-shift
(90 meV), accompanied by a 62 meV blue-shift in absorption spectrum,
has been observed by Berends et al. for 2.5 nm CP CIS QDs overcoated
with one monolayer of ZnS.[31] Exposing CP
CIS QDs to Zn2+ precursors in the absence of a S-precursor
has been observed to induce even larger blue-shifts (as large as 340
meV for a 3.3 nm QD and 200 meV for a 2.4 nm QD) in both the PL and
absorption spectra.[42,43] These pronounced blue-shifts
were shown to be due to partial Zn2+ for In3+ and Cu+ CE followed by interdiffusion, resulting in gradient
(CuInZn)S2 alloy QDs with the same size as the parent CP
CIS QDs but larger band gaps.[42] Simultaneous
ZnS overgrowth and Zn interdiffusion, resulting in core/shell QDs
with a gradient CP (CuInZn)S2 alloy core overcoated by
a ZB ZnS shell, has also been shown to occur upon addition of mixed
Zn and S precursors to CP CIS QDs (3–5 nm diameter), leading
to spectral blue-shifts in both absorption and emission.[43,44] Intriguingly, the PL shifts reported in ref (44) (viz., 100–180
meV, in the 5–3 nm size range) are significantly smaller than
those observed in the absorption spectra (160–260 meV, in the
same size range). There are also works in which only the PL is observed
to blue-shift upon ZnS shelling of CP CIS QDs, while the absorption
spectra remain unchanged (e.g., 64 meV for CP/ZB CIS/ZnS QDs with
3 nm cores).[18]From the above, it
is clear that shelling of CP CIS QDs with ZnS
leads to spectral blue-shifts and that, despite some dissonant works,
the shifts in absorption and photoluminescence are comparable. The
remarkable diversity of the trends observed for CP CIS/ZnS QDs demonstrates
the chemical and electronic complexity of this system and may be rationalized
by considering that the magnitude of the blue-shift depends on the
extent of the Zn interdiffusion and alloying into the CIS core, being
the largest (e.g., 340 meV)[42] for extensively
alloyed CIS/ZnS QDs produced by exposure of CP CIS QDs to only Zn
precursors and the smallest (e.g., 60 meV)[31] for CIS/ZnS core/shell QDs with partially alloyed heterointerfaces
obtained by shelling CP CIS QDS using both Zn and S precursors. This
behavior is reminiscent of that observed for heteronanocrystals (HNCs)
of II–VI semiconductors (e.g., ZnS–CdS[38] and ZnSe–CdSe[45]), the
elemental distribution profiles of which can be seamlessly tuned from
core/shell QDs with a well-defined heterointerface to fully homogeneous
alloy QDs, through gradient alloy QDs with increasingly smoother gradients.[45] As a result, the optical properties of HNCs
of II–VI semiconductors can be continuously tuned from those
of core/shell HNCs with sharp heterointerfaces to those of homogeneous
alloy NCs, with preservation of the total volume and composition of
the NC.[45] However, it appears that CP CIS/ZnS
core/shell QDs with sharp heterointerfaces have yet to be made, since
to date only spectral blue-shifts have been reported for these materials
(see above),[18,23,31,40,42−44] in striking contrast with the small red-shifts expected for type-I
core/shell QDs as a result of the small leakage of the exciton wave
function into the shell due to the finite band offsets between the
core and shell.[38] Some authors have assumed
the formation of a sharp CIS/ZnS heterointerface, attributing the
blue-shift observed after ZnS shelling to shrinkage of the core, due
to either etching prior to the shell overgrowth[23] or shell ingrowth by CE.[43] However,
this assumption has yet to be experimentally validated.Reports
on spectral shifts upon ZnS shelling of WZ CIS QDs are
scarce and contradictory,[30,32] since these QDs have
only recently been developed.[26,28−30,32] While Leach et al.[30] did not observe any spectral shifts (both in
PL and absorption) upon exposure of ∼10 nm diameter WZ CIS
platelets to Zn2+, Akkerman et al.[32] reported a 115 meV blue-shift in the PL spectrum of 8 nm diameter
gradient alloy WZCIS/ZnS QDs, without any significant change in the
absorption spectrum. These reports are also inconsistent with the
behavior observed in the present work (Figure b and SI, Figures
S16–S18 and Table S2), which unambiguously shows that the absorption
and PL spectra of WZCIS/ZnS QDs blue-shift with respect to those
of the WZ CIS QDs used as cores. This behavior is analogous to that
previously reported for CP CIS/ZnS QDs (see above) and can therefore
be interpreted as evidence of a small degree of Zn2+ diffusion
into the CIS cores, leading to an alloyed CIS/ZnS heterointerface.The blue-shift in the optical transitions of CIS QDs (both CP and
WZ) upon ZnS shelling can be attributed to widening of the band gap
as a result of both the partial CIS–ZnS alloying (the band
gap of ZnS is larger than that of CIS, viz., 3.5 and 1.53 eV,[38,20] respectively) and the reduction of the effective volume probed by
the exciton wave function due to the gradient elemental distribution
profiles (Zn concentration increases toward the surface, which translates
into an increasing potential barrier for both electron and hole).
The increase in band gap will be directly reflected in the absorption
spectrum and will be most evident in the lowest energy transition,
which is assigned to the 1Se–1Sh transition.[46] The impact of the ZnS shelling on the PL energies
of CIS QDs is likely more complex due to the nature of the radiative
recombination in these materials.The PL of CP CIS QDs is characterized
by broad bandwidths [full
width at half maximum (fwhm) ∼200–300 meV], large “global”
Stokes shifts (∼300–400 meV), and multiexponential PL
decays with long decay constants (slow component with hundreds of
ns).[20,40] These characteristics are dramatically different
from those of the 1Sh–1Se band-edge PL
observed for the prototypical II–VI and IV–VI QDs (e.g.,
CdSe and PbSe)[20] and have led to an intense
debate concerning their origin.[20,40] Most works attribute
the PL in CP CIS to radiative recombination involving defects, but
a wide variety of defects and recombination mechanisms have been invoked:[40] donor–acceptor pair, localized electron–valence
band (VB) hole, or conduction band (CB) electron-localized hole. An
intrinsic recombination mechanism, which ascribes the PL to the recombination
of CB electron states with dark and bright VB hole states, has also
been proposed.[46] However, recent work has
unambiguously demonstrated that the PL in CP CIS QDs originates from
the radiative recombination of a delocalized CB electron with a hole
localized on a Cu+ ion.[31,47,48] Nevertheless, the nature of the hole localization
process (i.e., self-trapping onto a regular Cu+ ion[48] or capture by a native defect, such as CuIn2–) has yet to be unravelled.[31]The PL of WZ CIS QDs has also been assigned
to radiative recombination
at defects, but the nature of these defects is thought to be different
from those in CP CIS QDs, since WZ CIS NCs typically emit at lower
energies than their CP counterparts, despite showing otherwise similar
PL characteristics (i.e., fwhm of ∼200–300 meV, “global”
Stokes shifts of ∼300–400 meV, and multiexponential
PL decays with long decay constants of hundreds of nanoseconds).[30,40] Recent work by Macdonald and co-workers[30] has used DFT calculations to shed light on the radiative recombination
mechanism in WZ CIS QDs and concluded that the recombination of an
electron localized at Ini2+ with a VB hole was
the most likely radiative recombination pathway, since it gave the
best match to their experimental PL spectra. However, the authors
noted that, among the candidate defects that were studied, the transition
energies associated with CuIn and VIn3– also agreed well with their experimental data.[30] This implies that the PL in WZ CIS QDs may also originate
from recombination of a CB electron with a localized hole (either
in CuIn or VIn3–).We
argue that, considering the strong similarity between the PL
characteristics of CP and WZ CIS QDs, recombination of a CB electron
with a localized hole is in fact the most plausible mechanism. However,
WZ CIS NCs have only recently become available and have yet to reach
the same level of study of their CP counterparts. Therefore, a definitive
assignment of the radiative decay mechanism in WZ CIS NCs would be
premature at this time. Nevertheless, the pronounced size-dependence
observed in the optical spectra of the WZ CIS QDs and WZCIS/ZnS core/shell
QDs prepared in our work (Figure a) clearly demonstrates that the radiative recombination
involves at least one delocalized carrier. Considering that the CB
potential in CIS is more strongly affected by quantum confinement
than the VB potential (effective masses of the electron and hole are,
respectively, 0.16 m0 and 0.85 m0),[46] we argue that this also suggests that the delocalized
carrier is likely the electron. Regardless of the nature of the delocalized
carrier, the size dependence of the PL energy allowed us to tune the
PL of the WZ CIS QDs from the first to the second NIR biological window
(from ∼800 to ∼1050 nm, Figure c) by increasing the QD size from 4.5 to
8.1 nm. PL at shorter wavelengths (650–750 nm) can also be
obtained, by using smaller template Cu2-S NCs (2.5–3.5 nm).[28] The
observation of efficient PL at 1050 nm is particularly interesting,
since reports on CIS QDs emitting in the second NIR window are scarce.[26,30,32]Overcoating by a ZnS shell
leads to a large enhancement of the
PLQY for all the investigated sizes (Figure b,d), which is accompanied by an increase
of the average exciton lifetimes (SI, Figure
S19). This is consistent with previous reports for both CP and WZCIS QDs[20,23,28,30,31] and indicates that
recombination through surface defects is a major nonradiative decay
pathway.[23,30,31] However, we
also observe that the PLQYs are size-dependent, decreasing for increasing
QD size (Figure d),
and that the increase of the PLQY upon ZnS shelling is apparently
limited by the initial PLQY of the CIS QD cores (i.e., CIS QD cores
with lower PLQYs produce CIS/ZnS core/shell QDs with relatively lower
PLQYs as well). This suggests that internal defects are also important
charge carrier traps, generating additional nonradiative relaxation
pathways that cannot be eliminated by shell overcoating. A strategy
to further improve the PLQYs of NIR-emitting CIS/ZnS core/shell QDs
should thus not only address the ZnS shell thickness and quality but
also the underlying reasons for the low PLQYs of the CIS QD cores
themselves, which requires a deeper understanding of the radiative
and nonradiative decay pathways in WZ CIS QDs. Nevertheless, we note
that the PLQYs obtained in our work using CIS QDs produced by fast
CE as cores for CIS/ZnS core/shell QDs (e.g., 75% at 820 nm) are,
to the best of our knowledge, the highest reported so far for NIR-emitting
CIS/ZnS QDs (Speranskaya et al.[19] reported
40% at 750 nm, while Pons et al.[18] reported
30% at 800 nm and 12% at 820 nm). A comparative photodegradation test
(Figure e) shows that
the photostability of the CIS/ZnS QDs is superior to that of commonly
available NIR-emitting dyes (e.g., ICQ).
Phase Transfer of WZ CIS/ZnS
Core/Shell QDs into water
The WZCIS/ZnS core/shell QDs were
transferred into water through
exchange of the native ligands by 11-mercaptoundecanoic acid (MUA).[34] As the binding energy of Zn–Sthiolate (194.7 kJ/mol) is much higher than those of S–Sthiolate (105.1 kJ/mol) and Zn–Sthiol (31.8 kJ/mol),[34,50] it is of great importance to control the solution pH (>8), so
as
to deprotonate the thiol group, thereby ensuring a strong bond between
the thiolate headgroup and the surface of the CIS/ZnS QDs. However,
the high pH will also give rise to the formation of disulfide bonds
that may trap the photogenerated hole, resulting in PL quenching.[34] To prevent disulfide formation, reducing agents
(e.g., sodium borohydride,[51] dithiothreitol,[52] and TCEP[34]) are commonly
added during the phase transfer. In this work, tris(2-carboxyethyl)phosphine
hydrochloride (TCEP) was chosen as the reducing agent due to its high
efficiency and low contamination during biolabeling.[53] The phase transfer was accomplished at pH ∼11.6,
which resulted in a high concentration of deprotonated MUA thiolate
groups that exchanged the native ligands at the surface of CIS/ZnS
core/shell QDs, thereby making them hydrophilic (Figure ). The average ζ-potential
of these water-dispersible CIS/ZnS core/shell QDs is about −60
mV (SI, Figure S20). The negatively charged
surface is attributed to the deprotonation of the carboxyl groups
of MUA. This assignment is confirmed by the weak stretching mode of
the COOH group at 1720 cm–1 and the appearance of
a new band at 1398 cm–1, which is related to the
symmetric vibration modes of the COO– group (SI, Figure S20).
Figure 5
Schematic illustration of the phase transfer
of CIS/ZnS core/shell
QDs by ligand exchange using MUA in the presence of TCEP at pH ∼11.6.
Schematic illustration of the phase transfer
of CIS/ZnS core/shell
QDs by ligand exchange using MUA in the presence of TCEP at pH ∼11.6.The optical properties and morphology
of ∼5 nm diameter
WZCIS/ZnS core/shell QDs before and after phase-transfer to water
are shown in Figure . The average size and polydispersity of the QDs are not significantly
affected by the phase-transfer procedure (Figure b), and the resulting negatively charged
QDs are colloidally stable in water for long periods of time (at least
6 months). The hydrodynamic size of the CIS/ZnS core/shell QDs is
14.2 ± 2.7 nm (SI, Figure S20). The
absorption spectra of the QDs before and after the transfer are indistinguishable
(Figure a), indicating
that they remain intact and that no aggregates are formed, which is
also clearly demonstrated by the TEM images (Figure b and SI, Figure
S21). The PLQY decreases from 75% to 39% after phase-transfer (Figure ). The PL spectrum
also remains essentially the same, apart from a small blue-shift (19
meV) from 820 to 810 nm. The origin of this blue-shift is not yet
understood but may be related to the effect of the negative surface
charges on the amplitude of the electron wave function near the QD
surface (assuming that the hole is localized within the core, as discussed
above).
Figure 6
(a) Absorption and PL spectra of ∼5 nm CIS/ZnS core/shell
QDs before and after phase transfer into water. (b) TEM images and
size histograms of CIS/ZnS core/shell QDs before (left) and after
(right) ligand exchange (larger area TEM images are given in the SI, Figure S21).
(a) Absorption and PL spectra of ∼5 nm CIS/ZnS core/shell
QDs before and after phase transfer into water. (b) TEM images and
size histograms of CIS/ZnS core/shell QDs before (left) and after
(right) ligand exchange (larger area TEM images are given in the SI, Figure S21).A decrease in PLQY from 26% to 6% upon phase-transfer to
water
was also observed for 9.2 nm CIS/ZnS core/shell QDs emitting at 1050
nm (SI, Figure S22). Reductions in PLQY
upon transfer of core/shell QDs to water are commonly observed[17,18,54] and are attributed to insufficient
shell quality in part of the QD ensemble.[54] In the present case, the drop in the PLQY of the CIS/ZnS core/shell
QDs in water may be interpreted as an indication that the ZnS shell
in some of the QDs is not yet sufficiently robust to withstand the
high pHs required for the ligand exchange. Therefore, it is likely
that further improvements in the ZnS shell thickness and quality will
lead to higher PLQYs after the phase transfer. Nevertheless, it should
be noted that the PLQYs observed in the present work (viz., 39% at
810 nm and 6% at 1030 nm) are rather high for NIR emitters in water
and are very competitive with respect to the currently available NIR-emitting
QDs and dyes (CIS/ZnS QDs, 20% at 800 nm,[18] 8% at 830 nm;[17] indocyanine green, 12%
at 835 nm in DMSO;[35] IR-140, 17% at 830
nm;[55] ONITCP, 2.3% at 900 nm;[55] ODNITCP, 1.4% at 930 nm[55]). It is worth noting that the stability of the hydrophilic CIS/ZnS
core/shell QDs in water is also competitive, since they can be stored
in the dark at 4 °C for at least 6 months with negligible PL
loss. Moreover, these QDs are carboxyl-terminated and can thus be
easily functionalized with specific proteins or biomacromolecules,[8,12,17,18,51,56−58] which makes them promising as NIR-emitting labels for bioimaging.
Conclusions
In conclusion, we have developed a sequential
procedure to synthesize
highly luminescent water-dispersible NIR-emitting wurtziteCIS/ZnS
core/shell QDs. The procedure starts from nearly spherical template
Cu2-S NCs, which are converted
into wurtziteCIS QDs with size and shape preservation by topotactic
partial Cu+ for In3+ cation exchange at 125
°C. The use of a nearly stoichiometric TOP/In ratio (0.9) ensures
that the Cu+-extraction and In3+-incorporation
rates remain coupled, despite relatively high reaction temperatures,
leading to a highly versatile and fast method to obtain CIS QDs in
the 3–8 nm size range (polydispersity of ∼10%). The
product CIS QDs can be readily overcoated by a thin (≤1 nm)
wurtzite ZnS shell, resulting in CIS/ZnS core/shell QDs with PL tunable
from the first to the second NIR window (750–1100 nm) with
high PLQYs (e.g., 75% at 820 nm and 25% at 1050 nm). These wurtziteCIS/ZnS core/shell QDs are subsequently transferred to water upon
exchange of the native ligands by mercaptoundecanoic acid. The resulting
water-dispersible CIS/ZnS core/shell QDs have PLQYs ranging from 39%
(at 810 nm) to 6% (at 1030 nm) and good colloidal stability over at
least 6 months and are thus promising candidates for in vivo bioimaging
applications. It should be noted that the hydrophobic CIS/ZnS QDs
obtained immediately after the ZnS shell overgrowth are also attractive
as fluorophores in luminescent solar concentrators due to their large
absorption cross sections throughout the UV–visible–NIR
spectral range, high PLQYs (75% at 820 nm, which is an ideal wavelength
in combination with Si solar cells), and large effective Stokes shifts,
which would maximize harvesting of the solar spectrum while minimizing
reabsorption losses.[59−61]
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